Professional Documents
Culture Documents
1 An Introduction to GIS
Introduction
Geography has always been important pencil and paper are used to field verify a
to humans. Stone-age hunters anticipated map.
the location of their quarry, early explorers As with many aspects of life in the last
lived or died by their knowledge of geog- five decades, how we gather and use spa-
raphy, and current societies live, work, and tial data has been profoundly altered by the
cooperate based on their understanding of development of modern electronics. GIS
who belongs where. Applied geography, in software and hardware are a primary result
the form of maps and spatial information, of these technological developments, and
has served discovery, planning, commerce, the capture and treatment of spatial data
and defense for at least the past 3000 years has quickened over the past three decades,
(Figure 1-1), and maps are among the most and continues to evolve.
beautiful documents of our civilization.
Key to all definitions of a GIS are the
Most often our geographic knowledge “what” and “where”. GIS and spatial anal-
is applied to routine tasks, as when we yses are concerned with the absolute and
puzzle over a route to a child’s soccer relative location of features, as well as the
game or wonder where we might find gas- properties and attributes of those features.
oline. Spatial information has a much The locations of important spatial objects
greater impact on our lives, often to an such as rivers and streams may be
extent we don’t realize, to help us produce recorded, and also their size, flow rate,
the food we eat, the energy we burn, the water quality, or the kind of fish found in
clothes we wear, and the diversions we them. Indeed, these attributes often depend
enjoy. on the spatial arrangement of “important”
Because spatial information is so features. A GIS aids in the analysis and
important, we have developed tools called display of these spatial relationships.
geographic information systems (GIS) to
help us develop our geographic knowl-
edge. A GIS (we will use the abbreviation What is a GIS?
to refer to both system and systems) helps A GIS is a tool for making and using
us gather and use spatial data. Some GIS spatial information. Although there are
components are purely technological; they many formal definitions of GIS, for practi-
include space-age data collectors, cal purposes we define GIS as:
advanced communications networks, and a computer-based system to aid in the col-
sophisticated computing. Other GIS meth- lection, maintenance, storage, analysis,
ods are very simple, for example, when a output, and distribution of spatial data and
information.
2 GIS Fundamentals
Figure 1-1: A map of New England by Nicolaes Visscher, published about 1685. Present-day Cape
Cod is visible on the right, with the Connecticut and Hudson Rivers in the center of this map. Early
maps were key to the European exploration of new worlds.
Figure 1-2: GIS allow us to analyze the relative spatial location of important geographic features. Protec-
tion from wildfire, the preservation of scenic views, and the location of forest harvesting units may be
effectively managed with the aid of spatial analysis tools in a GIS. (courtesy Space Imaging, Inc.)
supplies, clearings may prevent the spread emerging. GIS use has become mandatory
of fire, and air pollution from downwind in many settings, and they are essential
industries may not harm our forests, while tools in business, government, education,
polluters upwind might. A GIS aids and non-profit organizations. GIS have
immensely in the analysis of these spatial been used to fight crime, protect endan-
relationships and interactions among them. gered species, reduce pollution, cope with
A GIS is also particularly useful at display- natural disasters, analyze the AIDS epi-
ing spatial data and reporting the results of demic, and to improve public health; in
spatial analysis. In many instances GIS is short, GIS have been instrumental in
the only way to solve spatially-related addressing some of our most pressing soci-
problems. etal problems. On a more mundane level,
GIS tools in aggregate have saved billions
of dollars annually in the delivery of gov-
GIS: A Ubiquitous Tool ernmental and commercial goods and ser-
GIS use has become widespread during vices. GIS regularly help in the day-to-day
the past two decades. GIS have been used management of many natural and man-
in fields from archeology to zoology, and made resources, including sewer, water,
new applications of GIS are continuously power, and transportation networks. GIS
4 GIS Fundamentals
are at the heart of one of the most important ability to benignly absorb carbon dioxide
processes in U.S. democracy, the constitu- and nitrogen, two primary waste products
tionally mandated reshaping of U.S. Con- of humanity. Silt chokes many rivers (Fig-
gressional Districts, and hence the ure 1-4) and there is a surfeit of localized
distribution of tax dollars and other govern- examples where ozone, poly-chlorinated-
ment resources. biphenyls, or other noxious pollutants sub-
stantially harm public health. By the end of
the 20th century most suitable lands had
Why Do We Need GIS? been inhabited and only a small percentage
GIS are needed in part because human of the terrestrial surface had not been
population and technology have reached farmed, grazed, cut, built over, flooded, or
levels such that many resources, including otherwise altered by humans (Figure 1-5).
air and land, are placing substantial limits GIS help us identify and address envi-
on human action (Figure 1-3). Human pop- ronmental problems by providing crucial
ulations have doubled in the last 50 years, information on where problems occur and
reaching 6 billion, and we will likely add who are affected by them. GIS help us
another 5 billion humans in the next 50 identify the source, location, and extent of
years. The first 100,000 years of human adverse environmental impacts, and may
existence caused scant impacts on the help us devise practical plans for monitor-
World’s resources, while in the past 300 ing, managing, and mitigating environmen-
years humans have permanently altered tal damage.
most of the Earth’s surface. The atmo-
sphere and oceans exhibit a decreasing Human impacts on the environment
have spurred a strong societal push for the
Figure 1-3: Human population growth during the past 2000 years has heightened the need
for efficient resource use.
Chapter 1: An Introduction 5
Figure 1-4: River siltation, as shown here by a satellite image of the Yangtzee River in China, is among
the human impacts responsible for the societal push to adopt GIS. The river is shown as a light streak mean-
dering through the lower middle section of the image. The silt plume is visible along the nearshore area both
to the left and right of the river mouth. GIS may be used to help document, analyze, and plan for reductions
in erosion and other negative environmental impacts. (courtesy NASA)
Figure 1-5: The environmental impacts wrought by humans have accelerated in many parts of the
World during the past century. These photographs of the same portion of King County, Washington,
give an example of how urban expansion has altered our landscapes. GIS are used to effectively plan
and manage the development of our cities, and to protect our natural resources. (courtesy Washington
Department of Natural Resources)
6 GIS Fundamentals
Figure 1-7: Parcel information entered in a GIS may substantially improve the maintenance and
evaluation of county government. Here, images of the shoreline taken from lake vantage points
are combined with digital maps of the shoreline, buildings, and parcel boundaries. The image in
the lower left was obtained from the location shown as a light dot near the center of the figure.
(courtesy Wisconsin Sea Grant and LICGC)
Figure 1-8: An example of the combination of spatial data in a GIS. Parcels data are combined with
shoreline zoning setbacks, and non-compliant parcels (cross-hatched) are identified. (courtesy Wiscon-
sin Sea Grant Institute and LICGC)
Chapter 1: An Introduction 9
Figure 1-9: GIS may be used to streamline government function. Here, septic systems
not compliant with pollution prevention ordinances are identified by white circles. (cour-
tesy Wisconsin Sea Grant Institute and LICGC)
active land records modernization program, GIS may also be used to aid in the
and may use GIS technology to assist in administration of shoreline zoning ordi-
administration and enforcement of the zon- nances. Setback requirements specify near-
ing and shoreland protection ordinances. shore zones with special restrictions.
Specific activities include the creation of Applications for construction or building
digital parcel maps, the development of modification may be reviewed with maps
parcel identification numbers (PINs) to link that overlay building locations with the
property attributes to parcel maps, the cre- shoreline setbacks (Figure 1-8). A GIS
ation of digital aerial photographs on a reg- speeds the assessment of zoning compli-
ular time frame, and the incorporation of ance, and may be used to direct landowners
aerial or boat-based images to help detect to the relevant zoning ordinances.
property changes and zoning violations. GIS may also be used to notify land-
One early operation for the shoreland owners of routine tasks, such as septic sys-
management GIS was the development of tem maintenance. Northern lakes are
digital property records and associated par- particularly susceptible to nitrogen pollu-
cel information. Parcel attributes such as tion from near-shore septic systems (Figure
the tax assessed value or owner name and 1-9). This often leads to required frequent
address may need to be identified for many pumping of the septic system, and verifica-
reasons, including the delivery of tax bills tion of compliance. A GIS may be used to
or for notification of nearby zoning vari- automatically generate notification of non-
ances or public meetings. Digital land compliance. For example, landowners may
records in a GIS may be used to streamline be required to have their septic systems
these and other activities. pumped every three years, and to provide
proof. If not, the GIS system may automat-
10 GIS Fundamentals
Figure 1-10: A male blackfooted ferret, an endangered species. GIS are one
of the tools used in attempts to save these creatures. (courtesy Randy Matchett,
USFWS)
ically identify systems not in compliance ing the extinction of the blackfooted ferret.
and generate a letter for appropriate parcel This entails establishing the number and
owners. location of surviving animals, identifying
Our second example illustrates how the habitat requirements for a sustainable
GIS helps us save endangered species. The population, and analyzing what factors are
blackfooted ferret is a small carnivore responsible for the decline in ferret num-
endemic to the western plains of North bers, so that a recovery plan may be
America (Figure 1-10), and is one of the devised.
most endangered mammals on the conti- Because blackfooted ferrets are noctur-
nent. The ferret lives in close association nal animals that spend much of their time
with prairie dogs, communally-living underground, and because ferrets have
rodents once found over much of North always been rare, relatively little was ini-
America. Ferrets feed on prairie dogs and tially known about their life history, habitat
live in their burrows, and prairie dog colo- requirements, and the causes of mortality.
nies provide refuge from coyotes and other For example, young ferrets often disperse
larger carnivores that prey on the ferret. from their natal prairie dog colonies in
The blackfooted ferret has become endan- search of their own territories. Dispersal is
gered because of declines in the range and good when it leads to an expansion of the
number of prairie dog colonies, coupled species. However, there are limits on how
with ferret sensitivity to canine distemper far a ferret may be expected to successfully
and other diseases. disperse. If the nearest suitable colony is
The U.S. Fish and Wildlife Service too far away, the dispersing young ferret
(USFWS) has been charged with prevent- may likely die of starvation or be eaten by a
coyote, eagle, large owl, or other predator.
Chapter 1: An Introduction 11
Figure 1-12: Spatial data, such as the boundaries of prairie dog colonies (gray polygons)
and individual blackfooted ferret positions (triangle and circle symbols) may be combined
to help understand how best to save the blackfooted ferret. (courtesy Randy Matchett,
USFWS)
12 GIS Fundamentals
lyzed in a GIS to improve the likelihood of geodesy, remote sensing, surveying, com-
species recovery. puter science, cartography, mathematics,
statistics, cognitive science, linguistics, and
others. GIScience investigates not only
Geographic Information Science technical questions of interest to applied
While we have defined GIS as geo- geographers, business-people, planners,
graphic information systems, there is public safety officers, and others, but
another GIS: geographic information sci- GIScience is also directed at more basic
ence. The abbreviation GIS is commonly questions. How do we perceive space?
used for the geographic information sys- How might we best represent spatial con-
tems, while GIScience is used to abbreviate cepts, given the new array of possibilities
the science. The distinction is important, provided by our advancing technologies?
not the least because the future develop- How does human psychology help or
ment of GIS depends on progress in hinder effective spatial reasoning?
GIScience. Science has been described as a hand-
GIScience is much broader than GIS, maiden of technology in the applied world.
because GIScience forms a theoretical A more apt analogy is perhaps a parent of
foundation on which GIS are based. GIS technology. GIS, narrowly defined, is more
research is typically concerned with techni- technology than science. Since GIS is the
cal aspects of GIS implementation or appli- tool with which we solve problems, we are
cation. GIScience includes these, but also mistaken if we consider it as the starting
seeks to redefine concepts in geography and ending point in geographic reasoning.
and geographic information in the context An understanding of GIScience is crucial
of the digital age. GIScience is concerned to the further development of GIS, and in
with how we conceptualize geography and many cases, crucial to the effective applica-
how we collect, represent, store, visualize, tion of GIS. This book focuses primarily on
analyze, use, and present these geographic GIS, but provides relevant information
concepts. The work draws from many related to GIScience as appropriate for an
fields, including traditional geography, introductory course.
GIS Components
A GIS is comprised of hardware, soft- Hardware for GIS
ware, data, humans, and a set of organiza-
A fast computer, large data storage
tional protocols. These components must
capacities, and a high-quality, large display
be well integrated for effective use of GIS,
form the hardware foundation of most GIS
and the development and integration of
(Figure 1-13). A fast computer is required
these components is an iterative, ongoing
because spatial analyses are often applied
process. The selection and purchase of
over large areas and/or at high spatial reso-
hardware and software is often the easiest
lutions. Calculations often have to be
and quickest step in the development of a
repeated over tens of millions of times, cor-
GIS. Data collection and organization, per-
responding to each space we are analyzing
sonnel development, and the establishment
in our geographical analysis. Even simple
of protocols for GIS use are often more dif-
operations may take substantial time if suf-
ficult and time-consuming endeavors.
ficient computing capabilities are not
present, and complex operations can be
unbearably long-running. While advances
in computing technology during the 1990s
Chapter 1: An Introduction 13
Figure 1-13: GIS are typically used with a number of general purpose and specialized hardware
components.
14 GIS Fundamentals
product. It supports multiple data formats, have dedicated substantial effort toward the
many data types and structures, and liter- OpenGIS initiative, a set of standards to
ally thousands of possible operations that facilitate cross-platform and cross-software
may be applied to spatial data. It is not sur- data sharing. Data in any of the common
prising that substantial training is required commercial databases may be integrated
to master the full capabilities of Arc/Info. with spatial data from many formats.
ArcGIS provides substantial flexibility Image, coordinate, and text data may be
in how we conceptualize and model geo- combined.
graphic features. Geographers and other GeoMedia also provides a comprehen-
GIS-related scientists have conceived of sive set of tools for GIS analyses. Complex
many ways to think about, structure, and spatial analyses may be performed, includ-
store information about spatial objects. ing queries, e.g., to find features in the
ArcGIS provides for the broadest available database that match a set of conditions, and
selection of these representations. For spatial analyses such as proximity or over-
example, elevation data may be stored in at lap between features. Worldwide web and
least four major formats, each with atten- mobile phone-based applications and appli-
dant advantages and disadvantages. There cation development are well supported.
is equal flexibility in the methods for spa-
tial data processing. This broad array of
choices, while responsible for the substan- MapInfo
tial investment in time required for mastery MapInfo is a comprehensive set of GIS
of Arc/Info, provides concomitantly sub- products developed and sold by the Map-
stantial analytical power. Info Corporation, of Troy, New York. Map-
Info products are used in a broad array of
endeavors, although use seems to be con-
GeoMedia centrated in many business and municipal
GeoMedia and the related MGE digital applications. This may be due to the ease
cartographic products are also one of the with which MapInfo components are incor-
two most popular GIS suites currently in porated into other applications. Data analy-
use. GIS and related products have been sis and display components are supported
developed and supported by Intergraph, through a range of higher language func-
Inc. of Huntsville, Alabama, for over 30 tions, allowing them to be easily embedded
years. GeoMedia offers a complete set of in other programs. In addition, MapInfo
data entry, analysis, and output tools. A provides a flexible, stand-alone GIS prod-
comprehensive set of editing tools may be uct that may be used to solve many spatial
purchased, including those for automated analysis problems.
data entry and error detection, data devel- Specific products have been designed
opment, data fusion, complex analyses, and for the integration of mapping into various
sophisticated data display and map compo- classes of applications. For example, Map-
sition. Scripting languages may be Info products have been developed for
obtained, as well as programming tools that embedding maps and spatial data into wire-
allow specific features to be embedded in less handheld devices such as telephones,
custom programs, and programing libraries data loggers, or other portable devices.
to allow the modification of GeoMedia Products have been developed to support
algorithms for special-purpose software. internet mapping applications, and serve
GeoMedia is particularly adept at inte- spatial data in worldwide web based envi-
grating data from divergent sources, for- ronments. Extensions to specific database
mats, and platforms. Intergraph appears to products such as Oracle are provided.
16 GIS Fundamentals
GIS in Organizations
Although new users often focus on GIS data will be collected and used, and ensures
hardware and software components, we that the results of GIS analyses are properly
must recognize that GIS exist in an institu- interpreted and applied. GIS share a com-
tional context. Effective use of GIS mon characteristic of many powerful tech-
requires an organization to support various nologies. If not properly used, the
GIS activities. Most GIS also require technology may lead to a significant waste
trained personnel to use them, and a set of of resources, and may do more harm than
protocols guiding how the GIS will be good. The proper institutional resources are
used. The institutional context determines required for GIS to provide all its potential
what spatial data are important, how these benefits.
18 GIS Fundamentals
GIS are often employed as decision analytical power through the ability to
support tools (Figure 1-15). Data are col- measure distances and areas, identify vicin-
lected, entered, and organized into a spatial ity, analyze networks, and through the
database, and analyses performed to help overlay and combination of different infor-
make specific decisions. The results of spa- mation. Unfortunately, spatial data devel-
tial analyses in a GIS often uncover the opment is often expensive, and effective
need for more data, and there are often sev- GIS use requires specialized knowledge or
eral iterations through the collection, orga- training, so there is often considerable
nization, analysis, output, and assessment expense in constructing and operating a
steps before a final decision is reached. It is GIS. Before spending this time and money
important to recognize the organizational there must be a clear identification of the
structure within which the GIS will oper- new questions that may be answered, or the
ate, and how GIS will be integrated into the process, product, or service that will be
decision-making processes of the organiza- improved, made more efficient, or less
tion. expensive through the use of GIS. Once the
One important question that must be ends are identified, an organization may
answered early is “what problem(s) are we determine the level of investment in GIS
to solve with the GIS?” GIS add significant that is warranted.
Figure 1-15: GIS exist in an institutional context. Their effective use depends on a set of pro-
tocols and an integration into the data collection, analysis, decision, and action loop of an orga-
nization.
Chapter 1: An Introduction 19
musings on current conditions and future collection devices. However, some English
trends. units are culturally embedded, e.g., the sur-
We give preference to the International vey foot, or 640 acres to a Public Land Sur-
System of Units (SI) throughout this book. vey Section, and so these are not converted.
The SI system is adopted by most of the Because a large portion of the target audi-
World, and is used to specify distances and ence for this book is in the United States,
locations in the most common global coor- English units of measure often supplement
dinate systems and by most spatial data SI units.
Suggested Reading
Amdahl, G., Disaster Response: GIS for Public Safety, ESRI Press, Redlands, 2001.
Burrough, P.A. and Frank, A.U., Concepts and paradigms in spatial information: Are current
geographical information systems truly generic?, International Journal of Geographical
Information Systems, 1995, 9:101-116.
Campbell, H. J. and Masser, I., GIS in local government: some findings from Great Britain,
International Journal of Geographical Information Systems, 1992, 6:529-546.
Commission on Geoscience, Rediscovering Geography: New Relevance for Science and Soci-
ety, National Academy Press, Washington, 1997.
Grimshaw, D., Bringing Geographical Information Systems Into Business, 2nd Edition. Wiley,
New York, 2000.
Haining, R., Spatial Data Analysis in the Social and Environmental Sciences, Cambridge Uni-
versity Press, Cambridge, 1990.
MaGuire, D.J., Goodchild, M.F., and Rhind, D.W., eds., Geographic Information Systems,
Longman Scientific, New York, 1991.
Peuquet, D. J. and Marble, D. F., eds., Introductory Readings in Geographic Information Sys-
tems, Taylor and Francis, Washington D.C., 1990.
Pickles, J., ed., Ground Truth: The Social Implictions of Geographic Information Systems,
Guilford, New York, 1995.
Smith, D. A. and Tomlinson, R. F., Assessing costs and benefits of geographical information
systems: methodological and implementation issues, International Journal of Geographi-
cal Information Systems, 1992, 6:247-246.
Tillman Lyle, J., Design for Human Ecosystems: Landscape, Land Use, and Natural
Resources, Island Press, Washington, 1999.
Tomlinson, R., Current and potential uses of geographical information systems. The North
American experience, International Journal of Geographical Information Systems, 1987,
1:203-218.
Study Questions
Why are we more interested in spatial data today than 100 years ago?
You have probably collected, analyzed, or communicated spatial data in one way or
another during the past month. How many instances can you think of?
How many ways are GIS hardware different from other computer hardware?
What are the limitations of using a GIS? Under what conditions might the technology
hinder problem solving, rather than help?
Define a GIS in your own words. Are paper maps and paper data sheets a GIS?
22 GIS Fundamentals