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ABSTRACT | A current survey of the emerging field of KEYWORDS | Communication networks; consensus; control of
networked control systems is provided. The aim is to introduce networks; control systems; cooperative control; distributed
the fundamental issues involved in designing successful control systems; estimation; networked control systems;
networked control systems, to provide a snapshot assessment networked embedded systems; networks; real-time systems;
of the current state of research in the field, to suggest useful sensor and actuator networks; sensor networks
future research directions, and to provide a broad perspective
on recent fundamental results. Reflecting the goals of the
I. INTRODUCTION
Special Issue itself, this paper surveys relevant work from the
areas of systems and control, signal processing, detection and In technological terms, networked control systems are
estimation, data fusion, and distributed systems. We discuss comprised of the system to be controlled and of actuators,
appropriate network architectures, topics such as coding for sensors, and controllers whose operation is coordinated
robustly stable control in the presence of time-varying channel through some form of communication network. From a
capacity, channels with fixed versus adaptively variable data macroscopic systems biology point of view, however, the
width, issues in data rate problems in nonlinear feedback components might be identified as neurons, muscles,
problems, and problems in routing for stability and perfor- neural pathways, and the cerebral cortex. The universal
mance. In surveying current research on networked control feature of networked control systems is that the
systems, we find that recent theoretical advances and target component elements are spatially distributed, may op-
applications are intimately intertwined. The common goal of erate in an asynchronous manner, but have their op-
papers in the Special Issue which follows is to describe key eration coordinated to achieve some overall objective.
aspects of this relationship. We also aim to provide a bridge The proliferation of these systems has raised fundamen-
between networked control systems and closely related tally new questions in communications, information
contemporary work dealing with sensor networks and wireless processing, and control dealing with the relationship
communication protocols. between operations of the network and the quality of the
overall system’s operation. A wide range of research has
recently been reported dealing with problems related to
controlling the formation of ad hoc networks of spatially
Manuscript received June 15, 2006; revised October 12, 2006. This work was supported distributed systems, system-dependent data rate require-
in part by the ODDR&E MURI01 Program under Grant DAAD19-01-1-0465 to Boston ments in digital feedback channels, real-time fusion and
University, in part by the Center for Networked Communicating Control Systems, and
in part by the National Science Foundation ITR Program under Grant DMI-0330171. registration of data from distributed heterogeneous
J. Baillieul is with the College of Engineering, Boston University, Boston, MA 02215 sensors, and the theory of cooperative control of net-
USA (e-mail: johnb@bu.edu).
P. J. Antsaklis is with the Department of Electrical Engineering, University of Notre works of autonomous agents. The current state of the art
Dame, Notre Dame, IN 46556 USA (e-mail: antsaklis.1@nd.edu). of such research is the subject of this Special Issue of the
Digital Object Identifier: 10.1109/JPROC.2006.887290 Proceedings of the IEEE.
0018-9219/$25.00 Ó 2007 IEEE Vol. 95, No. 1, January 2007 | Proceedings of the IEEE 9
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John Baillieul and Panos J. Antsaklis, "Control and Communication Challenges in Networked Real-Time
Systems," in the Special Issue on "Technology of Networked Control Systems," P. J. Antsaklis and J. Baillieul
Eds., Proceedings of the IEEE, Vol.95, No. 1, January 2007.
Baillieul and Antsaklis: Control and Communication Challenges in Networked Real-Time Systems
change has to do with a renewed emphasis on distributed circumstances. An example is actuator saturation or con-
control systems. straints, which plays an even more important role today,
Regarding the first change, control systems are re- since networked systems are expected to run intermit-
defined in the sense that there is an additional component tently open loop. The fact that there are actuator con-
to the plant, controller, sensor, and actuator components, straints implies that unstable systems are much more
namely the network that represents the interconnections restricted from running open loop for extended periods of
among components. The network has become a factor time as it may not be possible to reverse direction in an
because of the use of digital communication networks unstable trajectory if the system has departed significantly
shared by other applications. There, media access by the from an equilibrium point.
sensor that needs to transmit data may not be immediate At a more fundamental level, control theorists have
and communication delays and packet losses may occur. been led to re-examine the open (feed-forward) versus
Furthermore, the increasing use of wireless communica- closed-loop (feedback) control issues. The desire to do
tions introduces new issues such as fading and time- better than holding the control input value constant during
varying throughput in communication channels. As a result open loop intervals, as is typically the case when using
of these changes, the effect of the interconnections needs standard zero-order hold devices, has led to the introduc-
to be explicitly addressed in networked control systems. tion of increased explicit knowledge about the plant in the
The second area of change is the shift of emphasis from controller and to model based control architectures in
centralized to distributed control systems. The fact that certain studies; see [88]. There has also been renewed
there is ample processing power available at low cost that emphasis on increased autonomy that allows the system to
can be embedded almost anywhere opens a vast array of run without feedback information for extended periods of
new possibilities. Sensor data can be processed locally and time. This has brought forth the area of autonomous in-
control policies can be implemented again locally, without telligent control and consideration of approaches and
needing a central decision maker. The remote units act methodologies on how to build such systems; see [6].
locally but they must coordinate their actions to serve Distributed control is related to the areas of decen-
global goals. In this way, there is no need for large amounts tralized control and of large-scale systems, which were
of data being exchanged over the network. The common studied extensively in the 1970s. In the case of large-scale
wisdom is that distributed control can never be as good and systems several results were derived, primarily on the
effective as centralized control. Is this assumption correct? stability of such systems. Typically, it would be assumed
Intuitively it is true, assuming that there are no delays that the interconnections had certain strength, and then
when data are sent to and from the central processing unit. some form of Lyapunov theory would be applied. Other
When delays are present (and this is unavoidable under results were also derived. (See the survey on large scale
current technology trends of shared digital networks and systems [103].)
wireless connections), distributed control has the potential About 30 years ago, decentralized control was studied,
of being superior to centralized control, since sharing local where the controller had special structure; for example,
information and acting upon it may be relatively delay free. the controller could be a diagonal matrix, so that mea-
The distributed control systems can then be seen as surements from the first output were used to decide only
consisting of clusters of sensors, actuators, processing the first control input. These (block) diagonal special
units, and communication devices that are rather loosely structures introduced restrictions conveniently expressed
interconnected, sharing perhaps only supervisory infor- by the notion of fixed modes [119]. Note, however, that the
mation. An example of a distributed control system is a plant in decentralized control was still a single tightly
group of unmanned air vehicles (UAVs) that coordinate connected unit and not a rather loosely interconnected
their flight directions and velocities to fly in formation. group of complete systems, which is the typical case in
Because of these changes in the approaches to con- distributed control.
trolling systems, several new concerns need to be ad- In addition to the fixed mode results already men-
dressed. Several areas such as communication protocols tioned, there is also on-going work on decentralized su-
for scheduling and routing have become important in pervisory control of discrete-event systems using finite
control when considering, for example, stability, perfor- automata or Petri Net models; see [63] and [102].
mance, and reliability. Algorithms and software that are The whole area of sensor networks is very relevant,
capable of dealing with hard and soft time constraints are although the networks we are interested in are sensor and
very important in control implementation and design, and actuator networks. In networked control systems data are
thus areas such as real-time systems from computer not only gathered and processed as in sensor networks but
science are becoming increasingly important. There is are used in decision algorithms to derive control policies
also some reordering of control concepts due to changes in implemented via the actuators. There are many similarities
importance to control applications. Control concepts that and also differences [50], [126].
were of interest before have been brought to the forefront It should be noted that there are several research
and assumed new importance because of the changing areas in other disciplines that deal with topics relevant to
networked control systems. Optimization is one such An alternative measure is to see how infrequent feed-
area. Of particular interest are distributed optimization back information is needed to guarantee that the system
algorithms. The area of complex systems studied by remains stable. See, for example, [88] and [89], where
physicists using statistical methods is relevant as well. this scheme has been combined with model-based ideas
They are interested in modeling systems ranging from the for significant increases in the periods where the system
internet to protein metabolic networks in biological is operating in an open-loop fashion. Intermittent feed-
organisms. Tools used are graph theory and power back is another way to avoid taxing the networks for
distribution laws, and scale-free networks together with sensor information. In this case, every so often the loop is
phenomena such as the small-world phenomenon are closed for a certain-fixed or time-varying period of time
observed. [41]. This may correspond to opportunistic, bursty
situations where the sensor sends up bursts of informa-
C. Networked Control Systems Research tion when the network is available. The original idea of
Networked control systems research lies primarily at intermittent feedback was motivated by human motor
the intersection of three research areas: control systems, control considerations.
communication networks and information theory, and There are strong connections with cooperative control.
computer science. Networked control systems research There, researchers have used spatial invariance ideas to
can greatly benefit from theoretical developments in describe results on stability and performance [100]. If
information theory and computer science. The main spatial invariance is not present, then one may use the
difficulties in merging results from these different fields mathematical machinery of graph theory to describe the
of study have been the differences in emphasis in research interaction of systems/units and to develop detailed
so far. In information theory, delays in the transmitted models of groups of agents flying in formation, foraging,
information are not of central concern, as it is more cooperation in search of targets or food, etc. An additional
important to transmit the message accurately even though dimension in the wireless case is to consider channels that
this may involve sometimes significant delays in transmis- vary with time, fade, or disappear and reappear. The prob-
sion. In contrast, in control systems delays are of primary lem, of course, in this case becomes significantly more
concern. Delays are much more important than the challenging. There is ongoing fundamental work in this
accuracy of the transmitted information due to the fact area reported in this special issue; see [S5]–[S7].
that feedback control systems are quite robust to such Consensus approaches have also been used which typically
inaccuracies. Similarly, in traditional computer science assume rather simple dynamics for the agents and focus on
research time has not been a central issue since typical the topology considering fixed or time-varying links in
computer systems were interacting with other computer synchronous or asynchronous settings; see [26], [45], [46],
systems or a human operator and not directly with the [65], and [114].
physical world. Only recently, areas such as real-time Implementation issues in both hardware and software
systems have started addressing the issues of hard time are at the center of successful deployment of networked
constraints where the computer system must react within control systems. Data integrity and security are also very
specific time bounds, which is essential for embedded important and may lead to special considerations in
processing systems that deal directly with the physical control system design even at early stages.
world; see [70], [105], and [106]. What then are areas that have been or are being studied
The work described in this special issue is summarized and what are research areas where important challenges
at the end of this paper; see also earlier special issues and remain?
additional references in [7], [8], and [57]. Where do we go Overall, single loop and stability have been emphasized
from here? So far, researchers have focused primarily on a and studied under quantization of the sensor measure-
single loop and stability. Some fundamental results have ments and actuator levels. Research is needed to
been derived that involve the minimum average bit rate understand multiple interconnected systems over realistic
necessary to stabilize a linear, time-invariant system. channels that work together in a distributed fashion
Although progress has been made, much work remains to towards common goals. Performance is key in making such
be done. In the case of a digital network where information systems attractive to practitioners; see, for instance, [S5]
is typically sent in packets, the minimum average rate is not in this issue of the Proceedings. Note that limits to
the only guide to control design. A transmitted packet performance in networked control systems appear to be
typically contains a payload of tens of bytes, and so blocks of caused primarily by delays and dropped packets. Other
control data are typically grouped together. This enters into issues being addressed by current research are actuator
the broader set of research questions on the comparative constraints, reliability, fault detection and isolation,
value of sending 1 bit per second or 1000 bits every 1000 graceful degradation under failure, reconfigurable control,
secondsVfor the same average data rate. In view of the and ways to build increased degrees of autonomy into
typical actuator constraints, an unstable system may not be networked control systems. Some of this work will provide
able to recover after 1000 seconds. the content for future special issues.
implementation), and if the system is open-loop unstable, physical systems and the rate at which information must be
then there is a minimum rate at which feedback processed in order to stably control them. It is also
information must be processed and used to close the remarkable that the theorem involves only the rate at
control loop if the system is to be stabilized. Moreover, it which information can be processed and communicated
was observed [34] that near this minimum data rate, the through the feedback loop. There are no a priori
closed-loop system will exhibit chaotic dynamics. restrictions on how this information is encoded, and for
Following Delchamps, an important independent line scalar systems, it is known that a bounded response may be
of research that focused on the interplay among coding, produced by a very coarse (e.g., single bit) set of control
estimation, and control was initiated in the early 1990s values, transmitted rapidly, or a finer set of control values
by W. S. Wong and R. W. Brockett [121], [122]. A pre- (say 2n distinct values), each of which is transmitted less
liminary version of some of this work appeared in [120], frequently (1=nth as often).
and a preprint version of [122] was also circulated in These results establish some essential requirements for
1995. This research was concerned with the role coding stability. It is important to also address this problem in
of feedback signals played in determining the stability of settings where there are control input constraints, packet
a linear system with communication constrained feed- transmission losses, and a tendency for bursty opportu-
back channels. A connection was established between nistic communications under severe media access and
stabilizability and an inequality relating the feedback bandwidth restrictions.
channel data rate to the eigenvalues of the open-loop When performance requirements require more than
system. Both a necessary condition and a sufficient con- merely a bounded response, source coding of control
dition were given, with the two coinciding for scalar linear signals must be tailored to achieve the desired perfor-
systems. mance, as will be seen in Section III.
Similar sets of research issues emerged around the same
time in hybrid and switched systems, where the study of
dynamical systems was focused on models that contained I II . COMMUNICATION-CONSTRAINED
both continuous time-driven dynamics and discrete event- PERFORMANCE
driven dynamics. Issues such as stability of systems con-
Current research on networked control systems is
trolled by switching strategies were studied; see [2]–[4].
proceeding rapidly and in many directions. Within the
Research on the design of control laws for communi-
scope of this Special Issue, several important emerging
cation-constrained feedback channels was also reported
topics have not been emphasized. These include new
around the same time. In [28], Borkar and Mitter con-
results on robustness and risk that are of special
sidered the LQG problem for coded feedback and com-
importance in the context of communication-constrained
munications constraints. Related work on recursive state
control. Paper [S5] discusses recent research on design
estimation using data passed through rate-limited channels
tradeoffs between complexity of the encoding of control
has been reported by a number of researchers including
signals and the performance goals that can be achieved by
Dokuchaev and Savkin [37], Li and Wong [77], Liu and
the closed-loop system. One performance goal which has
Wong [78], and, as mentioned previously, Wong and
received increasing attention in the recent literature is
Brockett [121].
robustness with respect to time variability of the channel
A high-water mark in the study of quantized feedback
capacity of the feedback loops. Another topic of emerging
using data-rate limited feedback channels is known as the
importance involves risk and failure of networked control
data-rate theorem. This states that for any linear time-
systems. In most wireless network technologies, failure
invariant plant having open-loop poles a1 ; . . . ; ak in the right
involves loss of connectivity to the network, e.g., dropped
half-plane, a quantized feedback law can be designed to
cell phone calls, loss of Internet connection, etc. Failure
produce a bounded response if and only if the data-rate R
modes in networked control systems are qualitatively
around the closed feedback loop satisfies the data-rate
different and the risk and cost of failure must be taken into
inequality
account. If an open-loop unstable plant fails to receive
more than a certain critical number of packets from a
X controller, it will become unrecoverably unstable. In this
R 9 log2 e <ðai Þ: (1)
section, we briefly discuss the emerging theory of risk and
failure associated with noise and communications errors in
networked control systems.
That is, the larger the magnitude of the unstable poles, the
larger the required data rate through the feedback loop.
This intuitively appealing result was proved independently A. Coding for Robustness to Time-Varying Data Rates
under a variety of assumptions (see [11], [13], [29], [93], Current research on feedback coding for control over
[94], [109], [110], [112], and [122]), indicating that it feedback channels with communications constraints
quantifies a fundamental relationship between unstable typically involves quantized control. To fix ideas, we
consider an n-dimensional system with scalar input that f ðxÞ ¼ f ðxÞ. The inverse images Ri ¼ f 1 ðui Þ,
ui 2 U are called control regions. We shall be interested in
sample-and-hold types of control, whose evolution is given by
x_ ¼ Ax þ bu: (2)
inequality is a sufficient condition for practical stabiliz- performance in terms of such classical design criteria as
ability typically involve complex coding schemes; see, e.g., control energy, loop-shaping, and so forth. For constrained
[93]–[95], [111], and [112]. In [74], it is argued that in the data-rate channels, however, they may be less desirable
case that the matrix A has a nontrivial Jordan canonical than designs which give more weight to optimized patterns
form or has complex eigenvalues, it may be necessary to let of information flow which may, for instance, differentially
the number of control levels increase without bound in assign bandwidth to different modes. (See [75] for more
order to achieve practical stability as the data-rate information about such designs.) Let g : R ! U, where
approaches the theoretically minimum possible value. U R is a finite set of control values as given previously.
We refer to [74] and [75] for details. Assume g is nondecreasing and continuous from the left.
In addition to these considerations, performance re- Let k 2 Rn , k 6¼ 0. A parallel hyperplane selection function
quirements of the closed-loop system will also influence is a function f : Rn ! U that has the form f ðxÞ ¼ gðk xÞ
the preferred size of the control alphabet. To focus the for such a g and k. This circle of ideas is well illustrated by
discussion, we shall restrict our attention to systems in two-dimensional (2-D) systems with distinct open-loop
which the eigenvalues of A are distinct and real. (Feedback poles in the right half-plane as discussed earlier. In terms
coding for systems with nontrivial Jordan blocks is of the normal form A ¼ diagða1 ; a2 Þ, b ¼ ða1 ; a2 ÞT and the
somewhat more complicatedVas explained in [74].) It continuing assumption that a2 9 a1 9 0, it follows from
will also be assumed that all eigenvalues are positive since the classical theory of control design that a constant-gain
if this were not the case, we could restrict our discussion feedback law u ¼ k1 x1 k2 x2 which places the closed-
to the unstable subspace. We assume that (2) is con- loop poles in the left half-plane will be such that k1 G 0 and
trollable, and under this assumption, it can be shown that k2 9 0. For feedback laws of this form, it is not difficult to
after a suitable change of basis, A ¼ diagfa1 ; . . . ; an g, b ¼ show that all stabilizing feedback laws which stabilize the
ða1 ; . . . ; an ÞT , and an 9 an1 9 9 a1 9 0. continuous-time system (2) are contained in the set
In [75], we have presented a feedback control coding
which decouples the modes in a single-input linear system,
so that effectively there are n parallel scalar systems whose fuðx1 ; x2 Þ ¼ k1 x1 k2 x2 : k1 G 0; k2 9 0
evolution using a sample and hold feedback law is given by a1 k1 a2
and G G :
a2 k2 a1
even standard implementations, using, say, 8- or 12-bit A/D a smaller subinterval ½ð 1Þ; 1 which is both in-
hardware can be expected to perform badly if a closed-loop variant and attracting. Points xðkÞ lying outside the larger
system response outside a certain prescribed range is called interval [1,1] give rise to unbounded trajectories and,
for. The existence of complex dynamics and chaotic consequently, the possibility that a stably operating feed-
instabilities in digital circuits is well documented; see back system can become unstable due to packet losses or
[86]. At present, the role of coding in eliciting or sup- bit errors. Single-bit feedback encoding of this type has
pressing such instabilities in embedded and networked been shown to provide robust performance when using
control systems is not well understood. It remains a fertile communication-constrained feedback channels which are
area for continuing research. For more information on subject to variations in channel capacity; see [73] and
quantization for feedback signals designed to achieve [75]. It also provides a simple analytical framework for
closed-loop performance objectives beyond mere practical discussing system performance in the presence of noise,
stability, we refer to [S5] and [44]. For a discussion more bit errors, and packet losses. Using our simple model, it is
specifically concerned with regular feedback designs, we easy to see that a single bit error can always be tolerated
note that a complete characterization is available in the by a system operating in the steady-state
pffiffiffi invariant interval
scalar case, for which we refer to [S5] and [73]. ½ð 1Þ; 1, provided G 2. More generally, a
sequence of n 1 successive bit errors can be tolerated by
B. Noise, Bit Errors, and the Risk of Instability a system which is operating in the invariant interval if and
For a control system of the form (2), with quantized only if G 21=n . If 21=n G G 21=n1 , a sequence of n 1
feedback control values being communicated from a con- successive bit errors will place the system at risk
troller to the plant over a noisy feedback channel, (meaning that some states in the steady state subinterval
randomly occurring bit errors will degrade the system’s ½ð 1Þ; 1 will be unstable), and if 21=n1 , a
performance. The extent of this degradation will depend sequence of n 1 successive bit errors will always lead to
on a number of factors, including how noisy the channel is instability.
and whether control levels have been coded in a way that We can consider these observations in the context of a
no single bit error in the specification of a control value serial feedback channel in which bit errors occur randomly
will cause the plant to use a value which is significantly in any transmitted sequence of bits in accordance with,
different from the one specified. If the channel is noisy and say, a binomial probability law having probability p of a bit
bit errors are frequent, performance of the closed loop error occurring in any particular position in the transmit-
system may degrade to the point of instability. The ted sequence. Several observations are in order.
likelihood and expected frequency of such severe perfor- First, for any value of , 1 G G 2, after a sufficiently
mance degradation may be most easily understood in terms long time, the system (8) will, with probability 1, be desta-
of a scalar system with a binary encoding of a stabilizing bilized by a sequence of bit errors. A proof may be con-
feedback. Consider a continuous-time scalar system structed along the following lines. System (8) operating in
the presence of errors may be represented as xðk þ 1Þ ¼
xðkÞ eðkÞsgn½xðkÞð 1Þ, where eðkÞ is a random
1 sequence whose elements are i.i.d. and the values 1
gðsÞ ¼ (7)
sa with probabilities p and 1 p, respectively. According to
our remarks, there is an integer n such that any se-
quence of n successive bit errors will destabilize the sys-
where a 9 0. A feedback law is implemented over a di-
tem. For a sufficiently long sequence eð1Þ; eð2Þ; . . . , the
gital communication channel with the following ideal
probability of encountering a string of n successive 1s is
features.
high, and as the sequence lengths increase, this proba-
1) The analog system is sampled at a uniform rateV
bility approaches 1.
one sample being taken every h units of time
Secondly, we remark that an analytic expression for the
(seconds).
rate of failure (= instability) of a communication-constrained
2) One of only two possible values of the control is
feedback system of this type is not currently availableVeven
applied throughout the sampling interval (say
for scalar systems. (See [92] for additional details.) Using
u ¼ 1).
Monte Carlo methods for specific models, we can compute
This system is thus associated with a state transition
mean time to failure (MTTF) as a function of both the
mapping
system clock rate (= sampling interval length h) and the
feedback channel bit-error rate (BER). Under the assump-
xðk þ 1Þ ¼ xðkÞ sgn½xðkÞð 1Þ (8) tion that the (BER) and the sampling frequency are in-
dependent, the results of one set of simulations are shown
in Fig. 4. As the sampling instants get closer together (i.e.,
where ¼ eah . It is easy to see that provided that G 2, h ! 0), the system becomes more stable (i.e., has a
the interval [1,1] will be invariant, and this will contain smaller domain of steady-state operation). This leads to the
laws which preserve the symmetries. Work reported by Safety.[ Networks have become a critical and pervasive
Marshall and Broucke [80] explores circular connecti- component in manufacturing systems, providing connec-
vity and symmetry-preserving motions, and Recht and tivity from the I/O shop-floor level all the way up to the
D’Andrea explore distributed control algorithms which enterprise business level. Networks connecting the
preserve symmetries associated with nonabelian symmetry factory-floor information systems with the front-office
groups [101]. systems exchange scheduling and quality data. Networks
connecting machines on the plant floor carry real-time
control and diagnostic data. Networks are also being used
V. TOPICS AND ORGANIZAT ION OF in safety systems, such as emergency stops and lockout
THE S PECIAL I SS UE gates. The use of networks (as opposed to traditional
The remarkably high level of current interest in what has point-to-point wired systems) has improved reliability,
become known as network science dictates that we need to visibility, and diagnosability of the manufacturing sys-
be modest in claims regarding the scope of this Special tems, in addition to reducing installation and maintenance
Issue. Hence, we shall only say that the papers which costs. Unfortunately, network and network device per-
follow report some of the most important work in the broad formance, which of course plays a critical role in the
area of networked control systems. Given the mission of operation of these systems, is not well understood and is
the Proceedings to explore topics comprehensively, we rarely taken into consideration when designing these net-
have chosen to have the Special Issue treat several topics in worked control systems. This paper describes the emer-
depth, while using this introductory paper to briefly gence of networks for control, diagnostics, and safety, and
mention other important work which could not be fit presents mechanisms for designing and analyzing network
within the space of a single issue of the Proceedings. control solutions. Network performance characteristics
Thus, the remainder of the Special Issue is organized as such as delay, delay variability, and determinism are
follows. Section V-A contains four papers falling under the characterized. Future trends in manufacturing control
general heading of state of the art in current technologies networks are discussed, such as the move to wireless for
involving networked control systems. The four papers treat all categories of data exchange. Networked control
safety in industrial networks, cooperative data acquisition systems are a key factor towards realizing the ultimate
by coordinated mobile sensors and large-scale experimen- goal of e-manufacturing.
tal efforts with fleets of underwater vehicles, a large-scale N. E. Leonard, D. Paley, F. Lekien, R. Sepulchre,
experiment with an irrigation network with wireless- and D. M. Fratantoni, BCollective Motion, Sensor
integrated sensors and actuators, and finally the role of Networks, and Ocean Sampling.[ This paper reports on
networked systems in contemporary and future military an on-going project aimed at developing a mobile sensor
applications. Section V-B contains five papers which we network which can be used in a wide variety of adaptive
have grouped under the heading of foundations of net- ocean sampling applications. There are many components
worked real-time systems. In this section, the topics have to this research, and the focus here is the work on opti-
been chosen to provide a survey of recent research on mized data collection using networks of sensor-enabled
feedback control under data-rate constraints, networked mobile agents. While the specific application involves
control with variable channel capacity and packet drops, ocean sampling and the location and mapping of thermal
optimal control of networked systems with unreliable gradients, the work is also applicable to mobile sensor
links, biologically inspired networks of certain classes of networks and adaptive sampling problems over a number
devices, and finally consensus problems in various types of of domains. A typical domain is the Earth’s atmosphere
multiagent networks. The final two papers of the Special where airplanes, balloons, satellites, and networks of
Issue have been grouped in Section V-C under the heading radars can be used to collect data for weather observation
wireless networksVthe backbone of networked control and prediction. Other applications include space-based
systems. These papers treat the design of networks for sensing where clusters of satellites can be used with optical
vehicle tracking and other real-time applications. The final sensors and interferometric techniques measure charac-
paper, on layering as optimization emphasizes modular- teristics of planets in distant solar systems. The paper
ized design and operation and at the same time suggests a mentions a number of such applications where a key
mathematical approach to decomposing very large scale feature of optimal sensing is the use of motion control
optimization problems that are intrinsic in networked which is optimized to make the data acquisition as
control systems. The papers in these three sections are effective as possible.
summarized as follows. M. Cantoni, E. Weyer, Y. Li, S. K. Ooi, I. Mareels,
and M. Ryan, BControl of Large Scale Irrigation Networks.
A. Current State of Technology of Networked [ This paper considers a control problem involving sensors
Control Systems and actuators which are necessarily distributed over a
J. R. Moyne and D. M. Tilbury, BThe Emergence of large and typically remote area. After introducing the
Industrial Control Networks for Control Diagnostics and problem of irrigation network management from the
perspective of distribution efficiency and quality of ser- significant results in the literature, two fundamental
vice, the authors focus on the problem of regulating the questions are explored in detail: 1) When is a linear dyna-
water level along an open water channel fitted with flume mical system stabilizable over a noiseless digital channel?
gates which host sensors, actuators, and the information and 2) What can be said about the achievable control
processing and radio resources required to participate in a performance in the presence of a finite feedback rate?
communication network linking the gates and a central These questions can be regarded as the control-theoretic
station. In light of the large-scale nature of the problem, analogues of source coding and rate distortion theory.
and the typical noncontrol related information load on the Initially, the case of unbounded encoder–decoder memory
communication network, most of the paper is devoted to is addressed. A universal performance lower bound cap-
the discussion of feedback control schemes that involve turing the effect of data rate and channel delay on per-
only local (i.e., gate-to-gate) information exchange. formance is derived, and the quasi-separation principle for
Analysis identifies a key design tradeoff between local data-rate-limited stochastic control systems is explained.
performance objectives and the nature of disturbance The effect of finite encoder–decoder memory is then ex-
propagation through the network. Using classical loop- plored, focusing on the fundamental tradeoffs between bit
shaping ideas and recent tools for structured controller rates, mean entrance times, and contraction rates for
synthesis, an optimal control approach is proposed for noiseless linear systems.
systematically dealing with this tradeoff. The results of J. P. Hespanha, P. Naghshtabrizi, and Y. Xu, BA
preliminary field trials are provided to demonstrate the Survey of Recent Results in Networked Control Systems.[
validity of the modeling and control design framework Several papers in the Special Issue are concerned with data
described. losses that seem unavoidable in current wireless network-
D. Godbole, T. Samad, and J. Bay, BThe Role of ing technologies. Hespahna et al. present results on
Network-Centric Systems in Military Operations in Urban estimation and controller synthesis aimed at spatially
Terrain.[ The last paper in Section A brings the network- distributed control systems in which the operational
centric perspective to a challenging application domain, challenges arise from the nature of the wireless commu-
military operations in urban terrain (MOUT). This paper, nication links between sensors, actuators, and controller.
by authors from Honeywell and the U.S. Air Force The paper addresses the effects of channel limitations in
Research Laboratory, focuses on a new class of assets, terms of packet rates, sampling, network delay, and packet
small unmanned aerial vehicles (UAVs), and on their use dropouts. Several alternative ways of addressing the
for reconnaissance and surveillance missions in cities and problems are surveyed, and these are developed with a
towns. These vehicles have limited endurance and payload variety of models of the phenomena in question consid-
capability, but when integrated within an information and ered. Connections with delay differential equations and
communication network and an appropriate concept of Markov chain models of packet dropouts are made.
operations they promise to revolutionize situation aware- L. Schenato, B. Sinopoli, M. Francheschetti,
ness for military teams operating in urban environments. K. Poolla, and S. S. Sastry, BFoundations of Control and
The paper discusses recent developments in urban UAVs, Estimation over Lossy Networks.[ A number of papers in
potential areas of application in the military domain, the Special Issue have given an overview of today’s emer-
recent research results illustrating these diverse applica- ging applications related to large-scale networked systems
tions, and network-oriented scalable system concepts for and emphasized how new mathematical tools are needed
the near-term operational use of these vehicles for MOUT. to analyze and design such systems. These papers describe
The paper also has a motivational aspect in that its original formal approaches and new results. Whereas the
discussion of the challenges and opportunities related to previous paper surveys current state-of-the-art stability
obtaining situational awareness in the urban environment analysis of networked control systems, the present paper
suggests directions for future research initiatives in proposes a mathematical framework to optimally design
networked sensing and control. networked control systems using the common UDP and
TCP protocols over lossy physical layer links. In particular,
B. Foundations of Networked Real-Time Systems this paper discusses stability criteria and provides numer-
G. N. Nair, F. Fagnani, S. Zampieri, and R. J. Evans, ical tools to find stabilizing controllers under different
BFeedback Control under Data Rate Constraints: An communication protocols. The paper also discusses the
Overview.[ The aim of this paper is to give an overview fundamental limitations of control in the presence of
of the main theoretical ideas in the area of data-rate- limited information in the form of losses. It also shows
limited control. In addition to limited bit rates, real com- how fundamental results in classical control theory, such
munication channels may suffer from a variety of other as the separation principle, do not hold under some spe-
afflictions, such as channel noise, random delays, erasures, cific communication protocols. These results suggest the
etc., that are discussed elsewhere in this Special Issue. In need for simultaneous cross-layer optimization of control-
this paper, the focus is on explaining the limitations im- ler and communication protocols. This theme will be
posed by a constrained data rate. After an overview of extensively revisited in the final paper of the Special Issue.
B. K. Ghosh, A. Polpitiya, and W. Wang, BBio- research on advanced wireless networks aimed at meeting
inspired Networks of Visual Sensors, Neurons, and the requirements of networked control systems. In
Oscillators.[ The paper focuses on the role of networks particular, this paper, which begins Part C, illustrates the
for sensing, encoding, and decodingVwith the eventual main challenges in developing a real-time control system
goal of target localization, control, and actuation. In for pursuit–evasion games with the aid of a large scale
dealing with a network of mobile sensors, a typical sensor network. These arise from the inconsistency of
problem is that of calibration. In order to fuse data from sensor measurements due to packet loss, communication
various sensors, the calibration problem must be solved delay, and false detections, and from the necessity of
first. The paper proposes Boptimal sensor placement[ as optimal coordination of a large number of agents. Novel
one way to address the calibration problem enabling one to algorithms based on multiple layers of data fusion and on a
rapidly fuse the associated sensor data. The techniques real-time hierarchical coordination architecture are pro-
discussed in the paper address problems very much along posed and successfully demonstrated in a large-scale
the lines of the problems in [S2] wherein the distributed outdoor wireless sensor-actuator network.
ocean sampling sensor data needs to be fused. Coding of M. Chiang, S. H. Low, A. R. Calderbank, and
the sensory data with sparse codes and principal J. C. Doyle, BLayering As Optimization Decomposition: A
components, discussed in this paper, also makes important Mathematical Theory of Network Architectures.[ Net-
contact with the ideas discussed in [S7]. If data rate is the worked control systems in this special issue depend on the
bottle neck, it would be useful to consider a coarser design of the underlying networks, where architectural
representation. The price one pays is in detectability. The decisions are particularly important. The Blayered[ proto-
paper introduces the use of coupled oscillators as decoders, col stack is a key manifestation of modularized network
which again makes contact with the paper [S2]. The role of design, which has traditionally been constructed based
communication, packet drops, and variable delays are only on heuristics. The final paper of the Special Issue
important areas of design that are the subject of future surveys this emerging framework and provides a unifying
research in the study of networks of mobile visual sensors. analytic foundation for layered network architectures.
R. Olfati-Saber, A. Fax, and R. M. Murray, Conceptually, it approaches the issue of distributed
BConsensus and Cooperation in Networked Multiagent network resource allocation with modularized design
Systems.[ Multiagent systems that consist of many through optimization theory and decomposition theory.
interacting units with low-cost embedded sensing, com- The mathematical methods surveyed in this paper consist
munication, and computational devices appear in broad of both those discussed in other papers of the special issue
engineering applications. Consensus problems in net- (e.g., convergence analysis) and other techniques on
worked dynamic systems have defined a unifying theme in distributed algorithms (e.g., combinations of alternative
performing various cooperative tasks in multiagents decompositions).
systemsVincluding flocking, formation control, rendez- As with many of the other papers of the Special Issue,
vous in space, synchronization of coupled oscillators, and there is also a discussion of the implications of the sur-
information fusion in sensor networks. The present paper veyed theory to practical communication networks (e.g.,
provides an in-depth survey of existing consensus algo- enhanced TCP in the Internet or protocols in commercial
rithms and convergence and performance analysis for such wireless systems). A first principles approach to network
algorithms in presence of variable network topology due to design, the paper illuminates a promising synergy
link failure or packet-loss, directed information flow, between the control of networks and networked control
communication time-delays, and nontrivial vehicle dy- systems.
namics. This paper uncovers a synergy among diverse
fields of engineering and science such as control theory,
complex networks, distributed computing, spectral graph VI. CONCLUDING REMARKS
theory, matrix theory, and Markov chains. The paper The goal of the present paper has been to introduce the
illustrates the concept of Bcooperation[ among dynamic reader to the field of Networked Control Systems, to
systems via a detailed discussion of formation control for provide a description of the papers that follow, to mention
networked multivehicle systems. The role of Bsmall-world some notable research topics that are not covered here,
networks[ in dramatically increasing the convergence rate and to describe important research directions. You, the
of consensus algorithms is also briefly discussed. reader, will be the judge of whether we have been
successful. Again, it is stressed that not all aspects of
C. Wireless NetworksVBackbone of Networked current research have been covered, and we apologize to
Control Systems anyone who feels that topics of importance have been left
S. Oh, L. Schenato, P. Chen, and S. S. Sastry, out. This issue was put together over the course of two
BTracking and Coordination of Multiple Agents Using years, and it has been made possible primarily because of
Sensor Networks: System Design, Algorithms and Experi- the significant time and effort the authors of its papers
ments.[ Part C of the Special Issue discusses recent have invested. We would like also to recognize the
contributions of the reviewers who helped the authors we would like to thank the Managing Editor Jim Calder
refine and focus the ideas in the manuscripts. Without and Publications Editor Margery Meyer for their continu-
their help the issue would not have been the same. Finally, ing support. h
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