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Evan L. MacLeana,1, Brian Harea,b, Charles L. Nunna, Elsa Addessic, Federica Amicid, Rindy C. Andersone,
Filippo Aurelif,g, Joseph M. Bakerh,i, Amanda E. Baniaj, Allison M. Barnardk, Neeltje J. Boogertl,
Elizabeth M. Brannonb,m, Emily E. Brayn, Joel Braya, Lauren J. N. Brentb,o, Judith M. Burkartp, Josep Calld,
Jessica F. Cantlonk, Lucy G. Chekeq, Nicola S. Claytonq, Mikel M. Delgador, Louis J. DiVincentis, Kazuo Fujitat,
Esther Herrmannd, Chihiro Hiramatsut, Lucia F. Jacobsr,u, Kerry E. Jordanv, Jennifer R. Laudew, Kristin L. Leimgruberx,
Emily J. E. Messerl, Antonio C. de A. Mouray, Ljerka Ostojicq, Alejandra Picardz, Michael L. Platta,b,o,aa,
Joshua M. Plotnikq,bb, Friederike Rangecc,dd, Simon M. Readeree, Rachna B. Reddyff, Aaron A. Sandelff, Laurie R. Santosx,
Katrin Schumannd, Amanda M. Seedl, Kendra B. Sewalle, Rachael C. Shawq, Katie E. Slocombez, Yanjie Sugg,
Ayaka Takimotot, Jingzhi Tana, Ruoting Taol, Carel P. van Schaikp, Zsófia Virányicc, Elisabetta Visalberghic,
Jordan C. Wadew, Arii Watanabeq, Jane Widnessx, Julie K. Younghh, Thomas R. Zentallw, and Yini Zhaogg
Departments of aEvolutionary Anthropology, aaNeurobiology, and mPsychology and Neuroscience, and bCenter for Cognitive Neuroscience, oDuke Institute
for Brain Sciences, Duke University, Durham, NC 27708; cIstituto di Scienze e Tecnologie della Cognizione Consiglio Nazionale delle Ricerche, 00197 Rome,
Italy; dDepartment of Developmental and Comparative Psychology, Max Planck Institute for Evolutionary Anthropology, D-04103 Leipzig, Germany;
e
Department of Biology, Duke University, Durham, NC 27704; fInstituto de Neuroetologia, Universidad Veracruzana, Xalapa, CP 91190, Mexico; gResearch
Centre in Evolutionary Anthropology and Palaeoecology, Liverpool John Moores University, Liverpool L3 3AF, United Kingdom; hCenter for Interdisciplinary
Brain Sciences Research and iDepartment of Psychiatry and Behavioral Sciences, Stanford University School of Medicine, Stanford, CA 94305; jCenter for
Animal Care Sciences, Smithsonian National Zoological Park, Washington, DC 20008; kDepartment of Brain and Cognitive Science and sDepartment of
Comparative Medicine, Seneca Park Zoo, University of Rochester, Rochester, NY 14620; lDepartment of Psychology and Neuroscience, University of
St. Andrews, St. Andrews KY16 9JP, Scotland; nDepartment of Psychology, University of Pennsylvania, Philadelphia, PA 19104; pAnthropological Institute and
Museum, University of Zurich, 8057 Zurich, Switzerland; qDepartment of Psychology, University of Cambridge, Cambridge CB2 3EB, United Kingdom;
r
Department of Psychology and uHelen Wills Neuroscience Institute, University of California, Berkeley, CA 94720; tGraduate School of Letters, Kyoto
University, Kyoto 606-8501, Japan; Departments of vPsychology and hhWildland Resources, Utah State University, Logan, UT 84322; wDepartment of
Psychology, University of Kentucky, Lexington, KY 40506; xDepartment of Psychology, Yale University, New Haven, CT 06520; yDepartamento Engenharia e
Meio Ambiente, Universidade Federal da Paraiba, 58059-900, João Pessoa, Brazil; zDepartment of Psychology, University of York, Heslington, York YO10 5DD,
United Kingdom; bbThink Elephants International, Stone Ridge, NY 12484; ccMesserli Research Institute, University of Veterinary Medicine Vienna, 1210
Vienna, Austria; ddWolf Science Center, A-2115 Ernstbrunn, Austria; eeDepartment of Biology, McGill University, Montreal, QC, Canada H3A 1B1; ffDepartment
of Anthropology, University of Michigan, Ann Arbor, MI 48109; and ggDepartment of Psychology, Peking University, Beijing 100871, China
Edited by Jon H. Kaas, Vanderbilt University, Nashville, TN, and approved March 21, 2014 (received for review December 30, 2013)
Cognition presents evolutionary research with one of its greatest how cognition varies across species, previous research has largely
challenges. Cognitive evolution has been explained at the proxi- relied on proxies for cognition (e.g., brain size) or metaanalyses
mate level by shifts in absolute and relative brain volume and at when testing hypotheses about cognitive evolution (76–92). The
the ultimate level by differences in social and dietary complexity. lack of cognitive data collected with similar methods across large
However, no study has integrated the experimental and phyloge- samples of species precludes meaningful species comparisons that
netic approach at the scale required to rigorously test these ex- can reveal the major forces shaping cognitive evolution across
planations. Instead, previous research has largely relied on various species, including humans (48, 70, 89, 93–98).
measures of brain size as proxies for cognitive abilities. We ex-
perimentally evaluated these major evolutionary explanations by Significance
quantitatively comparing the cognitive performance of 567 indi-
viduals representing 36 species on two problem-solving tasks
Although scientists have identified surprising cognitive flexi-
measuring self-control. Phylogenetic analysis revealed that abso-
bility in animals and potentially unique features of human
lute brain volume best predicted performance across species and
psychology, we know less about the selective forces that favor
accounted for considerably more variance than brain volume con-
cognitive evolution, or the proximate biological mechanisms
trolling for body mass. This result corroborates recent advances in
underlying this process. We tested 36 species in two problem-
evolutionary neurobiology and illustrates the cognitive consequen-
solving tasks measuring self-control and evaluated the leading
ces of cortical reorganization through increases in brain volume.
hypotheses regarding how and why cognition evolves. Across
Within primates, dietary breadth but not social group size was a
species, differences in absolute (not relative) brain volume best
strong predictor of species differences in self-control. Our results
predicted performance on these tasks. Within primates, dietary
implicate robust evolutionary relationships between dietary breadth,
breadth also predicted cognitive performance, whereas social
absolute brain volume, and self-control. These findings provide a sig-
group size did not. These results suggest that increases in ab-
nificant first step toward quantifying the primate cognitive phenome
solute brain size provided the biological foundation for evo-
and explaining the process of cognitive evolution.
lutionary increases in self-control, and implicate species dif-
ferences in feeding ecology as a potential selective pressure
|
psychology behavior | comparative methods | inhibitory control | favoring these skills.
executive function
Author contributions: E.L.M., B.H., and C.L.N. designed research; E.L.M., B.H., E.A.,
Fig. 1. A phylogeny of the species included in this study. Branch lengths are cylinder task subjects were required to perform the same response
proportional to time except where long branches have been truncated by as in familiarization trials (detour response), but in the context of
parallel diagonal lines (split between mammals and birds ∼292 Mya). novel task demands (visible food directly in front of the subject).
†
P values are based on a likelihood ratio test comparing the model with the a convergence between apes and capuchin monkeys (Fig. 4 and
maximum likelihood estimate of λ to a model where λ is fixed at 0 (the null SI Text). Thus, in addition to statistical inferences about ancestral
alternative representing no phylogenetic signal). species, this model reveals branches in the phylogeny associated
with rapid evolutionary change, convergence and divergence, and ing the possibility that the cognitive skills required for success in
the historical contexts in which these events occurred. these tasks may be subserved by diverse but functionally similar
neural mechanisms across species (e.g., ref. 179). Thus, although
Discussion evolutionary increases in brain volume create the potential for
Our phylogenetic comparison of three dozen species supports the new functional areas or cognitive networks, more detailed data
hypothesis that the major proximate mechanism underlying the from the fields of comparative and behavioral neuroscience will
evolution of self-control is increases in absolute brain volume. Our be essential for understanding the biological basis of species dif-
findings also implicate dietary breadth as an important ecological ferences in cognition (e.g., refs. 180–183).
correlate, and potential selective pressure for the evolution of Within primates we also discovered that dietary breadth is
these skills. In contrast, residual brain volume was only weakly strongly related to levels of self-control. One plausible ultimate
related, and social group size was unrelated, to variance in self- explanation is that individuals with the most cognitive flexibility
control. The weaker relationship with residual brain volume and may be most likely to explore and exploit new dietary resources
lack of relationship with social group size is particularly surprising or methods of food acquisition, which would be especially im-
given the common use of relative brain volume as a proxy for portant in times of scarcity. If these behaviors conferred fitness
cognition and historical emphasis on increases in social group size benefits, selection for these traits in particular lineages may have
as a likely driver of primate cognitive evolution (85). been an important factor in the evolution of species differences
Why might absolutely larger brains confer greater cognitive in self-control. A second possibility is that dietary breadth rep-
advantages than relatively larger brains? One possibility is that resents an ecological constraint on brain evolution, rather than
as brains get absolutely larger, the total number of neurons a selective pressure per se (116, 155, 184, 185). Accordingly,
increases, and brains tend to become more modularized, perhaps species with broad diets may be most capable of meeting the
facilitating the evolution of new cognitive networks (91, 101, metabolic demands of growing and maintaining larger brains,
102). Indeed, recent data suggest that human brains are notable with brain enlargement favored through a range of ecological
mainly for their absolute volume, and otherwise conform to the selective pressures (86). Nonetheless, after accounting for shared
(re)organizational expectations for a primate brain of their vol- variance between dietary breadth and brain volume, dietary breadth
ume (99, 100, 104–107, 175). Due to limited comparative data on was still strongly associated with performance on self-control tasks.
more detailed aspects of neuroanatomy (e.g., neuron counts, re- Thus, it is likely that dietary breadth acts both as a selective pressure
gional volumes, functional connectivity) our analyses were re- and a metabolic facilitator of cognitive evolution. Given that
stricted to measures derived from whole brain volumes. However, foraging strategies have also been linked to species differences in
an important question for future research will be whether finer cognition in nonprimate taxa (94, 156–159, 161, 162, 166), it re-
measures of the neuroanatomical substrates involved in regulat- mains an important question whether dietary breadth will have
ing self-control (e.g., prefrontal cortex) explain additional varia- similar explanatory power in other orders of animals.
PSYCHOLOGICAL AND
COGNITIVE SCIENCES
tion in cognition across species. For example, the best performing The data reported here likely represent relatively accurate esti-
species in our sample were predominantly anthropoid primates, mates of species-typical cognition because we collected data from
species that have evolved unique prefrontal areas that are thought large samples within each species (mean n = 15.3 ± 2.0 subjects per
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to provide a cognitive advantage in foraging decisions that rely on species, range = 6–66), scores from multiple populations of the
executive function (176–178). Nonetheless, other species without same species were highly correlated, and performance was not as-
these neuroanatomical specializations also performed well, rais- sociated with previous experience in cognitive tasks (SI Text). Thus,
All species Absolute brain volume Cylinder 4.79 30 <0.01 0.43 0.00
Absolute brain volume A-not-B 1.03 25 0.16 0.04 0.69
Absolute brain volume A-not-B (no elephant) 5.44 24 <0.01 0.55 0.00
Absolute brain volume Composite 5.67 21 <0.01 0.60 0.00
Residual brain volume Cylinder 2.31 30 0.01 0.15 0.98
Residual brain volume A-not-B 0.05 25 0.96 <0.01 0.72
Residual brain volume A-not-B (no elephant) 0.33 24 0.37 <0.01 0.58
Residual brain volume Composite 0.78 21 0.22 0.03 0.67
Nonprimates Absolute brain volume Cylinder 3.30 10 <0.01 0.52 0.00
Absolute brain volume A-not-B −0.59 7 0.71 0.05 0.00
Absolute brain volume Composite 2.54 6 0.02 0.52 0.00
Residual brain volume Cylinder 1.12 10 0.14 0.11 0.69
Residual brain volume A-not-B −1.83 7 0.95 0.32 0.00
Residual brain volume Composite −0.58 6 0.71 0.05 0.25
Primates Absolute brain volume Cylinder 5.01 18 <0.01 0.58 0.00
Absolute brain volume A-not-B 4.39 16 <0.01 0.55 0.00
Absolute brain volume Composite 5.27 13 <0.01 0.68 0.00
Residual brain volume Cylinder 2.26 18 0.02 0.22 0.93
Residual brain volume A-not-B 2.64 16 0.01 0.30 0.00
Residual brain volume Composite 1.69 13 0.06 0.18 0.60
Primates Population group size Composite −0.75 13 0.77 0.04 0.83
Foraging group size Composite −0.33 13 0.63 0.01 0.82
Percent fruit in diet Composite 0.11 13 0.46 <0.01 0.85
Dietary breadth Composite 4.99 12 <0.01 0.68 0.69
Social learning Composite 2.63 9 0.03 0.44 0.00
Innovation Composite 1.99 9 0.08 0.31 0.00
Extractive foraging Composite 3.10 9 0.01 0.52 0.00
Tool use Composite 3.12 9 0.01 0.52 0.00
Tactical deception Composite 4.06 9 <0.01 0.65 0.00
gs Composite 3.61 9 <0.01 0.59 0.00
PCA 1 Composite 3.61 9 <0.01 0.59 0.00
The sign of the t statistic indicates the direction of the relationship between variables. Data regarding social
learning, innovation, extractive foraging, tool use, tactical deception (all of which covary), and primate gs scores
were adjusted for research effort and obtained from Reader et al. (92) and Byrne and Corp (124). PCA 1 is
equivalent to the gs score calculated by Reader et al. (92) restricted to species in this dataset. We used the arcsine
square-root transformed mean proportion of correct responses for each species as the dependent measure in all
analyses, as this best met the statistical assumptions of our tests. Socioecological data were log transformed
(group size) or arcsine square root transformed (proportion fruit in diet) for analysis.
although populations may vary to some extent (e.g., due to differ- a species, the results must be interpreted extremely cautiously
ences in rearing history or experimental experience), these differ- (e.g., performance of the Asian elephant on the A-not-B task).
ences are small relative to the interspecific variation we observed. The relationship between self-control and absolute brain vol-
The relationship between our experimental measures of self-control ume is unlikely to be a nonadaptive byproduct of selection for
and observational measures of behavioral flexibility also suggest that increases in body size for several reasons. First, a comparison of
our measures have high ecological validity, and underscore the models using only body mass or ECV as the predictor of com-
complementary roles of observational and experimental approaches posite scores yielded stronger support for the ECV model both
for the study of comparative cognition. in an analysis across all species [change in the Akaike informa-
Our tasks could be flexibly applied with a range of species tion criterion (ΔAICc) = 0.77], and within primates (ΔAICc = 3.12).
because all species we tested exhibited the perceptual, motiva- However, it is only within primates that the change in AICc
tional, and motoric requirements for participation. Thus, despite between the body mass and ECV models exceeded the two-unit
convention for meaningful difference (186). Second, the number
the fact that these species may vary in their reliance on vision,
of neurons in primate brains scales isometrically with brain size,
visual acuity, or motivation for food rewards, all species met the
indicating selection for constant neural density and neuron size,
same pretest criteria, assuring similar proficiency with basic task a scaling relationship that contrasts with other orders of animals
demands before being tested. Nonetheless, in any comparative (100). Thus, the relationship between absolute brain volume and
cognitive test it is possible that features of individual tasks are self-control may be most pronounced in the primate species in
more appropriate for some species than others. One mechanism our sample, and may not generalize to all other large-brained
to overcome this challenge is through the approach implemented animals (e.g., whales, elephants), or taxa whose brains are
here, in which (i) multiple tasks designed to measure the same organized differently than primates (e.g., birds). Nonetheless,
underlying construct are used, (ii) the correlation between tasks even when removing primate species from the analysis, absolute
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is assessed across species, and (iii) a composite score averaging brain volume remained the strongest predictor of species dif-
performance across tasks is used as the primary dependent ferences in self-control. Third, ancestral state reconstructions
measure. In cases where data are limited to a single measure from indicate that both absolute and relative brain volume have
history. These approaches will be especially important given that generated the maximum likelihood estimates for ancestral states along the
cognition leaves so few traces in the fossil record. In the era of primate phylogeny using data from the composite measure (average score across
tasks for species that participated in both tasks). The red circles along the tips of
comparative genomics and neurobiology, this research provides
the phylogeny are proportional to the extant species’ composite scores (larger
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a critical first step toward mapping the primate cognitive phenome circles represent higher scores). The blue circles at the internal nodes of the
and unraveling the evolutionary processes that gave rise to the phylogeny represent the estimated ancestral states for the composite score, with
human mind. the estimated value indicated within circles at each node.
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