Professional Documents
Culture Documents
Purpose: This article reviews recent research on the esthetics of the smile, covering tiie
attractiveneçç of the 5miie, the effect of aging on the smile, orai condition and the smiie,
personality and smile, and smile exercises. Material and Methods: The subjects were
Koreans wiih normal occlusion. Photographs of a fuli smile were taken and the esthetic
quality of the subjects' smiies was estimated. Smiie scores were correiated with oral
condition, personality, the practice of smiie exercises, and elements of the smile, such as
the position of the lip in a smile. The personality of the subjects was assessed by means of
a Sixteen Personality Factor Questionnaire. Gibson's smile exercises were used to
investigate the effect of smile exercise. Results: In an attractive smile, the fuli shape of the
maxillary anterior teeth was shown between the upper and lower iip, the upper lip
curved upward or was straight, the maxillary anterior incisai curve was paraliel to the
lower lip, and teeth were displayed to the first moiar. The amount of maxillary incisai
exposure gradually decreased with age, accompanied by a gradual increase in
mandibuiar incisai exposure. Personality traits such as warmth, calmness, extroversion,
and low anxiety were closely related to an attractive smiie. Smile exercises were an
effective means of improving the esthetic level of the smile if patients exercised
continuously. Conclusion: An attractive smile is important for esthetic treatment. The iip
position, oral condition, personality traits, and smile exercise affect the esthetics of the
smile, intj Prosti^odont 1999;!2:9-19.
for assumption of social ease but has little effect on When evaluating the smiles, the judges saw the
perceptions of honesty, virtue, helpfulness, po- lower Vi of the face only.
tency, or general emotional adjustment.'"*
While the limits of esthetic dentistry should be Upper Lip Position
kept in mind, the fact is that most patients want lo
improve their appearance. Many investigators have Upper lip position was divided into 3 categories (Fig
tried to discover the secret of the smile. Frush and 1). A high smile reveals the total cervicoincisal
Fisher^ bave directed attention toward the "smile length of the maxillary anterior teeth and a contigu-
line"—the harmony between the curvature of the ous band of gingiva. An average smile reveals 75%
incisai edges of the maxillary anterior teeth and tbe to 100% of the maxillary anterior teeth and the in-
upper border of the lower lip. Hulsey'' found that terproximai gingiva only. A low smile displays less
the smile line ratio—the congruency of the arc of than 75% of the anterior teeth.
curvature of the upper border of the lower lip and An average smile was most common (56%).
the arc of curvature of the incisai edges of tbe max- Comparatively few subjects had high (29%) or low
illary anterior teeth—appeared to be important in (15%) smiles. The mean esthetic rank of the aver-
an attractive smile, and tbe most attractive smile age smile was higher than that of the low smile
displayed a smile line ratio of 1.00:1.25. Tjan et aP (P<0.05).
reported tbat an average smile exhibits the full
length of tbe maxillary anterior teeth, displays an
Upper Lip Curvature
incisai curve of the maxillary teeth that is parallel
to the inner curvature of the lower lip, and displays
the 6 maxillary anterior teeth and the premolars. Upper lip curvature was divided into 3 categories
(Fig 2). Upward means that the corner of the
There has been considerable recent research on mouth is higher than the center of the lower border
tbe esthetics of tbe smile at Wonkwang University of the upper lip. Straight means that the corner of
in Korea.^'"^ This article reviews work on 5 aspects the mouth and tbe center of the lower border of
of esthetics: (1) the attractiveness of the smile." (2j the upper lip are on a straight line. Downward
tbe effect of aging on the smile,''•"^ (3) orai condi- means that the corner of the mouth is lower than
tion and the s m i l e , " (4) personality and the the center of tbe lower border of tbe upper lip.
smrle,'^ and (5)sm']\e exercises.'-''"
An upward smile was rare f12%). Straight (45%)
and downward (43%) smiles were relatively numer-
Attractiveness of the Smile ous. Respondents ranked upward and straight smiles
as more esthetic than tbe downward smile (P< 0.05).
Tbe smile is expressed by muscular action around
the lips in the inferior third of tbe face and by a Parallelism of f/ie Maxiiiary Anterior Incisai Curve
brightening of the eyes. The pleasing smile is one with the Lower Lip
of our special forms of nonverbal communication,
and it expresses ¡oy.'^ The parallelism of the maxillary anterior incisai
Yoon et al^ studied the attractiveness of the smile curve with the lower lip was divided into 3 cate-
by investigating the esthetic criteria of the smile. gories (Fig 3). Parallel means that tbe incisai edges
Familiarity with these criteria can help us improve of the maxillary anterior teeth are parallel to the
the esthetic condition of tbe oral and maxillofacial upper border of the lower lip. Straight means that
region. The subjects were 240 university students the incisai edges of the maxillary anterior teeth are
[129 male. 111 female) with normal occlusion. No in a straight line. Reverse means that tbe incisai
subjects were missing teeth or had experienced or- edges of the maxillary anterior teeth curved in re-
thodontic or prosthodontic treatment. Photographs verse to the upper border of the lower lip.
of a full smile were taken. Five elements of tbe Tbere were many subjects with a parallel smile
smile were analyzed: (1) the upper lip position, (2) (60%), some with a straight smile (34%), and only
the upper lip curvature, (3) the parallelism of the a few subjects with a reverse smile (5%). Parallel
anterior incisai curve with the lower lip, (4) the re- and straight smiles received higher esthetic ranks
lationship between tbe maxillary anterior teeth and than reverse smiles {P< 0.05).
the lower lip, and (5) the number of teeth displayed
in a smile. Five dentists and five fine arts professors
estimated the esthetic quality of the subjects' smiles
(smile score) using a scoring system of five grades.
140
120 • —"-^
^ 100
5 80
° 60
o
^ 40
20
120
00
80
60
40
20
Straight
•5 60
i 40
20
0
Relationship Between Maxillary Anterior Teeth In all, 25 subjects (10%) had slightly covered
and Lower Lip smiles, 86 subjects (36%) had touching smiles, and
129 subjects (54%) had not-touching smiles.
The relationship between maxillary anterior teeth Respondents found touching and not-touching
and lower lip was divided into 3 categories (Fig 4). smiles more esthetic than slightly covered smiles
Slightly covered means that the incisai edge of the (P<0.05).
maxillary anterior teeth was slightly covered by the
lower lip. Touching means that the incisai edge of The Teeth Displayed in a Smile
the maxillary anterior teeth just touched the lower
lip. Not touching means that the incisai edge of The study also measured which teeth were dis-
the maxiiiary anterior teeth did not touch the played in a smiie. Most subjects (57%) displayed
lower lip. to the second premolar. Only 2 subjects displayed
140
120
^ ^
g 100
'.a
Z 80
o
° 60
40
20
1
7 • Smiling
1 •
Exposure of central ilicisoriä(mm)
4
1 1 1
I I I 1
I 1
1
11AX I
3
-1 50-59 60-69
20-29 30-39 40-49
-2 • Age
only to the canines. Tbe mean esthetic rank of the To investigate changes in the smile caused by
subjects wbo tdisplayed to tbe first moiar was the aging, Choi et al^ measured the exposure of the
highest and the mean esthetic rank of the subjects maxillary and mandibular central incisors in both
who displayed to the canine was the lowest (Fig 5). resting and smiling positions in 230 subjects (103
male, 127 female) 20 to 69 years of age. They re-
"Hie Effect of Aging on fhe Smile ported that the amount of maxillary incisai expo-
sure gradually decreased with age; this was ac-
Oral structures sucb as teetb, periodontium, and companied by a gradual increase in mandibular
lips are changed by aging. In the resting position, incisai exposure in the smiling position {Figs 6
aging gradually decreases the amount of maxillary and 7), The mean amount of incisai exposure was
centra! incisor exposure and gradually increases 5,92 mm in the maxilla and 2.78 mm in the
mandibular tootb exposure.'^ mandible.
—•
UI
-1
1
m , 1m , 1m . 150-59 U B
20-29 30-39 40-49 60-69
-2
Age
Malaiigned Missing
Oral Condition and Smile The normal group had the highest mean smile
score and the missing teeth group had the lowest
Ko et a l " investigated the effect of missing teeth, (Fig 8). The scores of the normal group and the re-
prostheses, and malaiignment, such as crowding and stored (prosthesis) group were not significantly dif-
spacing, on the smile. This study took photographs of ferent (P > 0.05), But the scores of the normal group
a full smile and examined subjects' oral condition. were significantly different from the malaiigned
Of 145 subjects, 42 had a normal condition, 13 had group and the missing teeth group (P < 0,05),
missing teeth, 21 had prostheses, and 69 had mal- These results reveal that missing or malaiigned
aiigned teeth. In the subjects who were missing teeth, teeth impair tbe smile. But if the missing teeth are
all bad only 1 or 2 missing teeth in the posterior re- restored, the esthetic level of tbe smile improves.
gion. The investigators then estimated the esthetic
score of the smile and analyzed the data statistically.
Smile Exercise first smile exercise, the patient stands or sits before
a mirror and goes through a process of smiling.
A beautiful smjie radiates health and self-confi- The patient progresses from a small smile to larger
dence. Many patients with missing, malaligned, ones and then reverses the process (Fig 9). Each
discolored, or chipped teeth hold their hand over position is held for 10 seconds and repeated sev-
their mouth when they smile or use a closed-lip eral times. In this isotonic exercise, the muscles are
smile to conceal their unsightly teelh. Smile exer- taken repeatedly through their entire range of
cises are necessary if these patients retain this habit movement.
following the correction of tbeir dental problems, The second exercise is an isometric exercise that
Gibson'^ deveioped the smile exercise program involves closing the smile against the resistance of
in 1989 as a teaching program to develop and con- the fingers, which increases the tone and strength
trol facial muscles to improve a smile. In Gibson's of the muscles around the mouth. The patient
5^
Smile score
'=•? / \
makes a big, full smile and holds the corners of the Because we found few differences in the scoring of
mouth firmly with the fingers (Fig 10). Then he the 2 groups, we have high confidence in our eval-
slowly closes the lips back to no smile, against the uations of smile attractiveness.
resistance of the fingers, Yoon et aCs findings^ on the desirable teeth and
Kim et al'^ and Dong and Kim'"* investigated the lip position of the smile were similar to those of
effect of smile exercises in 29 subjects, students Frush and Fisher,^ Hulsey,^ and Tjan et al.''
who had good dentition and well-restored teeth. Hulsey^ reported that the most attractive smiles
The researchers explained Gibson's smile exercise have nearly perfect harmony between the arcs of
method. The subjects trained their perioral muscles curvature of the incisai edges of the maxillary in-
for 4 weeks at home. Photographs were taken of a cisor and the upper border of the lower lip, and
full smile at regular intervals: f/) before smile exer- that the upper lip came to the height of the gingival
cises, {2) after 2 weeks of exercising, {3} after 4 margin of the maxillary central incisor. Yoon et al^
weeks of exercising, and Í4) 1 year later, after smile found that in an attractive smile, the full shape of
exercises had been discontinued. Ten appraisers the maxillary anterior teeth was displayed between
estimated the estbetic levels of tbe smile (smile the upper and lower lip, the upper lip curved up-
score) from photograpbs, and these scores were ward or was straight, the maxillary anterior incisai
analyzed. Smile scores were increased by smile ex- curve was parallel to the lower lip, and the teeth
ercises ¡Fig 11, P< 0.05), but the smile exercise ef- were displayed to the first molar.
fect was not durable without continuous smile ex- Choi et al's finding^ that maxiiiary incisai tooth
ercise (P< 0.05). exposure decreases with age was similar to that of
Vig and Brundo.'^ Choi et al's study expands on
Discussion Vig and Brundo's research in that it measures the
amount of tooth exposure not only when the face
The studies reported here build on previous work is in a resting position but also when it is actively
in the field but pusb ahead in new directions. For smiling.
example, the method we used of estimating the es- The fact that Yoon et al^ and Choi et al's^ find-
thetic quality of smiles by having a panel give ings were similar to those of other studies con-
scores has long been used in the fine arts and ducted in the West shows that the Korean concept
sports and has been borrowed by other dental re- of an attractive smile does not differ significantly
searchers such as Hulsey.^ The judgments of the from that of Westerners. However, a recent inter-
panelists are very important in this system of sub- national multicenter study comparing assessments
jective evaluation. We selected a panel composed of dental appearance in 6 countries found substan-
of 2 groups—dentists and fine arts professors. tial differences for some variables.^°
Kim et aP^ and Dong and Kim^'' were the first to evaluations of dental appearanees.^° Therefore, tbe
test empirically the effectiveness of Gibson's smile practicing dentist should examine the patient's mo-
exercises. Gibson'^ argued that the smile exercises tives for seeking esthetic treatment and offer treat-
should be done for 3 minutes every day for 30 ment only if the patient clearly indicates that he or
days. He asserted tbat there should be a noticeable she has esthetic concerns. Practitioners should fully
difference by tbe end of this period and did not en- explain the advantages and disadvrntages of es-
courage exercising beyond 30 days. However, Kim thetic services and obtain informed consent for all
et aP ' and Dong and Kim^'' found that while procedures.
Gibson's smile exercises are effective in improving
the attractiveness of the smile, the effects are Conclusion
durable oniy as long as the smile exercises are
continued. Persistent motivation and follow-up are An attractive smile is important for facial esthetics.
important for successful smile exercises. Tbe esthetics of the smile are affected by the upper
Ko et al's study," taken together with that of lip position, the upper lip curvature, the paral-
Yoon et al,^ also bas implications for clinical prac- lelism of the anterior incisai curve with the lower
tice. Because Ko et a l " demonstrated the dramatic lip, the relationship between maxillary anterior
effect of missing teeth and Yoon et al^ showed that teeth and tbe lower lip, and the number of teeth
tbe ideal smile displays to the first molar, dentists displayed in a smile. An attractive smile has no
must be sure to extend their concerns to posterior missing or malaligned teeth. Personality traits such
teeth to maximize smile attractiveness. as warmth, calmness, extroversion, and low anxi-
Perhaps the most original study reported here is ety are closely correlated to an attractive smile.
that of Kim et al'^ on personality and the smile. Smile exercises are an effective means of improv-
They show that desirable personality traits are posi- ing the esthetic level of the smile if patients exer-
tively correlated witb smile scores. When evaluat- cise continuously.
ing the findings of Kim et al'^ on personality and
Kim et al'-* and Dong and Kim''* on smile exer- Acknowledgments
cises, perhaps we can conclude that successful
smile exercises would be even more effective if not The authors would like to eNpresi their thaniiS to Drs Min-Eui
only muscles were stretched but emotions were Voori, Teak-Rim Choi, Joon-Won Ko, Hyun-Seong Kim, Hyeon-
"exercised." Certainly Kim et al's findings'^ suggest Soo Kim, ¿ind |eong-Hoi Kim for their important contribution to
these studies, and to Drs |ong-Sun Park, Jae-Sun Chi, Sang-Ho
new directions of research into tbe relationship be- Eum, Vu-Ri Kim, Jong-il Parii, and all of the members of the
tween neurologic states and dental esthetics. Department of Prosthodontics, School of Dentistry, Wonkwang
Many people come to dentists seeking an attrac- University, for heip with the studies. In addition, we would like
tive smile, believing that a better smile will improve to thank Professor Sang-Woo Oh, Department of Neuropsy-
chiatry, School of Medicine, Wonkwang University, for advice
their social lives. The research here at Wonkwang
on the Sixteen Personality Factor Questionnaire and Dr Dennis
University has added to our empirical knowledge of Florig not oniy for editorial correction but also for his advice on
how to make a smile more attractive. But the ques- this manuscript.
tion remains: just how important is an attractive
smile? There is a growing controversy about this References
issue. Shaw et aP' reported that dentofacial appear-
ance has a very strong influence on young adults 1. Renner RP. Dentai esthetics. In: Renner RP. An Introduction
and their preference for friends. In contrast, other to Dentai Anatomy and Esthetics. Chicago: Quintessence,
1985:241-27.3.
studies like Eagly et al's^ show no correlation be-
2. Carlsson GE, Otterland A, Wennstrom A. Patient factors in
tween the physical attractiveness of a subject and appreciation of complete dentures. ) Prosthet Dent 1967;
the tendency of others to attribute positive virtues to 17:322-328.
tbe subject. 3. Eagly A H , Makhijani MG, Ashmore RD, Longo LC. What is
Clearly, esthetic dentistry performs a service heautiful is good, but...A meta-anaiytic review of research on
the physical attractiveness stereotype. Psychoi Bull 1991;
many people want, and some social benefits of an
110:109-128.
attractive smile can be empirically documented. 4. Bennett ME, Weyant RJ. Letter to the editor. ) Dent Res 1993;
But tbe value of an attractive smile should not be 72:850.
overestimated or oversold. The dentist's desire to 5. Frush IP, Fisher RD. The dynasthetic interpretation of theden-
do good in esthetics should not overrule the pa- togenic concept J Prosthet Dent 1958;8:558-S81.
6. Hijisey CM. An esthetic evaluation of iip-teeth reiationships
tient's right to make clear, informed decisions.'^
present in the smile. AmJ Orthod 197O;S7:7 32-144.
Esthetics is also subjective. It has also been shown 7. Tjan AHL, Miiler GD, The |CP. Some esthetic factors in a
that differences exist between patients' and dentists' smile. J Prosthet Dent 19S4;S1:24-28.
B, Yoon ME, |in TH, Dong JK. A study on (tie smile in Korean 16, Vig RG, Brundo GC. The kinetics oí anterior loolh display. J
youth. I Korean Acad Prosthodont 1992)30:259-270. Prosthel Dent 1978;39:502-504.
9. Choi TR, lin T H , Dong |K, A study on the exposure of maxii- 17. Duchenne GB. Tlie Mechanism of Human Faciai Expression.
lary and mandibular central incisor in smiling and physiologic New Yorl<: Cambridge Univ Press, 1990.
rest position. | Wonkwang Dent Res Instit l995;5:371-379, Ifi. Cattail RB, Eber H W , Tatsuol<a M M . Handbook for the
10. Kim HS, Jin TH, Dong |K, A study on Ihe relation between lip Sixteen Personalily Factor Questionnaire. Champaign, Ili:
and teeth at smiie in old aged Korean. J Korean Dent Assoc Institute for Personality and Ability Tesling, 1970,
1993;31:S33-541. 19, Gibson RM. Smiling and tacial exercise. Dent Clin North Am
11. Kc JW, Jin TH, Dong )K. The effect of the missing teelh, pros- 1989;33:139-144,
thesis and malaiignment on the smile. | Korean Acad Proslho- 20, Carlsson CE, Wagner i-W, Odman P, Ekslrand K, MacEntee M,
dont1993;31:542-54a. Marinelio C, et al. An international comparative multicenter
12. Kim HS, Kim IP, Oh SC, Dong |K, The effect of personality on study of assessment of dental appearance using computer.
the smile, 1 Worl<wang Dent Res Instit ]995;5:299-314. aided ¡mage manipuiation. int| Prosthodont 1998;11:246-254.
13. Kim JH, Jin TH, Dong JK. A study on the effect of Gihson's 21. Shaw w e , Reese G, Dawe M, Charles CR. The influence of
smile exercise. ] Korean Acad Proslhodonl 1995;33;1G4-175. dentofacial appearance on the social attractiveness of young
14. DongJK, Kim JH. A study on the durability of smile exercise. J adults. Am J Orthod 1985;87:21-26.
Korean Dent Assoc 1996;34:208-214. 22. Gilbert |A. Ethics and esthetics [abslractj. | Am Dent A550C
15. Matthews T C . The anatomy of a smile. J Prosthet Dent 1988;117:490,
1978;39:128-134.
Literature Ahstract-
T h e difficuit question ot hom many teeth we need for acceptabie function in the masticatory sys-
tem is analyzed in this review article based on 118 reterences. It is divided into 3 sections The
first deals with oral function in relation to number and position of natural teeth, tbe second with
the relationship between dental condition and orai heaith, and the third with subjective percep-
tion in relation to oral status. The main conclusion is that less than 28 teeth can satisfy the de-
mands of oral tunotion. tvlissing postenor teeth are not very important from a subiective point ot
view, although many dentists have tirmly maintained that they are. The position of teetli in the
mouth is important when it comes to replacement. Peopie are more concemed about missing
anterior teeth and replacing anterior rather than posterior teeth. Esthetics are more important
than function for many people. Sociodemographic factors can be of importance in Ihe subiective
perception concerning repiacement ot missing teeth. Some studies have assessed the social
and psychoiogio impacts on oral health status. Even large numbers of missing posterior teeth did
not cause pain and dystunctton in the temporomandibuiar joint. There is an obvious discrepancy
between the professionais' and the patients' definition of orai health, and this difference seems to
increase with age. In 1 study, the examiners judged that 7 8 % of the elderly subjects needed
some form of dentai treatment, whereas subjectively 4 2 % of the subjects thought that they
needed it, and oniy 1 9 % bad tried to obtain dental treatment. Another study concluded that clini-
cal criteria had limited relevance to individuals in evaiuating their orai health status.
Ellas AC Sheiham A. J Oral ñe)iaM 1998;Z5:649-661. References: t IB. Reprints: Prof A. Sheiham,
Department of Dental Public Health, University College London Medical School and St Bartholome«- s and
Ttie Royal London School ot [Medicine and Dentistry, 1-19 Tanington Place, London WCIE 6BT, England,
UK—AW