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Intern. J.

of Research in Marketing 23 (2006) 45 – 61


www.elsevier.com/locate/ijresmar

Antecedents and purchase consequences of customer participation in small


group brand communities
Richard P. Bagozzi a,⁎, Utpal M. Dholakia b
a
University of Michigan, Ross School of Business, 701 Tappan St., Ann Arbor, MI 48109-1234, USA
b
Rice University, Jesse H. Jones Graduate School of Management, Houston, TX 77005, USA

Abstract

This paper investigates behavior and determinants of the behavior of small group brand community participants. A small group brand
community is a friendship group of consumers with a shared enthusiasm for the brand and a well-developed social identity, whose members
engage jointly in group actions to accomplish collective goals and/or to express mutual sentiments and commitments. Group activities centered on
the brand intermingle with other social activities in these brand communities. A comprehensive model is proposed based on a broadening and
deepening of the theory of planned behavior to incorporate social intentions, three aspects of social identity (cognitive self-awareness of
membership in the brand community, affective commitment, and evaluative significance of membership), anticipated positive and negative
emotions toward achieving or failing to achieve group participation goals, and desire as a transformative mechanism translating reasons for acting
into social intentions to do so. The proposed theoretical framework is tested on a sample of 154 members of Harley-Davidson Motorcycle small
group brand communities and another sample of 255 members of motorcycle riding groups not organized around specific brands.
© 2006 Elsevier B.V. All rights reserved.

Keywords: Brand communities; Consumer behavior; Social influence; We-intentions

1. Introduction Schouten, & Koenig, 2002; Muniz & O'Guinn, 2001). Brand
communities are defined as “specialized, non-geographically
bound communit(ies), based on a structured set of social
“The small group tends to restore, structurally, the symbolic relationships among admirers of a brand”. Examples of
power. Step by step, one can see a mystical network being successful brand communities include the Harley-Davidson
built, carefully yet solidly connected, leading one to speak Motorcycles' Harley Owners Groups (HOGs), Apple Compu-
of a cultural resurgence in social life. This is the lesson ter's MacIntosh user groups (e.g., Belk & Tumbat, 2002),
taught by these eras of the masses—eras based mainly on Volkswagen drivers (Brown, Kozinets, & Sherry, 2003) and Sun
the concatenation of groups with splintered but exacting Micosystems' Java center community (Williams & Cothrel,
intentionalities” (Maffesoli, 1996, p. 83, emphasis added). 2000).
To many marketers, brand community building appears as an
Amidst the increasing media clutter and growing resistance effective marketing program for at least two reasons. First,
of consumers to traditional marketing programs, marketers' brand communities are not subject to many of the problems
interest in novel means of engaging consumers continues to increasingly associated with traditional marketing approaches
grow. One approach that has received attention recently is that such as fragmentation of media and the accompanying clutter
of organizing and nurturing brand communities of customers faced by mass advertising campaigns, and the resistance of
(Algesheimer, Dholakia, & Herrmann, 2005; McAlexander, consumers to receiving marketing communications faced by
direct marketing campaigns. In contrast, brand communities are
⁎ Corresponding author. Tel.: +1 713 647 6435; fax: +1 734 936 8715. venues where intense brand loyalty is expressed and fostered,
E-mail addresses: bagozzi@umich.edu (R.P. Bagozzi), dholakia@rice.edu and emotional connections with the brand forged in customers.
(U.M. Dholakia). Second, brand communities coincide with the increasingly
0167-8116/$ - see front matter © 2006 Elsevier B.V. All rights reserved.
doi:10.1016/j.ijresmar.2006.01.005
46 R.P. Bagozzi, U.M. Dholakia / Intern. J. of Research in Marketing 23 (2006) 45–61

popular movement of ‘consumer empowerment’ (Prahalad & bulletin-boards or chat-rooms (Dholakia, Bagozzi, & Pearo,
Ramaswamy, 2000) which encourages firms to treat their 2004).
customers as partners, cede control over information gathering For Harley riders belonging to small group brand commu-
and decision making to them to a significant degree, and ‘co- nities, social interactions occur through group rides for purely
opt’ their competence in ways that are mutually beneficial and recreational purposes or for more formal goals such as fund-
profitable. Underlying the prevalent views of the effectiveness raising (e.g., a rally for raising funds for the Asian Tsunami
of brand communities is the assumption that forming relation- victims), competitions, political protests (e.g., anti-helmet law
ships with other like-minded consumers who share one's interest rallies), or community service. Even more frequently, small
in the brand will be credible and impactful in persuading and group members come together to meet at a pub or restaurant or
bonding customers to the brand, leading them to make more to mutually examine the latest bikes and accessories at a nearby
purchase behaviors and be more loyal. dealership. The latter activities for the groups we studied occur
While recent marketing studies of brand communities not only weekly but frequently at multiple times during any
(Algesheimer et al., 2005; Muniz & O'Guinn, 2001; McAlex- particular week, making this type of small group brand
ander et al., 2002) have provided some support for this community one of high personal and social involvement for
assumption, what is missing from these extant analyses is a consumers. In comparison to consumer networks, the interper-
detailed understanding of the social and psychological variables sonal relationships among community members are stronger
that lead a firm's customers to participate in collective action and multi-faceted, going beyond brand-related interactions.
within the brand communities. Furthermore, these studies have Small groups are members of the local HOG chapter, which
also not distinguished clearly between brand communities that is usually funded by the Harley-Davidson Motorcycle company,
are mainly comprised of small friendship groups and other types and the local Harley dealership(s). Indeed, such organized
of community influences on consumers such as those from sub- support — through funding, through organizing various events,
cultures (e.g., Schouten & McAlexander, 1995) and networks by providing a place to meet, through providing a variety of
(e.g., Muniz & O'Guinn, 2001). ancillary products and services, etc. — from the firm and its
Our goals in this research are to address these issues. In dealers, is critical in sustaining small group brand communities
particular, we elaborate on the concept of small group brand At the same time, the forces that seem to energize these
communities using the example of Harley-Davidson's HOG communities are the on-going sentiments and sensuality that
members to do so. We then investigate the social and occur in fellowship as members relive past happenings, share
psychological antecedents of group- and brand-related beha- current concerns, and plan for future outings together. There is
viors of two consumer communities, small group brand an aesthetic component to these forces as well. Consequently,
communities organized around the Harley-Davidson brand small group brand communities are strongly sociocentric, with
and a comparison group of motorcycle riders not organized members exuding a strong identity with their group as well as a
around any particular brand. Our analyses provide an in-depth strong identification with the brand.
conceptualization of the variables leading to collective customer Another aspect of small group brand communities is that
behaviors in small group brand communities. they correspond to Maffesoli's (1996) concept of “affectual
tribes,” in the sense that they lack formal hierarchies. Informal
2. The concept of small group brand community hierarchies within them tend to be limited to the infrequent
occurrences when new members join the group (as in initiation-
In the published research, Harley-Davidson's HOGs are like rites), or in defacto ways, where one or a few members take
advanced as the prototypical example of a brand community the lead in suggesting and organizing the next joint activity, or
(e.g., Fournier, McAlexander, Schouten, & Sensiper, 2000; when one or two members exert their (implicit) status to head a
Schouten & McAlexander, 1995; Yates, 1999). It is worth group riding formation. Women sometimes are subtly accorded
noting that even though HOG chapters are organized by lower status, such as during group rides where men, who
geography and often comprise hundreds of registered members, typically drive more powerful bikes and exhibit less caution,
for most active members, a majority of the social interactions often speed away from women members. However, it would be
occur with a small group of friends. We call these, small group misleading to overemphasize the informal hierarchies in the
brand communities, which are comprised of clusters of Harley Harley small group brand communities, for most tend to be
riders, typically fewer than ten or so riders plus a few egalitarian collectivities that are horizontally organized by
passengers, that have close friendships with one another and friendship ties.1
engage in regular and frequent face-to-face interactions. For
such communities, the demarcation blurs in that brand-related 1
A good example of this, witnessed in the qualitative phase of the study, was
activities intermingle with the group's social activities. This is in the reaction of one woman rider who let it be known in no uncertain terms that
contrast to network-based brand communities, which Muniz the group would not be a group anymore if the men were to once again so
and O'Guinn (2001, p. 415) characterize as “explicitly “thoughtlessly and selfishly” pull away from the pack. Efforts to create status
commercial”, where brand-related activities predominate, and differences tended to be subtly and not so subtly counteracted by such reactions
in the small group brand communities we studied. Most members of these
social relationships are tenuous and based on narrow individ- communities were what are known in the marketing literature as “Mom-and-
ualistic motives, and interactions occur exclusively through Pop” bikers, plus a few “rich urban bikers” (see Schouten & McAlexander,
virtual media and in firm-orchestrated venues such as internet 1995, p. 49).
R.P. Bagozzi, U.M. Dholakia / Intern. J. of Research in Marketing 23 (2006) 45–61 47

To recap, small group brand communities are highly broaden and deepen the TPB, to derive an approach more
involving, sustained social groups. The affectual bonds and explanatory of brand community participation than is afforded
social communion in such customer communities might be by the predominantly individualistic TPB. The TPB will be
termed “tribalism plus linking value” (Cova, 1997). Impor- broadened by adding a number of new antecedents; it will be
tantly, the magic and mystique of owning and riding a Harley deepened by introducing a mediator between the antecedents
motorcycle and its associated positive connotations provide the and intentions, which better explains how and why the
glue binding members together and are visible in both the antecedents influence the intentions to participate in collective
foreground and background of social life in these brand actions in small group brand communities.
communities. Note that while previous studies have suggested various
enhancements to the TPB in many different and non-brand
3. Theoretical framework and research hypotheses contexts such as weight loss, eating at restaurants, blood
donation, etc. (e.g., Armitage & Conner, 2001; Bagozzi & Lee,
In this research, we attempt to develop an in-depth 2002; Perugini & Conner, 2000), our intended contribution is to
understanding of the social and psychological processes that propose and test a coherent and integrated framework that
lead small group brand communities to influence consumers provides insights and helps explain collective consumer
and encourage collective participation. To do so, we begin with participation in small group brand communities. No study to
a discussion of a well-known approach in social psychology: the date has integrated the personal and social aspects of behavior
theory of planned behavior (TPB, Ajzen, 1991). The TPB is we introduce in modification and expansion of the TPB, and no
frequently employed in contemporary research and has been study has used the TPB or modifications thereof in the study of
used successfully in hundreds of applied studies (e.g., Armitage brand communities. From a practical standpoint, we suggest
& Conner, 2001; Eagly & Chaiken, 1993). It maintains that that in addition to cognitive (e.g., evaluations of product
behavior is directly influenced by one's decision to act (i.e., performance), and motivational (e.g., commitment to the brand)
intention) and the control one perceives one has over the variables, brand loyalty can also be influenced by firms through
behavior; intention to act, in turn, is dependent on attitudes encouraging interactions with small groups of other enthusiastic
toward the act, subjective normative pressure to act, and customers in a setting that is controlled and managed more-or-
perceived behavioral control. While the variables and processes less by the customers themselves. Our presentation begins first
under the TPB seem relevant to certain aspects of small group with a discussion of social processes added to the TPB. Next,
brand communities, it fails to capture important social we consider new emotional and goal-directed (psychological)
processes, emotional behavior, and goal-directed features of content to be introduced into the theory. Fig. 1 summarizes the
participation in them. As a consequence, we endeavor to both proposed model developed below.

Fig. 1. Proposed model for explaining antecedents and consequences of participation in small group brand communities.
48 R.P. Bagozzi, U.M. Dholakia / Intern. J. of Research in Marketing 23 (2006) 45–61

3.1. Social processes member of the group. It can also be of the form, “I intend that
we (my three friends and I) play bridge this weekend.” It is
Intentions under the TPB, and indeed in virtually every noteworthy that in these formulations of social intentions, the
approach taken to date in attitude theory, have been construed in activity (and the intention) only has meaning if the group acts in
a strictly individual sense. For example, Eagly and Chaiken concert. Individual action by oneself is not enough to attain
(1993, p. 168) interpret an intention as a “person's motivation in one's goal in either case.
the sense of his or her conscious plan to exert effort to carry out Therefore, when formulating a social intention, the consumer
a behavior” by him or herself. We might term this an “I- acts as an agent of, or an agent with, the group, in coordination
intention”; an example would be, “I intend to ride my and cooperation with its other members. Social intentions form
motorcycle this afternoon”. The TPB and contemporary models the basis of participation in small group brand communities,
of attitude explain I-intentions by individual-level reasons for since the actions sustaining the community are by the group as a
performing a personal act (i.e., attitude toward the personal act; whole. It is worth pointing out that social intentions concep-
perceived behavioral control over the personal act) and tualized this way are equally significant for marketers of
perceived interpersonal pressure to perform the personal act products that are usually purchased and consumed jointly by
(i.e., subjective norms). This is also how most consumer friendship and/or family groups such as new homes, package
behavior models predicting purchase, loyalty, etc. are tours, online games, etc.
formulated. In our theoretical framework, it is these social intentions that
Such a formulation raises three questions. First, is it constitute group decisions and explain group behavior, where
meaningful for consumers to form intentions to perform the latter is defined as activities engaged in by the consumer
something other than personal acts? Second, can the referents with the group of members self-designated as Harley-Davidson
or objects of reasons for acting constitute group acts? Third, club friends that one regularly meets together with (see Fig. 1).
how can social reasons for acting be better formulated than These activities include such joint behaviors as recreational
found in subjective norms? Note that these questions have rides, sponsored rides, attending club meetings, mutual fund
considerable relevance not only for the present case of raising efforts, gathering for meals in a restaurant, socializing in
collective participation in small group brand communities, but pubs or at picnics, and sharing in shopping trips or other special
also for other important marketing issues such as selling events.
products which are consumed jointly with others, formulating The TPB only allows for one type of social determinant of
community-based marketing programs, devising effective intentions and behavior: namely, subjective norms. Subjective
strategies to influence socially conscious consumers, etc. norms reflect the impact of expectations from other people,
With regard to the content of the consumer's intentions, it which are largely based on the need for approval. Kelman
seems possible that intentions can be in some sense social. For (1974) termed this mode of social influence, compliance.
example, a consumer in a relationship might speak about “our However, this is only one type of social influence that is
intention to see a Broadway play”; a soccer player might relevant for consumer participation in small group brand
mention “the team's plan to attend an end of season party at a communities. As Terry and Hogg (1996, p. 778) point out,
local restaurant”, and an executive editor might announce the operation of subjective norms in many situations “may be
“Consumer Reports' decision to purchase and test hybrid problematic because it describes norms in terms of the context
vehicles”. These examples—referring respectively to a two to which people perceive that others want them to perform the
person dyad, a small group, and an organization—illustrate that behavior”, yet “for behaviors that do not influence other people
people often use social notions of intentions in ordinary speech, or behaviors that are not so directly associated with [impactful]
whether designating informal or formal groups. …outcomes, such pressures may be latent and may not be
Social scientists have generally not treated social intentions perceived”. Eagly and Chaiken (1993, p. 683) note further that
of the sort illustrated above, but philosophers have considered “features embedded in certain types of role relationships”, rather
the logical foundations of such intentions (for an analysis and than compliance-targeted “stimuli or cues”, need to be
review, see Bagozzi, 2000). Bratman (1997) calls this kind of considered when investigating the social context of action.
intention a ‘shared intention’ and expresses it in the form, “I A different and more subtle aspect of social influence needs
intend that we act”. In a somewhat similar manner, Tuomela to be considered than found in subjective norms, if we are to
(1995, p. 2) defines a ‘we-intention’ as “a commitment of an capture the ‘consciousness of kind’ aspect of brand community
individual to participate in joint action and involves an implicit that Muniz and O'Guinn (2001) identified. One way to deepen
or explicit agreement between the participants to engage in that and elaborate this aspect is to assemble together three notions
joint action”. from social identity theory and social categorization theory
Using these definitions, a social intention might be termed as (e.g., Hogg & Abrams, 1988; Tajfel, 1978). Tajfel (1978)
a consumer's shared intention to perform a group act. This can suggested that a person achieves a social identity through self-
take the form, “We intend to rally for Tsunami relief next awareness of one's membership in a group and the emotional
month”. Here a person plans to participate in a joint activity, but and evaluative significance of this membership. Building on
conceives of the activity, not so much as individuals performing these insights, Ellemers, Kortekaas, and Ouwerkerk (1999,
personal acts that atomistically accumulate and contribute to a p. 372) recently proposed that three components comprise
group performance, but rather as a group action where one is a one's social identity: “a cognitive component (a cognitive
R.P. Bagozzi, U.M. Dholakia / Intern. J. of Research in Marketing 23 (2006) 45–61 49

awareness of one's membership in a social group—self- 3.2. Psychological processes


categorization), an evaluative component (a positive and
negative value connotation attached to this group member- Social intentions, group behavior, and social identity are
ship—group self-esteem), and an emotional component (a social processes not addressed by the TPB. Instead, the TPB is
sense of emotional involvement with the group—affective primarily a model of individual decision making and focuses on
commitment)”. Construct and nomological validity for two psychological variables (in addition to subjective norms):
measures of these components have been demonstrated by attitudes and perceived behavioral control. Attitudes are
Bergami and Bagozzi (2000) and Bagozzi and Lee (2002). evaluative (cognitive) reactions to an action and are thought
Social identities prescribe and instigate behaviors for the to reflect predispositions to respond in a favorable or
benefit of group members. Ellemers et al. (1999) studied unfavorable manner (Eagly & Chaiken, 1993). Attitudes are
experimentally formed groups and found that aspects of social believed also to arise through learning, whereby a person
identity influenced in-group favoritism (in terms of evaluative acquires a reaction to an action over a period of time. Once
ratings and outcome allocations). Similarly, Bergami and learned, the attitude can be triggered automatically when one is
Bagozzi (2000) found in an investigation of food service exposed to the action or thinks about it (Fazio, 1995). Perceived
employees that social identity influenced organization citizen- behavioral control refers to a decision maker's judgment that he
ship behaviors (a form of in-group favoritism). In the study by or she can perform an act (e.g., how easy or difficult the act is to
Algesheimer et al. (2005), identification with the car club led to do) and is thought to help account for behavior not fully under
involvement and engagement in group initiatives among volitional control (Ajzen, 1991). Although attitudes and
members. perceived behavioral control have been shown to be important
For small group brand communities, social identity is antecedents to I-intentions (e.g., Armitage & Conner, 2001), a
expected to influence social intentions to participate with number of shortcomings can be pointed out that we try to
group members in collective activities. Similar to the rationale overcome in the present research.
for the effects of group identity on in-group favoritism (e.g., An important limitation of the TPB is its failure to take into
Ellemers et al., 1999), and cooperation and organizational account emotional reactions to a contemplated action (note also
altruism (e.g., Bergami & Bagozzi, 2000), one reason for this is that the emotional reactions we introduced above–affective
the self-enhancement that the person receives as a consequence commitment–are with respect to one's felt social identity, not
of group membership and group participation. Self-enhance- behavior). Early attempts to incorporate emotion into the TPB
ment is thought to arise through a boost in personal self-esteem were limited to the emotion of regret and at the same time
(Tajfel & Turner, 1986) as well as collective self-esteem exhibit problems noted below (e.g., Richard, van der Pligt, & de
(Crocker, Luhtanen, Blaine, & Broadnax, 1994). Vries, 1995).
Social identity with one's brand community is also expected A comprehensive approach to the role of emotion in decision
to impact the consumer's brand identification. Brand identifi- making was proposed by Bagozzi, Baumgartner, and Pieters
cation is the extent to which the consumer sees his or her own (1998) who argued that people, when considering whether or
self-image as overlapping with the brand's image. As one's not to act in goal-directed situations, take into account the
social identity with the brand community increases and emotional consequences of both achieving and not achieving a
participation in group activities is fostered, a greater involve- sought after goal. In both cases, the processes are believed to be
ment with the brand occurs, which should promote the predicated upon a type of thought process analogous to
assimilation of the brand's images into one's identity. This counterfactual thinking, but perhaps better termed “prefactual
hypothesized path is also supported by Escalas and Bettman appraisals” (Gleicher et al., 1995), whereby a decision maker
(2003) who show that an important set of brand associations is imagines the affective consequences of goal attainment and goal
that regarding reference groups, and such associations influence failure before deciding to form an intention and act. In our
brand equity to the extent that the consumer belongs to the analysis of small group brand community members, and based
group. Note also that such a path is different from the study by on the emotion literature, we include a total of 21 emotions (9
Algesheimer et al. (2005) where a positive relationship with the positive, 12 negative; see Methodological considerations
brand preceded, and led to, identification with the car club. Our below).
prediction follows from our focus on small group brand Anticipated positive and negative emotions differ from
communities, whereas they studied European car clubs of all attitudes in three ways, namely the referents, underlying
sizes, comprised of consumer networks as well, where members theoretical processes, and manner of measurement (e.g.,
tended to join only after forming a relationship with one's Perugini & Bagozzi 2001; for other distinctions, see Bagozzi,
vehicle brand. In contrast, we predict that on-going activities 2006). First, attitudes toward the act under the TPB focus upon
within the small group brand community will impact the what one does or can do, whereas anticipated emotions focus
consumer's bond with the brand, affirming and strengthening it. not upon action, but rather upon the attainment and failure to
From a practical standpoint, we note that this hypothesized path attain a goal. Under the TPB, all antecedents have action as their
is important in placing small group brand community marketing referents, and indeed, Ajzen and Fishbein have made a point to
programs on a comparable footing with other established explicitly exclude objects or goals from their formulations (e.g.,
marketing approaches such as image advertising that also seek Ajzen & Fishbein, 1980, pp. 29–30). This perspective fits the
to strengthen the consumer's identification with the brand. theoretical stance of attitude theory (see below), but to the
50 R.P. Bagozzi, U.M. Dholakia / Intern. J. of Research in Marketing 23 (2006) 45–61

extent that decisions and behavior are goal-directed, it likely to psychological processes is the following. It has been argued
provides an incomplete explanation of action, in particular that the TPB fails to consider how intentions become
many consumer actions which are goal-directed (Bagozzi & energized (Bagozzi, 2006; Calder & Ross, 1973, p. 7; Fazio,
Dholakia, 1999). Thus, the incorporation of anticipated 1995, pp. 271–272). The antecedents in the TPB provide
emotions in the sense presented above introduces goal criteria rational reasons for acting, it is claimed, and may be
into consumer decision making as proximal determinants of significantly correlated with intentions, but do not incorporate
volitional processes. explicit motivational content needed to induce an intention to
A second difference between attitudes and anticipated act. A consumer, for example, may value or be attracted to a
emotions concerns the theoretical processes underlying the luxury automobile (i.e., have a positive attitude toward it), and
effects of the two classes of variables. Attitudes are presumed to may have the means to acquire it, but may not want the
be relatively stable, learned predispositions that are retrieved or automobile and therefore not form an intention to buy it.
activated to influence decisions or behavior (Eagly & Chaiken, Consumers often have favorable attitudes, feel normative
1993; Fazio, 1995). Attitudes are typically constant over pressure, and have the wherewithal to make a purchase, but
reasonable periods of time and are not formulated as responses these “reasons for acting” are not necessarily “owned by
contingent on the occurrence or possible occurrence of them” so to speak and may lack motivational impact. In other
happenings to be appraised. Rather than active deliberations, words, a consumer may not be committed to or have
attitudes are passive reactions. By contrast, the processes behind conviction in his/her rational reasons for acting.
the functioning of anticipated emotions are dynamic and entail Similar to Gollwitzer's designation for wants and wishes
self-regulation in anticipation of achievement and failure of with regard to goals in his action phases model (Gollwitzer,
particular consumption goals (Carver & Scheier, 1998). That is, Heckhausen, & Stellar, 1990, p. 1119), Bagozzi (1992, pp. 184–
one has a consumption-related goal, appraisals are made of 186) proposed that desires provide the motivational impetus for
expected consequences of attaining and not attaining the goal in intentions to act and suggested that attitudes and other
a particular situation to be appraised, and positive emotions antecedents in decision making work through desires enroute
arising as a result of anticipated goal attainment (e.g., joy) and to influencing intentions. This happens in one or both of two
negative emotions as a result of anticipated goal failure (e.g., ways, depending on the context and person. One, with volitive
disappointment) motivate one to act so as to promote goal desires, reasons for acting are taken into account to form a self-
achievement and avoid goal failure. An implicit comparison is commitment to act. Some philosophers maintain that desires
made between one's goal as a standard or reference value and have a particular kind of relationship to intentions in the sense
achieving and failing to achieve the goal under specific that, once one is aware of and accepts his or her desire to act,
situational contingencies. this will motivate him or her to form an intention to act. Davis
The third distinction between attitudes and anticipated (1984a, p. 53) calls this the “connection condition” for
emotions occurs at the level of measurement and its implica- intentions.
tions for how the variables form and exist in human memory. Two, with appetitive desires (Davis, 1984b), reasons for
When people are asked to express their attitudes, they are forced acting serve as catalysts to release or free-up a hidden or latent
to make a choice of favorability or unfavorability. This is a desire related to such biological needs as food, sex, or safety, in
consequence of the common practice of using bipolar items to contrast to their arousing function for volitive desires. Desires,
indicate the respondent's attitudes. In contrast, anticipated then, transform reasons for acting into self-regulated motives to
emotions are measured with unipolar items (e.g., the experience act which, in turn, are the proximal causes of intentions. Recent
of excitement is indicated along a “not at all” to “very much” research demonstrates that volitive desires are distinct from
continuum to capture the extent to which one feels this positive intentions and attitudes (Perugini & Bagozzi, 2004), and has
emotion). Attitude items in effect assume that attitudes are shown appetitive desires to play an important role in a variety of
positive or negative by definition, whereas emotion items consumer behaviors (Belk, Ger, & Askegaard, 2003).
permit respondents to reveal whatever they are feeling, which To recap, the main dependent variables in our framework of
can expose independence or novel associations between small group brand community participation are the frequency of
positive and negative emotions (e.g., Bagozzi, Wong, & Yi, engagement in shared activities with one's brand community
1999). Previous research has found that both positive and (group behavior) and also brand behavior, which is defined as
negative anticipated emotions influence decision making and the frequency of on-going purchase of Harley-Davidson
are positively correlated, yet clearly distinct emotions (e.g., motorcycle accessories, the amount of money spent on these
ϕ = .50 in Bagozzi et al., 1998). This is a consequence of the accessories, and the number of shopping trips to dealers selling
prefactual processes where respondents are asked to consider accessories (see Fig. 1).2 To explain these behaviors of the
how negatively they would feel if they failed to achieve their consumer, we began with the TPB but found the need to refer to
goal. The more negative the expressed feeling, the more
motivated respondents were to put forth effort and hence the 2
positive association between positive and negative anticipated It is important to point out that such a conceptualization of brand behavior is
different from past behavior. Rather, we conceptualize (and operationalize)
emotions (see Bagozzi et al., 1998). brand behavior as ongoing behavior of the customer regarding the brand. Note
A second broad limitation of the TPB in a psychological that such a view is hypothesized to account for the specific social influence of
sense that we wish to overcome in the present study with respect the small group brand community on the individual member's personal actions.
R.P. Bagozzi, U.M. Dholakia / Intern. J. of Research in Marketing 23 (2006) 45–61 51

social intentions and to introduce social identity (cognitive self- leadership and administrative tasks, one highly involved as a
awareness of group membership, affective commitment, and participant, and one low to moderately involved. Notes taken
evaluative significance) as a key antecedent. Anticipated from these interviews were used to adapt existing scales and to
positive and negative emotions were also imported to better develop new items for the questionnaire. We re-contacted the
account for the affective implications of achieving and failing to first two members on a number of occasions to clarify issues and
achieve one's group participation goals. Finally, desires were get feedback. The interviewees also gave feedback on an early
added to the TPB as key mediators between the reasons for draft of the questionnaire. After securing permission from the
acting and social intentions to act. Taken together, our proposed board of this HOG chapter, a questionnaire with an accompa-
framework provides an in-depth description of the social and nying cover letter was sent to all its members. Although the
psychological processes that lead to participation in the joint chapter had nearly 600 members on its roster at the time of
activities of small group brand communities. mailing, it is estimated that only 180 or so were active and
belonged to small group brand communities.3 Of these, 161
3.3. Methodological considerations members returned questionnaires, and 154 filled out all items.
Early in the questionnaire, respondents were asked, “Imagine
This study is a survey, and to address challenges to validity that you are participating in a club activity, such as riding
we took a number of precautions. First, rather than just testing a together. You have a number of club friends that you regularly
saturated model where ‘everything is related to everything,’ we engage in activities together with. Please picture briefly in your
performed formal tests of mediation wherever appropriate. For mind each of these club friends. Then write your first name, and
example, in our framework, attitudes are expected to influence their first names in the table below. Please be sure to include
social intentions but only through desires. To test this only club friends that are part of the group that engages in
hypothesis, we compared the model shown in Fig. 1 to the activities together with you now and then:”
model where a direct path from attitude to social intentions was The table contained 11 rows, corresponding to the respondent's
added. The comparison was done with a χ2-difference test and own name and 10 “Riding Club Friend X's name”, plus next to
implements a procedure essentially equivalent to the one each name was a space asking for the first name of a “Passenger”,
recommended by Baron and Kenny (1986) for mediation if any. Thus, respondents could write up to 21 names, which
under multiple regression models. In all, given the hypothesized permitted us to capture most small groups, as preliminary
model, there are a total of 11 such rival hypotheses to test in each interviews with club members indicated that the largest riding
consumer community, for a total of 22 formal tests of mediation. groups typically contained 11 drivers or less, plus a few
Second, we tested the generalizability of the measurement passengers. Respondents were assured that their “responses will
models for two consumer community samples, one conforming be kept strictly anonymous and confidential”. As an incentive, the
to our definition of a small group brand community, and a second cover letter from the researchers indicated that a check for $500
sample of consumers belonging to riding clubs not organized would be donated to their HOG chapter “to use in any way it sees
around any particular brand. This ascertains whether or not the fit”. Table 1 provides the measures used in the study.
correspondence between latent variables and their hypothesized Sample characteristics of this group were as follows. One
measurements are invariant across the two samples, which is a hundred and fourteen were men (74%), and 40 were women
test of the generalizability of the psychometric properties of the (26%). Ages of respondents ranged from 23 to 73 (mean = 47.5,
measures. Third, given a satisfactory test of measure invariance, S.D. = 9.5). Riding experience ranged from 1 to 45 years
we test boundary conditions between the models. If the social (mean = 18.3, S.D. = 13.4). Respondents had on average been
and psychological processes proposed above are valid, then we members of the local HOG chapter for 4.7 years (S.D. = 3.8).
would expect stronger relationships among the paths shown in Fifty-two percent of respondents had a spouse who was also a
Fig. 1 for the small group brand communities organized around member. On average, respondents rode with 6.1 other bikers
the Harley brand than non-brand-specific small group consumer (S.D. = 3.5) plus 3.0 passengers (S.D. = 2.2), resulting in an
communities. This is a test of moderation or interaction and thus average small group size of approximately 9 people.
explores boundary conditions. The effects proposed in Fig. 1 are
expected to be contingent on the nature of the consumer 4.2. Participants and procedures (non-Harley group)
community under study, as specified above. This aspect of our
study constitutes a form of quasi-experimentation. To summa- These participants were members of the Southern Cruisers
rize, we bolster the survey findings in this research by testing for Riding Club (SCRC), a motorcycle club for riders of any
rival hypotheses, measurement generalizability, and interaction
effects. 3
This estimate is based on personal communication with Mrs. Janet
Nightingale, editor of the local HOG chapter monthly newsletter. The
4. Empirical study remaining (inactive) members contain a number of first-time members who
receive a one-year complimentary membership as a result of purchasing a
4.1. Participants and procedures (Harley group) Harley Davidson motorcycle, but who fail to attend meetings or join small
riding groups during the first year. A large number of other members either are
loners, belong to other non-Harley groups where they spend most of their
Extensive interviews were conducted with three members of recreation time, or for whatever reason are not engaged with the HOG chapter
a local HOG chapter, including one member active with or a riding group.
52 R.P. Bagozzi, U.M. Dholakia / Intern. J. of Research in Marketing 23 (2006) 45–61

Table 1 Table 1 (continued)


Details of measures in the study
Constructs and measures
Constructs and measures
Evaluative social identity (two measures)
Attitudes (four measures) ➢“I am a valuable member of the group I indicated above” (7-point “does not
“On the following scales, please express your attitude toward participating in describe me at all–describes me very well” scale)
activities such as riding or meeting together with the group of club friends ➢“I am an important member of the group I indicated above” (7-point scale;
you identified above sometime during the next one month.” (7-point scales) same as first measure)
➢Foolish–wise
➢Harmful–beneficial Desires (three measures)
➢Bad–Good ➢“I desire to participate in activities such as riding or meeting together with
➢Punishing–Rewarding the group of my club friends I mentioned above during the next one month”
(7 point “agree–disagree” scale)
Positive anticipated emotions (nine measures) ➢“My desire for participating in activities such as riding or meeting with the
“If I am able to participate in activities such as riding or meeting together with group of my club friends I mentioned above during the next one month can
the group of club friends I identified above during the next month, I will be described as…” (7-point “very weak desire–very strong desire” scale)
feel…” (7-point “not at all–very much” scales) ➢“I want to participate in activities such as riding or meeting together with
➢Excited ➢Delighted ➢Happy the group of my club friends I mentioned above during the next month” (7-
➢Glad ➢Satisfied ➢Proud point “does not describe me at all–describes me very much” scale)
➢Self-assured ➢Relief ➢Contentment
Social intentions (two measures)
Negative anticipated emotions (twelve measures) ➢“I intend that our group [i.e., the group of club friends you identified above]
“If I am unable to participate in activities such as riding or meeting together participate in activities such as riding or meeting together sometime during
with the group of club friends I identified above during the next month, I will the next one month” (5-point “strongly agree–strongly disagree” scale)
feel…” (7-point “not at all–very much” scales) ➢“We [i.e., the group of club friends identified above] intend to participate in
➢Angry ➢Frustrated ➢Guilty activities such as riding or meeting together sometime during the next one
➢Ashamed ➢Sad ➢Disappointed month” (5-point “strongly agree–strongly disagree” scale)
➢Depressed ➢Worried ➢Uncomfortable
➢Anxious ➢Agitated ➢Nervous Brand identification (single measure)
➢“How would you express the degree of overlap between your own personal
Subjective norms (two measures) identity and the identity of ‘Harley-Davidson’ as you interpret it?” (8-point
“Please express how strongly most people who are important to you feel you graphical “not at all–very much” scale)
should or should not participate in activities such as riding or meeting
together with the group of club friends you normally ride with…” (7-point Group behavior (two measures)1
scales) ➢“About how many outings do you think you will participate in with the
➢“Most people who are important in my life think I (circle appropriate group of club friends you mentioned above in the next month?” (Open-
number): should 1: 2: 3: 4: 5: 6: 7: should not ride or meet with my club ended response scale)
friends sometime during the next one month”. ➢“About how many outings do you think you will participate in next year in
➢“Most people who are important to me would (circle appropriate number): a typical month?” (Open-ended response scale)
approve 1: 2: 3: 4: 5: 6: 7: disapprove of me participating in activities such
as riding or meeting together with my club friends sometime during the Brand-related behavior (three measures)1, 2
next one month” ➢“How often do you purchase motorcycle accessories for your Harley?”
(Seven-item “once a year–seven or more times a year” scale)
Perceived behavioral control (two measures) ➢“About how much money do you spend per year on motorcycle accessories
➢“How much control do you have over participating in activities such as for your Harley?” (Open-ended response scale)
riding or meeting together with the group of club friends you identified ➢“About how often do you visit Harley bike dealer showrooms in a year?”
above during the next one month?” (7-point “no control–total control” (Open-ended response scale)
scale) 1
To improve distributional properties, natural log transformations of these
➢“For me to participate in activities such as riding or meeting together with
measures were used in the analysis; 2For the non-brand-specific rider sample, the
the group of club friends I mentioned above during the next month is…” (7-
word ‘Harley’ was replaced with ‘motorcycle.’
point “difficult–easy” scale)

Cognitive social identity (two measures) motorcycle brand. The SCRC currently has over 12,000 active
➢How would you express the degree of overlap between your personal members with chapters all over the United States, and a strong
identity and the identity of the group of club friends you mentioned above history of using the Internet to organize club activities.4 The
when you are actually part of your group of club friends and engaging in
questionnaire was similar in content and format to the one sent
group activities such as riding, meeting together, etc.? (8-point graphical
“not at all–very much” scale) to the Harley group and sought information regarding
➢Please indicate to what degree your self-image overlaps with the identity of respondents' rider groups. It was placed on the SCRC web
the group of your club friends as you perceive it (7-point “not at all–very site (www.southerncruisers.net). Members were requested to
much” scale) participate in the survey “to help club officers to better
understand members' needs, wishes, and ideas” regarding the
Affective social identity (two measures)
➢How attached are you to the group you mentioned above? (7-point “not at
all attached–attached very much” scale) 4
The SCRC's founder credits its web-site as playing a very important role in
➢How strong would you say your feelings of belongingness are toward the
increasing its popularity and the rapid multiplication of SCRC chapters
group you indicated above? (7-point “not at all strong–very strong” scale)
throughout the United States (see http://www.southerncruisers.net/history.htm
for details).
R.P. Bagozzi, U.M. Dholakia / Intern. J. of Research in Marketing 23 (2006) 45–61 53

Table 2
Means, standard deviations, and reliabilities of scales
Scale Harley small group community Non-Harley rider communities
Mean Standard deviation Reliability1 Mean Standard deviation Reliability
Attitudes 5.31 1.15 .94 5.59 1.05 .88
Subjective norms 5.76 1.50 .87 5.77 1.45 .80
Positive anticipated emotion 4.59 1.59 .95 4.97 1.39 .91
Negative anticipated emotion 1.82 1.08 .95 2.24 1.19 .90
Desires 5.19 1.43 .93 6.07 1.03 .85
Cognitive social identity 4.14 1.71 .90 4.21 1.62 .88
Affective social identity 4.61 1.64 .91 4.88 1.57 .87
Evaluative social identity 4.30 1.89 .96 4.74 1.92 .94
Perceived behavioral control 4.71 1.64 .57 4.86 1.48 .62
Brand identification 4.79 2.04 – –2 – –
Social intention 3.86 .93 .90 4.32 .90 .82
Group behavior 1.02 .73 .74 .95 .60 .51
Brand-related behavior 2.15 .66 .62 2.01 .63 .55
1
Note that reliabilities are calculated based on all the measures used in the study. As an example, the reliability of attitudes is based on its four measures (see Table 1). In
cases where the construct has two measures, Pearson rs are reported instead of Cronbach's αs. 2Brand identification was not measured for the non-Harley rider
communities.

club's functioning. In addition, the club's national membership framework. The LISREL 8.54 program was employed for this
director sent e-mails to all chapter officers requesting them to purpose (Jöreskog & Sörbom, 1999). The goodness-of-fit of the
encourage their members to participate in the survey. The estimated models was assessed with χ2 tests, the root mean
survey, using the measures in Table 1, was available on the square error of approximation (RMSEA), the non-normed fit
SCRC web-site for a period of two weeks. Participation was index (NNFI), and the comparative fit index (CFI). Discussions
voluntary and no monetary incentives were given to respon- of these indices may be found in Bentler (1990), Browne and
dents. As a token of appreciation, the researchers developed a Cudeck (1993), and Marsh, Balla, and Hau (1996). Satisfactory
detailed marketing research report for the SCRC leadership and model fits are indicated by non-significant χ2 tests, RMSEA
helped them in the creation of a marketing program to attract values less than or equal to .08, and NNFI and CFI values greater
new members. than or equal to .90. Tests of mediation were performed with χ2-
Characteristics of this sample were as follows. Of the 298 difference tests. Two indicators were used to operationalize each
completed surveys received, 249 (83.6%) were men, while latent variable, except for brand identification where only one
49 (16.4%) were women. Ages of respondents ranged from item was available. For latent variables with more than two
20 to 67 (mean = 43.2 years, S.D. = 9.4). Riding experience items, these were combined to produce two indicators, using the
ranged from 1 to 51 years (mean = 16.6 years, S.D. = 13.4). so-called partial disaggregation model (Bagozzi & Heatherton,
Respondents had been members of SCRC for an average of 1994). Item parcels were created by averaging multiple
1.4 years (S.D. = 1.1). Forty one percent of respondents had a measures (e.g., the first five measures of positive anticipated
spouse who was also a member. On average, respondents emotions were averaged to form the first indicator, and the
rode with 6.5 other riders (S.D. = 3.4) resulting in a group remaining four measures were used to form the second
size of approximately eight members. Details regarding indicator). This approach yielded models with less parameters
passengers were not collected from this group. Forty-three to estimate and reasonable ratios of cases to parameters, while
(14.4%) respondents owned a Harley-Davidson, 112 (37.6%) smoothing out measurement error to a certain extent. All
owned a Honda, 44 (14.8%) owned a Kawasaki, and 70 analyses were performed on covariance matrices (Cudeck,
(23.5%) owned a Yamaha motorcycle. Other brands 1989).
mentioned less frequently included BMW, Triumph, Guzzi,
and Indian. Harley owners were removed from the SCRC 4.4. Results
sample prior to analysis.5
4.4.1. Reliability
4.3. Test of hypotheses Table 2 summarizes the means, standard deviations, and
reliabilities for the 11 scales with multiple measures separately
Confirmatory Factor Analysis (CFA) and Structural Equation for the Harley small group brand communities and the non-
Models (SEM) were used to test our proposed theoretical brand-specific riding groups. In most cases, the reliabilities are
much above the minimum of 0.70 recommended in the literature
5
(Nunnally, 1978). Exceptions occur for perceived behavioral
Note that this was done to prevent the possibility that the SCRC Harley control (r = .57 for Harley and r = .62 for non-Harley group
riders could concurrently belong to Harley small group brand communities, and
their survey responses could be colored by any such membership. Our results members), brand-related behavior (α = .62 for Harley and α = .55
do not differ materially whether or not we include this sub-sample in the for non-Harley group members) and group behavior (r = .51 for
analysis. non-Harley group members).
54 R.P. Bagozzi, U.M. Dholakia / Intern. J. of Research in Marketing 23 (2006) 45–61

4.4.2. Discriminant validity of 76 tests in all for each sample), and in every case resulted in a
For the Harley and the non-Harley samples, we separately significant difference, again suggesting that all measures of
evaluated discriminant validity using two different approaches. constructs in the measurement model achieve discriminant
First, CFA models were built for each sample in LISREL. The validity.
Harley brand community sample had 13 latent constructs and 25
measures, whereas the non-Harley group had 12 constructs and 4.4.3. Path model for Harley small group brand community
24 measures (brand identification was not available for this sample
group). Results, as interpreted by the goodness-of-fit measures, Fig. 2 presents the findings for the path model for the Harley
showed that the models fit the data well in both cases. For the Brand Community Groups (HBCGs). This model fits the data
Harley brand community sample, the goodness-of-fit measures well: χ2(272) = 507.06, p ≃ .00, RMSEA = .069, NNFI = .91, and
were as follows: χ2(198) = 238.65, p ≈ .02, RMSEA = .03, CFI = .93. It can be seen, as hypothesized, that desire to
SRMR = .04, NNFI = .99, CFI = .99. For the non-Harley group, participate in the small group brand community is significantly
the goodness-of-fit measures were: χ2(186) = 245.80, p ≈ .00, influenced by attitude (γ1 = .13, p b .05), positive anticipated
RMSEA = .03, SRMR = .04, NNFI = .98, CFI = .99. The ϕ- emotions (γ2 = .23, p b .01), negative anticipated emotions
matrices (correlations between constructs, corrected for atten- (γ3 = .10, p b .05), subjective norms (γ4 = .24, p b .001), and
uation) for the two samples are provided in Table 3. social identity (γ7 = .43, p b .001). We have presented standard-
As a first test of discriminant validity, we checked whether ized parameter estimates for ease of interpretation, where it can
the correlations among the latent constructs were significantly be seen that social identity has the strongest impact and is about
less than one. Since none of the confidence intervals of the ϕ- 1.8 times more powerful than the next largest determinants of
values (± two standard errors) included the value of one, this test participation desire (i.e., positive anticipated emotions and
provides evidence of discriminant validity. subjective norms). Attitudes and negative anticipated emotions
Second, for each pair of factors, we compared the χ2-value have the smallest effects on participation desire, showing
for a measurement model constraining their correlation to equal roughly half the impact of positive anticipated emotions and
one to a baseline measurement model without this constraint. A subjective norms and about one quarter the impact of social
χ2-difference test was performed for each pair of factors (a total identity on participation desire, respectively. Reflecting the

Table 3
ϕ-matrix of latent constructs for Harley small group brand community sample
GRPB BRNB SINT DES BRNI CSI ASI ESI ATT PAE NAE SN PBC
GRPB 1
BRNB .31⁎ 1
SINT .52⁎ .16⁎ 1
DES .40⁎ .14⁎ .81⁎ 1
BRNI .12⁎ .39⁎ .21⁎ .27⁎ 1
CSI .23⁎ .20⁎ .53⁎ .68⁎ .48⁎ 1
ASI .44⁎ .19⁎ .64⁎ .76⁎ .30⁎ .72⁎ 1
ESI .50⁎ .15⁎ .63⁎ .66⁎ .16⁎ .59⁎ .84⁎ 1
ATT .13⁎ .06⁎ .49⁎ .57⁎ .30⁎ .40⁎ .45⁎ .37⁎ 1
PAE .28⁎ − .02⁎ .54⁎ .72⁎ .27⁎ .55⁎ .59⁎ .57⁎ .46⁎ 1
NAE .21⁎ .02⁎ .32⁎ .37⁎ .08⁎ .18⁎ .27⁎ .21⁎ .27⁎ .42⁎ 1
SN .22⁎ .12⁎ .49⁎ .64⁎ .17⁎ .55⁎ .52⁎ .48⁎ .34⁎ .45⁎ .18⁎ 1
PBC .34⁎ − .01⁎ .45⁎ .36⁎ .01⁎ .23⁎ .32⁎ .46⁎ .28⁎ .14⁎ .08⁎ .23⁎ 1

ϕ-matrix of latent constructs for non-Harley rider community sample


GRPB BRNB SINT DES CSI ASI ESI ATT PAE NAE SN PBC
GRPB 1
BRNB .42⁎ 1
SINT .17 .42⁎ 1
DES .28⁎ .34⁎ .63⁎ 1
CSI .30⁎ .39⁎ .16⁎ .22⁎ 1
ASI .25⁎ .40⁎ .43⁎ .66⁎ .47⁎ 1
ESI .23⁎ .44⁎ .39⁎ .51⁎ .40⁎ .80⁎ 1
ATT .15⁎ .14⁎ .38⁎ .43⁎ .01⁎ .29⁎ .25⁎ 1
PAE .10 .30⁎ .27⁎ .56⁎ .32⁎ .48⁎ .40⁎ .34⁎ 1
NAE .05 .22⁎ .23⁎ .33⁎ .08 .30⁎ .22⁎ .35⁎ .44⁎ 1
SN .08 .11 .27⁎ .22⁎ .10 .20⁎ .18⁎ .05 .07 .02 1
PBC .31⁎ .33⁎ .51⁎ .45⁎ .05 .46⁎ .52⁎ .20⁎ .22⁎ .06 .39⁎ 1
GRPB = Group behavior, BRNB = Brand behavior, SINT = Social intentions, DES = Desire, BRNI=Brand identification CSI = Cognitive SI, ASI = Affective SI, ESI=
Evaluative SI, ATT = Attitude, PAE = Positive anticipated emotions, NAE = Negative anticipated emotions, SN = Subjective norms, PBC = Perceived behavioral
control. ⁎Significant at α = .05 level. Note: All correlations are significantly less than 1.0.
R.P. Bagozzi, U.M. Dholakia / Intern. J. of Research in Marketing 23 (2006) 45–61 55

Fig. 2. Findings for structural equation model: Harley riding group (N = 154). (Parameter estimates presented for structural model only for simplicity.)

effects of five significant antecedents, quite a bit of explained All three components of social identity loaded at high levels
variance results for desire (R2 = .80). on the second-order social identity factor. These loadings
Also as hypothesized, desire had a strong influence on social roughly provide an indication of the relative contributions of the
intentions (β1 = .78, p b .001), social intentions had a strong components to overall social identity. It can be seen that the
effect on group behavior (β2 = .47, p b .001), and group behavior affective component is the strongest component (and by
had a moderate effect on brand behavior (β3 = .32, p b .01). The implication contributes the most to desire, γ10 = .95, p b .001),
respective explained variances for these endogenous variables while the evaluative component is somewhat less strong
were .64, .22, and .10, respectively. In addition, as hypothe- (γ11 = .88, p b .001), and the cognitive component the least
sized, social identity had a significant impact on brand strong (γ9 = .65, p b .001). Nevertheless, all three components of
identification (γ8 = .24, p b .01). However, only 6% of the social identity are of consequence.
variance in brand identification was accounted for by social
identity. This could be because, as Algesheimer et al. (2005) 4.4.4. Tests of mediation for the HBCGs
showed in their study, the consumer's relationship with the Table 4 shows the results for the formal tests of mediation
brand is often a function of a host of individualistic factors implied by the hypotheses and the model in Fig. 1. The first row
concerning the functional and symbolic value derived from its in the table displays the goodness-of-fit findings for the model
use. Our finding is that in addition to such factors, brand as pictured in Fig. 2. This model serves as a baseline for χ2-
community identification also contributes to increasing the difference tests of direct paths from antecedents to conse-
brand's value for the consumer through increasing the overlap quences, one and two steps removed. For example, the second
between one's own image and the brand's image. row in Table 4 presents the χ2-values for the model of Fig. 2
Three hypothesized paths failed to reach statistical with a direct path from social identity to social intentions added.
significance. Perceived behavioral control neither predicted The difference in χ2-values between the baseline model and this
desire (γ5 = .05, ns) nor social intentions (γ6 = .10, ns) model (χd2(1) = .66), with one degree of freedom, is a test of the
significantly.6 Likewise, brand identification did not signifi- significance of the added path. As this difference is not
cantly affect brand behavior (β4 = .01, ns). significant (p N .30), we may conclude that the direct path from
6
social identity to social intentions is insignificant, and therefore
Following a reviewer's suggestion, we also considered the possibility that desire mediates all the effects of social identity on social
perceived behavioral control functions as a moderator between attitudes or
desires on the one hand and social intentions on the other. Regression models intentions, as hypothesized.
revealed the coefficients of interaction terms to be insignificant, suggesting this Row 3 in Table 3 reveals that the direct path from attitude to
was not the case. Details of this analysis are available upon request. social intentions is non-significant (χd2(1) = .13, p N .70), and row
56 R.P. Bagozzi, U.M. Dholakia / Intern. J. of Research in Marketing 23 (2006) 45–61

Table 4 that neither subjective norms (χd2 (1) = .67, p N .30) nor
Summary of findings for Harley small group brand community sample perceived behavioral control (χd2(1) = .34, p N .57) significantly
Model Goodness-of-fit Tests of hypotheses affect group behavior. Thus, as anticipated, social intentions
1. Baseline model: χ2(272) = 507.06 – fully mediate the effects of subjective norms on group
hypothesized paths (Fig. 1) p ≃ .00 behavior (perceived behavioral control failed to predict either
RMSEA = .069 desire or social intentions and therefore there is nothing to
NNFI = .91
mediate here).
CFI = .93
2. Social χ2(271) = 506.40 M1 − M2:
identity → intentions (χ2d(1) = .66, p N .30) 4.4.5. Path model for non-Harley rider group members
3. Attitude → intentions χ2(271) = 506.93 M3 − M1: Fig. 3 presents the findings for the path model for the non-
(χ2d(1) = .13, p N .70) Harley Rider Groups (NHRGs). This model fits the data well:
4. Positive anticipated χ2(271) = 506.90 M4 − M1:
χ2 (225) = 366.60, p ≃ .00, RMSEA = .046, NNFI = .94, and
emotions → intentions (χ2d(1) = .16, p N .68)
5. Negative anticipated χ2(271) = 506.51 M5 − M1: CFI = .95. It can be seen, as hypothesized, that desire is
emotions → intentions (χ2d(1) = .55, p N .46) significantly influenced by attitude (γ1 = .24, p b .001), positive
6. Subjective χ2(271) = 506.58 M6 − M1: anticipated emotions (γ2 = .28, p b .001), subjective norms
norm → intentions (χ2d(1) = .48, p N .49) (γ4 = .11, p b .05), and social identity (γ7 = .39, p b .001). As
7. Social identity → group χ2(271) = 503.68 M7 − M1:
with the HBCGs, social identity is the strongest determinant of
behavior (χ2d(1) = 3.38, p N .07)
8. Attitude → group behavior χ2(271) = 506.58 M8 − M1: desire, where it is approximately half again as impactful as
(χ2d(1) = .48, p N .49) attitude and positive anticipated emotions and four times as
9. Positive anticipated χ2(271) = 506.83 M9 − M1: impactful as subjective norms. Contrary to hypotheses, neither
emotions → group (χ2d(1) = .23, p N .66) negative anticipated emotions (γ3 = .01, ns) nor perceived
behavior
behavioral control (γ5 = .07, ns) significantly influenced desire
10. Negative anticipated χ2(271) = 506.90 M10 − M1:
emotions → group (χ2d(1) = .16, p N .68) for the NHRGs.
behavior As forecast, social intentions were significantly affected by
11. Subjective norm → group χ2(271) = 506.39 M11 − M1: desire (β1 = .78, p b .001) and perceived behavioral control
behavior (χ2d(1) = .67, p N .30) (γ6 = .14, p b .01), group behavior was significantly influenced
12. Perceived behavioral χ2(271) = 506.72 M12 − M1:
by social intentions (β2 = .37, p b .001), brand behavior was
control → group behavior (χ2d(1) = .34, p N .57)
significantly determined by group behavior (β3 = .33, p b .01),
and brand behavior was significantly affected by social identity
4 shows that the direct path from positive anticipated emotions (γ8 = .17, p b .05).
is likewise non-significant (χd2(1) = .16, p N .68). Thus, desire The amounts of explained variance in desire, social
mediates all the effects of attitude and positive anticipated intentions, group behavior, and brand behavior were .58, .41,
emotions on social intentions, as predicted in our proposed .14, and .15, respectively. These are lower than the values
framework. found for the HBCGs, except for brand behavior (compare
Rows 5 and 6, respectively, summarize the tests of direct Figs. 2 and 3; again, brand identification was not measured for
effects from negative anticipated emotions and subjective the NHRGs because many different brands were purchased
norms on social intentions. As anticipated, these paths are and coefficients associated with causes and effects of brand
non-significant (χd2(1) = .55, p N .46) and (χd2(1) = .48, p N .49), identification could not be interpreted as referring to a singular
respectively), and hence desire fully mediates the effects of brand in this case).
negative anticipated emotions and subjective norms on social All three components of social identity for the NHRGs
intentions. loaded highly on the second order factor. It can be seen in
The last six rows in Table 4 present the tests of mediation for Fig. 3 that the affective component is again the strongest
social intentions. Rows 7 and 8 show the results for the tests of component (γ10 = .99, p b .001), while the evaluative compo-
direct paths from social identity and attitude, respectively, on nent is somewhat less strong (γ11 = .85, p b .001), and the
group behavior. It can be seen that the respective paths are non- cognitive component is the least strong (γ9 = .57, p b .001).
significant (χd2(1) = 3.38, p N .07), and (χd2(1) = .48, p N .49), and Nevertheless, all three components of social identity are of
therefore, as hypothesized, social intentions fully mediate the consequence.
effects of social identity and attitude on group behavior.
Rows 9 and 10 display the findings for the tests of direct effects 4.4.6. Tests of mediation for the NHRGs
of positive and negative anticipated emotions on group behavior, Table 5 presents the findings for the formal tests of mediation
respectively. The χ2-difference tests reveal that these effects are implied by the hypotheses in Fig. 1 for the NHRGs. The first
non-significant, as predicted (χd2(1) = .23, p N .66), and (χd2(1) row again displays the goodness-of-fit results for the model as
= .16, p N .68), respectively). Hence, social intentions mediate all pictured in Fig. 3. Row 2 shows the results for the test of a direct
the effects of anticipated emotions on group behavior. path from social identity to social intentions, where it can be
Finally, rows 11 and 12 in Table 4 summarize the results seen that the path is non-significant, as hypothesized (χd2(1)
for tests of mediation of subjective norms and perceived = .37, p N .56). Desire fully mediates the effects of social identity
behavioral control, respectively, by intentions. It can be seen on social intentions.
R.P. Bagozzi, U.M. Dholakia / Intern. J. of Research in Marketing 23 (2006) 45–61 57

Fig. 3. Findings for structural equation model: non-Harley riding group (N = 255). (Parameter estimates presented for structural model only for simplicity.)

The third row in Table 5 reveals, contrary to hypotheses, p N .17) influences group behavior, consistent with hypotheses.
that attitude has a direct effect on social intentions In other words, social intentions fully mediate the effects of
(χd2(1) = 5.29, p b .05). Thus, given the additional finding of a subjective norms and perceived behavioral control on group
significant effect of attitude on desire, we conclude that desire behavior (because negative anticipated emotions did not affect
partially mediates the effects of attitude on social intentions. desire, there is nothing to mediate here).
Rows 4–6 indicate that, as predicted, neither positive
anticipated emotions (χd2(1) = 1.50, p N .21), negative anticipat- 4.4.7. Test of relative differences in key associations across
ed emotions (χd2 (1) = .55, p N .48), nor subjective norms HBCGs and NHRGs
(χd2(1) = 2.68, p N .10) significantly influence social intentions. We also conducted a simultaneous confirmatory factor
Thus, given the results for the paths shown in Fig. 3, we analysis for the latent variables common to the two groups.
conclude that desire fully mediates the effects of positive This twelve-factor model fit the data well: χ2(374) = 595.06,
anticipated emotions and subjective norms on social intentions p ≃ .00, RMSEA = .047, NNFI = .95, and CFI = .96. The test of
(negative anticipated emotions failed to affect social inten- equality of factor loadings showed that we cannot reject the
tions, so there is no influence to mediate here). hypothesis of invariance: (χd2(12) = 19.99, p N .05).
Row 7 in Table 5 reveals, contrary to expectations, that social Table 6 presents the results for tests of differences in
identity has a direct effect on group behavior for the NHRGs correlations between the correlated factors corresponding to the
(χd2 (1) = 9.07, p b .001). Therefore, social intentions only key paths in Fig. 1. It can be seen that eight of the eleven
partially mediate the effects of social identity on group correlations are statistically different across groups, with the
behavior. We find in row 8 in Table 5 that attitude does not values corresponding to the HBCGs greater than the NHRGs in
directly affect group behavior (χd2(1) = .99, p N .35). Hence, as every case. The correlation between cognitive identity and
predicted, social intentions fully mediate the effects of attitude desire and between subjective norms and desire is especially
on group behavior. As shown in row 9 in Table 5, positive greater for the HBCGs than NHRGs (.72 vs .14 and .69 vs .22,
anticipated emotions have a significant direct effect on group respectively). This suggests that cognitive identity and
behavior (χd2(1) = 4.54, p b .05). Thus, contrary to forecasts, subjective norms have much greater effects on desire for the
social intentions only partially mediate the effects of positive HBCGs than NHRGs. Nevertheless, the six other correlations
anticipated emotions on group behavior. Finally, rows 10–12 also point to greater impacts for the respective paths for the
demonstrate that neither negative anticipated emotions HBCGs versus NHRGs. Three correlations did not differ
(χd2 (1) = 1.38, p N .24), nor subjective norms (χd2 (1) = .81, significantly between the two groups: perceived behavioral
p N .40), nor perceived behavioral control (χ d2 (1) = 2.00, control with desire (.13 vs .30), negative anticipated emotions
58 R.P. Bagozzi, U.M. Dholakia / Intern. J. of Research in Marketing 23 (2006) 45–61

Table 5 membership (sometimes called, collective or group-based self-


Summary of findings for non-Harley rider community sample esteem).
Model Goodness-of-fit Tests of hypotheses Social identity in relation to one's small group brand
1 Baseline model: χ2(225) = 366.60 – community was an important indirect determinant of group
hypothesized paths (Fig. 2) p ≃ .00 behavior for both Harley brand community and the non-Harley
RMSEA = .046 rider club members. At the same time, the magnitude of effects
NNFI = .94
was statistically stronger for the small group brand community
CFI = .95
2. Social χ2(224) = 366.23 M2 − M1: versus the non-brand-specific rider club members. This result is
identity → intentions (χ2d(1) = .37, p N .56) noteworthy, providing evidence that customer communities
3. Attitude → intentions χ2(224) = 361.31 M3 − M1: organized in small groups around a brand engender greater
(χ2d(1) = 5.29, p b .05) social identification, when compared to similar communities of
4. Positive anticipated χ2(224) = 365.10 M4 − M1:
customers organized around the product category more
emotions → intentions (χ2d(1) = 1.50, p N .21)
5. Negative anticipated χ2(224) = 366.05 M5 − M1: generally. The drivers of this greater social identity are worth
emotions → intentions (χ2d(1) = .55, p N .48) studying further in future research. Here, there are multiple
6. Subjective χ2(224) = 363.92 M6 − M1: possibilities in this regard.
norm → intentions (χ2d(1) = 2.68, p N .10) One is that customers in the Harley small group brand
7. Social identity → group χ2(224) = 357.53 M7 − M1:
communities are more homogeneous in their psychographic
behavior (χ2d(1) = 9.07, p b .001)
8. Attitude → group behavior χ2(224) = 365.61 M8 − M1: characteristics (although demographically they were equally
(χ2d(1) = .99, p N .35) varied in our samples), leading to greater overlaps between the
9. Positive anticipated χ2(224) = 362.06 M9 − M1: personal identities of members and the group in the former
emotions → group (χ2d(1) = 4.54, p b .05) when compared to the later case. A second distinct possibility is
behavior
that in the former case, the organizing brand serves to magnify
10. Negative anticipated χ2(224) = 365.22 M10 − M1:
emotions → group (χ2d(1) = 1.38, p N .24) or accentuate the similarities among group members leading
behavior them to experience stronger social identity. Equally interesting
11. Subjective norm → group χ2(224) = 365.79 M11 − M1: was the finding that the association between cognitive
behavior (χ2d(1) = .81, p N .40) identification and desire was much greater for Harley brand
12. Perceived behavioral χ2(224) = 364.60 M12 − M1:
community members than the non-brand-specific rider club
control → group behavior (χ2d(1) = 2.00, p N .17)
members. This result suggests that awareness may go beyond
identification with one's group to strongly influence the desire
with desire (.37 vs .33), and group behavior with brand behavior to, and ultimately actual participation in, group activities.
(.46 vs .37). We also studied subjective norms which reflect quite
different social processes than social identity. They capture
5. General discussion the experienced social pressure, are based on the need for
approval and are interpersonal (as opposed to group-oriented) in
The findings indicate that customer participation in collec- focus. Both subjective norms and social identity were found to
tive activities within small group brand communities can be be important antecedents of group behavior. However, scruti-
explained by a combination of social and psychological nizing the findings within each of the two consumer
variables. One of these variables captures an aspect of shared communities we studied, we found social identity to be between
volition of group members and was termed ‘social intentions’. about 2 to 3 times more impactful than subjective norms.
We argued that social intentions have hitherto been accorded Comparing the two samples, the effect of subjective norms was
relatively little attention by marketers, but are important for a
variety of consumer behaviors, being particularly useful for
Table 6
characterizing participation in small group brand communities. Differences in correlations between key variables
We found social intentions to be strong proximal determinants
Correlation Harley small group Non-Harley
of group behavior in our study.
brand community rider group
A second kind of social variable we considered in order to
Desire-intention .79⁎⁎ .61
explain brand community activities was the social identity of
Affective ID-desire .79⁎⁎ .63
brand community members with their specific small circle of Cognitive ID-desire .72⁎⁎⁎ .14
friends with whom they interact frequently. We note that the Evaluative ID-desire .72⁎⁎ .51
construct of social identity as proposed here is a refinement of, Subjective norm-desire .69⁎⁎⁎ .22
and elaboration on, the notion of ‘consciousness of kind’, Perceived behavioral .13 .30
control-desire
designated by Muniz and O'Guinn (2001) as a core component
Attitude-desire .62⁎⁎ .47
of brand community. It consists of three interrelated parts: the Positive AE-desire .72⁎⁎⁎ .57
customer's self-awareness that s/he is a member of a particular Negative AE-desire .37 .33
brand community (cognitive identification), the attachment to, Intention-group behavior .50⁎ .36
or feelings of belongingness with, the brand community Group behavior-brand behavior .46 .37
(affective commitment), and the evaluative significance of ⁎p b .05, ⁎⁎p b .01, ⁎⁎⁎p b .001.
R.P. Bagozzi, U.M. Dholakia / Intern. J. of Research in Marketing 23 (2006) 45–61 59

much stronger for the Harley small group brand communities well-formed or fully crystallized or may be unstable. Whether
than for the non-brand-specific rider groups. These findings this interpretation is correct, and what the conditions affecting
support the notion that small group brand communities are the formation and stability of desires and intentions are, deserve
egalitarian associations. further study.
There is still another sense of social influence that we did not The other psychological content we introduced into the TPB
examine in the present study, group norms, or what Kelman concerns anticipated emotions. We found that positive and
(1974) termed, internalization. This could be an important negative anticipated emotions influenced desire to participate in
aspect of social influence in small group brand communities group activities significantly for Harley small group brand
(e.g., Bagozzi & Lee, 2002) and would seem to be a worthy communities, but only positive anticipated emotions influenced
topic for future research. desire for non-brand-specific rider groups. It seems that Harley
In our study, we also found the need to deepen and broaden versus non-brand-specific riders are more goal-directed and
psychological explanation within the TPB. Desire was a key were bothered to a greater extent by the prospects of failing to
mediator introduced into the TPB to better account for how achieve their group goals. The differential aspects of anticipated
rational and other reasons for acting are transformed into a emotions may be a consequence of greater solidarity and
decision or intention to act. Building on recent work in affinity for the former versus the latter.
philosophy, we constructed desire as a motivational variable Brand-related behaviors were found to be consequences of
functioning in an integrative and executive fashion to activate group behavior for both Harley small group brand communities
the social intention to act. Desires have only recently begun to and non-Harley rider communities, but the amounts of
be studied in this sense. explained variance in both cases were low. This is likely
Strong tests of mediation were performed in this study by the because brand-related behaviors may be driven by individual-
use of χ2-difference tests. We found for the Harley small group istic and situational considerations to a significant extent, which
brand communities that desire fully mediated the effects of all are not considered in our analysis. Showing that brand-related
antecedents on social intentions shown in Fig. 1 (except for behaviors of small group brand community members are
perceived behavioral control which had no significant direct or influenced by their participation in the community is an
indirect effects and does not appear to be relevant for the brand important step toward the goal of legitimizing brand community
communities under investigation). For the non-Harley rider building programs and placing them within the portfolio of
communities, desire fully mediated the effects of attitudes on marketing programs available to brand and marketing managers
intentions but only partially mediated the effects of social in consumer settings. It could also be that more refined and
identity, subjective norms, positive anticipated emotions, and multidimensional measures of brand-related behavior could
negative anticipated emotions on intentions. It is unclear why help to bolster the strength of the relationship between group
desire performed as predicted for the former group and showed and brand behavior. Purchase diaries or panel studies where
direct and indirect effects on intentions for the latter. One brand-related behaviors are measured more frequently could
possibility is that, given the nature and focus of Harley brand also help in this regard.
communities, desires are more well-formed and crystallized for Brand identification was found to be dependent on social
Harley brand communities than the non-Harley rider groups. identity with one's small group brand community, but brand
Non-Harley group members may be less cohesive and relatively identification did not significantly predict brand-related behav-
more individualistic and thus desires to participate in group ior for Harley riders. This is probably due to measurement error,
activities may be less organized and focused. If true, this because brand identification, unlike the other constructs in the
provides another instance of the brand community exerting model, was indicated by a single item, making predictions based
greater social influence on its members than a community on it particularly susceptible to unreliability.
organized around a product category. Our findings regarding brand identification, along with those
The above explanation for the different outcomes for of the recent study by Algesheimer et al. (2005) raise interesting
mediation by desires receives indirect support when we questions regarding the relationship between brand identifica-
examine the non-hypothesized, rival direct effects on group tion and brand community belonging and participation. On the
behavior. Again, desire and intentions fully mediated all effects one hand, as we found, social identity with the brand community
of antecedents on group behavior, as hypothesized and as can contribute to the participant's identification with the brand.
depicted in Fig. 1, for Harley brand community members. But Practically, this link suggests that brand community may be
for non-Harley rider community members, we found that effective means of recruiting novice customers and making them
intentions fully mediated the effects of attitudes, negative attached and loyal to the brand. On the other hand, as
anticipated emotions, subjective norms, and perceived behav- Algesheimer et al. (2005) showed, brand identification can be
ioral control, and only partially mediated the effects of social an antecedent to the consumer's participation and affiliation with
identity and positive anticipated emotions on group behavior. the community. Such a relationship implies that the brand
The two direct effects on group behavior for non-Harley rider community may be more suitable and effective for experienced
community members (by social identity and positive anticipated and already-engaged customers of the firm.
emotions) imply that these variables have non-volitional, Are these two perspectives inconsistent? We believe that
automatic impacts, in addition to indirect volitional effects. there is interplay between the consumer's relationship with the
As with desires, intentions for non-Harley members may not be band and the brand community. It is possible that among others,
60 R.P. Bagozzi, U.M. Dholakia / Intern. J. of Research in Marketing 23 (2006) 45–61

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