Professional Documents
Culture Documents
was searched for ongoing studies not indexed in the above Some patients had no direct intervention11,15–17 (n = 82,
databases. Authors of relevant studies were contacted to 45%), either due to their own or their provider’s preference,
inquire about completed studies not yet published. Two and were analyzed in an “expectant management” group.
independent reviewers (D.A.L. and S.G.) evaluated articles, Given the relatively small number of patients who under-
with each citation screened first for relevance by title, then went medical therapy (n = 15, 8%), these interventions were
for appropriateness by abstract, then all final articles were all grouped together under the category “pharmacologic
screened in full text form. Disagreements were resolved by intervention.” This category encompasses multiple medi-
consensus. cation classes such as proton pump inhibitors11 medications
which act at the LES via muscle relaxation such as calcium
Data Extraction and Risk of Bias Assessment channel blockers, nitrates,11,16 and less commonly used
All studies evaluating management in adult patients medications such as hyoscyamine and amitriptyline.11 One
(older than 18 years of age) with fEGJOO were included in study cited “pharmacologic therapies” without defining
the review. No restrictions were placed by date or language. which medications were used.17 Targeted injection of bot-
Editorials, case reports, letters, qualitative studies, clinical ulinum toxin (Botox, Allergan, Dubline, Ireland) to the LES
guidelines, systematic reviews, and narrative reviews were was the most frequently assessed intervention, and was
excluded, as were studies describing mechanical EGJOO, evaluated in 7 of 8 studies (n = 69, 37%).10–15,17
those without any management strategy defined and in Endoscopic therapy also was performed (n = 14, 7%),
which no identifiable outcome was measured. with both standard and pneumatic dilation (PD).10,11,14,15,17
All studies evaluated symptomatic response with Surgical intervention with Heller myotomy was uncom-
improvement defined as either complete resolution or sig- monly reported (n = 4, 2%)11,14 and there were no cases of
nificant improvement in symptoms. Symptoms included per oral endoscopic myotomy (POEM) in the included
dysphagia, regurgitation, heartburn, chest pain, epigastric studies.
pain, cough, globus, abdominal fullness, bloating, early
satiety, and weight loss. Using a standardized form, the 2 Outcomes
reviewers (D.A.L. and S.G.) independently extracted data The majority (82%) of the patients in these studies
for inclusion in the analysis and assessed study risk of bias either were given no specific intervention or received a
and quality using the Newcastle Ottawa Scale (NOS).9 Any Botox injection. Outcomes were similar with each approach,
disagreements were resolved by consensus. with success of 54% and 58%, respectively. Other inter-
ventions that were not considered definitive treatment
Statistical Analysis included medications, which together resulted in symptom
Data on study design, location, date, diagnostic criteria, improvement 60% of the time. Among the 4 patients who
intervention, outcome, and follow-up were extracted. Sum- underwent Heller myotomy, there was a 100% success rate.
mary data are reported but a pooled estimate was not calcu- Endoscopic PD or standard dilation was successful in 57%
lated. Across all studies there were a total of 5 management of cases.
strategies described with no head-to-head comparisons made
Assessment of Study Quality
between these approaches. There was heterogeneity among
outcome measurements and follow-up intervals. As a result, None of the studies evaluated were randomized or
meta-analysis was not appropriate and a narrative synthesis controlled, therefore a quality assessment was made using
was therefore performed. Given the overall small number of the NOS, which has been validated for both case-control and
studies, there was insufficient power to assess for reporting cohort studies.9,18 This scale assesses several axes of rele-
bias using a Begg test and it was therefore not performed. The vance, including selection criteria, comparability between
study was indexed within the PROSPERO register of sys- studies and outcomes measures (Table 3). Using the NOS,
tematic reviews (2017:CRD42017056184). study quality was defined based on whether patients had
appropriately diagnosed fEGJOO, reported on outcomes
assessed at least 6 months from treatment decision and had
RESULTS fewer than 10% loss to follow-up rate. Studies were also
evaluated on whether a comparator group was included.
Article Selection and Identification For the purposes of generating the NOS, potential
The initial database search identified 1792 citations confounding factors were identified and included the use of
after removal of duplicates. Five additional citations were medications affecting LES pressures as well as pooling of
identified through supplemental review (Fig. 1). After eval- data for both mechanical and functional EGJOO. We
uating titles and abstracts, 1749 studies were excluded. Of accounted for potential confounding among included sub-
the remaining 43 studies, 8 met inclusion criteria and no types of EGJOO by explicitly analyzing only patients with
additional studies were identified through manual review. fEGJOO. Studies that achieve at least 6 stars are considered
All included studies were cohort studies. There were 6 ret- high quality and all of the studies included in the analysis
rospective studies10–15 and 1 prospective study16; 1 study had at least 7 stars. No studies in the search were discarded
included both prospective and retrospective components because of assessed quality and no quantitative analysis was
(Table 1).17 performed.
Overall, studies were determined to have a homoge-
Interventions nous population with respect to their manometric diagnosis,
A total of 184 patients with fEGJOO were evaluated in given the consistency in documenting functional EGJOO
8 studies, and 4 different treatment options in addition to based on CC criteria in all but 2 studies. In the studies that
expectant management were studied (Table 2). None of the predated HRM, the authors analyzed a cohort with
strategies were directly compared within studies and there “incomplete LES relaxation” that met manometric criteria
were no randomized control trials. for EGJOO.
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J Clin Gastroenterol Volume 54, Number 1, January 2020 Management of Functional EGJOO
There was heterogeneity identified in both follow-up satisfaction. Studies also measured outcomes according to
interval and outcome measurements. The average follow-up perceived need for further intervention.14 Only 3 studies
time varied by study and ranged from 611,12,15,17 to used standardized scoring systems to quantify patient’s
37 months.16 Most studies focused on patient-reported symptom improvement10,12,13 and that scoring system
outcomes, but these varied and included data from patient included the Eckardt scoring system, a 5-point Likert scale,
calls using nonstandardized surveys to assess patient and a numeric (1 to 10) patient satisfaction score.
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Garbarino et al J Clin Gastroenterol Volume 54, Number 1, January 2020
The most significant source of heterogeneity was the options for adults with fEGJOO. Our study demonstrates
difference in interventions studied. In total 5 different that a therapeutic trial of Botox injection at the LES and
interventions were studied among 8 studies, and only Botox expectant management are supported by the largest avail-
and dilation were studied in over half of the trials. Most of able body of evidence, though the significant heterogeneity
the interventions were reported in fewer than 4 trials and among patients’ symptoms and their reported management
aside from Botox and expectant management, the total within the literature limits a definitive treatment recom-
number of patients who received the intervention was <20. mendation as many will have symptomatic resolution with
no specific treatment.
Full understanding of the underlying etiology of fEG-
DISCUSSION JOO is lacking and the causes are diverse.19 Some have
Management of patients with mechanical esophageal suggested this is incipient or variant achalasia, reporting on
outflow obstruction is ideally directed toward the underlying cases that transform over time.20 Indeed, many patients in
cause, but evidence is lacking for an optimal treatment our review had an excellent response to therapy targeted to
strategy in those with fEGJOO. This systematic review disruption of LES tone, supporting this hypothesis. Several
provides a comprehensive analysis of the reported treatment such strategies were studied but the most evidence is for
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J Clin Gastroenterol Volume 54, Number 1, January 2020 Management of Functional EGJOO
TABLE 3. Assessment of Study Risk of Bias and Quality Using the Newcastle Ottawa Scale
Aliperti Porter Van Perez-
Quality Assessment and Scherer and Marjoux Hoeij Clayton Fernandez Lynch
Criteria Acceptable* Clouse16 et al14 Gyawali13 et al12 et al15 et al10 et al17 et al11
Selection
Representativeness of Representative of the † † † † — † † †
exposed cohort? average patient with
fEGJOO in the
community
Selection of exposed Was there any control group † † † † — † † —
EGJOO cohort? drawn from same
community as exposed
cohort
Ascertainment of From secure record or † — † † † † † †
exposure? structured interview or
implemented by
investigators
Demonstration that Patients were symptomatic at † † † † † † † †
outcome of interest the start and were not
was not present at asymptomatic/resolved
start of study? when the study began
Comparability
Study controls for Controls for mechanical ‡ ‡ ‡ † ‡ ‡ ‡ ‡
mechanical causes EGJOO and other non-
of EGJOO or any fEGJOO manometric
other additional findings‡
factor?
Outcome
Assessment of Independent blind — † † — † — — †
outcome? assessment or record
linkage
Was follow-up long Follow-up ≥ 6 mo † † † † † † † †
enough for
outcome to occur?
Adequacy of follow- Complete follow-up or fewer — — † † † † † —
up of cohorts? than 10% lost to follow-up
or description provided of
those lost
Overall quality score* 7 7 9 7 7 8 8 7
(max = 9)
*All categories are graded as either 0 (—) or 1 (†) except “Comparability,” which can have a maximum score of 2 (‡).
EGJOO indicates esophagogastric junction outflow obstruction; fEGJOO, functional EGJOO.
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Garbarino et al J Clin Gastroenterol Volume 54, Number 1, January 2020
in an achalasia-like disorder30,31 but the treatment protocol conclusions with respect to treatment success. And, while
and balloon sizes are not clearly defined. Likewise, the 50% publication bias could confound these findings, ultimately
response rate for standard dilation in fEGJOO is of uncer- our search and inclusion strategy attempted to minimize this
tain significance with insufficient data to draw meaningful effect by including non-English language studies as well as a
conclusions in this population, as there were a small number broad review of both the existing and gray literature. The
of cases and no clear dilation diameter reported. The use of findings may also be limited by the fact that none of the
PD in patients with EGJOO is apparently increasing,31 treatment approaches were directly compared with each
though these data may include patients with a mechanical other. There may be residual confounding given the lack of
etiology. Full publication of these results should offer fur- standardized approach in the evaluation and follow-up of
ther insights and, in cases of fEGJOO that represent an the patients included. Given this heterogeneity, a formal
achalasia-variant, it is likely that success rates will ulti- meta-estimate is not appropriate.
mately prove to be high with all modalities already shown to More specific conclusions regarding which patients to
be successful for achalasia therapy. Further, there were not observe versus intervene on cannot be made from the
many patients in the reviewed studies who received medi- available data. While one study17 indicated that patients
cation therapy and the medications that were used varied with predominantly symptoms of gastroesophageal reflux
widely among studies. There are preliminary data that did were more likely to spontaneously improve, neither the
not meet inclusion criteria for this review that suggest aco- clinical decision making nor the symptoms that motivated
tiamide, a medication not available in the United States, specific treatment routes were systematically discussed. A
may decrease the IRP in EGJOO patients32 but not neces- more detailed phenotype or subgroup analysis was not
sarily fEGJOO in particular. possible based on the available data. With respect to treat-
Interestingly, our review revealed that a substantial ment endpoints, there was heterogeneity observed both in
number of patients will improve over time without endoscopic, how symptomatic response was assessed and the duration of
pharmacological or other interventions, which is supported by follow-up. The Eckardt score is a reliable,39 though not
other studies that did not meet our inclusion criteria.33 This validated, measure of improvement after therapy for acha-
finding does not necessarily imply that watchful waiting is lasia, but this was used in only one of the studies and may
always appropriate, as the diversity of symptoms reported in limit the generalizability of the results, at least with respect
the identified studies may help explain this finding. Symptoms to achalasia or achalasia variants.
like epigastric pain or globus may be more likely to sponta- Importantly, our study helps generate a greater under-
neously resolve than dysphagia, but such definitive conclusions standing of fEGJOO, which itself may represent distinct
cannot be made on the basis of the available data. Also, it is entities. Nonetheless, we identified 2 primary approaches to
not clear how similar the groups that did and did not receive managing this condition, including therapy targeted at dis-
intervention actually are, with previous studies showing the rupting LES tone and expectant management. Without
location of changes in peristaltic wave amplitude can differ- better predictors of symptomatic disease that needs treat-
entiate among subtypes of EGJOO.34 In some instances, ment or a priori knowledge of which patients will self-
fEGJOO might be a normal variant, since the IRP cutoff is by resolve, and based on the available data from our review,
definition at the 95th percentile for normal subjects.21,35 there are 2 reasonable approaches to managing symptomatic
Finally, the response identified could in fact represent a patients with functional EGJOO (Fig. 2). Considering cur-
symptom-free period analogous to the “compensated” acha- rent recommendations and acknowledging that several
lasia state.36 Ultimately, it is unlikely that so many patients studies have not reinforced these conclusions,7 once a
would have improved with this approach if the underlying mechanical etiology has been excluded it is still suggested to
condition were similar to those treated with an intervention. rule out alternative causes with either a CT chest or endo-
However, conclusive inferences cannot be made without scopic ultrasound. As the potential for early or variant
directly comparing treated and untreated patients with similar achalasia remains,40 when feasible, a diagnostic study with
symptoms, especially dysphagia, and these data are not impedance planimetry or timed barium swallow to further
available. evaluate for achalasia is suggested.41,42 If achalasia is sus-
The retrospective nature of the included studies and pected based on these results, and in the absence of another
limitations of data reporting preclude an assessment of identifiable condition, a therapeutic trial of Botox injection
whether all of these patients truly had meaningful obstruc- to the LES is supported by current evidence and may precede
tion documented either on barium swallow or impedance more definitive surgical or endoscopic treatment. It is unclear
manometry. This may be another reason why so many whether those with normal EGJ distensibility and upright
patients improved without any treatment. In that group, emptying would also benefit from a Botox trial, though in
fEGJOO may represent a transient or secondary phenom- patients with dysphagia this may be preferred given the
enon. It is possible that some of the patients with apparent potential challenges in a watchful waiting approach when
spontaneous resolution of symptoms had outflow obstruc- significant symptoms are present. A joint decision should
tion due to medication effects like opioids,37,38 which may guide these next steps. On the basis of the observed
have been discontinued during the follow-up interval. In improvement of patients in whom watchful waiting was
contrast, those patients who underwent intervention had chosen, repeating a manometry in 6 to 12 months seems
apparent improvement with significant follow-up, indicating prudent to exclude a change in underlying diagnosis.
treatment is associated with a meaningful response. No management guidelines exist for EGJOO, which
Overall, patients across the cohorts included in this likely explains much of the heterogeneity observed in the
systematic review had response rates of at least 50% to all current analysis. Further work to clarify a treatment approach
therapies. Although one study included a population of should include evaluating a standardized assessment of
patients with incomplete LES relaxation from the pre-HRM symptoms, identifying better predictors of those patients likely
era,16 their description comports with fEGJOO and to progress versus regress and, ultimately, a high-quality
removing these data do not substantially affect the overall randomized controlled trial to compare treatment approaches
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J Clin Gastroenterol Volume 54, Number 1, January 2020 Management of Functional EGJOO
FIGURE 2. Proposed management algorithm for functional EGJOO. CT indicates computed tomography; EGJOO, esophagogastric
junction outflow obstruction; EUS, endoscopic ultrasound; LES, lower esophageal sphincter; TBS, timed barium swallow.
within well-defined phenotypes. In conclusion, the currently 8. Kahrilas PJ, Boeckxstaens G. The spectrum of achalasia:
available data provide contextual evidence to help guide the lessons from studies of pathophysiology and high-resolution
treatment of symptomatic patients with this diagnosis, though manometry. Gastroenterology. 2013;145:954–965.
conclusive and definitive recommendations cannot be made 9. Wells GA, Shea B, O’Connell D, et al. The Newcastle-Ottawa
Scale (NOS) for assessing the quality of nonrandomised studies
on the basis of the currently available data. in meta-analysis. 2011. Available at: www.ohri.ca/programs/
clinical_epidemiology/oxford.asp. Accessed August 1, 2018.
10. Clayton SB, Patel R, Richter JE. Functional and anatomic
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