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Original article
a r t i c l e i n f o s u m m a r y
Article history: Background & aim: Immune-modulating nutritional formula containing arginine, omega-3 fatty acids
Received 27 March 2013 and nucleotides has been demonstrated to decrease complications and length of stay in surgical patients.
Accepted 5 September 2013 This study aims at assessing the impact of immune-modulating formula on hospital costs in gastroin-
testinal cancer surgical patients in Switzerland.
Keywords: Method: Based on a previously published meta-analysis, the relative risks of overall and infectious
Immune-modulating formula
complications with immune-modulating versus standard nutrition formula were computed. Swiss
Post-surgical complication risk
hospital costs of patients undergoing gastrointestinal cancer surgery were retrieved. A method was
Cost-effectiveness analysis
Gastrointestinal cancer surgery
developed to compute the patients’ severity level, not taking into account the complications from the
surgery. Incremental costs of complications were computed for both treatment groups, and sensitivity
analyses were carried out.
Results: Relative risk of complications with pre-, peri- and post-operative use of immune-modulating
formula was 0.69 (95%CI 0.58e0.83), 0.62 (95%CI 0.53e0.73) and 0.73 (95%CI 0.35e0.96) respectively.
The estimated average contribution of complications to the cost of stay was CHF 14,949 (V10,901) per
patient (95%CI 10,712e19,186), independently of case’s severity. Based on this cost, immune-modulating
nutritional support decreased costs of hospital stay by CHF 1638 to CHF 2488 per patient (V1195
eV1814). Net hospital savings were present for baseline complications rates as low as 5%.
Conclusion: Immune-modulating nutritional solution is a cost-saving intervention in gastrointestinal
cancer patients. The additional cost of immune-modulating formula are more than offset by savings
associated with decreased treatment of complications.
Ó 2013 Elsevier Ltd and European Society for Clinical Nutrition and Metabolism. All rights reserved.
1. Introduction operative complication rates for GI cancer surgery are ranging from
15% to 54%,3e7 with infectious complications being the most
Complications following gastrointestinal (GI) cancer surgery are frequent ones (including wound infections, abdominal abscess,
still an important issue and significantly impact on patient’s pneumonia, anastomotic dehiscence, urinary tract infections, and
outcome, length of hospital stay (LOS) and costs.1,2 Reported post- sepsis). Policies to prevent and reduce post-operative complica-
tions generally focus on pathogen eradication, e.g. peri-operative
Non-standard abbreviations: IMF, immune-modulating formula; GI, gastroin- antibiotic prophylaxis, reduction of surgical trauma and intra-
testinal; DRG, diagnostic-related group; RR, relative risk; LOS, length of hospital operative contamination, as well as improvement in the hospital
stay; CHF, Swiss franc.
q Conferences presentations: This paper has been presented as: (1) A poster environment.8 Only recently, improving host defense mechanisms
presentation at the 24th Annual Congress, European Society of Intensive Care have become a target of interest.
Medicine, October 1e5, 2011, Berlin, Germany. (2) An oral presentation at the 23rd Adequate nutrition is strongly linked with immune competence
Annual Congress ALASS (Association latine d’analyse des systèmes de santé), and risk reduction of infections5,7; hence any nutritional depriva-
September 9e11 of 2012, Lisboa, Portugal. (3) An oral presentation at the 9th HTAi tion increases patient’s risk. Immune-modulating nutritional for-
conference (Health Technology Assessment international), June 25e27th of 2012,
Bilbao, Spain.
mulas (IMF) have been studied in multiple randomized clinical
* Corresponding author. Tel.: þ41 21 924 79 22. trials. Most of them have shown a reduction in post-operative in-
E-mail address: helene.chevrouseverac@nestle.com (H. Chevrou-Séverac). fectious and non-infectious complications as well as LOS in patients
0261-5614/$ e see front matter Ó 2013 Elsevier Ltd and European Society for Clinical Nutrition and Metabolism. All rights reserved.
http://dx.doi.org/10.1016/j.clnu.2013.09.001
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650 H. Chevrou-Séverac et al. / Clinical Nutrition 33 (2014) 649e654
and therefore don’t reach the same clinical efficacy,6 or compliance Main diagnostic ICD-10 codes
issues,9,10 when studies were pulled together in meta-analyses, (C15) Malignant neoplasm of esophagus (ICD-10 codes selected: C15.0;
results have been consistently showing benefit of IMF in GI surgi- C15.4e5; C15.8e9)
cal patients.3e7,11 The most recent meta-analyses of RCTs in GI (C16) Malignant neoplasm of stomach (ICD-10 codes selected: C16.0e9 except
surgery are the ones of Cerantola et al. (2011),5 Marimuthu et al. C16.7)
(C17) Malignant neoplasm of small intestine (ICD-10 codes selected: C17.0e2
(2012)7 and Zhang et al. (2012).11 Cerantola’s study focused on all GI
and C17.8e9)
cancer surgeries, whereas Marimuthu’s one assessed only major (C18) Malignant neoplasm of colon (ICD-10 codes selected: C18.0e9)
open GI surgery; while Zhang and coauthors focused on surgeries (C19) Malignant neoplasm of rectosigmoid junction
for GI cancer patients. (C20) Malignant neoplasm of rectum
(C25) Malignant neoplasm of pancreas (ICD-10 codes selected: C25.0e3 and
In addition of meta-analyses3e7,11 demonstrating the efficacy of
C25.8e9)
IMF versus standard of care (SoC, i.e. nil-by-mouth and/or standard (C26) Malignant neoplasm of other and ill-defined digestive organs (ICD-10
enteral nutrition depending on the IMF regimen), several cost- codes selected: C26.8e9)
effectiveness analyses and cost impact studies of IMF have been (C78.7) Secondary malignant neoplasm of liver
published.1,12e14 The impact of IMF on hospital costs has been
studied in GI cancer surgery in Germany,12 Italy1,13 and the US.14 All
these trials demonstrated that IMF is a cost-effective and cost- ones included into the meta-analysis of Cerantola et al.5 were
saving intervention, independent of the IMF regimen. However, retrieved (see Tables 1 and 2 for the list of GI cancer diagnoses and
none of these studies took into account the patients’ severity level surgical interventions). Their medical records provided information
to isolate cost of care related to the index disease and interventions. on diagnoses, interventions, comorbidities, LOS, costs and DRG
The goal of this study was to fill this gap by assessing the cost- codes. Patients with overall and infectious complications linked to
effectiveness of IMF from a Swiss hospital diagnostic-related surgery that were potentially preventable with IMF intervention
group (DRG) cost database, while discarding the impact of pa- were coded as patients with complications (see Table 3 for the
tients’ severity level on these costs. selected complications). Based on the meta-analysis of Waitzberg
et al. (2006),3 these likely preventable complications with IMF were
2. Methods identified to be wound infections, anastomotic leaks and their
consequent infections, pneumonia and abdominal abscesses. From
2.1. Clinical outcomes this database extraction, average costs of hospital stay for the GI
cancer surgical patients with and without complications were
This cost-effectiveness analysis of IMF in GI patients used the computed.
clinical evidence from the Cerantola’s meta-analysis5 in order to
have clinical practice close to one of the Swiss hospital from which 2.2.2. Disease severity and cost of stay due to complications
cost data were extracted for the economic analysis. We used the In order to distinguish between costs related to treating com-
same 21 RCTs as included in this meta-analysis of RCTs comparing plications from costs linked to the patient’s comorbidities and/or
IMF versus SoC (standard enteral nutrition or nil-by-mouth) in GI disease severity, corrected cost-weights were computed by using
cancer patients undergoing elective surgery,5 to determine the Diagnosis Related Groups (DRG) to derive an exogenous severity
relative risks (RR) of overall and infectious complications of IMF score for each patient stay. In a DRG system, patient stays are
compared to SoC. Among these 21 studies, 6 focused on pre- classified in homogeneous groups on the basis of age, gender,
operative use of IMF, 12 on post-operative use of IMF and 6 on diagnostic and intervention codes. Patient stays grouped in the
peri-operative administration of IMF (see Cerantola et al.5 for more same DRG are assumed to have comparable costs. To each DRG, a
details). The studies selected by Cerantola and coauthors are not severity score called cost-weight (CW) is assigned. This CW was
presented in this publication. The RR computed here are just used to derive the patient’s exogenous severity score. For patients
complementary results to this meta-analysis in order to be used in a without complications, the exogenous severity score is equal to the
straightforward way into the cost-effectiveness analysis. current CW. However for the patients with complications, the CW
The computation of RR was performed using Review Manager they would have had in absence of complication was calculated to
Software for WindowsÒ (RevManÒ 5.0.23; The Nordic Cochrane identify their exogenous severity score (meaning independent of
Centre, Copenhagen Denmark), by a treatment effects analysis, the complications studied). The relevant complication codes were
with 95% confidence intervals (CI). Data across studies were pooled discarded from the patients’ record and a new DRG computed
using fixed-effects (inverse variance) and random-effects models. which represents the severity of patient’s profile independent of
his/her complications. Finally the contributions of complications
2.2. Cost outcomes and of patient’s severity level to the cost of hospital stay were both
estimated by regression analysis using Stata Statistical Software:
2.2.1. Hospital cost database Release 11 (StataCorp 2009).
Cost data were obtained from the university hospital of Lau-
sanne (CHUV) from its accounting and diagnostic-related group
Table 2
(DRG) database (thereafter, hospital database) for the years 2006e ICD codes related to GI surgeries.
2010. Based on their diagnostic (ICD-10-CMd) and intervention
List of interventions code ICD 9: GI surgeries
codes (ICD-9-CMe), hospital records of patients matching with the
42.19 42.33 42.39 42.4 42.41 42.42 42.52 42.54 42.58
42.59 42.62 42.63 42.65 42.69 42.99 43.5 43.6 43.7
d 43.89 43.91 43.99 45.31 45.33 45.34 45.41 45.43 45.49
International Classification Disease, 10th revision, Clinical Modification, World
45.61 45.62 45.71 45.73 45.74 45.75 45.76 45.79 45.8
Health Organization, http://www.who.int/classifications/icd/en/.
e 45.91 45.92 45.93 45.94 45.95 46.99 49.99 50.23 50.25
International Classification Disease, 9th revision, Clinical Modification, World
50.26 52.01 52.09 52.22 52.51 52.52 52.53 52.7 52.96
Health Organization.
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H. Chevrou-Séverac et al. / Clinical Nutrition 33 (2014) 649e654 651
Table 3
ICD codes used to classify complications likely preventable with IMF.
Sepsis A41.1 A41.2 A41.5 A41.51 A41.52 A41.58 A41.8 A41.9 N39.0 R65.0
Infections A49.0 A49.1 A49.8 A49.9
Pneumopathies J15.0 J15.2 J15.6 J18.0 J18.1 J18.9
Other complications K91.3 K91.8
2.2.3. Hospital cost impact and cost-effectiveness analyses 3.2. Hospital cost data and case’s severity
The resulting estimated treatment cost of complications was
then used to compute the impact of IMF versus SoC on hospital Four hundred and twenty patients with diagnosis and operation
costs for GI cancer patients undergoing surgery. For each patient’s codes related to GI cancer and surgery were extracted from the
group, the costs of complications were computed by multiplying hospital DRG database. These patients were selected based on the
the percentage of patients presenting with overall complications by diagnostic and intervention codes related to major GI surgery
the cost of treating these complications. The hospitalization costs related to use of IMF as recommended in ESPEN Guidelines (Grade A
related to exogenous patient’s severity score were not taken into recommendation).15 These patients underwent major GI surgery
account, as assumed to be unrelated to the effect of IMF. Finally, the into this hospital between January 2006 and December 2010. All
cost-effectiveness of IMF intervention compared to SoC was patients underwent routine pre-operative nutritional assessment at
computed by comparing both cost of complications and medical the outpatient department by using the Nutritional Risk Score
nutrition and complications rates between the two treatment (NRS).16 Patients having a NRS 3 were further assessed and treated
groups. by the clinical nutrition team according to ESPEN guidelines.15 If
necessary, surgery was delayed up to two weeks. In addition be-
2.2.4. Sensitivity analyses tween October 2007 and September 2010, 152 of these patients
In order to also assess the robustness of the model, sensitivity were included into a randomized clinical trial assessing the efficacy
analyses were performed. First, results were computed around the of pre-operative IMF compared to standard enteral nutrition on
baseline complication rate which was varied between 0% and 60%. post-operative complications rate in patients at nutritional risk.9
The difference in hospital cost per patient were computed for each Consequently some of these patients might have used less health-
complication rate and plotted against the baseline complications care resources than a true control group due to either the usual
rate for each IMF regimen. The baseline complication rate at which standard nutrition protocol or to the trial done. Therefore using cost
difference in costs between groups was null (also called cost- data from this hospital was a conservative approach, as it may have
neutrality) was also estimated for the three regimen of IMF use. driven the hospital costs estimation down. This assumption was
Second, results were estimated for RR of infectious complications to confirmed as only 64 patients over the 420 selected presented with
get a crude estimate of the impact of IMF regimen on cost of in- complications giving a post-operative complication rate of 15.2%, far
fections. Here as well, the initial infection rate, making INF a cost- below the rates usually seen in control groups of RCTs (ranging from
neutral intervention was computed. Finally, uncertainty in param- 31% to 95% for overall complications when considering the RCTs
eters was also taken into account by one-way sensitivity analysis included in Cerantola’s meta-analysis5).
using 95% confidence interval values for the RR of complications From these DRG data, the average exogenous severity scores
and the RR of infections. were estimated to amount to 4.05 (SD 1.85) for the 64 patients
presenting with at least one complication, and 2.84 (SD 1.21) for
patients without complication. This difference demonstrates that
3. Results patients with complications are more severely ill than those
without it, independently of the complications studied.
3.1. Clinical outcomes (Tables 4 and 5) The average cost of hospital stay for the 420 cancer patients
(with and without infectious complications) undergoing lower and
RR of infectious complications and overall complications based upper GI surgery was CHF 33,549 (SD 21,955) per patient-stay
on the 21 trials included in the meta-analysis by Cerantola and (V24,464). The mean hospital cost of stay for patients without
coauthors5 are displayed in Tables 4 and 5. The decreases in risks of and with complications was CHF 29,499 (SD 17,587) and CHF
complications were always statistically significant, but more 56,072 (SD 29,239) per patient-stay respectively (V21,511 and
important for infectious complications (RR ¼ 0.48e0.65) than for V40,889). Patients without complications staid on average 12.76
overall complications (RR ¼ 0.62e0.73). The effect of IMF to reduce days (with SD of 7.11) into hospital; while patients with compli-
the overall complication rate was more important when IMF was cations staid 22.92 days (10.32). The contribution to the cost of
used peri-operatively (RR of 0.62, with 95%CI 0.53e0.73); whereas hospital stay of treating complications was estimated by a regres-
for infectious complications, the decrease was more important sion analysis taking into account the severity scores of the patients:
when IMF was administered pre-operatively (RR of 0.48, with 95% it led to additional CHF 14,949 (V10,901) per patient-stay (95%CI
CI 0.35e0.66). CHF 10,712e19,186) (see Table 6).
Table 4 Table 5
Relative risk of overall complications for the 3 regimen of IMF; computed by meta- Relative risk of infectious complications for the 3 regimen of IMF; computed by
analysis. meta-analysis.
IMF regimen Relative risk 95% confidence Pooled complication IMF regimen interval Relative risk 95% confidence Pooled infection
of complications interval rate control of infections interval rate control
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652 H. Chevrou-Séverac et al. / Clinical Nutrition 33 (2014) 649e654
Table 6
Estimated cost of hospital stay due to case’s severity and complications (estimated
by regression analysis).
Table 8
Table 7
Results of the sensitivity analyses for the pre-, peri- and post-operative use of IMF.
Hospital cost of stay in the IMF and control groups based on relative risk of
complications. Pre-operative Peri-operative Post-operative
regimen regimen regimen
IMF Complication rate Marginal hospital costs
regimen Cost-neutral baseline 4.32% 10.21% 9.41%
RR SoC IMF SoC (95%CI) IMF (95%CI) Difference
complication rate
(IMF Soc)
Savings per patient based on CHF 1147; CHF 1600; CHF 81;
(95%CI)
95%CI of RR of complications 3128 3214 þ4478
Pre-op 0.69 53.0% 36.6% CHF 7923 CHF 5667 CHF 2256 Savings based on infection CHF 2598 CHF 1588 CHF 1137
(5677; 10,169) (4117; 7216) (1560; 2952) rate per patient (95%CI) (1805; 3392) (973; 2202) (707; 1567)
Peri-op 0.62 54.0% 33.5% CHF 8072 CHF 5585 CHF 2488 Cost-neutral baseline 2.57% 7.76% 7.27%
(5784; 10,360) (4166; 7003) (1618; 3357) infection rate
Post-op 0.73 50.0% 36.5% CHF 7475 CHF 5836 CHF 1638 Savings based on 95%CI CHF 1630; CHF 894; CHF 530;
(5356; 9593) (4290; 7383) (1066; 2210) of RR of infections 3298 2108 1658
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H. Chevrou-Séverac et al. / Clinical Nutrition 33 (2014) 649e654 653
Acknowledgment
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654 H. Chevrou-Séverac et al. / Clinical Nutrition 33 (2014) 649e654
data has the Cerantola et al. (2011) meta-analysis. MS and YC 9. Hübner M, Cerantola Y, Grass F, Coti Bertrand P, Schäfer M, Demartines N.
Preoperative immunonutrition in patients at nutritional risk: results of a
brought their medical expertise to carefully select the cost data for
double-blinded randomized clinical trial. Eur J Clin Nutr 2012;66(7):850e5.
patients matching their meta-analysis (i.e. GI cancer patients un- 10. Giger-Pabst U, Lange J, Maurer C, Bucher C, Schreiber V, Schlumpf R, et al.
dergoing major GI surgery). CP, YC, MS, JBW and ND actively Short-term preoperative supplementation of an immunoenriched diet does not
reviewed and contributed to the abstract and manuscript. improve clinical outcome in well-nourished patients undergoing abdominal
cancer surgery. Nutrition 2013;29(5):724e9.
11. Zhang Y, Gu Y, Guo T, Li Y, Cai H. Perioperative immunonutrition for gastro-
intestinal cancer: a systematic review of randomized controlled trials. Surg
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