You are on page 1of 17

7+Ɯ0,65HYLVWDGH'HUHFKRS

THEMIS 61
>/EWEE/>KEsE/KZ/dZ>z> Revista de Derecho

3.;<=0=>3=?3.;<=0=>3=!#%,#+,'"C)&"'a#,(.F#"()'+,
)%&#"%'().%'+
(6BG;E8,+BJB,(BJB::B*

ů ĂƌďŝƚƌĂũĞ ƐƵƉŽŶĞ ƵŶ ƐŝƐƚĞŵĂ ĞĮĐĂnj ĚĞ


ƐŽůƵĐŝſŶ ĚĞ ĐŽŶƚƌŽǀĞƌƐŝĂƐ ƋƵĞ ŝŶĐĞŶƟǀĂ
ůĂ ŝŶǀĞƌƐŝſŶ͘ ^ŝŶ ĞŵďĂƌŐŽ͕ ĞƐƚĂ ĞĮĐĂĐŝĂ
10+0%103 0%3 2,!%3 =01(1!3 103 .(3 .#%3 )#.3
ũƵĞĐĞƐ Ž ůŽƐ ƉƌŽƉŝŽƐ ĄƌďŝƚƌŽƐ ůŽƐ ƋƵĞ
ƉƵĞĚĞŶ ĚĞĐŝĚŝƌ ƋƵŝĠŶ ƟĞŶĞ ĐŽŵƉĞƚĞŶĐŝĂ
ĨƌĞŶƚĞĂĚĞƚĞƌŵŝŶĂĚĂƐĚŝƐƉƵƚĂƐ͘

Ŷ ĞƐƚĞ ƐĞŶƟĚŽ͕ Ğů ƉƌĞƐĞŶƚĞ ĂƌơĐƵůŽ


+,0.0%&!3 ',0:0.3 !+,#-(=!"(#%0.3 !3 )!3
(%10+0%10%"(!3 10)3 "#%:0%(#3 !,'(&,!)3 *3
Ăů ĐŽŵƉĞƚĞŶĐĞͲĐŽŵƉĞƚĞŶĐĞ͘ ĚĞŵĄƐ͕
ŵĞĚŝĂŶƚĞ Ğů ĂŶĄůŝƐŝƐ ĚĞ ůĂ ůĞŐŝƐůĂĐŝſŶ
ĐŽŵƉĂƌĂĚĂ ƐĞ ƉŽĚƌĄŶ ĞǀŝĚĞŶĐŝĂƌ ůĂƐ
ĚŝĨĞƌĞŶĐŝĂƐ ĚĞ ĂŵďŽƐ ĐŽŶĐĞƉƚŽƐ͕ ĂƐş
"#=#3 .$.3 0)0=0%&#.3 0.0%"(!)0.>3 &#1#3
0))#3 0%3 0)3 =!,"#3 10)3 L,'(&,!A03 N#=0,"(!)3
/ŶƚĞƌŶĂĐŝŽŶĂů͘

Claudio Lava Cavassa

*
Abogado. Magíster (LL.M) en Derecho Comercial Internacional por la Universidad King’s College de Londres.
Asociado del Estudio Payet, Rey, Cauvi Abogados.
345
/$,1'(3(1'(1&,$'(/&219(1,2$5%,75$/<(/&203(7(1&(&203(7(1&((1(/$5%,75$-(&20(5&,$/
,17(51$&,21$/

THEMIS 61 )M, )%&".-1(()*% ƉĂƌĂ ŵĂdžŝŵŝnjĂƌ ĞĮĐŝĞŶĐŝĂƐ͕ ĚĞ ŵŽĚŽ ƋƵĞ ƐĞ
Revista de Derecho
+(/$A"%* (&* (28%",-* 8%+%* (&* -42#+$"",-),2'-*
>Ă ƉƌŽƉŝĂ ĞdžŝƐƚĞŶĐŝĂ LJ Ğů ĠdžŝƚŽ ĚĞů ƌďŝƚƌĂũĞ LJƐĞƉƌĞƐĞƌǀĞĂůŵŝƐŵŽƟĞŵƉŽůĂƉŽƐŝďŝůŝĚĂĚ
/ŶƚĞƌŶĂĐŝŽŶĂů ĐŽŵŽ ƵŶ ƐŝƐƚĞŵĂ ĞĮĐĂnj ĚĞ ĚĞ ƋƵĞ ĐƵĂůƋƵŝĞƌ ĚĞŵĂŶĚĂ ůĞŐşƟŵĂ ƉƵĞĚĂ
2-&$",.)* /(* "-)#+-:(+2,%2* /(8()/()* ()* 3+%)* +(",4,+* $)%* 8+-)#%* /(",2,.)* 8-+* 8%+#(* /(* &-2*
'(/,/%* /(* &%* '%)(+%* ()* ;$(* &-2* /,B(+()#(2* =$("(2*7*"-+#(2*)%",-)%&(25*
2,2#('%2* &(3%&(2* )%",-)%&(2* /(#(+',)()* 2,*
2-)* &-2* =$("(2* -* &-2* 8+-8,-2* ?+4,#+-2* &-2* ;$(* ůƉƌŽƉſƐŝƚŽĚĞůƉƌĞƐĞŶƚĞĂƌơĐƵůŽĞƐƉƌĞƐĞŶƚĂƌ
ĚĞďĞŶĚĞĐŝĚŝƌƋƵŝĠŶƟĞŶĞĐŽŵƉĞƚĞŶĐŝĂĨƌĞŶƚĞ Ăů ůĞĐƚŽƌ ĂůŐƵŶĂƐ ďƌĞǀĞƐ ĂƉƌŽdžŝŵĂĐŝŽŶĞƐ
%*/(#(+',)%/%2*/,28$#%25*C2*8+(",2%'()#(*()* +(28("#-* %* &-2* /,B(+()#(2* ()B-;$(2* ;$(*
(2#(*8$)#-*/-)/(*=$(3%)*$)*+-&*#+%2"()/()#%&* ƐĞ ƟĞŶĞ ĞŶ ƚŽƌŶŽ Ă ůĂ ŝŶĚĞƉĞŶĚĞŶĐŝĂ
ůĂ ĂƵƚŽŶŽŵşĂ Ž ŝŶĚĞƉĞŶĚĞŶĐŝĂ ĚĞů ĐŽŶǀĞŶŝŽ /(&* "-):(),-* %+4,#+%&* 7* %&* "#=+0&0%"0@
%+4,#+%&* 7* (&* "#=+0&0%"0@"#=+0&0%"05* I%* "#=+0&0%"0͘ ŽŶ ƚĂů ƉƌŽƉſƐŝƚŽ͕ Ğů ĂƌơĐƵůŽ
(2"%2%* %8&,"%",.)* /(* &%* +(3&%* /(&* )(.3 +0%10%.* ĞdžƉůŽƌĂ ĚŝƐƟŶƚĂƐ ĚĞĮŶŝĐŝŽŶĞƐ ƋƵĞ ƉŽŶĞŶ
()*(&*%+4,#+%=(*"-'(+",%&*,)#(+)%",-)%&*+(:(&%* %&* /(2"$4,(+#-* &-2* (&('()#-2* (2()",%&(2* /(*
2$* "%8%",/%/* 8%+%* /(2():-&:(+2(* "-'-* $)* &-2* "-)"(8#-2* %)%&,A%/-2@* '?2* %&&?* /(* &-2*
ƐŝƐƚĞŵĂĚĞƌĞŐůĂƐĐŽŚĞƌĞŶƚĞLJĂƵƚŽƐƵĮĐŝĞŶƚĞ ĚŝĨĞƌĞŶƚĞƐĞŶĨŽƋƵĞƐƋƵĞƐŝŶĚƵĚĂĞdžŝƐƚĞŶĞŶ
3+%",%2* %* &%* ,)/(8()/()",%* /(&* "-):(),-* ƚŽƌŶŽĂĠƐƚŽƐ͘ƐƚĞĂŶĄůŝƐŝƐƉĞƌŵŝƟƌĄĂůůĞĐƚŽƌ
%+4,#+%&@* 8(+-* 8+,)",8%&'()#(* 3+%",%2* %&* ()#()/(+*&%*+%A.)*8-+*&%*;$(*(2#-2*"-)"(8#-2*
"#=+0&0%"0@"#=+0&0%"0͕ ĐƵLJŽ ŽďũĞƟǀŽ 2-)* B+("$()#('()#(* %4-+/%/-2* /(* '%)(+%*
ŵĂŶŝĮĞƐƚŽ ĞƐ ĂƐĞŐƵƌĂƌ ůĂ ƉŽƐŝďŝůŝĚĂĚ ĚĞ ĐŽŶũƵŶƚĂ͘ůĂƌơĐƵůŽŵƵĞƐƚƌĂƚĂŵďŝĠŶĂůŐƵŶĂƐ
;$(* &-2* 8+-8,-2* ?+4,#+-2* %/-8#()* &%* 8+,'(+%* /(* &%2* /,B(+()",%2* '?2* 2%&#%)#(2* ()* #-+)-*
/(",2,.)* +(28("#-* %* 2$* 8+-8,%* "-'8(#()",%@* %* &%* ,)/(8()/()",%* /(&* "-):(),-* %+4,#+%&*
/(",2,.)* ;$(* 8$(/(* 2(+* 8-2#(+,-+'()#(* 7* %&* "#=+0&0%"0@"#=+0&0%"0* %&* /(2"+,4,+*
+(:,2%/%*8-+*&-2*=$("(2*7*"-+#(2*)%",-)%&(215 4+(:('()#(* (&* #+%#%',()#-* &(3%&* ;$(* 2(* &(2*
-#-+3%*()*&%*&(3,2&%",.)*"-'8%+%/%5
Q-* -42#%)#(@* %* 8(2%+* /(* &%* %'8&,%* %"-3,/%*
;$(*<%)*+(",4,/-*%'4-2*"-)"(8#-2*%&+(/(/-+* !/,",-)%&'()#(@* "-):,()(* 8+(",2%+* ;$(* (2#(*
/(&* 3&-4-@* %1)* 8(+2,2#()* "-)2,/(+%4&(2* ĂƌơĐƵůŽĞƐƚĄĞŶĨŽĐĂĚŽĂůĂŶĄůŝƐŝƐĚĞůƌďŝƚƌĂũĞ
ĚŝƐĐƌĞƉĂŶĐŝĂƐ ƌĞƐƉĞĐƚŽ Ă ƐƵƐ ůşŵŝƚĞƐ LJ Ă ƐƵƐ ŽŵĞƌĐŝĂů /ŶƚĞƌŶĂĐŝŽŶĂů͕ ƉŽƌ ůŽ ƋƵĞ ŶŽ ƐĞ
ŽďũĞƟǀŽƐ ƉƌĞĐŝƐŽƐ25* 0-+* (=('8&-@* &%* +(:,2,.)* ƉƌĞƚĞŶĚĞ ĞdžƉůŽƌĂƌ ŽƚƌĂƐ ĄƌĞĂƐ ĚĞŶƚƌŽ ĚĞů
=$/,",%&* /(* &-2* 8+-)$)",%',()#-2* %+4,#+%&(2* ƚĞƌƌĞŶŽĂƌďŝƚƌĂů͘EŽŽďƐƚĂŶƚĞ͕ĞůĂƌơĐƵůŽŝŶĐůƵLJĞ
()* '%#(+,%* /(* 2$* 8+-8,%* "-'8(#()",%* (2* $)* %&3$)%2*'()",-)(2*9",(+#%'()#(*'$7*4+(:(29*
ĄƌĞĂ ĐŽŶƚƌŽǀĞƌƟĚĂ ĚŽŶĚĞ ĨƌĞĐƵĞŶƚĞŵĞŶƚĞ Ăů ƌďŝƚƌĂũĞ ĚĞ ůĂƐ /ŶǀĞƌƐŝŽŶĞƐ͕ ĂƚĞŶĚŝĞŶĚŽ
ĞŶƚƌĂŶ ĞŶ ĐŽŶŇŝĐƚŽ ůĂ ůŝďĞƌƚĂĚ ĐŽŶƚƌĂĐƚƵĂů LJ Ă ůĂ ƉĂƌƟĐƵůĂƌ ŝŵƉŽƌƚĂŶĐŝĂ ĚĞ ĞƐƚĂ ĄƌĞĂ LJ
&%* )("(2,/%/* /(* 8+-#("",.)* &(3%&5* !2,',2'-@* 2$* %$3(* "+(",()#(* ()* (&* ?'4,#-* /(&* !+4,#+%=(*
(&* '-'()#-* %/("$%/-* 8%+%* &%* ,)#(+:()",.)* /ŶƚĞƌŶĂĐŝŽŶĂů͘ &ŝŶĂůŵĞŶƚĞ͕ ĐĂďĞ ůĂ ĂĐůĂƌĂĐŝſŶ
=$/,",%&*(2*-#+%*?+(%*/(*B+("$()#(*"-)#+-:(+2,%@* /(*;$(*)-*(2*8-2,4&(*%4%+"%+*%*8&(),#$/*#-/%2*
/-)/(* 2(* ()B+()#%)* (&* /(+("<-* %* &%* #$#(&%* &%2* %+,2#%2* ()* +(&%",.)* %* &%* ,)/(8()/()",%* /(&*
ũƵƌŝƐĚŝĐĐŝŽŶĂů ĞĨĞĐƟǀĂ LJ ůĂ ƉŽƐŝďŝůŝĚĂĚ ĚĞ "-):(),-*%+4,#+%&*7*%&*"#=+0&0%"0@"#=+0&0%"0*
;$(* K2#%* 2(* ('8&((* "-'-* $)%* <(++%',()#%* ĞŶƵŶĂƌơĐƵůŽĚĞĞdžƚĞŶƐŝſŶůŝŵŝƚĂĚĂĐŽŵŽĠƐƚĞ͕
/,&%#-+,%3͘ŶĞƐƚĞĐŽŶƚĞdžƚŽ͕ƚŽĚŽƐŝƐƚĞŵĂůĞŐĂů ƉŽƌůŽƋƵĞĞůŽďũĞƟǀŽĚĞĞƐƚĞĂƌơĐƵůŽĐŽŶƐŝƐƚĞ
/(4(*/(",/,+*;$K*8(2-*-#-+3%+*%*(2#-2*:%&-+(2* 1),"%'()#(* ()* <%"(+* $)* 4+(:(* +(8%2-* 2-4+(*
()*=$(3-*7*".'-*(2#+$"#$+%+*(&*8+-"(2-*%+4,#+%&* 2$2*%28("#-2*'?2*2%&#%)#(25

1
*$,//$5'(\<%$1,)$7(0,³1HJDWLYH(IIHFWRI&RPSHWHQFH&RPSHWHQFH7KH5XOHRI3ULRULW\LQIDYRXU
of the Arbitrators” en “Enforcement of Arbitration Agreements and International Arbitral Awards: The New York
&RQYHQWLRQLQ3UDFWLFH´*DLOODUG(\''LSLHWUR HGV &DPHURQ0D\5HLQR8QLGRSS
2
BORN, G. “International Commercial Arbitration”. Kluwer Law International: 5HFREUDGRHOGH)HEUHUR
de 2010. En: KWWSZZZNOXZHUDUELWUDWLRQFRPOLESUR[\NFODFXNSULQWDVS["LGV LSQSS
3
PARK, W. “The Arbitrators’ Jurisdiction to determine Jurisdiction” en ICCA Congress series 13 International
$UELWUDWLRQ%DFNWR%DVLFV"$-9DQGHQ%HUJ HG .OXZHU/DZ,QWHUQDWLRQDO/D+D\DSS

%$5&(/Ï - ³:KR GHFLGHV WKH $UELWUDWRUV¶ MXULVGLFWLRQ" 6HSDUDELOLW\ DQG FRPSHWHQFHFRPSHWHQFH LQ
Transnational Perspective”. En: Vanderbilt Journal of Transnational Law5HFREUDGRHOGH-XQLRGH
2010.
KWWSOLEUDU\ODZVFKRROFRUQHOOHGXKHLQ%DUFHOR-RKQ9DQG-7UDQVQDWO/
  SGIS
346
7+Ɯ0,65HYLVWDGH'HUHFKRS

))M, -#])%)().%#$,#,)-#'$,!"#+)F)%'"#$ (&* %+4,#+%=(@* ()#-)"(2* (&* "-):(),-* %+4,#+%&* THEMIS 61


Revista de Derecho
ƐĞ ƚŽƌŶĂƌşĂ ƐĞŶĐŝůůĂŵĞŶƚĞ ŝŶƷƚŝů͘ WŽƌ ůŽ
'M, ƵƚŽŶŽŵşĂ͕ ŝŶĚĞƉĞŶĚĞŶĐŝĂ Ž /('?2@* K2#%* (2* 8+(",2%'()#(* $)%* /(* &%2*
:<SB>BAE6E;B;,;<6,H89J<9E8,B>AED>B6, 2,#$%",-)(2* ()* &%2* ;$(* '?2* 2(* +(;$,(+(*
2%&:%3$%+/%+* 7* 8-)(+* /(* +(&,(:(* &%* (B,"%",%*
Ŷ Ğů ĚĞƌĞĐŚŽ ĐŽŵƉĂƌĂĚŽ͕ ŶŽ ĞƐ ĞdžƚƌĂŹŽ /(&*"-):(),-*%+4,#+%&105*C)*#%&*'(/,/%@*2$(&(*
()"-)#+%+*;$(*(&*8+,)",8,-*/(*,)/(8()/()",%* %B,+'%+2(* ;$(* &%* ,)/(8()/()",%* (2* $)%*
/(&* "-):(),-* %+4,#+%&* +(",4%* #%'4,K)* -#+%2* LB,"",.)* 8+%3'?#,"%* 7* "-):(),()#(N11@* &%*
/()-',)%",-)(2@*#%&(2*"-'-*L.0:0,!'()(&*N@* "$%&* (2* %'8&,%'()#(* +("-)-",/%* "-'-* $)*
L.0+!,!'()(&*N* -* L)a!$&#%#=(03 103 )!3 ")!$.03 8+,)",8,-* /(&* /(+("<-* ,)#(+)%",-)%&12@* 7* $)*
ĐŽŵƉƌŽŵŝƐƐŽŝƌĞ͘͟ Ŷ Ğů ƉƌĞƐĞŶƚĞ ĂƌƚşĐƵůŽ ĞůĞŵĞŶƚŽĞƐĞŶĐŝĂůƉĂƌĂůĂĞdžŝƐƚĞŶĐŝĂŵŝƐŵĂ
2(* ('8&(%+?* (&* #K+',)-* L,)/(8()/()",%N5* /(&*2,2#('%*%+4,#+%&*,)#(+)%",-)%&135*
I%*,)/(8()/()",%*8$(/(*2(+*/(B,),/%*"-'-*
(&*8+,)",8,-*8-+*'(/,-*/(&*"$%&*(&*"-):(),-* ŽƐ ƌĂnjŽŶĞƐ ĨƵŶĚĂŵĞŶƚĂůĞƐ ƐŽŶ ůĂƐ ƋƵĞ
%+4,#+%&* 2(* "-)2,/(+%* ,)/(8()/,()#(* 7* "-'1)'()#(* 2,+:()* /(* 2$2#()#-* 8%+%* &%*
/,2#,)#-*/(&*"-)#+%#-*8+,)",8%&*"(&(4+%/-*8-+* ŝŶĚĞƉĞŶĚĞŶĐŝĂ Ž ĂƵƚŽŶŽŵşĂ ĚĞů ĐŽŶǀĞŶŝŽ
&%2* 8%+#(25* V)%* /(* &%2* "-)2("$()",%2* '?2* %+4,#+%&5* I%* 8+,'(+%* :,()(* /%/%* 8-+* &%*
-4:,%2*/(*(2#(*8+,)",8,-*(2*;$(*(&*"-):(),-* :-&$)#%/* /(* &%2* 8%+#(2* "-)#+%#%)#(2* /(*
%+4,#+%&*)-*2(*:(+?*)("(2%+,%'()#(*%B("#%/-* ;$(* &%2* /,28$#%2* ()#+(* (&&-2* 2(%)* +(2$(&#%2*
8-+* &-2* :,",-2* /(&* "-)#+%#-* 8+,)",8%&7@* 7* 8-+* $)* B-+-* )($#+%&* %* #+%:K2* /(* $)* 1),"-*
&%* -#+%* (2* ;$(* (&* "-):(),-* %+4,#+%&* 8$(/(* 8+-"(2-5* I-+/* 6-BB'%))* 8$2-* /(* +(&,(:(*
2(+* 2-'(#,/-* %* $)%* &(7* /,2#,)#%* ;$(* &%* (2#(* %28("#-* ()* (&* "-)-",/-* "%2-* 7,0=($=3
;$(* +(3$&%* %&* "-)#+%#-* 8+,)",8%&85* C)* EĂĨƚĂ ǀ͘ &ŝůŝ ^ŚŝƉŝŶŐ Ž͘ >ƚĚ͘ ;ĞŶ ĂĚĞůĂŶƚĞ
(B("#-@* #+%/,",-)%&'()#(* 2(* ()#,()/(* ;$(* ƐĞ ůĞ ĚĞŶŽŵŝŶĂƌĄ ͞WƌĞŵŝƵŵ EĂĨƚĂ͟Ϳ Ăů
&%* ,)/(8()/()",%* /(&* "-):(),-* %+4,#+%&* 2(>%&%+* ;$(* L)-* <%7* 4%2(* +%",-)%&* 8-+* &%*
,)#(+)%",-)%&* 2$8-)(* &%* :%&,/(A* 7* (B,"%",%* "$%&* &-2* <-'4+(2* /(* )(3-",-2* 8$/,(+%)*
/(*K2#(*2,)*,'8-+#%+*&-2*:,",-2*;$(*8$/,(+%)* ;$(+(+* ;$(* &%2* "$(2#,-)(2* 2-4+(* &%* :%&,/(A*
%B("#%+* %&* "-)#+%#-* 2$47%"()#(@* &-* "$%&* (2* -* (B,"%",%* /(&* "-)#+%#-* 2(%)* /(",/,/%2* 8-+*
"-)2("$()",%* &.3,"%* /(* 2$* ,)/(8()/()",%* $)*#+,4$)%&*7*;$(*&%2*"$(2#,-)(2*+(&%#,:%2*%*
#%)#-* +(28("#-* /(&* "-)#+%#-* 8+,)",8%&* 2$* (=("$",.)* 2(%)* /(",/,/%2* 8-+* -#+-@* $)-*
"-'-* /(* &%* )0-3 "#%&,!"&$.͘ ŝĞƌƚĂŵĞŶƚĞ͕ ŶĞĐĞƐŝƚĂƌşĂĞŶĐŽŶƚƌĂƌƵŶůĞŶŐƵĂũĞŵƵLJĐůĂƌŽ
2,* 4%2#%+%)* '(+%2* -4=(",-)(2* /(* ;$(* (&* 8%+%* /(",/,+* ;$(* (&&-2* /(4()* <%4(+* #(),/-*
"-)#+%#-* 2$47%"()#(* (2* ,):?&,/-* 8%+%* ;$(* $)%* ,)#()",.)* "-'-* (2%N5* C)* "$%)#-* %* &%*
(&* /('%)/%/-* 8$/,(+%* B?",&'()#(* (&$/,+* ƐĞŐƵŶĚĂ ũƵƐƟĮĐĂĐŝſŶ͕ ůĂ ŝŶĚĞƉĞŶĚĞŶĐŝĂ ĚĞů


SUSLER, O. “The Jurisdiction of the Arbitral Tribunal: A transnational analysis of the negative effect of the Claudio Lava Cavassa
FRPSHWHQFHFRPSHWHQFH´(Q0DFTXDULH-RXUQDORI%XVLQHVV/DZ)HEUHURGH5HFREUDGRHOGH
Junio de 2010. KWWSSDSHUVVVUQFRPVROSDSHUVFIP"DEVWUDFWBLG . p. 122.
REDFERN, A.; HUNTER, M.; BLACKABY, N. y C. PARTASIDES, “Redfern and Hunter on International
Arbitration”. 4XLQWDHGLFLyQ2[IRUG8QLYHUVLW\3UHVVS

SUSLER, O. Op. cit. p. 122.
7
Ibídem
8
SAMUEL, A. “Separability of Arbitration Clauses – some awkward questions about the law on contracts,
FRQÀLFWRIODZVDQGWKHDGPLQLVWUDWLRQRIMXVWLFH´HQ$GDP6$08(/5HFREUDGRHOGH-XOLRGH
KWWSZZZDGDPVDPXHOFRPSGIVVHSDUDELSGISS

/(%28/$1*(5 3 ³7KH $UELWUDWLRQ $JUHHPHQW 6WLOO $XWRQRPRXV"´ (Q ,&&$ &RQJUHVV VHULHV 
,QWHUQDWLRQDO$UELWUDWLRQ%DFNWR%DVLFV"$-9DQGHQ%HUJ HG .OXZHU/DZ,QWHUQDWLRQDO/D+D\D
S
10
REDFERN; HUNTERM; BLACKABY y PARTASIDES. p. 117.
11
IbídS7UDGXFFLyQOLEUHGHODXWRU
12
',02/,76$ $ ³6HSDUDELOLW\ DQG NRPSHWHQ]NRPSHWHQ]´ (Q ,&&$ &RQJUHVV VHULHV  ,PSURYLQJ WKH
(I¿FLHQF\RI$UELWUDWLRQDQG$ZDUGV<HDUVRI$SSOLFDWLRQRIWKH1HZ<RUN&RQYHQWLRQ$-9DQGHQ%HUJ
HG .OXZHU/DZ,QWHUQDWLRQDO/D+D\DS
13
)28&+$5' 3 ³2X YD O¶DUELWUDJH ,QWHUQDWLRQDO"´ (Q 0F*LOO /DZ -RXUQDO   S  &LWDGD HQ
/HERXODQJHUS

LEBOULANGER. p. 13.

3UHPLXP1DIWD3URGXFWV/LPLWHGDQGRWKHUVY)LOL6KLSSLQJ&RPSDQ\/LPLWHG>@(:&$&LYSiUUDIR
7. Traducción libre del autor.
347
/$,1'(3(1'(1&,$'(/&219(1,2$5%,75$/<(/&203(7(1&(&203(7(1&((1(/$5%,75$-(&20(5&,$/
,17(51$&,21$/

THEMIS 61 "-):(),-*%+4,#+%&*8$(/(*2$2#()#%+2(*()*;$(* ĞdžĐĞƉĐŝŽŶĞƐƵŽďũĞĐŝŽŶĞƐĂůĂƌďŝƚƌĂũĞƌĞůĂƟǀĂƐ


Revista de Derecho
',()#+%2* (&* "-):(),-* -* "&?$2$&%* %+4,#+%&* Ă ůĂ ŝŶĞdžŝƐƚĞŶĐŝĂ͕ ŶƵůŝĚĂĚ͕ ĂŶƵůĂďŝůŝĚĂĚ͕
+(3$&%* %28("#-2* 8+-"(/,'()#%&(2@* (&* +(2#-* ŝŶǀĂůŝĚĞnj Ž ŝŶĞĮĐĂĐŝĂ ĚĞů ĐŽŶǀĞŶŝŽ ĂƌďŝƚƌĂů Ž
ĚĞĐůĄƵƐƵůĂƐĚĞůĐŽŶƚƌĂƚŽơƉŝĐĂŵĞŶƚĞĞƐƚĄŶ 8-+*)-*(2#%+*8%"#%/-*(&*%+4,#+%=(*8%+%*+(2-&:(+*
ĚĞƐƟŶĂĚĂƐ Ă ƌĞŐƵůĂƌ ůĂ ƌĞůĂĐŝſŶ ƐƵƐƚĂŶƟǀĂ ůĂŵĂƚĞƌŝĂĐŽŶƚƌŽǀĞƌƟĚĂŽĐƵĂůĞƐƋƵŝĞƌĂŽƚƌĂƐ
()#+(* &%2* 8%+#(2@* 7* ()* "-)2("$()",%@* (&&-* ĐƵLJĂĞƐƟŵĂĐŝſŶŝŵƉŝĚĂĞŶƚƌĂƌĞŶĞůĨŽŶĚŽĚĞůĂ
ũƵƐƟĮĐĂƌşĂƵŶƚƌĂƚĂŵŝĞŶƚŽĚŝĨĞƌĞŶĐŝĂĚŽƉĂƌĂ ĐŽŶƚƌŽǀĞƌƐŝĂ͘^ĞĞŶĐƵĞŶƚƌĂŶĐŽŵƉƌĞŶĚŝĚĂƐĞŶ
ĂŵďŽƐƟƉŽƐĚĞĐůĄƵƐƵůĂƐ5 ĞƐƚĞĄŵďŝƚŽůĂƐĞdžĐĞƉĐŝŽŶĞƐƉŽƌƉƌĞƐĐƌŝƉĐŝſŶ͕
"%/$",/%/@*"-2%*=$A3%/%*7*"$%&;$,(+*-#+%*;$(*
!$);$(* 8(+2,2#()* %&3$)-2* %28("#-2* ƚĞŶŐĂ ƉŽƌ ŽďũĞƚŽ ŝŵƉĞĚŝƌ ůĂ ĐŽŶƟŶƵĂĐŝſŶ
ĐŽŶƚƌŽǀĞƌƟĚŽƐƌĞƐƉĞĐƚŽĂůŽƐůşŵŝƚĞƐƉƌĞĐŝƐŽƐ /(* &%2* %"#$%",-)(2* %+4,#+%&(25* G5* C&* "-):(),-*
/(* &%* ,)/(8()/()",%* /(&* "-):(),-* %+4,#+%&@* %+4,#+%&* ;$(* B-+'(* 8%+#(* /(* $)* "-)#+%#-* 2(*
2$* +("-)-",',()#-* %&+(/(/-+* /(&* 8&%)(#%* "-)2,/(+%+?*"-'-*$)*%"$(+/-*,)/(8()/,()#(*
'$(2#+%* ",(+#-* 3+%/-* /(* $),B-+',/%/5* C2#-* ĚĞ ůĂƐ ĚĞŵĄƐ ĞƐƟƉƵůĂĐŝŽŶĞƐ ĚĞů ŵŝƐŵŽ͘ >Ă
8+-4%4&('()#(* 2(* /(4(* ()* 4$()%* '(/,/%* ŝŶĞdžŝƐƚĞŶĐŝĂ͕ ŶƵůŝĚĂĚ͕ ĂŶƵůĂďŝůŝĚĂĚ͕ ŝŶǀĂůŝĚĞnj
Ă ůĂ ĂŵƉůŝĂ ĂĐĞƉƚĂĐŝſŶ ĚĞ ůĂ >ĞLJ DŽĚĞůŽ ĚĞ ŽŝŶĞĮĐĂĐŝĂĚĞƵŶĐŽŶƚƌĂƚŽƋƵĞĐŽŶƚĞŶŐĂƵŶ
ůĂ ŽŵŝƐŝſŶ ĚĞ ůĂƐ EĂĐŝŽŶĞƐ hŶŝĚĂƐ ƉĂƌĂ Ğů "-):(),-*%+4,#+%&@*)-*,'8&,"%*)("(2%+,%'()#(*
ĚĞƌĞĐŚŽ ŵĞƌĐĂŶƟů ŝŶƚĞƌŶĂĐŝŽŶĂů ;EhD/Ϳ ůĂ ŝŶĞdžŝƐƚĞŶĐŝĂ͕ ŶƵůŝĚĂĚ͕ ĂŶƵůĂďŝůŝĚĂĚ͕
ƐŽďƌĞ ƌďŝƚƌĂũĞ ŽŵĞƌĐŝĂů /ŶƚĞƌŶĂĐŝŽŶĂů ;ĞŶ ŝŶǀĂůŝĚĞnjŽŝŶĞĮĐĂĐŝĂĚĞĠƐƚĞ͙͟5 WĂşƐĞƐĐŽŵŽ
ĂĚĞůĂŶƚĞ͕ƐĞĚĞŶŽŵŝŶĂƌĄůĂ͞>ĞLJDŽĚĞůŽ͟Ϳ175* !&('%),%20 Ž ůĂ /ŶĚŝĂ21 ŚĂŶ ĂĚŽƉƚĂĚŽ ƚĞdžƚŽƐ
ů ĂƌơĐƵůŽ ϭϲ;ϭͿ ĚĞ ůĂ >ĞLJ DŽĚĞůŽ ƌĞĐŽŶŽĐĞ ƐŝŵŝůĂƌĞƐĂĂƋƵĠůĚĞůĂƌơĐƵůŽϭϲ;ϭͿ͘
#%)#-* &%* ,)/(8()/()",%* /(&* "-):(),-* %+4,#+%&*
"-'-* (&* "#=+0&0%"0@"#=+0&0%"0* %&* 2(>%&%+* ŶĞůĐĂƐŽĚĞ/ŶŐůĂƚĞƌƌĂ͕ĞůĂƌơĐƵůŽϭϲ;ϭͿĚĞ
ĞdžƉƌĞƐĂŵĞŶƚĞ͗ ͞΀Ğ΁ů ƚƌŝďƵŶĂů ĂƌďŝƚƌĂů ĞƐƚĂƌĄ ůĂ >ĞLJ DŽĚĞůŽ ŚĂ ŝŶƐƉŝƌĂĚŽ ƚĂŵďŝĠŶ ŚĂƐƚĂ
B%"$&#%/-* 8%+%* /(",/,+* %"(+"%* /(* 2$* 8+-8,%* ĐŝĞƌƚŽ ƉƵŶƚŽ Ğů ĂƌơĐƵůŽ ϳ ĚĞ ůĂ ƌďŝƚƌĂƟŽŶ
ĐŽŵƉĞƚĞŶĐŝĂ͕ ŝŶĐůƵƐŽ ƐŽďƌĞ ůĂƐ ĞdžĐĞƉĐŝŽŶĞƐ Đƚ ĚĞ ϭϵϵϲ ;ĞŶ ĂĚĞůĂŶƚĞ͕ ƐĞ ĚĞŶŽŵŝŶĂƌĄ
ƌĞůĂƟǀĂƐ Ă ůĂ ĞdžŝƐƚĞŶĐŝĂ Ž Ă ůĂ ǀĂůŝĚĞnj ĚĞů ͞ŶŐůŝƐŚ ƌďŝƚƌĂƟŽŶ Đƚ͟Ϳ͕22* ;$(* +("-3(*
%"$(+/-* /(* %+4,#+%=(5* !* (2(* (B("#-@* $)%* (&* 8+,)",8,-* /(* L2(8%+%4,&,#7N@* (&* "$%&* B$(*
"&?$2$&%* "-'8+-',2-+,%* ;$(* B-+'(* 8%+#(* /(* ƉƌŝŵĞƌĂŵĞŶƚĞ ƌĞĐŽŶŽĐŝĚŽ ĞŶ /ŶŐůĂƚĞƌƌĂ ĞŶ
$)*"-)#+%#-*2(*"-)2,/(+%+?*"-'-*$)*%"$(+/-* (&* "%2-* ,ĂƌďŽƵƌ ƐƐƵƌĂŶĐĞ Ž͘ ;h<Ϳ >ƚĚ͘ ǀ͘
ŝŶĚĞƉĞŶĚŝĞŶƚĞĚĞůĂƐĚĞŵĄƐĞƐƟƉƵůĂĐŝŽŶĞƐĚĞů <ĂŶƐĂ 'ĞŶĞƌĂů /ŶƚĞƌŶĂƟŽŶĂů /ŶƐƵƌĂŶĐĞ Ž͘
"-)#+%#-5* I%* /(",2,.)* /(&* #+,4$)%&* %+4,#+%&* /(* >ƚĚ͘ ĂŶĚ ŽƚŚĞƌƐ23͘* 0-2#(+,-+'()#(@* (&* "%2-*
;$(*(&*"-)#+%#-*(2*)$&-*)-*()#+%>%+?*(+.#3A$,03 WƌĞŵŝƵŵ EĂŌĂ ĨŽƌƚĂůĞĐŝſ Ğů ƉƌŝŶĐŝƉŝŽ Ăů
&%*)$&,/%/*/(*&%*"&?$2$&%*"-'8+-',2-+,%N185* (2#%4&("(+*;$(*$)%*%&(3%",.)*/(*2-4-+)-*()*
&%*B-+'%",.)*/(&*"-)#+%#-*)-*)("(2%+,%'()#(*
ŶĞůĐĂƐŽƉĞƌƵĂŶŽ͕ĞůĂƌơĐƵůŽϰϭĚĞůĞĐƌĞƚŽ %B("#%* &%* "&?$2$&%* %+4,#+%&͘ ƷŶ ĂƐş͕ ůŽƐ
>ĞŐŝƐůĂƟǀŽ ϭϬϳϭ ƌĞĐŽŐĞ ƵŶĂ ŶŽƌŵĂ ƐŝŵŝůĂƌ͕ =$("(2*7*"-+#(2*,)3&(2(2*)-*<%)*2,/-*/(&*#-/-*
ƋƵĞ ƐĞŹĂůĂ ĞdžƉƌĞƐĂŵĞŶƚĞ͗ ͞ϭ͘ ů ƚƌŝďƵŶĂů ĐŽŶƐŝƐƚĞŶƚĞƐ Ăů ŵŽŵĞŶƚŽ ĚĞ ƉĞƌŵŝƟƌ ƋƵĞ
%+4,#+%&* (2* (&* 1),"-* "-'8(#()#(* 8%+%* /(",/,+* 2(%)* &-2* 8+-8,-2* ?+4,#+-2* &-2* ;$(* /(",/%)*
2-4+(*2$*8+-8,%*"-'8(#()",%@*,)"&$2-*2-4+(*&%2* ĐƵĞƐƟŽŶĞƐƌĞůĂƟǀĂƐĂůĂǀĂůŝĚĞnjĚĞůĐŽŶƚƌĂƚŽ5*


/HERXODQJHUS
17
Ley Modelo de la Comisión de las Naciones Unidas para el Derecho Mercantil Internacional sobre Arbitraje
&RPHUFLDO,QWHUQDFLRQDOGH-XQLRGHFRQODVHQPLHQGDVDSUREDGDVHQ
18
Ibíd$UWtFXOR  

'HFUHWR/HJLVODWLYR'HFUHWR/HJLVODWLYRTXHQRUPDHODUELWUDMHGHOGH-XQLRGHDUWtFXOR
20
=LYLOSUR]HVVRUGQXQJGHOGH(QHURGH$UWtFXOR  
21
DIMOLITSA. p. 222.
22
$UELWUDWLRQ$FWGHOGH-XQLRGHDUWtFXOR
 3$8/6621 - ³$UELWUDWLRQ)ULHQGOLQHVV 3URPLVHV RI 3ULQFLSOH DQG 5HDOLWLHV RI 3UDFWLFH´ (Q $UELWUDWLRQ
,QWHUQDWLRQDOSS
DIMOLITSA. p. 222.
23
+DUERXU$VVXUDQFH &R 8.  /WG Y .DQVD *HQHUDO ,QWHUQDWLRQDO ,QVXUDQFH &R /WG DQG RWKHUV >@ 
/OR\G¶V5HS

PENGELLEY, N. “Separability Revisited: Arbitration Clauses and Bribery”. En: Journal of International
$UELWUDWLRQSS

3$8/6621S
348
7+Ɯ0,65HYLVWDGH'HUHFKRS

WŽƌĞůĐŽŶƚƌĂƌŝŽ͕ĞŶ&ƌĂŶĐŝĂ͕ůĂĂƵƚŽŶŽŵşĂĚĞů "#=+0&0%"0@* 2(>%&%)/-* ;$(* L&-2* ?+4,#+-2* THEMIS 61


Revista de Derecho
"-):(),-* %+4,#+%&* <%* 2,/-* "-)2,2#()#('()#(* (2#?)*%$#-+,A%/-2*8%+%*/(",/,+*2-4+(*2$*8+-8,%*
+("-)-",/%* /(2/(* (&* "%2-* ƚƐ͘ ZĂLJŵŽŶĚ ĐŽŵƉĞƚĞŶĐŝĂ͕ĂůŵĞŶŽƐĐŽŵŽĐƵĞƐƟſŶŝŶŝĐŝĂů͟325*
'ŽƐƐĞƚ ǀ͘ ĂƌĂƉĞůůŝ͘* C&* 2,2#('%* B+%)"K2* Ɛş͕ůŽƐĐƵĞƐƟŽŶĂŵŝĞŶƚŽƐĂůĂĐŽŵƉĞƚĞŶĐŝĂĚĞůŽƐ
<%* /(2%++-&&%/-* $)* "-)"(8#-* '$"<-* '?2* ?+4,#+-2*)-*,'8,/()*;$(*2(%)*K2#-2*&-2*8+,'(+-2*
ĂŵƉůŝŽ ĚĞ ͞ƚŽƚĂů ĂƵƚŽŶŽŵşĂ͟ ƋƵĞ ƐĞ ĞdžƉůŝĐĂ ĞŶĞǀĂůƵĂƌLJƌĞƐŽůǀĞƌĚŝĐŚŽƐĐƵĞƐƟŽŶĂŵŝĞŶƚŽƐ335*
'?2* %4%=-5* C)* (&* "%2-* /(* C2#%/-2* V),/-2@* (&* ^ŽůŽ Ă ŵŽĚŽ ƌĞĨĞƌĞŶĐŝĂů͕ ĞŶ Ğů ĄŵďŝƚŽ ĚĞů
8+,)",8,-* /(* L.0+!,!'()(&*N* B$(* +("-)-",/-* ƌďŝƚƌĂũĞ ĚĞ ůĂƐ /ŶǀĞƌƐŝŽŶĞƐ͕ Ğů ĂƌơĐƵůŽ ϰϭ ĚĞ
ƉŽƌ Ğů ĨĂůůŽ ĚĞ ůĂ ŽƌƚĞ ^ƵƉƌĞŵĂ ĞŶ Ğů ĐĂƐŽ ůĂƐ ZĞŐůĂƐ ĚĞ ƌďŝƚƌĂũĞ ĚĞů ŽŶǀĞŶŝŽ // ;ĞŶ
WƌŝŵĂ WĂŝŶƚ ŽƌƉ͘ ǀ͘ &ůŽŽĚ Θ ŽŶŬůŝŶ DĨŐ͘ ĂĚĞůĂŶƚĞ͕ ƐĞ ĚĞŶŽŵŝŶĂƌĄ Ğů ͞ŽŶǀĞŶŝŽ //͟Ϳ
N#27LJƌĞĂĮƌŵĂĚŽƉŽƐƚĞƌŝŽƌŵĞŶƚĞĞŶĞůĐĂƐŽ ƌĞĐŽŶŽĐĞĞdžƉƌĞƐĂŵĞŶƚĞƋƵĞĞůƉƌŽƉŝŽƚƌŝďƵŶĂů
ƵĐŬĞLJĞŚĞĐŬĂƐŚŝŶŐ͕/ŶĐǀ͘:ŽŚŶĂƌĚĞŐŶĂ28>* ĂƌďŝƚƌĂůƉŽĚƌĄĐŽŶƐŝĚĞƌĂƌ͕ŝŶĐůƵƐŽĚĞŽĮĐŝŽ͕ƐŝůĂ
2(31)*(&*"$%&@*&-2*?+4,#+-2*/(4()*+(2-&:(+*&-2* ĚŝƐƉƵƚĂƋƵĞƐĞůĞŚĂƐŽŵĞƟĚŽĞƐĚĞƐƵƉƌŽƉŝĂ
ĐƵĞƐƟŽŶĂŵŝĞŶƚŽƐ Ă ůĂ ǀĂůŝĚĞnj ĚĞů ĐŽŶƚƌĂƚŽ͕ "-'8(#()",%5
8(+-* 2-)* &-2* =$("(2* 7* #+,4$)%&(2* ;$,()(2*
ĚĞďĞŶƌĞƐŽůǀĞƌůŽƐĐƵĞƐƟŽŶĂŵŝĞŶƚŽƐƐŽďƌĞĞů Q-* -42#%)#(@* (&* (2#$/,-* /(* &-2* /,B(+()#(2*
8+-8,-*"-):(),-*%+4,#+%&͘Ŷ^ƵŝnjĂ͕ĞůĂƌơĐƵůŽ ()B-;$(2*-#-+3%/-2*()*&%*&(3,2&%",.)*"-'8%+%/%*
ϭϳϴ;ϯͿ ĚĞ ůĂ >ĞLJ ĚĞ ĞƌĞĐŚŽ /ŶƚĞƌŶĂĐŝŽŶĂů ŵƵĞƐƚƌĂ ůĂƐ ĚŝƐĐƌĞƉĂŶĐŝĂƐ ƋƵĞ ĞdžŝƐƚĞŶ ĞŶ
0+,:%/-*(2#%4&("(*;$(*&%*:%&,/(A*/(&*"-):(),-* %28("#-2*#%&(2*"-'-*(&*'-'()#-*8+-8,",-*8%+%*
ĂƌďŝƚƌĂůŶŽƉƵĞĚĞƐĞƌĐƵĞƐƟŽŶĂĚĂĞŶƌĂnjſŶĚĞ &%*+(:,2,.)*=$/,",%&*/(*(2%2*8+,'(+%2*/(",2,-)(2*
&%*,):%&,/(A*/(&*"-)#+%#-*2$47%"()#(305* %+4,#+%&(2@* &%* )%#$+%&(A%* 7* (&* %&"%)"(* /(* /,"<%*
+(:,2,.)* -* &%2* 2,#$%",-)(2* ()* &%2* ;$(* )-* /(4(*
CM, (8NS<D<9H<,_,H8NS<D<9H<, ĂĚŵŝƟƌƐĞ Ğů "#=+0&0%"0@"#=+0&0%"0* /(* &-2*
ĄƌďŝƚƌŽƐ͘ ƐƚĂ ƐŝƚƵĂĐŝſŶ ĚŝĮĐƵůƚĂ ůĂ ƉŽƐŝďŝůŝĚĂĚ
^ŝ ďŝĞŶ ůĂ ŝŶĚĞƉĞŶĚĞŶĐŝĂ ĚĞů ĐŽŶǀĞŶŝŽ ĂƌďŝƚƌĂů ĚĞ ĂůĐĂŶnjĂƌ ƵŶĂ ĚĞĮŶŝĐŝſŶ ŵĄƐ ƉƌĞĐŝƐĂ ĚĞů
8(+',#(* ;$(* (&* "-):(),-* %+4,#+%&* L2-4+(:,:%N* "#=+0&0%"0@"#=+0&0%"0 5* C)* (2#%* ',2'%*
Ă ůŽƐ ĐƵĞƐƟŽŶĂŵŝĞŶƚŽƐ ƐŽďƌĞ ůĂ ǀĂůŝĚĞnj ĚĞů ůşŶĞĂ͕ĂŵĞŶƵĚŽƐĞĞŵƉůĞĂŶĚĞŶŽŵŝŶĂĐŝŽŶĞƐƚĂůĞƐ*
"-)#+%#-* 2$47%"()#(@* )-* /,"(* )%/%* %"(+"%* "-'-* L"#=+0&0%"0@"#=+0&0%"0N@* LŬŽŵƉĞƚĞŶnjͲ
ĚĞ ƋƵŝĠŶ ĚĞďĞ ƌĞƐŽůǀĞƌ ůĂƐ ĞdžĐĞƉĐŝŽŶĞƐ Ƶ ŬŽŵƉĞƚĞŶnjN* -* 2,'8&('()#(* L&/03 E/#3 10"(10.3
ŽďũĞĐŝŽŶĞƐƌĞůĂƟǀĂƐĂůĂƉƌŽƉŝĂĐŽŵƉĞƚĞŶĐŝĂĚĞ ƋƵĞƐƟŽŶ͟ ƉĂƌĂ ŚĂĐĞƌ ƌĞĨĞƌĞŶĐŝĂ Ă ůŽƐ ĚŝƐƟŶƚŽƐ
&-2*?+4,#+-2315*C)*(2#(*8$)#-*()#+%*()*%"",.)*&%* ĞŶĨŽƋƵĞƐ ƋƵĞ ĞdžŝƐƚĞŶ ƐŽďƌĞ Ğů ŵŝƐŵŽ
/-"#+,)%* /(&* "#=+0&0%"0@"#=+0&0%"0@* %* :("(2* "-)"(8#-375* P+,3,)%&'()#(@* B$(* "-)-",/-* "-)*
"-)2,/(+%/%*"-'-*$)%*"-)2("$()",%*B$)",-)%&* &%2*8%&%4+%2*%&('%)%2*LŬŽŵƉĞƚĞŶnjͲŬŽŵƉĞƚĞŶnjN@*
/(* &%* ,)/(8()/()",%* /(&* "-):(),-* %+4,#+%&5* ƉĞƌŵŝƟĠŶĚŽƐĞŝŶĐůƵƐŽƋƵĞůŽƐĄƌďŝƚƌŽƐĨĂůůĞŶĚĞ
U%+"(&.* ,&$2#+%* (&* "-)"(8#-* /(* "#=+0&0%"0@ ĨŽƌŵĂ ĚĞĮŶŝƟǀĂ ƐŽďƌĞ ƐƵ ƉƌŽƉŝĂ ĐŽŵƉĞƚĞŶĐŝĂ͕

Claudio Lava Cavassa



LEBOULANGER. p. 7.
27
3ULPD3DLQW&RUSY)ORRG &RQNOLQ0IJ&R86  
KENT, A. “The Separability Doctrine: The Continuing Impact of Prima Paint in Georgia, Alabama, and the
(OHYHQWK&LUFXL´(Q)LQGODZIRU/HJDO3URIHVVLRQDOV0DU]RGH5HFREUDGRHOGH(QHURGH
KWWSOLEUDU\¿QGODZFRP0DUKWPO.
28
%XFNH\H&KHFN&DVKLQJ,QFY-RKQ&DUGHJQD6&W 

WARE, S. “Arbitration Law’s Separability Doctrine After Buckeye Check Cashing, Inc. v. Cardegna”. En:
Nevada Law Journal, October 2007. Recobrado el 30 de Junio de 2010. KWWSSDSHUVVVUQFRPVROSDSHUV
FIP"DEVWUDFWBLG . sec. I.
30
/H\GH'HUHFKR,QWHUQDFLRQDO3ULYDGRGHOGH'LFLHPEUHGHDUWtFXOR  
31
5(')(51+817(5%/$&.$%<\3$57$6,'(6S
32
%$5&(/ÏS7UDGXFFLyQOLEUHGHODXWRU
33
GAILLARD, E. y J. SAVAGE (eds.) Fouchard, Gaillard, Goldman on International Commercial Arbitration.
.OXZHU/DZ,QWHUQDWLRQDO/D+D\DS

Convenio sobre Arreglo de Diferencias Relativas a Inversiones entre Estados y Nacionales de otros Estados,
GHPDU]RGHFRQODVHQPLHQGDVDSUREDGDVHOGHVHWLHPEUHGH

3$5.:³$UELWUDO-XULVGLFWLRQLQWKH8QLWHG6WDWHV:KRGHFLGHVZKDW"´(Q,QWHUQDWLRQDO$UELWUDWLRQ/DZ
Review. 2008. Recobrado el 28 de Julio de 2010. KWWSZZZZLOOLDPZSDUNFRPGRFXPHQWV$UELWUDO
-XULVGLFWLRQ,$/5SGISS

%251SS
37
IbídSS
349
/$,1'(3(1'(1&,$'(/&219(1,2$5%,75$/<(/&203(7(1&(&203(7(1&((1(/$5%,75$-(&20(5&,$/
,17(51$&,21$/

THEMIS 61 ƐŝŶ ƋƵĞ ŚĂLJĂ ůƵŐĂƌ Ă ƌĞǀŝƐŝſŶ ũƵĚŝĐŝĂů͘ ^ŝŶ ,$)0N@* "-)2,2#()#(* "-)* 2$* +("-)-",',()#-* /(&*
Revista de Derecho
('4%+3-@* (2#(* ()B-;$(* )-* (2* $),:(+2%&'()#(* 8+,)",8,-* /(* :%&,/(A* /(&* "-):(),-* %+4,#+%&@* #%&*
ĂĐĞƉƚĂĚŽŚŽLJĞŶĚşĂ͖ĚĞĂŚşƋƵĞƉĂƌĞĐĞŵĞũŽƌ "-'-*2(*:(+?*'?2*%/(&%)#(5
ĞǀŝƚĂƌ Ğů ƵƐŽ ĚĞ ĚŝĐŚĂ ƚĞƌŵŝŶŽůŽŐşĂϯϴ5* C)* (2#(*
ĂƌơĐƵůŽ ƐĞ ŚĂ ŽƉƚĂĚŽ ƉŽƌ ĞŵƉůĞĂƌ Ğů ƚĠƌŵŝŶŽ (M, +8:,S>E9HESE8:,B9B6E@B;8:,<9,H89RG9D8,
L"#=+0&0%"0@"#=+0&0%"0N5 &ƌĞĐƵĞŶƚĞŵĞŶƚĞůĂĂƵƚŽŶŽŵşĂŽŝŶĚĞƉĞŶĚĞŶĐŝĂ
ů ƉŽĚĞƌ ƋƵĞ ƟĞŶĞŶ ůŽƐ ĄƌďŝƚƌŽƐ ƉĂƌĂ ƚŽŵĂƌ /(&* "-):(),-* %+4,#+%&* 7* (&* "#=+0&0%"0@
/(",2,-)(2* 2-4+(* 2$* 8+-8,%* "-'8(#()",%@* "#=+0&0%"0* +(",4()* $)* #+%#%',()#-* "-)=$)#-*
"-'-* 2(* <%* '()",-)%/-* %)#(+,-+'()#(@* (2* ()* &-2* /,B(+()#(2* 2,2#('%2* &(3%&(25* I%* +%A.)*
ƵƐƵĂůŵĞŶƚĞ ĐŽŶŽĐŝĚŽ ĐŽŵŽ Ğů ĞĨĞĐƚŽ ƉŽƐŝƟǀŽ 8%+%* (2#(* #+%#%',()#-* "-)=$)#-* +%/,"%* ()* &%*
/(&*"#=+0&0%"0@"#=+0&0%"0͘ŽƌŶĞdžƉůŝĐĂƋƵĞ (2#+("<%* ,)#(++(&%",.)* B$)",-)%&* /(* &-2* /-2*
&%*%"(8#%",.)*$),:(+2%&*/(*(2#(*%28("#-*-#-+3%* ĐŽŶĐĞƉƚŽƐ Ăů ƉĞƌŵŝƟƌ Ă ůŽƐ ĄƌďŝƚƌŽƐ ĐŽŶƟŶƵĂƌ
%&* "#=+0&0%"0@"#=+0&0%"0* (&* ),:(&* /(* )-+'%* "-)*(&*8+-"(/,',()#-*%+4,#+%&@*(:,#%)/-*"$%&;$,(+*
/(* /(+("<-* ,)#(+)%",-)%&5* 0-+* -#+-* &%/-@* (&* ,)#(+:()",.)* =$/,",%&* #('8+%)%5* C)* (B("#-@*
ĞĨĞĐƚŽ ŶĞŐĂƟǀŽ ĚĞů "#=+0&0%"0@"#=+0&0%"0* 2,* &%* "&?$2$&%* %+4,#+%&* 2(* "-)2,/(+%+%* )$&%* -*
ƉƌŽŚşďĞ ƋƵĞ ůŽƐ ũƵĞĐĞƐ LJ ĐŽƌƚĞƐ ŶĂĐŝŽŶĂůĞƐ ŝŶĞdžŝƐƚĞŶƚĞ ĐŽŵŽ ĐŽŶƐĞĐƵĞŶĐŝĂ ĚĞ ůĂ ŶƵůŝĚĂĚ Ž
2(* ,)',2"$7%)* ()* (2#%2* /,28$#%2@* %&* '()-2* ŝŶĞdžŝƐƚĞŶĐŝĂ ĚĞů ĐŽŶƚƌĂƚŽ ƐƵďLJĂĐĞŶƚĞ͕ ĞŶƚŽŶĐĞƐ
<%2#%* $)* '-'()#-* 8-2#(+,-+͘ >Ă ŽŶǀĞŶĐŝſŶ ĚĞƐĂƉĂƌĞĐĞƌşĂ Ğů ƐƵƐƚĞŶƚŽ ƉĂƌĂ ƋƵĞ ůŽƐ ĄƌďŝƚƌŽƐ
ƐŽďƌĞ Ğů ZĞĐŽŶŽĐŝŵŝĞŶƚŽ LJ ůĂ ũĞĐƵĐŝſŶ ĚĞ ůĂƐ %2$'%)*"-'8(#()",%*7*(',#%)*8+-)$)",%',()#-*
^ĞŶƚĞŶĐŝĂƐ ƌďŝƚƌĂůĞƐ džƚƌĂŶũĞƌĂƐ ;ĞŶ ĂĚĞůĂŶƚĞ͕ ĂůŐƵŶŽ͘ ŽŵŽ ƐĞ ŚĂ ĞdžƉůŝĐĂĚŽ ĂŶƚĞƌŝŽƌŵĞŶƚĞ͕
ƐĞ ĚĞŶŽŵŝŶĂƌĄ ͞ŽŶǀĞŶĐŝſŶ ĚĞ EƵĞǀĂ zŽƌŬ͟Ϳ ()* :,+#$/* /(* &%* ,)/(8()/()",%* /(&* "-):(),-*
ƌĞĐŽŶŽĐĞĞůĞĨĞĐƚŽŶĞŐĂƟǀŽĞŶƐƵĂƌơĐƵůŽ//;ϯͿ͗ %+4,#+%&@*&%2*/(B()2%2*4%2%/%2*()*&%*,):%&,/(A*/(&*
͞ůƚƌŝďƵŶĂůĚĞƵŶŽĚĞůŽƐƐƚĂĚŽƐŽŶƚƌĂƚĂŶƚĞƐ "-)#+%#-*8+,)",8%&*)-*%"%++(%)*)("(2%+,%'()#(*&%*
Ăů ƋƵĞ ƐĞ ƐŽŵĞƚĂ ƵŶ ůŝƟŐŝŽ ƌĞƐƉĞĐƚŽ ĚĞů ĐƵĂů ,):%&,/(A*/(&*"-):(),-*%+4,#+%&H*()*"-)2("$()",%@*
&%2* 8%+#(2* <%7%)* "-)"&$,/-* $)* %"$(+/-* ()* (&* ůĂŝŶƚĞƌƉŽƐŝĐŝſŶĚĞĚŝĐŚĂƐĞdžĐĞƉĐŝŽŶĞƐŽĚĞĨĞŶƐĂƐ
ƐĞŶƟĚŽ ĚĞů ƉƌĞƐĞŶƚĞ ĂƌơĐƵůŽ͕ ƌĞŵŝƟƌĄ Ă ůĂƐ )-*8(+=$/,"%)*&%*B%"$&#%/*/(&*#+,4$)%&*%+4,#+%&*8%+%*
8%+#(2*%&*%+4,#+%=(@*%*,)2#%)",%*/(*$)%*/(*(&&%2@* +(2-&:(+* &%2* ',2'%2.* C2* ,'8-+#%)#(* +("-+/%+*
%* '()-2* ;$(* "-'8+$(4(* ;$(* /,"<-* %"$(+/-* ;$(* L(&* "-):(),-* %+4,#+%&* /(4(* 2(+* #+%#%/-*
ĞƐ ŶƵůŽ͕ ŝŶĞĮĐĂnj Ž ŝŶĂƉůŝĐĂďůĞ͟ϰϬ͘ ŽŵŽ ƉƵĞĚĞ ĐŽŵŽ ƵŶ ĂĐƵĞƌĚŽ ĚŝƐƟŶƚŽ LJ ƉƵĞĚĞ ƐĞƌ ŶƵůŽ Ž
ǀĞƌƐĞ͕ Ğů ĂƌơĐƵůŽ ĐŝƚĂĚŽ ŶŽ ƉƌŽƉŽƌĐŝŽŶĂ %)$&%4&(* 1),"%'()#(* 8-+* :,",-2* ;$(* %B("#()*
ŵĂLJŽƌĞƐĚĞƚĂůůĞƐĂĐĞƌĐĂĚĞůƟƉŽĚĞĞǀĂůƵĂĐŝſŶ /,+("#%'()#(* %&* "-):(),-* %+4,#+%&N5* 0-+* -#+-*
;$(*/(4(*2(+*&&(:%/%*%*"%4-*8-+*(&*#+,4$)%&*/(&* ůĂĚŽ͕ ůĂƐ ĞdžĐĞƉĐŝŽŶĞƐ Ƶ ŽďũĞĐŝŽŶĞƐ ƌĞůĂƟǀĂƐ Ă
ƐƚĂĚŽ ŽŶƚƌĂƚĂŶƚĞ͕ ůŽ ĐƵĂů ŐƵĂƌĚĂ ĞƐƚƌĞĐŚĂ ůĂ ŝŶĞdžŝƐƚĞŶĐŝĂ Ž ŝŶǀĂůŝĚĞnj ĚĞů ƉƌŽƉŝŽ ĐŽŶǀĞŶŝŽ
+(&%",.)* #%'4,K)* "-)* &%* -8-+#$),/%/* ()* ;$(* %+4,#+%&@*-*8-+*)-*(2#%+*8%"#%/-*(&*%+4,#+%=(*8%+%*
/(4(* +(%&,A%+2(* /,"<-* 8+-)$)",%,()#-* =$/,",%&5* ƌĞƐŽůǀĞƌ ůĂ ŵĂƚĞƌŝĂ ĐŽŶƚƌŽǀĞƌƟĚĂ͕ ƉƵĞĚĞŶ ƐĞƌ
ůƌĞĐŽŶŽĐĞƌƉůĞŶĂŵĞŶƚĞĞůĞĨĞĐƚŽŶĞŐĂƟǀŽĚĞů +(2$(&#%2*()*8+,'(+*#K+',)-*8-+*(&*8+-8,-*#+,4$)%&*
"#=+0&0%"0@"#=+0&0%"0* 2$8-)(* %"(8#%+* $)* ĂƌďŝƚƌĂů;LJŶŽƉŽƌůŽƐũƵĞĐĞƐŽĐŽƌƚĞƐŶĂĐŝŽŶĂůĞƐͿ
8+,)",8,-* /(* 8+,-+,/%/* %* B%:-+* /(* &-2* ?+4,#+-25* ()*:,+#$/*/(&*"#=+0&0%"0@"#=+0&0%"05*
I%*/()-',)%/%*L+,(#,(&*3,$)0N*4$2"%*8-28-)(+*
&%* ,)#(+:()",.)* =$/,",%&* <%2#%* $)%* (#%8%*  ŵĞŶƵĚŽ ƐĞ ĂĮƌŵĂ ƋƵĞ Ğů "#=+0&0%"0@
8-2#(+,-+@* (535@* &%* (#%8%* /(* ,'8$3)%",.)* -* /(* "#=+0&0%"0* )("(2,#%* &%* ,)/(8()/()",%*
+("-)-",',()#-*7*(=("$",.)*/(&*&%$/-*%+4,#+%&5* /(&* "-):(),-* %+4,#+%&* %* (B("#-2* /(* 2(+* $)%*
ƷŶĂƐş͕ĞůƐŝƐƚĞŵĂĨƌĂŶĐĠƐƉĂƌĞĐĞƐĞƌĞůƷŶŝĐŽƋƵĞ <(++%',()#%* 8+-"(/,'()#%&* :(+/%/(+%'()#(*
<%*%/-8#%/-*()*2$*#-#%&*/,'()2,.)*(2#%*L+,(#,(&*3 ĞĨĞĐƟǀĂ͘ Ğ ĂŚş ƋƵĞ ƐƵĞůĂ ĂĮƌŵĂƌƐĞ ƋƵĞ ͞ƐŝŶ

38
*$,//$5'\6$9$*(S

%251SS

*$,//$5'\6$9$*(SS

Convención sobre el Reconocimiento y la Ejecución de las Sentencias Arbitrales Extranjeras, Nueva York, 10
GH-XQLRGHDUWtFXOR,,  

*$,//$5'\%$1,)$7(0,S

DIMOLITSA. p. 238.

5(')(51+817(5%/$&.$%<\3$57$6,'(6SS

3UHPLXP1DIWDSiUUDIR7UDGXFFLyQOLEUHGHODXWRU

5(')(51+817(5%/$&.$%<\3$57$6,'(6SS
350
7+Ɯ0,65HYLVWDGH'HUHFKRS

&%* /-"#+,)%* /(* &%* 2(8%+%4,&,/%/@* $)* #+,4$)%&* B-+'%",.)* /(&* "-)#+%#-* 8+,)",8%&@* %&* '%+3()* THEMIS 61
Revista de Derecho
<%",()/-* $2-* /(* 2$* "#=+0&0%"0@"#=+0&0%"0* /(&* "-)#(),/-* /(* 2$2* 8+-)$)",%',()#-25* C&*
ĞƐƚĂƌşĂ ƉŽƚĞŶĐŝĂůŵĞŶƚĞ ŽďůŝŐĂĚŽ Ă ĚĞĐůŝŶĂƌ "#=+0&0%"0@"#=+0&0%"0 ůŽ ůŽŐƌĂ Ăů ƉĞƌŵŝƟƌ
2$* "-'8(#()",%* 2-4+(* (&* B-)/-* /%/-* ;$(* ;$(* &-2* ?+4,#+-2* B%&&()* 2-4+(* 2$* 8+-8,%*
ůĂ ĞdžŝƐƚĞŶĐŝĂ ĚĞ ůĂ ĐůĄƵƐƵůĂ ĂƌďŝƚƌĂů ƉŽĚƌşĂ ĐŽŵƉĞƚĞŶĐŝĂ͕ ůŽ ĐƵĂů ŝŶĐůƵLJĞ ;ƉĞƌŽ ŶŽ ƐĞ
:(+2(* %B("#%/%* 8-+* &%* ,):%&,/(A* /(&* "-)#+%#-* ůŝŵŝƚĂĂͿůŽƐĞǀĞŶƚƵĂůĞƐĚĞĨĞĐƚŽƐĞŶĞůƉƌŽƉŝŽ
2$47%"()#(N͘ ŝĞƌƚĂŵĞŶƚĞ͕ ŽďǀŝĂŶĚŽ ůĂ "-):(),-*%+4,#+%&5*C)*2$'%@*&%*,)/(8()/()",%*
,/(%* /(* &%* 2(8%+%4,&,/%/* -* ,)/(8()/()",%@* $)* /(&* "-):(),-* %+4,#+%&* 2(* ,)#(+2("%* "-)* (&*
&%$/-*;$(*/("&%+(*)$&-*(&*"-)#+%#-*2$47%"()#(* "#=+0&0%"0@"#=+0&0%"0* ()* &%* '(/,/%* ()*
ƉŽŶĚƌşĂ ĞŶ ƌŝĞƐŐŽ ƐƵ ƉƌŽƉŝĂ ůĞŐŝƟŵŝĚĂĚ͕ ;$(* %'4-2* "-)#+,4$7()* %* &%* ',2'%* B$)",.)@*
7%* ;$(* 2,()/-* )$&-* (&* "-)#+%#-* 8+,)",8%&@* &%* ĞƐƚŽ ĞƐ͕ ͙͞ƉƌĞǀĞŶŝƌ ƋƵĞ ƵŶĂ ƉĂƌƚĞ ĂĐƚƵĂŶĚŽ
ĐůĄƵƐƵůĂ ĂƌďŝƚƌĂů ĚĞǀĞŶĚƌşĂ ĞŶ ŶƵůĂ ƚĂŵďŝĠŶ͘ /(*'%&%*B(*/(#()3%*(&*8+-"(/,',()#-*%+4,#+%&*
^ŝŶĞŵďĂƌŐŽ͕ĂƵŶƋƵĞƐĞƚƌĂƚĂĚĞŝŶƐƟƚƵĐŝŽŶĞƐ %)#(2*/(*;$(*K2#(*2(*,),",(NDJ5*
ĞƐƚƌĞĐŚĂŵĞŶƚĞǀŝŶĐƵůĂĚĂƐ͕ŶŽƐĞĚĞďĞũƵƐƟĮĐĂƌ
&%* B%"$&#%/* /(* &-2* ?+4,#+-2* 8%+%* +(2-&:(+* )))M, -)])(1+&'-#$, #%, &."%., ', +',
2-4+(* 2$* 8+-8,%* "-'8(#()",%* 2-4+(* &%* 4%2(* )%-#!#%-#%()', -#+, (.%0#%).,
/(&* "%+?"#(+* 2(8%+%4&(* /(&* "-):(),-* %+4,#+%&5* '"C)&"'+
0-+* (=('8&-@* (&* "#=+0&0%"0@"#=+0&0%"0* )-*
)("(2,#%*&%*,)/(8()/()",%*/(&*"-):(),-*%+4,#+%&* 'M, +B, E9;<S<9;<9HEB, ;<6, H89J<9E8,
"$%)/-*2(*%&(3%*;$(*&%*"-)#+-:(+2,%*(2#?*B$(+%* B>AED>B6* LJ Ğů ĚĞƌĞĐŚŽ Ă ůĂ ƚƵƚĞůĂ
/(&*?'4,#-*/(*%8&,"%",.)*/(&*"-):(),-*%+4,#+%&@* ũƵƌŝƐĚŝĐĐŝŽŶĂůĞĨĞĐƟǀĂ
-*;$(*8-+*2$*8+-8,%*)%#$+%&(A%*&%*"-)#+-:(+2,%*
ŶŽĞƐƐƵƐĐĞƉƟďůĞĚĞƐĞƌƐŽŵĞƟĚĂĂĂƌďŝƚƌĂũĞ͘
0+-4%4&('()#(* &%* -4=(",.)* '?2* ,'8-+#%)#(*
ŶĐŝĞƌƚĂƐĐŝƌĐƵŶƐƚĂŶĐŝĂƐ͕ůŽƐĐƵĞƐƟŽŶĂŵŝĞŶƚŽƐ
"-)#+%* &%* ,)/(8()/()",%* /(&* "-):(),-*
%* &%* "-'8(#()",%* /(* &-2* ?+4,#+-2* 2$+3()* %*
%+4,#+%&* (2#?* ()* (&* <("<-* /(* ;$(* %&* %"(8#%+*
ƌĂşnj ĚĞ ĐƵĞƐƟŽŶĂŵŝĞŶƚŽƐ ŚĞĐŚŽƐ ĐŽŶƚƌĂ ůĂ
;$(* &%* "&?$2$&%* %+4,#+%&* )-* 2(* :(%* %B("#%/%*
ĞdžŝƐƚĞŶĐŝĂŽǀĂůŝĚĞnjĚĞůĐŽŶƚƌĂƚŽƉƌŝŶĐŝƉĂů͘^ŝŶ
ƉŽƌ ůŽƐ ǀŝĐŝŽƐ ĚĞů ĐŽŶƚƌĂƚŽ ƉƌŝŶĐŝƉĂů͕ ƉŽĚƌşĂ
('4%+3-@*()*(2#-2*"%2-2@*(2*&%*,)/(8()/()",%* #(+',)%+2(* B-+A%)/-* %* $)%* /(* &%2* 8%+#(2* %*
/(&* "-):(),-* %+4,#+%&* &%* ;$(* 8(+',#(* %* &-2* B-+'%+*8%+#(*/(&*%+4,#+%=(*%1)*"$%)/-*)$)"%*
ĄƌďŝƚƌŽƐ ĞŵŝƟƌ ƉƌŽŶƵŶĐŝĂŵŝĞŶƚŽƐ ƐŽďƌĞ ƐĞ ŚĂLJĂ ĐĞůĞďƌĂĚŽ ƵŶ ĐŽŶƚƌĂƚŽ ǀĄůŝĚŽ ;LJ ĞŶ
ƚĂůĞƐ ĐƵĞƐƟŽŶĂŵŝĞŶƚŽƐ͕ ĚĂĚŽ ƋƵĞ ŶŽ ŚĂLJ ĐŽŶƐĞĐƵĞŶĐŝĂ͕ ŶŽ ĞdžŝƐƚĂ ĞŶ ƌĞĂůŝĚĂĚ ƵŶĂ
ĐƵĞƐƟŽŶĂŵŝĞŶƚŽƐ ĐŽŶƚƌĂ Ğů ĐŽŶǀĞŶŝŽ ĂƌďŝƚƌĂů ĐůĄƵƐƵůĂ ĂƌďŝƚƌĂů ǀĄůŝĚĂͿ͘ Ɛş͕ ƐĞ ĚŝĐĞ ƋƵĞ ůĂƐ
ĞŶƐşŵŝƐŵŽ͕LJĞŶĐŽŶƐĞĐƵĞŶĐŝĂ͕ŶŽŚĂLJůƵŐĂƌ ƉĂƌƚĞƐĚĞďĞƌşĂŶƐĞƌƌĞŵŝƟĚĂƐĂůĂƌďŝƚƌĂũĞƐŽůŽ
8%+%*(&*"#=+0&0%"0@"#=+0&0%"05 &$(3-*/(*;$(*%&31)*=$(A*-*"-+#(*)%",-)%&*<%7%*
ĚĞƚĞƌŵŝŶĂĚŽ ƋƵĞ ůĂƐ ƉĂƌƚĞƐ ĞĨĞĐƟǀĂŵĞŶƚĞ
!$)* "$%)/-* &%2* /,B(+()",%2* ()#+(* &%*
Claudio Lava Cavassa
ĐĞůĞďƌĂƌŽŶ ƵŶ ĐŽŶƚƌĂƚŽ ǀĄůŝĚŽ LJ ĞĮĐĂnj ƋƵĞ
,)/(8()/()",%* /(&* "-):(),-* %+4,#+%&* 7* (&* ŝŶĐůƵLJĂ ƵŶĂ ĐůĄƵƐƵůĂ ĂƌďŝƚƌĂů͘ ĂĚŽ ƋƵĞ
"#=+0&0%"0@"#=+0&0%"0* 2-)* '$"<%2* :("(2* Ğů ƐŽŵĞƟŵŝĞŶƚŽ Ăů ĂƌďŝƚƌĂũĞ ƐƵƉŽŶĞ ƵŶĂ
(++.)(%'()#(* ()#()/,/%2* -* %8&,"%/%2@* +()$)",%*%*&%*#$#(&%*=$+,2/,"",-)%&*/(&*C2#%/-@*
ƐĞ ƚƌĂƚĂ ĞŶ ĞĨĞĐƚŽ ĚĞ ĐŽŶĐĞƉƚŽƐ ĚŝƐƟŶƚŽƐ͕ Ğů ŚĞĐŚŽ ĚĞ ƉĞƌŵŝƟƌ ƋƵĞ ůŽƐ ĄƌďŝƚƌŽƐ ĨĂůůĞŶ
ĐŽŶ ůĂ ƉĂƌƟĐƵůĂƌŝĚĂĚ ĚĞ ƋƵĞ ĐŽŵƉĂƌƚĞŶ ƐŽďƌĞ ůĂ ǀĂůŝĚĞnj Ž ůĂ ĞdžŝƐƚĞŶĐŝĂ ŵŝƐŵĂ ĚĞů
Ğů ŽďũĞƟǀŽ ĚĞ ĞǀŝƚĂƌ ůĂƐ ĚŝƐƌƵƉĐŝŽŶĞƐ ĐŽŶƚƌĂƚŽ ͞ĐŽŶƚĞŶĞĚŽƌ͟ ƉŽĚƌşĂ ĂĐĂƌƌĞĂƌ ƋƵĞ
ƋƵĞ ƉŽĚƌşĂ ĐĂƵƐĂƌ ĞŶ Ğů ƉƌŽĐĞƐŽ ĂƌďŝƚƌĂů 2(* %B("#(* 3+%:('()#(* (&* /(+("<-* %* &%* #$#(&%*
$)%* ,)#(+B(+()",%* =$/,",%&* 8+('%#$+%5* C&* ũƵƌŝƐĚŝĐĐŝŽŶĂůĞĨĞĐƟǀĂĚĞůĚĞŵĂŶĚĂĚŽ͕LJĂƋƵĞ
8+,)",8,-* /(* ,)/(8()/()",%* /(&* "-):(),-* ůĂ ƌĞŶƵŶĐŝĂ Ă ĚŝĐŚŽ ĚĞƌĞĐŚŽ ƐĞƌşĂ ĞǀĂůƵĂĚĂ
ĂƌďŝƚƌĂůůŽŐƌĂĞƐƚĞŽďũĞƟǀŽĂůƉĞƌŵŝƟƌƋƵĞůŽƐ "-)* $)* (2#?)/%+* '?2* 4%=-* ;$(* (&* +(;$(+,/-*
ĄƌďŝƚƌŽƐƌĞƐƵĞůǀĂŶĐƵĞƐƟŽŶĞƐǀŝŶĐƵůĂĚĂƐĂůĂ 8-+*&%*&(7*%8&,"%4&(*%&*"-)#+%#-DE5*


LEW, JD. MISTELIS, LA. y SM KRÖLL. “Comparative International Commercial Arbitration” Kluwer Law
,QWHUQDWLRQDO/D+D\DS7UDGXFFLyQOLEUHGHODXWRU

%251SS

%$5&(/ÏS

3$5.:³7KH$UELWUDELOLW\'LFWDLQ)LUVW2SWLRQVY.DSODQ:KDW6RUWRI.RPSHWHQ].RPSHWHQ]+DV&URVVHG
WKH$WODQWLF"´(Q$UELWUDWLRQ,QWHUQDWLRQDOSS

Ware. sec. IIIA.
351
/$,1'(3(1'(1&,$'(/&219(1,2$5%,75$/<(/&203(7(1&(&203(7(1&((1(/$5%,75$-(&20(5&,$/
,17(51$&,21$/

THEMIS 61 ŶƐşŶƚĞƐŝƐ͕ƐĞŐƷŶĂůŐƵŶŽƐĂƵƚŽƌĞƐ͕ǀĂůĞůĂƉĞŶĂ ĞƐƚĄƐƵũĞƚŽĂŶŝŶŐƵŶĂůĞŐŝƐůĂĐŝſŶŶĂĐŝŽŶĂů͘ĂƐŽƐ


Revista de Derecho
ƐĂĐƌŝĮĐĂƌ ůĂƐ ǀĞŶƚĂũĂƐ ĚĞ ůĂ ŝŶĚĞƉĞŶĚĞŶĐŝĂ "-'-*(&*/(*,ĞĐŚƚǀ͘ƵŝƐŵĂŶ͛Ɛ͕'ĂƚŽŝůǀ͘EĂƟŽŶĂů
/(&* "-):(),-* %+4,#+%&* "-)* #%&* /(* %2(3$+%+* ;$(* /ƌĂŶŝĂŶ Kŝů Ž͘* 7* (&* /(* N#=(&93 +#+$)!(,03 103 )!3
(&* /(+("<-* %* &%* #$#(&%* =$+,2/,"",-)%&* +(",4%* ŵƵŶŝĐŝƉĂůŝƚĠ ĚĞ <ŚŽŵƐ ů DĞƌŐŚĞď ǀ͘ ĂůŝĐŽ
&%* 8+-#("",.)* ;$(* -#-+3%* &%* &(7* %8&,"%4&(* %&* N#%&,!"&#,.;ĂůƋƵĞĞŶĂĚĞůĂŶƚĞĚĞŶŽŵŝŶĂƌĞŵŽƐ
"-)#+%#-DG͘^ŝŶĞŵďĂƌŐŽ͕ĞƐƚĞĂŶĄůŝƐŝƐƉƵĞĚĞŶŽ LĂůŝĐŽ͟Ϳ ŚĂŶ ĚĂĚŽ ůƵŐĂƌ Ă ƵŶĂ ŶŽƌŵĂ
ƐĞƌĚĞůƚŽĚŽƉƌĞĐŝƐŽĞŶĞůĐŽŶƚĞdžƚŽŝŶƚĞƌŶĂĐŝŽŶĂů͕ ƐƵƐƚĂŶƟǀĂƌĞĐŽŐŝĚĂĞŶĞů͞ƉƌŝŶĐŝƉŝŽĚĞǀĂůŝĚĞnj͟
/-)/(*&%2*8%+#(2*2$(&()*8+(B(+,+*;$(*2$2*/,28$#%2* /(&*"-):(),-*%+4,#+%&*,)#(+)%",-)%&@*2$=(#-*2-&-*%*
ƐĞĂŶ ƌĞƐƵĞůƚĂƐ ƉƌĞĐŝƐĂŵĞŶƚĞ ĂŶƚĞ ĨŽƌŽƐ ĞdžƚƌĂͲ ůĂƐŶŽƌŵĂƐŝŵƉĞƌĂƟǀĂƐĚĞůĚĞƌĞĐŚŽĨƌĂŶĐĠƐLJĂů
ũƵĚŝĐŝĂůĞƐ͕LJĞŶŽĐĂƐŝŽŶĞƐ͕ŝŶĐůƵƐŽƐŝŶƌĞŵŝƟƌƐĞĂ ŽƌĚĞŶƉƷďůŝĐŽŝŶƚĞƌŶĂĐŝŽŶĂů;ƐŽŶůĂƐĂƐşůůĂŵĂĚĂƐ
ŶŝŶŐƵŶĂůĞŐŝƐůĂĐŝſŶĞŶƉĂƌƟĐƵůĂƌ͘ LĂůŝĐŽƌƵůĞƐ͟Ϳ͕ƐŝŶƌĞĨĞƌĞŶĐŝĂĂŶŝŶŐƵŶĂŶŽƌŵĂĚĞ
/(+("<-*,)#(+)%",-)%&*8+,:%/-*()*"-)"+(#- 5*
CM, )9<[E:D<9HEB,;<6,H89D>BD8,S>E9HESB6 ^ŝŶĞŵďĂƌŐŽ͕ĞƐƚĞĞŶĨŽƋƵĞŶŽŚĂƐŝĚŽĂĐĞƉƚĂĚŽ
$),:(+2%&'()#(@*8+-4%4&('()#(*8-+;$(*2$8-)(*
ŶůşŶĞĂĐŽŶůĂĐƌşƟĐĂĂŶƚĞƌŝŽƌ͕ĨƌĞĐƵĞŶƚĞŵĞŶƚĞ ƵŶ ƌĞĐŽŶŽĐŝŵŝĞŶƚŽ ĚĞ ůĂ ĚŝƐĐƵƟĚĂ ĂƵƚŽŶŽŵşĂ
2(*2(>%&%*;$(*',()#+%2*;$(*(&*"-):(),-*%+4,#+%&* /(&*2,2#('%*%+4,#+%&*,)#(+)%",-)%&5*
ŶŽƐĞǀĞĂĨĞĐƚĂĚŽŶŽƌŵĂůŵĞŶƚĞƉŽƌůĂŝŶĞĮĐĂĐŝĂ
^ŝĞŶĚŽ ĞƐƚŽ ĂƐş͕ ŚĂLJ ƋƵŝĞŶĞƐ ƐŽƐƟĞŶĞŶ ƋƵĞ ůĂ
ƐŽďƌĞǀŝŶŝĞŶƚĞ ĚĞů ĐŽŶƚƌĂƚŽ ƉƌŝŶĐŝƉĂů͕ Ɛş ƐĞ ǀĞ
ĐůĄƵƐƵůĂĂƌďŝƚƌĂůŶŽƉƵĞĚĞĞdžŝƐƟƌƐŝŶĞůĐŽŶƚƌĂƚŽ
ĂĨĞĐƚĂĚŽĞŶĐĂŵďŝŽƉŽƌůĂŝŶĞdžŝƐƚĞŶĐŝĂĚĞĠƐƚĞ͘
2$47%"()#(5* 0%+%* (2#%* "-++,()#(@* &%* )%#$+%&(A%*
Ŷ ĐŽŶƐĞĐƵĞŶĐŝĂ͕ ĞdžŝƐƚĞ ƵŶĂ ĐŽƌƌŝĞŶƚĞ ƉĂƌĂ ůĂ
L8+-"(/,'()#%&N* /(* &%* "&?$2$&%* %+4,#+%&@* ()*
"$%&*(&*"-):(),-*%+4,#+%&*)-*8$(/(*"-)2,/(+%+2(*
ŽƉŽƐŝĐŝſŶĂůĂƐƌĞƐƚĂŶƚĞƐĐůĄƵƐƵůĂƐ͞ƐƵƐƚĂŶƟǀĂƐ͟
,)/(8()/,()#(* -* %$#.)-'-* ()* %;$(&&-2* "%2-2*
ĚĞůĐŽŶƚƌĂƚŽŶŽƉŽĚƌşĂũƵƐƟĮĐĂƌůĂŝŶĚĞƉĞŶĚĞŶĐŝĂ
ĞŶ ƋƵĞ ƐĞ ĂůĞŐƵĞ ůĂ ŝŶĞdžŝƐƚĞŶĐŝĂ ĚĞů ĐŽŶƚƌĂƚŽ
/(* &%* "&?$2$&%* %+4,#+%&5* 0-+* (=('8&-@* 0,(++(*
ƉƌŝŶĐŝƉĂů͘DƵĐŚŽƐĂƵƚŽƌĞƐƉŽŶĞŶĚĞƌĞůŝĞǀĞƋƵĞ
DĂLJĞƌƐƵŐŝĞƌĞƋƵĞƐĞĚĞďĞƌşĂŵĄƐďŝĞŶĞŵƉůĞĂƌ
ůĂĚŝƐƟŶĐŝſŶĞŶƚƌĞĐůĄƵƐƵůĂƐĂŶƵůĂďůĞƐLJĐůĄƵƐƵůĂ
(&* #K+',)-* L.0:0,!'()(&*N@* (&* "$%&* 2$8-)(* ;$(*
)$&%2*ĂďŝŶŝƟŽ*<%*;$(/%/-*/(2B%2%/%*%*/(",+*/(*
ůĂ ĐůĄƵƐƵůĂ ĂƌďŝƚƌĂů ƉƵĞĚĞ ƐĞƌ ͞ƌĞƟƌĂĚĂ͟ Ž
&-2*'?2*+(",()#(2*8+-)$)",%',()#-2*%+4,#+%&(25* L2(8%+%/%N* /(&* "-)#+%#-* 8+,)",8%&@* 8(+-* ;$(* ()*
EŽ ŽďƐƚĂŶƚĞ͕ ƚŽĚĂǀşĂ ŚĂLJ ƋƵŝĞŶĞƐ ĐŽŶƐŝĚĞƌĂŶ ",(+#%2* ",+"$)2#%)",%2* &%* "&?$2$&%* %+4,#+%&* 2(+?*
ƌĞůĞǀĂŶƚĞůĂĚŝƐƟŶĐŝſŶĞŶƚƌĞĐŽŶƚƌĂƚŽƐƋƵĞŶƵŶĐĂ ŝŶǀĄůŝĚĂ Ž ŝŶĞdžŝƐƚĞŶƚĞ ĐŽŵŽ ĐŽŶƐĞĐƵĞŶĐŝĂ ĚĞ ůĂ
ĞdžŝƐƟĞƌŽŶ LJ ĐŽŶƚƌĂƚŽƐ ƋƵĞ ĚĞũĂƌŽŶ ĚĞ ĞdžŝƐƟƌ͕ ŝŶǀĂůŝĚĞnj Ž ŝŶĞdžŝƐƚĞŶĐŝĂ ĚĞů ĐŽŶƚƌĂƚŽ ƉƌŝŶĐŝƉĂů5*
2-4+(* &%* 8+(',2%* /(* ;$(@* %* /,B(+()",%* /(* &-2* Q-* -42#%)#(@* ,)"&$2-* $)%* "&?$2$&%* %+4,#+%&*
ƷůƟŵŽƐ͕͞ƐŝĞůĐŽŶƚƌĂƚŽŶƵŶĐĂĞdžŝƐƟſ͕ĞŶƚŽŶĐĞƐ ƐƵƐĐĞƉƟďůĞĚĞƐĞƌ͞ƌĞƟƌĂĚĂ͟Ž͞ƐĞƉĂƌĂĚĂ͕͟ƐĞƌĄ
ĞůĐŽŶǀĞŶŝŽĂƌďŝƚƌĂůŶƵŶĐĂĞdžŝƐƟſ͘͟Ɛş͕ƐĞŐƷŶ "(/,/%*"-)=$)#%'()#(*"-)*(&*"-)#+%#-*8+,)",8%&*
(2#(* ()B-;$(@* &%* ,)/(8()/()",%* /(&* "-):(),-* ()* "%2-2* /(* "(2,.)* /(* 8-2,",.)* "-)#+%"#$%&5*
ĂƌďŝƚƌĂůƐĞƌşĂĚĞĂƉůŝĐĂĐŝſŶĞŶůĂŵĞĚŝĚĂĞŶƋƵĞ ^ŝŶ ĞŵďĂƌŐŽ͕ ĞƐƚĂ ĞƐ ŽƚƌĂ ĂƌŝƐƚĂ ŶŽ ƌĞƐƵĞůƚĂ͘
ĞůĐŽŶƚƌĂƚŽŚĂLJĂƚĞŶŝĚŽĞdžŝƐƚĞŶĐŝĂ͘ DŝĞŶƚƌĂƐ ƋƵĞ ůĂ ƚƌĂŶƐŵŝƐŝſŶ ĂƵƚŽŵĄƟĐĂ ĚĞ ůĂ
"&?$2$&%*%+4,#+%&*=$)#-*"-)*(&*"-)#+%#-*8+,)",8%&@*
(M, ͎ŽŵƉůĞƚĂĂƵƚŽŶŽŵşĂŽŵĞƌĂ ĞƐ ĚĞĨĞŶĚŝĚĂ ƉŽƌ ůŽƐ ũƵĞĐĞƐ LJ ĐŽƌƚĞƐ ĚĞ ^ƵŝnjĂ͕
ĚŝǀŝƐŝďŝůŝĚĂĚ͍ ůĞŵĂŶŝĂ LJ &ƌĂŶĐŝĂ͕ ĞŶ ƐƚĂĚŽƐ hŶŝĚŽƐ ůĂƐ
%$#-+,/%/(2* =$/,",%&(2* <%)* /(#(+',)%/-* ;$(* &%*
>ĂŝĚĞĂĚĞůĂĂƵƚŽŶŽŵşĂĐŽŵƉůĞƚĂ͕ĚĞƐĂƌƌŽůůĂĚĂ "(2,.)*/(&*"-):(),-*%+4,#+%&*+(;$,(+(*(&*%"$(+/-*
ĞŶ&ƌĂŶĐŝĂ͕ƐƵƉŽŶĞƋƵĞĞůĐŽŶǀĞŶŝŽĂƌďŝƚƌĂůŶŽ ĞdžƉƌĞƐŽĚĞůĂƐƉĂƌƚĞƐĞŶĞƐĞƐĞŶƟĚŽ5*


Ibíd sec. IV.

/(%28/$1*(5SS

SUSLER. p. 123.
Ver también: GOLDSTEIN, D. “Arbitrator’s power to determine whether a contract is void ab initio”.
 (Q$XVWUDOLDQ&RQVWUXFWLRQ/DZ1HZVOHWWHU5HFREUDGRHOGH-XOLRGHKWWSZZZDXVWOLLHGX
DXDXMRXUQDOV$8&RQVWU/DZ1OUKWPOSS

',02/,76$SS

/(%28/$1*(5SS

,EtGS

0$<(53³7KH/LPLWVRI6HYHUDELOLW\RIWKH$UELWUDWLRQ&ODXVH´(Q,&&$&RQJUHVVVHULHV,PSURYLQJWKH
(I¿FLHQF\RI$UELWUDWLRQDQG$ZDUGV:<HDUVRI$SSOLFDWLRQRIWKH1HZ<RUN&RQYHQWLRQ$-9DQGHQ%HUJ
HG .OXZHU/DZ,QWHUQDWLRQDO/D+D\DSS

Ibídem.

/(%28/$1*(5SS
352
7+Ɯ0,65HYLVWDGH'HUHFKRS

-M, ĐĞƌĐĂĚĞůĂůĞLJĂƉůŝĐĂďůĞ ƉĂƌƚĞ͕ ƉƵŶƚƵĂůŝnjĂ ůĂ ĞƐƚƌĂƚĞŐŝĂ ĮƌŵĞŵĞŶƚĞ THEMIS 61


Revista de Derecho
%/-8#%/%* ()* &-2* C2#%/-2* V),/-2* %* B%:-+* /(&*
W%&* "-'-* 2(* 2(>%&.* %)#(+,-+'()#(@* &%* ĂƌďŝƚƌĂũĞ͕ ĂƐş ĐŽŵŽ ůĂƐ ͞ƌĠŐůĞ ŵĂƚĠƌŝĞůůĞ͟*
,)/(8()/()",%* /(&* "-):(),-* %+4,#+%&* 8(+',#(* ĂƉůŝĐĂĚĂƐ ĞŶ &ƌĂŶĐŝĂ ƉĂƌĂ ĚĂƌ ƉƌĞǀĂůĞŶĐŝĂ
;$(* $)* "-):(),-* %+4,#+%&* (2#K* 2$=(#-* %* $)%* %* &%* :-&$)#%/* /(* &%2* 8%+#(2@* 8(+-* 2,('8+(*
ůĞŐŝƐůĂĐŝſŶĚŝƐƟŶƚĂƋƵĞĂƋƵĞůůĂƋƵĞƌĞŐƵůĂĞů ĚĞŶƚƌŽ ĚĞ ůŽƐ ůşŵŝƚĞƐ ĚĞů ŽƌĚĞŶ ƉƷďůŝĐŽ
"-)#+%#-* 8+,)",8%&5* Q-* -42#%)#(@* &%* +(%&,/%/* ,)#(+)%",-)%&5* !/,",-)%&'()#(@* %$);$(* (&*
,)/,"%* ;$(* &%2* 8%+#(2* "-)#+%#%)#(2* )-* 2$(&()* ĂƌơĐƵůŽ//;ϯͿĂďƌĞƵŶĞƐƉĂĐŝŽƉĂƌĂůĂĂƉůŝĐĂĐŝſŶ
ƉĂĐƚĂƌůĂĂƉůŝĐĂĐŝſŶĚĞůĞLJĞƐĚŝƐƟŶƚĂƐƉĂƌĂĞů ĚĞ ůĂ ĐŽŵƉůĞƚĂ ĂƵƚŽŶŽŵşĂ Ăů ŶŽ ĞƐƚĂďůĞĐĞƌ
"-):(),-*%+4,#+%&*7*8%+%*(&*"-)#+%#-*8+,)",8%&@* ),)3$)%* &(7* %8&,"%4&(@* -#+%2* /,28-2,",-)(2@*
ĚĞŵŽĚŽƋƵĞƌĞƐƵůƚĂƷƟůŝŶĚĂŐĂƌĞŶĐĂĚĂĐĂƐŽ ƚĂůĞƐ ĐŽŵŽ ůŽƐ ĂƌơĐƵůŽƐ //;ϮͿ͕ s;ϭͿ;ĂͿ LJ s;ϮͿ
"-)"+(#-*"$?&*(2*&%*+(%&*,)#()",.)*/(*&%2*8%+#(2* ;ĂͿ ĚĞ ůĂ ŽŶǀĞŶĐŝſŶ ĚĞ EƵĞǀĂ zŽƌŬ ƉŽĚƌşĂŶ
+(28("#-* %* &%* ,)/(8()/()",%* /(&* "-):(),-* ĂĐĂďĂƌ ƉŽƌ ƐŽĐĂǀĂƌ ůĂ ĐŽŵƉůĞƚĂ ĂƵƚŽŶŽŵşĂ͘
%+4,#+%&͘ ŶƚĞ ůĂ ĨĂůƚĂ ĚĞ ƵŶ ƉĂĐƚŽ ĞdžƉƌĞƐŽ Ğ ŚĞĐŚŽ͕ ĞƐƚĂƐ ĚŝƐƉŽƐŝĐŝŽŶĞƐ ƉŽĚƌşĂŶ ŚĂĐĞƌ
ĂĐĞƌĐĂĚĞůĂůĞLJĂƉůŝĐĂďůĞĞƐƉĞĐşĮĐĂŵĞŶƚĞĂů ;$(* &-2* ?+4,#+-2* -42(+:()* "-)* +,3,/(A* (&*
"-):(),-*%+4,#+%&@*2$(&(*+("$++,+2(*%*&%*&(7*/(&* +(;$,2,#-*/(&*"-):(),-*%+4,#+%&*(2"+,#-@*-*;$(*
&$3%+* /(&* %+4,#+%=(* -* %* &%* )0-3 "#%&,!"&$.* 8%+%* #-'()*()*"$()#%*&%*&(7*/(&*&$3%+*/(&*%+4,#+%=(*
/(#(+',)%+* &%* :%&,/(A* /(&* "-):(),-* %+4,#+%&5* -*&%*)0-3"#%&,!"&$.*%&*'-'()#-*/(*(:%&$%+*&%*
ƐŝŶƚĞƌĞƐĂŶƚĞƌĞĐŽƌĚĂƌĂƋƵşůĂƌĞůĞǀĂŶĐŝĂĚĞů :%&,/(A*/(*&%*"&?$2$&%*%+4,#+%&@*-*;$(@*%&*(:%&$%+*
"%2-*ĂůŝĐŽ@*/(*%"$(+/-*"-)*(&*"$%&*&%*:%&,/(A* 2,*2(*()"$()#+%)*%)#(*$)%*'%#(+,%*%+4,#+%4&(@*
/(&* "-):(),-* %+4,#+%&* ,)#(+)%",-)%&* /(4(* 2(+* %8&,;$()* &%* &(7* /(&* &$3%+* /(* (=("$",.)* /(&*
/(#(+',)%/%* 1),"%'()#(* "-)* 2$=(",.)* %&* ůĂƵĚŽ͘ Ɛş͕ ĂƵŶƋƵĞ ůĂ ŽŶǀĞŶĐŝſŶ ĚĞ EƵĞǀĂ
ŽƌĚĞŶ ƉƷďůŝĐŽ ŝŶƚĞƌŶĂĐŝŽŶĂů ;ĐŝĞƌƚĂŵĞŶƚĞ zŽƌŬǀŝŶĐƵůĂĂůŽƐũƵĞĐĞƐLJĐŽƌƚĞƐŶĂĐŝŽŶĂůĞƐ͕
ƵŶ ĐŽŶĐĞƉƚŽ ŝŵƉƌĞĐŝƐŽͿ LJ Ă ůĂƐ ŶŽƌŵĂƐ 7* )-* %* &-2* ?+4,#+-2@* &%* (=("$",.)* /(&* &%$/-*
ŝŵƉĞƌĂƟǀĂƐĚĞůĚĞƌĞĐŚŽĨƌĂŶĐĠƐ5* %+4,#+%&* 8$(/(* :(+2(* %B("#%/%* 2,* &-2* ?+4,#+-2*
ĂƉůŝĐĂƌĂŶ ůĂ ƚŽƚĂů ĂƵƚŽŶŽŵşĂ ĚĞů ĐŽŶǀĞŶŝŽ
Ŷ ǀŝƌƚƵĚ ĚĞů ĂƌơĐƵůŽ //;ϯͿ ĚĞ ůĂ ŽŶǀĞŶĐŝſŶ ĂƌďŝƚƌĂůLJĂƌƌŝďĂƌĂŶĂƐŽůƵĐŝŽŶĞƐĚŝƐƟŶƚĂƐƋƵĞ
ĚĞ EƵĞǀĂ zŽƌŬ͕ ůŽƐ ũƵĞĐĞƐ ŶĂĐŝŽŶĂůĞƐ ĚĞďĞŶ ĂƋƵĞůůĂƐ ƋƵĞ ƐĞ ĚĞƌŝǀĂƌşĂŶ ĚĞ ůĂ ĂƉůŝĐĂĐŝſŶ
ƌĞŵŝƟƌ ůĂƐ ĚŝƐƉƵƚĂƐ Ă ůŽƐ ĄƌďŝƚƌŽƐ͕ ƐĂůǀŽ ƋƵĞ ĞƐƚƌŝĐƚĂĚĞůĂŽŶǀĞŶĐŝſŶĚĞEƵĞǀĂzŽƌŬ5*
()* $)* "%2-* "-)"+(#-@* (&* "-):(),-* %+4,#+%&*
ƐĞĂ ͞ŶƵůŽ͕ ŝŶĞĮĐĂnj Ž ŝŶĂƉůŝĐĂďůĞ͘͟ ů ƚĞdžƚŽ )0M, -)])(1+&'-#$, #%, &."%., '+,
ĞŶ ŝŶŐůĠƐ ĚĞů ĂƌơĐƵůŽ //;ϯͿ ĚĞ ůĂ ŽŶǀĞŶĐŝſŶ 3.;<=0=>3=?3.;<=0=>3=
ĚĞ EƵĞǀĂ zŽƌŬ ƐĞŹĂůĂ ƋƵĞ ůĂ ĞdžĐĞƉĐŝſŶ
"-)2,2#(* ()* ;$(* (&* %"$(+/-* /(* %+4,#+%=(* 2(%* !*/,B(+()",%*/(*&%*,)/(8()/()",%*/(&*"-):(),-*
LŶƵůů͕ǀŽŝĚ͕ŝŶŽƉĞƌĂƟǀĞŽƌŝŶĐĂƉĂďůĞŽĨďĞŝŶŐ %+4,#+%&@*;$(*<%*2,/-*%"(8#%/%*"-)*",(+#-*3+%/-*
+0,4#,=01N͘ůĂƌơĐƵůŽŶŽĞƐƚĂďůĞĐĞĞůƟƉŽ /(* $),B-+',/%/@* (&* "#=+0&0%"0@"#=+0&0%"0*
/(*%)?&,2,2*;$(*/(4()*+(%&,A%+*&-2*=$("(2*8%+%*
Claudio Lava Cavassa
<%*/%/-*&$3%+*%*$)%*%'8&,%*3%'%*/(*()B-;$(2*
(:%&$%+*2,*&-2*"-):(),-2*%+4,#+%&(2*2-)*)$&-2@* 8-+* 8%+#(* /(* &-2* /,B(+()#(2* 2,2#('%2* &(3%&(2*
ŝŶĞĮĐĂĐĞƐ Ž ŝŶĂƉůŝĐĂďůĞƐ͕ ĂƐş ĐŽŵŽ ƚĂŵƉŽĐŽ )%",-)%&(25* C2#-@* %* 2$* :(A@* (2* "-)2("$()",%*
ƐĞŹĂůĂ Ă ƋƵĠ ůĞLJ ĚĞďĞŶ ƌĞŵŝƟƌƐĞ ůŽƐ ũƵĞĐĞƐ ĚĞůĂƐĚŝƐƟŶƚĂƐŵĂŶĞƌĂƐĞŶƋƵĞůŽƐƐŝƐƚĞŵĂƐ
Ăů ŵŽŵĞŶƚŽ ĚĞ ŚĂĐĞƌ ĚŝĐŚĂ ĞǀĂůƵĂĐŝſŶ͘ Ğ &(3%&(2* <%)* %2,3)%/-* "-'8(#()",%2* ()#+(*
ĂŚş ƋƵĞ ĂůŐƵŶŽƐ ũƵĞĐĞƐ ƚĞŶŐĂŶ ůĂ ƚĞŶĚĞŶĐŝĂ ?+4,#+-2*7*=$("(2*8%+%*+(2-&:(+*&%2*-4=(",-)(2*
%* %8&,"%+* &%* &(7* /(&* &$3%+* /(&* %+4,#+%=(@* ()* ĂůĂĐŽŵƉĞƚĞŶĐŝĂĂƌďŝƚƌĂů͕LJƌĞŇĞũĂĐůĂƌĂŵĞŶƚĞ
ǀŝƌƚƵĚ ĚĞů ĂƌơĐƵůŽ s;ϭͿ;ĂͿ ĚĞ ůĂ ŽŶǀĞŶĐŝſŶ &%* )("(2,/%/* /(* ()#()/(+* (2#%2* /,B(+()",%2*
ĚĞ EƵĞǀĂ zŽƌŬ͕ Ğů ĐƵĂů ůŝƚĞƌĂůŵĞŶƚĞ ƌĞŵŝƚĞ ƉĂƌĂ ƵŶ ŵĞũŽƌ ĞƐƚƵĚŝŽ ĚĞů ƚĞŵĂ͘ Ğ ŚĞĐŚŽ͕
Ă ͞ůĂ ůĞLJ ĚĞů ƉĂşƐ ĞŶ ƋƵĞ ƐĞ ŚĂLJĂ ĚŝĐƚĂĚŽ ůĂ ĚŝİĐŝůŵĞŶƚĞ ƉŽĚƌşĂ ƐŽƐƚĞŶĞƌƐĞ ƋƵĞ ĞdžŝƐƚĞ
2()#()",%N* Y%+4,#+%&Z ͘ ŝŵŽůŝƚƐĂ͕ ƉŽƌ ƐƵ ƐŽůŽ ƵŶĂ ĂƉƌŽdžŝŵĂĐŝſŶ ĐŽƌƌĞĐƚĂ͕ LJĂ ƋƵĞ ĞůůŽ


0$<(5SS

/(:0,67(/,6\.5g//SS

Convención de Nueva York, artículo II (3).

Ibíd artículo V(1)(a).

',02/,76$S

IbídSS

IbídSS
 /(:0,67(/,6\.5g//S
353
/$,1'(3(1'(1&,$'(/&219(1,2$5%,75$/<(/&203(7(1&(&203(7(1&((1(/$5%,75$-(&20(5&,$/
,17(51$&,21$/

THEMIS 61 ĚĞƉĞŶĚĞƌĄ ĚĞ ůŽƐ ǀĂůŽƌĞƐ LJ ŽďũĞƟǀŽƐ ƋƵĞ $)* %+4,#+%=(* ;$(* )-* B$(* 8%"#%/-715* I%* I(7*
Revista de Derecho
2(%)* 8+,-+,A%/-2* 8-+* "%/%* 2,2#('%* &(3%&@* &-2* DŽĚĞůŽ ƉĞƌŵŝƚĞ ƋƵĞ ůŽƐ ĄƌďŝƚƌŽƐ ƌĞƐƵĞůǀĂŶ
ĐƵĂůĞƐ ĚĞƚĞƌŵŝŶĂƌĄŶ ĞŶ ƷůƟŵĂ ŝŶƐƚĂŶĐŝĂ ůĂ ůĂƐ ĞdžĐĞƉĐŝŽŶĞƐ Ă ůĂ ĐŽŵƉĞƚĞŶĐŝĂ ĂƌďŝƚƌĂů
ƌĞŐƵůĂĐŝſŶĞƐƉĞĐşĮĐĂƋƵĞƐĞĂĚŽƉƚĞĞŶĐƵĂŶƚŽ ͞ĐŽŵŽ ĐƵĞƐƟſŶ ƉƌĞǀŝĂ Ž ĞŶ ƵŶ ůĂƵĚŽ ƐŽďƌĞ
%*&%*,)/(8()/()",%*/(&*"-):(),-*%+4,#+%&*7*%&* (&* B-)/-N72͘ ů ŽŶǀĞŶŝŽ //͕ ĞŶ ůŽ ƋƵĞ
"#=+0&0%"0@"#=+0&0%"05* C)* (2#%* 2("",.)* 2(* ƌĞƐƉĞĐƚĂ Ăů ƌďŝƚƌĂũĞ ĚĞ ůĂƐ /ŶǀĞƌƐŝŽŶĞƐ͕
8-)/+?* K)B%2,2* ()* &%2* ?+(%2* '?2* +(&(:%)#(2* #%'4,K)*2(>%&%*;$(*(&*#+,4$)%&*%+4,#+%&*8-/+?*
/-)/(*$2$%&'()#(*2(*8+(2()#%)*/,:(+3()",%2* ƉƌŽŶƵŶĐŝĂƌƐĞ ƐŽďƌĞ ĞƐƚĂƐ ĞdžĐĞƉĐŝŽŶĞƐ ĐŽŵŽ
()* &%* &(3,2&%",.)* "-'8%+%/%* ()* #-+)-* %&* ƵŶĂ ĐƵĞƐƟſŶ ƉƌĞůŝŵŝŶĂƌ Ž ĐŽŶũƵŶƚĂŵĞŶƚĞ
"#=+0&0%"0@"#=+0&0%"05 "-)*2$*8+-)$)",%',()#-*2-4+(*(&*B-)/-73͘Ğ
ŵĂŶĞƌĂ ƐŝŵŝůĂƌ͕ ĞŶ WĞƌƷ͕ Ğů ĂƌơĐƵůŽ ϰϭ͘ϰ ĚĞů
'M, +B,7G<9D<,;<6,#$(%&@&'#&?#$(%&@&'#& ĞĐƌĞƚŽ >ĞŐŝƐůĂƟǀŽ ƋƵĞ ŶŽƌŵĂ Ğů ĂƌďŝƚƌĂũĞ
2(>%&%* ;$(* (&* #+,4$)%&* %+4,#+%&* /(",/,+?* (2#%2*
I%* B$()#(* /(* &%* ;$(* ('%)%* &%* "-'8(#()",%*
ĞdžĐĞƉĐŝŽŶĞƐ ĐŽŶ ĐĂƌĄĐƚĞƌ ƉƌĞǀŝŽ Ž ũƵŶƚŽ ĐŽŶ
ĚĞůŽƐĄƌďŝƚƌŽƐƉĂƌĂĞŵŝƟƌƉƌŽŶƵŶĐŝĂŵŝĞŶƚŽƐ
2$*8+-)$)",%',()#-*2-4+(*(&*B-)/-5
2-4+(* 2$* 8+-8,%* "-'8(#()",%* (2* $)* ?+(%* /(*
ĨƌĞĐƵĞŶƚĞƐ ĐŽŶƚƌŽǀĞƌƐŝĂƐ͘ DŝĞŶƚƌĂƐ ƋƵĞ ůĂ
>Ă>ĞLJDŽĚĞůŽĂŹĂĚĞ͕ĞŶƐƵĂƌơĐƵůŽϯϰ͕ƋƵĞ
8-2,",.)* 8+(/-',)%)#(* 8%+("(* 2(+* ;$(* (&*
(2#(* 8+-)$)",%',()#-* %+4,#+%&* (2#?* 2$=(#-*
"#=+0&0%"0@"#=+0&0%"0* 2(* B$)/%'()#%* ()*
%* $)%* +(:,2,.)* #('8+%)%* 8-+* 8%+#(* /(* &%2*
(&*%"$(+/-*/(*&%2*8%+#(2@*%&3$)-2*"-)2,/(+%)*
%$#-+,/%/(2* =$/,",%&(2͘ ^ŝŶ ĞŵďĂƌŐŽ͕ ůĂ
ƋƵĞ ĞƐƚĂ ũƵƐƟĮĐĂĐŝſŶ ĞƐ ĨƌĄŐŝů ĚĂĚŽ ƋƵĞ ůĂ
>ĞLJ DŽĚĞůŽ ƚĂŵďŝĠŶ ƉƌĞǀĠ ůĂ ƉŽƐŝďŝůŝĚĂĚ
"-'8(#()",%* /(* $)* #+,4$)%&* %+4,#+%&* 8%+%*
/(* ;$(* 2(%)* &-2* =$("(2* 7* "-+#(2* )%",-)%&(2*
B%&&%+*2-4+(*&%*:%&,/(A*/(*$)*"-):(),-*%+4,#+%&*
ŶŽ ƉŽĚƌşĂ ƉƌŽǀĞŶŝƌ ĚĞ ƵŶ ĐŽŶǀĞŶŝŽ ĂƌďŝƚƌĂů ůŽƐ ƉƌŝŵĞƌŽƐ ĞŶ ƌĞƐŽůǀĞƌ ĐƵĞƐƟŽŶĞƐ ƐŽďƌĞ
,):?&,/-ϲϵ5* 0-+* -#+-* &%/-@* 2(* 2$3,(+(* #%'4,K)* "-'8(#()",%5* C)* &-2* C2#%/-2* V),/-2@* &%2*
;$(* &%* B$()#(* /(&* "#=+0&0%"0@"#=+0&0%"0* ƉĂƌƚĞƐ ƟĞŶĞŶ ĞŶ ƉƌŝŶĐŝƉŝŽ Ğů ĚĞƌĞĐŚŽ ĚĞ
2(*()"$()#+%*()*&%*&(7*/(&*&$3%+*/(&*%+4,#+%=(* -4=(#%+* &%* "-'8(#()",%* /(* &-2* ?+4,#+-2* ()*
LJ ƚĂŵďŝĠŶ ĞŶ ůĂ ůĞLJ ĚĞ ůŽƐ ƉĂşƐĞƐ ƋƵĞ ĞƐƚĠŶ "$%&;$,(+* (#%8%* /(&* 8+-"(2-* %+4,#+%&@* 8%+%*
%* "%+3-* /(&* +("-)-",',()#-* 7* (=("$",.)* ;$(* 2(%)* &%2* "-+#(2* &%2* ;$(* +(2$(&:%)* 2,* &%2*
/(* &%2* /(",2,-)(2* %+4,#+%&(2* ()* '%#(+,%* /(* ƉĂƌƚĞƐ ĞĨĞĐƟǀĂŵĞŶƚĞ ĂĐŽƌĚĂƌŽŶ ƐŽŵĞƚĞƌƐĞ
"-'8(#()",%705* %&*%+4,#+%=(5*U%=-*(2#(*'-/(&-@*$)%*8%+#(*;$(*
)$)"%* '%),B(2#.* 2$* :-&$)#%/* /(* +("$++,+* %&*
CM, F8N<9D8, BS>8SEB;8, SB>B, 6B, %+4,#+%=(* )-* 2(* :(* B-+A%/%* %* 8+-2(3$,+* "-)*
E9D<>J<9HEO9,RG;EHEB6 (&* %+4,#+%=(775* Q-* -42#%)#(@* (2#(* (2;$('%*
ƉĞƌŵŝƚĞƋƵĞŚĂLJĂůƵŐĂƌƉĂƌĂƚĄĐƟĐĂƐĚŝůĂƚŽƌŝĂƐ
P#+-* %28("#-* /(* 8+-B$)/%* "-)#+-:(+2,%* (2* ()*"-)#+%*/(&*%+4,#+%=(5
(&* +(B(+()#(* %&* '-'()#-* -8-+#$)-* 8%+%* ;$(*
&-2* =$("(2* -* "-+#(2* )%",-)%&(2* ,)#(+:()3%)* ŽŶƚƌĂƌŝĂŵĞŶƚĞĂůŽƋƵĞŽĐƵƌƌĞĞŶĞůĐĂƐŽĚĞ
ĞŶ Ğů ƉƌŽĐĞƐŽ ĂƌďŝƚƌĂů͘ DŝĞŶƚƌĂƐ ƋƵĞ ƵŶĂ C2#%/-2*V),/-2@*(&*2,2#('%*B+%)"K2*8-28-)(*&%*
,)#(+:()",.)* =$/,",%&* #('8+%)%* ,)"+('()#%* ,)#(+:()",.)*=$/,",%&*()*'%#(+,%*/(*"-'8(#()",%*
&%2* 8-2,4,&,/%/(2* 8%+%* &%* /,2+$8",.)* /(&* ŚĂƐƚĂůƵĞŐŽĚĞƋƵĞƐĞĞdžƉŝĚĂĞůůĂƵĚŽĂƌďŝƚƌĂů͘
8+-"(2-*%+4,#+%&@*(&*<("<-*/(*8-28-)(+*/,"<%* ůĂƌơĐƵůŽϭϰϲϲĚĞůſĚŝŐŽĚĞWƌŽĐĞĚŝŵŝĞŶƚŽƐ
,)#(+:()",.)* 8$(/(* 2$8-)(+* ;$(* %&3$)%* ŝǀŝůĞƐ ĨƌĂŶĐĠƐ ĐŽŶƚĞŵƉůĂ ĞdžƉƌĞƐĂŵĞŶƚĞ Ğů
/(* &%2* 8%+#(2* #(+',)(* :,K)/-2(* 2$=(#%* %* ĞĨĞĐƚŽƉŽƐŝƟǀŽĚĞů"#=+0&0%"0@"#=+0&0%"078@*


9HUSRUHMHPSOR*$,//$5'\%$1,)$7(0,S

*$,//$5'\6$9$*(S
70
%251S
71
3$5.³7KH$UELWUDWRUV¶-XULVGLFWLRQWRGHWHUPLQH-XULVGLFWLRQ´SS
72
/H\0RGHOR$UWtFXOR  
73
&RQYHQLR&,$',$UWtFXOR  

'HFUHWR/HJLVODWLYRTXHQRUPDHODUELWUDMH$UWtFXOR

/H\0RGHOR$UWtFXOR

BORN. p. 880.
77
3$5.³$UELWUDO-XULVGLFWLRQLQWKH8QLWHG6WDWHV:KRGHFLGHVZKDW"´SS
78
&yGLJRGH3URFHGLPLHQWRV&LYLOHVIUDQFpV'HFUHWR/HJLVODWLYRGHOGH0D\RGHDUWtFXOR
354
7+Ɯ0,65HYLVWDGH'HUHFKRS

ŵŝĞŶƚƌĂƐ ƋƵĞ Ğů ĂƌơĐƵůŽ ϭϰϱϴ ĞƐƚĂďůĞĐĞ ƋƵĞ (M, .A:<>JB9HEB, ;<, 6B:, ;<HE:E89<:, THEMIS 61
Revista de Derecho
&-2*=$("(2*7*"-+#(2*/(4()*/("&,)%+*=$+,2/,"",.)* B>AED>B6<:,<9,NBD<>EB,;<,H8NS<D<9HEB,
ĞŶ ĂƋƵĞůůĂƐ ĚŝƐƉƵƚĂƐ ƋƵĞ ƐĞĂŶ ƐŽŵĞƟĚĂƐ Ă
%+4,#+%=(͘ƐƚĂĂƉƌŽdžŝŵĂĐŝſŶ͕ƐŝŵŝůĂƌĂůĂĚĞů I-2*(B("#-2*;$(*&-2*=$("(2*7*"-+#(2*/(4()*/%+*
ŽŶǀĞŶŝŽ ƵƌŽƉĞŽ ƐŽďƌĞ ƌďŝƚƌĂũĞ ŽŵĞƌĐŝĂů %* &%2* /(",2,-)(2* %+4,#+%&(2* ()* '%#(+,%* /(* 2$*
/ŶƚĞƌŶĂĐŝŽŶĂů ĚĞ ϭϵϲϭ ;ĞŶ ĂĚĞůĂŶƚĞ͕ ƐĞ 8+-8,%* "-'8(#()",%* (2* #%'4,K)* $)* %28("#-*
ĚĞŶŽŵŝŶĂƌĄ ͞ŽŶǀĞŶŝŽ ƵƌŽƉĞŽ͟Ϳ80@* +("-3(* ƋƵĞ ŚĂ ƌĞĐŝďŝĚŽ ƵŶ ƚƌĂƚĂŵŝĞŶƚŽ ĚŝƐşŵŝů͘ Ŷ
"%2,* %* 8&(),#$/* &%* ͞ƉƌŝŽƌŝƚLJ ƌƵůĞ͘͟ DŝŶŝŵŝnjĂ ĞĨĞĐƚŽ͕͞ůŽƐƐŝƐƚĞŵĂƐůĞŐĂůĞƐĚŝĮĞƌĞŶĞŶĐƵĂŶƚŽ
ůĂ ƉŽƐŝďŝůŝĚĂĚ ĚĞ ƋƵĞ ƐĞ ĞŵƉůĞĞŶ ƚĄĐƟĐĂƐ %*2,*&%*/(",2,.)*/(*$)*?+4,#+-*2-4+(*2$*8+-8,%*
ĚŝůĂƚŽƌŝĂƐ͕ ŵŝĞŶƚƌĂƐ ƋƵĞ ƐĞ ŵĂdžŝŵŝnjĂ ůĂ ĂƵƚŽƌŝĚĂĚ ĚĞďĞƌşĂ ŝŵƉŽƐŝďŝůŝƚĂƌ͕ Ž ĐƵĄŶĚŽ
ĞĐŽŶŽŵşĂĞŶĞůƵƐŽĚĞůŽƐƌĞĐƵƌƐŽƐũƵĚŝĐŝĂůĞƐ815* ĚĞďĞƌşĂ ŝŵƉŽƐŝďŝůŝƚĂƌ͕ ƉƌŽŶƵŶĐŝĂŵŝĞŶƚŽƐ
L0%+%* (&* &(3,2&%/-+* B+%)"K2* 7* &-2* +(/%"#-+(2* =$/,",%&(2* 2-4+(* &%* '%#(+,%N875* 0-+* (=('8&-@*
ĚĞů ŽŶǀĞŶŝŽ ƵƌŽƉĞŽ͕ Ğů ƌŝĞƐŐŽ ĚĞ ƋƵĞ ůŽƐ ŵŝĞŶƚƌĂƐ ƋƵĞ Ğů ƐŝƐƚĞŵĂ ĂůĞŵĄŶ ĂĚŵŝơĂ
?+4,#+-2* %2$'%)* "-'8(#()",%* (++.)(%'()#(* ()* (&* 8%2%/-* &%2* "&?$2$&%2* /(* ŬŽŵƉĞƚĞŶnjͲ
()*%&3$)-2*"%2-2@*7*/(*;$(*/,"<%*/(",2,.)*2(%* ŬŽŵƉĞƚĞŶnj͕ ŚŽLJ ĞŶ ̺à ƐŽŶ ůŽƐ ũƵĞĐĞƐ
ƌĞǀŽĐĂĚĂ ƉŽƌ ůĂƐ ĐŽƌƚĞƐ ;͙Ϳ ƉĂƌĞкà ŵĞŶŽƐ ƋƵŝĞŶĞƐ ƟĞŶĞŶ ƐŝĞŵƉƌĞ ůĂ ƷůƟŵĂ ƉĂůĂďƌĂ
3+%:(*;$(*(&*+,(23-*/(*;$(*&%2*8%+#(2@*%"#$%)/-* +(28("#-* %* &%* "-'8(#()",%* /(* &-2* ?+4,#+-25*
/(* '%&%* B(@* 8$(/%)* 8(+#$+4%+* (&* 8+-"(2-* C)* "-)2("$()",%@* %* (B("#-2* /(* 8+-#(3(+* (&*
ĂƌďŝƚƌĂů ĐƵĞƐƟŽŶĂŶĚŽ ƐŝƐƚĞŵĄƟĐĂŵĞŶƚĞ ůĂ ĚĞƌĞĐŚŽ Ă ůĂ ƚƵƚĞůĂ ũƵƌŝƐĚŝĐĐŝŽŶĂů ĞĨĞĐƟǀĂ͕ Ğů
ĐŽŵƉĞƚĞŶĐŝĂĚĞůƚƌŝďƵŶĂůĂƌďŝƚƌĂů͙͟82. ƐŝƐƚĞŵĂ ĂůĞŵĄŶ ŚĂ ŽƉƚĂĚŽ ƉŽƌ ƐĂĐƌŝĮĐĂƌ ůĂ
&,4(+#%/* "-)#+%"#$%&885* !* /,B(+()",%* /(&* "%2-*
Ŷ ĐƵĂŶƚŽ Ăů ĚĞƌĞĐŚŽ ŝŶŐůĠƐ͕ Ğů ĂƌơĐƵůŽ ϯϬ %&('?)@* ()* &-2* C2#%/-2* V),/-2* &%2* 8%+#(2*
ĚĞ ůĂ ŶŐůŝƐŚ ƌďŝƚƌĂƟŽŶ Đƚϴϯ* +("-)-"(* (&* 8$(/()* /(",/,+* /(* '$#$-* %"$(+/-* ;$(* &%*
ĞĨĞĐƚŽ ƉŽƐŝƟǀŽ ĚĞů "#=+0&0%"0@"#=+0&0%"05* "-'8(#()",%*/(*&-2*?+4,#+-2*2(%*/(#(+',)%/%*
!/,",-)%&'()#(@* 2.&-* $)%* 8(+2-)%* ;$(* )-* ƉŽƌ ůŽƐ ƉƌŽƉŝŽƐ ĄƌďŝƚƌŽƐ͕ ĂĚŽƉƚĂŶĚŽ ĂƐş ůĂ
ƉĂƌƟĐŝƉĂĚĞůƉƌŽĐĞƐŽĂƌďŝƚƌĂůƟĞŶĞĞůĚĞƌĞĐŚŽ :,(=%* +(3&%* /(&* ŬŽŵƉĞƚĞŶnjͲŬŽŵƉĞƚĞŶnj͘ Ğ
/(* -4=(#%+* &%* =$+,2/,"",.)* %+4,#+%&* %)#(* &%2* %"$(+/-* "-)* (&* +%A-)%',()#-* 8&%)#(%/-* ()*
"-+#(2* ,)3&(2%2͘ >Ă ŶŐůŝƐŚ ƌďŝƚƌĂƟŽŶ Đƚ (&* "%2-* &ŝƌƐƚ KƉƟŽŶƐ ŽĨ ŚŝĐĂŐŽ ǀ͘ DĂŶƵĞů
#%'4,K)* 8+(:K* &%* 8-2,4,&,/%/* /(* 2-&,",#%+* <ĂƉůĂŶĂŶĚD</ŶǀĞƐƚŵĞŶƚƐ3;ĞŶĂĚĞůĂŶƚĞƐĞ
&%* ,)#(+:()",.)* =$/,",%&* +(28("#-* /(* %&31)* &(* /()-',)%+?* L&ŝƌƐƚ KƉƟŽŶƐ͟Ϳ͕ ůŽƐ ĂƐƉĞĐƚŽƐ
L%28("#-* 8+(&,',)%+* /(* =$+,2/,"",.)N5* C)* ƌĂƟŽŶĞƉĞƌƐŽŶĂĞ/(&*"-):(),-*%+4,#+%&*/(4()*
!&('%),%@* $)%* "-+#(* -* =$(A* 8$(/(* +(2-&:(+* 2(+* /(",/,/-2* 8-+* &%2* "-+#(2* )%",-)%&(2@* %*
2-4+(* &%* "-'8(#()",%* /(* $)* #+,4$)%&* %+4,#+%&* '()-2* ;$(* &%2* 8%+#(2* <%7%)* %"-+/%/-* &-*
ĂŶƚĞƐĚĞƋƵĞĠƐƚĞƐĞĐŽŶƐƟƚƵLJĂ͘>ƵĞŐŽĚĞƋƵĞ "-)#+%+,-* /(* '%)(+%* ,)/$4,#%4&(5* 0-+* (&*
Ğů ƚƌŝďƵŶĂů ĂƌďŝƚƌĂů ƐĞ ĐŽŶƐƟƚƵLJĂ͕ ĠƐƚĞ ƟĞŶĞ "-)#+%+,-@* (&* "%2-* DŝƚƐƵďŝƐŚŝ DŽƚŽƌƐ ŽƌƉ͘
ĐŽŵƉĞƚĞŶĐŝĂĞdžĐůƵƐŝǀĂƌĞƐƉĞĐƚŽĚĞƐƵƉƌŽƉŝĂ ǀ͘ ^ŽůĞƌ ŚƌLJƐůĞƌͲWůLJŵŽƵƚŚ ;ĞŶ ĂĚĞůĂŶƚĞ ƐĞ
"-'8(#()",%5* ůĞ ĚĞŶŽŵŝŶĂƌĄ ͞DŝƚƐƵďŝƐŚŝ͟Ϳ ĞƐƚĂďůĞĐŝſ ƵŶĂ
Claudio Lava Cavassa


Ibíd$UWtFXOR
 %5(.28/$.,66/³7KH1HJDWLYH(IIHFWRI&RPSpWHQFH&RPSpWHQFH7KH9HUGLFWKDVWREH1HJDWLYH´(Q
$XVWUDOLDQ$UELWUDWLRQ<HDUERRN-XQLRGHUHFREUDGRHOGH-XQLRGHKWWSSDSHUVVVUQFRP
VROSDSHUVFIP"DEVWUDFWBLG . sec. II.A.
80
&RQYHQLR(XURSHRVREUH$UELWUDMH&RPHUFLDO,QWHUQDFLRQDO*LQHEUDGH$EULOGH
81
3$5.³7KH$UELWUDWRUV¶-XULVGLFWLRQWRGHWHUPLQH-XULVGLFWLRQ´SS
82
*$,//$5'\6$9$*(S7UDGXFFLyQOLEUHGHODXWRU
83
English Arbitration Act. Artículo 30.

Ibíd. sec. 72.

Ibíd. sec. 32. Traducción libre del autor.

3$5.³7KH$UELWUDWRUV¶-XULVGLFWLRQWRGHWHUPLQH-XULVGLFWLRQ´S7UDGXFFLyQOLEUHGHODXWRU
87
3$5.³7KH$UELWUDWRUV¶-XULVGLFWLRQWRGHWHUPLQH-XULVGLFWLRQ´S7UDGXFFLyQOLEUHGHODXWRU
88
,EtGSS

,EtGSS

)LUVW2SWLRQVRI&KLFDJR,QFY0DQXHO.DSODQHWX[RUDQG0.,QYHVWPHQWV,QF  86  

3$5.³7KH$UELWUDELOLW\'LFWDLQ)LUVW2SWLRQVY.DSODQ:KDW6RUWRI.RPSHWHQ].RPSHWHQ]+DV&URVVHG
WKH$WODQWLF"´SS

0LWVXELVKL0RWRUV&RUSY6ROHU&KU\VOHU3O\PRXWK,QF86  
355
/$,1'(3(1'(1&,$'(/&219(1,2$5%,75$/<(/&203(7(1&(&203(7(1&((1(/$5%,75$-(&20(5&,$/
,17(51$&,21$/

THEMIS 61 ƉƌĞƐƵŶĐŝſŶƉƌŽͲĂƌďŝƚƌĂũĞĞŶĂƋƵĞůůŽƐĐĂƐŽƐĞŶ +(:,2,.)* +,(=!3 4!"(0* 7* 1),"%'()#(* ()* &%*


Revista de Derecho
ƋƵĞĚĞďĞĚĞƚĞƌŵŝŶĂƌƐĞůŽƐĂůĐĂŶĐĞƐŽďũĞƟǀŽƐ ŵĞĚŝĚĂĞŶƋƵĞŶŽƐĞŚĂLJĂĐŽŶƐƟƚƵŝĚŽƚŽĚĂǀşĂ
/(&* "-):(),-* %+4,#+%&5* C)* "$%&;$,(+* "%2-@* &%* ĞůƚƌŝďƵŶĂůĂƌďŝƚƌĂů͕ĞƐƚŽĞƐ͕ůĂƐĐŽƌƚĞƐƌĞŵŝƟƌĄŶ
:-&$)#%/*/(*&%2*8%+#(2*=$(3%*$)*+-&*/(",2,:-*%&* 2,('8+(*&%*/,28$#%*%&*%+4,#+%=(*%*'()-2*;$(*(&*
'-'()#-*/(*/(#(+',)%+*&%*"-'8(#()",%*/(*&-2* "-):(),-* %+4,#+%&* 2(%* (:,/()#('()#(* ,):?&,/-*
?+4,#+-25 Ž ŝŶĞdžŝƐƚĞŶƚĞ͘ >ŽƐ ƉƌŽŵŽƚŽƌĞƐ ĚĞ ůĂ ƌĞǀŝƐŝſŶ
+,(=!34!"(0ĞŶƟĞŶĚĞŶƋƵĞƐĞƚƌĂƚĂĚĞůĂƐƉĞĐƚŽ
0-+* 2$* 8%+#(@* &%2* /(",2,-)(2* %+4,#+%&(2* 2(31)* ĐĞŶƚƌĂů ĚĞů ĞĨĞĐƚŽ ŶĞŐĂƟǀŽ ĚĞů "#=+0&0%"0@
&%2*"$%&(2*&-2*?+4,#+-2*"%+("()*/(*"-'8(#()",%* "#=+0&0%"05* C)* (&* 2,2#('%* &(3%&* 2$,A-* 8-+*
ĐŽŶƐƟƚƵLJĞŶŽƚƌĂĄƌĞĂŶŽƌĞƐƵĞůƚĂ͘ůƉƌŽďůĞŵĂ (=('8&-@* &%2* "-+#(2* /(4()* &&(:%+* %* "%4-* $)*
ĂƋƵş ĞƐ Ɛŝ ůĂƐ ƉĂƌƚĞƐ ĐŽŶƐĞƌǀĂŶ Ğů ĚĞƌĞĐŚŽ ĚĞ %)?&,2,2*+,(=!34!"(0*"$%)/-*(&*&$3%+*/(&*%+4,#+%=(*
,'8$3)%+* (&* &%$/-5* I%2* &(3,2&%",-)(2* 2$,A%@* ĞƐƚĄĚĞŶƚƌŽĚĞ^ƵŝnjĂ1005*
,)3&(2%* 7* B+%)"(2% Ɛş ƉƌĞǀĠŶ ůĂ ƉŽƐŝďŝůŝĚĂĚ
/(* 8&%)#(%+* ,'8$3)%",-)(2* "-)#+%* &-2* &%$/-2* Q-*-42#%)#(@*/(*%"$(+/-*"-)*%&3$)-2*%$#-+(2@*
;$(* /("&%+()* &%* B%&#%* /(* "-'8(#()",%* /(* &-2* ƐĞũƵƐƟĮĐĂƵŶĂƌĞǀŝƐŝſŶĐŽŵƉůĞƚĂƉŽƌƉĂƌƚĞĚĞ
ĄƌďŝƚƌŽƐ͘EŽŽďƐƚĂŶƚĞ͕ĞůĂƌơĐƵůŽϭϲ;ϯͿĚĞůĂ>ĞLJ &-2* =$("(2* ()* %;$(&&%2* 2,#$%",-)(2* ()* &%2* ;$(*
DŽĚĞůŽ ƷŶŝĐĂŵĞŶƚĞ ĐŽŶƚĞŵƉůĂ ůĂ ƉŽƐŝďŝůŝĚĂĚ ƐĞ ĚŝƐĐƵƚĞ ůĂ ĞdžŝƐƚĞŶĐŝĂ ĚĞů ĐŽŶƐĞŶƟŵŝĞŶƚŽ͕
/(*,'8$3)%+*%;$(&&%2*/(",2,-)(2*()*&%2*;$(*&-2* ƉĂƌƟĐƵůĂƌŵĞŶƚĞ ƉŽƌ ĞũĞŵƉůŽ ĞŶ ĐĂƐŽƐ ĚĞ
?+4,#+-2*%"(8#()*"-'8(#()",%5 3+$8-2*/(*('8+(2%2*-*/(*"(2,.)*/(&*"-):(),-*
%+4,#+%&1015*I%*+(:,2,.)*"-'8&(#%*(2#?*-+,()#%/%*
-M, ů ĞƐƚĄŶĚĂƌ ĚĞ ůĂ ƌĞǀŝƐŝſŶ ƋƵĞ ĚĞďĞŶ %*8+-#(3(+*&%*#%+(%*=$+,2/,"",-)%&*/(*&%2*"-+#(2*
ĂƉůŝĐĂƌůĂƐĐŽƌƚĞƐLJũƵĞĐĞƐŶĂĐŝŽŶĂůĞƐ ŶĂĐŝŽŶĂůĞƐ͕ ĂƐş ĐŽŵŽ Ğů ĚĞƌĞĐŚŽ Ă ůĂ ƚƵƚĞůĂ
ũƵƌŝƐĚŝĐĐŝŽŶĂů ĞĨĞĐƟǀĂ ĚĞ ƵŶĂ ƉĂƌƚĞ ĞŶ ĐŽŶƚƌĂ
KƚƌĂ ĚŝĮĐƵůƚĂĚ ǀŝĞŶĞ ƌĞůĂĐŝŽŶĂĚĂ ĐŽŶ ůŽƐ /(* -#+%* 8%+#(* ;$(* ,)#()#%* "-'()A%+* $)*
(2#?)/%+(2* ;$(* /(4()* %8&,"%+* &-2* =$("(2* %&* %+4,#+%=(*2-4+(*&%*4%2(*/(*$)%*"&?$2$&%*%+4,#+%&*
'-'()#-*/(*(:%&$%+*&%*:%&,/(A*/(*&-2*"-):(),-2* ŝŶĞdžŝƐƚĞŶƚĞ Ž ŝŶǀĄůŝĚĂ͘ >ŽƐ ũƵĞĐĞƐ LJ ĐŽƌƚĞƐ ĚĞ
ĂƌďŝƚƌĂůĞƐĚĞĐŽŶĨŽƌŵŝĚĂĚĐŽŶĞůĂƌơĐƵůŽ//;ϯͿ &-2* C2#%/-2* V),/-2* /(* !'K+,"%* 8$(/()* &&(:%+*
ĚĞůĂŽŶǀĞŶĐŝſŶĚĞEƵĞǀĂzŽƌŬ͘EƵĞǀĂŵĞŶƚĞ Ă ĐĂďŽ ƵŶ ĞdžĂŵĞŶ ĐŽŵƉůĞƚŽ ĂƷŶ ĐƵĂŶĚŽ Ğů
)-2*()"-)#+%'-2*()*$)*?+(%*/-)/(*()#+%)*()* 8+-"(/,',()#-* %+4,#+%&* 2(* <$4,(+%* ,),",%/-1025*
ĐŽŶŇŝĐƚŽĚŝĨĞƌĞŶƚĞƐƉƌŝŶĐŝƉŝŽƐLJǀĂůŽƌĞƐƐĞŐƷŶ C)* (&* 2,2#('%* %&('?)@* 2,* $)%* 8%+#(* 8&%)#(%*
Ğů ŵŽĚĞůŽ ƋƵĞ ƐĞ ĂĚŽƉƚĞ͘ zĂ ƐĞ ŚĂ ĞdžƉůŝĐĂĚŽ $)%* /('%)/%* %)#(* $)%* "-+#(* )%",-)%&* 7* (&*
%)#(+,-+'()#(* ;$(* (&* 2,2#('%* B+%)"K2* <%* ĚĞŵĂŶĚĂĚŽƐĞĚĞĮĞŶĚĞĂůĞŐĂŶĚŽůĂĞdžŝƐƚĞŶĐŝĂ
%/-8#%/-* ()* 4$()%* '(/,/%* &%* ͞ƉƌŝŽƌŝƚLJ ƌƵůĞ͟* /(*$)*"-):(),-*%+4,#+%&@*&%*"-+#(*8$(/(*&&(:%+*
%*B%:-+*/(*&-2*?+4,#+-2H*"-)2("$()#('()#(@*&%2* Ă ĐĂďŽ ƵŶ ĂŶĄůŝƐŝƐ ĞdžŚĂƵƐƟǀŽ LJ ĐŽŵƉůĞƚŽ ĚĞ
"-+#(2* 8$(/()* 8+-)$)",%+2(* 2-4+(* &%* :%&,/(A* ůĂ ǀĂůŝĚĞnj ĚĞů ĐŽŶǀĞŶŝŽ ĂƌďŝƚƌĂů͕ LJ ŶŽ ƟĞŶĞ ůĂ
/(* $)* "-):(),-* %+4,#+%&* 2-&-* '(/,%)#(* $)%* -4&,3%",.)* /(* /(#()(+* (&* 8+-"(2-* =$/,",%&1035*


DIMOLITSA. p. 230.

/H\GH'HUHFKR,QWHUQDFLRQDO3ULYDGR$UWtFXOR  E 

(QJOLVK$UELWUDWLRQ$FW$UWtFXOR

&yGLJRGH3URFHGLPLHQWRV&LYLOHVIUDQFpV$UWtFXOR  

DIMOLITSA. p. 232.
 /H\0RGHORDUWtFXOR  

*$,//$5'\6$9$*(S

GAILLARD, E. “The urgency of not revising the New York Convention”. En: ICCA &RQJUHVV VHULHV
Years of the New York Convention: ICCA International Arbitration Conference. AJ Van den Berg (ed.) Kluwer
/DZ,QWHUQDWLRQDO/D+D\DS
100
921 6(*(66(5 * ³3RVVLEOH UHLQIRUFHPHQW RI WKH QHJDWLYH HIIHFW RI WKH ³FRPSHWHQFHFRPSHWHQFH´
SULQFLSOHLQ6ZLVVOHJLVODWLRQ´(Q.OXZHU$UELWUDWLRQ)HEUHURGH5HFREUDGRHOGH)HEUHURGH
KWWSNOXZHUDUELWUDWLRQEORJFRPEORJSRVVLEOHUHLQIRUFHPHQWRIWKHQHJDWLYHHIIHFW
RIWKHHFFRPSHWHQFHFRPSHWHQFHHGSULQFLSOHLQVZLVVOHJLVODWLRQ"XWPB
VRXUFH IHHGEXUQHU XWPBPHGLXP IHHG XWPBFDPSDLJQ )HHG$.OXZHU$UELWUDWLRQ%ORJ([FHUSW.OX
ZHU$UELWUDWLRQ%ORJ/DWHVW([FHUSWV.
101
BREKOULAKIS. sec. III.B.
102
PARK. “The Arbitrators’ Jurisdiction to determine Jurisdiction”. p. 11.
103
Zivilprozessordnung. Artículo 1032(1).
BREKOULAKIS. sec. II.C.
356
7+Ɯ0,65HYLVWDGH'HUHFKRS

>Ă >ĞLJ DŽĚĞůŽ ŶŽ ĞƐƚĂďůĞĐĞ ĞdžƉƌĞƐĂŵĞŶƚĞ &%2* B%"$&#%/(2* )("(2%+,%2* 8%+%* %/-8#%+* &%2* THEMIS 61
Revista de Derecho
ƵŶ ĞƐƚĄŶĚĂƌ ƉĂƌƟĐƵůĂƌ ĚĞ ƌĞǀŝƐŝſŶ͘ ĚĞŵĄƐ͕ '(/,/%2*;$(*2(*+(;$,(+%)*L%*(B("#-2*/(*(:,#%+*
%&3$)-2* /(* &-2* 2,2#('%2* &(3%&(2* ;$(* <%)* ;$(*2(*%3+%:(*&%*/,28$#%*-*%*(B("#-2*/(*8+-#(3(+*
ĂĚŽƉƚĂĚŽůĂ>ĞLJDŽĚĞůŽƉĞƌŵŝƚĞŶƵŶĞdžĂŵĞŶ ůĂ ĞĨĞĐƟǀŝĚĂĚ ĚĞů ůĂƵĚŽ͟ϭϬϳ5* C2#(* #('%@* 2,)*
ũƵĚŝĐŝĂůĞdžŚĂƵƐƟǀŽLJĐŽŵƉůĞƚŽĚĞůĂŝŶǀĂůŝĚĞnj͕ ('4%+3-@*8(+'%)("(*%4,(+#-*%*/(4%#(5
ŝŶĞdžŝƐƚĞŶĐŝĂ Ž ŝůĞŐĂůŝĚĂĚ ĚĞů ĐŽŶǀĞŶŝŽ
%+4,#+%&@* 8(+-* 2-&-* $)%* +(:,2,.)* +,(=!3 4!"(0* 0M, .!.$)().%#$, 1, .Ca#().%#$, ', +',
/(&* -4=(#-* /(&* "-):(),-5* 0-+* (&* "-)#+%+,-@* KDWdE/>K^Z/dZK^
ůĂ ŽƌƚĞ ^ƵƉƌĞŵĂ ĚĞ ůĂ /ŶĚŝĂ ŚĂ ĂĚŵŝƟĚŽ
%8%+()#('()#(*$)*(2#?)/%+*+,(=!34!"(0*8%+%*
V)-* /(* &-2* ?'4,#-2* /-)/(* 2(* 8+(2()#%)*
&%* +(:,2,.)* /(* &%2* -4=(",-)(2* 4%2%/%2* #%)#-*
()*&%*:%&,/(A*"-'-*()*(&*-4=(#-*/(&*"-):(),-* '?2* /,:(+3()",%2* 2(* +(&%",-)%* "-)* &-2*
%+4,#+%&5 ĞǀĞŶƚƵĂůĞƐ ůşŵŝƚĞƐ ĐŽŶ ƋƵĞ ĚĞďĞ ĞŶƚĞŶĚĞƌƐĞ
&%* ,)/(8()/()",%* /(&* "-):(),-* %+4,#+%&* 7*
#M, DĞĚŝĚĂƐ ĚĞ ůŽƐ ĄƌďŝƚƌŽƐ ƉĂƌĂ (&* "#=+0&0%"0@"#=+0&0%"05* P#+%* '%)(+%*
><:IGB>;B>, <6, S>8H<:8, B>AED>B6, H89D>B, ĚĞ ŽďƐĞƌǀĂƌ ĞƐƚĂ ƉƌŽďůĞŵĄƟĐĂ ĞƐ ƌĞǀŝƐĂƌ
N<;E;B:, HBGD<6B><:, ;EHDB;B:, S8>, 6B:, 7* ()#()/(+* "$?&(2* 2-)* &%2* -8-2,",-)(2* $*
BGD8>E;B;<:,RG;EHEB6<:, -4=(",-)(2*;$(*B+("$()#('()#(*2(*8&%)#(%)*%*
&%*"-'8(#()",%*/(*&-2*?+4,#+-25*C)*(2()",%@*/-2*
Ɛ ƉƌĄĐƟĐĂ ĐŽŵƷŶ ƉĂƌĂ ƵŶ ůŝƟŐĂŶƚĞ ƐŽŶůĂƐĐĂƚĞŐŽƌşĂƐŵĄƐĐŽŵƵŶĞƐĚĞŽďũĞĐŝŽŶĞƐ
+("%&",#+%)#(* "%$2%+* /,2+$8",.)* ()* &-2* "-)#+%* &%* "-'8(#()",%* /(* &-2* ?+4,#+-25* V)%*
8+-"(/,',()#-2* %+4,#+%&(2EJD@* 7%* 2(%* ĚĞ ĞůůĂƐ ƐĞ ǀŝŶĐƵůĂ ĐŽŶ ůĂ ĞdžŝƐƚĞŶĐŝĂ͕ ǀĂůŝĚĞnj
"-'()A%)/-* $)* 8+-"(2-* =$/,",%&* 8%+%&(&-* -* 7* &(3%&,/%/* /(&* "-):(),-* %+4,#+%&@* ',()#+%2*
ŝŶĐůƵƐŽ ďƵƐĐĂŶĚŽ ůĂ ĞdžƉĞĚŝĐŝſŶ ĚĞ ŵĞĚŝĚĂƐ ;$(* &%* -#+%* 2(* +(&%",-)%* "-)* (&* -4=(#-* /(&*
"%$#(&%+(2*8-+*8%+#(*/(*&%2*"-+#(2*)%",-)%&(25*
"-):(),-ϭϬϴ5* 0-+* -#+-* &%/-@* &%2* -4=(",-)(2* %*
Ŷ ĞƐƚĞ ĐŽŶƚĞdžƚŽ͕ ĂĚƋƵŝĞƌĞ ŐƌĂŶ ƌĞůĞǀĂŶĐŝĂ
&%*"-'8(#()",%*4%2%/%2*()*)-+'%2*/(*-+/()*
Ğů ƉŽĚĞƌ ĚĞ ůŽƐ ĄƌďŝƚƌŽƐ ƉĂƌĂ ĞdžƉĞĚŝƌ ͞ĂŶƟͲ
ƐƵŝƚ ŝŶũƵŶĐƟŽŶƐN@* (2#-* (2@* '(/,/%2* 8%+%* ƉƷďůŝĐŽ ƐĞ ĐůĂƐŝĮĐĂŶ ĂůŐƵŶĂƐ ǀĞĐĞƐ ďĂũŽ ƵŶĂ
+(23$%+/%+* (&* 8+-"(2-* %+4,#+%&* ()* "-)#+%* /(* ĐĂƚĞŐŽƌşĂĚŝĨĞƌĞŶƚĞ͘
ůĂƐ ŵĂŶŝŽďƌĂƐ ŽďƐƚƌƵĐƟǀĂƐ͘ &ƌĞŶƚĞ Ă ĞƐƚŽ͕
ƐĞ ŚĂŶ ƉůĂŶƚĞĂĚŽ ĐƌşƟĐĂƐ ĞŶ Ğů ƐĞŶƟĚŽ ĚĞ 'M, KƉŽƐŝĐŝŽŶĞƐƌĞůĂƟǀĂƐĂůĂŝŶĞdžŝƐƚĞŶĐŝĂ͕
;$(* &%2* '(/,/%2* "%$#(&%+(2* /(* "$%&;$,(+* ŝŶĞĮĐĂĐŝĂ Ž ŝŶǀĂůŝĚĞnj ĚĞů ĐŽŶǀĞŶŝŽ
)%#$+%&(A%* (2#?)* +(2(+:%/%2* 8%+%* &-2* =$("(2* B>AED>B6,
ŶĂĐŝŽŶĂůĞƐ Ž ƋƵĞ ĞůůĂƐ ĞŶƚƌĂŶ ĞŶ ĐŽŶŇŝĐƚŽ
"-)* &%* 8+-8,%* "#=+0&0%"0@"#=+0&0%"0* /(* ŽŵŽLJĂƐĞŚĂŵĞŶĐŝŽŶĂĚŽ͕ĚĞĂĐƵĞƌĚŽĐŽŶ
ůŽƐ ũƵĞĐĞƐ͘ ^ŝŶ ĞŵďĂƌŐŽ͕ 'ĂŝůůĂƌĚ ĂĮƌŵĂ ƋƵĞ ůĂ ŽŶǀĞŶĐŝſŶ ĚĞ EƵĞǀĂ zŽƌŬ͕ ůĂ ƉƌĞƐƵŶĐŝſŶ
&%2*LĂŶƟͲƐƵŝƚŝŶũƵŶĐƟŽŶƐN*(2#?)*/()#+-*/(*&%2* /(* :%&,/(A* /(&* "-):(),-* %+4,#+%&* (2#?* 2$=(#%*
B%"$&#%/(2* /(* &-2* #+,4$)%&(2* %+4,#+%&(2* /%/-*
;$(* (&* "#=+0&0%"0@"#=+0&0%"0* ,'8&,"%* &%*
Ă ůĂ ĞdžĐĞƉĐŝſŶ ĚĞ ƋƵĞ Ğů ĐŽŶǀĞŶŝŽ ƐĞĂ
͞ŶƵůŽ͕ ŝŶĞĮĐĂnj Ž ŝŶĂƉůŝĐĂďůĞ͟EJF͘ džĐĞƉĐŝŽŶĞƐ
Claudio Lava Cavassa
"-'8(#()",%* /(* &-2* ?+4,#+-2* 8%+%* -+/()%+* (&* ƐŝŵŝůĂƌĞƐ ƐĞ ĞŶĐƵĞŶƚƌĂŶ ĞŶ Ğů ĂƌơĐƵůŽ s;ϭͿ
"$'8&,',()#-* /(* &-2* "-):(),-2* %+4,#+%&(2ϭϬϲ@* ĚĞůŽŶǀĞŶŝŽƵƌŽƉĞŽEEJLJĞŶĞůĂƌơĐƵůŽϴ;ϮͿ
ƉĞƌŽ ƚĂŵďŝĠŶ ƉŽƌƋƵĞ ůŽƐ ĄƌďŝƚƌŽƐ ƟĞŶĞŶ ĚĞůĂ>ĞLJDŽĚĞůŽEEE͘ŶĞůƌďŝƚƌĂũĞŽŵĞƌĐŝĂů


%251SS

+2/7=0$11+0³+RZWRSUHYHQWGHOD\DQGGLVUXSWLRQRIDUELWUDWLRQ/HVVRQVRIWKH,&&$6WRFNKROP
&RQJUHVV´(Q,&&$&RQJUHVVVHULHV1ƒ3UHYHQWLQJ'HOD\DQG'LVUXSWLRQRI$UELWUDWLRQ(IIHFWLYH3URFHHGLQJV
LQ&RQVWUXFWLRQFDVHV$-9DQGHQ%HUJ HG .OXZHU/DZ,QWHUQDWLRQDO/D+D\DSS

*$,//$5'(³$QWLVXLW,QMXQFWLRQV,VVXHGE\$UELWUDWRUV´(Q,&&$ Congress series 13 International Arbitration
%DFNWR%DVLFV"$-9DQGHQ%HUJ HG .OXZHU/DZ,QWHUQDWLRQDO/D+D\DSS
107
IbídS7UDGXFFLyQOLEUHGHODXWRU
Ver también TT Landau, “Arbitral Lifelines’: The Protection of Jurisdiction by arbitrators”. En: ICCA Congress
VHULHV1ƒ,QWHUQDWLRQDO$UELWUDWLRQ%DFNWR%DVLFV"$-9DQGHQ%HUJ HG .OXZHU/DZ,QWHUQDWLRQDO
/D+D\DSS
108
%251SS

Convención de Nueva York. artículo II(3).
110
Convenio Europeo. Artículo V(1).
111
Ley Modelo. Artículo 8(2).
357
/$,1'(3(1'(1&,$'(/&219(1,2$5%,75$/<(/&203(7(1&(&203(7(1&((1(/$5%,75$-(&20(5&,$/
,17(51$&,21$/

THEMIS 61 /ŶƚĞƌŶĂĐŝŽŶĂů ĞdžŝƐƚĞ ĐŝĞƌƚŽ ĐŽŶƐĞŶƐŽ ĞŶ Ğů %* &-2* "%2-2* /(* "-)#+%#-2* "(&(4+%/-2* 2-4+(*
Revista de Derecho
ƐĞŶƟĚŽ ĚĞ ƋƵĞ ůĂƐ ĞdžĐĞƉĐŝŽŶĞƐ ƌĞĐŽŐŝĚĂƐ ůĂ ďĂƐĞ ĚĞů ĞƌƌŽƌ ;ĐŽŵŽ ƐĞ ƌĞĐŽŶŽĐĞ ĞŶ ůĂ
ĞŶ ůĂ ŽŶǀĞŶĐŝſŶ ĚĞ EƵĞǀĂ zŽƌŬ ŝŶĐůƵLJĞŶ͕ ƉƌĄĐƟĐĂũƵƌŝƐƉƌƵĚĞŶĐŝĂůĚĞůĞŵĂŶŝĂ͕ƐƚĂĚŽƐ
()#+(* -#+%2@* %;$(&&%2* 2,#$%",-)(2* ()* &%2* ;$(* hŶŝĚŽƐ LJ ^ƵŝnjĂͿ Ž Ă ůŽƐ ĐĂƐŽƐ ĚĞ ĐŽŶƚƌĂƚŽƐ
(&* "-):(),-* %+4,#+%&* )-* <%* 2,/-* :?&,/%'()#(* ĐŽŶƚƌĂƌŝŽƐ Ă ůĂ ůĞLJ ;ĐŽŵŽ ƐĞ ƌĞĐŽŶŽĐĞ ĞŶ ůĂ
"(&(4+%/-* 8-+* &%2* 8%+#(2@* "-'-* 8-+* (=('8&-* ƉƌĄĐƟĐĂ ũƵƌŝƐƉƌƵĚĞŶĐŝĂů ĚĞ ƐƚĂĚŽƐ hŶŝĚŽƐ
()* %;$(&&-2* "%2-2* ()* ;$(* '(/,%* ()3%>-* Ğ /ŶŐůĂƚĞƌƌĂͿ͘ EŽ ŽďƐƚĂŶƚĞ͕ ůĂ ŝŶĚĞƉĞŶĚĞŶĐŝĂ
-* (++-+@* -* #%'4,K)* %;$(&&-2* "-):(),-2* -* /(&* "-):(),-* %+4,#+%&* )-* ()#+%* ()* =$(3-*
"&?$2$&%2* :?&,/%'()#(* "(&(4+%/-2* 8(+-* ;$(* ĐƵĂŶĚŽ ƐĞ ĂůĞŐĂ ůĂ ĞdžŝƐƚĞŶĐŝĂ ĚĞ ĐŽŶǀĞŶŝŽƐ
ƉŽƐƚĞƌŝŽƌŵĞŶƚĞ ĚĞũĂŶ ĚĞ ƐƵƌƟƌ ůŽƐ ĞĨĞĐƚŽƐ %+4,#+%&(2* %2,'K#+,"-2* -* $),&%#(+%&(2@* 7%*
ďƵƐĐĂĚŽƐ ƉŽƌ ůĂƐ ƉĂƌƚĞƐ͘ ƵŶƋƵĞ Ğů ƚĞdžƚŽ ;$(* ()* (2#-2* "%2-2* 2(* %#%"%* /,+("#%'()#(*
ĚĞ ůĂ ŽŶǀĞŶĐŝſŶ ĚĞ EƵĞǀĂ zŽƌŬ ŶŽ ƌĞĐŽŐĞ ĂůŐƷŶ ĚĞĨĞĐƚŽ ĞŶ Ğů ĐŽŶǀĞŶŝŽ ĂƌďŝƚƌĂů ĞŶ Ɛş
ĞdžƉƌĞƐĂŵĞŶƚĞ ůŽƐ ĐĂƐŽƐ ĚĞ ŝŶĞdžŝƐƚĞŶĐŝĂ ĚĞů ',2'-5* !* 8+-8.2,#-@* (2* ,)#(+(2%)#(* /(2#%"%+*
ĐŽŶǀĞŶŝŽ ĂƌďŝƚƌĂů͕ ƐĞ ĞŶƟĞŶĚĞ ƋƵĞ ĚŝĐŚŽƐ ƋƵĞ ĞŶ /ŶŐůĂƚĞƌƌĂ͕ ƐƚĂĚŽƐ hŶŝĚŽƐ LJ &ƌĂŶĐŝĂ
2$8$(2#-2* 2(* ()"$()#+%)* #%'4,K)* ,)"&$,/-2* ŶŽ ƐĞ ĞdžŝŐĞ ƋƵĞ Ğů ĐŽŶǀĞŶŝŽ ĂƌďŝƚƌĂů ƐĞĂ
ĞŶƚƌĞůĂƐĞdžĐĞƉĐŝŽŶĞƐ͘ ƐŝŵĠƚƌŝĐŽ Ž ƌĞĐşƉƌŽĐŽ͕ ŵŝĞŶƚƌĂƐ ƋƵĞ ĞŶ
!&('%),%* 2(* "-)2,/(+%* ,):?&,/-* %&* "-):(),-*
0%+%* $)* '(=-+* ()#()/,',()#-* /(* &%2* %2,'K#+,"-͘ Ğ ĂĐƵĞƌĚŽ ĐŽŶ DĂLJĞƌ͕ ͞Ğů
ĞdžĐĞƉĐŝŽŶĞƐ͕ ĐŽŶǀŝĞŶĞ ƚĞŶĞƌ ĞŶ ĐƵĞŶƚĂ (2"()%+,-* /-)/(* '?2* "&%+%'()#(* &%* "&?$2$&%*
ƚĂŵďŝĠŶ Ğů ƚĞdžƚŽ ĞŶ ŝŶŐůĠƐ ĚĞ ůĂ ŽŶǀĞŶĐŝſŶ ĂƌďŝƚƌĂůŶŽƐĞƌşĂƐĞƉĂƌĂĚĂ͕LJĞŶĐŽŶƐĞĐƵĞŶĐŝĂ
ĚĞ EƵĞǀĂ zŽƌŬ͕ ƐĞŐƷŶ Ğů ĐƵĂů͕ ůĂ ƉƌĞƐƵŶĐŝſŶ ƐĞƌşĂ ŝŶǀĄůŝĚĂ͕ ĞƐ ĂƋƵĞů ĞŶ Ğů ƋƵĞ ĨĂůƚĂ Ğů
ĚĞ ǀĂůŝĚĞnj ĞƐƚĄ ƐƵũĞƚĂ Ă ůĂ ĞdžĐĞƉĐŝſŶ ĚĞ ƋƵĞ ĐŽŶƐĞŶƟŵŝĞŶƚŽĚĞƵŶĂĚĞůĂƐƉĂƌƚĞƐ͟*(2#-**
(&* "-):(),-* 2(%* LŶƵůů͕ ǀŽŝĚ͕ ŝŶŽƉĞƌĂƟǀĞ Žƌ ĞƐ͕ ĐĂƐŽƐ ĚĞ ĨĂůƐŝĮĐĂĐŝſŶ ĚĞ ůĂ ĮƌŵĂ ĚĞ ƵŶĂ
(%"!+!')03#43'0(%23+0,4#,=01N5*I%*+(:,2,.)*/(* /(* &%2* 8%+#(2͘ ů ŵŝƐŵŽ ƌĞƐƵůƚĂĚŽ ƐĞƌşĂ ĚĞ
&%*/-"#+,)%*7*(&*(2#$/,-*/(*"%2-2*()*(&*!+4,#+%=(* %8&,"%",.)* ()* %;$(&&-2* "%2-2* /(* %$2()",%* /(*
ŽŵĞƌĐŝĂů/ŶƚĞƌŶĂĐŝŽŶĂůŶŽƐƉĞƌŵŝƚĞŶĚĂƌŶŽƐ B%"$&#%/(2* /(* +(8+(2()#%",.)117 Ž ĚĞ ĮƌŵĂƐ
"$()#%*;$(*4%=-*&-2*#K+',)-2*LŝŶŽƉĞƌĂƟǀĞN3(* )-*%$#-+,A%/%21185*C)*(2#%2*2,#$%",-)(2*(&*:,",-*
L(%"!+!')03 #43 '0(%23 +0,4#,=01N* 2(* ,)"&$7()* %B("#%*"%2,*,):%+,%4&('()#(*#%)#-*%*&%*"&?$2$&%*
%;$(&&-2*"-):(),-2*%+4,#+%&(2*;$(*)-*8$(/()* %+4,#+%&* "-'-* %&* "-)#+%#-* 2$47%"()#(5* 0-+*
2(+*(=("$#%/-2@*8-+*(=('8&-@*8-+;$(*(&*?+4,#+-* 2$* 8%+#(@* &%* =$+,28+$/()",%* '%+"%/%* 8-+* &-2*
2(* +(<12%* %* %"#$%+* "-'-* #%&* -* 8-+;$(* &%2* =$("(2*/(*&-2*C2#%/-2*V),/-2*()*&-2*"%2-2*M(,.&3
/,28-2,",-)(2* 8+-"(/,'()#%&(2* /(&* %"$(+/-* KƉƟŽŶƐ* 7* ,ŽǁƐĂŵ ǀ͘ ĞĂŶ tŝƩĞƌ ZĞLJŶŽůĚƐ͕
/(*%+4,#+%=(*2-)*%'4,3$%2*-*"-)#+%/,"#-+,%2EEG5 /ŶĐ͘*<%*(2#%4&(",/-*;$(*&%*L.0+!,!'()(&*N*)-*(2*
%8&,"%4&(*%*&%2*/(B()2%2*4%2%/%2*()*&%*,):%&,/(A*
I%*,)/(8()/()",%*/(&*"-):(),-*%+4,#+%&*=$(3%* /(&* "-)#+%#-* 8-+* B%&#%* /(* '%),B(2#%",.)* /(*
ƵŶ ƉĂƉĞů ŝŵƉŽƌƚĂŶƚĞ ĐƵĂŶĚŽ ƐĞ ĐƵĞƐƟŽŶĂ ůĂ :-&$)#%/* /(&* %3()#(@* %28("#-* ;$(* /(4(* 2(+*
:%&,/(A*/(&*"-):(),-*%+4,#+%&*2-4+(*&%*4%2(*/(* /(",/,/-*8-+*(&*.+3%)-*=$/,",%&EGJ5*
:,",-2* /(&* "-)#+%#-* 8+,)",8%&ϭϭϯ5* 0-+* (=('8&-@*
()* :,+#$/* /(* &%* ,)/(8()/()",%* /(&* "-):(),-* C&*"#=+0&0%"0@"#=+0&0%"0*(2#?*/,+("#%'()#(*
ĂƌďŝƚƌĂů͕ ůĂƐ ĞdžĐĞƉĐŝŽŶĞƐ Ž ĚĞĨĞŶƐĂƐ ďĂƐĂĚĂƐ ƌĞůĂĐŝŽŶĂĚŽ Ă ůĂƐ ĞdžĐĞƉĐŝŽŶĞƐ Ž ĚĞĨĞŶƐĂƐ
()* &%* ,):%&,/(A* /(&* "-)#+%#-* 2$47%"()#(* 4%2%/%2* ()* &-2* /(B("#-2* /(* &%* "&?$2$&%*
8-+* B+%$/(* )-* 2$8-)()* )("(2%+,%'()#(* &%* ĂƌďŝƚƌĂů ĞŶ Ɛş ŵŝƐŵĂ͘ >Ă ĂƐŝŐŶĂĐŝſŶ ĚĞ ůĂƐ
,):%&,/(A* /(* &%* "&?$2$&%* %+4,#+%&5* C2#(* "+,#(+,-* "-'8(#()",%2* )("(2%+,%2* 8%+%* +(2-&:(+* (2#(*
+(2$&#%* /(* %8&,"%",.)* "%2,* ,):%+,%4&('()#(* ƟƉŽ ĚĞ ĐŽŶƚƌŽǀĞƌƐŝĂƐ ĚĞƉĞŶĚĞ ĚĞů ĞŶĨŽƋƵĞ

112
%251SS
112
%251SS
113
%251SS

,EtGSS

0$<(5S7UDGXFFLyQOLEUHGHODXWRU

3$5.³7KH$UELWUDWRUV¶-XULVGLFWLRQWRGHWHUPLQH-XULVGLFWLRQ´S
117
0$<(5S
118
3$5.³7KH$UELWUDWRUV¶-XULVGLFWLRQWRGHWHUPLQH-XULVGLFWLRQ´S

3UHPLXP1DIWD3iUUDIR
120
WARE. sec. IIA.
358
7+Ɯ0,65HYLVWDGH'HUHFKRS

;$(* #()3%* "%/%* 2,2#('%* &(3%&* ()* +(&%",.)* 2$* "-'8(#()",%* "$%)/-* (&* #+,4$)%&* <%* 2,/-* THEMIS 61
Revista de Derecho
%&* "#=+0&0%"0@"#=+0&0%"05* 0-+* (=('8&-@* ĐŽŶƐƟƚƵŝĚŽ ŝŶĚĞďŝĚĂŵĞŶƚĞ Ž ƉŽƌ ĞũĞŵƉůŽ
B+()#(* %* %&(3%",-)(2* /(* ;$(* (&* "-):(),-* "$%)/-*,)#()#%*"-)2-&,/%+*/-2*-*'?2*8+-"(2-2*
%+4,#+%&*B$(*"(&(4+%/-*8-+*'(/,-*/(*:,-&()",%* %+4,#+%&(25* 0-+* &-* /('?2@* &%* /(#(+',)%",.)*
Ž ŝŶƟŵŝĚĂĐŝſŶ͕ ĂůŐƵŶĂƐ ũƵƌŝƐĚŝĐĐŝŽŶĞƐ ŚĂŶ /(* &%* "-)#+-:(+2,%* $2$%&'()#(* +(;$,(+(* $)%*
ŽƉƚĂĚŽƉŽƌƌĞŵŝƟƌůĂĐŽŶƚƌŽǀĞƌƐŝĂĂůĂƌďŝƚƌĂũĞ͘ ƉƌŽĨƵŶĚĂ ŝŶǀĞƐƟŐĂĐŝſŶ ĚĞ ůĂ ǀŽůƵŶƚĂĚ ĚĞ
>ŽŵŝƐŵŽŚĂŽĐƵƌƌŝĚŽĨƌĞŶƚĞĂĞdžĐĞƉĐŝŽŶĞƐŽ &%2* 8%+#(25* !&* +(28("#-@* U-+)* +(2%&#%* ;$(*
/(B()2%2*4%2%/%2*()*&%*+()$)",%*%&*%+4,#+%=(5* Ğů ĂƌơĐƵůŽ //;ϯͿ ĚĞ ůĂ ŽŶǀĞŶĐŝſŶ ĚĞ EƵĞǀĂ
0-+*&-*/('?2@*(&*-4=(#-*8+(",2-*7*&-2*%&"%)"(2* zŽƌŬ ŶŽ ŝŶĐůƵLJĞ ĂƋƵĞůůĂƐ ƐŝƚƵĂĐŝŽŶĞƐ ĞŶ ůĂƐ
/(* (2#%2* +()$)",%2* <%)* +(2$&#%/-* 2(+* $)* ;$(* &%* /,28$#%* (2#?* B$(+%* /(&* ?'4,#-* /(&*
ĂƐƉĞĐƚŽ ĞdžƚƌĞŵĂĚĂŵĞŶƚĞ ĐŽŶƚƌŽǀĞƌƐŝĂů͕ "-):(),-* %+4,#+%&@* "-'-* $)-* /(* &-2* "%2-2*
,)"&$2-* ()#+(* &-2* 2,2#('%2* &(3%&(2* ;$(* <%)* ĞdžĐĞƉĐŝŽŶĂůĞƐ ĞŶ ůŽƐ ƋƵĞ ůŽƐ ƉƌŽƉŝŽƐ ũƵĞĐĞƐ
ĂĚŽƉƚĂĚŽ ůĂ >ĞLJ DŽĚĞůŽ͘ Ğů ŵŝƐŵŽ ŵŽĚŽ͕ /(4()*%2$',+*"-'8(#()",%5*C)*"-)2("$()",%@*
)-* <%7* "-)2()2-* %"(+"%* /(* 2,* &-2* =$("(2* ()*(2#-2*"%2-2@*&-2*=$("(2*7*#+,4$)%&(2*/(4()*
-* &-2* 8+-8,-2* ?+4,#+-2* /(4()* +(2-&:(+* &%2* ƌĞŵŝƟƌ ĂƵƚŽŵĄƟĐĂŵĞŶƚĞ ůĂ ĚŝƐƉƵƚĂ Ăů
%&(3%",-)(2*/(*;$(*&%*(=("$",.)*/(&*"-):(),-* ĂƌďŝƚƌĂũĞ͕ĨŽƌƚĂůĞĐŝĠŶĚŽƐĞĂƐşůĂŝŶƐƟƚƵĐŝſŶĚĞů
%+4,#+%&* <(* /(:(),/-* ()* ,'8-2,4&(1215* 0%+%* "#=+0&0%"0@"#=+0&0%"05* Q-* <%7* "-)2()2-*
%&3$)-2*%$#-+(2@*"$%)/-*$)*"-):(),-*%+4,#+%&* ()*(2#(*8$)#-@*&-*"$%&*"-)#+,4$7(*%*&%*%$2()",%*
ĚĞĨĞĐƚƵŽƐŽ ŝŵƉŝĚĞ ƋƵĞ ƐĞ ĐŽŶƐƟƚƵLJĂ Ğů /(*$),B-+',/%/*()*(2#(*#(++()-5*Q-*-42#%)#(@*
#+,4$)%&* %+4,#+%&@* +(2$&#%* )("(2%+,-* +("$++,+* ƌĂnjŽŶĞƐĚĞƉŽůşƟĐĂůĞŐŝƐůĂƟǀĂƉƵĞĚĞŶũƵƐƟĮĐĂƌ
Ă ůŽƐ ũƵĞĐĞƐ ŶĂĐŝŽŶĂůĞƐ͘ >Ă >ĞLJ ĚĞ ĞƌĞĐŚŽ ;$(* L&%2* "-+#(2* )%",-)%&(2* ()B+()#%)/-*
/ŶƚĞƌŶĂĐŝŽŶĂů WƌŝǀĂĚŽ ĚĞ ^ƵŝnjĂEGG* +("-)-"(* -4=(",-)(2*=$+,2/,"",-)%&(2*4%2%/%2*2-&%'()#(*
$)%*2,#$%",.)*2,',&%+*"$%)/-*&%*,'8-2,4,&,/%/* ()* (&* -4=(#-* /(* $)* "-):(),-* %+4,#+%&* ;$(* 2(*
ĚĞĐŽŶƐƟƚƵŝƌĞůƚƌŝďƵŶĂůĂƌďŝƚƌĂůĞƐĂƚƌŝďƵŝďůĞ ĂĚŵŝƚĞ ĐŽŵŽ ĞdžŝƐƚĞŶƚĞ LJ ǀĄůŝĚŽ͕ ĚĞďĞƌşĂŶ
ĂůĚĞŵĂŶĚĂĚŽ͘>ĂƐĐŽƌƚĞƐĚĞ&ƌĂŶĐŝĂLJƐƚĂĚŽƐ ƌĞŵŝƟƌ Ă ůĂƐ ƉĂƌƚĞƐ Ă ĂƌďŝƚƌĂũĞ ƉĂƌĂ ƵŶĂ
hŶŝĚŽƐƟĞŶĞŶůĂƚĞŶĚĞŶĐŝĂĚĞĞŶƚĞŶĚĞƌƋƵĞ 8+,'(+%* /(#(+',)%",.)* /(&* -4=(#-* /(&*
%'4%2* 8%+#(2* <%)* +()$)",%/-* %&* "-):(),-* "-):(),-*%+4,#+%&NEGD5
%+4,#+%&1235**
(M, #[H<SHE89<:, 8, ;<7<9:B:, JE9HG6B;B:, B,
CM, .AR<HE89<:, H89D>B, <6, 8AR<D8, ;<6, >B@89<:,;<,8>;<9,STA6EH8
H89J<9E8,B>AED>B6
>Ă ƚĞƌŵŝŶŽůŽŐşĂ ͞ŽƌĚĞŶ ƉƷďůŝĐŽ͟ ŚĂĐĞ
ĞŶƚƌŽ ĚĞ ĞƐƚĂ ĐĂƚĞŐŽƌşĂ ƉŽĚĞŵŽƐ ŝŶĐůƵŝƌ ƌĞĨĞƌĞŶĐŝĂĂĂƋƵĞůůĂƐŶŽƌŵĂƐŝŵƉĞƌĂƟǀĂƐƋƵĞ
%;$(&&%2* "-)#+-:(+2,%2* +(B(+,/%2* %* &%* ƉƌŽŚşďĞŶ ƋƵĞ ůĂƐ ƉĂƌƚĞƐ ƐŽŵĞƚĂŶ Ă ĂƌďŝƚƌĂũĞ
ŝĚĞŶƟĮĐĂĐŝſŶ ĚĞ ůĂƐ ƉĂƌƚĞƐ ĞŶ ĚŝƐƉƵƚĂ͕ ůĂƐ /(#(+',)%/%2* '%#(+,%2ϭϮϲ5* C)* "-)2("$()",%@*
%#+,4$",-)(2* 8+-"(/,'()#%&(2* -#-+3%/%2* (&* /()-',)%/-* -+/()* 814&,"-* %* :("(2* &,',#%*
%&* #+,4$)%&* 7* %2,',2'-* &%* /(#(+',)%",.)* &%*"%8%",/%/*/(*&-2*?+4,#+-2@*7*()*#%&*'(/,/%* Claudio Lava Cavassa
ĚĞ ůĂ ĐŽŶƚƌŽǀĞƌƐŝĂ ƐŽŵĞƟĚĂ Ăů ĂƌďŝƚƌĂũĞ͘ (&* -+/()* 814&,"-* 2(* +(&%",-)%* "-)* &%* ,/(%* /(*
>Ă ŝĚĞŶƟĮĐĂĐŝſŶ ĚĞ ůĂƐ ƉĂƌƚĞƐ ĞŶ ĚŝƐƉƵƚĂ %+4,#+%4,&,/%/ϭϮϳ5*C2*)("(2%+,-*2(+*"$,/%/-2-2*
ƉƵĞĚĞ ƐĞƌ ƵŶĂ ƚĂƌĞĂ ƉĂƌƟĐƵůĂƌŵĞŶƚĞ ĚŝİĐŝů "-)* (&* #K+',)-* L%+4,#+%4,&,/%/N@* ;$(* <%"(*
()*%;$(&&-2*"%2-2*()*;$(*2(*4$2"%*2-'(#(+*%* +(B(+()",%* %* 2,* /(#(+',)%/%2* '%#(+,%2* "%()*
%+4,#+%=(*%*8%+#(2*)-*2,3)%#%+,%2*/(&*"-):(),-* ĚĞŶƚƌŽ ĚĞ ůĂ ĐŽŵƉĞƚĞŶĐŝĂ ĞdžĐůƵƐŝǀĂ ĚĞ ůĂƐ
-* ()* "%2-2* /(* 3+$8-2* /(* ('8+(2%25* I%2* "-+#(2* )%",-)%&(2* -* 2,* $)* &%$/-* 8$/,(+%*
%#+,4$",-)(2* 8+-"(/,'()#%&(2* /(&* #+,4$)%&* #(+',)%+* "-):%&,/%)/-* %"#-2* ,&(3%&(25* C)*
ƉƵĞĚĞŶ ƐĞƌ ƵŶ ĄƌĞĂ ĨĠƌƟů ƉĂƌĂ ĐƵĞƐƟŽŶĂƌ &-2* C2#%/-2* V),/-2@* 2,)* ('4%+3-@* (&* #K+',)-*

121
%251SS
122
Ley de Derecho Internacional Privado. Artículo 7.
123
*$,//$5'\6$9$*(S

3$5.³7KH$UELWUDWRUV¶-XULVGLFWLRQWRGHWHUPLQH-XULVGLFWLRQ´SS

%251SS7UDGXFFLyQOLEUHGHODXWRU

%$5&(/ÏS
127
3$5.³7KH$UELWUDWRUV¶-XULVGLFWLRQWRGHWHUPLQH-XULVGLFWLRQ´S
POUDRET, JF; BESSON, S; BERTI, S; y, A. PONTI. Comparative Law of International Arbitration. Segunda
HGLFLyQ6ZHHW 0D[ZHOO/RQGUHVSS
359
/$,1'(3(1'(1&,$'(/&219(1,2$5%,75$/<(/&203(7(1&(&203(7(1&((1(/$5%,75$-(&20(5&,$/
,17(51$&,21$/

THEMIS 61 ͞ĂƌďŝƚƌĂďŝůŝƚLJ͟* ,)"&$7(* %/,",-)%&'()#(* &%* /(* 8+(',2%2* %42-&$#%2* %"(+"%* /(&* 3+%/-* /(*
Revista de Derecho
/,2"$2,.)*/(*;$,K)*/(4(*/(",/,+*2,*$)%*/,28$#%* ĂƵƚŽŶŽŵşĂĚĞůĐŽŶǀĞŶŝŽĂƌďŝƚƌĂů͕ŽĂĐĞƌĐĂĚĞů
ĞŶƉĂƌƟĐƵůĂƌŚĂƐŝĚŽƐŽŵĞƟĚĂĂĂƌďŝƚƌĂũĞ1285* ŵŽŵĞŶƚŽĞdžĂĐƚŽLJĨĂĐƵůƚĂĚĞƐƋƵĞƟĞŶĞŶůŽƐ
C)#-)"(2@* (&* "-)#(),/-* 8+(",2-* /(&* "-)"(8#-* #+,4$)%&(2*%+4,#+%&(2*8%+%*%/-8#%+*/(",2,-)(2*
/(*L%+4,#+%4,&,/%/N*-*͞ĂƌďŝƚƌĂďŝůŝƚLJ͟*+(8+(2()#%* 2-4+(*2$*8+-8,%*"-'8(#()",%1305*
ŽƚƌŽĄŵďŝƚŽƋƵĞĞdžŝŐĞĐĂƵƚĞůĂ͘
!&* '-'()#-* /(* /-#%+* /(* "-)#(),/-* %* &%*
>Ă ĚŝĮĐƵůƚĂĚ ĐŽŶ Ğů ĚĞŶŽŵŝŶĂĚŽ ͞ŽƌĚĞŶ ,)/(8()/()",%* /(&* "-):(),-* %+4,#+%&* 7* %&*
814&,"-N*(2*;$(*(2*$)%*)-",.)*'?2*4,()*:%3%* "#=+0&0%"0@"#=+0&0%"0@* "%/%* 2,2#('%*
(*,'8+(",2%@*7*()*"-)2("$()",%@*&%2*'%#(+,%2* ůĞŐĂů ƌĞƐƉŽŶĚĞ Ă ŽďũĞƟǀŽƐ ĞƐƉĞĐşĮĐŽƐ ƋƵĞ
ƋƵĞ ƐĞ ƌĞƐĞƌǀĂŶ ƉĂƌĂ Ɛş ůĂƐ ĂƵƚŽƌŝĚĂĚĞƐ ƉƌĞƚĞŶĚĞ ƉƌŽŵŽǀĞƌ͘ WŽƌ ĞũĞŵƉůŽ͕ Ăů ƉĞƌŵŝƟƌ
=$/,",%&(2*8$(/()*:%+,%+*/(*$)*2,2#('%*&(3%&*%* &%* ,)#(+:()",.)* =$/,",%&* /$+%)#(* (&* 8+-"(2-*
ŽƚƌŽ͘ĚŝĐŝŽŶĂůŵĞŶƚĞ͕ĞdžŝƐƚĞŶĚŝǀĞƌŐĞŶĐŝĂƐĞŶ ĂƌďŝƚƌĂů ;Ž ŝŶĐůƵƐŽ ĂŶƚĞƐ ĚĞ ƋƵĞ ĠƐƚĞ ƐĞ
"$%)#-*%&*#+%#%',()#-*/(*(2#%*?+(%5*!*'%)(+%* ŝŶŝĐŝĞͿ ƐĞ ĞǀŝƚĂ ƋƵĞ ƚĞŶŐĂ ůƵŐĂƌ ƵŶ ĂƌďŝƚƌĂũĞ
/(* (=('8&-@* ',()#+%2* ;$(* '$"<-2* 2,2#('%2* ŝŶǀĄůŝĚŽ͕ ƉĞƌŽ Ăů ŵŝƐŵŽ ƟĞŵƉŽ ƐĞ ĨĂǀŽƌĞĐĞ ůĂ
ůĞŐĂůĞƐ ŝŵƉŝĚĞŶ ƋƵĞ ĚĞƚĞƌŵŝŶĂĚŽƐ ƟƉŽƐ ĚĞ %"#$%",.)*/(*8%+#(2*+("%&",#+%)#(2*;$(*8$/,(+%)*
"-)#+-:(+2,%2*2(%)*%+4,#+%/%2@*&%*/()-',)%/%* ŽƉŽŶĞƌƐĞ ŝůĞŐşƟŵĂŵĞŶƚĞ Ăů ĂƌďŝƚƌĂũĞ͘ WŽƌ ŽƚƌŽ
͞^ĞĐŽŶĚ >ŽŽŬ ŽĐƚƌŝŶĞ͟ 8&%)#(%/%* ()* &%/-@* %&* 8-28-)(+* &%* +(:,2,.)* =$/,",%&* 8$(/(*
ůŽƐ ƐƚĂĚŽƐ hŶŝĚŽƐ ĞŶ Ğů ĐĂƐŽ DŝƚƐƵďŝƐŚŝ ƐĂůǀĂŐƵĂƌĚĂƌƐĞ ůĂ ĞĐŽŶŽŵşĂ ĚĞ ůŽƐ ƌĞĐƵƌƐŽƐ
ĞƐƚĂďůĞĐŝſ ƵŶĂ ĂƉƌŽdžŝŵĂĐŝſŶ ƉĂƌƟĐƵůĂƌ͕ ĚĞ =$/,",%&(2* 7* B%:-+("(+2(* (&* "$+2-* )-+'%&* /(&*
ĂĐƵĞƌĚŽ ĐŽŶ ůĂ ĐƵĂů ŶŽ ƐĞ ĚĞďĞƌşĂ ŝŵƉĞĚŝƌ ƉƌŽĐĞƐŽĂƌďŝƚƌĂů͕ƉĞƌŽĂƐŝŵŝƐŵŽƉŽĚƌşĂƐŝŐŶŝĮĐĂƌ
%* &-2* ?+4,#+-2* "-)-"(+* $)* "%2-* ()* (&* "$%&* ƋƵĞƵŶĂƉĂƌƚĞƋƵĞŶŽĐŽŶƐŝŶƟſĐŽŶĞůĂƌďŝƚƌĂũĞ͕
2(* 8&%)#(%)* -4=(",-)(2* /(* -+/()* 814&,"-@* ƐĞǀĞĂĨŽƌnjĂĚĂĂĨŽƌŵĂƌƉĂƌƚĞĚĞůŵŝƐŵŽ͘ĞŶƚƌŽ
/%/-* ;$(* &%2* "-+#(2* )%",-)%&(2* #()/+?)* &%* /(*(2#(*%'8&,-*+%)3-*/(*8-2,4,&,/%/(2@*%&3$)-2*
-8-+#$),/%/* /(* +(:,2%+* (2#(* %28("#-* ()* &%* ƉĂşƐĞƐŚĂŶŽƉƚĂĚŽƉŽƌƐŝƐƚĞŵĂƐŚşďƌŝĚŽƐϭϯϭ5*
(#%8%*/(*(=("$",.)*/(&*&%$/-5
WĂƌĞĐĞ ũƵƐƟĮĐĂĚŽ ƉĞŶƐĂƌ ƋƵĞ ŶŽ ĞdžŝƐƚĞ
0)M, (.%(+1$).%#$ ƵŶĂ ƷŶŝĐĂ LJ ƉĞƌĨĞĐƚĂ ĂƉƌŽdžŝŵĂĐŝſŶ Ă ůĂƐ
ŝŶƐƟƚƵĐŝŽŶĞƐ ƋƵĞ ƐŽŶ ŽďũĞƚŽ ĚĞů ƉƌĞƐĞŶƚĞ
 ƉĞƐĂƌ ĚĞ ůŽƐ ĚŝĨĞƌĞŶƚĞƐ ;LJ Ă ǀĞĐĞƐ ĂƌơĐƵůŽϭϯϮ5* I-2* (2B$(+A-2* /(4()* /,+,3,+2(* %*
ĐŽŶƚƌĂĚŝĐƚŽƌŝŽƐͿ ĞŶĨŽƋƵĞƐ͕ ƉĂƌƟĐƵůĂƌŵĞŶƚĞ ĞŶƚĞŶĚĞƌ LJ ĞǀĂůƵĂƌ ůĂƐ ƌĂnjŽŶĞƐ LJ ŽďũĞƟǀŽƐ
ĞŶƌĞůĂĐŝſŶĂůĞĨĞĐƚŽŶĞŐĂƟǀŽĚĞů"#=+0&0%"0@ ;$(* 2$47%"()* %* "%/%* '-/(&-@* 7* #%'4,K)* %*
"#=+0&0%"0͕ĞdžŝƐƚĞĐŝĞƌƚŽĐŽŶƐĞŶƐŽĞŶĐƵĂŶƚŽ /(#(+',)%+* (&* 3+%/-* ()* ;$(* /(#(+',)%/-*
ĂůŽƐĞůĞŵĞŶƚŽƐŵşŶŝŵŽƐƋƵĞƐŽŶĞƐĞŶĐŝĂůĞƐ 2,2#('%*&(3%&*%&"%)A%*2$2*8+-8.2,#-2*'(/,%)#(*
()* &%* ,)/(8()/()",%* /(&* "-):(),-* %+4,#+%&* 7* &%* /,2#+,4$",.)* /(* "-'8(#()",%2* ()#+(* &%2*
()* (&* "#=+0&0%"0@"#=+0&0%"05* I-* +(&(:%)#(* "-+#(2*)%",-)%&(2*7*&-2*?+4,#+-2*8%+%*+(2-&:(+*
(2* ;$(* #%)#-* &%* ,)/(8()/()",%* /(&* "-):(),-* &%2* -8-2,",-)(2* %* &%* "-'8(#()",%* %+4,#+%&5*
%+4,#+%&* "-'-* (&* "#=+0&0%"0@"#=+0&0%"0* WŽƌ ĞũĞŵƉůŽ͕ ĞŶ Ğů ĐĂƐŽ ƉĞƌƵĂŶŽ͕ Ğů ĞĐƌĞƚŽ
ĐŽŵƉĂƌƚĞŶƵŶĂĨƵŶĐŝſŶƐŝŐŶŝĮĐĂƟǀĂ͕ĞƐƚŽĞƐ͕ >ĞŐŝƐůĂƟǀŽ ƋƵĞ ŶŽƌŵĂ Ğů ĂƌďŝƚƌĂũĞ ƐĞ ŝŶĐůŝŶĂ
(:,#%+* ,)#(+B(+()",%2* =$/,",%&(2* ()* &%2* (#%8%2* 8+,)",8%&'()#(*8-+*+(B-+A%+*(&*2,2#('%*%+4,#+%&@*
ŝŶŝĐŝĂůĞƐ ĚĞů ĂƌďŝƚƌĂũĞ͘ ^ŝŶ ĞŵďĂƌŐŽ͕ ĞƐƚĂƐ +("-)-",()/-*&%*,)/(8()/()",%*/(&*"-):(),-*
ŝŶƐƟƚƵĐŝŽŶĞƐŶŽĞƐƚĄŶůŝďƌĞƐĚĞŝŶĐĞƌƟĚƵŵďƌĞƐ %+4,#+%&* 7* (&* "#=+0&0%"0@"#=+0&0%"0* /(*
LJ ĚŝĮĐƵůƚĂĚĞƐ͘ hŶĂ ĨƵĞŶƚĞ ŝŵƉŽƌƚĂŶƚĞ ĚĞ &-2* ?+4,#+-2@* 7* 8+-"$+%)/-* ',),',A%+* &%2*
ĚŝĮĐƵůƚĂĚĞƐ ƌĂĚŝĐĂ ƉƌĞĐŝƐĂŵĞŶƚĞ ĞŶ ůŽƐ ƉŽƐŝďŝůŝĚĂĚĞƐ ĚĞ ƚĄĐƟĐĂƐ ĚŝůĂƚŽƌŝĂƐ ĞŶ ĐŽŶƚƌĂ
ĚŝĨĞƌĞŶƚĞƐ ƐŝŐŶŝĮĐĂĚŽƐ ĂƐŽĐŝĂĚŽƐ Ă ĞƐƚŽƐ ĚĞůĂƌďŝƚƌĂũĞ͘ĞƐĚĞůƵĞŐŽ͕ŚĂĐĞĨĂůƚĂĂŶĂůŝnjĂƌ
ĐŽŶĐĞƉƚŽƐ͘ Ğ Ăůůş ƋƵĞ͕ ĐƵĂŶĚŽ ƐĞ ĂŶĂůŝnjĂ LJ -#+-2*B%"#-+(2@*#%&*"-'-*&%*:,2,.)*/(*&-2*=$("(2*
ĞƐƚƵĚŝĂĞƐƚŽƐĐŽŶĐĞƉƚŽƐ͕ƵŶŽŶŽĚĞďĞƌşĂƉĂƌƟƌ 7* #+,4$)%&(2* B+()#(* %* &%2* /(",2,-)(2* /(* &-2*

128
6+25(/³3DUW,)XQGDPHQWDOREVHUYDWLRQVDQG$SSOLFDEOH/DZ&KDSWHU±7KH8QLWHG6WDWHV¶SHUVSHFWLYH
on Arbitrability’’. En: Arbitrability: International and Comparative Perspectives. Mistelis y Brekoulakis (eds.).
.OXZHU/DZ,QWHUQDWLRQDO3DtVHV%DMRVS

0LWVXELVKLSLHGHSiJLQD
130
%251S
131
%251SS7UDGXFFLyQOLEUHGHODXWRU
132
%$5&(/ÏS
360
7+Ɯ0,65HYLVWDGH'HUHFKRS

?+4,#+-2* +(28("#-* %* 2$* 8+-8,%* "-'8(#()",%5* ĐŽŶĚƵĐŝƌŶŽƐ Ă ĞƌƌŽƌĞƐ ƐƵƐƚĂŶĐŝĂůĞƐ͘ ^Ğ THEMIS 61
Revista de Derecho
WĞƌŽ ĚŝĐŚŽ ĂŶĄůŝƐŝƐ ĞdžĐĞĚĞ ůŽƐ ĂůĐĂŶĐĞƐ ĚĞů +(;$,(+(*$)*"-)-",',()#-*8+-B$)/-*/(*(2#-2*
ƉƌĞƐĞŶƚĞĂƌơĐƵůŽ͘ ĐŽŶĐĞƉƚŽƐLJƵŶĞƐƚƵĚŝŽĐƌşƟĐŽĚĞƐƵƐĂƐƉĞĐƚŽƐ
"-)#+-:(+2,%&(2* 8%+%* 8-/(+* <-'-3()(,A%+*
hŶ ĞŶƚĞŶĚŝŵŝĞŶƚŽ ƐƵƉĞƌĮĐŝĂů LJ ůŝŵŝƚĂĚŽ ĚĞ ƐƵ ĂƉůŝĐĂĐŝſŶ͕ ůŽ ĐƵĂů͕ ĞŶ ƷůƟŵĂ ŝŶƐƚĂŶĐŝĂ͕
ůŽƐ ĚŝĨĞƌĞŶƚĞƐ ĞŶĨŽƋƵĞƐ ƋƵĞ ĞdžŝƐƚĞŶ ĂĐĞƌĐĂ ĨĂǀŽƌĞĐĞƌĄĂůƌďŝƚƌĂũĞŽŵĞƌĐŝĂů/ŶƚĞƌŶĂĐŝŽŶĂů
/(* &%* ,)/(8()/()",%* /(&* "-):(),-* %+4,#+%&* ĐŽŵŽƵŶƐŝƐƚĞŵĂĚĞƌĞƐŽůƵĐŝſŶĚĞĐŽŶŇŝĐƚŽƐ
7* /(&* "#=+0&0%"0@"#=+0&0%"0* 4,()* 8$(/(* ĐŽŚĞƌĞŶƚĞLJĐŽŵƉůĞƚŽĞŶƐşŵŝƐŵŽ͘

Claudio Lava Cavassa

361

You might also like