Professional Documents
Culture Documents
net/publication/242238560
CITATIONS READS
3 401
4 authors, including:
93 PUBLICATIONS 1,290 CITATIONS
University of Southampton
163 PUBLICATIONS 4,931 CITATIONS
SEE PROFILE
SEE PROFILE
Sonia Heaven
University of Southampton
200 PUBLICATIONS 4,679 CITATIONS
SEE PROFILE
Some of the authors of this publication are also working on these related projects:
New Frontiers in Anaerobic Digestion (AD) Processes-Opening Special Issue View project
All content following this page was uploaded by Sonia Heaven on 31 July 2019.
Keywords:
recycling of materials/waste
management & disposal
Although waste continues to be produced in large sustainability, as it takes into account whole-life energy and
quantities—the rate of increase in waste production being materials inputs associated with each recovery/disposal option.
more or less in line with the rate of growth in the
economy—society is still grappling with the problem of This paper describes a project set up under the UK’s Landfill Tax
sustainable waste management. One of the best ways to Credit Scheme, with funding from Biffaward. The objectives of
assess sustainability is in terms of mass and energy the project were
balance. A project at the University of Southampton
looked at the ‘energy footprint’ for waste management.
The project brought together data from existing work on (a) understand, quantify and model energy usage associated
waste quantities, materials flow and mass balance studies with the collection, separation, processing and disposal of
for a range of materials including paper, glass, plastics, municipal solid waste (MSW)
metals and organics. These data have been combined with (b) produce an energy and materials balance that can be used
information on the energy requirements for different for evaluation and comparison of different alternatives
types of collection and processing systems for reuse, and combinations of options for MSW management.
recycling, recovery and disposal of such materials. Taking
into account energy benefits from any of these options, the A considerable amount of information is now available on waste
information has been used to produce an energy and quantities, material flows and mass balances, life-cycle analyses
materials balance, and the results show the energy and whole-life costings for the materials that constitute MSW.
footprint and materials output of the current waste Data from these sources have been combined with information
management practices in Southampton. This work allows on the energy requirements for different types of collection and
exploration of alternative methods and highlights areas processing systems for reuse, recycling, recovery and disposal,
where insufficient information is available, or where and on the energy benefits from these options. The resulting
improvements in collection or processing technologies model shows the energy footprint of current waste management
could have a significant impact on the final energy and practices, both individually and in combination, and to allow
material balance. The greater Southampton area was used exploration of alternative choices and combination of options.
as a case study, but the methods developed could be The project builds on existing studies, and highlights areas where
applied to other areas by modifying the input data. insufficient information is available. The results indicate key
areas where improvements in collection or processing
technologies could have a significant impact on the final energy
balance, and provide a rational basis for reduction in the amount
of materials sent to landfill. The work was based on Southampton
1. INTRODUCTION
in the UK, but the methods and findings can be applied to other
The EU Landfill Directive and national strategy documents have areas by modifying the input data.
set ambitious targets and deadlines for diversion and recycling:
more broadly, prudent use of energy and raw materials is
fundamental to sustainable development and will require a step-
change in resource productivity. Progress in waste management Figure 1 shows a simplified diagram of the options for MSW
is hampered, however, by the lack of methods to identify and management. On the left is the historical waste disposal route,
promote sustainable practices. In the absence of such methods, where the MSW is predominantly ‘disposed’ of through
choice is often driven by regulatory, financial or promotional incineration and/or landfill. Whereas landfill may traditionally
reasons. There is thus an urgent need to develop tools for rational be considered, to some extent, to be a one-way disposal process,
evaluation and comparison of alternatives for the collection, incineration is somewhat cyclical in nature: MSW can be used as
separation and processing of waste fractions. These tools must an energy source to produce electricity to power homes, and as
have a sound conceptual base. They must allow comparisons at district heating. There are, however, exceptions in both cases:
each stage in the waste cycle, by means of energy and materials landfill gas can be harnessed in order to produce electricity; and
balances that can be further related to outputs of carbon dioxide. incinerators can operate as a means of waste volume reduction
Such an approach also allows consideration of the economics of only, without electricity or heat generation.
Engineering Sustainability 158 Issue ES1 Energy and material flow of waste-processing operations Dacombe et al. 17
(c) glass processing plant
(d) cullet transfer
(e) glass manufacture
( f) refuse collection
(g) landfill transfer
(h) incineration
? (i) kerbside collection.
?
2.1. Stage 1 transport
This is the transfer of the recycled glass from the household to
the bottle banks. The model examines recycling either at
bring-sites or via a Household Waste Recycling Centre (HWRC).
Here, bring-sites are defined as recycling centres located at, for
Fig. 1. Simplified diagram of MSW management example, car parks and supermarkets: essentially all locations
except HWRCs. Of the 1377.3 t of glass recycled for the base-
case scenario (an average figure for the period 2000 –2002,
Although the route on the left is the more traditional route, it is pers. comm.), 1271 t (92.3%) was recycled via bring-sites, with
considered to be the least favourable, whereas recycling (and the remainder (106.3 t) recycled via the HWRC.
reuse) is the preferred waste management option (after waste
minimisation). This route is indicated on the right of the diagram, 2.1.1. Bring-sites. The majority of glass recycling via bring-
using glass as an example. However, although recycling sites takes place either on foot or by car. If by car, the journey
enhances sustainability with regard to raw materials, does it also may either be incidental (e.g. recycling at a supermarket bring-
promote sustainable energy practices? There is an inherent site during a visit to do the weekly shopping) or specifically for
energy consumption associated not only with the processing of recycling. Here, only the journeys undertaken specifically for
the recycled materials, but also transporting the materials from recycling are considered. The percentage of journeys made
point A to point B. specifically for recycling is dependent on the average distance to
the bring-site, and is determined according to Reference 2. The
The initial stage of this energy footprint study focuses on the distance, L, can be determined from equation (1)
glass component of domestic MSW, and it is the results of the
findings from this case study that are presented in this paper. The 1
1 L¼ pffiffiffiffiffiffiffiffiffi (in km)
study looks at the present MSW management system in 2 pSP
Southampton (defined as the ‘base-case’ scenario), concentrating
on those areas associated with the glass waste stream, and where S is the site density (sites per inhabitant) and P is the
determines the mass and energy balances for the different population density (inhabitants per km2). From Reference 2, a
processes/stages involved in this. The model (compiled in density of 3.954 sites per 10 000 inhabitants (equivalent to 86,
Microsoft Excel and Visual Basic for Applications (VBA)) allows which is the present number of sites within the city of South-
for various scenarios to be run, so that comparison can be made ampton, Fig. 2 (pers. comm) equates to approximately 28% of
with the base-case scenario, highlighting possible options for trips being made by car specifically for recycling, with an aver-
improvement of the management system for glass. age return-journey trip of 0.267 miles.
18 Engineering Sustainability 158 Issue ES1 Energy and material flow of waste-processing operations Dacombe et al.
unique, in that a new processing plant at the docks began
operating at the beginning of 2003, and the majority of the cullet
processed here will be transferred out by ship. Transfer of the
bottle banks to the processing plant takes place by skip lorry, and
the banks are emptied at the processing plant.
Engineering Sustainability 158 Issue ES1 Energy and material flow of waste-processing operations Dacombe et al. 19
manufacture and use as an aggregates replacement, details of collection vehicle (RCV); and (b) transfer from the WTS to the
which can be found elsewhere.7 landfill site. The total energy consumption for the first stage is
determined by calculating the energy consumption for the two
distinct phases for this stage: collection (low vehicle speed) and
2.5. Glass furnace
non-collection (urban travel conditions). Here, the non-
Cullet is used in glass manufacture in order to reduce the energy collection phase is where the RCV is travelling to and from the
required to produce the melted glass. The following is an estimate collection round. For the collection phase an energy
of this energy saving8 consumption of 38.3 MJ/mile is used, compared to 25.6 MJ/mile
for the non-collection phase.2 This gives an overall energy
3 Energy savings ¼ 0:25 percentage of scrap glass used consumption per trip of 991 MJ. For the transfer from the WTS to
the landfill site, an energy consumption of 25.6 MJ/mile has
For this model an average furnace capacity of 204 t/day glass
been used, giving a value per trip of 847 MJ.
output with a specific energy consumption (SEC) for melting of
4.97 GJ/t for a cullet level of 39.5% (17% internal cullet, 2.9%
It should be noted that the energy consumption is determined for
external other, and the remainder from Southampton) has been
the total amount of refuse collected, not just the glass fraction.
assumed.9,10 In order to determine the energy savings through
This is because, although the initial model focuses on glass, it is a
increased cullet use it has been assumed that the amount of glass
global model looking at the management of all of the MSW
entering Southampton households each year is equal to the
streams. The total annual energy consumption for the base-case
amount recycled plus the amount disposed of in the refuse (after
scenario was calculated as 3709 GJ/year for refuse collection,
accounting for labels, etc.). Then, based on the furnace capacity,
and 3169 GJ/year for transfer to landfill.
the number of days of production required to make this amount
of glass can be determined. The amount of cullet used in the
furnace will then vary dependent upon the amount of glass
recycled in Southampton. 2.7. Incineration
Although glass is inert incineration is still included in the model
Further, it has been assumed that the use of cullet will only as a waste management option. This is primarily to assess any
influence the melting energy, and not other stages of glass impact recycling may have on incineration. The incineration sub-
production, and peripheral electrical usage. The energy usage for model uses the composition of the refuse, which is variable
the other stages, etc. is estimated at 2.03 GJ/t of glass, assuming depending on the level of recycling, and the characteristics12 of
that the SEC of 4.97 represents 71% of the total energy usage.9 the incinerator being built at Marchwood, on the outskirts of
Southampton, in order to determine the energy production from
combustion of the refuse.
2.6. Refuse collection and landfill transfer
In order to complete the glass ‘waste’ cycle, it is necessary to also It should be noted that the model does not presently account for
take into account the glass that is not recycled but remains within variation in energy losses during the incineration process due to
the general household waste (refuse). For this model the amount the presence of glass in the refuse, and the effect that recycling
of glass in the refuse for the base-case scenario has been has on the energy losses. This will be addressed in future
estimated from compositional data11 and actual monthly refuse developments of the model.
amounts (pers. comm.), as shown in Table 1. Determination of the
energy consumption for transporting the refuse to landfill (often
via a waste transfer station (WTS) is similar to that for transfer of
the glass to the processing plant. The only significant changes are 2.8. Kerbside collection
in the average distances travelled and the truck capacity (20 t; see This model also includes the option for the introduction of a
Reference 4). For transfer to the landfill site the model, however, kerbside collection scheme within Southampton. Energy
presently assumes that there are two stages: (a) collection and consumption calculations are similar to those for refuse
transfer of the refuse from the household to a WTS using a refuse collection and transfer to the processing plant. However, it is
20 Engineering Sustainability 158 Issue ES1 Energy and material flow of waste-processing operations Dacombe et al.
assumed that the scheme would operate on a fortnightly basis,
75 ¥ 103
given the relatively low amounts of glass in domestic refuse. Glass manufacture
Total
55 ¥ 103
0 0 200
0 10 20 30 40 50 60 70 80 90 100
Glass recycling rate: % 0
0 20 40 60 80 100
Glass recycling rate: %
Fig. 3. Effect of glass recycling rate on energy consumption
(minor components) Fig. 5. Effect of bottle bank site density on energy consumption
Engineering Sustainability 158 Issue ES1 Energy and material flow of waste-processing operations Dacombe et al. 21
For transportation to the processing plant, the amount of energy area, since a new waste incineration plant is due to come online in
consumed through fuel consumption is the same as for a fixed 2004. However, since glass is inert its incineration will not directly
number of bottle banks: if the number of banks is increased there have a significant impact on energy consumption. Indeed,
are more banks to be emptied, but they do not need to be emptied incineration of glass consumes energy since it is inert and will
so frequently, and vice versa. Hence, the effect is to increase the require landfilling after it has been incinerated.
energy consumption if the number of bottle banks is increased to
more than the present number. Nevertheless, incineration can be considered to be part of the
global waste management strategy. Recycling of the glass waste
The above assumes that a particular recycling rate will be stream may be one part of the strategy, but incineration of the
achievable for a given site density. While it is true that increasing residual waste stream can also be seen as another part. If this is
the number of sites encourages recycling—more people are likely the case then glass recycling will directly impact on the
to recycle if they are within walking distance of a site—public incineration of the residual waste, just as it impacts on, for
awareness and attitudes are also important. If these can be raised example, refuse collection or landfill transfer. Figure 7 shows the
then it might be possible to increase the recycling rate without effect that incineration has on the energy consumption
necessarily linearly increasing the site density. If this can be associated with the glass waste stream. The graph compares the
achieved, then it might be possible to reduce the energy energy consumption for the base-case scenario with the
consumption while increasing the recycling rate. following scenarios
2500
Total (fixed site density) 80 ¥ 103
Transfer energy consumption: GJ/year
1500 50 ¥ 103
Base-case scenario
40 ¥ 103 Recycling only (no incineration)
1000 30 ¥ 103 Recycling plus incineration (30%)
No recycling plus incineration (30%)
20 ¥ 103
500
10 ¥ 103
0 ¥ 103
0
0 10 20 30 40 50 60 70 80 90 100 -10 ¥ 103
Glass recycling rate: % 0 10 20 30 40 50 60 70 80 90 100
Glass recycling rate: %
Fig. 6. Effect of kerbside collection scheme on energy
consumption Fig. 7. Effect of incineration on energy consumption
22 Engineering Sustainability 158 Issue ES1 Energy and material flow of waste-processing operations Dacombe et al.
County Council, and Onyx Environmental, both for helping to
70 ¥ 103
66 ¥ 103
65 ¥ 103 REFERENCES
64 ¥ 103 1. SOUTHAMPTON CITY COUNCIL . Southampton City Performance
Incineration Plan 2004 –05, available on the internet at: http://
63 ¥ 103
Other components www.southampton.gov.uk/council/cityplans/
62 ¥ 103 cityperformanceplan/default.asp, last accessed November
0 10 20 30 40 50 60 70 80 90 100
Glass recycling rate: % 2004.
2. EDWARDS D. W. and SCHELLING J. Municipal waste life cycle
Fig. 8. Effect of recycling on energy consumption of waste assessment; Part 2: Transport analysis and glass case study.
management components Transactions of IChemE, 1999, 77, Part B, 259–274.
3. COMMISSION OF THE EUROPEAN COMMUNITIES . CORINAIR
Working Group on Emissions Factors for Calculating 1990
increases the calorific value of the residual waste; and the Emissions from Road Traffic, 1. Office for Official
combination of these two opposing effects serves to balance each Publications, Luxembourg, 1993.
other out. Second, the energy consumption associated with all 4. MC DOUGALL F. R., WHITE P., FRANKE M. and HINDLE P.
the other components of the glass waste chain/cycle is reduced Integrated Solid Waste Management: A Life Cycle Inventory,
with an increase in recycling. This is mainly due to the energy 2nd edn. Blackwell Science, Oxford, 2001.
savings made in the glass manufacturing process through 5. ASSOCIATED BRITISH PORTS . News release 21 March 2003;
increased use of cullet. available on the internet at: http://www.abports.co.uk, last
accessed March 2003.
Hence, it is better to remove glass from the main waste stream 6. ENVIROS . Recycled Glass Market Study and Standards Review.
and to recycle the glass to reduce the energy consumption from Waste & Resources Action Programme, Banbury, 2002.
glass manufacture, while incinerating the residual waste stream. 7. DACOMBE P. J., KRIVTSOV V., BANKS C. J. and HEAVEN S. Use of
energy footprint analysis to determine the best options for
4. CONCLUSIONS management of glass from household waste. Glass Waste:
(a) The major source of energy savings from glass recycling is Proceedings of the Sustainable Waste Management and
through increased use of cullet in the manufacture of glass. Recycling: Challenges and Opportunities Conference
(b) Maximum recycling of glass (100% recycling rate; used for (LIMBACHIYA M. and ROBERTS J. (eds)). Thomas Telford,
glass manufacture) gives a 6% reduction in energy London, 2004, pp. 265–272.
consumption (4031 GJ) when compared to the base-case 8. BUWAL 250/II. Life Cycle Inventories for Packagings, vol. II.
scenario. This is enough energy to generate 338 MWh Swiss Agency for the Environment, Forests and Lansdscape
electricity, which is sufficient to provide power to 102 (SAEFL), Berne, Switzerland, 1998.
households annually. If these savings are replicated 9. ENERGY TECHNOLOGY SUPPORT UNIT . Energy Efficient
throughout the United Kingdom, this would represent Environmental Control in the Glass Industry (revised). ETSU,
approximately 27 000 households. Didcot, 2000, Good Practice Guide 127.
(c) Recycling via kerbside collection is better than via bottle 10. ENERGY TECHNOLOGY SUPPORT UNIT . The Glass Container
banks, increasing the maximum energy savings from 6% Industry, 2nd edn. ETSU, Didcot, 1997, Energy Consumption
to 8%. This is enough to generate 461 MWh of electricity, Guide 27.
sufficient to power 140 households (equivalent to 11. MEL RESEARCH . Project Integra—Kerbside and Household
approximately 36 800 households throughout the UK). Waste Recycling Centre: Waste Analysis and Questionnaire
(d) A combination of recycling of glass with incineration of the Survey Results. MEL Research, Birmingham, 1999.
residual waste stream is, in terms of energy consumption, 12. ENVIRONMENTAL RESOURCE MANAGEMENT . Integrated Pollution
the more favourable waste management option. Prevention and Control Application Document for Integra
South West Energy Recovery Facility, at Marchwood
5. ACKNOWLEDGEMENTS Industrial Park, Marchwood. Prepared for Onyx Hampshire,
The authors would like to thank the Biffaward scheme, which 2002.
provided funding for the Energy Footprint under the Landfill Tax 13. WASTE & RESOURCES ACTION PROGRAMME . Kerbside Collection
Credit Scheme. Thanks must also go to the co-sponsors of Glass: A Brief Study into the Coverage and Effectiveness of
Southampton City Council, the BOC Foundation, Hampshire Kerbside Collection in the UK. WRAP, Banbury, 2002.
Engineering Sustainability 158 Issue ES1 Energy and material flow of waste-processing operations Dacombe et al. 23