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2019 IEEE 16th International Conference on Rehabilitation Robotics (ICORR)

Toronto, Canada, June 24-28, 2019

Bio-inspired tendon driven mechanism for simultaneous finger


joints flexion using a soft hand exoskeleton
Mohammed H. Abdelhafiz1, Erika G. Spaich1 , Strahinja Dosen1, and Lotte N.S. Andreasen Struijk1

which are important for rehabilitation exercises such as


Abstract— A new tendon driven mechanism, embedded into a


soft hand exoskeleton for rehabilitation and assistance, was picking up small objects, may be restricted due to the bulky
proposed in this study. The proposed solution was a pulley design of the rigid exoskeletons, and in addition, their weight
flexion mechanism inspired by the human musculoskeletal might make them uncomfortable for long rehabilitation
system to enable a natural and comfortable finger flexion. A sessions. To obtain compact and lightweight design, joint-less
biomechanical constraint for the finger flexion motion states that tendon driven hand systems have been developed [8-12].
the relation between the proximal interphalangeal joint angle of BiomHED [9] is a glove that assists the affected hand in
the finger should always be flexed around 1.5 times the distal performing dexterous movements by using three tendons
interphalangeal joint angle. The study aimed to comply with this mimicking the human finger tendons. However, this requires
constraint, by simultaneously distributing the forces over the more than one actuator for each finger to be able to perform
distal and middle finger phalanges. For evaluation, the the movements. To reduce the number of actuators, several
voluntary and exoskeleton flexions were compared based on the devices have been developed focusing only on performing
relation between the proximal and distal interphalangeal joint
flexion and extension movements simultaneously with several
angles. The results showed that during the exoskeleton flexion
fingers as they are the most used to perform activities of daily
the relation between the interphalangeal joints complied with
the biomechanical constraint, where the proximal living [10], [12-14]. The SEM glove [12] is a tendon driven
interphalangeal joint angle was 1.5 times larger than the distal device that flexes the thumb, middle and ring finger using
interphalangeal joint. This ensures that the mechanism flexes the tendons providing assistive forces during grasping. The Exo-
finger comfortably. The proposed solution is therefore a glove [14] assists the hand, not only during flexion, as the SEM
promising design for a novel soft exoskeleton that will be used glove, but also during extension. Several other gloves that
for training and assistance of patients with hand paralysis. provide flexion and extension movements have been
developed, e.g., Popov et al [11], In et al [14] and others [10],
I. INTRODUCTION [13].
According to the world health organization, an estimated The musculoskeletal structure of the human finger creates
500,000 spinal cord injuries (SCI) occur every day [1]. Upper constraints on the flexion motion; one of these constraints is
limbs are impaired in more than 50% of the cases [2] and this the interdependence between the Distal (DIP) and Proximal
consequently, affects the quality of life. The upper limb is (PIP) interphalangeal joints, where the PIP joint angle should
essential for interacting with the external environment, by be around 1.5 times the DIP joint angle [15-16]. The constraint
grasping objects using its distal joints (fingers) and should be respected in order to have a comfortable finger
manipulating them using its proximal joints (shoulder and flexion. Otherwise, the extensor tendon that runs on the dorsal
elbow). Physical Rehabilitation of the upper limb in the early side of the finger and inserts on the middle and distal
period (up to 6 months) after stroke can result in faster and phalanges, will be stretched more than it should, generating an
better motor recovery [3]. uncomfortable and painful feeling [16]. The traditional tendon
Recent studies show that training distal and proximal joints mechanisms mainly use one tendon fixed at the distal part of
together is more effective than training them separately [4]. the distal phalange mimicking the function of the Flexor
However, due to muscle weakness and difficulty to instruct digitorum profundus tendon. However, it has been shown that
and support both joints (Proximal and distal), the therapists one tendon is not enough to perform a natural movement as it
focus on the proximal joints then the distal [5]. This will violate the biomechanical constraints [17].
rehabilitation strategy consumes more time; therefore, The present study describes the development of a new
Rehabilitation robots have been introduced since they can mechanism for a joint-less tendon driven exoskeleton (glove),
assist therapists to train both joints together. Several which can assist performing flexion finger movements
rehabilitation devices have been developed for the respecting the biomechanics of the human hand. The design
rehabilitation of the upper limb and especially for hand also considers the portability demands. The mechanism was
(fingers) function [6-12]. Exoskeleton devices that use rigid evaluated experimentally, by comparing the voluntary flexion
links, [6-7] for hand rehabilitation can provide accurate and of the hand with the flexion obtained when the proposed
complex hand movements, but they usually rely on mechanism was used.
complicated mechanisms for applying force and encoders for
posture measurements. This often results in bulky and heavy
devices. The range of motion of the fingers and their mobility,

Mohammed H. Abdelhafiz, Erika G. Spaich, Strahinja Dosen, and Lotte Technology, Aalborg University, Denmark. (Corresponding author: E-mail
N.S. Andreasen Struijk are with SMI®, Department of Health Science and naja@hst.aau.dk).

978-1-7281-2755-2/19/$31.00 ©2019 European Union 1073


II. DESIGN CONCEPT AND PROTOTYPE
There is a strong correlation between the DIP and PIP
joints of the human finger during flexion [18]. This is due to
biomechanical constraints that pertain to the structure of the
finger musculoskeletal system [16]. Designing a soft hand
exoskeleton that takes into consideration the correlation
between the DIP-PIP joints and does not exceed the
biomechanical constraints of the normally moving fingers, is
essential to prevent harmful movements of the fingers during Figure 1. Anatomic Structure of the finger with the flexor
hand flexion. (green and yellow lines) and extensor tendons (red line).
Analysis of the anatomy of finger flexion provides middle phalange but, by the aid of the pulley system, it also
information about how to perform a flexion that respect the contributes to the flexion of the MCP joint flexion. The FDP,
finger constraints. Therefore, the proposed flexion mechanism also by the aid of the pulley system, contributes to the PIP and
of the soft hand exoskeleton is inspired by this anatomical MCP even though its end is inserted on the distal phalanx.
system.
Overall, both of the MTUs (FDP and FDS) are critical for
A. Finger flexion anatomy finger flexion. Research investigating the ratio of contribution
The human finger consists of three phalanges: proximal, of FDP versus FDS, concluded that FDP is contributing 1.15
medial and distal, in addition to the metacarpal bone that is times more than the FDS to the finger flexion motion [22].
considered as the root of the finger and it is located in the palm Such force ratio allows the finger to respect the DIP constraint
of the hand [19]. The phalanges and the metacarpal bone are (i.e. the opposing extension force of the extensor digitorum
connected together by means of ligaments, which are an elastic tendon on the DIP joint) and does not exceed it. Therefore, in
tissue [20], to create three joints: the metacarpophalangeal this study, we mimicked the structure of the human flexor
joint (MCP), the proximal interphalangeal joint (PIP), and the system considering also the biomechanical constraints of the
distal interphalangeal joint (DIP) [19]. finger.
The tendon of the extensor digitorum communis (EDC) B. The proposed flexion mechanism
runs along the dorsal side of the finger. It has a long tendon To achieve a compact mechanical structure, the proposed
that is inserted on the dorsal side of the middle phalanx and design is implemented as a tendon driven soft hand
then gives two lateral slips that run on both sides of the middle exoskeleton. Supra wires (Fladen fishing, Sweden), with a 0.4
phalanx to reunite again when inserting on the dorsal surface mm diameter and maximum load of 100 N, were used as
of the distal phalanx [19], as shown in Fig. 1. Due to this tendon for the exoskeleton. For guiding the tendons, rounded
structure of insertion of the EDC tendon, The DIP joint angle shape, wooden pearls, with 3mm outer diameter and 1.5mm
depends on the PIP joint angle during flexion. When the PIP diameter hole, were employed.
joint flexes the lateral slip widens and becomes loose giving
some space for the DIP joint to flex, while it narrows and Passing the flexion tendons along the mid-line of the finger
becomes tight when the PIP joint extends, which reduces the phalanges on the palmar side will deprive the user from having
range of flexion of the DIP joint [16]. This generates a a direct contact with the grasping object (i.e., the tightened
constraint on the movement of the finger while flexing, where tendons will insert between fingers and the object). Therefore,
the maximum flexion angle of the DIP joint is functionally
depending on the PIP joint flexion angle.
The finger flexion muscles are structured in a way that
respects the interdependence between the DIP and PIP flexion
angles. The system consists of two extrinsic muscle tendon
units (MTUs), where the muscles are located outside the hand
on the volar side of the forearm. The flexor digitorum
superficialis (FDS) actuates the PIP and MCP joints, while the
flexor digitorum profundus (FDP) contributes to the PIP, DIP
and MCP joints. The FDS and FDP tendons generate from the
respective muscle and runs towards the fingers. At the
proximal phalanx, the FDS tendon bifurcates into two tendons
and re-attaches after that to be inserted in the middle of the
middle phalanx while the FDP tendon passes between the
bifurcated FDS tendon and inserts on the distal phalanx [21].
Such structure allows the flexor tendons to apply aligned Figure 2. Schematic of the proposed flexion mechanism
flexion forces on the middle and distal phalanges. These flexor (palmar side); Orange line: exo-tendons, Blue lines: wooden
tendons are surrounded by a sheath, which is a walled tube pearls fixed on the glove allows the exo-tendons to pass through
connected to the phalanges with a low friction inner surface them. Green line: exo-tendon used to pull the mechanism to flex
allowing the tendons to slide inside it. This structure creates a the finger. Red rectangle: wooden pearl that allows the exo-
system that looks like a pulley for finger flexion. The FDS tendon (orange line) to pass through it and be pulled by the other
tendon has the ability to flex the PIP joint as it is inserted at the exo-tendon (green line)

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six guidance wooden pearls were located on the radial sides of Watt) with a Planetary Gearhead (Ø22 mm, 0.5 - 2.0 Nm) was
the proximal, middle, and the distal phalanges allowing the coupled with a power screw (Ø 8 mm), Fig. 3(b). The power
tendons to pass along the radial sides of the finger. Two more screw mechanism was used to convert the rotational motion of
guidance pearls were located on the tip of the distal phalanx the DC motor to a translational motion to pull the exo-tendon
and on the dorsal side of the middle phalanx. One exo-tendon that is connected to the nut of the power screw.
was used to represent the function of both the FDS and FDP
tendons in the real human finger, Fig. 2. This exo-tendon will III. EVALUATION OF THE MECHANISM
have a starting point at the end of the first metacarpal bone To evaluate if the proposed flexion mechanism can flex the
before reaching the MCP joint. The FDS tendon was finger in a comfortable and natural way, the flexion motion of
mimicked by passing one end of the exo-tendon from its the hand made by the implemented prototype was compared
starting point through the guidance pearls on the left side of with the voluntary finger flexion. A single male subject (32
the finger, ascending upwards until the middle phalanx, and years old), with hand size of nine, conducted the experimental
then descending it on the right side of the finger to be fixed evaluation. The subject gave written consent to participate in
further down beyond the starting point. This balances the the experiment.
forces on both sides of the finger. The FDP tendon was
The flexor muscle activity of the subject was recorded
mimicked by routing the other end of the same exo-tendon
during the trials in which the hand was flexed using the
from the same starting point (i.e. at the first MCP joint) then
exoskeleton. This signal was compared with the muscle
passing through the pearls on the right side of the finger and
activity while the subject relaxed his hand (baseline signal) to
ascending until the distal part of the distal phalanx to descend
ensure that the muscle was relaxed and did not contribute to
through the guidance pearls on the left side of the finger. On
the hand flexion when the exoskelton is used. One pair of
the distal phalanx, the exo-tendon passes through a Bowden
surface electrodes (Ambu Neuroline, Inc.) was aligned with
cable to prevent it from being overtightened around the distal
the flexor digitorum muscle fibers on the forearm using a
phalanx when the exo-tendons are tightened.
bipolar configuration with an inter-electrode distance of 2 cm.
In this study, the exo-tendon was pulled by a DC motor The reference electrode was placed on the elbow. Both of the
using another exo-tendon (green line, Fig. 2) that connects the EMG signals which have been recorded during exoskeleton
actuator to the finger through a Bowden cable (SP352, Carl flexion and the relaxed signals (baseline signal), were
Stahl). At the finger side, the two exo-tendons are connected segmented into 0.25 s windows to calculate the signal power.
together with a wooden pearl (red square, Fig. 2), to create a The T-test has been applied to compare the signal power of
pulley system that divides the force equally between the two both EMG signals. The trials that showed statistically
sides of the exo-tendons generating a force ratio equal to one significant difference (p < 0.05) with respect to the baseline
between the side that represents the FDS tendon and the other were discarded.
side that represents the FDP tendon.
The flexion kinematics of the index finger was recorded by
The tendon mechanism was implemented using a leather using 8 Qualisys Oqus 300/310 cameras. The three
glove as a base, Fig. 3(a). The glove was strengthened in the dimensional position of the reflective markers (spherical, 4mm
middle of the three phalanges by sewing a non-stretchable dia.) was recorded at a sampling rate of 100 Hz. Six reflective
fabric to it. On top of this fabric, the guidance pearls were markers were attached directly over the glove. They were
attached to the glove using a thread (liner Ø0.26mm, Fladen placed as following: front tip of the distal phalanx (FT), distal
Fishing, Sweden) that can hold forces up to 90 N. On the side of the middle phalanx (DIP), distal side of the proximal
actuator side, an EC Maxon motor (Ø22 mm, brushless, 25 phalanx (PIP), distal side of the first metacarpal (MCP1), distal

(a)

(b)

Figure 3. Overview of the prototype (a) the glove side (palmar


side of the index finger) (b) the actuator side Figure 4. The Position of the markers and joints angles

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side of the second metacarpal (MCP2) and the proximal side
of the first metacarpal (CMC). This method of placing the
markers was chosen, as it does not impede the normal flexion
of the finger joints [23].
The trajectory of the finger joints angles (DIP, PIP, and
MCP joints) were computed. The three points MCP1, MCP2
and CMC represent the hand plan with an x-axis along the
̅̅̅̅̅̅̅̅̅̅̅̅̅̅̅̅
𝐶𝑀𝐶 𝑀𝐶𝑃1 vector, y-axis normal to the x-axis towards the
palm. The x and y axes of the hand plan creates a plane normal
to the hand plan called sagittal plane. The vectors that
represent the phalanges, ̅̅̅̅̅̅̅̅̅̅̅̅̅̅
𝑀𝐶𝑃1 𝑃𝐼𝑃 (Proximal phalanx), (a)
̅̅̅̅̅̅̅̅̅̅̅
𝑃𝐼𝑃 𝐷𝐼𝑃 (middle phalanx), ̅̅̅̅̅̅̅̅̅̅
𝐷𝐼𝑃 𝐹𝑇 (distal phalanx), were
projected on the sagittal plan to align the vectors [24]. From
the projected vectors the joints angles could be measured. The
angle of each joint is equal to the angle between the projected
vector of the phalanx after the joint and the projected vector of
the phalanx before the joint.
The DIP, PIP and MCP joints angles trajectories of the
index finger were measured in all the flexion trials. The
measured trajectories were filtered using a second order
Butterworth filter with a cut off frequency of 1 Hz. Each
flexion trial lasted 7 s. whatever the subject was prompted to (b)
flex the hand, the hand was flexed voluntarily, or the hand Figure 6. DIP and PIP joint angle trajectory during (a)
was flexed by the actuator pulling the exo-tendons during the voluntarily flexion, (b) exoskeleton flexion. The narrow line in
the middle of each trajectory show the average of the trials, and
use of the exoskeleton. These 7 s were considered as the
the standard deviation is represented by the shaded area. The
interval of interest where the motion capture system captured vertical lines shows the moments when the flexion speed
the finger motion. The EMG signals detected from the flexor exceeds the speed of 4 °/s for the first time (start of the motion)
digitorum muscle on the forearm were also recorded during and it also shows the moment when the flexion speed decreases
this 7 s interval. The signals were filtered by notch a filter at to be lower than 4 °/s (end of the motion).
50 Hz to remove power line noise and then filtered by a
second order Butterworth bandpass filter with the cut off the aid of the proposed flexion mechanism. These two
frequencies of 5 Hz and 500 Hz. The time was normalized experiments were repeated ten times for the same subject.
during the region of interest, and then the average and
standard deviation of the measured angles, at each step, for all IV. RESULTS
the trials that had the same task, were computed. The relation between the average DIP and average PIP
joint angle trajectories for voluntary finger flexion are shown
The subject was asked to extend the hand normally until the in Fig. 5. This relation is compared with the relation between
fingers were straight with respect to the hand palm without the trajectories of the same angles while performing finger
hyperextension. Then, from that position, the subject flexed flexion using the exoskeleton. The results show, that when the
the fingers voluntarily after the motion capture system started finger is flexed voluntary, there was a relation between the
recording. The same experiment was then conducted but with DIP joint angle and PIP joint angle, where the PIP joint angle
is 1.5 the DIP joint angle during flexion (average slope). The
PIP joint, during finger flexion using the exoskeleton was
slightly faster as compared to the voluntary finger flexion,
until the finger flexion got close to the end of the flexion
motion, where the DIP joint became faster than the PIP joint
(see the slopes of the DIP-PIP joint angles relation, fig. 5).
This created a curve that was always in the comfortable region
above the line showing the DIP-PIP angle relation during
voluntary flexion, Fig. 5. In this region the PIP joint angle is
always larger than 1.5 times the DIP joint angle.

The average of the DIP and PIP joint angles trajectories,


during voluntary flexion and during flexion using the
exoskeleton is shown in Fig. 6(a) and 6(b). The voluntary
flexion results show that both DIP and PIP joints starts to
Figure 5. DIP-PIP joint angle relation during voluntary flexion move simultaneously and they also reach their final position
compared to exoskeleton flexion for one subject (average of 10
trials)

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PIP motion plane, shown in Fig. 5, into two regions. In the
lower region, the DIP joint would have a larger angle when
using the exoskeleton than during voluntary flexion, for the
same PIP angle. In other words, if the DIP-PIP profile would
be in that region, the biomechanical constraints would be
*: fingertip - voluntary violated. Therefore, the finger should not be in that region
*: DIP - voluntary during the externally produced flexion motion using an
*: PIP - voluntary
o: fingertip – exoskeleton exoskeleton. And indeed, the results have demonstrated that
o: DIP – exoskeleton the DIP-PIP joint angle relation of the finger during flexion
o: PIP – exoskeleton
using the novel exoskeleton was always on the comfortable
Figure 7. The flexion of the finger at three different positions side of the motion plane. This was despite the fact that the
(PIP joint, DIP joint and fingertip) for two conditions: DIP-PIP joint angle relation when the exoskeleton was used
voluntary flexion and assisted by the exoskeleton.
was not identical to this relation when the finger was flexed
Table 1 Range of motion of the finger joints voluntarily. The difference was generated because the ratio of
force contribution of the FDP muscle to FDS muscle during
DIP PIP MCP finger flexion is around 1.15 for the normal human finger,
Voluntary 61.6° 92.5° 85° while it was always around 1 in the mechanism. This has
Exoskeleton 55.6° 77.6° 86.7° made the flexion of the PIP joint using the exoskeleton
Difference 7.4° 12.2° -1.7° slightly faster than the voluntary flexion. The force ratio could
be changed in the exoskeleton by relocating the guidance
pearls on the middle phalange to decrease the moment arm
at the same time. The DIP and PIP joints also flexed and consequently decrease the torque applied on the middle
simultaneously at 0.22 of normalized time when the finger phalange. Nevertheless, it is still preferred to have a ratio of 1
was flexed using the exoskeleton but the PIP joint reached its in order to push the flexion motion in the comfortable region
final position at 0.78 while the DIP reached its final position and further away from the margin between the two regions.
at 0.83. This shows that, in average, the exoskeleton flexion
of the PIP joint with respect to the DIP joint is faster 1.1 times The trajectory of the index finger’s joints angles during
than the voluntary flexion of the PIP with respect to the DIP. voluntary flexion and during flexion, using the proposed
Even though the exoskeleton provided simultaneous flexion mechanism was also compared. By using the proposed
for the finger joints, its range of motion was less than the mechanism to flex the index finger, the DIP and the PIP joints
range of motion of the fingers during voluntary flexion. started moving simultaneously at the beginning of the motion
similarly to the trajectory of the joint angles during voluntary
The DIP and PIP joints range of motion reduced by 11.7% flexion. However, they did not reach the end of motion at the
and 13.5%, respectively, while the exoskeleton at the MCP same time, because the flexion of the PIP joint, when the
was flexed more than the voluntary flexion by 1.7° as shown
proposed mechanism was used, was faster than the flexion of
in Table 1. The flexion patterns of the finger joints (DIP, PIP
the same joint when the finger was flexed voluntarily. The
and MCP joints) for both voluntary and exoskeleton scenarios
are shown in Fig.7. As it is noticed, the flexion patterns for range of motion of the PIP and the DIP joints angles using the
both scenarios are close to each other but the range of motion proposed device were lower for 11.7% and 13.5%,
for the exoskeleton flexion was restricted at the end. respectively, compared to the range of motion of the same
joints during voluntary flexion. This was due to the leather
V. DISCUSSION & CONCLUSION glove, used as base for the mechanism, which constrained the
fingers and prevented the full motion.
In this study a new joint-less tendon mechanism for a soft
hand exoskeleton was presented. The mechanism was
In this pilot study, the experiment has been conducted in a
inspired by the human anatomical system. The mechanism
single able-bodied subject. To generalize the results, the same
distributed the forces on the DIP and PIP phalanges so that
experiment should be conducted in a larger number of
they flex simultaneously as in the natural human motions.
subjects and in target patient population.
Further, the mechanism it did not violate the finger
biomechanical constraints, where the PIP joint angle should
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