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REVIEW

The Lycopodium alkaloids

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NPR
Xiaoqiang Ma and David R. Gang*
Department of Plant Sciences and Bio5 Institute, University of Arizona, 303 Forbes Building,
Tucson, AZ 85721-0036, USA. E-mail: gang@ag.arizona.edu; Fax: (520)621-7186;
Tel: (520)621-7154
Received (in Cambridge, UK) 6th September 2004
First published as an Advance Article on the web 21st October 2004

Covering: 1993–2004

Lycopodium alkaloids are quinolizine, or pyridine and a-pyridone type alkaloids. Some Lycopodium alkaloids are
potent inhibitors of acetylcholinesterase (AChE). Huperzine A (HupA) is reported to increase efficiency for learning
and memory in animals, and it shows promise in the treatment of Alzheimer’s disease (AD). 201 Lycopodium
Published on 21 October 2004 on http://pubs.rsc.org | doi:10.1039/B409720N

alkaloids from 54 species of Lycopodium (sensu lato) have been reported so far. This review is intended to cover the
chemical, pharmacological and clinical research on Lycopodium alkaloids reported in the literature from the spring
of 1993 to August 2004. Structures of 81 new Lycopodium alkaloids are presented, classified and analyzed. The
structural characters and biogenetic relationships of the four major Lycopodium alkaloid groups (lycopodine,
lycodine, fawcettimine and miscellaneous) are discussed. Bioactivities of Lycopodium alkaloids, especially HupA, are
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summarized. In particular, the effect of HupA and other cholinesterase inhibitors (anti-AD drugs) on acetylcholine
esterase (AChE) activity in the rat cortex and butylcholine esterase activity are compared. Structure–activity
relationships and structure modifications of HupA and its analogs are described. Information on clinical trials with
HupA and its derivative ZT-1 is presented. The state of HupA availability and recent advances in in vitro propagation
of HupA producing plants are outlined. Finally, hypotheses about Lycopodium alkaloid biosynthetic pathways are
discussed.

1 Introduction 2.2 Lycodine class


2 Structure and nomenclature of Lycopodium 2.3 Fawcettimine class
alkaloids 2.3.1 Carbinolamine form
2.1 Lycopodine class 2.3.2 Keto-amine form

Xiaoqiang Ma received his BS and MS degrees from Xinjiang Agricultural University, and PhD
degree from Shanghai Institute of Materia Medica, Chinese Academy of Sciences, where he studied
the isolation, structure elucidation and structure–activity relationships of bioactive natural products
under the guidance of Professor Dayuan Zhu. Following that, he obtained funding for a project,
“Chemical Studies on the Natural Resources of Huperzia and Its Related Genera”, supported by
the National Natural Science Foundation of China. He then had visiting scholar and postdoctoral
appointments in plant molecular biology, biochemistry and tissue culture at: the Plant Biotechnology
Center, Baylor University, USA; Biotechnology Research Institute and Department of Biology, The
Hong Kong University of Science and Technology; and the Biology Institute II (Botany), University
of Freiburg, Germany. He now works with David Gang in the Department of Plant Sciences and the
Bio5 Institute at the University of Arizona, USA.

Xiaoqiang Ma

David Gang received a PhD in Plant Physiology from Washington State University in 1999, working
on lignan biosynthesis in the lab of Norman G. Lewis. He then did post-doctoral work in the lab of
Eran Pichersky at the University of Michigan, Ann Arbor, investigating evolution in natural product
biosynthetic pathways and in the production of flavor, aroma and scent compounds in plants. He
also has a BS in Botany-Molecular Biology and a BA in German, both of which he received from
Brigham Young University. At the University of Arizona, he teaches plant biochemistry. His research
seeks to elucidate the biosynthetic pathways that produce novel and important plant natural products
(specialized metabolites), to uncover the mechanisms responsible for the evolution of these pathways
in the plant kingdom and to understand the function of a given natural product in the biology and
physiology of a given plant species. Dr Gang has received several awards and recognition for his work
DOI: 10.1039/b409720n

including: a Young Investigator Award in Plant Genome Research, USA National Science Foundation,
2002; the Arthur Neish Young Investigator Award, Phytochemical Society of North America, 2001;
and the Margaret and Herman Sokol Postdoctoral Fellowship in the Sciences, University of Michigan,
1999.
David R. Gang

752 Nat. Prod. Rep., 2004, 21, 752–772 This journal is © The Royal Society of Chemistry 2004
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2.4 Miscellaneous group is reported to increase efficiency for learning and memory in
3 Bioactivities of Lycopodium alkaloids animals,9,10 and it shows promise in the treatment of Alzheimer’s
3.1 Treatment of Alzheimer’s disease disease and myasthenia gravis.6,11 Because of these discoveries,
3.2 Acetylcholinesterase inhibition a new tide of Lycopodium alkaloid research has been rising.
3.3 Effect on learning and memory function As described in this review, recent years have brought a large
3.4 Neural cell protection number of reports on HupA and related compounds.
3.5 Structure–activity relationships Lycopodium (s. l.) is a large group of species that are commonly
3.6 Structure modification and new drug candidates known as club mosses. These plants are characterized by low,
against AD evergreen, coarsely moss-like and club-shaped strobili at the
4 Clinical trials tips of mosslike branches. They and the related Selaginella are
4.1 Clinical trials to evaluate the efficacy and safety of the oldest extant terrestrial vascular plants. They originated
huperzine A sometime during the late Silurian to early Devonian.12–16 The
4.2 Clinical Trials with ZT-1 taxonomy of the genus is still not fixed. The key systems recently
5 Sources of HupA accepted in Lycopodium (s. l.) are that of Ching,17–19 Holub,20,21
5.1 Natural sources and Ollgaard.22–24 Common to these recent investigations is
5.2 In vitro propagation as a source of HupA the insistence that the genus Huperzia be separated from
6 Taxonomic history and chemotaxonomy Lycopodium (s. l.). In fact, Huperzia has been proposed to belong
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7 Biosynthesis to a family separate from Lycopodium, the Huperziaceae (=


7.1 Proposed pathways Urostachyaceae) taxonomically separated from Lycopodium (s.
8 Acknowledgements l.) by Rothmaler in 1944,25 comprised of two genera, Huperzia
9 References and Phlegmariurus, with a total of about 150 species. This
taxonomic system is used in some countries, for example in
China, and it is supported by chemotaxonomic analysis.26 There
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1 Introduction
are more than 500 species in Lycopodium (s. l.) (families Ly-
The Lycopodium alkaloids are a structurally related, yet di- copodiaceae and Huperziaceae). However, only 53 species have
verse group of compounds, originally identified in Lycopodium been studied so far. Nevertheless, these plants are not abundant,
(sensu lato). To date, 201 Lycopodium alkaloids have been grow very slowly and are only found in very specialized habitats.
identified from 54 species of Lycopodium (s. l.) (see Table 1). No successful cultivation of these plants has been performed or
These alkaloids usually contain a skeleton comprised of 16 reported. Tissue culture also seems to be very difficult.27–29 A few
carbons, although they sometimes have as many as 32 carbons investigations have been reported that have attempted to identify
(apparent dimers) or less than 16 carbons (likely resulting from the biosynthetic pathway of Lycopodium alkaloids, particularly
bond cleavage). The Lycopodium alkaloids are quinolizine, or of lycopodine. However, these experiments have been limited to
pyridine and a-pyridone type alkaloids. The typical Lycopodium feeding experiments with radiolabeled precursors.
alkaloid is lycopodine, which was also the first identified. Since
1993, the date of the last comprehensive review on this subject by
2 Structure and nomenclature of Lycopodium alkaloids
W. A. Ayer,1 81 new Lycopodium alkaloids have been reported.
A more recent review on Lycopodium alkaloids, which A. W. Ayer178 separated the Lycopodium alkaloids into four
was published last year,2 was written in Chinese and covered structural classes: the lycopodine class, the lycodine class, the
several areas of research progress on the Lycopodium alkaloids. fawcettimine class and the miscellaneous group. Representative
Another recent review3 focused on huperzine A (HupA), es- compounds for these structural classes are lycopodine, lycodine,
pecially on the synthesis and structural modification of HupA fawcettimine and phlegmarine, respectively. Skeletons of these
and analogs, and on structure–activity relationships of these compounds are shown in Fig. 1. The carbon numbering system
compounds. This current review covers advances in research on for the Lycopodium alkaloids is based on Conroy’s biogenetic
the Lycopodium alkaloids from the Spring of 1993 until August hypothesis.179 In this hypothesis the alkaloids are made up of
2004. two 2-propylpiperidine units. These are joined as shown in 1
The first investigations on Lycopodium alkaloids can be to give phlegmarine 2. Bond formation between C-4 and C-13
traced back to 1881. Bödeker separated lycopodine, the first then gives the lycodane skeleton. Most examples of this class
identified lycopodium alkaloid, from Lycopodium complana- have ring A oxidized to a pyridine ring, as in lycodine 3, or a
tum.4 In 1938, Achmatowicz and Uzieblo isolated lycopodine, pyridone. Detachment of C-1 from N a and reattachment to N b
giving the correct molecular formula, and two new alkaloids.5 then gives the lycopodine skeleton 4. Finally migration of C-4
Since the 1940s, several Canadian scientists (originating out from C-13 to C-12 gives the fawcettimine skeleton 5. Details of
of W. A. Ayer’s group) have studied the isolation, structural the biosynthesis of the alkaloids, as far as they are known, are
elucidation, biogenesis, and chemical synthesis of Lycopodium covered in Section 7.
alkaloids. W. A. Ayer was an outstanding chemist who spent the
majority of his professional career investigating Lycopodium
2.1 Lycopodine class
alkaloids and published many important articles and reviews
on this topic. Through the mid 1980s, investigators studied the Out of the 201 known Lycopodium alkaloids, 70 belong to the
chemical constituents of various Lycopodium (s. l.) species, de- lycopodine class. Twenty of these have been identified since 1993
veloped methods for chemical synthesis of several Lycopodium (Figs. 2 and 3). This is the largest group of known Lycopodium
alkaloids, and proposed biochemical pathways for the produc- alkaloids, and appears to be the most widely distributed.
tion of these compounds in the plant. During the early 1980s, However, because relatively few species of Lycopodium have
Chinese investigators screened Lycopodium (s. l.) species for new been investigated in detail, this may change in the future. The first
drugs for myasthenia gravis treatment.6 The period of 1986–1990 Lycopodium alkaloid to be identified (lycopodine, 4) belongs
was a highlight in Lycopodium alkaloid research. During this to this group. This class is characterized by four connected
time, some Lycopodium alkaloids were found to possess potent six-membered rings, with rings A and C being a quinolizidine
acetylcholinesterase inhibition activity.7,8 Of these, huperzine A ring system. The carbonyl group in ring B is generally at C-5,
(HupA), which was isolated from the Chinese folk medicinal although it may be found at C-6, such as in huperzines E 7, F
herb Qian Ceng Ta (whole plant of Huperzia serrata (Thunb. 874,75 and O 677 which were isolated from H. serrata. According
ex Murray) Trev.) by Chinese scientist Liu and co-workers,9,10 is to a biogenetic hypothesis,180 these compounds may be derived
the most well known, and appears to be the most potent. HupA directly from lycopodine via sequential oxidations (Fig. 2).

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Table 1 Reported Lycopodium alkaloids (through August 2004)

Popular name (chemical name) Source

I. Lycopodine class
Acetylacrifoline Lycopodium annottinum30,31
Acetylannofoline L. ophioglossoides32
Acetyldebenzoylalopecurine (2a-OAc-lycopecurine) L. alopecuroides31,33–35
Acetyldihydrolycopodine L. clavatum var. borbonicum,36 L. contiguum,37 L. magellanicum,38
L. paniculatum,39 L. thyoides,37 L. tristachyum31
Acetylfawcettiine L. annotinum,40 L. clavatum,41 L. contiguum,37 L. fawcettii,42 L. magellanicum,38
L. saururus,31 L. thyoides37
Acetyllofoline L. annottinum31,43
Acetyllycoclavine L. clavatum var. megastachyon31,44
Acetyllycofawcine (8-OAc-lycofawcine) L. fawcettii31,45
Acetyllycofoline (5-OAc-lycofoline) L. fawcettii31,45
Acrifoline [D11,12 ,8-oxo-dihydrolycopodine (5b-OH)] L. annottinum,46 L. annotinum var. acrifolium,31 L. selago47
Acrifolinol L. annotinum,30 L. obscurum48
Alopecurine (2a-benzoyloxylycopecurine) L. alopecuroides31,33,34
Anhydrodeacetyl-paniculine (deacetoxy-D4,5 -paniculine) L. paniculatum31,39,49
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Anhydrodihydrolycopodine L. tristachyum32
Anhydrolycodoline (D11,12 -lycopodine) L. alopecuroides,33 L. carolinum,31 L. clavatum var. borbonicum,36 L. gnidioides,50
L. inundatum,31 L. phlegmaria,31 L. saururus31
Annofoline (8-oxo-5b-OH dihydrolycopodine) L. annottinum30,31,40
Annopodine (27) L. annottinum51
Annotine (29) L. annottinum31,52
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Annotinine (28) L. annotinum,53 L. annotinum var. acrifolium,54 L. flabelliforme,31 L. obscurum,31


L. selago55
Clavolonine (8b-hydroxylycopodine) Huperzia miyoshiana,56 L. alopecuroides,31 L. alpinum,41,57 L. clavatum,42,58–60
L. clavatum var. megastachyon,44 L. contiguum,37 L. densum,31 L. deuterodensum,36
L. flabelliforme,31 L. inundatum,31 L. magellanicum,61 L. obscurum,48,62
L. saururus,41 L. serratum,31 L. serratum var. serratum f. serratum,63 L. serratum
var. serratum f. intermedium,63 L. sieboldii,31 L. stichense,41 L. thyoides31
Deacetylfawcettiine L. clavatum,64 L. contiguum,31 L. fawcettii,42,65 L. magellanicum,61 L. thyoides31
Deacetyllycoclavine (O-des-Ac-lycoclavine) L. clavatum var. megastachyon,44 L. paniculatum,39 L. serratum31,66
Deacetylpaniculine L. paniculatum,49 L. confertum31
Debenzoylalopecurine (2a-hydroxylycopecurine) L. alopecuroides31,33–35
Dehydrolycopecurine (5-ketone-lycopecurine) L. alopecuroides,31,35 L. inundatum67
Diacetyllycofoline L. fawcettii31,45
dihydrolycopodine (5a-OH) L. carolinum,41 L. clavatum,59,64 L. clavatum var. borbonicum,36 L. clavatum var.
inflexum,31 L. clavatum var. megastachyon,31 L. contiguum,31 L. flabelliforme,31
L. magellanicum,31 L. obscurum,48 L. paniculatum,39 L. saururus,31 L. thyoides,31
L. volubile68
4a,6a-Dihydroxyserratidine (11) H. serrata69
12-Epilycodoline (isolycodoline or pseudoselagine) H. miyoshiana,56 L. lucidulum,31,70 L. selago55,71
Fawcettiine L. annottinum,72 L. clavatum,58 L. contiguum,37 L. fawcettii,45,65 L. magellanicum61
(b-lofoline,5b-O-acetyl-8b-hydroxydihydro-lycopodine) L. saururus,31,41 L. thyoides37
Flabelliformine (4a-hydroxylycopodine) H. miyoshiana,56 L. clavatum,5,46 L. clavatum var. megastachyon,44
L. flabelliforme,73 L. lucidulum31,70
Flabelline (5-NHAc-anhydrolycopodine) (21) L. flabelliforme,31 L. deuterodensum36
Gnidioidine (D11,12 ,8b-hydroxylycopodine) L. gnidioides,50 L. phlegmaria31
Huperzine E (7) H. serrata74,75
Huperzine F (8) H. serrata74,75
Huperzine G (22) H. serrata76
Huperzine O (6) H. serrata77
6a-Hydroxylycopodine H. serrata,78 L. lucidulum79
Inundatine (5-ketone,2b-hydroxylycopecurine) L. inundatum31,67
4a-Hydroxyserratidine (10) H. serrata69
6a-Hydroxyserratidine (9) H. serrata69
Isoinundatine (2-oxolycopecurine 5-ketone) L. inundatum31,67
a-Lofoline (8a-hydroxydihydrolycopodine) L. annottinum31,72
Lucidioline (34) H. serrata,26,80 L. gnidioides,50 L. lucidulum,70 L. ophioglossoides,31 L. serratum66
(D11,12 -5b,6a-dihydroxydihydro-lycopodine)
Lycoclavine L. alpinum,57 L. clavatum var. megastachyon,44 L. gnidioides,50 L. paniculatum,49
(5b-O-acetyl-6a-hydroxy-dihydrolycopodine) L. serratum81,82
Lycodoline (33) H. miyoshiana,56 H. serrata,78 L. alopecuroides,31 L. annottinum,31 L. annotinum
var. acrifolium,31 L. clavatum,46,59 L. clavatum var. borbonicum,36 L. clavatum var.
inflexum,31 L. carolinum,31 L. fawcettii,31 L. inundatum,67 L. lucidulum,70
L. phlegmaria,31 L. saururus,31 L. selago,47 L. serratum,66,81,82 L. serratum var.
serratum,83 L. serratum var. serratum f. serratum,63 L. serratum var. serratum f.
intermedium,63 Phlegmariurus fordii63,84,85
Lycofawcine L. fawcettii31,86
(5b-O-acetyl-8-endo,12b-dihydroxy-dihydrolycopodine)
Lycofoline (D11,12 ,5b,8b-di-hydroxydihydrolycopodine) L. annottinum,72,87 L. fawcettii,31,45 L. obscurum48
Lycognidine (5b-O-[3-(3,4-dimethoxyphenyl)propionyl]- L. gnidioides31,50
6a-hydroxydihydro-lycopodine)
Lyconesidine C (25) L. chinense88
Lyconnotine (30) L. annottinum26,31,48,89
Lyconnotinol (31) L. ophioglossoides48

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Table 1 (Contd.)

Popular name (chemical name) Source

Lycopecurine (4,10-cyclo-dihydrolycopodine) (32) L. alopecuroides31,35


Lycophlegmine (10b-hydroxyanhydrolycodoline) L. phlegmaria31,90
Lycopodine (4) H. miyoshiana,56 H. serrata,78 L. lopecuroides,31 L. alpinum,41,57 L. annottinum,52,91
L. annotinum var. acrifolium,54 L. carolinum,41 L. cernuum,92 L. clavatum,5,93
L. clavatum var. borbonicum,36 L. clavatum var. inflexum,31 L. clavatum var.
megastachyon,44 L. complanatumi,41,94 , L. contiguum31 , L. densum,95
L. deuterodensum,36,96 L. erythraeum,31 L. fastigiatum,36 L. flabelliforme,31
L. inundatum,67 L. issleri,41 L. lucidulum,70,97 L. magellanicum,38,61 L. obscurum,48,98
L. obscurum var. dendroideum,31 L. paniculatum,39 L. phlegmaria,99
L. sabinaefolium,41,100 L. saururus,31 L. selago,47,71 L. serratum,66 L. serratum var.
serratum f. serratum,63 L. serratum var serratum f. intermedium,63 L. stichense,41
L. thyoides,37 L. tristachyum,41,93 L. verticillatum,31 L. volubile68
Lycoposerramine G (12) L. serratum66
Lycoposerramine H (13) L. serratum66
Lycoposerramine I (14) L. serratum66
Lycoposerramine K (15) L. serratum66
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Lycoposerramine L (16) L. serratum66


Lycoposerramine M (20) L. serratum66
Lycoposerramine N (17) L. serratum66
Lycoposerramine O (26) L. serratum66
Lycoverticine (12-hydroxy flabelline) L. verticillatum31,50
Miyoshianine A (= lycoposerramine F) (18) H. miyoshiana,56 L. serratum66
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Miyoshianine B (= lycoposerramine J) (23) H. miyoshiana,56 L. serratum66


Paniculine (10a-hydroxy-5b-O-acetyldihydrolycopodine) L. paniculatum,39 L. confertum31
Selagoline (24) H. selago101
Serratezomine C (6a,12b-dihydrolycopodine) (19) L. serratum var. longipetiolatum83
Serratidine (7a-hydroxyanhydrolycodoline) H. serrata,69 H. selago,101 L. serratum,66 L. serratum var. serratum f. serratum,63,102
L. serratum var. serratum f. intermedium63,102
II. Lycodine class
Complanadine A (38) L. complanatum103
N-Demethylhuperzinine (43) L. casuarinoids116
Des-N-methyl-a-obscurine L. alpinum,57 L. clavatum,59 L. fawcettii,31 L. flabelliforme,104 L. obscurum48
Des-N-methyl-b-obscurine H. serrata,78 L. obscurum48
Des-N-methyl-fastigiatine (46) L. fastigiatum31,105
N,N-Dimethylhuperzine A H. serrata118
Fastigiatine (45) L. fastigiatum31,105
Flabellidine (1,2,3-trihydro-N a -Ac-lycodine) L. complanatum,31 L. flabelliforme,104 L. obscurum,48 L. paniculatum,49
L. thyoides41
Himeradine A (47) L. chinense106
Huperzine A (35) H. serrata,9 H. selago,101 L. selago,107 L. varium108
Huperzine B (36) H. serrata9
Huperzine C (40) H. serrata109
Huperzine D (41) H. serrata109
Huperzine U (2,3-dihydro-12-hydroxyhuperzine B) (48) H. serrata110
Huperzinine (39) H. serrata111
Hydroxy-des-N-methyl-a-obscurine (12-OH) L. flabelliforme31,104
6b-Hydroxyhuperzine A (42) H. serrata,112 L. selago107
11-Hydroxylycodine (49) L. complanatum113
Hydroxypropyllycodine L. ophioglossoides48
Lycodine (3) H. serrata,114 L. australianum,36 L. annottinum,115 L. clavatum,31 L. clavatum var.
borbonicum,36 L. deuterodensum,36 L. fastigiatum,36 L. fawcettii,31
L. flabelliforme,31 L. lucidulum,31 L. magellanicum,38 L. obscurum,48
L. phlegmaria,99 L. serratum var. serratum f. serratum,63 L. serratum var. serratum
f. intermedium,63 L. serratum var. thunbergii,31 L. tristachyum41
N-Methyl-huperzine B (37) H. serrata31,111
N-Methyl-lycodine L. complanatum,41 L. erythraeum,31 L. magellanicum,38 L. obscurum117
a-Obscurine (2,3-dihydro-b-obscurine) (50) L. annottinum,31,119 L. clavatum,59 L. fastigiatum,36 L. flabelliforme,104
L. magellanicum,61 L. obscurum,120 L. obscurum var. dendroideum,31 L. selago,47
L. sitchense41
b-Obscurine (51) L. annottinum,31,119 L. flabelliforme,104 L. magellanicum,61 L. obscurum,120
L. obscurum var. dendroideum,31 L. selago47
Phlegmariurine M (44) Ph. fordii121
Sauroxine (12-epi-a-obscurine) (52) L. saururus31,86,122
III. Fawcettimine class
Acetyllobscurinol L. ophioglossoides31,48
Alolycopine (D3,4 ,8a-hydroxyfawcettidine) L. alopecuroides31,34,123
Alopecuridine (4a-hydroxyfawcettimine) L. alopecuroides31,33,124
Anhydroaposerratinine (8a-hydroxyfawcettidine) L. verticillatum31,50
8-Deoxy-13-dehydro-serratinine L. phlegmaria,90 L. serratum31
8-Deoxyserratinidine L. phlegmaria31,90
8-Deoxyserratinine (98) L. serratum var. serratum f. serratum,63,125 L. serratum var. serratum f.
intermedium,63 H. serrata31,126
7a,11a-Dihydroxy-phlegmariurine B (72) H. serrata127
Epidihydrofawcettidine (5a-OH) L. phlegmaria31,90,128
Epilobscurinol (87) L. ophioglossoides48

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Table 1 (Contd.)

Popular name (chemical name) Source

Fawcettidine (53) L. fawcettii,65,125 L. alopecuroides,34 L. phlegmaria31


Fawcettimine (5) L. annottinum,31 L. clavatum,129 L. fawcettii,125 H. serrata130
Huperserratinine (100) H. serrata131
Huperzine H (101) H. serrata132
Huperzine I (2a-hydroxyfawcettidine) (59) H. serrata133
Huperzine P (84) H. serrata130
Huperzine Q (67) H. serrata134
Huperzine R (85) H. serrata135
Huperzine S (2b,13b-epoxyalopecuridine) (69) H. serrata110
Huperzine T (5a-hydroxy-6-oxodihydrophlegmariurine A) (82) H. serrata110
Huperzine W (102) H. serrata136
7-Hydroperoxy-phlegmariurine B (77) H. serrata137
11a-Hydroperoxy-phlegmariurine B (73) H. serrata137
2a-Hydroxyphlegmariurine B (74) H. serrata138
7a-Hydroxyphlegmariurine B (75) H. serrata127
8a-Hydroxyphlegmariurine B (78) H. serrata139
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8b-Hydroxyphlegmariurine B (79) H. serrata140


11a-Hydroxyphlegmariurine B (76) H. serrata127
Isoobscurinine (89) L. ophioglossoides48
Lobscurinol (86) L. ophioglossoides48
Lycoflexine (104) L. clavatum var. borbonicum,36 L. clavatum var. inflexum,31 L. carolinum,129
L. deuterodensum,36 L. fastigiatum,36 L. inundatum,31 L. phlegmaria,90
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L. serratum,141 L. serratum var. serratum f. serratum,63 L. serratum var.


serratum f. intermedium63
Lyconesidine A (57) L. chinense88
Lyconesidine B (58) L. chinense88
Lycopaniculatine (or paniculatine) (55) L. paniculatum31,142
Lycophlegmarine L. phlegmaria31,90,143
Lycopodium base R (65) L. fawcettii31,144
Lycoposerramine A (90) L. serratum145
Lycoposerramine C (60) L. serratum141
Lycoposerramine D (105) L. serratum141
Lycoposerramine E (83) L. serratum141
Lycoposerramine P (61) L. serratum141
Lycoposerramine Q (62) L. serratum141
Lycoposerramine S (91) L. serratum141
Lycoposerramine U (106) L. serratum141
Lycothunine (D11,12 -fawcettimine) L. serratum var. longipetiolatum31,143
Macleanine (66) L. serratum146
Magellanine (93) L. magellanicum31,61
Magellaninone (94) L. magellanicum31,38
Megastachine L. magastachyum31,147
Neohuperzinine (63) H. serrata148
Obscurinine (88) L. obscurum,48,62 L. ophioglossoides48
2-Oxophlegmariurine B (80) H. serrata138
11-Oxophlegmariurine B (81) H. serrata138
N-Oxyhuperzine Q (68) H. serrata134
Phlegmariurine A (70) H. serrata,139 Ph. fordii,84,149,150 L. serratum141
Phlegmariurine B (54) H. serrata,114,130,138,139 Ph. fordii84,150
Phlegmariurine C (71) Ph. fordii150
Serratanidine (8a-hydroxy serratine) (97) L. serratum,31,151 L. serratum var. serratum f. serratum,63 L. serratum var.
serratum f. intermedium63
Serratezomine A (103) L. serratum var. longipetiolatum83
Serratezomine B (serratinine N-oxide) (99) L. serratum var. longipetiolatum83
Serratine (96) H. serrata,152 L. serratum var. thunbergii,153 L. serratum var. serratum f.
serratum,63 L. serratum var. serratum f. intermedium63
Serratinidine (5a-NHAc,8a-OH-fawcettidine) (64) L. serratum,31,154 L. serratum var. serratum f. serratum,63 L. serratum var.
serratum f. intermedium63
Serratinine (95) H. serrata,26,80 L. serratum,31,82 L. serratum var. serratum,83 L. serratum var.
serratum f. serratum,63 L. serratum var. serratum f. intermedium,63
L. serratum var. thunbergii155,156
Sieboldine A (92) L. sieboldii157
IV. Miscellaneous group
Anhydrolycocernuine (deoxy-D12,13 -lycocernuine) L. cernuum,31,158 L. inundatum,92 L. carolinianum var. affine41,159
Carolinianine (14,15-didehydrolycocernuine) L. carolinianum var. affine31,159
Cermizine A (132) L. cernuum160
Cermizine B (133) L. cernuum160
Cermizine C (129) L. cernuum160
Cermizine D (125) L. cernuum160
Cernuine (deoxylycocernuine) (109) L. australianum,36 L. carolinianum,31 L. cernuum,158,161,162 L. chinense163
Cernuine N-oxide (123) L. cernuum160
Dihydrodeoxycernuine (deoxy-deoxolycocernuine) L. carolinianum var. affine31,41
Dihydrodesoxy lycocernuine (deoxolycocernuine) L. carolinianum var. affine31,41
Dihydroluciduline (5a-OH) (126) L. lucidulum31,164
Dihydrolycolucine (14,15,16, 17-tetradehydrolucidine B) L. lucidulum31,165
N,N-Dimethylphlegmarine L. phlegmaria31,90,171

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Table 1 (Contd.)

Popular name (chemical name) Source

Huperzine J (134) H. serrata166


Huperzine K (135) H. serrata166
Huperzine L (136) H. serrata166
Huperzine V (113) H. serrata167
Huperzinine B (127) H. serrata168
Lucidine A (114) L. lucidulum165,169
Lucidine B (serratanine A) (116) L. lucidulum,165,169 L. serratum var. serratum f. serratum,63 L. serratum var.
serratum f. intermedium63
Luciduline (107) L. lucidulum31,164
Lucidulinone (9-ketoluciduline) (108) L. lucidulum164,169
Lycocernuine (12a-hydroxycernuine) (110) L. carolinianum var. affine,41,159 L. cernuum,31,92,158 L. inundatum,92 Palhinhea
cernua170
Lycocernuine N-oxide (124) L. cernuum160
Lycolucine (10,11,14,15,16, 17-hexadehydro-lucidine B) L. lucidulum31,165
Lyconadine A (137) L. complanatum113
N a -Methyl-N b -acetyl-phlegmarine (111) L. clavatum var. megastachyon36,171,172
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N a -Methylphlegmarine (112) L. phlegmaria31,171


N b -Methylphlegmarine L. phlegmaria31,171
Oxolucidine A (115) L. lucidulum165,169,173
Oxolucidine B (or serratanine B,14b-hydroxy-lucidine B) (117) L. serratum31,165,174,175
Phlegmarine (2) L. phlegmaria171
Phlegmariurine N (128) H. serrata112,176
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Senepodine A (118) L. chinense163


Senepodine B (122) L. chinense177
Senepodine C (119) L. chinense177
Senepodine D (120) L. chinense177
Senepodine E (121) L. chinense177
Senepodine G (130) L. chinense160
Senepodine H (131) L. chinense160

Lycopodium serratum = Huperzia serrata; L. selago = H. selago; L. serratum var. serratum f. serratum = L. serratum var. thunbergii; L. cernuum =
Palhinhea cernua

The most typical compound in this class is lycopodine 4. Furthermore, the C-5 carbonyl of 4 can be reduced to a hydroxyl
Positions C-4 and C-6, a to the C-5 carbonyl of 4, and the group, as in miyoshianine B 2356 (from H. miyoshiana), selagoline
tertiary carbons at C-7 and C-12 are commonly oxygenated 24101 (from H. selago), lyconesidine C 2588 (from L. chinense)
in this class. New examples are 6a-hydroxyserratidine 9,69 4a- and lycoposerramine O 2666 (from L. serratum). These latter
hydroxyserratidine 10,69 4a,6a-dihydroxyserratidine 11,69 lyco- two compounds are esterified by a feruloyl-related moieties.
poserramines G 12, H 13, I 14, K 15, L 16 and N 1766 Two new compounds, lycoposerramines F and J66 isolated
(all isolated from H. serrata and L. serratum [= H. serrata]), from L. serratum by Takayama et al., were found to be the same
miyoshianine A 1856 (from H. miyoshiana), and serratezomine compounds as miyoshianines A 18 and B 23,56 respectively. They
C 1983 (from L. serratum var. longipetiolatum). Compound 14 were published in the same years, 2003. We retain miyoshianines
and lycoposerramine M 20,66 isolated from L. serratum, have A and B as the names of the two new compounds based on
hydroxyl functional groups at C-11. In addition, the nitrogen their publication date (June) being earlier than that (October) of
of 4 can be oxygenated, as in N-oxide 18.56 Flabelline 21 lycoposerramines F and J.
(from L. flabelliforme and L. deuterodensum) and huperzine The A, B and C rings of the lycopodine class of compounds
G 2276 (from H. serrata) are unusual derivatives of 4 with are stable. Skeletal variations are found mainly in the D ring.
the C-5 carbonyl being converted to an enamide (see Fig. 3). For example, the D ring is broken between C-8 and C-15 in

Fig. 1 Representative compounds of the four major classes of Lycopodium alkaloids.

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annopodine 27 and annotinine 28 and between C-7 and C-8


in annotine 29, lyconnotine 30 and lyconnotinol 31, see Fig. 3.
C-15 of 27 and 28 connects with C-10 and C-12, respectively,
whereas in 29 it connects directly to C-7. In another twist, C-4
and C-10 in lycopecurine 32 are connected to form a fifth ring.

2.2 Lycodine class


Twenty six of the 201 Lycopodium alkaloids belong to the
lycodine class. Seven of these compounds have been identified
since 1993 (see Fig. 4).
So far, all of the Lycopodium alkaloids with acetyl-
cholinesterase inhibition activity belong to this class, most
notably: HupA 35, huperzine B 36, N-methyl-huperzine B 37
and huperzinine 39. Due to the structural similarity between
HupA 35 and selagine, isolated from Lycopodium selago L.,
reinvestigation of the selagine structure was performed, reveal-
ing that the earlier structure assignment was incorrect and that
Published on 21 October 2004 on http://pubs.rsc.org | doi:10.1039/B409720N

selagine was identical to HupA.107


This class also has four rings in general, with the B, C and
D rings being the same as in the lycopodine class. However,
the A ring is opened and rearranged to form a pyridine or
pyridone ring. The representative compound of this group
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is lycodine 3 (Fig. 1). Complanadine A 38,103 isolated from


L. complanatum, is the second dimeric Lycopodium alkaloid
reported so far, with a C-1 to C-2 linkage between two lycodine
moieties. HupA 35, huperzinine 39, huperzines C 40 and D
41,109 6b-hydroxyhuperzine A 42 (35, 39–42 all isolated from
H. serrata), N-demethylhuperzinine 43116 (from L. casuarinoids)
Fig. 2 Possible biogenesis of carbonyl at C6 in lycopodine group
compounds (structures of 3 new members included); * indicates a new and phlegmariurine M 44 (from Ph. fordii) are the products
compound. of C ring cleavage and elimination of C-9 (Fig. 4), giving a

Fig. 3 Seventeen new members and selected compounds of the lycopodine class; * indicates a new compound.

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C15 N2 skeleton. Compound 41 is a very unusual compound and b-obscurine 51). However, the C/D rings have been found
in the Lycopodium alkaloids, being the only compound with in the cis configuration as well, as in sauroxine 52.
its C-16 methyl group oxygenated. Five-ring compounds, such
as fastigiatine 45, des-N-methyl-fastigiatine 46, and himeradine 2.3 Fawcettimine class
A 47106 (consisting of a fastigiatine-type skeleton C16 N2 and
a quinolizidine moiety C11 N) with a C4 –C10 bond are also This group contains 65 of the 201 known Lycopodium alkaloids.
uncommon. Huperzine U 48110 and 11-hydroxylycodine 49,113 Of these, 35 have been discovered since 1993 (Figs. 5, 6 and 7).
isolated from H. serrata and L. complanatum, respectively, have This class of compounds can be regarded as the products
hydroxyl substituents at C-12 and C-11, respectively (Fig. 4). of C4 –C13 to C4 –C12 bond migration from lycopodine group
precursor(s). The C13 –C14 double bond of fawcettidine 53, being
an enamine, is easily hydrated to give a hydroxyl group on C-13
(i.e. fawcettimine 5), which can then lead to C13 –N bond-cleavage
to form a carbonyl group (Fig. 5). This been confirmed by
demonstration of equilibrium between the carbinolamine form
(5a) and the keto-amine form (5b).1,180,181
2.3.1 Carbinolamine form. Compounds like fawcettimine
5 in which the N is connected to C-13 are the most common in
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the fawcettimine group and are referred to as the carbinolamine


form (even though many of them are not in fact carbinolamines).
This form can be divided into two sub-forms, depending on
whether the C12 –C13 bond is broken or not, with phlegmariurine
B 54 and fawcettidine 53, respectively, representing these sub-
forms (Fig. 5).
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Active positions on fawcettidine 53 are at C-2, C-6, C-8


and C-13. Lyconesidines A 57 and B 5888 (from L. chinense),
huperzine I 59133 , lycoposerramines C 60, P 61 and Q 62,141
and neohuperzinine 63148 [59–63 being new compounds from
H. serrata and L. serratum (= H. serrata)], belong to the
fawcettidine sub-form (Fig. 6). A second nitrogen atom is
introduced in compounds such as serratinidine 64. Five-ring
compounds of this sub-form can be formed by intramolecular
reaction of the C-13 hydroxyl group (or its amino form)
with other positions on the skeleton, such as is observed in
lycopodium base R 65, macleanine 66,146 huperzine Q 67,134 N-
oxyhuperzine Q 68,134 and huperzine S 69110 which were isolated
from L. serratum (= H. serrata) and H. serrata.
The phlegmariurine B sub-form consists of three-ring
alkaloids of the carbinolamine form with the C4 –C13 bond
being broken, e.g. phlegmariurines A 70 and B 54. With two
phlegmariurine A moieties coupled at C-6, phlegmariurine C
71 was the first dimeric lycopodium alkaloid to be reported
(in 1988).150 7a,11a-Dihydroxyphlegmariurine B 72,127 11a-
hydroperoxyphlegmariurine B 73,137 2a-hydroxyphlegmariurine
B 74,138 7a-hydroxyphlegmariurine B 75,127 11a-
hydroxyphlegmariurine B 76,127 7-hydroperoxyphlegmariurine
B 77,137 8a- and 8b-hydroxyphlegmariurine B 78139 and 79,140 and
2-oxo- and 11-oxophlegmariurines B 80 and 81, all isolated from
H. serrata,138 are a series of derivatives of the phlegmariurine B
core structure. Huperzine T 82110 and lycoposerramine E 83,141
isolated from H. serrata and L. serratum (= H. serrata), have
structures similar to phlegmariurine A 70. Huperzine P 84130
and R 85,135 isolated from H. serrata, are compounds with new
skeletal structures and are possibly derived from this sub-form.
In 84, the five-membered ring contains an inserted oxygen
atom, and in 85, C-5 is replaced by an oxygen atom.
2.3.2 Keto-amine form. Alkaloids of this form have the N–
C13 bond of the carbinolamine form cleaved to give initially
a keto-amine 5b, although in many members of the form the
ketone has subsequently been reduced or otherwise modified.
This form also has two sub-forms having either three-ring or
Fig. 4 Seven new members and selected compounds of lycodine class; four-ring skeletons, depending on whether a N–C4 (or N–C17 )
* indicates a new compound. bond has been made or not (Fig. 7).
Lobscurinol 86 (5a-OH) and epilobscurinol 87 (5b-OH)
Except for at C-12, the lycodine class of compounds is rarely possess the common three-ring sub-form. They are possible
hydroxylated. Variations in structure are mainly due to dehydro- precursors of obscurinine 88 and isoobscurinine 89 in which
genation, skeletal additions (C-methylations), N b -methylation, an extra ring is formed by a nitrogen atom bridging between
N a-acetylation and other substitutions. Conformational isomers C-3 and C-13. Lycoposerramines A 90 and S 91,141 isolated
are found in this class. The compounds in this class usually exist from L. serratum, also have an additional ring, formed in this
with the C/D rings in the trans configuration (i.e. a-obscurine 50 case by a nitrogen atom linking C-13 and C-5. Sieboldine A

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Fig. 5 Potential biogenesis of some fawcettimine group compounds. Structures 57–85 can be found in Fig. 6 and 86–106 in Fig. 7.
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Fig. 6 Twenty five new members and selected compounds with carbinolamine form of the fawcettimine class; * indicates a new compound.

Fig. 7 Ten new members and selected compounds with keto-amine form of the fawcettimine class; * indicates a new compound.

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92, isolated from L. sieboldii,157 has a unique structure with


an additional tetrahydrofuran ring formed by insertion of an
oxygen atom between C-1 and C-4. Lycopaniculatine 55 (Fig. 5)
is a possible precursor of magellanine 93 and magellaninone 94,
unusual compounds with a C3 –C10 bond.
Serratinine 95 and its relatives, serratine 96, serratanidine 97
and 8-deoxyserratinine 98, are representatives of the four-ring
keto-amine form with an N–C4 bond. Serratinine N-oxide has
been isolated from L. serratum var. longipetiolatum and named
serratezomine B 99.83 Huperserratinine 100, isolated from H.
serrata, 131 is a p-methoxyphenylacetyl ester of serratinine.
Huperzine H 101,132 huperzine W 102 and serratezomine A
103,83 isolated from H. serrata and its variety L. serratum var.
longipetiolatum (L. serratum = H. serrata), are special examples
of the four-ring sub-form. Huperzine H 101 has a cleaved C4 –C12
bond, leaving only three rings, while 102136 only has 14 carbons
and two rings and is possibly derived from serratinine 95 with
Published on 21 October 2004 on http://pubs.rsc.org | doi:10.1039/B409720N

elimination of C-5 and C-6 and cleavage of the C4 –C12 bond.


Based on the skeleton of serratinine 86, serratezomine A 103 has
a lactone ring formed by cleavage of the C4 –C5 bond and then
attachment of the C-5 carbonyl group to the C-13 hydroxyl. This
gives a spiro structure, which is very unusual in the Lycopodium
alkaloids.
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C17 N alkaloids such as lycoflexine 104 could be the product


of N-methylation followed by C–C bond formation between the
N-methyl and C-4. On this skeleton C-2 and C-8 are reactive
positions and are often substituted by hydroxyl groups, as in
lycoposerramines D 105 and U 106, which were also isolated
from L. serratum.141

2.4 Miscellaneous group


Forty of the 201 Lycopodium alkaloids belong to the miscella-
neous group. Nineteen of these have been identified since 1993.
This group includes all of the Lycopodium alkaloids that
do not belong in one of the first three classes, and represent
quite a diversity of structural motifs. A representative and Fig. 8 Possible biogenesis of some miscellaneous group compounds.
key compound belonging to this group is phlegmarine 2, see
Figs. 1 and 8. All of the compounds in this group can be
viewed as being derived from phlegmarine 2 (e.g. Fig. 8).
Furthermore, as discussed in Section 7, phlegmarine 2 appears
to play a key role in the biosynthesis of the other Lycopodium Cernuine 109, lycocernuine 110 (Fig. 8) and their N-oxides
alkaloids, perhaps being an intermediate in the formation of all 123 and 124 (Fig. 9), recently isolated from L. cernuum,160 have
Lycopodium alkaloids. The configuration of phlegmarine was a large structural difference compared to phlegmarine 2. It is
not determined in the original paper. Relative configurations of likely that they are formed by a 4+2 cycloaddition reaction with
an acetylated derivative (N a-methyl-N b -acetylphlegmarine 111) a derivative of phlegmarine 2 that has undergone opening of
and three isomers of N a-methylphlegmarine 112 were confirmed ring D via cleavage of the C7 –C12 bond as shown in Fig. 8. In
by Leniewski et al.172,182 using synthetic methods and 13 C-NMR contrast, luciduline 107 and lucidulinone 108 are the products of
spectroscopy. elimination of Na and the C-1 to C-4 carbons of phlegmarine 2
In all of the miscellaneous group compounds, C-4 remains and C–C bond formation between C5 and C10 . Dihydroluciduline
unconnected to C-12 or C-13. In the three other classes, C- 126 (Fig. 9) has also been isolated from the same source.1,180,181
4 of phlegmarine 2 invariably forms a C–C bond with either Five two-ring alkaloids, huperzinine B 127168 (from H. serrata),
C-13 or C-12 during the C–C coupling reaction that leads to phlegmariurine N 128, cermizine C 129160 (from L. cernuum),
the formation of these other classes. C-13 is tertiary in the and senepodines G 130 and H 131160 (from L. chinense) have
miscellaneous group and the compounds in this group generally the simplest lycopodium alkaloid structures. The quinolizidine
have three rings in their structural backbones, instead of four or rings of 129, 130 and 131 might be related to the biogenesis of
more as is common in the other classes. Although compounds in the quinolizidine ring system (rings A and C) of the lycopodine
the other classes may contain only three rings, these are believed class. Cermizine D 125160 (from L. cernuum) is a new C16 N2 type
to be formed after the basic four ring backbone structure of the alkaloid consisting of a quinolizidine and a piperidine ring, and
class is formed, as discussed above. In the miscellaneous group, is a possible precursor of cernuine 109 and lycocernuine 110.
the compounds begin with only three rings. Huperzine V 113167 Cermizines A 132 and B 133160 (from L. cernuum) possess a
(from H. serrata), lucidine A 114, oxolucidine A 115, lucidine B very similar structure to phlegmarine 2, with differences only
116, oxolucidine B 117 (Fig. 9) are exceptions and have six rings in subsitituents at N a and C9 . huperzines J 134, K 135 and L
and a C27 N3 skeleton. However, these structures appear to be the 136,166 isolated from H. serrata, also are very similar in structure
result of coupling of one additional pelletierine (or derivative to phlegmarine 2, but they possess an N-oxide functional group
thereof) moiety and a C3 unit to the phlegmarine 2 skeleton. at the N a position and other simple modifications. Lyconadine
Senepodines A–E (118–122),163,177 isolated from L. chinense, A 137,113 isolated from L. complanatum, does not have the C-4
have a C22 N2 skeleton. However, they still possess the core to C-13 bond of the lycodine class and instead is a phlegmarine-
phlegmarine structure. Phlegmarine is an obvious candidate as type compound in which C-4 has become bonded to C-10 and
precursor for these compounds. N b to C-6 (Fig. 9).

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Fig. 10 Some drugs used to treat Alzheimer’s disease.


Published on 21 October 2004 on http://pubs.rsc.org | doi:10.1039/B409720N

produce definite effects in the treatment of diseases that affect the


cardiovascular or neuromuscular systems, or that are related to
cholinesterase activity. These alkaloids have been shown to have
positive effects on learning and memory.7,10,184 The most potent
of these is huperzine A (HupA) 35. Since HupA was discovered
in the 1980s, it has been extensively evaluated by the Chinese for
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bioactivity, especially for activity toward cholinesterases and


for treatment of Alzheimer’s disease (AD). HupA has been
found to be a potent, reversible and selective acetylcholinesterase
inhibitor (AChEI).7,8,185 HupA crosses the blood–brain barrier
smoothly, and shows high specificity for acetylcholinesterase
(AChE) with a prolonged biological half-life.3 In fact, HupA is
able to penetrate the blood–brain barrier better, has higher oral
bioavailability, and possesses longer duration of AChEI action
than galantamine, tacrine, rivastigmine or donepezil, all drugs
approved for use in treating AD (see below). However, all of
the other Lycopodium alkaloids identified so far have either
not shown any AChE inhibition activity or possessed activity
that is significantly lower than that of HupA.2,169 HupA has
been approved as the drug for treatment of AD in China, and
is marketed in USA as a dietary supplement (as powdered H.
serrata in tablet or capsule format).

3.1 Treatment of Alzheimer’s disease


There is considerable evidence that the memory deficits as-
sociated with AD are due to impairment of cholinergic neu-
rotransmission in the central nervous system.186 Therefore,
cholinergic enhancement strategies have been the focus of many
treatment strategies. As a result, four drugs that target the
cholinergic system have been approved by the FDA for the
treatment of AD: tacrine, donepezil, rivastigmine, and galan-
tamine (Fig. 10). These compounds act as acetylcholinesterase
inhibitors (AChEIs), and have shown some success in alleviating
some of the symptoms associated with mild to moderate AD,
and in perhaps slowing the progression of AD.187
In 1993, tacrine (trade name: Cognex) was marketed in the
US for treatment of AD. Annual sales of tacrine reached $500
million by 1999. However, it produces some serious side effects
(liver toxicity) among >29% of patients, and has ceased to
be marketed by the producer (Warner-Lambert, now Pfizer).
Fig. 9 Nineteen new members and selected compounds of miscella- Donepezil (trade name: Acricept), cleared by the FDA in late
neous group; * indicates a new compound. 1996, is produced by Eisai Inc. and is now marketed by Pfizer.
It appears to have better properties, both greater effect and
lower toxicity, than tacrine. Rivastigmine (trade name: Exelon),
3 Bioactivities of Lycopodium alkaloids
produced by Novartis Pharmaceuticals and approved by the
Qian Ceng Ta (the whole plant of Huperzia serrata (Thunb) FDA in 2000, also appears to have better properties than tacrine,
Trev.)9,10 and other species of Huperziaceae and Lycopodiaceae in that it does not appear to cause liver damage. However, it
(Lycopodium s. l., club mosses), have a long history of use in can produce stomach-related side-effects such as nausea and
Chinese folk medicine for the treatment of contusions, strains, vomiting. Galantamine (also sometimes spelled galanthamine;
swellings, schizophrenia, myasthenia gravis and organophos- trade name: Reminyl), marketed by Belgium drug company
phate poisoning.183 In addition, in vitro and in vivo pharma- Janssen Pharmaceutical, was approved by the FDA in 2001.
cological studies have demonstrated that Lycopodium alkaloids Unlike the other three FDA approved AChEIs, galantamine is

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Table 2 Effects of HupA and other cholinesterase inhibitors on AChE function in a similar manner, but the HupA–AChE complex
activity in the rat cortex and BuChE activity in rat serum in vitro has a longer half-life than these and other prophylactic agents.
As a result, and because of its very low incidence of only mild
IC50 a /lM side-effects in humans, HupA has now also been proposed as
Ratio of IC50
a pretreatment drug for potential exposure to organophosphate
ChEI BuChE AChE BuChE/AChE
nerve agents194 in addition to its role in treatment of AD.
Huperzine A 74.43 0.082 907.7
Tacrine 0.074 0.093 0.8 3.3 Effect on learning and memory function
Physostigmine 1.26 0.251 5.0
Donepezil 5.01 0.010 501.0 Based on investigations with animal models (particularly with
Galanthamine 12.59 1.995 6.3 mice), HupA has been shown to enhance learning and mem-
a
ory. This was found to be true for adult mice, aged mice,
The cortex homogenate was preincubated for 5 min with iso-OMPA
0.1 mM. The rate of color production was measured spectrophotomet-
and mice with cognition damage. Injecting HupA into the
rically at 440 nm. Data from Cheng et al.195 and Wang et al.,189 and abdominal cavity inhibits memory damage in mice treated
organized by Tang and Han.190 with cycloheximide, erinitrit, and scopolamine.196 This treatment
also promotes memory retention in aged mice. When mice
treated with HupA were evaluated by the escaping reflection
a natural plant alkaloid, produced by Galanthus nivalis L. and test, learning and memory were both enhanced by abdominal
Published on 21 October 2004 on http://pubs.rsc.org | doi:10.1039/B409720N

related plants (Liliaceae family). It is currently isolated from cavity injection and by oral administration.196,197 HupA can also
daffodil bulbs by Janssen Pharmaceuticals. Galantamine has improve performance speed in the reaction of moving avoidance
also been used to treat symptoms of other forms of dementia, test.196
such as vascular dementia.188 HupA has also been evaluated in recent years with other
A number of other potential AChEIs have been identified animal models for effects on cognitive function. HupA improved
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and are being evaluated for efficacy in treating AD. Of these, the spatial working memory in aged monkeys and in young adult
HupA, especially as its 5-Cl-O-vanillin derivative called ZT-1 monkeys that had experimental cognitive impairment via an
and discussed in more detail below, shows particularly great adrenergic mechanism.198,199 HupA attenuated cognitive deficits
promise. and brain injury in neonatal rats after hypoxia-ischemia and
cognitive dysfunction and neuronal degeneration in rat caused
3.2 Acetylcholinesterase inhibition by b-amyloid protein-(1-40).200–202 HupA reverses scopolamine-
As a natural product, HupA is very effective in alleviating many and muscimol-induced memory deficits in chicks.203 It also
of the symptoms and in potentially slowing the progression of showed a memory enhancing effect, limited to the first day
AD. HupA and other cholinesterase inhibitors can produce in guinea pigs with certain dosages of HupA, and induced no
a marked effect in inhibiting AChE, delaying hydrolysis of deleterious effects on spatial memory.204 Furthermore, Wang
acetylcholine, and enhancing the level of acetylcholine in the and Tang,205 after comparing the effects of HupA to E2020
synaptic cleft. These effects are thought to be the reason why (donepezil) and tacrine on scopolamine-induced working and
these compounds are beneficial in treating AD symptoms. HupA reference memory errors in rat, concluded that HupA more
causes a distinct concentration dependent inhibition in vitro of closely fit the established criteria for an AChE inhibitor to be
AChE and BuChE (butyrylcholinestrase).189 The AChEI activity further evaluated in clinical studies.
(IC50 ) of HupA relative to other AChEIs is: donepezil > HupA >
tacrine > physostigmine > galantamine. However, the inhibiting 3.4 Neural cell protection
concentration of HupA to BuChE is much higher than that The degree of cholinergic cell loss in the central nervous
to AChE (Table 2),190 i.e. it is much more selective than these system relates to the level of neuropathologic alteration, memory
other compounds in its action. All of these AChEIs display a impairment and cognitive lesion.206–209 AChE and choline levels
dose dependent inhibition of cerebral AChE when administered in patients’ cerebrospinal fluid have a close relationship to
orally, but HupA demonstrates the highest in vivo activity when the severity of dementia.210–213 Recent studies have shown that
administered in this manner.190 Moreover, when the effects of HupA possesses additional pharmacological actions other than
HupA, donepezil and rivastigmine on cortical acetylcholine affecting the hydrolysis of synaptic ACh described directly
levels and acetylcholinesterase activity in rats were compared, it above.198,214–218 These non-cholinergic roles include, for instance,
was found that HupA was 8- and 2-fold more potent in molar an antagonist effect on the NMDA (N-methyl-D-aspartate)
terms, respectively, than donepezil and rivastigmine in increasing receptor and the protection of neuronal cells against Ab (b-
cortical acetylcholine levels; and the effect of HupA was longer- amyloid peptide), free radicals and hypoxia-ischemia induced
lasting.191 Furthermore, the inhibition of BuChE by tacrine is injury.201,218–222 These roles could also be important in AD
significantly higher than that by donepezil, HupA, or the other treatment.
AChEIs (Table 2). Tacrine has the most obvious and severe side-
effect among these drugs, suggesting that BuChEI activity may
3.5 Structure–activity relationships
contribute to these side-effects. Thus, a high BuChE/AChE IC50
ratio is very desirable in AD drugs that target the cholinergic Because it possesses properties of high anti-AChE activity
system. and high selectivity, HupA has become a focus of research in
Structural biology investigations (particularly by X-ray crys- recent years. To elucidate the structure–activity relationships
tallography and computational modeling) have found that and search for new analogs or derivatives of HupA with
HupA acts against AChE by directly binding to the opening higher activity and selectivity has been a major goal recently
of the active site in this enzyme, thus preventing access to in AChEI research. Effort by several groups has been directed
the active site by the normal substrate.192 Kozikowski and co- towards preparing structurally simplified analogs of HupA and
workers hypothesized that the three-carbon bridge substructure derivatives of HupA, which may possess higher activity, longer
of HupA was the prerequisite structure for the AChEI activity, duration of action, less toxicity, and could be prepared by
and that the activity would be lowered if the double bond was simpler and more efficient methods when compared to HupA
eliminated from this portion of the molecule.193 The X-ray crystal itself.
structure of the (−)-huperzine A-AChE complex showed that The stereoselectivities of the inhibition of rat cortical AChE by
this bridge in HupA was inserted into the hydrophobic area of two enantiomers of HupA were first determined by McKinney
AChE surrounded by aromatic residues.192 The other AChEIs et al.223 (−)-Huperzine A was the more potent enantiomer with a

Nat. Prod. Rep., 2004, 21, 752–772 763


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K i value of 8 nM. (+)-Huperzine A inhibited the enzyme 38-fold


less potently with a K i value of 300 nM. Racemic huperzine A
was about two-fold less potent than the more active isomer, (−)-
huperzine A. Another comparison of the inhibitory effects of
two enantiomers and racemate of HupA on rat brain cholinergic
function in vitro and in vivo was made by Tang et al.224 The
synthetic racemic mixture (±)-huperzine-A was 3 times less
potent than (−)-huperzine-A in vitro (IC50 s of 3 × 10−7 M
and 1 × 10−7 M, respectively) because the former consisted
of a racemic mixture of the compound in which the (+)-
huperzine component was considerably less potent (IC50 = 7 ×
10−6 M).224 The computer-generated superposition of HupA and
acetylcholine (ACh) suggested that HupA possessed the basic
structural features of ACh.186 It is apparent that a reasonable
structural similarity can be found between the nitrogen, oxygen
and carbonyl in ACh with the corresponding amino nitrogen,
nitrogen and carbonyl in HupA. Therefore, the 5-aminomethyl-
Published on 21 October 2004 on http://pubs.rsc.org | doi:10.1039/B409720N

2(1H)-pyridone part of HupA may constitute a pharmacophoric


moiety.186,225,226
Because of the rigidity of the bridged ring structure, structure
modification investigations first focused on more readily altered
portions of HupA. Alterations that used a benzyl ring,227
pyramine ketone ring,228 hydroxybenzene, benzcatechin,229 or
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similar structures instead of the pyridone ring (ring A) of


HupA significantly lowered the bioactivity. Other investigations
showed that the three-carbon bridge ring and its double
bond,193 the methyl of the bridge,192,230 and the exocyclic double
bond are required for high anti-AChE activities. Elimination Fig. 11 Structures of simplified analogs of huperzine A.
or substitution of these structural features by other groups
causes the activity to drop dramatically. Activity was almost
completely lost when aminomethyl, hydroxymethyl, azide or
similar groups were introduced to the amido position of
HupA.2
Synthesis of analogs with the entire basic skeleton of HupA
is not easier than the total synthesis of HupA, which is in
itself a difficult task.2 This is a major limitation for application
of HupA or analogs as drugs. To get around this limitation,
simpler analogs were designed and prepared. All of these
possess the supposed pharmacophoric moiety of HupA: substi-
tuted 5-aminomethyl-2(1H)-pyridones 138,225,231 substituted 5-
amino-5,6,7,8-tetrahydroquinolinones 139a–d, 140,186,193,232 and
5-substituted aminoquinolinones 141.186 The single ring analogs
142a–d186 and several bridged ring analogs 143a–c186,233 derived
from HupA by the removal of the bridge and the opening of
pyridone ring were also prepared (see Fig. 11).
However, all of these structurally simplified analogs were
found to be inactive or less active in the inhibition of AChE. This
means that the comformational constraints, hydrophobic bind-
ing, and steric and electrostatic fields provided by the unsatu-
rated bridge and fused pyridone ring in HupA must be involved
in its AChE inhibitory activity.186
These experiments also demonstrated that HupA is a very
compact structure. Apparently, none of the structural ele-
ments of the HupA molecule can be removed if full activity
is to remain. Kozikowski and co-workers also modified C10 Fig. 12 Structures of some effective analogs of huperzine A.
(i.e. C6 according to the carbon numbering system for the
Lycopodium alkaloids) of HupA, as described in the next of HupA increased the potency for AChE inhibition by a factor
section.234–236 of 8; the corresponding equatorial isomer was about 1.5-fold
less active than HupA. The introduction of substituents larger
than methyl resulted in a drop in activity. For example, the
3.6 Structure modification and new drug candidates against AD
ethyl analog was found to be about 100-fold less active than
In the interest of looking for drugs against AD that are even HupA. Clear evidence that the C-10 axial methyl group points
more effective than HupA, many analogs of HupA have been into a hydrophobic region of the enzyme, while the equatorial
prepared. Among these, only a very few compounds have methyl group is directed to a less favorable hydrophilic region,
obvious AChEI activity. Those that do have this activity include was obtained through the use of molecular modeling methods
H-1, H-2, H-3, huprine X & Y, isovanihuperzine A and ZT-1 involving the docking of these analogs to the reported X-ray
(Fig. 12). crystal structure of Torpedo AChE. This enzyme has a small
H-1 [(±)-10,10-dimethylhuperzine A] is a substituted analog cavity that can just fit a methyl group.192 Substituents larger
with two methyl groups in the C-10 position of HupA.234 than methyl were found to result in a conformational energy
Introduction of an axial methyl group into the C-10 position penalty.236 Compound H-2 [(−)-10-spiro-cyclopropyl-huperzine

764 Nat. Prod. Rep., 2004, 21, 752–772


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A] has a cyclopropane group at C-10. Its activity in vitro was memory and learning performance of adolescent students. With
similar to that of (−)-huperzine A (natural HupA).236 H-3 is a a double blind and matched-pair method, 34 pairs of junior
compound with the structure of tacrine and the possible effective middle school students complaining of memory inadequacy
structural essence of HupA (A and B rings) connected by an were divided into two groups. The memory quotient of the
alkane tether. H-3 also has good AChEI activity, but much less students receiving HupA was higher than those of the placebo
selectivity than HupA.237 Huprine X and Y are analogs that group, and the scores on Chinese language lessons in the treated
combine tacrine with the bridgehead ring of HupA. They have group were also markedly elevated.
much better anti-AChE activities than HupA.238 Xu and co-workers also evaluated AD patients.244 Sixty AD
The laboratory of Professor Dayuan Zhu (China) has pro- patients were divided into two groups taking HupA (200 lg twice
duced a large number of HupA analogs and derivatives, and a day orally for 60 days) in either capsules or tablets, respectively.
has a large collection of other Lycopodium alkaloids. Isovani- There were significant differences on all the psychological
huperzine A, selected from their collection of Schiff bases at the evaluations between “before” and “after” the 60 days trials for
HupA amino group, was found to have activity close to that of the two groups. No severe side effects except mild to moderate
HupA in some indexes.239 But isovanihuperzine A has a stability nausea were observed. No difference was observed between the
problem. ZT-1 was finally selected by Professor Zhu’s lab from two groups.
over 100 HupA derivatives as the most efficacious. ZT-1 is a Ma et al. reported double-blind clinical trials of HupA
Schiff base made by a condensation reaction between HupA on cognitive deterioration in 314 cases of benign senescent
Published on 21 October 2004 on http://pubs.rsc.org | doi:10.1039/B409720N

and 5-Cl-O-vanillin. This semi-synthesis pathway only requires forgetfulness, vascular dementia and AD.245,246 The first trial was
two steps and the materials are readily available, inexpensive, conducted by the double blind method on 120 patients of age-
and easily prepared. Patents in China, Japan, the USA, Europe associated memory impairment with memory quotients (MQ)
and internationally, for the synthesis and application/use of ZT- < 100 based on the Wechsler Memory Scale (WMS).245,246 The
1, have been granted to and/or applied for by Professor Zhu. dose was 0.03 mg intramuscularly twice daily for 14–15 days. The
An application has been made to the FDA for the use of ZT-1 effective rates were 68.3% and 26.4%, respectively, in the treated
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to treat AD. and control groups. No significant side effects were observed.
Experimental data demonstrated that ZT-1 possesses AChEI The second trial was conducted on 88 patients with cognitive
activity similar to HupA. However, it has more selective deterioration, with MQ (WMS) < 100. The mean values of MQ
inhibition on AChE as well as less toxicity in mice than of 44 treated and 44 controls were 82.8 ± 14.3 and 81.5 ± 14.4
HupA. ZT-1 has similar properties to HupA regarding the ability (p > 0.05), respectively. The dose was 0.1 mg HupA four times
to cross the blood–brain barrier, its oral bioavailability, and its a day orally for 14–15 days. The mean values of MQ after the
longevity of action. Time course analysis of in vivo inhibition of treatment (the interval between pre- and post-tests of WMS with
cholinesterases (ChEs) after infusion of ChEIs to mice and of A and B form, respectively, is 2 months) of treated and controls
ACh levels in the cerebral cortex of mice after administration were 93.5 ± 14.5 (p < 0.01), and 85.5 ± 16.5 (p < 0.01). The
of ChEIs also demonstrated that ZT-1 had better properties effective rates for the treated and control groups were 68.18% and
than other ChEIs. These data demonstrate that ZT-1 is a 34.09%, respectively. No significant side effects were observed
promising candidate for clinical development as a symptomatic except for minor complaints of gastric discomfort (2 instances),
treatment for AD. This information about ZT-1 was obtained dizziness (1 instance), insomnia (1 instance) and mild excitement
from Professor Zhu by personal communication. (1 instance) in the treated group. None of these symptoms led to
withdrawal from the trial.
4 Clinical trials Another trial of 25 cases with vascular dementia and 55
cases with AD was conducted with a dose of 0.1 mg HupA
Clinical trails with Lycopodium alkaloids have been carried
four times a day orally for 14–15 days.245,246 The memory quotient
out since the 1990s, after the anti-AChE activity of HupA was
increase of the treated group was significantly higher than that
detected. Many reports on clinical trials of HupA and ZT-1 have
of the control. The effective rate of the treated group was 60%,
been published in recent years.
significantly higher than the control (35%). No marked side
effects were observed.
4.1 Clinical trials to evaluate the efficacy and safety of
In the United States the safety and efficacy of HupA were
huperzine A
evaluated in 26 patients meeting the DSM IV-R (Diagnostic
Clinical trials performed with HupA have demonstrated that and Statistical Manual of Mental Disorders - Fourth Revision)
HupA produces significant improvements in memory deficien- and the NINCDS-ADRDA (National Institute of Neurological
cies in aged and AD patients. Most of these studies have been per- and Communicative Disorders and Stroke) criteria for uncom-
formed in China, where an estimated 100 000 people have been plicated AD and possible or probable AD.247 This study (office-
treated by HupA.240 Results of these studies indicate that HupA based) lasted 3 months and was open label. Other therapies,
is an effective and safe drug that improves cognitive function. including tacrine, donepezil and G. biloba were continued. An
For example, Zhang et al. conducted a randomized, placebo- oral dose of 50 lg HupA was given twice a day to 22 patients, and
controlled, multicenter study with 202 patients diagnosed with the 4 other patients received a dose of 100 lg twice daily. A mean
possible or probable AD.241 One group of 100 patients was dementia baseline score of 22.6 was measured with the MMSE
administered 400 lg day−1 HupA for 12 weeks and 102 patients (Mini-Mental State Examination). The changes in this score, for
received placebo. The treatment group displayed improvements the 50 lg group and for the 100 lg group, respectively, were 0.5
in cognition measured on the AD Assessment Scale (ADAS- and 1.5 points at 1 month; 1.2 and 1.8 points at 2 months, and 1.1
Cog) as well as an increase in the ability to do activities of and 1.0 points at 3 months. Despite the small number of patients,
daily living (ADL) and improvement in behavior and mood the authors observed dose-related improvements with higher
(ADAS non-Cog). Mild and transient adverse events (edema of MMSE scores at higher dosage, and no serious side effects.
bilateral ankles and insomnia) were observed in 3% of HupA Thus, it appears that HupA is more effective and safer
treated patients. After observing about 200 cases of AD and than other drugs that affect the cholinergic system and that
benign senile hypofunction patients in clinical research, it has are currently on the market in the USA for the treatment of
been found that both oral administration and muscle injection mild to moderate AD. Because HupA was discovered in China
of HupA can lessen the symptom of patients and enhance their during the years just after the Cultural Revolution, however,
memory function.242 no patents were filed and all of this information resides in the
In addition, HupA may have application for younger people public domain, rendering HupA non-viable as a commercially
as well. Sun and co-workers243 reported that HupA enhanced the developable drug.

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4.2 Clinical Trials with ZT-1


Clinical trials were performed with ZT-1 to determine its efficacy
and safety in treating AD, and to see if it behaved the same as
HupA in human subjects. These clinical trials were initiated
in China and in Europe. The following information was also
obtained from Professor Zhu by personal communication.
Phase I trials in China were performed from 2002 to 2003 and
were designed to evaluate tolerance to dosage level and to study
pharmacokinetics. These investigations have been completed,
with very encouraging results. At the same time, four phase I
clinical trials were carried out in Europe. The goals of these
studies were to evaluate: (1) the inhibition of AChE and BuChE
by ZT-1; (2) antagonism of cognitive impairment caused by
Fig. 13 Picture of Huperzia serrata (Thunb. ex Murray) Trev. growing
scopolamine; (3) pharmacokinetics; and (4) safety. These four in the wild. Note that these plants are over 15 years old (at least) and yet
phase I studies demonstrated that administration of ZT-1 to reach a height of less than 10 cm.
humans appears to be safe and well tolerated. The incidence
of possible drug-related adverse events, in particular nervous methods to propagate these plants. Thus far, however, as
Published on 21 October 2004 on http://pubs.rsc.org | doi:10.1039/B409720N

system and gastrointestinal symptoms, was similar to placebo. mentioned above, no successful mass production method (either
An international multicenter phase II trial to determine optimal via traditional cultivation practices or via tissue culture) has been
dose and to more fully assess efficacy, in mild to moderate AD developed for any Lycopodium or related species. Cultivation
patients, is now underway. of these plants is very difficult. Wild collected plants that are
transferred to greenhouses or other growth environments grow
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5 Sources of HupA very slowly and do not survive for more than a few months, with
no substantial increase in biomass. Because of this, tissue culture
Availability and acquisition of raw materials for the production
(in vitro propagation) of these plants has attracted attention in
of HupA are currently the bottleneck in new drug development
recent years. Many institutes and universities in China, Hong
and production from HupA derivatives. Availability of both
Kong, the USA, France, Germany, Japan and South Korea have
HupA and ZT-1 depend on the availability of raw plant
attempted to reproduce these species by these means, with no
material, because HupA cannot be chemically synthesized in
success. No breakthroughs in propagation of these plants have
an industrially feasible manner. Thus, natural plant tissues are
been previously reported.
the only realistic source of HupA in the foreseeable future.

5.1 Natural sources


HupA is only found in a small group of closely related plants
belonging to the Huperziaceae. These plants are a diminishing
and limited natural resource. H. serrata, a moss-like small herb,
was the source for the original identification of HupA.10 HupA
is also produced in other species of Huperziaceae, which have
close taxonomic relationship with H. serrata.26 As mentioned
in Section 1, Huperziaceae was taxonomically separated from
Lycopodium s. l. by Rothmaler in 1944. Lycopodium sensu stricto
species do not produce HupA or derivatives of it. The Huperzi-
aceae comprises two genera, Huperzia and Phlegmariurus, with a
total of about 150 species. The distribution of this plant family is
global, but these plants are found in relatively greater abundance
in tropical habitats of America. Nevertheless, these plants are not
abundant, and are only found in very specialized habitats.
Furthermore, H. serrata possesses a very low content of HupA
(ca. 0.007%) and grows very slowly. It takes at least 15 years
from spore germination through the gametophyte stage to finally Fig. 14 Developing Phlegmariurus squarrosus (Forst.) Löve et Löve
reach the mature sporophyte, the plant body that is harvested sporophyte propagated in vitro from spores. The plants are white because
for HupA collection. The sporophytes of H. serrata only reach they were grown in total darkness. Transfer to light induces chloroplast
a height of a few centimeters (see Fig. 13). Because of the low differentiation and greening in cultured plants. However, because of the
abundance of HupA in these small plants, the demand for HupA high levels of HupA produced by the plants under these conditions, we
may find that growth in the dark is most desirable.
will soon lead to the decimation of all wild populations of H.
serrata and related species. So far, no successful mass production
One of us, Ma, tried a great of variety methods to realize our
has been reported either for the cultivation or the tissue culture of
aim to propagate in vitro H. serrata and taxonomically related
these plants, although a number of laboratories around the world
species that contain HupA. These experiments were performed
have attempted to either introduce these plants into cultivation
in the laboratory of Professor Dr E. Wellmann (Germany).
or propagate them via in vitro methods. Finding a useful method
H. serrata and several closely related species containing HupA
for solving this problem will be a significant contribution to
were selected as raw materials for these experiments. Finally
the treatment of AD, because it will allow for the large scale
and fortunately (perhaps luckily), we succeeded in propagating
and renewable production of HupA, which can then serve as a
Phlegmariurus squarrosus (Forst.) Löve et Löve. Spores of
precursor for economical production of ZT-1.
Ph. squarrosus were treated by an optimized special method
(patent is being applied for in Germany by Wellmann and Ma),
5.2 In vitro propagation as a source of HupA
leading two to four months later to germination. Gametophytes
Because of the significant health benefits of HupA (and now its (prothalli) and mature sporophytes (Fig. 14) were successfully
derivative ZT-1), Huperzia and other Lycopodium s. l. species produced from in vitro cultures of Ph. squarrosus after six months
have been the targets of investigations seeking to develop to one years of culture. These cultured plants are now growing

766 Nat. Prod. Rep., 2004, 21, 752–772


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well, and will provide an invaluable resource for production 8 standard compound types: cernuane, lucidulane, phlegmarane,
of HupA, precursor for ZT-1, as they accumulate HupA at fawcettidane, lycodane, lycopodane, inundatane and lucidane.
levels that are significantly higher than found in H. serrata Their results suggested that Huperzia (= Urostachys) and
(Ma and Gang, unpublished results). The potential economic Lycopodiella s. l. (= Lepidotis, excl. L. deuterodensum) should be
and health benefits of these plants cannot be stressed enough. separated from Lycopodium. In addition, Groupe fastigiatum of
In addition, the ability to culture these plants now allows Sect. Lycopodium and Sect. Complanata (= Diphasiastrum) were
for investigations into the biosynthesis of the Lycopodium different, based on chemical profiles. They drew the conclusion
alkaloids. that the system of Wilce253 was reasonable for the Lycopodiales.
Tsuda and co-workers153,155,259 investigated the chemo-
taxonomic relationship among 17 species and 3 vari-
6 Taxonomic history and chemotaxonomy
eties of Lycopodium s. l. using: a-onocerin; 13 new
For a many years, species of Lycopodiales were put in the triterpenes (16-oxoserratenediol, 16-oxo-21-episerratediol, 16-
sensu lato genus Lycopodium of Lycopodiaceae. Lycopodiaceae oxodiepiserratenediol, 16-oxoserratriol, 16-oxolycoclavanol, ly-
was considered to comprise two genera: Lycopodium and cocryptol, 21-epilycocryptol, diepilycocryptol, lyclaininol, ly-
Phylloglossum. The former is distributed all over the world, clanitin, 16-oxolyclanitin, lycernuic acid-A and lycernuic acid-
although mainly in tropical areas, while the latter is a single B); 2 new compounds: glycosides of serratenediol and tohogenol;
species genus only occurring in Australia, Tasmania, and New and 1 bisnortriterpenoid: clavatol. They found differences in
Published on 21 October 2004 on http://pubs.rsc.org | doi:10.1039/B409720N

Zealand. Lycopodium was named by Linnaeus in 1753. In 1887, chemical constituents between L. complanatum from Hokkaido
Baker248 divided Lycopodium into 4 subgenera. Herter proposed and Taiwan. They found that a-onocerin was present in plant
in the early part of the 20th century a two genera system in- material from Hokkaido, but absent from the material from
cluding Lycopodium and Urostachys.249,250 Two separate families, Taiwan. They found that some species such as L. fargesii
Lycopodiaceae and Urostachyaceae, were set up by Rothmaler25 and L. fordii had similar profiles of triterpenes. And, they
in 1944 and based on differences in the prothallus. Under proposed that these two species should have a close taxonomic
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Rothmaler’s system, three genera (Lycopodium, Diphasium and relationship.


Lepidotis) belonged to Lycopodiaceae. Urostachys was replaced One of the authors, Ma, and co-workers26 studied the relation-
by Huperzia in his system. In 1964, Holub251 published two novel ships between Huperzia and related genera by chemotaxonomic
genera: Lycopodiella and Phlegmariurus. A system with three analysis. Huperzia (18 species, 1 variety and 2 formas) and its
families (Huperziaceae, Lycopodiaceae and Phylloglossaceae) related genus Phlegmariurus (8 species), Lycopodium (3 species),
was proposed by him in 1975. 252 The first family, contained 2 Lycopodiella (1 species), Palhinhaea (1 species), Diphasiastrum
genera (Huperzia and Phlegmariurus), the second had 7 genera (2 species), and Lycopodiastrum (1 species) were examined by
and the third contained a single genus, Phylloglossum. A study by thin layer chromatography for the presence of 10 reference
Wilce253 based on an examination of lycopod spores suggested Lycopodium alkaloids: HupA 35, huperzine B 36 (see Fig. 4),
that one family, Lycopodiaceae, and two genera, Lycopodium serratine 96, serratinine 95 (Fig. 7), lycopodine 4, lycodine 3
and Phylloglossum, are adequate to describe the order. The genus (Fig. 1), annotinine 28, lycodoline 33, lucidioline 34 (Fig. 3),
Lycopodium may be divided, according to Wilce, into subgenera, and cernuine 109 (Fig. 9). The results of this study indicated
Urostachys (containing three sections, Cernua, Inudata, and that chemical characters could be used to distinguish the various
Lateralia) and Lycopodium, containing seven sections. In 1978, genera from one another. According to their results, Ching’s
a taxonomic system with two families (Huperziaceae and system seems to be appropriate for the taxa of Lycopodiales (or
Lycopodiaceae) based on species of Lycopodiales in China Lycopodiaceae) occurring in China. Ma used random ampli-
and founded on Holub’s system (of 1975) was proposed by fied polymorphic DNAs (RAPDs) to evaluate the systematic
Ching.254 The former family included 2 genera (Huperzia and relationship of 35 species of Huperzia and related genera.260
Phlegmariurus) and the latter had 6 genera. Holub published Results from this investigation supported the chemotaxonomic
a new system20 in 1985 with two families (Huperziaceae and investigation.
Lycopodiaceae), the former with only one genus, i.e. Huperzia, Recently, Wikstrom and Kenrick14 estimated divergence times
and the latter with 10 genera. Ollgaard proposed another system in the Lycopodiaceae (Lycopsida) from rbcL gene sequences.
with only one family Lycopodiaceae and four genera Huperzia, They used nonparametric rate-smoothing to draw conclusions
Lycopodium, Lycopodiella and Phylloglossum.22 about the evolution of 64 species of different taxa, mainly
The taxonomic system of the Lycopodiales is still not fixed. from Lycophytina, 10 species of Huperzia, 14 species from
Nevertheless, the most popular systems used in recent publica- Lycopodium, 7 species of Lycopodiella, 18 species of Selaginella,
tions are from Ching,254 Holub,20 and Ollgaard.22 Furthermore, 1 species of Phylloglossum, and a few species of Gymnosperms.
since 1960, several articles on chemotaxonomy in the Lycopo- Their results demonstrated that Huperzia was obviously distinct
diales have been published. Some results are useful for a natural from Lycopodium.
system of Lycopodiales.
Flavones are common in ferns. Voirin255,256 carried out a
7 Biosynthesis
chemotaxonomic study on the Lycopodiales in 1967. His
results shown that chrysoeriol was a common constituent in As mentioned in the introduction, very few biosynthetic studies
Lycopodiales. Lycopodium plants usually contained chrysoeriol, have been performed with Lycopodium alkaloids. The main
while some also had luteolin. Diphasium contained chrysoeriol reason for this lack of knowledge on the biosynthesis of
and apigenin. Lepidotis contained chrysoeriol, luteolin and these important compounds, as outlined above, is that the
apigenin. Instead of these three compounds, Huperzia contained club mosses have not yielded to cultivation and culture until
selahin and tricin. Voirin pointed out that possession of these very recently (see section 5.2). Although no investigations have
compounds was a primitive character of the Lycopodiales.255 been reported that have attempted to identify the biosynthetic
In 1965, Towers and co-workers257 analyzed phenolic acids pathway leading directly to HupA, other Lycopodium alkaloids,
and lignins in 21 species of Lycopodiales. They found that particularly lycopodine, have been the subject of this type of
Lycopodium and Diphasium had the same constituents and were investigation.51,164,171,179,261–274 No enzymes have been identified in
easy to distinguish from Huperzia and Lepitotis, based on these the Lycopodiaceae that might be involved in the production of
chemical differences. Braekman and co-workers41,258 discussed the Lycopodium alkaloids. One enzyme (lysine decarboxylase)
the alkaloid content of the Lycopodiales and the relationships has been proposed as the entry point enzyme into the pathway(s)
of chemical constituents to the botanical classification of 40 to these compounds.275 However, work on this enzyme has only
species. In these investigations, they evaluated the occurrence of been performed in nonrelated taxa.276 Nevertheless, the feeding

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(and corresponding genes) that catalyze key transformations in


the biosynthesis of HupA and other Lycopodium alkaloids.

7.1 Proposed pathways


Despite a lack of convincing direct biochemical evidence, a
number of potential biosynthetic pathways to several of the
Lycopodium alkaloids have been proposed over the years. These
are described in detail in reviews by Ayer,51,178,181 MacLean,277
Blumenkopf,278 and Hemscheidt.275 Originally, these hypothe-
ses were based on the identification of new members of
the respective classes of Lycopodium alkaloids that were
thought to represent putative intermediates in hypothesized
pathways.164 Later, feeding experiments that sought to identify
pathway intermediates were conducted, mostly in the laboratory
of Professor Ian Spenser, at McMaster University, Ontario,
Canada.264–266,272,274,279,280 In these experiments, 14 C- and 13 C-
Published on 21 October 2004 on http://pubs.rsc.org | doi:10.1039/B409720N

labeled precursors were fed to shoots of Lycopodium species


growing in their natural habitat in the wild in Northern Ontario,
Canada. Such an approach was necessary because these plants
could not be cultivated at that time. A few days (usually one
to five days) after application of the radio- or stable isotope-
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labeled putative precursor, the shoots of the plant were harvested


and these tissues were then analyzed for the incorporation
of label into end product alkaloids or into potential pathway
intermediates. Although difficult to perform, these experiments
Fig. 15 Proposed biosynthetic pathway to pelletierine and 4PAA,
precursors of Lycopodium alkaloids, such as HupA.
produced some interesting results that led to several conclusions
about the biosynthetic pathway that produces the Lycopodium
alkaloids (including HupA), see Figs. 15 and 16.
experiments that have been performed have laid a very good First, feeding studies with lysine demonstrated that the entry
framework for future work that will seek to identify the enzymes point into the pathway is indeed through the decarboxylation of

Fig. 16 Proposed biosynthetic pathway from pelletierine and 4PAA to HupA and related Lycopodium alkaloids.

768 Nat. Prod. Rep., 2004, 21, 752–772


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lysine (by lysine decarboxylase, enzyme A) to form cadaverine. 13 D. L. Nickrent, C. L. Parkinson, J. D. Palmer and R. J. Duff, Mol.
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D1 -piperideine,276 by the action of enzyme B (probably diamine 14 N. Wikstrom and P. Kenrick, Mol. Phylogenet. Evol., 2001, 19, 177–
oxidase). In the meantime, two molecules of malonyl-CoA 186.
15 Y. Tanabe, M. Uchida, M. Hasebe and M. Ito, J. Plant. Res., 2003,
are condensed by a ketosynthase type enzyme (C) to form 116, 71–75.
acetonedicarboxylic acid (or its bisCoA ester). D1 -Piperideine 16 T. Matsunaga, T. Ishii, S. Matsumoto, M. Higuchi, A. Darvill, P.
is then coupled to acetonedicarboxylic acid (or its bisCoA Albersheim and M. A. O’Neill, Plant Physiol., 2004, 134, 339–351.
ester) to form 4-(2-piperidyl) acetoacetate (4PAA) (or 4-(2- 17 R. C. Ching, Acta Bot. Yunnanica, 1981, 3, 1–9.
piperidyl) acetoacetyl-CoA, 4PAACoA),279 via the action of 18 R. C. Ching, Acta Bot. Yunnanica, 1982, 4, 119–128.
unknown enzyme D. 4PAA/4PAACoA is then decarboxylated 19 R. C. Ching, Acta Bot. Yunnanica, 1982, 4, 213–226.
20 J. Holub, Folia Geobot. Phytotaxon., 1985, 20, 67–80.
(4PAACoA is perhaps hydrolyzed first) by unknown decarboxy-
21 J. Holub, Folia Geobot. Phytotaxon., 1991, 26, 81–94.
lase E to form pelletierine, the first general intermediate to 22 B. Ollgaard, Opera Bot., 1987, 92, 153–178.
Lycopodium alkaloids.275,279 Pelletierine and 4PAA/4PAACoA, 23 B. Ollgaard, Index of the Lycopodiaceae, Det Kongelige Danske
or some derivatives thereof (perhaps with the ketones reduced) Videnskabernes Selskab (The Royal Danish Academy of Sciences
are then coupled (see Fig. 16), accompanied by requisite decar- and Letters), Copenhagen, 1989.
boxylation, by an unknown enzyme(s), to form phlegmarine, the 24 B. Ollgaard, Ann. Missouri Bot. Gard., 1992, 79, 687–717.
second general intermediate to all Lycopodium alkaloids.171,275 25 W. Rothmaler, Feddes Repertorium Specierum Novarum, 1944, 54,
55–82.
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Lycopodine has been proposed to be a central intermediate in the


26 X.-Q. Ma, S.-H. Jiang and D.-Y. Zhu, Biochem. Syst. Ecol., 1998,
formation of other classes of Lycopodium alkaloids. However, 26, 723–728.
current evidence suggests that phlegmarine is likely to be this 27 J. A. Freeberg and R. H. Wetmore, Phytomorphology, 1957, 7, 204–
intermediate. For the formation of HupA, the following scenario 217.
can be envisioned. After oxidative ring closure of phlegmarine 28 J. A. Freeberg and R. H. Wetmore, Phytomorphology, 1967, 17,
to form lycodane (by an enzyme likely to be similar to berberine 78–91.
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