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LEARNING OBJECTIVES
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Why did cities form in the rst place? There is insu cient evidence to
assert what conditions gave rise to the rst cities, but some theorists
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Cities may have held other advantages, too. For example, cities reduced
transport costs for goods, people, and ideas by bringing them all
together in one spot. By reducing these transaction costs, cities
contributed to worker productivity. Finally, cities likely performed the
essential function of providing protection for people and the valuable
things they were beginning to accumulate. Some theorists hypothesize
that people may have come together to form cities as a form of
protection against marauding barbarian armies.
Preindustrial Cities
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For people during the medieval era, cities o ered a newfound freedom
from rural obligations. City residence brought freedom from customary
rural obligations to lord and community (hence the German saying,
“Stadtluft macht frei,” which means “City air makes you free”). Often,
cities were governed by their own laws, separate from the rule of lords
of the surrounding area.
Trade Routes
Not all cities grew to become major urban centers. Those that did often
bene ted from trade routes—in the early modern era, larger capital cities
bene ted from new trade routes and grew even larger. While the city-
states, or poleis, of the Mediterranean and Baltic Sea languished from
the 16th century, Europe’s larger capitals bene ted from the growth of
commerce following the emergence of an Atlantic trade. By the early
19th century, London had become the largest city in the world with a
population of over a million, while Paris rivaled the well-developed
regional capital cities of Baghdad, Beijing, Istanbul, and Kyoto. But most
towns remained far smaller places—in 1500 only about two dozen places
in the world contained more than 100,000 inhabitants. As late as 1700
there were fewer than 40, a gure which would rise thereafter to 300 in
1900. A small city of the early modern period might have contained as
few as 10,000 inhabitants.
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Industrial Cities
During the industrial era, cities grew rapidly and became centers of
population growth and production.
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Rapid growth brought urban problems, and industrial-era cities were rife
with dangers to health and safety. Rapidly expanding industrial cities
could be quite deadly, and were often full of contaminated water and air,
and communicable diseases. Living conditions during the Industrial
Revolution varied from the splendor of the homes of the wealthy to the
squalor of the workers. Poor people lived in very small houses in
cramped streets. These homes often shared toilet facilities, had open
sewers, and were prone to epidemics exacerbated by persistent
dampness. Disease often spread through contaminated water supplies.
In the 19th century, health conditions improved with better sanitation, but
urban people, especially small children, continued to die from diseases
spreading through the cramped living conditions. Tuberculosis (spread in
congested dwellings), lung diseases from mines, cholera from polluted
water, and typhoid were all common. The greatest killer in the cities was
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LEARNING OBJECTIVES
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Key Terms
Grid
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Concentric Zone Model: The Concentric Ring Model described the city as a
series of concentric rings, each home to a di erent group and social
function.
Sectoral
In 1939, the economist Homer Hoyt adapted the concentric ring model
by proposing that cities develop in wedge-shaped sectors instead of
rings. Certain areas of a city are more attractive for various activities,
whether by chance or geographic/environmental reasons. As these
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activities ourish and expand outward, they form wedges, becoming city
sectors. Like the concentric ring model, Hoyt’s sectoral model has been
criticized for ignoring physical features and new transportation patterns
that restrict or direct growth.
Multiple Nuclei
Irregular Pattern
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LEARNING OBJECTIVES
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Rural and Urban World Population: Over time, the world’s population has
become less rural and more urban.
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Another term for urbanization is “rural ight. ” In modern times, this ight
often occurs in a region following the industrialization of agriculture—
when fewer people are needed to bring the same amount of agricultural
output to market—and related agricultural services and industries are
consolidated. These factors negatively a ect the economy of small- and
middle-sized farms and strongly reduce the size of the rural labor
market. Rural ight is exacerbated when the population decline leads to
the loss of rural services (such as business enterprises and schools),
which leads to greater loss of population as people leave to seek those
features.
As more and more people leave villages and farms to live in cities, urban
growth results. The rapid growth of cities like Chicago in the late
nineteenth century and Mumbai a century later can be attributed largely
to rural-urban migration. This kind of growth is especially commonplace
in developing countries.
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heating and cooling units. Together, these e ects can raise city
temperatures by 2 to 10 degrees Fahrenheit (or 1 to 6 degrees Celsius).
In the United States, suburbanization began in earnest after World War II,
when soldiers returned from war and received generous government
support to nance new homes. Suburbs, which are residential areas on
the outskirts of a city, were less crowded and had a lower cost of living
than cities. Suburbs grew dramatically in the 1950s when the U.S.
interstate highway system was built, and automobiles became a ordable
for middle class families. Around 1990, another trend emerged known as
counterurbanization, or “exurbanization”. The wealthiest individuals
began living in nice housing far in rural areas (as opposed to forms).
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Growing cities also alter the environment. For example, urbanization can
create urban “heat islands,” which are formed when industrial and urban
areas replace and reduce the amount of land covered by vegetation or
open soil. In rural areas, the ground helps regulate temperatures by
using a large part of the incoming solar energy to evaporate water in
vegetation and soil. This evaporation, in turn, has a cooling e ect.
However in cities, where less vegetation and exposed soil exists, the
majority of the sun’s energy is absorbed by urban structures and asphalt.
During the day, cities experience higher surface temperatures because
urban surfaces produce less evaporative cooling. Additional city heat is
given o by vehicles and factories, as well as industrial and domestic
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LEARNING OBJECTIVES
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CANADA
New York
Philadelphia
Atlantic
Ocean
American urban areas by size: This map shows major urban areas in
America.
During the 1970s and again in the 1990s, the rural population rebounded
in what appeared to be a reversal of urbanization.
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Key Terms
counterurbanization: Counterurbanisation is a
demographic and social process whereby people move
from urban areas to rural areas.
The rural rebound refers to the movement away from cities to rural and
suburban areas. Urbanization tends to occur along with modernization,
yet in the most developed countries many cities are now beginning to
lose population. In the United States in the 1970s, demographers
observed that the rural population was actually growing faster than
urban populations, a phenomenon they labeled the “rural rebound. ”
This trend reversed in the 1980s, due in part to a recession that hit
farmers particularly hard. But again in the 1990s, rural populations
appeared to be gaining at the expense of cities. Indeed, in the last 50
years, about 370 cities worldwide with more than 100,000 residents
have undergone population losses of more than 10%, and more than
25% of the depopulating cities are in the United States.
Rather than moving to rural areas, most participants in the so-called the
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rural rebound migrated into new, rapidly growing suburbs. The rural
rebound, then, may be more evidence of the importance of
suburbanization as a new urban form in the most developed countries.
Suburbanization
Exurbs vary in wealth and education level. In the United States, exurban
areas typically have much higher college education levels than closer-in
suburbs, though this is not necessarily the case in other countries. They
typically have average incomes much higher than nearby rural counties,
re ecting the urban wages of their residents. Although some exurbs are
quite wealthy even compared to nearer suburbs or the city itself, others
have higher poverty levels than suburbs nearer the city. This may
happen especially where commuter towns form because workers in a
region cannot a ord to live where they work and must seek residency in
another town with a lower cost of living. For example, during the “dot
com” bubble of the late twentieth century, housing prices in California
cities skyrocketed, spawning exurban growth in adjacent counties.
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White Flight
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Key Terms
The growth machine theory of urban growth says urban growth is driven
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The eld of urban sociology had been dominated by the idea that cities
were basically containers for human action, in which actors competed
among themselves for the most strategic parcels of land, and the real
estate market re ected the state of that competition. Growth machine
theory reversed the course of urban theory by pointing out that land
parcels were not empty elds awaiting human action, but were
associated with speci c interests—commercial, sentimental, and
psychological. In other words, city residents were not simply competing
for parcels of land; they were also trying to ful ll their particular interests
and achieve speci c goals. In particular, cities are shaped by the real
estate interests of people whose properties gain value when cities grow.
These actors make up what Molotch termed “the local growth machine. ”
Urban Sprawl
Urban sprawl’s segregated land use means that the places where
people live, work, shop, and relax are far from one another, which usually
makes walking, public transit, or bicycling impractical. As a result,
residents must use an automobile. Urban sprawl tends to include low
population density: single family homes on large lots instead of
apartment buildings, single story or low-rise buildings instead of high-
rises, extensive lawns and surface parking lots, and so on.
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Urban Decay
BROKEN WINDOWS
An alternative theory suggests that density does not cause crime, and
crime does not cause people to leave the city; when people leave, city
neighborhoods are abandoned and neglected, resulting in crime and
decay. This theory, known as the “broken windows theory,” argues that
small indicators of neglect, such as broken windows and unkempt lawns,
promote a feeling that an area is in a state of decay. Anticipating decay,
people likewise fail to maintain their own properties.
RESPONSES TO DECAY
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