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European Journal of Orthodontics, 2017, 170–175

doi:10.1093/ejo/cjw026
Advance Access publication 30 March 2016

Original article

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A comparison between indirect and objective
wear-time assessment of removable orthodontic
appliances
Timm C. Schott1, Hannes Meyer-Gutknecht2,5, Nicolai Mayer1,
Joachim Weber3 and Katja Weimer4
1
Department of Orthodontics and Orofacial Orthopedics, Eberhard Karls University, Tübingen, 2Department of
Orthodontics, University Hospital Aachen—RWTH, Aachen, 3Private Orthodontic Practice, Ludwigshafen and
4
Department of Psychosomatic Medicine and Psychotherapy, University Hospital Tübingen, Tübingen, Germany

Present address: Private Orthodontic Practice, Neuss, Germany.


5

Correspondence to: Timm Schott, Department of Orthodontics and Orofacial Orthopedics, Eberhard Karls University Tübin-
gen, Osianderstr. 2-8, 72076 Tübingen, Germany. E-mail: timm.schott@med.uni-tuebingen.de

Summary
Background/Objectives:  Patients do not always adhere to the wear times prescribed for removable
orthodontic appliances. We evaluated the validity and usability of indirect wear-time assessment
methods by comparing wear-time estimates with microelectronically measured wear times in
patients with removable orthodontic appliances.
Methods:  Wear times of 33 expansion plates, 34 functional appliances, and 42 retention plates of
patients aged 6–20 years (12.3 ± 2.9 years, 50.5% female) were indirectly determined by practitioners
using a questionnaire assessing five parameters on a 5-point Likert scale: appliance handling,
appliance appearance, bite shift, tooth movement, and appliance fit. The perceived difficulty in
assessing each parameter was rated. Actual wear times were evaluated with microelectronic
sensors in the appliances.
Results:  Regression analyses revealed that practitioners’ decisions about wear times varied
depending on the type of appliance and criteria used, with only one standard criterion best
predicting estimated wear time for each appliance. Different standard criteria were better
predictors of measured wear time: 22.3% of wear-time variability was explained by expansion
plate appearance, 31.2% by functional appliance handling, and 18.8% by retainer fitting. However,
practitioners rated the difficulty of assessment in most cases as ‘easy’.
Limitations:  The study was not double blinded for technical reasons, and practitioners may have
considered the evaluation criteria more carefully than in normal daily practice.
Conclusions:  Practitioners’ decisions about wear times based on standard criteria strongly vary
depending on the type of appliance and criteria used.

Introduction such as functional appliances and expansion and retention plates (1).
However, the therapeutic success of removable appliances is primar-
Removable, fixed, or a combination of both appliances can be used
ily dependent on adhering to the wear-time prescription provided by
for orthodontic treatment. A questionnaire study of 1538 German
the practitioner (2–6). The extent to which the length and regular-
patients in 2012 showed that 48% of orthodontic patients aged
ity of daily wear times influence the therapeutic progress of each
between 11 and 14  years were treated with removable appliances

© The Author 2016. Published by Oxford University Press on behalf of the European Orthodontic Society. All rights reserved.
170
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T. C. Schott et al. 171

patient is largely unexplained. The usual daily wear-time prescrip- The first part of the questionnaire contained two questions on
tion is based on empirical data (7), and a patient following a daily each of five standard literature-based criteria (17–23): 1)  handling
wear-time prescription in the range of 10–16 hours usually produces of the removable appliance by the patient; 2) appliance appearance;
favourable clinical outcomes. However, wear-time adherence of indi- 3)  bite shift; 4)  tooth movements; and 5)  fitting of the removable
vidual patients is highly variable (8–10). appliance. The first question was how practitioners rate the wear
Provided that therapy progresses as expected, patient adherence time based on the criterion on a 5-point Likert scale from ‘very
can be considered adequate. However, in cases of unsatisfactory good’ to ‘very poor’, and the second question was how difficult it
therapeutic progress or uncertainty over adherence, the regularity was to rate the criterion on a 5-point Likert scale from ‘very easy’ to

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and adequacy of appliance wear over the treatment period need to ‘very difficult’. For statistical analysis, rating scales were coded from
be determined (11,12). The wear time of removable appliances has 1 = ‘very good’ or ‘very easy’ to 5 = ‘very poor’ or ‘very difficult’.
traditionally been assessed by indirect methods by the practitioner Practitioners could also rate the wear time as ‘not assessable’.
(13). A recent survey of 107 orthodontists showed that 96% of wear The second part of the questionnaire asked for socio-demographic
behaviour was determined via interviews with patients and parents, data (age and sex) of participants and the type of orthodontic appli-
and indirect clinical parameters such as appliance fitting, bite shift, ance: an expansion plate, a functional appliance (bite-jumping appli-
tooth movements, and appliance appearance and handling were also ance and standard activator), or a retention plate (modified Hawley
commonly used by 69–100% of practitioners (13). Practitioners gen- retainer). Finally, practitioners were required to complete the follow-
erally regarded the clinical parameters as ‘very effective’ for evalu- ing mean wear times in hours per day: wear time prescribed at the
ating the wear time of removable appliances, whereas questioning start of treatment, wear times estimated by the practitioner and by
patients was deemed ‘less effective’ (13). In spite of this confidence the patient, and wear time objectively measured by a microelectronic
in current practice, the validity of indirect methods for determining wear-time device.
wear times has yet to be evaluated by comparison with objective For objective wear-time documentation, a TheraMon® microsen-
wear-time measurement methods. Newly developed microelectronic sor (Handelsagentur Gschladt, Hargelsberg, Austria) was completely
wear-time sensors now provide the opportunity for objective evalua- embedded in the same position of the base plate of all removable
tion of wear time and are available in daily practice (14–16). appliances according to published procedures (24). The sensor meas-
Here we examine, for the first time, the validity of different indi- ures 9 × 13 mm and records appliance wear at regular 15-min inter-
rect wear-time methods used by practitioners by comparison with vals over 2  years by detecting surrounding temperature changes.
objectively measured wear times of removable orthodontic appli- The sensor can detect temperature changes and, therefore, reliably
ances. Furthermore, we evaluated practitioner satisfaction with indi- distinguish typical ‘wear-time’ temperatures (~35°C) from ‘non-
rect wear-time methods. wear-time’ temperatures (room temperature) (25,26). Practitioners
activated and checked the sensor at the start of treatment and down-
loaded recorded data using an appropriate reading station at the
Subjects and methods first follow-up appointment. For the purposes of comparative analy-
Data collection sis, the mean wear time over the recording period was regarded as
This was a prospective study. Four orthodontists (two employed by the objectively measured wear time. Practitioners were instructed to
the University, and two in private practice) and five residents (four download recorded wear-time measurement after filling in the ques-
working at a University Hospital, and one in a private practice) tionnaire. Therefore, during completion of the questionnaire, neither
collected data between February 2013 and March 2014. At the the practitioner nor the patient was aware of the actual wear-time
time of data collection, the orthodontists had 24 months of clinical measured by the sensor.
practice experience and the residents had 3–6  months of experi- The ethical review board of the University Hospital of Tübingen,
ence (overall 11.0 ± 8.1  months) with the microelectronic system, Germany (study no. 3392012B01) approved the study protocol. The
respectively. use of microsensors to determine the wear time of removable appli-
Of 136 patients agreeing to take part in the study (themselves ances has become standard in some orthodontic practices in Germany.
or by parental agreement), data from 109 patients were available All patients and practitioners gave consent to participate in the study.
for final analysis after application of inclusion and exclusion crite-
ria. Inclusion criteria were treatment with a removable orthodontic Statistical analysis
appliance into which a TheraMon® sensor was completely embed- Due to differences in treatment goals and significant group differences
ded; consent to use the sensor for wear-time recording; and appli- in wear times, treatment duration, and patient age (see Table 1), data
ance application and first follow-up appointment during the study were analysed separately for each group. Treatment group data were
period. A total of 33 (30.3%) patients were treated with expansion not normally distributed (Kolmogorov–Smirnov test: all P  <  0.05)
plates, 34 (31.2%) with functional appliances, and 42 (38.5%) with except for objectively measured wear time. Therefore, the Kruskal–
retention plates. Exclusion criteria were data outliners beyond 3 SD Wallis rank correlation test was used to test for differences between
from the respective mean resulting in patients older than 20  years groups (reported as H), and Spearman’s rank correlation coefficients
(n  =  1); time between onset and follow-up longer than 300  days (rho, rs) were calculated to test for correlations. Chi-squared tests
(n  =  2); microelectronic wear-time data unavailable for technical (Χ2) were used to test frequency distributions.
reasons (n = 3); or incomplete questionnaire (n = 21). Multiple linear regression analyses were performed for predic-
Practitioners were instructed to complete a one-page question- tor analyses, with practitioner-estimated wear time and objectively
naire for each patient that met the eligibility criteria (see above) at measured wear time as dependent variables, respectively, and the five
the first follow-up appointment after the beginning of treatment. The assessed criteria as predictors. To obtain the best predictive model,
questionnaire had two main components: practitioner assessment of predictors were only included in stepwise procedures if the bivariate
wear-time and patient-reported assessment of wear time; the objec- correlation between predictor and dependent variables was signifi-
tive wear time was only recorded after accrual of these data. cant. Stepwise procedures included predictors if their F probability
172 European Journal of Orthodontics, 2017, Vol. 39, No. 2

Table 1.  Descriptive statistics of patients and wear times of removable appliances. SD, standard deviation; WT, wear time in hours/day.

Plate (n = 33) Functional (n = 34) Retainer (n = 42)

Mean SD Mean SD Mean SD P-value

Age (years) 10.4 2.2 10.9 1.6 14.9 2.1 <0.001*,**


Treatment duration (days) 63.4 36.8 59.1 26.2 102.8 65.8 0.002*,**
WT prescribed (h) 15.1 0.9 15.2 0.5 13.4 2.7 0.044*,**

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WT by practitioner (h) 11.6 2.7 11.0 3.5 9.4 3.4 0.006*,**
WT by patient (h) 12.0 3.0 12.2*** 3.6 10.1 3.8 0.002*,**
WT by sensor (h) 11.9 3.0 10.2 3.3 9.0 4.9 0.011*
ΔWT**** (h) -0.3 2.9 0.8 2.6 0.4 3.9 0.074

Value Value Value


ΔWT range (h) −6.0 to 6.9 −5.5 to 5.5 −5.5 to 13.0 —
Misvalued WT (n)***** 16 (49%) 14 (41%) 22 (52%) 0.620

*Significant post hoc test between expansion plate and retainer (Mann–Whitney U).
**Significant post hoc test between functional appliance and retainer (Mann–Whitney U).
***Significant post hoc test between WT reported by patient and WT measured (Wilcoxon Z).
****ΔWT, difference between WT assessed by practitioner and WT measured.
*****Amount and percentage of cases in which practitioners’ estimates of WT differed by over +/− 2 hours from the WT measured by the sensor.

was less than 0.05, and predictors were removed if their probability treatment was not associated with objectively measured wear time
was greater than 0.10 at each step, provided that no more predictors for any orthodontic appliance (Figure  1) nor with any other wear
met the criteria for inclusion or exclusion. Linear regression analysis time assessed by the practitioner, reported by the patient, or objec-
assumptions were checked and met (autoregression, collinearity, and tively measured with the sensor when expansion plates or functional
distribution of residual errors). Since missing values were randomly appliances were used (all P > 0.05). However, the initial wear-time
distributed, pairwise exclusion of variables was employed to use as prescription was significantly correlated with the wear time assessed
much data as possible, resulting in slightly different sample sizes for by practitioners and reported by patients (rs = 0.460, P < 0.01 and
each pair of variables. For clarity, degrees of freedom (df), but not rs = 0.462, P < 0.01) when retainers were used. Patient-reported wear
each sample size, are reported. time was also significantly correlated with the wear times assessed
Statistical analyses were performed with SPSS version 22.0 (IBM by practitioners and objectively measured with the sensor for all
Statistics, Chicago, Illinois, USA) and results were considered sig- treatment groups (rs values between 0.553 and 0.777, all P < 0.05;
nificant if α  <  0.05 (two-tailed). Data are presented as means and see Supplementary Table 2). Finally, wear times assessed by practi-
standard deviations (M ± SD) unless otherwise stated. tioners were significantly correlated with objectively measured wear
times by the sensor independent of treatment (Figure  2). For all
orthodontic appliances, practitioner-assessed wear times were sig-
Results
nificantly correlated with wear times evaluated based on handling,
Sample characteristics tooth movements, and fitting (rs values between −0.332 and −0.672,
Included patients (n  =  109) were aged between 6 and 20  years all P  <  0.05). Additionally, practitioner-assessed wear times were
(12.3 ± 2.9 years), and 50.5% were female. The prescribed mean wear correlated with wear times based on signs of use when expansion
time for all treatments was 14.5 ± 1.9 hours per day compared to a plates were used (rs = −0.421, P < 0.05) and dental occlusion when
practitioner-estimated mean daily wear time of 10.6 (± 3.3) hours and functional appliances were used (rs = −0.559, P < 0.01). Therefore,
a patient-reported mean wear time of 11.3 (± 3.6) hours per day. The practitioners appeared to take several of the standard criteria into
mean objective daily wear time measured with the microelectronic account when assessing orthodontic appliance wear times.
sensor was 10.2 (± 4.1) hours. The mean difference between wear To test how much of the variance of wear-time assessment by
times assessed by practitioners and objectively measured wear time practitioners was explained by the use of standard criteria and
was −0.3 (± 3.9) hours, with a wide range from −6.0 to 13.0 hours. which standard criteria contributed most to practitioner-assessed
Overall, only 15 of the practitioners’ estimates (14%) corresponded wear-time prediction, multiple linear regression analyses were con-
to the actual daily wear time, and 52 (47.7%) of the practitioners’ ducted using both simultaneous inclusion of predictors and step-
estimates differed from the actual wear time by over 2 hours. The wise inclusion of related predictors (see Table  2 for significantly
respective wear-time values for each patient group treated with differ- related predictors). Standard criteria explained 50.1% and 38.1%
ent removable orthodontic appliances are shown in Table 1. Due to of practitioner-assessed wear-time variance for expansion plates
significant differences in patient age and wear times between groups, and functional appliances, respectively, but did not explain reten-
data were analysed separately for each treatment group. tion plate wear times. Stepwise regression revealed that, for each
appliance, only one standard criterion predicted wear time: 43.7%
Wear-time assessment decisions of wear time was explained by tooth movements when expansion
The associations between the four determined wear times (pre- plates were used, 37.4% by handling of functional appliances, and
scribed, patient and practitioner estimated, and objective) and 14.2% by retainer fitting (see Supplementary Table  1 for detailed
standard criteria (by orthodontic appliance type) are shown in results). Practitioners’ decisions about wear times based on stand-
Table 2 as Spearman’s rank correlation coefficients (rs). The stand- ard criteria, therefore, strongly varied depending on the type of
ard daily wear time for the therapy prescribed at the beginning of appliance and criteria used.
T. C. Schott et al. 173

Table 2.  Correlations between the four determined wear times and standard criteria. WT = wear time.

WT by Dental Tooth
Appliance WT prescribed orthodontist WT by patient Handling Signs of use occlusion movements Fitting

Expansion WT by sensor — 0.417* 0.723*** −0.379* −0.528** — — —


plate WT prescribed — — — — — −0.430* —
WT by practitioner 0.553* −0.639*** −0.421* — −0.672*** −0.398*
WT by patient −0.406* −0.447* — — —

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Functional WT by sensor — 0.692*** 0.691*** −0.465** — — −0.403* −0.504**
appliance WT prescribed — — — — — — —
WT by practitioner 0.777*** −0.613*** — −0.559** −0.434* −0.528**
WT by patient −0.503** — −0.351* — −0.375*
Retainer WT by sensor — 0.630*** 0.727*** −0.446** −0.348* — −0.411* −0.459**
WT prescribed 0.460** 0.462** 0.309* — — — —
WT by practitioner 0.743*** −0.332* — — −0.378* −0.490**
WT by patient — — — −0.370* −0.414**

Values reported are Spearman’s rank correlation coefficients rs; only significant correlations above the diagonal are displayed.
*P < 0.05, **P < 0.01, ***P < 0.001.

Predictive validity of standard criteria for wear-time


assessment
To examine how much of the objectively measured wear-time vari-
ance was predicted by standard clinical criteria, simultaneous and
stepwise multiple linear regression analyses were performed as
above. For expansion plate treatments, significantly correlated
standard criteria explained 19.9% of objective wear-time variance.
Stepwise inclusion of variables revealed that signs of use only pre-
dicted 22.3% of the objective variance; no other predictors contrib-
uted. For functional appliance treatments, related standard criteria
predicted 29.1% of the objective wear-time variance, whereas only
handling was included in the stepwise procedure, which explained
31.2% of the variance. For retainer treatments, related standard
criteria did not explain any of the variance, but stepwise inclusion
revealed that only fitting explained 18.8% of the objective wear-
time variance. Therefore, standard orthodontic criteria for wear-time
Figure 1.  Wear time measured by sensor in respect to wear time prescribed. assessment predict between 20% and 31% of objective wear times,
Data are shown as mean hours per day. Separate regression lines are shown depending on orthodontic appliance.
for expansion plates (blue crosses and dashed line), functional appliances
(green triangles and dotted line), and retainers (black circles and solid line;
Difficulties in clinical wear-time assessment
R2 = 0.002, 0.009, and 0.063, respectively; all P > 0.05).
Practitioners rated wear times as ‘not assessable’ by dental occlu-
sion in 50 (45.9%) patients, particularly in those wearing expansion
plates or retainers compared to functional appliances (in 22, 26, and
2 patients, respectively; Χ2  =  32.0, P  <  0.001). Furthermore, wear
time could not be assessed based on tooth movements in 20 (18.3%)
patients, independent of the orthodontic appliance type.
In all other cases, practitioners rated the difficulty of wear-time
assessment based on all criteria as ‘easy’ (median = 2.0). Wear time
was more difficult to rate based on tooth movements only when
patients wore functional appliances rather than expansion plates
and retainers (mean ranks of 56.4, 40.3, and 36.1, respectively;
H = 12.3, P = 0.002; see Supplementary Table 2 for detailed results).

Discussion
This study aimed to investigate the validity and usability of the indi-
rect standard criteria used by practitioners during the active thera-
peutic phase and the early retention phase to assess the wear times
Figure 2.  Wear time measured by sensor in respect to wear time assessed
of removable orthodontic appliances in daily practice. During this
by orthodontist. Data are shown as mean hours per day. Separate regression
lines are shown for expansion plates (blue crosses and dashed line), part of therapy, patients tend to be below the age of 10 years: older
functional appliances (green triangles and dotted line), and retainers (black patients are often already in a long retention period and therefore
circles and solid line; R2 = 0.252, 0.502, and 0.367, respectively, all P < 0.05). were not included in the study. Furthermore, removable appliances
174 European Journal of Orthodontics, 2017, Vol. 39, No. 2

are often used in children with mixed dentition, so this group of wear-time assessment via patient interviews and the commonly used
young patients seemed particularly important to study. standard criteria can be insufficient for accurate assessment. Future
We confirmed a number of recent results demonstrating that most studies will need to investigate how microelectronic wear-time sensors
patients do not adhere to empirically derived standard wear-time can be used to objectively monitor orthodontic treatments by default
prescriptions for removable orthodontic appliances (4,6,23,26–32). and enhance patient adherence. Practitioner-assessed wear time based
For example, preliminary microelectronic wear-time measurements on clinical parameters did not markedly differ from patient-estimated
of intraoral appliances showed that patients only fulfilled approxi- wear times. Due to the wide distribution of wear times, we speculate
mately 50–60% of the wear time prescribed (33). The quantitative that a single standard wear-time prescription applied to all patients

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assessment of headgear compliance shows that the mean actual does not adequately capture individual patient situations. By using
hours of daily wear relative to the practitioners’ requirement was an objective wear-time documentation, previous discussions between
about 57% (5). Meaningful differences of reported time of headgear patient and practitioner about an assumed insufficient adherence can
(8) or removable appliances (34,35) use with electronically meas- be avoided from the outset. Objective and reliable wear-time meas-
ured actual usage was also reported. Since there were medium to urement might allow practitioners and patients to agree on feasible
high correlations between the most commonly used indirect wear- but necessary wear times. Furthermore, practitioners can provide
time assessment parameters and the overall estimated wear time, feedback about treatment success based on real wear times rather
practitioners seem to consider these criteria when assessing wear than on (maybe falsely) reported wear times. Finally, most patients
times. Stepwise regression analyses, however, showed that only one with long wear-time prescriptions were non-adherent (36,37).
particular parameter was predictive of wear time depending on the
appliance used, with the other parameters not adding benefit. Conclusion
The patients were told during consent process that estimated wear
The decisions about adherence based on the normally used indirect
times be compared to objective, microelectronically measured wear
standard parameter strongly vary depending on the type of appli-
times. Patients may therefore have estimated their wear times more
ance and criteria used. This indirect wear-time evaluation in the past
carefully. Furthermore, clinicians might have gradually would have
cannot be longer recommended as a reliable determination of wear
become more aware of the discrepancy between patient-reported
time in respect to the new objective microelectronically wear-time
and microsensor recorded time during the study, thereby estimat-
documentation.
ing wear times better and introducing a potential bias. The valid-
In cases of unsatisfactory therapeutic progress or uncertainty
ity of wear-time estimation by the practitioner, therefore, crucially
over adherence, objective documentation of wear time and behav-
depended on the correct choice of parameter used in indirect assess-
iour may make it easier to determine how adherence to wear-time
ment of the appliance wear time. Additionally, the high variability
prescription affects treatment progress. Practitioners can individual-
of mismatched wear times assessed by practitioners compared to
ize wear times over the course of treatment at routine appointments
objectively measured wear times ranged between −6 and +13 hours
based on the individual therapeutic progress and objectively meas-
mirroring the difficulty in assessing wear times by indirect methods.
ured wear times, which has hitherto not been possible with standard
Practitioners’ estimates of real wear times differed by over 2 hours
indirect wear-time detection methods.
in nearly half of the cases (47.7%) assessed. Due to the significant
high correlation with measured wear times but no correlation with
prescribed wear times, we assume that patients tend to report their Supplementary material
wear times accurately but might be more dishonest in daily practice.
Supplementary material is available at European Journal of
Although a double-blind study protocol is generally considered a Orthodontics online.
superior clinical study design, such an approach would have been dif-
ficult to execute: both the practitioner and patient can easily see the
embedded microsensor, and the patient would need to be informed of Acknowledgements
microelectronic measurements as an ethical consideration. However, we The authors would like to thank the residents at University of Tübingen,
do not believe that practitioner and patient awareness of microelectronic Germany and Dres. Sarah Schrey and Fabian Liebegall for their assistance
monitoring limited this study, since the main aim was to evaluate asso- with data collection.
ciations between subjectively estimated and experimentally measured
wear times of removable appliances; we did not attempt to evaluate References
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