Professional Documents
Culture Documents
PERFECT
SHAPE
SPIRAL
STORIES
The Perfect Shape
Øyvind Hammer
Spirals.
v
vi Preface
to tell other people about it. Beware. This is a warning. If you are susceptible,
then maybe you should not read this book.
From the beginning of human culture, the spiral has been a spiritual
symbol, depicting the sun, perhaps, or a journey in winding circles where
the pilgrim closes in on enlightenment for every turn, like the path up Mount
Purgatory in Dante’s Divina Commedia. Several books have been written
about such “spirals of the soul”. There are also good books about the science of
spirals in physics or biology. This book is meant to be different. It is a
collection of essays organized somewhat like a spiral, circling around the
common theme while covering a wide spectrum of human knowledge. The
subject of spirals opens the door to a celebration of the richness of nature,
culture and the human intellect.
There will be a little math, not too difficult I hope, but you can safely skip
the equations if you are not particularly interested. I have included these
equations partly because they look pretty and partly to show that I am not
just telling you fairy tales. The literature on spirals, in books and on the
Internet, is a maze, full of mirages, myths and misconceptions, swirling stories
that are repeated endlessly without basis in reality. This mesmerizing web of
spiral legends is entertaining but also very frustrating. I have tried to check the
sources and do the math myself, but it would not surprise me if there are still
errors. Let me know if you find one!
Now starts the wild ride around the vortex. I hope you will enjoy it.
First of all thanks to my family: Marte, Cyrus and Eiel. Especially to Marte for
all our spiral discussions; what luck to live with a botanist! Thanks also to all
the brilliant photographers who have allowed me to use their work, most of
them without compensation. To my employer, the Natural History Museum
in Oslo, for being nice. To Springer Publishing for printing such a strange
book. And most of all, to the Laws of Nature, or God, or whatever it was, that
gave us the Perfect Shape.
vii
Contents
ix
x Contents
Afterword 233
Appendix A: Mathematical Derivations 235
Appendix B: Program Code 243
Literature 249
Index 255
1
Spirals of the Abyss
In shales formed from deep-sea muds, all over the world, geologists keep
stumbling upon the intriguing trace fossil Spirorhaphe. A perfect spiral, a
foot or more in diameter, is imprinted upon the petrified sea floor like a
bronze-age ornament. Such spirals date back at least to the Ordovician period,
some 460 million years ago, and continue through the geological record almost
to the present day. But what are they? The organism responsible for these
fantastic feeding traces was believed to be extinct, and its identity forever lost
to science (Fig. 1.1).
Then, in 1962, when scientists lowered a camera into the Kermadec Trench
in the southwestern Pacific, beautiful, modern-day Spirorhaphe traces were
finally revealed (Bourne and Heezen 1965). One of the pictures even seemed
to capture the trace-maker in action. It looked like an acorn worm, a repre-
sentative of an enigmatic group that fits only uncomfortably into the System of
Animals but has been placed in the phylum Hemichordata. And it was huge:
with a diameter of 5 cm it was quite a monster compared with most of its
shallower-water brethren.
As more pictures were taken from the deep sea, these spirals turned out to be
relatively common. The famous photographic volume “The Face of the Deep”
(Heezen and Hollister 1971) contains several examples. However, it was not
until 2005 that a good video recording of the actual trace making was
announced, together with the spectacular capture of the organism (Fig. 1.2).
The story was sensational enough to make it to the pages of Nature, but
without reference to the fossil record (Holland et al. 2005).
Fig. 1.1 The trace fossil Spirorhaphe, ca. 20 million years old, Spain. Photo
Falconaumanni, Creative Commons Attribution-Share Alike 3.0 Unported license
Fig. 1.2 Acorn worm with its trail, North Atlantic. Scale bar 5 cm. Adapted by
permission from Macmillan Publishers Ltd: Nature, Holland et al., copyright (2005)
Almost since the conception of animal life, this slimy worm has been sitting
in the eternally dark and cold depths of the sea, silently spinning its spirals at a
rate of 5 mm per minute. Hundreds of thousands of millennia passed. Life
ventured onto land. Dinosaurs came and went; mammals and birds conquered
the dry world. For the deep-sea acorn worm, nothing of this mattered much. It
sat down there where the sun never shines, surviving, hardly moving.
How appropriate that it builds a perfect spiral, the symbol of eternity.
2
The Spiral Zoo
A spiral is usually defined as a curve in the plane that winds around a central
point, moving away from the point as it revolves. It is a somewhat imprecise
definition, perhaps, but it will do for our purposes. It is usually a good idea to
express spirals in terms of polar coordinates, where the radius r is a function of
rotation angle φ (phi) (Fig. 2.1):
r ¼ f ðφÞ:
According to the definition, as the curve winds around the origin, the angle φ
increasing, the radius r should also increase. I guess it could sometimes decrease
a little bit without the spiral crashing into itself, but let us be a little strict and
require that r increases all the time. It could also decrease all the time, so that
the spiral moves inwards instead of outwards. In other words, f (φ) is a
monotonic function. Now there are many monotonic functions, and each of
them will produce a spiral in polar coordinates. Mathematicians are fond of
putting names on curves, and spirals are no exception. Given any simple
monotonic function, chances are very high that the corresponding spiral has
a fancy name. Just a few of them are given in Figs. 2.2 and 2.3. They are
certainly all pretty, and most of them are really interesting as well. We will start
with the simplest of them all.
r
φ
Fig. 2.1 In polar coordinates, the position of the red dot is given as (φ, r)
A 20 B 6
15
4
Radius
Radius
10 3
2
5
1
0 0
-5 0 5 10 15 20 25 0 5 10 15 20 25
Angle (radians) Angle (radians)
C 1.0
D 30
0.8
20
0.6
Radius
Radius
0.4
10
0.2
0.0
0
0 5 10 15 20 25 30 0 5 10 15 20 25 30
Angle (radians) Angle (radians)
E
0.8
Radius
0.6
0.4
0.2
0 5 10 15 20 25 30
Angle (radians)
Fig. 2.3 The same monotonic functions as in Fig. 2.2, but plotted in polar
coordinates. (a) Logarithmic spiral, r ¼ ekφ. (b) Fermat spiral, r ¼ √φ. (c) Hyperbolic
spiral, r ¼ 1/φ. (d) Archimedes spiral, r ¼ kφ. (e) Lituus, r ¼ 1/√φ
3
A Bearded Man in a Bathtub
comes to floating bodies, the bathtub story does not quite reflect his achieve-
ments, to say the least. His results in hydrostatics include calculations of the
centers of gravity and buoyancy of complicated geometric solids, something
that students find hard even with modern methods of calculus.
And of course, he was interested in spirals. Maybe the widespread use of
spirals in Greek art and architecture was a source of inspiration. Besides, his
friend, the mathematician Conon, had already worked on the subject. Archi-
medes’ book “On Spirals” was preserved in a copy made in the ninth or tenth
century AD. This manuscript disappeared at some point in the sixteenth
century, but luckily, backups had been made in the meantime. One of these
medieval copies was identified in the famous “Archimedes palimpsest”, made
in ca. 950 AD but not discovered until 1906 in a library in Constantinople. As
could be expected from this man, “On Spirals” is an impressive work—a
beautiful development of seemingly unconnected theorems that are combined
into grand conclusions. After proving 11 fundamental theorems, his definition
of a spiral follows:
If a straight line drawn in a plane revolve at a uniform rate about one extremity
which remains fixed and return to the position from which it started, and if, at
the same time as the line revolves, a point move at a uniform rate along the
straight line beginning from the extremity which remains fixed, the point will
λιξ) in the plane.
describe a spiral (ε
Transl. T.L. Heath (1897)
(Note that Archimedes uses the word ελιξ, “helix“, not spiral).
Imagine walking slowly outwards along the revolving hand of a clock (the
straight line). Your position will then describe the shape we now call an
Archimedes spiral, where the distance between succeeding whorls, as measured
in the radial direction, is constant (Fig. 3.1). In the modern language of
Fig. 3.2 The principle of the Archimedes cam. A spring-loaded bar (red) moves
linearly as a function of the rotation angle of the spiral cam
where r is the radius and φ (phi) the rotation angle, and with k an arbitrary
constant of radial velocity.
Here, we only plot the spiral for positive angles. If we use both the positive
and negative angles, we produce a nice but confusing two-branched spiral. I
have made a choice in this book to only refer to the positive angles in the
Archimedes spiral, for simplicity.
In mechanical engineering the Archimedes spiral can be used as a cam, a
device that translates circular motion into linear translation. Simply let a
spring-loaded bar rest against the spiral, pointing towards the center. The
position of the bar will then be proportional to the rotation of the cam
(Fig. 3.2).
4
The Icon
parts. This must be the functional raison d’être of the shell: to provide a
protective armor against predators.
Nautiloids are extremely abundant in the fossil record, especially in the
Paleozoic era, ending some 250 million years ago. The extinct ammonoids
(including the ammonites) of the subsequent Mesozoic were their distant
relatives, with similar external, gas-filled shells (Fig. 4.2). Nautiloid and
ammonoid shells are perhaps the most exquisite and evocative fossils known,
not only because of their intrinsic geometric beauty but also because their
exotic shape seems so fitting considering the depth of time from which they
come. This latter aspect is also abundantly present in for example the trilobites,
but they are plain ugly in comparison. I like Pliny the Elder’s (23–79 AD)
note that ammonite fossils make us dream visions of the future:
4 The Icon 13
The shell of the Nautilus or an ammonite traces out a spiral, but clearly not
one of the Archimedes type. In the Archimedes spiral, the radius increases by a
constant increment for each whorl, in so-called arithmetic progression. In
contrast, the radius of the Nautilus shell is very close to increasing by a constant
percentage for each whorl—what is known as geometric progression. In polar
coordinates, the radius is an exponential function of rotation angle φ:
r ¼ aekφ :
a b
(a+b) / a = a/b = Φ
This number has all kinds of strange properties—we will later see that it is
closely connected to the Fibonacci sequence, for example. It was well known in
Antiquity, and is discussed by Euclid, but contrary to popular belief, it was
probably not important in art and architecture at that time. However, starting
from the Renaissance, the golden ratio has been a holy number for architects.
Rectangles with the golden ratio proportion are common in old and new
Fig. 5.1 A trendy rectangle on a new business building down the street where I live
in Oslo. Guess what the height/width ratio is
buildings, in the shape of the façade as a whole and its parts, in the openings
for doors and windows (Fig. 5.1). The golden rectangle is believed by some to
be harmonious and beautiful, but I also suspect it is a kind of internal hallmark
among architects, a way of signaling knowledge of classical design principles.
I should mention that it has become a small cottage industry to debunk the
“myth” of the use of the golden section in architecture. It is certainly true that
there are countless outrageous claims about the golden section in Egyptian
pyramids or Greek temples, based on cherry-picking particular distances in
5 The Golden Spiral Silliness 17
0.618
Fig. 5.3 Haliotis clathrata, Philippines, 3 cm long. The logarithmic spiral expansion
coefficient k ¼ 0.25, slightly less than the Golden Spiral k ¼ 0.31
The giant turbines of hydroelectric power plants are among the largest and
most poetic machines made by humans, turning colossal water pressures and
velocities into some 16 % of the World’s electric energy. The most common
design is the Francis turbine, invented by James B. Francis in 1848. In the
Francis turbine, water enters tangentially as in an old water wheel, drives the
blades of the runner, and exits axially in the draft tube (Fig. 6.1). The largest
Francis turbines deliver up to 800 MW, about the power of one of the World’s
largest nuclear reactors.
In these turbines, water is delivered to the runner over a full 360 circle. As
water escapes through the runner and into the draft tube, pressure and velocity
are lost. In order to maintain the water velocity delivered to the runner, the
diameter of the inlet tube is progressively reduced, resulting in a so-called spiral
casing. This idea is not due to Francis himself, but probably originated in the
1880s—the first definite spiral casing I have found is in a turbine constructed
by Adolf Pfarr for the Voith company in Germany in 1886.
Fig. 6.1 Water flow in the spiral casing of a Francis turbine. The water passes
through the blades of the “runner” (light gray) and escapes through a “draft tube”
from the center of the turbine (dark gray)
In the classical design of a spiral Francis turbine casing, the outer radius of
the casing is a partial Archimedes spiral, not a logarithmic one. Still, the
reduction in diameter of the tube inwards in the spiral strongly evokes the
image of a giant snail or ammonite—a prehistoric monster brimming with
power. The spiral casing of the Francis turbine is a symbol of Man’s trium-
phant but destructive control of Nature (Fig. 6.2).
6 Spiral Energy 21
Fig. 6.2 Spiral casing for Francis turbine, 5.4 m diameter, J.M. Voith
Maschinenfabrik. Bundesarchiv, Bild 102-11144/Georg Pahl 1928
7
Curling Up
Fig. 7.2 Top left: A conical shell with a trapezium as its gnomon. Bottom left:
Coiling it up produces a logarithmic spiral. Right: Crochet work by Maayke Koevoets
Some early nautiloids, and some peculiar ammonites called baculitids, did
make a long conical shell like this (Fig. 7.1). Straight-shelled nautiloids were
particularly common in the Ordovician and Silurian periods, some 400–480
million years ago. In many places around Oslo, where I live, there are spectac-
ular limestone surfaces packed with meter-long conical nautiloid shells. The
giant of the Ordovician, Cameroceras, grew to 6 m length or more. According to
simple calculation of the center of gravity and buoyancy of a cone, a straight-
shelled nautiloid should orient vertically with the tip up. But Cameroceras and
some related nautiloids secreted calcareous material inside the shell, perhaps
weighing down the rear end sufficiently to ensure a more horizontal position.
Now suppose you find that your long cone is getting cumbersome and
fragile. Why not coil it up, to make it more compact and robust? Strangely,
coiling a straight cone up tightly produces a logarithmic spiral (Fig. 7.2).
7 Curling Up 25
Hanc ipsam curvam, alia occasione, contemplatus item est Wrennius noster
This very curve has also been studied by our Wren.
Not only the snail and the Nautilus coil up their cones to save space and make
the structure more solid. The small but beautiful spiral shells of the polychaete
worm Spirorbis are very common on seaweeds and rocks along Atlantic coasts.
26 The Perfect Shape
Fig. 7.3 The B&W Nautilus loudspeaker. Image courtesy of Bowers & Wilkins
Fig. 7.5 Three attempts at specifying radial and left–right growth rates as a
function of position around the growing edge of an ammonite. All three
simulations start with a circular cross section of the aperture. Adapted from
Hammer and Bucher (2005)
8
The King of Snails
Which way do snails coil? By convention, if you place a spiral shell with the tip
(apex) up and the opening facing you, a right-handed or dextral shell has the
opening to the right. Dexter is Latin for right. In a top view, the right-handed
shell coils down and clockwise. This is the normal coiling direction. Find a
snail and check! The opposite, left-handed coiling direction is called sinistral
(sinister being Latin for left). The nomenclature is logical and in accordance
with that used in mathematics. Another memory aid is that it easier to put your
right hand into a right-handed shell.
An old scheme, no longer in use, was to imagine walking into the opening
and up. If you walked to the left, the shell would be “leiotropic” (left-turning).
If you walked to the right, the shell would be “dexiotropic”. Hence, a
leiotropic or left-turning shell is a dextral or right-handed one, and a
dexiotropic or right-turning shell is sinistral or left-handed. This confusing
terminology was abandoned by conchologists ages ago, but still shows up now
and then in popular literature.
Jules Verne writes about these matters in “Twenty thousand leagues under
the sea”, in his usual stiff and delightful style:
“What is the matter, sir?” [Conseil] asked in surprise. “Has master been bitten?”
“No, my boy; but I would willingly have given a finger for my discovery.”
“What discovery?”
“This shell,” I said, holding up the object of my triumph.
“It is simply an olive porphyry.”
“Yes, Conseil; but, instead of being rolled from right to left, this olive turns
from left to right.”
“Is it possible?”
“Yes, my boy; it is a left shell.”
Shells are all right-handed, with rare exceptions; and, when by chance their
spiral is left, amateurs are ready to pay their weight in gold.
knock sand out of snail shells. When encountering a dextral shell they always
turn the shell in the correct direction, which is to the left. Sinistral shells, on
the other hand, are sometimes turned to the left but usually to the right, until
the sand is dislodged.
We know that coiling direction in the snail shell is controlled by a single
gene. So why is coiling direction, seemingly of no functional consequence, not
equally distributed among left and right? The answer seems to lie in the
physiology of mating—it is well-nigh impossible for oppositely coiling snails
to copulate. Geometrically, the situation can be compared with hand shaking:
A right-handed person can easily shake hands with another right-handed, but a
left-handed and a right-handed person are much less compatible. This results
in a so-called symmetry breaking in the population, leading to the dominance of
one of the morphs. The dynamics may be similar to the symmetry breaking
that led to the dominance of matter over anti-matter in the universe (the two
cannot co-exist) or the symmetry breaking early in the history of life that led to
the dominance of one coiling direction, or chirality, in biomolecules such as
proteins and DNA (the two forms cannot function efficiently together).
It seems that whenever there is a rule in biology, there is an exception. A
very few snail species are amphidromine, meaning that there are significant
proportions of both coiling directions in the population. The most well-
known examples are in the genus Amphidromus, living in trees and shrubs
throughout Southeast Asia. Some species of Amphidromus are mostly left-
handed, some are mostly right-handed, and some, like Amphidromus palaceus
(Fig. 8.1), are amphidromine. Rebelling against the usual sexual convention
among snails, these animals do not have any trouble copulating with the
opposite chirality; in fact they positively prefer it (Schilthuizen et al. 2007).
Still, dominance of one handedness in a population is often seen in Nature
even when there is no functional explanation for it. A curious example is the
asymmetry in the human body, with the heart on the left side and the liver on
the right. Only one in about 10,000 people (Torgersen 1950) has it the other
way round, a condition called situs inversus. These mirror-image people
function absolutely normally, and there are no issues with their interaction
with others.
Really weird in this respect is the “thermometer foram” Neogloboquadrina
pachyderma, a marine planktonic foraminiferan (single-celled amoeba-like
organism) with a tiny spiral shell. That it exists in two versions, one left-
handed and one right-handed, is not so surprising. The odd thing is that the
right-handed form is mainly found in warm water, whereas the left-handed
one lives in cold water. The relentless coming and going of ice ages can be
traced through oceanic sediment cores by the ratio of left-handed to
32 The Perfect Shape
Fig. 9.1 Extract from Descarte’s letter to Mersenne of September 12, 1638, from an
1898 edition
The first is his starting point—that the total arc length from the origin (A in
his figure) along the spiral, say to a point C (ANBC in the figure), divided by
the radius length AC, is constant. This result illustrates the self-similar
(gnomonic) nature of the logarithmic spiral. The second property is that the
angle between the radius and the tangent vector is constant—the spiral is
equiangular (Fig. 9.2). This was a fairly humble beginning for our Perfect
Shape. No equation, no name, no proof. But there it was—a new curve for the
world to ponder. A bright future lay ahead.
It is difficult to track the history of the logarithmic spiral through the
following years. The idea seemed to spread very quickly, or was discovered
independently by many mathematicians. The next solid evidence is a paper
called ‘De infinitis spiralibus’ by Evangelista Torricelli (1644). In this text, he
works out both the rectification and the quadrature of the logarithmic spiral,
that is, he finds both the distance along the curve and the area that it encloses.
His arguments are ingenious but his infinitesimal methods are still geometrical
and reminiscent of Archimedes. True calculus was still some twenty years into
the future. In any case, the rectification of the logarithmic spiral demonstrated
9 Spira Mirabilis 35
α
α
Fig. 9.2 The equiangular property of the logarithmic spiral. The angles between
the spiral (black) and the radius vectors (red) are everywhere the same. Moreover,
the cotangent of this angle is equal to the expansion coefficient: k ¼ cotan α
that although the spiral coils around the origin infinitely many times, the total
length of the line inwards is finite.
In Appendix A.2, I have taken the time to repeat Torricelli’s achievement,
but this time with the modern methods of calculus as laid out by Leibniz and
Newton. Thanks to calculus, we can follow a standard recipe for this kind of
problem, almost without thinking. Thinking is hard work, so let us avoid it as
far as possible! The total distance s from the pole of the spiral (φ ¼ 1) to any
point, e.g., φ ¼ ϕ is then
pffiffiffiffiffiffiffiffiffiffiffiffiffi
a 1 þ k2 kϕ
sðϕÞ ¼ e :
k
The name “logarithmic spiral” was invented by Jakob Bernoulli (not by Pierre
Varignon as sometimes claimed). The earliest reference that I have found is in
the journal Acta eruditorum from 1691. The paper begins as follows:
Si in plano circuli BCH jaceat curva BDEIPC, quam secent, eodem angulo
obliquo, radii CB, CL &c. ex centro circuli C educti, dicetur Curva haec Spiralis
Logarithmica; quoniam sumptis arcubus LM, MN &c. inifinite parvis &
aequalibus, hoc est, ipsis BL, BM, BN, arithmetice proportionalibus, radii DC,
EC, IC, sunt geometrice proportionales, ob triangula similia DCE, ECI, &c.
36 The Perfect Shape
Fig. 9.3 Logarithmic spiral, from Jakob Bernoulli (1691), Acta eruditorum, p. 282
If, in the plane circle BCH, the curve BDEIPC is laid down, meeting the radii CB,
CL etc. from the centre C of the circle by the same oblique angles, this curve is called
a logarithmic spiral; because supposing the arcs LM, MN etc. infinitely small and
equal, BL, BM, BN are arithmetically proportional and the radii DC, EC, IC
geometrically proportional, on account of the similar triangles DCE, ECI etc.
This much had already been known since Descartes. The first part refers to
the equiangular property of the spiral, while the second (in the lopsided,
geometrical language typical of the time) refers to the exponential form in
polar coordinates.
In a paper in Acta eruditorum in the following year (1692; p. 245), we find
the term “Spira mirabilis”, the wonderful spiral. Bernoulli was obviously
hypnotized by this curve. Among other things, he observed that the logarith-
mic spiral magically stays invariant under a number of geometric transforma-
tions, including the so-called pedal and evolute (Fig. 9.4).
Self-similar, equiangular, infinitely convoluted yet finitely long. To this list
of curious properties of the logarithmic spiral, let me add another. Some
mathematicians would claim that the title of the Perfect Shape should go to
the circle (or more generally the sphere), not the logarithmic spiral. After all,
the circle is the locus of equidistance from a point. It has maximal symmetry.
But apart from the many beautiful properties of the logarithmic spiral, most
notably its scale invariance, it can be argued that the circle is but a degenerate
logarithmic spiral where the parameter k is zero:
r ¼ aekφ ¼ ae0 ¼ a:
9 Spira Mirabilis 37
Fig. 9.4 Jacob Bernoulli’s tomb at Münster Cathedral, Basel, Switzerland. Eadem
mutata resurgo, “although transformed I stay the same”. Note the workman’s
failure to produce a logarithmic spiral. Photo: Wolfgang Volk, Berlin
Fig. 9.5 Logarithmic spiral, k ¼ 0.015. As k ! 0, the spiral will fill the plane
But here lurks a funny thing. No matter how small, but non-zero, you choose
k, the spiral remains exactly that: a spiral. In the limit, it gets more and more
tightly wound, filling the paper until it gets black, but there is no sign of it
approaching a circle (Fig. 9.5). Only when k is exactly zero does the shape flip
into this totally different state. Maybe we can call it a geometric discontinuity,
but no discontinuity at zero is readily apparent in the analytical equation itself.
Another surprising property of the logarithmic spiral is that if you roll it
along a straight line, the trajectory of the center of the spiral will also be a
straight line (Fig. 9.6). Such a trajectory is called a roulette. You can take a
Nautilus shell, for example, and roll it over a table. As shown in Appendix A.3,
the axis of the shell (the umbilicus) will travel along a straight line. The slope of
this line is equal to the expansion coefficient k. For the limiting case of a circle
(k ¼ 0), the line will be horizontal.
38 The Perfect Shape
1
2
3
4
5
6
Fig. 9.6 A logarithmic spiral rolls from left to right over a flat table. Positions are
shown for successive 60 rotations. The center of the spiral will travel along a
straight line (red)
One more thing. Different properties of the strange logarithmic spiral lead
to several different, equivalent definitions. We may call it logarithmic, or
equiangular, but we might also call it the spiral of radial acceleration. Consider
again its equation in polar coordinates, r ¼ aekφ. Now a peculiar property
of the exponential function is that it is its own derivative, up to a constant:
dr/dφ ¼ akekφ. In other words, dr/dφ ¼ kr. Now imagine that we are generat-
ing the spiral by rotating a line around the origin, with an angular velocity
v (in radians per second), so φ ¼ vt. Plugging into the equations above, and
with the kernel rule, we get a time derivative
dr dr dφ
¼ ¼ kvr:
dt dφ dt
In other words, the velocity along the rotating radius is proportional to the
radius. Wentworth Thompson (1917) and Ghyka (1946) therefore define the
logarithmic spiral as “a plane curve produced by a point moving on the line
(vector radius) with a speed proportional to its distance from the pole”. This is
analogous to Archimedes’ definition of his spiral, where the speed is constant.
Formally, I suppose, in order to establish the identity of definitions, we also
need to prove the opposite inference, namely that this property of radial
acceleration leads to the logarithmic spiral equation. We can obtain this
proof by integration.
10
Unfortunate Moths and Lopsided Falcons
It is amazing that we do not know why moths are attracted to lights. In the
beauty of the night they fly into open flames like kamikaze pilots, their reasons
eluding us. But the prize for the mathematically most elegant idea goes to the
theory of “transverse orientation”. Let us assume (we do not know this either)
that moths navigate by light. If so, we can imagine how they could maintain a
straight path by flying at a constant angle with respect to a natural light such as
the moon, or the sun under the horizon at dusk or dawn (Fig. 10.1, top). The
path will be straight at least for a short period of time, while the moon or sun
doesn’t move too far in the sky.
This would only work because the moon and sun are so very far away,
making their rays practically parallel. Now put up an artificial light very close
to the moth. Trying to keep a constant angle to the light, the poor creature will
succumb to math and enter a Spiral of Doom (Fig. 10.1, bottom). As we saw
in the previous chapter, the constant angle between the spiral line and the
radius vector is a defining property of the equiangular or logarithmic spiral.
If it is not true, at least it is a good story.
Here is another good story. Raptor birds (falcons, hawks and eagles) have
more acute vision about 45 to the side of the head. Tucker (2000) studied
carefully the head positions of falcons, hawks and eagles watching him. The
birds tended to twist their heads about 40 to the side, clearly to get a sharper
view. So what should the raptor do when diving towards its prey? It has two
options. It can twist the head to the side, but this increases aerodynamic drag.
Or it can fly in such a way that the prey is always 40 to the side of the tangent
of the line of motion, producing a logarithmic spiral path just like the moth
Fig. 10.1 Flight by transverse orientation. Top: Light source far away (natural
condition). Bottom: Light source at short distance. All angles indicated are equal
40˚
40˚
Fig. 10.2 The approach path (red) of a hawk keeping a constant 40 angle to the
side of the prey (black dot)
(Fig. 10.2). Tucker calculated that although this path is longer than the
straight line to the prey, it is faster because keeping the head straight minimizes
the drag. And this is not only theory. Tucker et al. (2000) set up an elaborate
optical tracking system in the Rocky Mountains, measuring the paths of
peregrines. The flight paths were indeed curved, approximating the theoretical
logarithmic spirals to a fair degree.
Now imagine that instead of travelling at a constant angle with respect to a
light source or prey, you go by magnetic compass at a constant bearing with
respect to North. Just like the moth, you will do just fine as long as the North
Pole is very far away compared with your distance of travel. But if you travel
very far, or if you are close to the Pole, you will move in a spiral, not in a
straight line, and you will inevitably end up on the Axis of the World. We will
come back to this in a later round.
11
Circular Tessellations
Fig. 11.1 Roman floor mosaic from Corinth, Greece, second century AD. Photo
Carlos Parada
45º
45º
Fig. 11.2 Detail of a circular tessellation of right-angled triangles. The sides of the
triangles make 45 angles with radial lines, producing an approximately equiangular
(logarithmic) spiral. The circle radii are in geometric progression
Fig. 11.3 M.C. Escher’s Path of Life III, 1966. © 2016 The M.C. Escher Company—
The Netherlands. All rights reserved. www.mcescher.com
Fig. 11.5 Sheikh Loth Allah Mosque, Isfahan, Iran, finished 1618. Photo Adam
Jones. Creative Commons Attribution-Share Alike 2.0 Generic license
An even more impressive case is the dome of the Sheikh Loth Allah Mosque,
Isfahan, Iran (Fig. 11.5). Again it has 32 elements in each circle—was the
Mosta dome inspired by the mosque in Isfahan?
More modern, but no less beautiful, is the Gemasolar power plant near
Seville in Spain (Fig. 11.6). Here, 2650 colossal mirrors called heliostats track
the Sun through its daily journey through the sky, reflecting the light onto a
140 m high tower where it heats up a reservoir of molten salt, driving a steam
turbine. The salt keeps driving the turbine through the night, making
Gemasolar a continuous, 24 h, 20 MW power source, saving some 30,000 t
of CO2 emissions every year. The heliostats are placed into three radial zones,
the outer two arranged as staggered circular tessellations with their k ¼ 1
logarithmic spirals. This association of the Sun with spirals resonates deeply
with ancient symbolism, as we will discuss later.
But the most spectacular example of circular tessellations must be the
pattern of eyes on the peacock’s tail (Fig. 11.7). In Fig. 11.8, the oldest and
therefore largest feathers are shown in light gray (outermost semicircle of eyes).
As all the feathers are growing, there will come a time when the youngest
feathers (black, innermost semicircle) have moved sufficiently far out that a
new generation of small feathers can be initiated, intercalated between the
previous generation. If this simple procedure is carried out with perfect
11 Circular Tessellations 45
Fig. 11.6 Aerial view of the Gemasolar power plant near Seville, Spain. The helio-
stat field is about 1.6 km across. Image courtesy of Gemasolar solar thermal plant,
owned by Torresol Energy ©SENER
Fig. 11.7 Indian peacock, Pavo cristatus. Photo N.A. Naseer, www.nilgirimarten.
com, Creative Commons Attribution-Share Alike 2.5 India
46 The Perfect Shape
Fig. 11.8 Cartoon of peacock tail development, with youngest feathers in black. A
logarithmic spiral trace is indicated
Fig. 11.9 The structural design of the circular girders on USS Akron. Photo pro-
vided by Dan Grossman, www.airships.net
48 The Perfect Shape
Sunflowers
The florets in a sunflower or coneflower head form beautiful spirals that have
been subject to centuries of research. Together with the Nautilus, the sun-
flower is an icon of mathematical biology. The florets start out as small
primordia in the central part (the apex), and migrate outwards as they grow.
If the florets prefer to maintain their shapes while staying closely packed, we
would expect a circular tessellation to result. This is almost the case, and quasi-
logarithmic spirals are indeed obvious, but there are kinks and irregularities
(try to follow a spiral from the outer edge and towards the center in the
coneflower, Fig. 11.10).
A famous and enigmatic property of sunflower heads is that the number of
spirals in one direction (known as parastichies) tends to be a Fibonacci number.
Not only in sunflowers by the way, but in many plants. The Fibonacci
numbers form a series such that each number is the sum of the two preceding
ones: 1, 1, 2, 3, 5, 8, 13, 21, 34, etc. There is no end to the strange stories and
Fig. 11.10 Top: Coneflower head. Bottom: Base of pine cone with 8 left-turning
and 13 right-turning parastichies. 8 and 13 are successive Fibonacci numbers
11 Circular Tessellations 49
facts pertaining to these numbers, there are books, journals, lives dedicated to
them. Fibonacci numbers in plants have given rise to a whole scientific
industry. This phenomenon has never been really understood, and only
recently have things started to clarify.
Let us assume that the plant “wishes” to pack the florets as densely as
possible. In addition, we recognize that the florets are initiated one at a time,
just outside the center of the apex, at a constant angular distance from the
previous floret. This is called spiral phyllotaxis, and is a fundamental principle
of plant growth. Finally, we make the simplification that the florets do not
grow after initiation (thereby removing ourselves slightly from the logarithmic
rosettes). Now the question is: What angular increment will give the optimal
packing? If we try 1/6 of 360 , or 1/8, or another unit fraction of the whole
circle, we will not do very well (Fig. 11.11).
The florets radiate in six or eight straight lines, and are not packed very
efficiently. It does not help much to use other simple fractions such as 2/3 or
3/4 of 360 . Irrational numbers such as the square root of two are a little
better. But since we have mentioned Fibonacci, what happens if we use ratios
of successive Fibonacci numbers? Let us try, first 5/8 and then 8/13
(Fig. 11.12).
In the middle of the flower, 5/8 works fairly well, but further out the florets
organize themselves in eight straight lines again. However, for 8/13 something
strange happens. The florets are more evenly distributed, and after some
squinting, we can follow the spiral parastichies. I see five spirals bending out
counterclockwise. If we make a sunflower where the angle between successive
florets is a ratio between successive Fibonacci numbers, the number of
parastichies will also be Fibonacci numbers (I guess this can be proven). In
these simulations, by the way, the radius is made proportional to the square
root of the angle.
Fig. 11.11 60 (1/6 circle) and 45 (1/8 circle) between successive florets. I have
drawn lines between successive florets, with the newest floret innermost
50 The Perfect Shape
Fig. 11.12 Packing of florets with angular distances of 5/8 and 8/13 of a circle
This formulation gives a 137.5 angle between consecutive florets. The model
does not represent the actual biological process, because the model florets are
added at the periphery and do not move. It is often noted that Vogel’s model
produces a close packing of similar-sized elements, but this does not quite
capture the situation in the sunflower, where the florets increase in size as they
move out. Vogel’s model based on the sunflower was suggested by Noone
et al. (2012) for arranging heliostats in solar power plants, giving a more
efficient packing than the circular tessellation zones used in the Gemasolar
plant (Fig. 11.6).
Vogel’s equation describes a parabolic spiral (also known as Fermat’s spiral),
where the radius increases as the square root of angle. It is important to
11 Circular Tessellations 51
Fig. 11.13 The first 250 florets in Vogel’s sunflower equation. Program code in
Appendix B
It simply grows its stalks or florets in succession around the apex of the stem so
that each fits the gaps of the others. The plant is not in love with the Fibonacci
series; it does not even count its stalks; it just puts out stalks where they will have
the most room.
12
Ropes and Rifles
Fig. 12.1 Left: A left-handed helix (near side shaded gray), and the shading of a left-
handed person. Right: A right-handed helix, and the shading of a right-handed person
developed already in ancient Egypt, and since that time there has been no
particular preference for left-handed rope work (in contrast with the claims of
Cook 1914). Most modern twisted rope is right-laid, as a matter of convention.
If we “fill in” the helix in to the coiling axis, we produce a coiling screw
surface called a helicoid. A machine screw is an approximate helicoid but with a
cylindrical core. A fascinating helicoid-like organism is the extinct
(Carboniferous-Permian) bryozoan with the appropriate name Archimedes
(Fig. 12.2). This strange colonial animal could be either left-handed or
right-handed, and could reach a height of 10 cm or more. Thousands of
12 Ropes and Rifles 55
Fig. 12.3 The view down my Tikka T3 rifle with right-handed, four-grooved
rifling. The caliber is .30-06 (7.62 mm diameter), the barrel is 57 cm long and the
rifling completes one revolution in 28 cm (the twist rate is 1100 )
small individuals generated a water current entering the colony from the top,
moving down and outwards through the perforated whorls. Clearly, the
individuals living at the top or the periphery would get most of the food
share, while those poor old ones at the bottom center would slowly starve to
death as the colony grew (McKinney et al. 1986).
The rifling in the barrels of most modern firearms is also constructed as a set
of helices. Handguns and rifles commonly use a quadruple or sixfold helix
(Fig. 12.3). After firing, the bullet expands inside the barrel, and the helical
grooves of the rifling cut (“engrave”) into it. This forces the bullet into a rapid
spin which stabilizes it like a gyroscope, making it easier to hit your target.
Most spirals in this book are Good. The spirals of the rifle are Evil.
If you bend a helix around into a circle, and connect the two ends together,
you produce a continuous, beautiful structure called a toroidal helix. It makes a
handsome bracelet or finger ring, popular in the Bronze Age and the Iron Age.
56 The Perfect Shape
PLASMID
Fig. 12.4 Left: Ninth century bracelet in gold, southwest Russia. Walters Art
Museum, licence CC-BY-SA-3.0. Right: A plasmid is DNA connecting to itself, making
a double-toroidal helix
A short piece of double-helix DNA can also connect its two ends, making a
ring-shaped plasmid. The plasmid can itself twist into a super-helix (Fig. 12.4).
The toroidal helix is also important in fusion energy. In the exotic plasma
confinement device known as the stellarator, the ions follow a trajectory that is
sometimes on the inside, sometimes on the outside of a torus, ensuring that
inwards and outwards forces are cancelled.
13
The Lost Sea of Spirals
The Mesozoic, or the Age of Dinosaurs, was a time of magic, a lost era of
strange beasts on land and in the sea, of true monsters of incomprehensible
size, a time of nightmares but also of immense beauty. During this enormous
expanse of time, from 252 to 66 million years ago, there appeared the
Tyrannosaurus rex, pterosaurs as large as airplanes, thunderous sauropods,
ichthyosaurs, mosasaurs, plesiosaurs. But invertebrates were also wonderful
back then. In the oceans there were innumerable ammonites. Their fossils are
everywhere in Mesozoic rocks, turning up in great numbers even in unex-
pected places such as the limestone floors of banks and airport terminals.
Although the basic spiral shape of an ammonite is easily recognizable, they
were a diverse group with thousands of species, making them ideal for dating
sedimentary rocks. Their countless, perfect spiral shells must have washed up
in great piles on the beaches, their mother-of-pearl glittering in the sun,
crushed by the feet of passing dinosaur herds. Ammonite shells are among
the most beautiful things ever created by living organisms (Fig. 13.1).
The basic body plan of an ammonite is similar to the Nautilus. They are
both swimming cephalopods, with a (usually) spiral shell divided into cham-
bers, and with a long string, the siphon, running through it. Moreover, we
believe that the ammonites evolved from nautiloids, through a protracted
evolutionary sequence lasting for a hundred million years prior to the Meso-
zoic (to be pedantic, the true ammonites did not appear until the Jurassic,
about 200 million years ago; the earliest Mesozoic forms are properly called
ammonoids). But ammonites were quite distinct from nautiloids in many
respects. One obvious difference in the fossils is the shape of the walls—the
septa—separating the gas chambers. The contact between the septum and the
outer shell defines a line called the suture. The septum of a nautiloid is a
simple, smooth, curved surface. The septum of an ammonite is not at all
simple. It is incredibly curly, with small folds upon larger folds, producing an
intricately fractal suture line.
Although ammonites are very common fossils, they remain mysterious. The
soft parts are preserved extremely rarely in fossils, and then only as vague
shadows that are debated endlessly among scholars. From time to time, radical
theories turn up, such as ammonites being sedentary animals bound to the sea
floor, or the shell being an internal rather than external structure, with some
large, unknown soft body surrounding it. These may be unlikely scenarios, but
they illustrate that the fossil evidence of ammonite morphology is limited.
Most ammonites were fairly small, usually with a diameter of 5–10 cm, but
there were also giants. Nobody knows what spiral behemoths could have
glided through the depths of the Jurassic or Cretaceous seas, like pelagic
Francis turbines, but we do have some extraordinary fossils that give us a
glimpse. Largest of them all is Parapuzosia seppenradensis from the late Creta-
ceous, about 75 million years old. The record specimen was found in 1895 in
Westfalen, northwest Germany. The diameter is 174 cm, but the outermost
chamber is not preserved and it is likely that the original shell would have been
a staggering 3.5 m in diameter (Teichert and Kummel 1960).
14
The Great Spiral in the Sky
The class structure of nineteenth century England and Ireland may not
conform to our modern ideals, but we cannot deny that it allowed for some
extraordinary scientific achievements. Take William Parsons, the third Earl of
Rosse, for example. Born in the year 1800, his father the 2nd Earl of Rosse and
owner of a large estate in Parsonstown (now Birr) in central Ireland, he was not
destined to experience the miserable living conditions of most of his compa-
triots. Combine that economic freedom with a brilliant mind and a talent for
practical engineering, and you have a recipe for scientific success.
William Parson’s passion was telescope construction. In 1842, he started on
a project of truly vast proportions: the “Leviathan of Parsonstown”, a gigantic
reflector of the type pioneered by Newton, with a 1.8 m diameter primary
mirror of bronze and a telescope tube 17 m long. Several assistants were
needed to swing the uncooperative construction about, while the observer
was suspended precariously some 20 m above ground. And, most astonishing
of all, despite appearances it was a precision instrument with excellent optics
(Fig. 14.1).
In April 1845, in the early days of the Great Famine, on a clear, moonless
night, the Earl looked up at the Great Dipper, followed its handle to the end,
and continued about 3 and 30 min to the southwest. Orders were given, and
the Leviathan was slowly and reluctantly rotated towards its target, a hazy spot
in the constellation of Canes Venatici. Charles Messier had discovered this
faint nebulosity in 1773, and given it the number 51 in his famous catalogue.
It must have been an exciting moment for the Earl. The nature of the
enigmatic, nebulous patches in the night sky, many of them visible to the
naked eye, had been debated for a century. Some of them could be resolved
into individual stars by modest optical equipment, and these star clusters did
not cause much controversy. Others remained ghostly clouds of indeterminate
shape. In the 1750s, Immanuel Kant and others had speculated that some of
the nebulae could be distant “island universes”—clouds of innumerable stars
like our own Milky Way, but much further away. In 1845, this fundamental
question of the structure of the universe had not yet been settled.
M51 is not visible without optical aid, although a pair of 7 50 binoculars
is sufficient to spot it under dark skies, barely visible as a fuzzy but quite large
patch of ghost-like luminosity. But when Earl Rosse looked at M51, he saw
something truly beautiful. He saw the Whirlpool Galaxy—a dramatic swirl of
dim light, of interlocking spirals (Fig. 14.2). And he could glimpse tiny points
of light within it, a glimmering of stars. In the years to come he would study a
large number of similar nebulae, some spiral, others elliptical.
Earl Rosse was the first observer on Earth to see the spiral structure of a
galaxy. Little did he know that he was looking at light that had started its
journey 23 million years ago, at the end of the Oligocene, when nimravids,
entelodonts, oreodonts and other fantastic mammals walked the Earth. It was
14 The Great Spiral in the Sky 61
not until the 1920s that astronomers, most notably Edwin Hubble, demon-
strated the enormous distance of galaxies, confirming the old speculations of
Kant (Fig. 14.3).
At first sight, the spiral arms in galaxies look like long whisks of stars drawn
out by the higher angular velocity in the center, similar to splotches of milk in
rotating coffee. But this cannot be correct, because a typical galaxy will have
rotated hundreds of times since it was formed, and the arms should therefore
have been much more tightly wound. The most popular modern theory
involves a spiral density pattern that rotates with a velocity different from
that of the stars and dust (Bertin and Lin 1996). As it turns out, spiral arms in
galaxies tend to be of the logarithmic type. We might get back to this later on.
The “Cosmological Principle” is a hypothesis in cosmology saying that on
large scales, the Universe should be homogenous (similar everywhere) and
isotropic (similar in all directions). Another way of putting it is that the
Universe should look similar for all observers, no matter where they are
situated and in what direction they are looking. But there is something very
odd about spiral galaxies, seemingly in conflict with the Cosmological Princi-
ple: They do not seem to spin in random directions. This peculiar observation
62 The Perfect Shape
Fig. 14.3 M51 as seen by the Hubble space telescope. Counterclockwise (left)
rotation. Credit: NASA, ESA, S. Beckwith (STScI), and The Hubble Heritage Team
(STScI/AURA)
was first made by Michael Longo in 2007 (Longo 2011) and then confirmed
in later studies, including a massive automated survey of 126,501 spiral
galaxies by Shamir (2012). Spiral galaxies are classified as either clockwise
rotating (right handed) or counterclockwise (left handed). Now of course the
handedness depends on the position of the observer—a left galaxy would be
right if viewed from the opposite side. If galaxies rotate randomly, with no
preference for left or right, we should see an even distribution of handedness in
whatever direction we point our telescope. This is not what Longo and Shamir
found. If you look towards a point roughly in the constellation of Cancer,
there will be about 3 % more left handed spirals than right handed ones.
Conversely, if you look in the opposite direction, in the direction of Sagit-
tarius, there will be a couple percent more of the right-handed variety. The
pattern is similar whether you look at galaxies close by or far away. The signal is
weak and the statistics a little iffy, but the data seem to show that galaxies tend
to prefer a certain spin direction, which looks left or right to us depending on
the direction we look in (Fig. 14.4).
If true, this indicates an overall asymmetry in the universe. Such an asym-
metry cannot be reconciled with the Cosmological Principle.
14 The Great Spiral in the Sky 63
Looking in
this direction,
Earth
Looking in
this direction,
we see this:
we see this:
Fig. 14.4 If there is a preferred handedness for spiral galaxies throughout the
observable universe (black galaxies) we would see a different handedness (red)
depending on the direction we look
15
The Case of the Staircase
Fig. 15.1 The upper part of the Sotano de las Golondrinas cave shaft, seen from
the cave floor 333 m below the surface
Fig. 15.2 Poster for Hitchcock’s Vertigo (Paramount Pictures Corporation 1958)
of a rifle (Fig. 12.3). But is there not something inelegant about it: the inner
coils do not seem to approach the center at quite a sufficient rate? Let us have a
closer look.
The apparent image size R of an object halves as the distance (i.e., height
above the viewer) d doubles. In other words, with an appropriate scaling the
image radius from the center of the spiral to the handrail should go as R(d) ¼
1/d. The helical shape means that the height should increase linearly with
rotational angle measured from the level of the viewer: d ¼ kφ, where k is the
pitch of the screw. Putting this together, we get R(φ) ¼ 1/kφ. When the
68 The Perfect Shape
Fig. 15.3 Left: Staircase in the Department of Physics, University of Oslo, built
1935. Photo Marte H. Jørgensen. Right: Hyperbolic spiral
handrail thus reaches the level of the viewer, the apparent length of the radius
goes to infinity. This curve is known as a hyperbolic spiral. So, alas, not a
logarithmic one this time.
16
The Spiral of the Ancient Mariner
If you sail in a constant, oblique direction with respect to north, you follow a
so-called rhumb line. You would be excused to think that you were following a
straight line, which would bring you to your target in the shortest possible
time. But then you would have forgotten that the Earth is round.
From ancient times, maps were drawn with a grid of crisscrossing rhumb
lines (Fig. 16.1). Going in a certain compass direction, you would be following
one of these lines (or a parallel to it), safely bringing you to your destination at
the end of the line. Or that was the idea, at least. In late medieval and early
Renaissance times, such maps (called portolans) were drawn directly from
navigational data giving directions and distances. The mathematical implica-
tions were not much discussed until the sixteenth century. It turned out that
you cannot project the spherical surface of the Earth onto a two-dimensional
map in such a way that you preserve both directions and distances accurately.
One, or both, has to yield. In Mercator’s famous map projection, presented in
1569, the directions are given priority so that rhumb lines are indeed straight
lines, at the cost of a ridiculous inflation of distances and areas at high latitudes.
What shape, then, does a rhumb line really have on the sphere? It is certainly
not a straight line. Instead, it is a beautiful spiral, the loxodrome (Fig. 16.2).
Close to the poles, it approximates to a logarithmic spiral. This has the curious
implication that if you start from Alaska and walk or swim in a constant
northeast direction, you would end up walking around the pole an infinite
number of times, but still get there in finite time (this is assuming that you
walk with constant speed, notwithstanding that your spin rate would go to
infinity).
Fig. 16.2 Left: Loxodrome. All angles with the latitudes are equal. Right:
M.C. Escher’s Sphere surface with fish, 1958. © 2016 The M.C. Escher Company—
The Netherlands. All rights reserved. www.mcescher.com
16 The Spiral of the Ancient Mariner 71
Fig. 16.3 Clockwise hair whorls. Left: Grid of line segments, all drawn 60 from the
radius vector. Program code in Appendix B. Right: My son Eiel 1 week after birth,
viewed from above
Clearly, the loxodrome cannot be the fastest route between two points on
the globe. This is the property of another curve, the great circle. Following the
great circle, as you do when you incongruously pass over Greenland (of all
places) flying from Europe to the US, means you have to constantly adjust
your bearing, not the simplest of tasks before computers became common at
sea and in the air.
If we cover the plane with short line segments all oriented at the same angle
to the radius vector, a whorl pattern emerges (Fig. 16.3). All the lines are
tangent to logarithmic spirals because of the equiangular property, and the eye
traces out these spirals by “connecting the dots”. We can do the same thing on
a hemisphere such as the top of a human head, covering it with hairs all
oriented at constant bearing with respect to a pole, giving the impression of a
set of packed loxodromes. This is called a hair whorl, and most people have one
(some even have two). Hair whorls are easiest to see in infants and when the
hair is cut short. For successful hair whorl spotting, I recommend a queue or a
bus, where the heads in front of you can be studied discretely at short distance.
The pole is usually close to the top of the head, or slightly behind or off to the
side.
The direction, or chirality, of human hair whorls has received a lot of
scientific attention, but with mixed results and there is currently not much
consensus on the matter. It is clear that the clockwise direction (when moving
outwards) is more common than the counterclockwise direction, with num-
bers varying across studies and populations from 51 % in Japan (Klar 2003) to
more than 90 % in the United States (Klar 2009). However, whether or how
the direction is inherited is unclear. McDonald (2011) gives a good overview
72 The Perfect Shape
of this strange research field, with many references. Some papers (Klar 2003)
have claimed a genetic link between hair whorl direction and handedness, with
left-handed people tending towards counterclockwise whorls, but this has not
been supported by later studies. Moreover, Klar (2004) secretly studied hair
whorls on a gay beach in Delaware (imagine that!), finding a much higher
incidence of the counterclockwise direction there than in the general popula-
tion, but again this result has proven difficult to reproduce.
17
Gnomons, a Miracle, and Charles Babbage
A logarithmic spiral shell has the great advantage that while each growth
increment is larger than the previous one, it has the same shape, and the
whole shell also maintains its shape during growth. The Nautilus animal has
the luxury of being able to live in a body chamber (the outermost chamber)
that never changes form, only increases in size. This idea was of great impor-
tance to the Greek mathematicians, through the idea of the gnomon.
Thomas Heath, in his 1925 commentary to Euclid’s Elements, traces the
word gnomon through ancient history. Passages from Herodotus and Suidas
indicate that Anaximander originally introduced the gnomon from Babylonia
to Greece in the sixth century BC, meaning the vertical staff used in a sundial.
The term slowly extended to describe the L-shaped tool (steel square) used to
draw a right angle.
If you take such an L shape away from a square, or add it to a square, you are
still left with a square (Fig. 17.1). Aristotle puts it quite clearly, among all his
unhelpful classifications in the Categories:
But there are some things which undergo increase but yet not alteration. The
square, for instance, if a gnomon is applied to it, undergoes increase but not
alteration, and so it is with all other figures of this sort.
Fig. 17.1 Left: A yellow square and its white gnomon. Right: A parallelogram and
its gnomon
0þ1¼1
1þ3¼4
4þ5¼9
9 þ 7 ¼ 16
...
The Pythagoreans had made the connection between this arithmetic property
and the geometric property of gnomonic addition to squares, and therefore
referred to the odd numbers as gnomons with respect to the square numbers.
In Fig. 17.2, there is one blue dot. 1 is the first square number. Adding the
3 red dots, you get the second square number, which is 4. Adding the 5 green
dots, you get the third square number, which is 9, etc.
17 Gnomons, a Miracle, and Charles Babbage 75
Early in the morning, Jesus stood on the shore, but the disciples did not realize
that it was Jesus. He called out to them, “Friends, haven’t you any fish?”
“No,” they answered.
He said, “Throw your net on the right side of the boat and you will find
some.” When they did, they were unable to haul the net in because of the large
number of fish.
. . . Jesus said to them, “Bring some of the fish you have just caught.” So
Simon Peter climbed back into the boat and dragged the net ashore. It was full of
large fish, 153, but even with so many the net was not torn.
Now the question is, of course, why did the Evangelist so specifically state
that there were 153 fishes? It seems an odd number in more than one way.
St. Augustine, around 400 AD, thought he had the answer: 153 is the 17th
triangular number (n ¼ 17 in the equation above), 17 being the sum of 7 (the
number of spiritual gifts), and 10 (the number of commandments)! The idea
demonstrates the level of mathematical knowledge at the time, but the
problem with such numerology is of course that any number has some
interesting mathematical property.
So, we can generate a table of the triangular numbers n(n + 1)/2 by
successive addition of the natural numbers as gnomons, and we can make a
table of n2 by addition of the odd numbers. We can also construct a second-
order gnomonic sequence—gnomons upon gnomons. For example, let us say
that we want to produce a table of the cubic numbers, n3. The sequence starts
as 13 ¼ 1; 23 ¼ 8; 33 ¼ 27; 43 ¼ 64; 53 ¼ 125. The differences between
successive cubic numbers are then 7, 19, 37, 61, etc. The differences between
these successive differences (second-order differences) are 12, 18, 24, etc.
The differences between these are a constant, 6. We can show these gener-
ations of differences as follows:
Hence, to produce our table of cubic numbers we can work this procedure
in reverse. We start with 12 and use the number 6 (the third-order difference)
as a gnomon, giving the sequence
17 Gnomons, a Miracle, and Charles Babbage 77
12 þ 6 ¼ 18
18 þ 6 ¼ 24
24 þ 6 ¼ 30
...
These are our required second-order differences. Then we use these numbers
as gnomons again, starting from 7:
7 þ 12 ¼ 19
19 þ 18 ¼ 37
37 þ 24 ¼ 61
...
It can be shown that the nth element in this sequence is 3n2 + 3n + 1. Then we
use this sequence as gnomons yet again. Starting with 1, we get
1þ7¼8
8 þ 19 ¼ 27
27 þ 37 ¼ 64
...
After a time many discrepancies occurred, and at one point these discordances
were so numerous that I exclaimed, “I wish to God these calculations had been
executed by steam,” to which Herschel replied, “It is quite possible.”
78 The Perfect Shape
Fig. 17.4 Difference Engine built after Babbage’s plans. Science Museum, London.
Photo Geni, Creative Commons Attribution-Share Alike 4.0 International licence
In the summer of 1864, 5 years after the publication of The Origin of Species,
Charles Darwin was the most celebrated scientist in the world. Any lesser man
would rest on his laurels, but Darwin had retreated to continue with basic
research, the kind of unglamorous but indispensable science that is rarely
funded by research councils. Among all the wonders of Nature, he had chosen
to focus on the behavior of climbing plants. Bryonies and bellflowers, beans
and bindweeds, bushwillows and birthworts, hops, hoyas, honeysuckles,
ceropegias, cucumbers and climbing ferns, guinea flowers, glorybowers, morn-
ing glories, wisterias, leadworts, jasmines, almost every twining vine or liana
known to Victorian England filled all corners and snaked up every wall of his
house. The results were published in one of Darwin’s many less well-known
books, On the Movements and Habits of Climbing Plants (Darwin 1875).
A twining plant grows in a helix around its host (Fig. 18.1). Darwin noted
that most species have a definite handedness, meaning that all individuals
within one species wind the same way. He listed the handedness of 42 twining
species, and found that only 11 were left-handed, the rest were right-handed.
The probability of such a skewed ratio happening by chance is about one in
500.
A possible functional explanation for the definite handedness in twining
plants is suggested by the picture below of several bindweeds climbing on the
same host stem. It works well because they all wind the same way. If some were
left-handed and some were right-handed, they would cross and rub against
each other. Mountaineers learn that crossing ropes can be deadly—ropes in
tension can cut through each other quite easily. Perhaps this is another
Fig. 18.1 Left: Bindweed, Convolvulus arvensis, right-handed helix on grass. Mid-
dle: Bindweed bundle. Photo Marte H. Jørgensen. Right: Honeysuckle, Lonicera
periclymenum, left-handed helix on tree. Photo Marte H. Jørgensen
example of a symmetry breaking process, like the one responsible for the
definite coiling direction in snail shells.
Darwin also noted that the helical habit of many climbing plants results
from a simple mechanism called circumnutation. The hop or bindweed does
not feel the presence of the host stem in order to curl around it. Instead, the
growing tip just moves around in a circle, even when floating in free air before
having found a host. As soon as the tip hits another stem by chance, this
circular movement will ensure that the climber wraps around the host stem
like a constricting snake. It is not particularly intelligent, but it works.
Scientists are still debating the mechanism for circumnutation. One theory
held that gravity is required. In 1983, a spectacular experiment was carried out
to test this idea. On the sixth flight of the space shuttle Columbia, sunflower
seedlings were grown in microgravity. Sunflowers circumnutate on Earth, and
so they did in space, showing that gravity is not a requirement. Columbia
would make another 27 missions before she broke up on re-entry in 2003,
killing seven astronauts in one of the most heart-breaking tragedies in the
history of space travel.
Curly plants have long been design winners. A Mediterranean plant called
the Acanthus, with its fan-like, deeply incised leaves, was popular in Greek and
Roman art and architecture, most famous for decorating Corinthian columns.
As centuries passed, the acanthus design departed more and more from natural
realism, and evolved into the “acanthus scroll”, now a general term for any
18 Curls of Green 81
Fig. 18.2 Acanthus scroll from the Rococo. Alexis Peyrotte (1699–1769). Right:
Detail from harp, France, ca. 1770
Fig. 18.3 Left: Climbing plants on arabesque iron balustrade, late eighteenth
century, Bogstad manor, Norway. Photo Marte H. Jørgensen. Right: Detail from
iron gate, late seventeenth century, Germany
vaguely vegetation-looking curved and whorled design (Fig. 18.2). The spiral
shapes may have been inspired by dead, dried-up Acanthus leaves. Acanthus
scrolls are ubiquitous in Roman murals, medieval illuminated manuscripts, in
Rococo furniture and, most elegantly of all, in Art Nouveau. From the
sixteenth century, such curly flower patterns were also called arabesques.
Right now, the arabesque style is not in vogue among architects and fashion
designers, but it will come back. When we go to the stars, our ships may not
look like a twentieth century toilet inside, as we are used to from the movies,
but decorated with patterns of swirling leaves and coiling stems (Fig. 18.3).
Several varieties of the common ornamental houseplant Begonia rex make a
curious and decorative spiral twist on their leaves (Fig. 18.4). The most specta-
cular one is aptly named the “escargot begonia”. The mechanism must be
accelerated growth in the tangential direction along the edge of the base of the
leaf. Similar, but less extreme spirals are seen in the coltsfoot (Fig. 18.4), the
lower leaves of the burdock (Arctium) and many other plants.
82 The Perfect Shape
Fig. 18.4 Top left: Fern fiddlehead, Borneo. Photo Robert David Siegel, M.D.,
Ph.D., Stanford University. Top middle: Begonia rex leaf. Photo Marte
H. Jørgensen. Top right: Coltsfoot leaf, Tussilago farfara. Bottom left: Autumn
lady’s tresses, Spiranthes spiralis. Photo Marinella Zepigi, Acta Plantarum. Bottom
middle: Heliotropium indicum. Photo Alexey Sergeev. Bottom right: Cucumber
tendril, Cucumis sativus. Photo Marte H. Jørgensen
Among all spiral forms in plants, the most beautiful are perhaps the
“fiddleheads” formed by the coiled-up fronds of young ferns (Fig. 18.4).
They are usually approximately logarithmic spirals. Because of the “fractal”
shape of ferns, with lateral branches looking just like smaller versions of the
whole leaf, the fiddlehead can sometimes contain a series of smaller fiddleheads
inside it, producing a truly mesmerizing figure. Another beautiful feature of
some fiddleheads is the recurving shape of the stem below the spiral, producing
an elegant, smooth curve. We will later discuss a similar mathematical con-
struct, the lituus.
The tendrils of cucumbers are also smashingly photogenic. Gerbode et al.
(2012) studied helical cucumber tendrils in great detail, including the typical
reversal of coiling direction in the middle of the tendril. Ever since Darwin,
this phenomenon has been explained as a mechanism for ensuring that the
18 Curls of Green 83
twisting sums to zero. Cucumber tendrils usually start to coil only after touch-
ing a target (thigmotropic coiling). I am not sure how the gorgeous free-
standing, planispiral tendrils as shown in Fig. 18.4 form; perhaps they
represent misunderstandings by the cucumber, initiating coiling by slipping
off the target or by the touch of an insect.
19
The Pendulum and the Galaxy
exponential decay of the pendulum made the ellipses decrease in size over
time, similarly to the squashed logarithmic spiral as we saw above. These
motions all combined to make a complex, beautiful curve. In this curve
there appeared bands of intersecting paths, shaped as two logarithmic spirals.
A pendulum swinging over a rotating plane is also the essence of the
Foucault pendulum. In 1851, Léon Foucault placed a 28 kg lead sphere at
the end of a 67 m long wire suspended from the dome of the Panthéon
building in Paris to illustrate the rotation of the Earth. At the latitude of Paris,
the swing plane of the pendulum rotated a full 360 every 32.7 h. There are
now many such pendulums in universities and science centers all over the
world. The geometry of the experiment becomes much simpler if the pendu-
lum is placed on the North or South Pole, and some hardy people at the Scott-
Amundsen base on the South Pole did exactly that in 2001. It made a full
circle about once every 24 h, as it should. Now instead of letting the pendulum
swing in a plane, give it a slight sideways push so it swings in a decaying ellipse.
The setup is now very much like the Vertigo harmonograph and the Foucault
pendulum describes a similar complex pattern.
I spent some time trying to simulate the Vertigo harmonograph on the
computer. The period of the pendulum, the amplitudes, phases, decay con-
stant and rotation speed must be chosen extremely precisely to produce a
desired pattern. There are simply too many parameters. But Fig. 19.2 is fairly
close to the Vertigo poster.
If we change the parameters slightly, we stop the paths from crossing, but
the double logarithmic spiral is still evident as bands of higher density
(Fig. 19.3).
In this case, the path is a continuous curve, but the visual appearance would
have been very similar if we had used a set of nested, rotated ellipses instead.
19 The Pendulum and the Galaxy 87
Now imagine that each such ellipse is the orbit of a star around its galactic
center, and each ellipse is slowly rotating by precession. As in the figure, this
will produce zones of higher density of stars, shaped like logarithmic spirals.
These density waves are ghostly, dynamic structures—the stars pass straight
through them in their vast orbits—but still they are bright enough to define
88 The Perfect Shape
the arms of a spiral galaxy. Or that is the current theory anyway (e.g., Francis
and Anderson 2009).
So I think it is fair to say that in 1958, the graphic designers for Vertigo made
a working model for the formation of spiral galaxies, which is not a trivial
thing.
20
How to Grab a Can of Beer
Close your hand and fold your fingers in; then unfold as if you are releasing a
butterfly. It is a beautiful, elegant and smooth gesture. What path does your
fingertip follow? Experts seem to agree it is approaching a logarithmic spiral
(e.g., Kamper et al. 2003), but the devil is in the details.
The question is also relevant for other jointed structures, such as robotic
arms. Can we calculate the robot’s path to avoid collisions with obstacles? And
what, if any, is the connection with Ptolemaic cosmology?
The situation is sketched in Fig. 20.1. The longest, innermost part of the
finger is called the proximal phalanx, with length LA. As the finger uncoils, the
innermost joint (i.e., between hand and proximal phalanx) is opening with an
angle φA such that the joint at the outer end of the proximal phalanx moves in
a circle A with radius LA. Simultaneously, this outer joint is opening with an
angle φB such that the intermediate phalanx forms the radius vector with
length LB of a circle B. In effect, the movement on circle B is an epicycle on the
larger circle A. Finally, and still simultaneously, the outermost joint is opening
with an angle φC such that the distal phalanx forms the radius vector with
length LC of a circle C—a second order epicycle. In this way, your fingertip
moves as the celestial bodies of the Ptolemaic system—each planet, the Sun
and the Moon flying on a small circle, this circle itself gliding stately in a larger
circle centered on a point near the Earth.
The relative lengths of the phalanges is a matter of debate, some authors
have reported Fibonacci numbers here, while others disagree. The index finger
ratios LA/LC ¼ 2.5 and LB/LC ¼ 1.4 given by Buryanov and Kotiuk (2010) are
probably as good as any.
Circle B
Circle A Circle C
LA
LB
1
LC
In the figure above, I have assumed that all three joints start at right angles, and
then expand at equal rates until completely extended at 180 . This results in
the harmonic series
x ¼ LA sin φ þ LB sin 2φ þ LC sin 3φ
y ¼ LA cos φ þ LB cos 2φ þ LC cos 3φ:
Fig. 20.2 If the hand forms a circular arch at all times when opening, what is the
path of the fingertip? Reprinted from Littler (1973), with permission from Elsevier
same rate, nor do the ratios of rates need to be constant over time. If we wanted
to, we could optimize these parameters to produce an approximation to a
logarithmic spiral, as observed.
There is another, interesting way to approach this problem. Littler (1973)
speculated that a logarithmic spiral path could result from a functional
constraint: What would happen if the closing hand, at all times, attempts to
form a circular arch? This would make sense if the hand is constructed to grab
cylindrical objects, such as branches when climbing a tree. Or to hold a beer
can (an evolutionary biologist might say that the hand was pre-adapted for that
purpose). Could such a constraint result in a logarithmic spiral path for the
fingertip? Littler did not work out the mathematics, but he did make a
beautiful figure (Fig. 20.2).
Let us, for the sake of argument, simplify the geometry by assuming that the
finger is not jointed, but forms a continuous circular arch with increasing
radius r. We place the base of the hand, of length π, at the origin (0, 0), and let
the fully extended hand point vertically up (Fig. 20.3). Because the base of the
hand is kept fixed, the center of the circle is moving towards the left as the
radius is increasing.
92 The Perfect Shape
Path of (0, π)
finger tip
r=∞
r=2
r=1
(-2, 0) (0, 0)
Fig. 20.3 Model for the opening of the hand. The abstracted hand (thick black
line) keeps forming a circular arch while opening, here shown in three positions
It is fairly easy to calculate (Appendix A.4) that the tip of the finger, with
coordinates (x, y), follows a spiral-shaped curve as a function of a polar angle φ:
π 1
x¼ cos φ
φ φ
π
y ¼ sin φ
φ
Hence, the curve is a variant of a hyperbolic spiral, but with the pole
(at φ ! 1) moving along the x axis.
The resulting spiral path is certainly not a logarithmic spiral judging from
the equations, but it does look a bit like one. If we try to adjust the parameters
of a logarithmic spiral to this theoretical path by computer, it turns out that we
can get an extremely good, but not perfect fit.
So it’s all a bit unsatisfactory. We can say, by looking at the equations with
epicycles, that the jointed finger cannot follow a logarithmic spiral exactly.
Also, an abstracted, continuous finger forming a circular arch in order to grasp
cylindrical objects will follow a sort of continuously translating hyperbolic
spiral that approximates to a logarithmic spiral numerically.
And that is about as far as I got on the matter.
21
An Interlude at the Beach
Fig. 21.1 A wave train from the left hits a barrier. The diffracted waves hit the
logarithmic spiral beach (yellow) with a constant angle
John Logie Baird, the inventor of television, was a busy man. Born in 1888 in
Scotland, his early career was packed with absurd business projects. At the age
of 12 he supplied his home with electricity using a water wheel and home-
made batteries, causing permanent acid damage to his hands. In the same year
he made a telephone system with wires across the street, nearly cutting the
head off a horseman. During World War I he developed a medicine for
hemorrhoids, started the Baird Undersock Company, traded shoe polish,
chocolate and cigarettes, became a socialist, and blew up the Glasgow electrical
grid in an attempt to make diamonds. In 1919 he went to Trinidad, set up a
mango jam business that failed spectacularly, and caught a number of diseases
including dysentery and malaria on top of his several eye diseases and other
ailments. In 1920 he went back to London where his business turned to
honey, anti-wrinkle cream and soap. But despite all this nonsense, Baird was in
fact a very clever man. He decided to learn electronics, an area of endless
possibilities after the invention of the vacuum tube and radio transmission. His
mastery of electronics would change the world. By 1925, several inventors
were independently making crude attempts at transmitting live images, but it
was Baird who first succeeded in making a practical, semi-commercial system.
Baird’s televisor was an electromechanical device based on a principle for
image scanning invented by the German Paul Nipkow in 1884. The Nipkow
disk was simply a large, round metal plate perforated by holes in a spiral
pattern (Fig. 22.1). A powerful lamp was placed behind the disk. In Baird’s
first televisors, there were 30 holes (Fig. 22.2). The viewing area was a small
trapezoid window, sometimes enlarged using a magnifying glass, placed in
Fig. 22.1 A Nipkow disk with 30 scan lines, as used in Baird’s first televisors. The
50 cm diameter metal disk is perforated by 30 holes arranged in an Archimedes
spiral. Red and grey lines are only for reference. In this version, the disk is spinning
clockwise and the small viewing area (dark grey) is placed on the upper side of the
disk
front of the disk, with an angular width of 360/30 ¼ 12 . As the disk was
spinning, first the outermost hole in the spiral would pass across the top of the
window, tracing out a line of light called a scan line. Then the second hole
would enter the window one scan line further down, and so on. The 30 holes
made a total of 30 scan lines. At the same time the lamp would be flickering
very rapidly according to the incoming wireless signal, varying the intensity of
the light in synchrony with the rotation and thus building up an image. The
disk rotated five times a second, producing a new image frame every 0.2 s.
A similar Nipkow disk was operating in the broadcasting studio, but there
an even stronger lamp was shining steadily behind the disk. With the aid of
focusing lenses, this produced a spot of light flying across the singer or other
subject, scanning it line by line. A bank of selenium photocells recorded the
reflected light. The signal was then amplified and sent to the radio transmitter.
22 When Television Was Spiral 97
Fig. 22.2 A Baird televisor from 1928 in the collection of the Norwegian Museum
of Science and Technology. Rear view. Lamp and viewing window on the left. Note
the tiny holes near the edge of the disk. Image courtesy of the Norwegian Museum
of Science and Technology
When the televisor, a black box compact enough to be carried around in a taxi,
had done its work with this rhythmic rumble from across the sea, the visions
gradually built themselves up of tiny oblongs of light suspended in a whirling
rectangle of brilliance in the machine’s gaping mouth.
Consider four amorous mice in the corners of a square. Each mouse has fallen
in love with its neighbor in the counterclockwise direction, and starts running
towards it. It is a sad story of unreturned affection. What will be the paths of
the mice? This interesting little exercise has become popular in educational
mathematics, and it is variously known as the mouse problem, the bug
problem, the turtle problem or the dog problem, depending on the favorite
animal of the author (e.g., Lucas 1877; Gardner 1965; Nahin 2012). A less
nice variant is that of four homing missiles or pirate ships chasing each other.
The problem can be generalized to 3, 5 or any number of mice placed in the
corners of a regular polygon (for an odd number, one mouse must be
homosexual) (Fig. 23.1).
A proper analysis of the problem requires some calculus, not too difficult
but a little cumbersome, so we will skip it here. But it should not come as a
great surprise that the paths are logarithmic spirals. Since the four mice are in a
square configuration to begin with, and since the problem is quite symmetri-
cal, we might expect that they stay in a square, but rotating and shrinking as
the little rodents converge. Such a sequence of rotating and shrinking polygons
is sometimes called a whirl. And if the paths continue to be tangent to these
polygons, we might expect to see equiangular spirals. Thus, from the figures,
the radius vector seems to bisect the angles of the polygons. The angle between
the path and the radius vector should then be 45 for the four-mice problem,
giving an equiangular spiral with expansion coefficient k ¼ cotan 45 ¼ 1, i.e.,
the circular tessellation spiral; the angle is 30 for the three-mice problem; and
Fig. 23.1 Top left: Three mice starting in the corners of an equilateral triangle,
chasing their neighbors. Red triangles connect positions at equal time steps. Top
right, Four mice in a square. Bottom: 16 mice in random starting positions
90–180/N degrees for the N-mice problem. An infinite number of mice will
make a circle. See Nahin (2012) for a thorough and entertaining discussion.
The usual oddities of logarithmic spirals apply. As the total path length is
finite, the mice will meet in finite time. For the special case of N ¼ 4, the path
length is curiously equal to the side of the square. However, the mice will have
to rotate an infinite number of times to get there, and most likely get ripped
apart by the centrifugal force in the approach.
If the mice do not start in the corners of a regular polygon, more complex
patterns will arise. Random positions can produce some striking figures. This
general case for N ¼ 3 is discussed by Nahin (2012). Higher N is conveniently
studied numerically (see program code in Appendix B), or, better, with real
people running after each other, which would make a nice student project.
24
Spiral Jetty, Tatlin’s Tower
This site was a rotary that enclosed itself in an immense roundness. From that
gyrating space emerged the possibility of the Spiral Jetty.
His linking of the spiral and the Sun, both in the text and in the movie, is
reminiscent of the symbolic connection between spirals and the Sun in
Fig. 24.1 Robert Smithson. Sketch for Spiral Jetty in Red Salt Water. 1970. Art
© Estate of Robert Smithson/VAGA, NY/BONO, Oslo 2016
Fig. 24.2 Spiral Jetty bathing in sun light. Smithson 1970. Art © Estate of Robert
Smithson/VAGA, NY/BONO, Oslo 2016
prehistoric Europe. The priest kings of the Bronze Age would have approved
of Spiral Jetty.
More geometric, but no less poetic, are the unrealized plans for a giant,
constructivist tower in Petrograd (St. Petersburg). Designed by Vladimir
Tatlin in 1919–1920, the Monument to the Third International was to be
some 400 m tall, consisting of a trochospiral, right-coiling double helix of steel
together with supporting structures (Fig. 24.3). Inside it, enormous buildings
24 Spiral Jetty, Tatlin’s Tower 103
Math was becoming a hot subject again in the Renaissance. A new breed of
brilliant mathematicians was enthusiastically building on the solid foundation
made in Antiquity. It is clear from their writings that they felt very cool and
proud, discovering that they could outperform the Greek! One of their early
areas of study was the algebraic solutions to polynomials (i.e., giving an explicit
formula for the roots), something the Greek had glossed over in their enthu-
siasm for geometry. Medieval mathematicians in India and elsewhere had
already figured out a formula for the second-order, or quadratic, equation,
ax2 + bx + c ¼ 0. Here it is (for me it brings back unhappy memories of
sweaty High School math classes):
pffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffi
b b2 4ac
x¼ :
2a
Im
2 z = 3 + 2i
1 2 3 Re
Fig. 25.1 A complex number z plotted in the complex plane. Re is the real axis, Im is
the imaginary axis
25 Now It Gets Complex 107
The special case for θ ¼ π gives what many regard as the most beautiful
identity in mathematics: eiπ ¼ 1.
Euler’s formula means that z ¼ eiθ describes a circle with radius 1 in the
complex plane. Now consider the equation z ¼ ekθeiθ, or z ¼ e(k+i)θ. It is simply
the exponential function with a complex exponent. Because of the imaginary
term in the exponent, the curve will rotate around the origin. Because of the
real term, the radius will increase exponentially. The curve described in the
complex plane must be a logarithmic spiral!
Considering the fundamental importance of the exponential function in
mathematics, it is not surprising that logarithmic spirals in the complex plane
turn up in all kinds of systems involving complex numbers. In the 1980s and
1990s, fractals were all the rage. These beautiful mathematical objects are
defined by being infinitely wrinkly, never getting smooth no matter how far
you zoom in on them. One example is the Julia set of the quadratic complex
map. Constructing it is quite simple. Start with a complex number z ¼ a + bi,
and plug it into the function f(z) ¼ z2 + c. The complex number c is a fixed
parameter—you will get different figures for different c. This will give you a
new number f(z), which you plug back into the equation as a new value for z. If
you repeat this feedback process, you will find that the resulting series of
numbers either remains bounded or goes to infinity. If it remains bounded
then plot the original point a + bi with a bright color in the complex plane. If it
diverges, paint it with a color depending on how fast it escapes. Now repeat the
whole operation for all starting points a + bi within some rectangle in the
complex plane, and you might get something like this (Fig. 25.2):
Fig. 25.2 Julia set for f(z) ¼ z2 þ 0.285 þ 0.01i, with zoom to the lower right quad-
rant. Program code in Appendix B
108 The Perfect Shape
The spirals are close to logarithmic. And you can zoom in to see new
beautiful spirals made of spirals inside spirals—it never ends. Although fractals
are now so totally out of fashion, the strangeness of such endlessly rich images
coming out of such a simple algorithm never gets old. A gallery of strange
spirals in Julia sets is given by Davis Philip (1992).
26
The Killer Spiral
b
d
r
φ
Fig. 26.1 The radius of curvature r for a bilayer of thickness d, outer length a, and
inner length b
d
a¼φ rþ
2
d
b¼φ r
2
Now if the length of a curved bilayer sheet is exactly 2πr, it will curl up into a
cylinder of radius r where the two edges of the sheet are just touching each
other. If the sheet is longer, it is forced to curl into a spiral scroll. The outer
layers of the scroll will not be able to coil up as much as they would like to,
being constrained by the inner layers. This happens with drying birch bark,
with old parchment, and with countless other things (Fig. 26.2).
There is also a mineral like that, one that you would not like to meet.
Chrysotile has a bilayer structure, with a brucite layer Mg(OH)3 and a tetra-
hedral silicate layer Si2O5. The thickness of the bilayer is about 0.8 nm. The
26 The Killer Spiral 111
Fig. 26.2 Cinnamon sticks. The dried bark folds into single and double scrolls
unit cell of the brucite layer is slightly larger than that of the silica layer, causing
the sheet to bend into a spiral scroll with a typical diameter of 25 nm. The
scroll can be very long, making a fibril (Fig. 26.3). The fibrils join together into
the long, sharp, nasty fibers of asbestos. If you breathe in enough of these fibers
you will die.
27
The Friend
Mountains are full of cracks, which are nice to grab into when climbing. How
should we design an anchor for such cracks—a safe, strong attachment for the
climber’s rope? This engineering problem has a surprising solution.
In 1974, Ray Jardine and his companions were making astonishingly fast
climbs up the imposing granite walls of Yosemite, California. A previous 3-day
record was broken by a 20-h virtual run up the cliff. His peers were
dumbfounded—this could not be done! Jardine managed to keep the secret
inside his small blue bag for several years: a new, strange contraption that
would revolutionize climbing. The code word for the device was “the friend”.
In fact, the Russian mountaineer and inventor Vitaly Abalakov (1906–1986)
had already made a similar thing, but Jardine improved the design.
One possible crack anchor involves two metal bars, hinged in the middle
and with the rope pulling on the hinge (Fig 27.1, left middle). The good thing
about this device is that the harder you pull on the rope, the harder the bars
will stem onto the rock, increasing friction further. The bad thing is that it will
only work in a crack of a certain width. If the crack is slightly wider, the bars
will make a too large angle with the walls (or even worse, not even reach there),
and you die. If the crack is slightly narrower, the bars will make a too small
angle with the wall. This will make them slip, and you die. It turns out that for
typical rocks, the ideal angle, giving high friction but without putting too
much force on the device, is about 76 . What we need, then, is a shape that
makes a constant angle of 76 between the wall at the contact point and the
76º
76º
Fig. 27.1 Left: A hinged bar anchor would work for only a particular crack width.
Right: A logarithmic spiral anchor
force line from the contact point to the hinge, regardless of the length (radius)
of that line.
The same angle everywhere—it is the equiangular spiral again!
The resulting device is called a cam (Fig 27.1, right). These days you will
find countless versions of it in any sports shop selling climbing gear. It all
started with Descartes.
28
The Labyrinths of History
One of the oldest, deepest and most pervasive symbols of Western culture is
that of the labyrinth. With its winding, unfathomable roots extending deep
into the Neolithic, the labyrinth can be followed through Greek mythology
and Roman art and remains important in Christian architecture.
Very strangely, many of the early labyrinths, including some Neolithic
examples and most of the Greek ones, follow an identical scheme known as
the seven-course design (Fig. 28.1). There is only one possible path, taking you
from the entrance to the center.
The most mysterious structures from the Neolithic and Bronze Age of
Europe are perhaps the megalithic stone circles and the “henges” of Britain.
They come in a bewildering variety of shapes and sizes. Some of them may
represent domestic or defensive buildings, but most of them must have had
some ritual significance. Some, such as Stonehenge, were oriented according to
the movement of the Sun, and may have been sacred “astronomical observa-
tories” for celebrating and ensuring the passage of the seasons. It is not difficult
to understand why these fantastic constructions attract modern people seeking
mystery and a feeling of cosmic spirituality.
The “wood henges” and related structures can now be recognized mainly
from patterns of holes that originally held huge, wooden posts. Woodhenge
itself, situated some 3 km northeast of Stonehenge, can be dated very roughly
to about 2000 BC. The whole structure, including a surrounding ditch and
bank, is 85 m wide. In the center, archeologists discovered the skeleton of a
child, perhaps sacrificed. Another skeleton, of a teenager, was found nearby.
Fig. 28.1 The classical, seven-course labyrinth consists of two intertwining lines
(red and black)
Surrounding the central burial are six vaguely concentric circles of post holes.
A gap in the outermost bank is interpreted as the entrance.
The original appearance of these timber constructions (including whether
they held up a roof) is disputed, but the patterns of postholes inspire some
interesting speculation. In his book “Understanding the Neolithic” (1999),
Julian Thomas describes the confusing patterns of post holes at Woodhenge
and nearby Durrington Walls. If you try to retrace the steps of the Neolithic
pilgrim or shaman coming in through the entrance at Durrington Walls, you
find that after passing four of the concentric circles, your path is blocked by a
post. The interpretation is that the visitor now had to turn to the side, walking
between two concentric rows.
Now look at the schematic labyrinth above. The resemblance is uncanny.
Just as at Durrington Walls, you pass four concentric circles before turning to
the right. Add to this the opinion of some scholars that screens were suspended
between the posts, and the interpretation of wood henges as some sort of
labyrinth is not far-fetched. There is little evidence that Woodhenge
reproduced the classical labyrinth in detail, but it is not easy to explain the
arrangement of postholes in terms of engineering, for holding up a roof. It
seems too asymmetric and irregular. The idea of some kind of rite of passage,
where youths entered the labyrinth like Theseus, progressing through the
unfathomable circles to the sacred center, between sheets flapping in the
wind, to reappear in the outside world cleansed and spiritually elevated, is
appealing. A more sinister possibility, suggested by the Greek myths and the
finds of adolescent skeletons at Woodhenge, is that some horrific priest resided
28 The Labyrinths of History 117
in the center, demanding sacrifices of young men and girls like the Minotaur.
In any case, the fact that the wood henges were built during the height of
Minoan culture does not harm our speculative story.
The passage of purification or catharsis into a spiral-like labyrinth and out
again is deeply entrenched in the mythology of Christianity. Just think of
Dante’s Divine Comedy, with its descent through the circles of Hell, followed
by the mirror-imaged ascent up the terraces of the mountain of Purgatory. The
labyrinth in the Cathedral of Chartres is used by modern pilgrims in a similar
way, and it is not unreasonable to imagine that the same idea was prevalent in
medieval times. The connection to prehistory is illustrated by the fact that
there was originally a bronze plaque in the center, depicting Theseus slaying
the Minotaur.
But perhaps the most enigmatic fact of all is this: The very same geometric
construction is found in the ancient cultures of America and Asia. Labyrinths
with the seven-course classical design turn up at Precolumbian sites in North
America, and at Vedan sites in India (Fig. 28.2).
At this point things are getting quite incredible, and the temptation for
producing wild diffusionist theories uncomfortable, so let us leave it there!
29
Newton’s Spiral Headache
The Law of Universal Gravitation was perhaps Isaac Newton’s greatest achieve-
ment. Without it we would not have satellite communication, we would not
have reached the Moon or Mars, and, more importantly, we would have no idea
how the Universe works. The law says that any two bodies are attracted to each
other by a force that is proportional to the product of their masses and inversely
proportional to the square of the distance, with a coefficient G called the
gravitational constant, G ¼ 6.67408 1011 m3 kg1 s2:
m1 m2
F¼G :
r2
Although this law had already been suggested by Hooke, Wren (remember
him, the man who made snails by coiling up cones?) and others, it was Newton
who demonstrated it mathematically in his Principia Mathematica (1687). Or
did he? In Basel in Switzerland, there was a clever, irritating man who thought
otherwise. His name was Johann Bernoulli, and he was none other than the
brother of Jakob Bernoulli, the logarithmic spiral enthusiast whom we met
earlier. Spirals took center position also in Johann’s controversy with Newton,
starting in 1710. The battle would rage for nearly ten years, delaying the
general acceptance of the Law of Gravitation.
The bone of contention was the “inverse square force law”. Newton had
forcefully demonstrated that if a planet or comet follows the path of a conic
section (ellipse, parabola or hyperbola), as had been observed by keen-eyed
astronomers, the gravitational force would have to be inversely proportional to
the square of the distance. Bernoulli had no qualms with that. The problem
was the inverse statement, namely that if the square force law holds, then the
path would necessarily be a conic section (Corollary 1 to Proposition 13 in the
Principia). Newton had not proven this explicitly, at least not in the first
edition (the second edition arrived in 1713).
It could not be denied that Bernoulli had a point there. To explain why the
inverse law was a logical fallacy, he produced a counter-example. Newton
himself had calculated what the force law would have to be if a body moved in
a logarithmic spiral trajectory rather than a conic section. It does not do that, of
course, but it was an interesting exercise. The answer is that the force would
have to be inversely proportional to distance cubed, rather than distance
squared. But Bernoulli was able to show that if a body moved in a hyperbolic
spiral, the force would also follow an inverse cube law. The particular spiral
(logarithmic or hyperbolic) would depend on the initial velocity. In other
A B
E
C D
Fig. 29.1 The five “species” of Cotes’ spirals. (a) A secant spiral, r ¼ 1/cos(0.07φ).
(b) A hyperbolic cosecant spiral (Poinsot spiral), r ¼ 1/sinh(0.1φ). Program code in
Appendix B. (c) A hyperbolic secant spiral (the other Poinsot spiral), r ¼ 1/cosh(0.1φ).
(d) A hyperbolic spiral, r ¼ 1/φ. (e) A logarithmic spiral, r ¼ e0.1φ
29 Newton’s Spiral Headache 121
words, even if we show that a logarithmic spiral path implies an inverse cube
law, the converse does not follow, because a body moved by such a law could
also follow other paths. Bernoulli argued that if this problem arises for the
inverse cube law, why not also for the inverse square law? Maybe there are
other paths than the conic sections, compatible with Newton’s law of
gravitation?
Bernoulli’s point was made even clearer by Roger Cotes in 1714 (Harmonia
Mensurarum, pp. 30–35). He found that not only the logarithmic and hyper-
bolic spirals, but also three other spirals could result from an inverse cube law,
namely the secant spiral, the hyperbolic secant spiral, and the hyperbolic
cosecant spiral. These additional cases are now often called Cotes’ spirals
(Fig. 29.1).
Newton and his proponents were eventually able to clarify their position
and to explain why the conic sections are the only possible solutions under the
inverse square law. In 1720, Bernoulli finally gave up throwing spirals at
Newton and acknowledged that the conic sections are the only possible
paths of celestial bodies if the Law of Universal Gravitation holds true. Well
done. We would not have had GPS or space telescopes without these guys.
30
Sculptures of the Sea
r ¼ ekφ ;
z ¼ Tr:
Fig. 30.1 The generating curve (red ) of the seashell model, in cylindrical
coordinates (φ, r, z). In this case, the parameters of the model are k ¼ 0.1, T ¼ 1.6.
The aperture (gray) with increasing radius R is moved along the generating curve,
producing the surface of the shell
We also need to decide on a shape for the aperture, e.g., a circle. This choice
constitutes additional free parameters that do not concern us at this point. The
aperture is pulled along the generating curve, sweeping out the surface of the
shell, and as it goes, it is being scaled by increasing its radius R according to the
third parameter, D:
R ¼ Dr:
The parameter D, the whorl overlap, controls how much the shell tube over-
laps the previous whorl. A shell with small overlap is called evolute, a shell with
large overlap is involute.
That is all. The idea for this model was introduced in a thorough but highly
readable paper by Rev. Henry Moseley (also known as Canon Moseley)
already in 1838 (Fig. 30.2). Validating his mathematical models for growth
and form with measurements on real specimens, Moseley ranks among the first
mathematical biologists in the modern sense.
30 Sculptures of the Sea 125
By the way, the hook of a tower crane (Fig. 30.3) follows a three-
dimensional conical path similar to Moseley’s generating curve but based on
an Archimedes spiral. Tower cranes have all kinds of fascinating mathematical
and physical properties, one of them being that they basically work in
126 The Perfect Shape
Fig. 30.4 Left: The trochospiral path (red ) followed by a rotating crane with
continuous hoisting and outwards movement of the trolley. Right: The Silurian
graptolite Spirograptus turriculatus, ca. 4 cm long, from the collections of the
Natural History Museum, University of Oslo
Fig. 30.5 The Malwiya minaret, Great Mosque, Samarra, Iraq, in 1973. IgorF,
vlastni foto, CC BY-SA 3.0 licence
(Fig. 30.5). In 2005, after American and Iraqi troops had seized Samarra,
U.S. soldiers ascended the holy helix, like al-Mutawakkil himself on his white
donkey more than a millennium before, like Dante up Mount Purgatory, like
King Nimrod up the Tower of Babel, and established a sniper base at the top.
Inevitably, the top floor was blasted to smithereens by the insurgents.
Moseley’s logarithmic shell model was made famous among scientists by the
computer simulations of paleontologist David Raup. In a paper in the journal
Science in 1962, he described how it is possible to plot 2D cross sections of
mathematical shell models using an IBM-7090 computer (one of the first
transistorized computers) connected to a plotter. From these cross sections, he
was able to make perspective drawings by hand. Three years later, in 1965, he
managed to automate the perspective drawing, including removal of hidden
points (Fig. 30.6, left). However, Raup noted that the procedure is “relatively
128 The Perfect Shape
Fig. 30.6 Raup’s computer renderings of mollusk shells. Left: Perspective plots
made with the IBM-7090 computer. Right: 3D plots made with a PACE TR-10 analog
computer connected to an oscilloscope with intensity control. From Raup and
Michelson (1965). Reprinted with permission from AAAS
costly in terms of computer time”. This may seem absurd to the modern
computer user, but the 7090 cost nearly three million USD in 1960, and could
carry out only about 0.4 million operations per second. Your little computer is
at least a thousand times faster.
To reduce cost, Raup also experimented with the use of analog computers
connected to analog cathode-ray tube displays (Fig. 30.6, right). The results
were quite elegant, and allowed him to investigate a whole range of possible
shell morphologies. An analog computer, by the way, is a thing of beauty. Now
completely obsolete of course, it is a calculator that uses simple electronic
circuits to compute arithmetic operations, and differentiation and integration,
on voltages, representing numbers. The PACE TR-10, used by Raup, was a
fairly small machine, about the size of a kitchen chair (Fig. 30.7). I find it
astonishing that you can generate the shell of a whelk with a few resistors and
transistors.
Nowadays it is trivial to draw Raupian shells by computer, as in Fig. 30.8.
The model makes it clear that mollusk shells exist within a continuous shape
space spanned out by the model parameters—a morphospace—such that
evolutionary change between the shapes should be relatively easy. The shells
in the figure are taken from a movie that I have placed on Youtube, showing
smooth transformation between the different forms: https://www.youtube.
30 Sculptures of the Sea 129
Fig. 30.7 PACE TR-10 analog computer, 1960. Photo Daderot. CC0 1.0 Universal
Public Domain Dedication
Fig. 30.8 Some shell shapes made using the Raup model. Top left: Planispiral shell
(T ¼ 0), moderate k, small D, give an ammonite shape. Top right: Slightly
trochospiral (T > 0) with large k—a cockle shell with the left–right asymmetry
which is characteristic for the bivalves. Bottom left: Moderate T, a low-spired
snail. Bottom right: Large T and D give a high-spired (turriform) shell
Fig. 30.9 Top left: The inside of Cymbiola, a volute snail, with its columella, a right-
handed helix. Ca. 5 cm long. 3D tomography and X-ray image. Top right: A terebrid.
Bottom left: This Conus has a tenuous, fragile columella. 3D and X-ray. Bottom
right: The top of the Conus shell has been removed by computer. The images were
obtained with an industrial CT scanner, with no harm done to the shells
Fig 30.10 The inner side of the operculum of a Turbo snail. The active growth edge
is at upper left. Ca. 3 cm across
The construction of the door is amazing. The disk has to fit the opening of
the shell snugly at all times, while the size of the opening is increasing. This is
perhaps not very difficult if the operculum grows concentrically all around the
edge. Some species do exactly that, but the operculum of Turbo and many
other snails grows in gnomonic fashion by adding curved triangular incre-
ments along only part of the edge. This process follows a similar principle as
the growth of the entire shell, and gives a logarithmic spiral for the same
mathematical reason. But the weird and wonderful thing is how the whole
operculum can keep fitting the opening when growing in this way. To make it
work, the operculum has to be continuously rotated.
Henry Moseley commented on the surprising properties of the Turbo
operculum already in his 1838 paper:
That the same edge which fitted a portion of the first less section should be
capable of adjustment, so as to fit a portion of the next similar but greater section,
supposes a geometrical provision in the curved form of the chamber of great
apparent complication and difficulty. But God has bestowed upon this humble
architect the practical skill of a learned geometrician.
31
The Spiral of the Bird Priests
r φ
Fig. 31.1 The lituus of Roger Cotes (1722). All sectors (e.g., the one shown in
orange) between the x axis and the curve have the same area
Noting the similarity with the augur’s wand, Cotes called this curve the
lituus (several web pages and books erroneously attribute this name to Colin
Maclaurin). I wonder how many of today’s mathematicians would have made
that connection. Classical scholarship is not what it used to be.
32
Squaring the Circle
After Archimedes defined his spiral in his book On Spirals, a further 17 theorems
are proven. Perhaps the most interesting result is hidden in Proposition
18, which reads as follows:
If OP be the initial line, P the end of the first turn of the spiral, and if the tangent
to the spiral at P be drawn, the straight line OT drawn from O perpendicular to
OP will meet the said tangent in some point T, and OT will be equal to the
circumference of the first circle.
Let us try to make sense of this. The theorem is illustrated in Fig. 32.1. The
line OP is the straight line referred to in the definition, used to generate the
spiral. This line revolves one full turn, at which point the spiral has reached
point P. Now draw the tangent to the spiral at P, and also a line perpendicular
to OP from O. These two lines meet at a point T. The theorem tells us that the
length OT is equal to the circumference of “the first circle”, which means
the circle with radius OP. In other words, OT ¼ 2πOP. Moreover, the area of
the circle can be found by a trivial combination of this theorem with an earlier
proposition by Archimedes (Proposition 1 in the work called Measurement of
the Circle):
The area of any circle is equal to a right-angled triangle in which one of the sides
about the right angle is equal to the radius, and the other to the circumference, of
the circle.
O P
This means that the area of the first circle is equal to the area of the triangle
OPT. In other words, if we can draw the spiral and its tangent at P, we know
the area of the circle with radius OP. Characteristically, Archimedes does not
state the triumphant proposition, but leaves it for the reader to figure out: He
had squared the circle. Today, this is just another of those mysterious,
old-fashioned idioms that we use off-hand without much contemplation,
like “acid test”, “buy a pig in a poke” and “cut the mustard”. Squaring the
circle refers to some vain attempt to accomplish an impossible task. To the
ancient Greeks, it simply meant finding the area of a circle. And since they
32 Squaring the Circle 137
Fig. 33.1 Daemonelix burrow, Nebraska, with Frederick C. Kenyon for scale.
The picture was probably taken in 1893. Courtesy of Agate Fossil Beds National
Monument and James St. John
structures, fitting them snugly, there were complete fossils of a rodent. The
helices are nothing but the spiral staircases of small beavers, leading down to
the living chambers far below ground. In the early Miocene, Nebraska was
covered by dry grassland much like today. Not quite the place where you
would expect beavers, but Palaeocastor lived a long time ago and beavers did
different things back then.
The daemon beaver theory was not generally accepted until after the Second
World War. Martin and Bennett (1977) made a thorough study, describing
many interesting details including the marks from teeth and claws on the
burrow walls. About half of the burrows are left-handed, the other half right-
handed; the old beavers were ambidextrous!
A curious twist to the story was provided by Smith (1987). He discovered a
similar, though less spectacular structure from the late Permian (ca. 255 million
years ago) of South Africa. This was before the mammals, before the dinosaurs.
Inside some burrows, there are skeletons of Diictidon, a dicynodont mammal-
like reptile with a body shape reminiscent of a burrowing rodent. It is a splendid
example of convergent evolution—the independent appearance of similar
organs, body shapes and behaviors in distantly related organisms living in similar
niches. Interestingly, all 50 burrows studied by Smith are right-handed helices.
34
Under the Mistletoe
Walk straight for a certain distance. Then turn to the left, making an angle θ
with your previous walk. Walk a certain percentage further than last time, and
then turn the same angle left. Continuing in this way, you will make a
polygonal spiral with segments in geometric progression.
Consider now such a polygonal spiral where the length of a segment is given
as ci ¼ gci1, with g > 1 an arbitrary constant and with constant turning
angle θ. All triangles made up of a spiral segment c and two successive spiral
radii r in Fig. 34.1 are similar (they have the same shape but different size).
This gnomonic property suggests that we can construct a logarithmic spiral
through the vertices of the polygonal spiral. We can calculate the expansion
rate k of this logarithmic spiral as follows.
The angle Δφ can be found directly from θ because the angles in a triangle
sum to π:
π ¼ Δφ þ α þ β ¼ Δφ þ θ
Δφ ¼ π θ
Moreover, we have, from the similarities of triangles and the equation for the
logarithmic spiral:
ci ri aekφi
g¼ ¼ ¼ kφ ¼ ekðφi φi1 Þ ¼ ekΔφ ¼ ekðπθÞ
ci1 r i1 ae i1
ri
Δφ β
Δφ
r i -1 ci
α
α c i -1 β
θ = α+β
Fig. 34.1 Thick black line: Polygonal spiral with segment ratio g ¼ ci/ci1 and
turning angle θ. Red line: Corresponding logarithmic spiral
In an earlier chapter we met the American artist Robert Smithson, the maker
of Spiral Jetty. Smithson produced several other interesting pieces of spiral art.
One of them is his proposal for an airport in Dallas (1967), originally
constructed with a sequence of triangular mirrors (Fig. 34.2). Each isosceles
triangle has a base angle of θ ¼ 30 , and is scaled so that one base corner meets
the center of the baseline of the following triangle. It is not difficult to show
that each triangle is then scaled up with a factor g ¼ 2√3/3 relative to the
previous one. We can make similar constructions with other base angles,
giving g ¼ sec θ (ah, those poor old forgotten terms of trigonometry—the
secant, or 1/cos, has long passed its Golden Age). Smithson’s handsome
polygonal spiral, looking like the tail of a scorpion, can be approximated
with a logarithmic spiral with k ¼ 0.055, as calculated from the equations
above. He used the same construction for the steel sculpture Gyrostasis, now on
permanent display in the Hirshhorn Museum, Washington DC.
In fact, you can take just about any geometric figure and use it as a gnomon
in this fashion, and you will end up with a shape where consecutive vertices lie
on a logarithmic spiral. In an earlier chapter we saw that you can stack up
golden rectangles to produce the Golden Spiral (or Fibonacci spiral). In the
same way, you can stack up sheets of paper with a height/width ratio of √2,
34 Under the Mistletoe 143
2√3/3
Fig. 34.2 The geometry of Smithson’s proposal for Dallas, Fort Worth, regional
airport, 1967
A0
A4
A3
A5
A1
A2
Fig. 34.3 A sequence of international paper sizes, A0, A1, A2 etc., define a
polygonal spiral
where each sheet is the size of the previous sheet folded in two (Fig. 34.3). This
is the standard sequence of international paper sizes: A0, A1, A2, A3, A4 etc.
The diagonals of these rectangles make a polygonal spiral, with vertices on a
logarithmic spiral with k ¼ 0.221. It seems that any shape-preserving, additive
growth process will lead to a logarithmic spiral. This is a deep truth, bringing
144 The Perfect Shape
Fig. 34.4 Mistletoe in the Botanical Garden, Oslo. Polygonal spiral marked with
dashed line
us close to the root explanation for why logarithmic spirals are so common in
nature.
The European mistletoe Viscum album grows more or less in a plane. At
regular intervals each growth tip branches in two with a certain angle (botanists
call it dichotomous branching). The cycle repeats while the whole plant is
growing. This process gives a polygonal spiral at the edge of the mistletoe.
When I measured up the internodal lengths in Fig. 34.4, I found something
more like an arithmetic than a geometric progression. This would mean that in
equal time intervals the length of every segment increases with a constant
increment, regardless of length, instead of a constant percentage. This indi-
cates that the growth takes place only at the end of a segment, not throughout
it. The result is a shape more like an Archimedes than a logarithmic spiral.
Similar spirals can occur in the necks of long-necked vertebrate animals such
as ostriches, swans, sauropod dinosaurs (those very big ones such as
Brachiosaurus and Diplodocus) and plesiosaurs, and in the tails of snakes,
dinosaurs, cats and monkeys. The length of one vertebra is often a near-
linear function of its number position in the spine, although usually with
some departure at the ends of the neck and tail. The measurements of ostrich
34 Under the Mistletoe 145
Theodorus here was drawing some figures for us in illustration of roots, showing
that squares containing three square feet and five square feet are not commen-
surable in length with the unit of the foot, and so, selecting each one in its turn
up to the square containing seventeen square feet and at that he stopped.
Transl. Harold N. Fowler, 1921
Other translators give those last, all-important words differently. For exam-
ple, McDowell (1973) uses “at that point he somehow got tied up”. Anderhub
(see next paragraph) quoted the staggering number of 55 different translations
of this passage until 1936, with a bewildering range of meanings. The whole
thing has always been something of a riddle.
Plato goes on to explain that Thaetetus, together with a fellow known as
Socrates the Younger, generalized the proof to any non-square N. Now we may
ask, why did Theodorus stop at 17? We have no idea, but one ingenious theory
was suggested in a long but eloquent essay by a Jakob Heinrich Anderhub,
financial director of the German chemical company Kalle AG (part of IG
Farben) in 1941. The reference is utterly obscure (check it out). Anderhub
suggested that Theodorus started with a right-angled triangle with legs of
length 1, and hypotenuse √2. On the hypothenuse, he constructed another
right-angled triangle with opposed side of unit length, which would have a
hypotenuse of length √3. Continuing in this way, he produced a spiral all the
way to N ¼ 17, but then the figure would intersect itself (Fig. 34.5). This is
why Theodorus stopped at N ¼ 17, according to the theory of Anderhub: the
figure would simply get ugly if he continued (“aus zeichentechnischen
Gründen”). Anderhub does not provide any suggestions about how the proofs
146 The Perfect Shape
4 3
5 2
1
6
1
7 17
16
8
15
9
14
10 13
11 12
Fig. 35.1 Two logarithmic spirals connected with a hinge, closed and open
Fig. 35.2 CT images of bivalves. Top left: The common cockle, Cerastoderma edule.
Note the trochospiral twisting to one side (T > 0 in Raup’s model). Top right:
Longitudinal cross section of the cockle, showing the logarithmic spiral. Bottom:
Cross section of the blue mussel, Mytilus edulis, with a very high expansion
coefficient
grows ahead of the other, this will be sensed by some mechanism and the
relative growth rates adjusted.
Bivalves are among the most successful of marine animals. They are often
conspicuous, as in large oyster banks or giant Tridacna clams, but most of
them live out of sight, dwelling in their cold, dark burrows under the vast
muddy seafloor. Bivalves are important and common fossils, occurring in great
numbers especially in rocks younger than 250 million years (since the Trias-
sic). The largest known bivalve, Platyceramus platinus from the late Cretaceous
(ca. 85 million years) of North America, could sometimes reach a length of
3 m, longer than a horse (Kauffman et al. 2007).
When I work as a paleontologist with marine Jurassic rocks, I am always
struck by what we might call the Triumph of the Spiral. Everything is spiral.
The ammonites are logarithmic spirals. The bivalves and brachiopods are
35 Double Spirals, Twice the Fun 149
logarithmic spirals. The snails, the fish teeth and the squid hooks (more on
those later) are logarithmic spirals. The foraminifera are logarithmic spirals.
The scaphopods and many worm tubes are logarithmic spirals. And that pretty
much covers the fossil fauna, apart from the odd starfish, sea urchins, belem-
nites (another cephalopod fossil group) and large marine reptiles. Modern
oceans are not much different. When it comes to marine life, the logarithmic
spiral dominates almost any other shape, only the sphere comes close.
36
Maelstrom
The edge of the whirl was represented by a broad belt of gleaming spray; but no
particle of this slipped into the mouth of the terrific funnel, whose interior, as far
as the eye could fathom it, was a smooth, shining, and jet-black wall of water,
inclined to the horizon at an angle of some forty-five degrees, speeding dizzily
round and round with a swaying and sweltering motion, and sending forth to the
winds an appalling voice, half shriek, half roar, such as not even the mighty
cataract of Niagara ever lifts up in its agony to Heaven.
The mountain trembled to its very base, and the rock rocked. I threw myself
upon my face, and clung to the scant herbage in an excess of nervous agitation.
“This,” said I at length, to the old man—”this can be nothing else than the great
whirlpool of the Maelström.”
Edgar Allan Poe (1841)—A descent into the Maelström
Fig. 36.1 Spiral vortex at Saturn’s North Pole, 2000 km across. Cassini image
courtesy SSI/ISA/ESA/NASA
that pirouetting figure skater, pulling in her arms and thus picking up a
ridiculous rotation speed). The small circular flow is amplified, and a vortex
has been established.
The amplification of angular momentum in a vortex is the basis for a nice
trick played on tourists visiting the equator in South America and Africa.
Water is drained from a hole in a bucket, and a matchstick is placed on the
surface. South of the line, the stick rotates clockwise. North of the line, it
rotates counterclockwise. It is a delightful demonstration of the Coriolis Effect,
which controls the wind direction around low pressures and the direction of
oceanic eddy currents. Unfortunately, it is a harmless hoax. The Coriolis Effect
comes into play only at very large scales, and there is no way it could work in a
bucket. Clearly, the demonstrator is imposing an imperceptibly small rotation
of the fluid in the desired direction before the plug is pulled, perhaps when
filling, or by a discrete dip of the finger. As the vortex develops, this rotation
gets steadily faster and success is guaranteed.
Any particle in the vortex moves in a spiral. What kind of spiral is it? As we
have done several times in this book, we make simplifying assumptions. First,
we limit the analysis to movement in a horizontal plane. Secondly, we assume
that the particle is drawn towards the drain according to the laws of incom-
pressible, potential flow. This is a simplified methodology for hydrodynamics,
making the assumption that the flow is so-called irrotational. This means that
velocity is the gradient of a scalar velocity potential, which again is a solution to
the Laplace equation—a fairly simple partial differential equation. Moreover,
it is easy to derive stream functions and streamlines from the velocity potential
36 Maelstrom 153
(the streamlines are normal to the equipotential lines). The velocities are
tangent to the streamlines.
Because velocity potentials and stream functions can be combined linearly,
we can decompose the flow field into a simple sink flow with flow rate —Q
and a simple circular flow (i.e., zero radial velocity) with circulation Γ. The
stream function in polar coordinates (r,θ) is then (Guyon et al. 2001):
Qθ Γ r
Ψ ¼ Ψsink þ Ψvortex ¼ ln
2π 2π r 0
r ¼ keQθ=Γ
where k selects the streamline. The particle moves in a logarithmic spiral! The
expansion coefficient is Q/Γ, meaning that if there is no drainage (Q ¼ 0) the
particles will move in circles.
Certainly, for real-world vortices, we would need to take into account many
other aspects, not least the third dimension, and the logarithmic shape would
be modified. Still, natural hurricanes often tend towards logarithmic spirals.
We are not yet done with the Maelstrom. The magnificent map of Scandi-
navia by Olaus Magnus, the Carta Marina (1539), is adorned with many a
fearful monster of the sea, devouring each other and the unfortunate, brave
ships venturing too far from shore. The Maelstrom is marked with the
ominous label “Hecest horrenda Caribdis”—here is the horrendous Charybdis
(Fig. 36.2).
In Greek mythology, Scylla and Charybdis were two sea monsters guarding
each side of a narrow strait. We meet them in Jason and the Argonauts, and in
Homer’s Odyssey. Charybdis is a poor creature so thirsty for salt water that she
swallows enough to make a horrific vortex:
You will find, Odysseus, the other rock lies lower, but they are so close together
that there is not more than a bowshot between them, and on it a great fig tree in
full leaf grows, and under it lies the sucking whirlpool of Charybdis. Three times
a day she belches forth the black waters, and three times she sucks them down
again; see that you be not there when she is sucking, for if you are, Poseidon
himself could not save you.
The Odyssey—Book 12
154 The Perfect Shape
Fig. 36.2 Detail from Carta Marina, Olaus Magnus, 1539, with the Maelstrom on
the coast of Norway
Fig. 36.4 Scroll pattern on the Norwegian Baldishol gobelin, ca. 1150 AD. Photo
Frode Inge Helland (cropped). CC-BY-SA-3.0 licence
Fig. 36.5 Left: Spectacular Kelvin–Helmholtz clouds over Boulder, Colorado, USA.
Photo Michael deLeon. Right: More typical Kelvin–Helmholtz formations over Lake
Mjøsa, Norway. A minute later the whorls had dissolved. Picture taken from paddle
steamer Skibladner (1856) by Marte Holten Jørgensen
156 The Perfect Shape
Fig. 36.6 Lava coils in the Athabasca region, Mars. Mars Reconnaissance Orbiter
(HIRISE) image, ca. 300 m wide. Courtesy of NASA/JPL/University of Arizona, public
domain
Leonardo’s Whirls
Leonardo da Vinci knew a lot about vortices in flowing water. Try to imagine
him, inserting planks of wood into the flow, creating eddies of the type we now
call Kármán vortex streets, observing them with the keenest eye and the brightest
mind that ever were. Among his many sketches of spiral eddies, some are
accurate scientific drawings while his late “Deluge” series is violent and
disturbing. Leonardo loved spirals in general, and they turn up everywhere in
his drawings of plants, human hair (which he compared with the movements of
water), clothing and mechanical devices, as well as in his writings (Fig. 36.7).
Fig. 36.7 Spirals in the art of Leonardo da Vinci. Top left: Study of falling water
(Royal Collection Trust/© Her Majesty Queen Elizabeth II 2016); Top right: Warrior
with helmet (©The Trustees of the British Museum. All rights reserved); Bottom left:
Study for the head of Leda, or is it Princess Leia? (Wikimedia Commons, public
domain); Bottom right: A deluge (Royal Collection Trust/© Her Majesty Queen
Elizabeth II 2016)
158 The Perfect Shape
Leonardo’s classification of spirals and eddies is a bit odd. His first type is
the level spiral, or a spiral in the plane. The second type is the convex spiral, a
helical spiral (trochospiral) with the tip pointing up. Conversely, there is also
the concave spiral, with the tip pointing down, as in a bathtub vortex. Finally,
the cylindrical spiral is a simple helix.
37
Treasures in the Mud
Take a cup of mud from the seafloor; your local beach will do nicely. Wash it
through a fine sieve, with a mesh of 0.1 mm or so (use a lot of water). Look at
the sandy residue through a stereo microscope. Some of the particles will be
mineral grains, but most of them will be exquisite pieces of biological archi-
tecture—the shells of foraminifera (Fig. 37.1). These are single-celled,
amoeba-like organisms building elaborate houses with many rooms, transpar-
ent like glass, white like porcelain, brown like leather, or grainy like sugar.
Fragile, ornamented bottles, long glassy needles, pearls on a string, paper
lanterns, branching trees, ugly lumps; the diversity in form among the thou-
sands of species is breathtaking, but the most common shape is the spiral.
Some of them are near-perfect logarithmic spirals (e.g., Planostegina), some
more Archimedes-like (e.g., Planispirillina) and many are complicated
trochospirals (Rotalinoides). The mathematical precision can rival that of an
ammonite or a snail. It is not easy to understand how these gorgeous shells can
be constructed by a single, slimy cell of so little wit.
Foraminiferan shells grow by successive addition of chambers. In the spiral
forms, these chambers are approximately gnomons, ensuring the overall sim-
ilarity of the shell during growth, much like a Nautilus or ammonite. In many
planktonic species, such as Globigerinella, the chambers are near spherical,
increasing in geometric progression and with a near constant angular
increment.
Paleontologists are very fond of foraminifera. They are extremely common
fossils, found in almost every little piece of marine sedimentary rock (except
very old ones). In modern petroleum and gas production, the well is often
Fig. 37.1 Some spiral foraminifera, most of them <1 mm long. Courtesy of Michael
Hesemann, foraminifera.eu, unless otherwise noted. Top row: Rotalinoides
gaimardi, Bulimina marginata (courtesy of Fabrizio Frontalini), Hyalinea baltica
(courtesy of Marianna Musco), Elphidium macellum, Globigerinella siphonifera.
Bottom row: Laevipeneroplis proteus, Planostegina costata (a giant, 3 mm long),
Planispirillina tuberculatolimbata, Spiroloculina excavata, Candeina nitida
Charles Thomson Rees Wilson liked clouds, and he liked to make them in his
laboratory. Wilson’s work was based on some curious experiments by the
Scotsman John Aitken in the 1880s. Aitken had injected water vapor into a
bottle. If the bottle contained filtered air, not much happened. But if the air
was unfiltered, water would condense on particles and form a fog. Aitken had
discovered cloud nucleation, a phenomenon that is much discussed in modern
climate research. He made even nicer clouds by expanding the volume of the
chamber with a piston. The rarefaction of the gas caused a temperature drop
and water would condense.
Wilson wanted to study effects of sunlight on clouds in the laboratory. He
started by repeating Aitken’s experiments, but Wilson was more thorough. He
discovered that when he increased the volume at a certain rate, fog would form
even in completely clean air. Rather than dismissing this as a fluke, Wilson had
the rare gift of serendipity. He guessed that the nucleation events were caused
by charged particles in the air. He started experimenting with X-rays and
radioactive materials, which increased the nucleation dramatically. In 1910, he
managed to photograph the paths of charged particles racing through the
chamber, leaving a trail of fog behind. Wilson just wanted to make a cloud
in a bottle, but now he had stumbled upon the cloud chamber, a tool for
studying the paths of individual subatomic particles. It started to smell like a
Nobel Prize in physics, which he received in 1927.
A further development was the bubble chamber, invented by Donald
A. Glaser in 1952. In a way, a bubble chamber is the opposite of a cloud
chamber. Instead of cooling a vapor, the bubble chamber allows subatomic
where F is the force vector imposed on the particle, q the charge of the particle,
v the velocity vector of the particle, and B the magnetic field vector. If you have
many electrons moving through a wire, and you put the wire into a magnetic
field, the wire will feel a force, and that is how you make an electric motor. The
interesting and odd part of this equation is the little x, which is the cross product
operator. The magnitude of the cross product depends on the magnitudes of
the input vectors and the angle between them, while the direction of the
product is given by the right hand rule: Use your right hand, point your index
finger in the direction of the first vector and bend it in the direction of the
second vector (you will probably have to rotate your hand). Now your thumb
points in the direction of the cross product, normal to the two input vectors.
That the force vector follows this rule, rather than a similar left hand rule,
reflects a fundamental asymmetry in the universe.
Now take a two-dimensional bubble chamber, look at it from above, apply
magnetic field lines in the downwards direction, and shoot a positron in from
the left (Fig. 38.1). According to Lorentz’ law, the positron will feel a force
Fig. 38.1 A positron with positive charge q (red path) enters a cloud chamber
(box) with a magnetic field directed perpendicularly into the paper (crosses).
The resulting Lorentz force F deflects the positron to the left, forcing it into a
circular path
38 Subatomic Squiggles 163
Fig. 38.2 In this bubble chamber experiment at CERN in 1960, negatively charged
pions were shot in from the left and interacted with protons in the fluid, producing
a spray of different particles. Image courtesy of CERN. CERN-EX-11465-1
Fig. 39.1 Oviraptor dinosaur claw, ca. 15 cm long. Late Cretaceous, South Dakota.
Pole of the spiral located close to the tip (distally)
logarithmic spiral shape in any sword or dagger. Some variants of the Arabic
jambiya dagger come close, perhaps.
There is an interesting parallel with the construction of an old-fashioned
ship’s anchor, with a shank and two recumbent arms with flukes. One arm
digs in as the end of the shank is resting on the sea floor and dragged along by
the ship pulling away. The theory was worked out by none other than the
brilliant Swedish shipbuilder, vice admiral Fredrik Henrik af Chapman, in
1796 (Fig. 39.2). In a paper titled “Om rätta Formen på Skepps-Ankrar”
(On the Appropriate Shape for Ship’s Anchors) for the Swedish Royal Acad-
emy of Science, he calculated that the sum of the vertical force causing the
digging-in and the horizontal force resisting ploughing through the mud is
maximized if the angle between the sea floor (the direction of applied force)
and the arm is 67.5 . Such a constant angle of contact during penetration, as
the end of the shank is moved horizontally, can only be maintained by shaping
the arm like a logarithmic spiral. The expansion coefficient for Chapman’s
pffiffiffi
anchor is 2 1.
Most claws have the center of the spiral located distally (near the tip), and
the spiral then expands proximally towards the base. For this kind of spiral, the
appropriate action is by a pulling force, with the claw angled backwards and
attacking the prey from the side. The force exerted by prey trying to escape
away from the predator will then only cause the claws to dig in further. The
principle is very similar to that of Chapman’s anchor.
A few claws are oriented in the reverse direction, with the highest curvature
near the center of the logarithmic spiral, located proximally (near the base). A
dramatic example is the arm hooks of the Mesozoic squid-like cephalopods
known as belemnoids. Most of the hooks are small and numerous, but some are
enormous (Fig. 39.3) and occur in pairs. It is believed that these “mega-hooks”
39 Nature Red in Blood and Claw 167
Fig. 39.2 From F.H. af Chapman, 1796, Om ra€tta Formen pa° Skepps-Ankrar. Figures 3
and 4 show the anchor digging in as the end of the shank (A) is dragged horizontally
to the right
Fig. 39.3 A 4 cm long cephalopod arm hook from the Jurassic of Spitsbergen, with
the pole of the spiral near the base (proximally). From the collections of the Natural
History Museum, University of Oslo
Stir a cup of coffee and let the fluid settle into a quasi-steady rotation.
Then introduce a straight stripe of milk from the center to the wall of
the cup (very hard to do in practice—I have tried!). Now if the angular
velocity is the same everywhere, the stripe will not be deformed but just
rotate as a solid body like the minute hand of a clock. The coffee is then
said to be spun up. But as it is spinning down, the coffee will rotate more
slowly near the outer wall, because of friction. The stripe of milk will
then deform into a spiral, as the outer part lags behind the inner. You have
probably observed similar spirals in your coffee.
So let us say that the angular velocity, in radians per second, is some
function of radius r:
dϕ
¼ f ðr Þ:
dt
Integrating in time, it is clear that the angle along which the milk stripe has
moved after a time T is
ϕðr; T Þ ¼ Tf ðr Þ:
Solving for r, we can give the equation for the resulting spiral:
ϕ
r ¼ f 1 :
T
However, it is not obvious what the velocity profile f (r) would be in the cup of
coffee. Instead of going down that difficult avenue, let us try a logarithmic
profile where velocity is increasing with radius:
f ðr Þ ¼ lnr, r > 0:
Inverting this function and plugging into the previous equation, we get the
shape of the milk stripe
1
r ¼ eTϕ ;
which is a logarithmic spiral where the expansion coefficient is large for small
T, but reduces with time so that the spiral gets more and more tightly wound
(Fig. 40.1). Similarly, a linear angular velocity profile, i.e., f (r) ¼ r, gives an
Archimedes spiral where the distance between whorls reduces with time,
r ¼ φ/T.
What we have learned from coffee can be applied to astrophysics. Consider
a so-called bar galaxy, where stars are concentrated along a straight line out
from the center. How will this line be deformed as the galaxy is rotating? It
would be reasonable to assume that the stars orbit around the galactic center
according to Kepler’s Third Law from 1619, which says that the square of the
orbital period is proportional to the cube of the orbital radius (or semimajor
Fig. 40.1 Left: An initial straight line (black) is moved by a rotating fluid where
angular velocity increases as the logarithm of radius. The line is progressively
deformed into logarithmic spirals with decreasing expansion coefficient. Right:
Angular velocity follows Kepler’s Third Law, with angular velocity decreasing
with radius
40 Coffee, Kepler and Crime 171
or
f ðr Þ / r 3=2 :
Using the machinery above, the resulting spiral will have the form
2=3
T
r¼ :
ϕ
Fig. 40.2 Three stages in a rotational deformation of Mona Lisa, made with
Photoshop
172 The Perfect Shape
exactly one point in the distorted image, and vice versa. Such a map is
invertible, so you can simply run it in reverse to reconstruct the original
image. In a famous case from 2007, the invertibility of the twirl map became
the downfall of child molester Cristopher Paul Neil. He posted more than
200 images of himself in incriminating situations on the Internet, with his face
obscured by the twirl filter. Experts in the German police could easily invert
the distortion, with the original face reappearing as if by magic. Neil was
arrested and sentenced to 6 years in prison because of his lack of skills in set
theory.
41
Dürer’s Dirty Secret
Es mag ein ewige lini erdacht werden/die da stettiglich zu eim Centrum einwartz/
. . . /vnd nimer mehr zu keym end kombt/Dise lini kan man mit der hand der
vnentlichen grosse vnd kleyne halben nit machen/Dann ir anfang vnd end so sie
nit sind/ist es nit zu finden/das fast allein der verstand/Aber ich will sie vnden mit
eim anfang vnd end/so vil dan muglich ist anzeige/Ich heb an bey eim punckten.
a. vnd zeuch dise lini zirckelsweis hinein/als solt sie zu eim Centro lauffen/vnd so
offt sie in eynander laufft brich ich der weiten zwische der lini ein halbteyl ab/des
gleichen thu ich/so ich mit der lini vom.a. heraus lauff/so offt ich mit ir vber
eynander lauff/so offt gib ich der lini ein halbteyl zu/von der weyten/Also laufft
dise lini ye lenger ye enger hinein/vnnd lenger ye weyter heraus/vnd kumbt doch
nimer meer zu keim ende/weder hinein noch heraus wie ich das zu verstehen hie
vnden hab aussgeriessen.
In English:
One might imagine a never-ending line, which steadily moves towards a center
. . . and never comes to an end. Due to its infinite greatness and smallness we
cannot produce this line by hand, for its beginning and end are not to be found
as they do not exist, except in the mind. But below I will show it with a
beginning and end, as far as possible. From a point a, I draw this line in circles
therefrom as if running towards a center, and every time it runs into itself I
reduce the width between the lines by half. The same I do so that when drawing
the line outwards from a, every time it runs above itself I give the line another
half in the width. So this line gets narrower the further it runs inwards, and wider
the further it runs outwards, but never comes to an end, neither inwards nor
outwards as I have sketched below for understanding.
(Transl. the author and Franz-Josef Lindemann)
It is not very clear, is it, but my interpretation is that Dürer makes a point a,
draws a line inwards so that the distance between succeeding whorls is halved,
and outwards so that the distance between succeeding whorls is doubled. He
provides a sketch that seems to fit the bill roughly (Fig. 41.1).
It is not difficult to show that Dürer’s infinite line is a logarithmic spiral
with expansion coefficient k ¼ ln2=2π, or about 0.1103. The computer plot
does not quite resemble his sketch, though. Dürer pulled a fast one. He
thought he would get away with it, never suspecting his imprecise drawing
would be checked by an electronic calculating engine half a millennium into
the future.
Dürer is obviously thrilled by the fact that the spiral “never comes to an end,
neither inwards nor outwards”. He may have been the first victim of the
logarithmic spiral memetic virus that would return so epidemically a century
later. But we have seen earlier that although the spiral never ends, it has finite
length. Going inwards, Dürer’s spiral reduces in size by half for every whorl.
Fig. 41.1 Left: Dürer’s sketch of his “ewige lini”—infinite line. Right: The
logarithmic spiral r ¼ e0.1103φ, plotted following Dürer’s instructions
41 Dürer’s Dirty Secret 175
Let us say that the first whorl has length 1/2. The next whorl in has length 1/4,
the next has length 1/8, etc. The total length Ln of the n first inwards whorls is
then the sum of the geometric series
1 1 1 1
Ln ¼ þ þ þ ... þ n:
2 4 8 2
To find a closed expression for Ln, we use an old trick. First multiply by 2:
2 2 2 2 1 1 1 1
2Ln ¼ þ þ þ . . . þ n ¼ 1 þ þ þ . . . þ n1 ¼ 1 þ Ln n :
2 4 8 2 2 4 2 2
Now let the number n of inwards whorls go to infinity. The total length of the
spiral will then approach 1. An infinite number or whorls, but a finite total
path length. This is reminiscent of Zeno’s so-called dichotomy paradox. Zeno
(ca. 490–430 BC) argued that motion is impossible, and a runner cannot get
to the end of a racetrack, because first he must get half way there, then half way
of the remaining distance (i.e. 1/4), then 1/8, 1/16 etc. We don’t know exactly
why Zeno thought this impossible. Perhaps he believed that the sum of all
these terms is infinite, which is plain wrong, as we have seen. Or, more
interestingly, he believed that it is impossible to carry out an infinite number
of tasks, however small, in finite time. In any case, I quite like the answer of
Diogenes the Cynic (ca. 410–323 BC), although somewhat lacking in math-
ematical rigor: Saying nothing, he just stood up and moved!
42
The Spiral from the Depth of Time
Fig. 42.2 The spiriferid brachiopod Spiriferina pinguis from the Jurassic of France,
ca. 4 cm across. The shell is partially broken, revealing the brachidium within. From
the collections of the Natural History Museum, University of Oslo
Fig. 43.1 Derelict Archimedes’ screw from 1914 in Kirkøy, Norway. The outer cover
is missing, revealing the 6 m long screw. The device was originally driven by a wind
mill, and was built as part of a failed attempt to drain the small lake Arekilen in
order to reduce malaria. Photo Marte H. Jørgensen
A standard drill bit is an Archimedes screw. The helical grooves are not there for
excavating the hole, but for transporting the dust and chips out of it. The
Archimedes screw was well known in Antiquity, and the screw was one of the
five Simple Machines, the building blocks of mechanics, listed by Heron of
Alexandria. Still, there is only scattered evidence of twisted drill bits until the late
eighteenth century, and the first influential patent for a screw auger was filed by the
Connecticut shipbuilder Ezra L’Hommedieu as late as in 1809 (Mercer 1929). It is
a right-handed double helicoid (Fig. 43.2). Next time you use a drill, give a
moment’s thought to L’Hommedieu. Without him, your job would be a night-
mare. It is amazing that Watt’s steam engine, Harrison’s chronometer, Volta’s
battery and differential calculus were all invented before a practical hand drill!
The famous helicopter designed by Leonardo da Vinci, although clever, is
more funny than useful (Fig. 43.3). It might fly if it could be made much
lighter than allowed by materials available at the time, but only if powered by
an external operator. Lacking a reaction force, as provided by the tail rotor in a
modern helicopter, it would not be possible to operate it with an onboard
engine. Leonardo himself refers to the rotor as a helix, and it is fair to assume
that the Archimedes screw was a major inspiration—the helicopter pushing air
much like the screw lifts water.
The Archimedes screw was not to be used for practical propulsion until the
nineteenth century. The first proper steam ship to be fitted with a screw was
the aptly named SS Archimedes, in 1839 (Fig. 43.4). It was an immediate
success, and the propeller would soon outcompete the cumbersome and
43 Propelling, the Archimedean Way 181
Fig. 43.2 Screw auger, from US Patent 1,114X, L’Hommedieu 1809. Source: United
States Patent and Trademark Office, www.uspto.gov
Fig. 43.3 Flying machine, Leonardo da Vinci, 1493. The shading direction indicates
that Leonardo was left-handed. Public domain, Wikimedia Commons
182 The Perfect Shape
Fig. 43.4 The screw of SS Archimedes, 1839. Illustrierte Zeitung, Leipzig, 1843.
Public domain, Wikimedia Commons
A black, infinitely thin string is wrapped around a red circle (Fig. 44.1). Now
unwrap the string from the circle while holding it taut. The end of the string
will follow a spiral path outwards. This path is called the involute of the circle.
The Cartesian coordinates for the involute of a circle with radius a and a
polar angle φ are
x ¼ aðcos φ þ φsin φÞ
y ¼ aðsin φ φcos φÞ
Now clearly, for large φ, these equations will converge on those describing an
Archimedes spiral, i.e.,
x ¼ aφsin φ
y ¼ aφcos φ
the vertebrates, and also include the “sea squirts” sitting on rocks around the
coasts of Europe. The salps switch between living solitary lives and arranging
themselves in large colonies called chains. A Pegea chain consists of two parallel
rows. New individuals are added continuously by asexual reproduction (bud-
ding). Now imagine such a chain wiggling in random twists and turns. The jet
engines would point in all directions, and the net thrust would be close to zero.
Much wiser then to coil up into a spiral, ensuring that all the water guns are
aligned, shooting normal to the plane of the spiral.
The involute of a circle is important in mechanical engineering. Gears are
fundamental to modern society, and the profile of gear teeth is critical to
ensure smooth, efficient, noise free operation. The challenge is to achieve a
constant angular velocity of the driven wheel as the tooth engages and releases.
The curve known as the cycloid has this property, but most modern gears use
instead a segment of the involute of a circle, giving a characteristic convex
profile to the sides of the teeth (Fig. 44.4). This important invention can be
traced back to none other than the brilliant mathematician Leonard Euler
(1707–1783). It is remarkable that even the nameless, mechanical genius who
constructed the incredible Antikythera mechanism, the Greek astronomical
calculator from 200 to 100 BC, used triangular gear teeth. The resulting
44 Unwrapping Mummies 185
Fig. 44.2 Archimedes spiral with a ¼ 1 (black) and the involute of a circle with
radius 1 (red) become indistinguishable after <1 whorl. Program code in
Appendix B
Fig. 44.3 Chain of Pegea salps, colony ca. 30 cm across. Photo Mike Hallack
Fig. 44.4 Left: Involute gears in water mill, ca. 1900. Moss Town- and Industry
Museum, Norway. Photo Marte H. Jørgensen. Right: A gear wheel than cannot
work: The rectangular teeth would jam instantly. Sculpture by Tom Erik Andersen,
Øvre Eiker, Norway
44 Unwrapping Mummies 187
First quadrant,
r=7m
Second quadrant,
r=6m
1m
1m
7 m rope
Fig. 44.5 A puppy on a rope, running around her doghouse, describes the involute
of a square
Fig. 44.6 A logarithmic spiral (black) and its involute (red), with some positions of
the string
45
Pagan Coils
Neolithic and Bronze Age Europeans were crazy about spirals. The spiral is so
pervasive in rock art, jewelry and architecture that it characterizes and unites
cultures from Scandinavia to Egypt through several thousand years. It is a
super-symbol, turning up everywhere, in ever-changing configurations and
combinations. Scholars debate endlessly about its meaning—perhaps it
represented the sun, perhaps it had a botanical origin, perhaps it signified
ocean waves, or it was a symbol of eternity, or illustrated shamanistic experi-
ences, or was just for decoration. Quite likely, several of these played a role,
perhaps changing in relative importance over time. In any case, the massive use
of spirals, often in ritualistic settings, indicates that they often carried some
deep, mystical meaning, now forever lost by the passage of millennia and the
victories of newer religions.
Any visit to an archeological museum will demonstrate the importance of
the spiral in prehistory and antiquity, and I will give only a few examples.
The interconnected spirals at the Tarxien megalithic temple, Malta, dated
to about 3200 BC, are so beautifully carved that they seem anachronistic,
something you would rather expect from much younger, classical Greek or
Roman art (Fig. 45.1). The clever, balanced design contains both left-handed
and right-handed spirals, with embellishments reminiscent of plants. The
similarity to the much later Greek “key” or meander pattern is intriguing,
although the topology is different: the Tarxien pattern contains a series of
joined single spirals while the Greek key is a single meandering line (Fig. 45.2).
It is ironic that the Greek key, a symbol so strongly associated with culture,
Fig. 45.1 Tarxien temple, Malta, ca. 3200 BC. Photo Berthold Werner. Creative
Commons Attribution-Share Alike 3.0 Unported licence
beauty and early democracy, has been turned into an ominous-looking Nazi-
style banner by the Greek fascist party, the Golden Dawn.
The spiral patterns in the Neolithic passage tomb mound at Newgrange,
Ireland (ca. 3200 BC) are far less refined than those at Tarxien, but not
without complexity (Fig. 45.3). Some of them occur in interlocking,
labyrinthic triplets known as triskeles.
The famous and mysterious Phaistos disk from the Minoan culture in
Crete, probably dating from the 2nd millennium BC, is another
Archimedes-like spiral (Fig. 45.4). The text has never been deciphered.
Archaeologists are debating whether the spiral was made inwards or outwards;
it would probably be easier to make the turns of equal width if starting from
the center, but the symbols are sometimes overlapping in a way that indicates
the opposite. Perhaps the spiral itself was made outwards, and then the writing
was filled in subsequently in the inwards direction.
45 Pagan Coils 191
Fig. 45.3 The entrance stone of the passage tomb at Newgrange, Ireland, ca. 3200
BC. Note the spiral triskele at the left. Photo Jal74. Creative Commons Attribution-
Share Alike 4.0 International license
Fig. 45.4 The Phaistos disk, side A. Photo C. Messier. Creative Commons
Attribution-Share Alike 4.0 International license
192 The Perfect Shape
Fig. 45.5 Left: Spiral bronzes, ca. 7 cm wide, Norwegian Bronze Age. Photo Per
E. Fredriksen, NTNU Vitenskapsmuseet, licence CC BY-SA 4.0. Right: Replica of
tutulus from Rogaland, Norway, ca. 1500–1100 BC. Photo Ørjan Engedal, www.
bronsereplika.no
The Bronze Age could also be called the age of spirals, at least in Scandina-
via, where they were absolutely everywhere. An example is the spectacle fibula,
a brooch made of a single bronze wire twisted into two near-Archimedes spirals
(involutes of a circle, to be precise). They were all the rage around the ninth
century BC (Fig. 45.5).
Spirals are also common in Scandinavian Bronze Age rock art. In Norway,
an interesting symbol with a pair of spirals inside a circle (Fig. 45.6), some-
times stowed on a ship, may represent the sun; or is it a face?
Near Sandefjord in Norway, the Bronze Age artist was so preoccupied with
spirals that he could not even depict humans without them (Fig. 45.7). The
eight large, irresistibly cute anthropomorphic figures at this site illustrate
spiralomania at its most extreme.
The bow of the Norwegian Oseberg ship from about AD 820 is formed as
an elegantly tapered spiral serpent, about 60 cm across, continuing seamlessly
into the hull (Fig. 45.8). The spiral is slightly stretched in the vertical
direction, including a widening of the snake’s body below the head, and
even a relative shortening of its segments there. When seen obliquely from
below, the distortion seems to disappear. Whether this illusion was inten-
tional is of course impossible to know, but if so then it reveals an impressive
attention to detail and an advanced understanding of perspective and
projection.
The Viking ships were painted red, sings Torbjørn Hornklove in his
Haraldskvæði, ninth century AD:
45 Pagan Coils 193
Fig. 45.8 The dragon head of the Oseberg ship, partly reconstructed. The drawing
is copyright Kulturhistorisk museum, University of Oslo, CC BY-SA 4.0
These exquisite ship spirals were not a Viking invention. They are known
already from Scandinavian rock carvings from the Bronze Age, around 1000
BC. A particularly beautiful example from Begby in Norway shows a ship
with an elegantly tapering stern, continuing smoothly into a splendid spiral
(Fig. 45.9). The ship sails from left to right. This is the Day Ship, according
to current theory developed in detail by Danish archaeologist Flemming Kaul
based on a large database of Bronze Age iconography. The Day Ship navi-
gates the sky from East to West, carrying the Sun, or being the Sun;
sometimes the Day Ship is pulled by a horse, sometimes it is carried by a
giant, sometimes it takes turns with the Sun Horse pulling the Sun Chariot.
At sunset, the Divine Snake loads the Sun from the Day Ship onto the large,
sinister Night Ship, sailing under the dark sea from West to East, right to left,
perhaps carrying the souls of the dead. At dawn, the Sacred Fish loads the
Sun back onto the Day Ship, celestial herdsmen summon the Horse, and the
cycle repeats. It is a majestic, beautiful myth with deep roots. The parallel
45 Pagan Coils 195
Fig. 45.9 The stern of the Day Ship. Rock carving at Begby, Norway, ca. 1000
BC. Photo Marte H. Jørgensen
with the Egyptian solar barge of Ra seems hardly coincidental. Perhaps the
spiral itself symbolized the wheel of night and day, the incomprehensible but
comforting repeatability of the Cosmos, the eternal diurnal and annual
cycles, predictability and order.
This wonderful religion of spirals was celebrated in processions carrying
helical bronze lurs, glittering in the sun, in pairs coiling dextrally and
sinistrally, like the horns of the Sacred Bull of Crete, their mighty bass tones
traveling for kilometers across the open landscape. Spiral fibulas, gold wire
helices adorning the hair, the adoration of the spiral beauty of Nature, the
Infinite Cycle, death and resurrection. Those were the days.
And then there is Quetzalcoatl. The God of Wind, the God of Knowledge,
the Inventor of Books, the Feathered Serpent of the Aztecs, the Kukulkan
and Gukumatz of the Maya, the morning star Tlahuizcalpantecuhtli, the
Spiral God. Conceived when the virgin Chimalman swallowed an emerald,
or was visited by Onteol in a dream, or was hit by an arrow in the womb, or
born by Coatlicue, the mother of the stars of the Milky Way; around his neck
he wears the ehecailacocozcatl, the wind jewel, a central symbol of Mesoamer-
ican pre-Columbian culture (Fig. 45.10). The wind jewel is a logarithmic
spiral, a cross section of a snail shell, usually Strombus (de Borhegyi 1966) or
196 The Perfect Shape
Fig. 45.10 Quetzalcoatl with the wind jewel on his chest, from the Codex
Borbonicus. Illustration Eddo, Creative Commons Attribution 3.0 Unported
Fasciolaria (Tozzer and Allen 1910). Such cross-cut snails are found at
archeological sites (de Borhegyi 1966) and were probably worn by priests.
The crosiers of medieval Europe are similar to the bow of the Oseberg
ship, often in the form of a serpent (Fig. 45.11). But although they are
beautiful, they are usually less elegant, with a stiff-looking join between
spiral and staff. Across the join, the position is of course continuous, and
45 Pagan Coils 197
Fig. 45.11 Crosier with serpent eating a flower, France, 1200–1220 AD. Metropol-
itan Art Museum
the direction nearly so, but the curvature is clearly not, with the zero-
curvature staff turning almost directly into a high-curvature spiral. Conti-
nuity of curvature is essential for aesthetics. The mathematical curves
known as splines, which are used everywhere in computer graphics (includ-
ing the generation of elegant letter fonts), are constructed precisely to
ensure continuity of curvature. The Vikings got it right, partly because
they constructed their curves by bending wood, which leads to minimal
curvature automatically.
198 The Perfect Shape
Circular
curve
Fig. 45.13 Easement of railroad track into a curve using the Euler spiral (black)
Fig. 45.14 Segment of Euler’s spiral with positive and negative branches, rotated
spiral to ease (that is the technical term) from the straight track into the circular
curve with a given radius (Fig. 45.13).
The procedure would be used in reverse for easing from the curve back into
a straight track. This is not just esoteric mathematics—Euler spirals are
actually used for constructing railway easement. Think about it next time
you sit on a train and your coffee cup doesn’t spill in a curve. It may be thanks
to those Fresnel integrals.
200 The Perfect Shape
And do compare Euler’s spiral with the bow of the Oseberg or Begby ship.
The similarity is uncanny. I’m not saying that the ancients knew about Euler’s
spiral, but they certainly knew how to draw a curve with the smoothest
possible change of curvature (Fig. 45.14).
46
A Note on Toilet Paper
Some people do not know the path length of an Archimedes spiral or the
involute of a circle. It is difficult to understand how they can manage in daily
life. How can they know how many rolls to buy if they need a kilometer of
toilet paper? How can they know how large to make the sheet of dough to roll
up into cinnamon buns? The length of the groove on an old LP record?
The equation for the path length of an Archimedes spiral r ¼ aφ is found
using the general equation for ds which is derived in Appendix A.2:
sffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffi
2ffi qffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffi pffiffiffiffiffiffiffiffiffiffiffiffiffiffi
dr
ds ¼ r 2 þ dφ ¼ ðaφÞ2 þ a2 dφ ¼ a 1 þ φ2 dφ:
dφ
Let us consider a toilet paper roll with no core (it is easy to extend the argument
to the case with a core), with an R ¼ 50 mm radius. Assume the paper is
h ¼ 0.1 mm thick. How long is the paper? The number of turns of the spiral
is R/h ¼ 500, so the full rotation angle is φ ¼ 2π 500, or 1000π radians. We
also need the parameter a in the equation for the Archimedes spiral—it is a ¼ h/2π.
Using the equation above, we get s(1000 π) ¼ 78,539.890 mm, or 78.539890 m.
We have an answer, but it is not quite correct. The reason is, as we have
discussed in an earlier chapter, that the true curve describing a spiral with a
constant distance between whorls, measured normal to the curve, is not the
Archimedes spiral but the (very similar) involute of a circle. The equation for
the path length of an involute circle is surprisingly simple:
b
sðϕÞ ¼ ϕ2 :
2
Here, b is the radius of the generating circle. For each round of unwinding the
string defining the involute of the circle, the radius of the involute increases by
2πb. This increase should correspond to the thickness of the paper, so b ¼ h/
2π. The length of the toilet paper is calculated as the length of the involute of
the circle: s ¼ 78,539.816 mm. The correction of 74 μm from the Archimedes
solution is not to be sneezed at, and the calculation was easier, too!
We can also express the paper length as a function of whorl distance h and
number of turns n:
b h=2π
s ¼ ϕ2 ¼ ð2πnÞ2 ¼ πhn2 :
2 2
Unfortunately for us spiral enthusiasts there is a very elegant way to achieve the
same result with no knowledge of either Archimedes spirals or involutes. Con-
sider the toilet roll as seen from the side (Fig. 46.1). Although it is not exactly a
circle because the end of the paper makes a small step, we can approximate the
area as A ¼ πR2, at least if the paper is thin. This area must be same as the area of
the extremely long and thin rectangle formed by the rolled-out paper viewed
edge-on: A ¼ sh. Equating these two areas gives s ¼ πR2/h ¼ 78,539.816 mm.
It’s such a nice little trick.
h
s
h
R
Fig. 46.1 Left: Toilet roll from the side, area approximately πR2. Right: Unrolled
paper viewed edge-on, with area sh
47
A Delightful Nuclear Missile Disaster
In 2009, the Russians had made 11 test launches of the Bulava in 5 years. The
new generation of intercontinental ballistic missiles was a matter of national
pride, an enormously costly and advanced development program that simply
had to succeed. But things were not going well. Five of the launches had failed
spectacularly. Heads were rolling. There must have been a feeling of desper-
ation in the cold White Sea air, as the 175 m long nuclear submarine Dmitry
Donskoy was preparing for another test launch. It was early morning,
December 9, 2009.
After the ignition of the first stage, the deadly device shot through the
atmosphere with a thundering noise. First stage burnout and separation.
Second stage ignition, burnout and separation. By now, the missile had
escaped from the atmosphere, and there may have been some subdued cheers.
But the third stage was up to no good, destined to give the engineers another
devastating blow. Shortly after ignition of the third stage engine the nozzle
must have been damaged, sending the exhaust to the side. The missile started
to tumble.
In northern Norway, skies were clear and people were getting to work
around 7.50 am local time. What they saw in the eastern sky was nothing
less than apocalyptic. The giant, expanding vortex was all the more scary
because it was totally unexpected and incomprehensible. Yet in the village of
Skjervøy, photographer Jan Petter Jørgensen had the presence of mind to set
up his camera properly and obtain a perfect photograph (Fig. 47.1).
Literally spiraling out of control, the Bulava had turned from weapon of
mass destruction to a piece of art.
Fig. 47.1 The Bulava spiral over Skjervøy, Norway, December 2009. Photo Jan
Petter Jørgensen
The eerie images were soon all over the world, in newspapers, on TV, and
not least on the Internet. The spiral shape struck a nerve among mystics and
conspiracy theorists. It was a wormhole to another dimension, aliens, a “Tesla
death ray” or some other top-secret experiment. Slightly cooler-headed com-
mentators suggested a rotating comet or meteor. The correct explanation was
soon given by rocket engineers and confirmed by the Russian military.
As a first approximation, we can think of the Bulava spiral as an Archimedes
spiral. Recall Archimedes’ definition, where we imagine sitting on a straight
line rotating around a center while moving out along the line with constant
speed. This is analogous to the exhaust moving out from the missile at a
constant velocity, in a plane normal to the line of vision, while the missile
rotates at a constant angular rate.
Because the missile itself was moving at great speed, because the expanding
spiral was probably slowed down a little by tenuous air, and other complica-
tions, the resulting spiral was not quite perfect. But it delighted the whole
world, perhaps except that poor crew in the White Sea.
The Bulava spiral has a ghostly parallel in the night sky: the so-called
pre-planetary nebula IRAS 23166 þ 1655 in the constellation of Lyra
(Fig. 47.2). There, a dying carbon star called AFGL 3068 is ejecting dust
and gas in the phase leading up to the birth of a planetary nebula, such as the
47 A Delightful Nuclear Missile Disaster 205
Fig. 47.2 Hubble telescope image of pre-planetary nebula IRAS 23166 þ 1655.
Other stars in the field are not physically associated with the nebula. Credit
ESA/NASA and R. Sahai. Creative Commons Attribution 3 licence
well-known Ring Nebula in the same constellation. AFGL 3068 has a close
stellar companion, and the binary pair is rotating around the common center
of gravity. Complex interactions between the two stars modify the stellar wind,
and shape the nebula into an Archimedes-like spiral when seen normal to the
orbital plane (Mastrodemos and Morris 1999).
Or think of the solar wind in our own solar system. Let us say that the Sun
has radius r0, and rotates with angular velocity ω in radians/day (Fig. 47.3).
We also assume that there is at the present time (t ¼ 0) a coronal mass ejection
(CME) on the Sun, at latitude 0 and longitude 0 in a fixed reference frame in
the solar equatorial plane. Thus, the particles emitted from the surface at
present have polar coordinates (0, r0) in the solar equatorial plane. The solar
wind has a radial velocity v. This means that the particles emitted t days ago,
when the CME was located at longitude ωt, have now reached a position
(ωt, r0 + vt).
206 The Perfect Shape
r0 (0, r0)
(-ωt, r0+vt)
Fig. 47.3 A coronal mass ejection with velocity v on the surface of the rotating Sun
gives rise to a solar wind in the shape of an Archimedes spiral (top view)
To find the shape of the whole trail of particles we make a simple change of
coordinates to get rid of time: φ ¼ ωt. This gives an Archimedes spiral with
polar coordinates
v
r ¼ r0 φ:
ω
This so-called Parker spiral fits quite well with observations. To get an idea
about the dimensions of the spiral, we can use r0 ¼ 7.0 105 km,
ω ¼ 0.257 rad/day for a 24.5 days solar rotation period, and v ¼ 400 km/s
or 3.5 107 km/day for the slow component of the solar wind. The spiral then
has the equation
r ¼ 7:0 105 1:3 108 φ km;
which we plot for negative φ. The distance between successive whorls of this
spiral is about 8 108 km, or roughly the radius of the orbit of Jupiter.
If the source of the CME is not on the equator, the velocity in the radial
direction will be smaller but there will also be a velocity component parallel
with the rotational axis of the Sun. This will result in a helical spiral similar to
the tower crane spiral we saw earlier.
48
Shaligram-Shilas and the Hands of Vishnu
Fig. 48.1 Vishnu, with the Chakra in his upper right hand and the Shankha in his
upper left. Illustration Ramanarayanadatta astri, public domain via Wikimedia
Commons
210 The Perfect Shape
One of the strangest spiral stories is that of the Ionic volute. Among the most
elegant creations of the ancient Greeks, this spiral has caused endless confu-
sion, debate and frustration. The commotion started with the Romans, and
exploded in the Renaissance. It has only got worse since then, and now the
issue is as impenetrable as ever. There is no better illustration of our fascination
with spirals (Fig. 49.1).
The Greeks needed to hold their roofs up, so they made columns. And of
course, being Greeks, they had to decorate them, so they put so-called capitals
on top. Now most Greek monumental architecture was built in one of a small
number of styles, or “orders”. The orders were like pre-made packages of
stylistic elements, somewhat like the “themes” of some word processing and
presentation software. What concerns us here is the Ionic order, whose capitals
had fancy whorls or volutes on the sides, hanging under the top plate called the
abacus.
Naturally, the Romans tried to copy the Greek Ionic volutes, and
there are countless examples of them in classical Roman architecture. As
luck would have it, around 25 BC the Roman architect Vitruvius
produced a magnificent treatise on architecture, called De Architectura. In
the Renaissance, when architects were again desperately imitating every
detail of antiquity, the work by Vitruvius was treasured beyond limit. Now
you can buy it in paperback. The third book of De Architectura contains a
recipe for making a Ionic volute with a diameter of 8 units, and it goes as
follows:
Fig. 49.1 Ionic capital from the Erechtheion, Acropolis, ca. 415 BC, British Museum
(photo Steven Zucker, CC:BY-NC-SA 2.0)
Then let another line be drawn, beginning at a point situated at a distance of one
and a half parts toward the inside from the line previously let fall down along the
edge of the abacus. Next, let these lines be divided in such a way as to leave four
and a half parts under the abacus; then, at the point which forms the division
between the four and a half parts and the remaining three and a half, fix the
center of the eye, and from that center describe a circle with a diameter equal to
one of the eight parts. This will be the size of the eye, and in it draw a diameter on
the line of the “cathetus.” Then, in describing the quadrants, let the size of each
be successively less, by half the diameter of the eye, than that which begins under
the abacus, and proceed from the eye until that same quadrant under the abacus
is reached.
49 The Quest for the Sublime Spiral 213
Abacus
4.5
3.5 4.0
At first sight, this seems a relatively clear description. You start the spiral
from the top, and the first quarter whorl has a radius of 4.5 units. Then for
each quarter whorl, you reduce the radius by 0.5 units, until you are under the
abacus again. In the middle, there should be an eye of diameter 1 unit. Let us
try (Fig. 49.2):
That does not look very good. The Renaissance architects were
dumbfounded. Could Vitruvius have been wrong? Never! But maybe he was
a bit . . . imprecise? At this point, in the early 1500s, all hell broke loose, and
the commotion continued for centuries. Countless scholars pondered the
problem, and each had his own ingenious solution.
There is, in fact, nothing in Vitruvius’ text that forces us to use circular
segments. His “describing the quadrants” could well be some kind of freehand
drawing where the reduction in size was continuous and somewhat
unspecified. In addition, the text could be interpreted to mean that the
construction stops after one whorl (under the abacus) rather than continuing
for one more whorl to the eye. If so, the design of the inner whorls is left to the
workman. However, early Renaissance interpreters assumed that the segments
were circular and that the rule continued to the eye, not unreasonably, because
this would allow an exact construction using a compass. An easy way out
would simply be to move the centers of the quarter circles around to make the
spiral continuous—after all Vitruvius does not specify the centers of the
segments (Fig. 49.3):
This is an acceptable engineering solution, but the spiral is approximately of
the Archimedes type, and not particularly pretty. To be precise, it is the
involute of a square—remember the puppy tied to its house?
One of the earliest Renaissance construction rules for volutes is that
of Leon Battista Alberti in his Ten Books on Architecture (1452). It is an
214 The Perfect Shape
Abacus
Fig. 49.3 Centers of quarter circles moved to make the segments continuous
Fig. 49.5 Left: Ionic volute, neoclassicist, Østre Fredrikstad Church, Norway, 1874.
Right: Detail from clock, Copenhagen, 1770
216 The Perfect Shape
East of the Urals, there is a town called Karpinsk. On the Moon, there is a
crater called Karpinsky. They are both named after the first president of the
Russian Academy of Sciences, Alexander Karpinsky (1847–1936). It was
Karpinsky who first described the bizarre fossil Helicoprion.
As a paleontologist, I am sometimes asked: Why were the dinosaurs so big? I
have two slightly conflicting answers, which rarely satisfy the questioner.
Firstly, there are some very big animals living now as well, the blue whale
for example. The dinosaurs were not really that much bigger. Secondly, if size
simply varies randomly through time, we would expect there to be a time in
the past when animals were bigger than today—there is no particular reason
why living animals should be the biggest of all time. We could ask a similar
question about strangeness: Why were some extinct animals so strange? Well
firstly, there are some very strange living animals as well, humans for example.
Secondly, if strangeness varies randomly through time, we would expect
stranger animals in the past—there is no particular reason why living animals
should be the strangest of all time.
In any case, Helicoprion is high on my list of strange extinct animals.
Usually, the only part that is found of this animal is a logarithmic spiral of
teeth, up to more than 20 cm in diameter. The teeth are definitely from a shark
or related fish, experts say, and it lived in the Permian, some 270 million years
ago. But there the agreement ends. Where in the shark was this extraordinary
structure placed? In the mouth, presumably, but it could have been at the front
of the jaw or in the throat. One might think that the youngest teeth formed in
the center of the spiral and were pushed outwards while growing, before they
were used and shed, but experts seem to agree that the process was quite the
opposite: New, large teeth were formed at the outermost end, pushing older,
smaller teeth back and into the spiral (Fig. 50.1).
CT scans of an unusually well preserved specimen with partial jaws indicate
that the spiral filled most of the lower jaw (Tapanila et al. 2013). Moreover,
these scans reveal that Helicoprion was probably not a true shark, but belonged
to the closely related holocephalians, or rat fishes. The rat fishes are still living,
and they look weird, to say the least. I do like the idea of a 7 m long rat fish
with a logarithmic spiral mouth. Now that is about as strange as it gets.
A modern science ethics committee would not have been amused by Heinrich
Klüver, an ex-patriot German psychologist looking exactly like you would
expect from an ex-patriot German psychologist, with Freudian glasses and
overdone eyebrows. In the 1920s he administered mescaline, the hallucino-
genic substance in the peyote cactus, both to himself and to a large number of
volunteers. Peyote was traditionally used by American indigenous people in
shamanistic practice, and was made famous by the book “The Doors of
Perception” by Aldous Huxley.
One of the most interesting effects carefully documented by Klüver was that
a small set of particular geometric patterns was experienced consistently across
experiments and across subjects (Klüver 1966 [1928]). He classified these
patterns into four main types, which he called form constants: Tunnels, cob-
webs, lattices and . . . spirals. Later experiments emphasized that even the lattice
patterns usually had a spiral aspect. Other researchers found that many sources
of altered states of mind could conjure up the same form constants: Other
drugs, exhaustion, rhythmic body movement over a long time, or illness. People
with near-death experiences sometimes reported a “tunnel of light”.
In an influential paper from 1988, Lewis-Williams and Dowson developed
an idea that had already occurred to Klüver. Considering the widespread
shamanistic practices in early cultures, could it be that the trippy form
constants had been important elements of prehistoric religion? Maybe the
networks and spirals so common in Paleolithic, Neolithic and Bronze Age rock
art depicted the mystic visions obtained in trance? It is certainly an appealing
theory.
Fig. 51.1 Crude models of two of the patterns that can self-organize in the visual
cortex
(r, φ)
r
φ
(x, y)
V1 - retinal mapping
Fig. 51.3 Perceived pattern (tunnel) resulting from horizontal lines in the virtual
cortex
Now we are in position for a little fun. Let us say there is a horizontal,
straight line of excited neurons on V1, at a constant vertical position y ¼ k.
What will you see? We use the mapping from V1 to retina, so we get r ¼ ex,
φ ¼ k. In other words, moving along the line in V1 (increasing x), we will
move out along a radial, straight line with angle k in retinal coordinates, at an
exponentially increasing rate. Consider then the self-organized pattern on V1
shown above, with a set of parallel, horizontal lines at positions y ¼ k, y ¼ 2k,
y ¼ 3k, etc. What will you see? If the lines have some thickness, you will see
this (Fig. 51.3):
222 The Perfect Shape
It is the Tunnel of Light, one of the four form constants. Even the details of
this figure fit well with observations from drug experiments.
Vertical lines on V1 give rise to a different experienced image. Now, on V1
we have x ¼ k. In polar retinal coordinates we get r ¼ ek, φ ¼ y. Moving along
the line on V1 (increasing y), we describe a circle in retinal coordinates. A set of
constantly spaced vertical lines on V1 will therefore be seen as a set of
concentric circles with exponentially increasing radii, which will again look
like a tunnel. Another form constant, the cobweb, will result from another self-
organized pattern on V1—the rectangular grid. The visual impression will be a
spider’s web composed by a superposition of radial lines (from the horizontal
lines on V1) and circles (from the vertical lines on V1).
Now consider the second self-organized pattern shown above, the hexago-
nally packed dots. The horizontal rows of dots will be mapped to radial rows of
dots in retinal coordinates, like so (Fig. 51.4):
It is a lattice, the third form constant. It is also a circular tessellation, with its
logarithmic spirals as seen in a previous chapter. If the dot pattern on V1 were
rotated a little, the spirals would become much more apparent.
Finally, consider a diagonal line on V1. In rectangular coordinates, we have
x ¼ ky for some slope constant k deciding the angle of the line. In retinal, polar
Fig. 51.4 Perceived pattern (spiral lattice) resulting from packed dots in the visual
cortex. Program code in Appendix B
51 Spirals of the Mind 223
Fig. 51.5 Left: Diagonal lines in the visual cortex. Right: Mapped to retinal
coordinates
coordinates, this gives r ¼ eky, φ ¼ y, or, in other words, r ¼ ekφ. You should
recognize this equation by now—the logarithmic spiral! Which is the final
form constant (Fig. 51.5).
If all the spirals in this book have made you dizzy, then maybe the retinal-
cortical mapping is to blame. When you see a logarithmic spiral, it is mapped
to a straight line in your cortex. Maybe the simplicity of a straight line gives rise
to a particularly strong neural response, giving you that swirly, swaying, vortex
feeling?
52
The Spider’s Spiral Spin
The orb web of a garden spider is made in a spiral pattern. Many people have
claimed that these spirals are logarithmic. Probably the first, and certainly the
most eloquent, was the French entomologist Jean-Henri Fabre (1823–1915).
In his book “The Life of the Spider”, he writes at length about the alleged
logarithmic spiral shape of the garden spider Epeira (now no longer considered
a valid Latin name) (Fig. 52.1):
The Epeira, therefore, is versed in the geometric secrets of the Ammonite and the
Nautilus pompilus; she uses, in a simpler form, the logarithmic line dear to the
Snail.
Fig. 52.2 Galilean spiral, r ¼ φ2, approximating to the auxiliary spider web
r ¼ k φ2
Why are trees twisted? To a varying degree, the wood fibers in a tree are
arranged in a helical pattern known as spiral grain. Often most clearly visible
when the bark has peeled off, or when the wood is cracked by frost or drought,
such helices can also be visible in the bark itself, especially in older
trees (Fig. 53.1). It is a spectacular phenomenon, and important for the
forestry industry, but why? The literature is vast and contradictory. The oldest
reference in a review paper by Kubler (1991) is from 1854. In his classic book
Curves of Life, Cook (1914) speculates that trees in the northern hemisphere
should show right-handed helices, in contrast with left-handed trees south of
the Equator. Vague theories about the Earth’s rotation and prevailing winds
are offered, only to be seemingly disproved later in the book by the observation
of two chestnut trees from the same locality in England, but with opposite
chirality. Astonishingly, hundreds of scientific papers later, this discussion has
not been put to rest. According to Skatter and Kucera (1998), trees in the
northern hemisphere grow faster on the southern side because of phototro-
pism, making the crown asymmetric. This is supported by statistics, at least at
high northern latitudes (Eklund and Säll 2000). The prevailing westerly winds
at these latitudes would then cause a counterclockwise torsion of the tree as
seen from above, and right-handed spiral grain is supposed to make the tree
more resistant to these forces. Later papers have questioned several aspects of
this idea (e.g., Wing et al. 2014), and data from south of the equator are still
sparse.
Kubler (1991) advocated another old theory: The spiral grain ensures even
distribution of water and nutrients around the stem even if some of the root is
Fig. 53.1 Ancient Salix tree with right-handed coiling, Fredrikstad, Norway.
Photo Marte H. Jørgensen
damaged or dry. The reason this would work is that helical conduits from one
position around the root reach different angular positions at the same height,
depending on the radial position of the conduit. Thus, each single source area
in the root serves the entire tree. It’s quite cool, kind of holistic, and supported
by experiments. You can break the stem of a tree almost throughout, only
53 The Mystery of the Twisted Tree 231
leaving a little sliver of wood, and if the water supply is sufficient the whole
crown of the toppled tree can remain green on the ground for years. You may
have seen such heroic cases in the woods.
Other theories abound, including relief of growth stresses, and increase or
reduction in bending stiffness. These ideas are not mutually exclusive, and
perhaps several of them contribute to the selective advantage of spiral grain.
It’s about time humanity resolves this delightful mystery. A good start could
be a “citizen science” project where people around the world note the coiling
direction of their neighborhood trees. I would love to see a map of that.
Afterword
After all these rotations, have we come any closer to the essence of the spiral? At
least I hope to have convinced you of the fundamental role of the Perfect Shape
in nature, art, religion and engineering, and how sad our lives would be
without it. If I have managed to infect you with the spiral madness, to make
you look for spirals wherever you turn, then I have succeeded in my evil
scheme. And like the spiral itself, the spiral stories never end. I have not written
about the mainspring and balance spring in a watch, or why hair curls, or LP
and CD records, or finger prints, or the Lorenz attractor, or the Solomon
R. Guggenheim Museum, or constricting snakes, or the Torah, or the
Argonauta, or the narwhal, or the magnificent feather duster and Christmas
tree worms, or a thousand other things, and I have barely mentioned the
double helix of DNA. But it had to end somewhere, and so it ends here.
I have been wondering what to write about next. Squares? Circles? Conic
sections? It would not be the same. There is no figure like the spiral.
The diameter D of the coiled-up expanding tube when its inner edge is at
radius r from the center of the spiral is
r(φ+2π)
D
r(φ)
c
d ds
b
r’
dφ r
By adding (integrating) all the little ds along the curve, we can then calculate
the total distance s from the pole of the spiral (φ ¼ 1) to any point, e.g.,
φ ¼ ϕ:
Z ϕ Z ϕ pffiffiffiffiffiffiffiffiffiffiffiffiffi
sðϕÞ ¼ ds ¼ aekφ 1 þ k2 dφ
1 1
pffiffiffiffiffiffiffiffiffiffiffiffiffi
pffiffiffiffiffiffiffiffiffiffiffiffiffiZ ϕ
a 1 þ k2 kϕ
¼ a 1 þ k2 e dφ ¼
kφ
e :
1 k
238 Appendix A: Mathematical Derivations
c
p
r
x s
To show this, we consider that the table is the tangent to the spiral for some
spiral angle φ. The radius is then r(φ) ¼ ekφ. We also need the distance p from
the pole to the table, i.e., the length of the perpendicular from the pole to the
tangent of the curve. For any curve in polar coordinates, this distance is related
to the curve r(φ) by the following relation (e.g., Gow 1960, eq. 21.10):
1 1 1 dr 2
¼ þ
p2 r 2 r 4 dφ
1 1 1 kφ 2 1 1 2 2 1 þ k2
¼ þ ðke Þ ¼ þ k r ¼ :
p2 r 2 r 4 r2 r4 r2
We also know from earlier that the total path length of the spiral is
pffiffiffiffiffiffiffiffiffiffiffiffiffi
1 þ k2
s¼ r:
k
Appendix A: Mathematical Derivations 239
The horizontal position of the tangent point is just s, i.e., the total distance
traveled by the contact with the table. The horizontal position x of the pole is
then
pffiffiffiffiffiffiffiffiffiffiffiffiffi sffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffi
pffiffiffiffiffiffiffiffiffiffiffiffiffiffiffi 1 þ k2 r2 r
x ¼ s c ¼ s r 2 p2 ¼ r r2 2
¼ pffiffiffiffiffiffiffiffiffiffiffiffiffi :
k 1þk k 1 þ k2
Now, imagine that we roll the spiral with a small angle dφ. The slope of the
trajectory of the pole is then the ratio of the vertical distance moved to the
horizontal distance moved:
pffiffiffiffiffiffiffi
1 ffi
dp d p=dr 1þk2
¼ ¼ 1 ¼ k:
dx d x=dr pffiffiffiffiffiffiffiffi
2
k 1þk
The simplicity of this result is astounding, and I suspect that it can be found by
a more straightforward method! Since the slope is constant, the trajectory of
the pole is a straight line. For k ¼ 0 (circle), the slope is zero, as the center of a
wheel moves along a horizontal line.
d2 θx dθx mg
m 2
þc θx ¼ 0:
dt dt r
θx
r
cv
m
mg
Fig. A.1 Pendulum with mass m and length r, dampened by a friction force
proportional to velocity (F ¼ cv)
c 2mvx þ Ax c
θx ðtÞ ¼ e Ax cos ðhtÞ þ
2mt sin ðhtÞ
2mh
where Ax is the initial angular displacement and vx the initial angular velocity.
The frequency h, in swings per second, is
rffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffi
g c2
h¼ 2:
r 4m
This shows that the pendulum swings with frequency h, and with exponen-
tially decaying amplitude. Now let us say that for the movement in the
x direction, we choose vx very carefully so as to cancel the last term in the
general solution, i.e., 2mvx + Axc ¼ 0, or vx ¼ Axc/2m. This gives
c
θx ðtÞ ¼ Ax e2mt cos ðhtÞ:
Finally, we use sin θ θ for small angles (we already made this approximation
when setting up the differential equation), and assume r ¼ 1. This allows a
change from angular to linear displacements:
So if we put a pen on the pendulum, it will draw a logarithmic spiral! With the
approximations we have made, each revolution of the pendulum will take a
constant amount of time, even as the amplitude is decreasing (this is why a
pendulum clock keeps time almost independent from the amplitude). There-
fore, it will take an infinite amount of time to draw the spiral all the way into
the pole, although the path length is finite.
In the derivation above, we were very particular about the selection of the
initial velocities and displacements in the x and y directions. This was only to
arrive at a particularly clean solution, which we would immediately recognize
as a logarithmic spiral. Other initial conditions give a “squashed” logarithmic
spiral, with each whorl looking more like an ellipse than a circle:
242 Appendix A: Mathematical Derivations
(x, y)
L=π
r
θ
(-r, 0) (0, 0)
r
The center of the circular segment will be at (r, 0), and we have
θr ¼ L ¼ π, or θ ¼ π/r. The position (x, y) of the tip of the circular segment
is then
π
x ¼ r þ r cos θ ¼ r cos r
r
π
y ¼ r sin θ ¼ r sin :
r
We can reparameterize this curve to make it look more like “standard” spiral
equations in polar coordinates. By a change of variable we set r ¼ π/φ and
obtain
π 1
x ¼ cos φ
φ φ
π
y ¼ sin φ
φ
Appendix B: Program Code
Program code for reproducing some of the plots in this book is given below.
The scripts can be executed in the free statistical software Past, written by the
author. You can download Past for Windows and Mac at http://folk.uio.no/
ohammer/past.
cleargraphic;
for n:¼1 to 250 do begin
phi:¼ 2*pi*n*(1-(sqrt(5)-1)/2);
r:¼sqrt(n);
drawpoints(r*cos(phi), r*sin(phi), black);
end;
cleargraphic;
for i:¼1 to 21 do for j:¼1 to 21 do begin
x:¼i-11; y:¼j-11; phi:¼arctan2(y, x)+pi/3;
if sqrt(x*x+y*y)<10 then
drawline(x, y, x+1.5*cos(phi), y+1.5*sin(phi), black);
end;
drawpoints(0, 0, black);
cleargraphic;
vx:¼vector(5000); vy:¼vector(5000);
for i:¼1 to 5000 do begin
// First compute the spiral with exponential decay
x1:¼cos(i/10)*exp(-i/2500); y1:¼1.4*sin(i/10)*exp(-i/2500);
cleargraphic;
N:¼4; // Number of bugs
x:¼vector(N); y:¼vector(N);
newx:¼vector(N); newy:¼vector(N);
// Starting positions
x[1]:¼0; y[1]:¼0; x[2]:¼1; y[2]:¼0;
x[3]:¼1; y[3]:¼1; x[4]:¼0; y[4]:¼1;
cleargraphic;
cr:¼0.285; ci:¼0.01;
ju:¼array(400,400);
for i:¼1 to 400 do begin
for j:¼1 to 400 do begin
// Complex start value for z. Adjust to zoom.
zi:¼-(i-200)/150; zr:¼(j-200)/150;
k:¼0;
repeat
// Complex multiplication and addition
zrsave:¼zr;
zr:¼zr*zr-zi*zi+cr;
zi:¼2*zrsave*zi+ci;
k:¼k+1;
until (k¼200) or (zi*zi+zr*zr>3); // The value 200 must be
// increased when zooming
if k¼200 then ju[i,j]:¼6
else ju[i,j]:¼ln(k);
246 Appendix B: Program Code
end;
end;
drawmatrix(ju, true);
cleargraphic;
vx:¼vector(1000); vy:¼vector(1000);
for i:¼1 to 1000 do begin
phi:¼(i+40)/30;
r:¼1/((exp(0.1*phi)-exp(-0.1*phi))/2);
vx[i]:¼r*cos(phi);
vy[i]:¼r*sin(phi);
end;
drawpolyline(vx, vy, black);
cleargraphic;
vx:¼vector(600); vy:¼vector(600);
cleargraphic;
vx:¼vector(1200); vy:¼vector(1200); v:¼vector(2);
for i:¼1 to 1200 do begin
t:¼(i-600)/100; // t goes from -6 to +6
v:¼fresnel(phi);
vx[i]:¼v[2]; vy[i]:¼v[1];
end;
drawpolyline(vx, vy, black);
cleargraphic;
// Set up an array x with a staggered dot pattern
x:¼array(200,200);
for i:¼1 to 200 do for j:¼1 to 200 do x[i,j]:¼1;
for i:¼1 to 12 do begin
for j:¼1 to 24 do begin
x[i*16, j*8]:¼0;
x[i*16-8, j*8+4]:¼0;
end;
end;
end;
x:¼xb;
end;
drawmatrix(y, true);
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Index
Circumnutation, 80 F
Cloud chamber, 161, 162 Fabre, Jean-Henri, 225, 226
Cochlea, v, 26 Falcon, 39–40
Coffee, 61, 169–172, 199 Fermat spiral, 5
Coltsfoot, 81, 82 Ferns, 79, 82
Columella, 130, 131 Feynman, Richard, 30
Complex numbers, 106, 107 Fibonacci sequence, 15
Corbusier, 17 Fibonacci spiral, 17, 142
Coriolis Effect, 152 Fiddlehead, 82
Coronal mass ejection, 205, 206 Finger path, 90
Cosmological Principle, 61, 62 Florets, 48–52
Cotes, Roger, 121, 133, 134 Foraminifera, 149, 159, 160
Crosier, 196–200 Form constants, 219, 220, 222, 223
Cucumber, 79, 82, 83 Foucault, Léon, 86
Curvature, 109, 110, 166, 197, Fractal, 58, 82, 107, 108
198, 200 Fresnel integrals, 198, 199
D G
Daemonelix, 139, 140 Galaxy, 60–62, 85–88, 170, 171
Dallas Airport, 142, 143 Galilean spiral, 226
Darwin, Charles, 79 Gears, 184, 186
Descartes, René, 33 Gemasolar power plant, 44, 45
Dextral coiling, 29, 131, 195 Geometric series, 175
Difference Engine, 77, 78 Ghyka, Matila, 38
Diictidon, 140 Gnomon, 23–25, 73–78, 142, 147
Dinosaurs, 2, 57, 140, 144, 177, 217 Golden
Diogenes, 175 section, 15–17
DNA, v, 31, 53, 56, 233 spiral, 15–18, 142
Drill bit, 160, 180 Graptolites, 126
Dürer, Albrecht, 33, 173 Great Mosque, 126, 127
Greek key, 154, 189, 190
Gyrostasis, 142
E
Epicycles, 92
Equiangular spiral. See Logarithmic spiral H
Escher, Maurits Cornelis, 41, 43, 70 Hair whorl, 71, 72
Escherichia coli, 182 Haliotis, 17, 18
Euclid, 7, 15, 73, 75, 137 Harmonograph, 66, 85–87
Euler, Leonhard, 106, 184 Harp, 81
Euler’s spiral, 198–200 Helicoid, 54, 179, 180, 182
Evolute, 36, 124 Helicoprion, 217, 218
Index 257
J N
Julia set, 107, 108 Nautilus, 11–13, 17, 23, 25, 26, 37, 48,
57, 73, 147, 159, 225
Newgrange, 190, 191
K Newton, Isaac, 35, 119
Karpinsky, Alexander, 217 Nipkow disk, 95, 96, 98
Kelvin–Helmholtz instability, 151–158
Kepler, Johannes, 170 O
Klüver, Heinrich, 219 Operculum, 131, 132
L P
Labyrinth, v, 115–117 Palaeocastor, 140
Lava coils, 156 Parastichies, 48, 49, 51
Leonardo da Vinci, 17, 157, 180, 181 Parker spiral, 206
Leviathan of Parsonstown, 59, 60 Parsons, William, 59
Lissajous pattern, 85 Peacock, 44–46
Lituus, 5, 82, 133, 134 Pedal, 36
Logarithmic rosette. See Circular Pegea, 183, 184, 186
tessellation Pendulum, 85–88
Logarithmic spiral, 5, 13, 17, 18, 23–27, Phaistos disk, 190, 191
33–41, 44, 46, 48, 66, 69, 71, 73, Phyllotaxis, 49, 51
82, 85–87, 89–92, 94, 99, 100, Pine cone, 48, 109
107, 114, 119–121, 123, 129, Plasmid, 56
132, 141–144, 147–149, 153, Plato, 145
159, 165, 166, 168, 170, 173, Pliny the Elder, 12
174, 185, 187, 195, 214, 215, Poe, Edgar Allan, 151
217, 218, 222, 223, 225 Polar coordinates, 3–5, 9, 13, 36, 38, 50,
Lorentz’ law, 162 153, 205, 206, 220, 222
Loudspeaker, 26 Polygonal spiral, 141–145
Loxodrome, 69–71 Propeller, 101, 180, 182
258 Index
Q T
Quetzalcoatl, 195, 196 Tarxien temple, 190
Tatlin, Vladimir, 102
Teeth, 27, 140, 149, 165, 184, 186, 208,
R
217, 218
Rat fish, 218
Televisor, 95–98
Raup, David, 127
Thaetetus, 145
Rhumb line, 69
Toroidal helix, 55, 56
Rifle, 53–56, 67
Torricelli, Evangelista, 34
Right hand rule, 162
Tower cranes, 125, 206
Rock carvings, 194
Trees, 31, 159, 207, 229, 231
Rope, v, 53–56
Triskele, 190, 191
Roulette, 37
Trochospiral shells, 53
Turbines, 19–21, 44, 58, 208
S Turbo, 131, 132
Salps, 183, 184, 186 Turing, Alan, 220
Samarra, 126, 127 Twining plant, 79
Saturn, 152
Shaligram-shila, 207–208
Shankha, 208–210 V
Sinistral coiling, 29 Verne, Jules, 29
Situs inversus, 31 Viking ships, 192
Smithson, Robert, 101, 102, 142 Vishnu, 207–208
Solar Vitruvius, 179, 211, 213, 214
power, 45, 50 Vogel’s sunflower model, 50, 51
wind, 205, 206 Vortex flow, 152, 153, 157,
Spiders, 222, 225, 226 203, 223
Spiral
casing, 19–21
grain, 229, 231 W
Jetty, 101–103, 142 Wallis, John, 25
Spiral of Theodorus, 145, 146 Wentworth Thompson,
Spirograptus, 126 D’Arcy, 27, 38
Spirorbis, 25 Whirl, 98, 99, 151
Spirorhaphe, 1, 2 Whirlpool Galaxy, 60
Staircases, 53, 65, 140 Whorl expansion rate, 13, 185
Stellarator, 56 Wilson, Charles T.R., 161
Sun, vi, 2, 39, 44, 57, 89, 101–103, 115, Woodhenge, 115, 116
189, 192, 194, 195, 205, 206 Wren, Christopher, 25
Sunflower, v, 48–52, 80
Sun ship, 156
Symmetry, 31, 36, 62, 66, 80, 123, 130, Z
155, 162 Zeno, 175