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Renewable Energy Focus  Volume 25  June 2018 www.renewableenergyfocus.

com
ORIGINAL RESEARCH ARTICLE

Cycle counting of roller bearing


oscillations – case study of wind turbine
individual pitching system
Matthias Stammler1,*, Andreas Reuter1 and Gerhard Poll2
1
Fraunhofer IWES, Appelstrasse 9A, 30167 Hanover, Germany
2
IMKT, Leibniz Universität Hannover, Welfengarten 1 A, 30167 Hanover, Germany

The amplitude, frequency and number of oscillating movements have a significant impact on the
possible damage modes of rolling bearings. Changes in amplitude change both the fatigue and wear risk
of the raceways. In order to properly calculate the fatigue lifetime of an oscillating bearing, estimate the
risk of surface-induced damage modes and design test programs for such bearings, it is necessary to
understand the characteristics of the oscillating movements. This paper presents a comprehensive
method for the analysis of time series data including position and loads. The method is applied to the
simulated time-series data of the IWT 7.5-164 reference wind turbine. Wind turbine blades typically
experience wide-band dynamic loads due to stochastic wind conditions. Therefore, it is important to use
time series based cycle counting methods.

Introduction oscillatory in nature, as the power output of the blades is at


Beginning with the early works of Palmgren and Lundberg, bear- maximum at the 0 position. As the wind speed and turbulence
ings in rotating applications have been the focus of numerous are of complex, stochastic nature, this is also the case for the loads
research efforts [1]. Oscillating bearings, however, have not been and movements of blade bearings.
investigated to a similar depth so far [2]. Oscillating applications Bossanyi presented the benefits of load reduction control mech-
are less common than rotating applications; they include those anisms in 2003 [5]. So-called individual pitch controllers (IPC)
occurring unintentionally ones like vibrations of car wheel bear- control the pitch angle of each blade individually with the aim of
ings during ship transport and those executed intentionally like harmonizing the loads of all the blades and reducing the load
crane head movements [3]. An increasingly important application peaks of each individual blade. As the load reduction is substantial
of oscillating bearings are wind turbine blade bearings. and the loss in power output acceptable, most turbine manufac-
Blade bearings (also called pitch bearings) are large, grease- turers use or plan to use IPC. Compared with the classical collective
lubricated rolling bearings that connect the rotor blades and pitch control, IPC leads to different movement patterns of the
the rotor hub of pitch-controlled wind turbines. They allow blade bearings, with a substantial increase in small oscillations of
turning (pitching) the blades around their primary (z-) axis, see 0.2–1.5 for an individual amplitude.
Figure 1. Turning the blades, changes the amount of lift they The character of the oscillations affects the risk of two possible
generate. Thus, pitching can be used for both power and load damage modes of the bearing rings: rolling contact fatigue (RCF)
control of the wind turbine [4]. and surface-induced damage modes. This is mainly driven by the
The largest rotatory movement of a blade is a 90 turn, which is formation of a lubricant film between the rolling bodies and the
used to change from power production mode to idling or vice raceways of the bearing rings. At larger amplitudes and higher
versa. The 0 and 90 positions in Figure 1 indicate this movement. rolling speeds, the formation of a lubricant film that separates
Under most circumstances, all movements of pitch bearings are the contact bodies is more likely [6]. A separation of the contact
bodies reduces the risk of surface-induced damage on the raceways.
*Corresponding author:. Stammler, M. (matthias.stammler@iwes.fraunhofer.de)

1755-0084/ã 2018 The Authors. Published by Elsevier Ltd. This is an open access article under the CC BY-NC-ND license (http://creativecommons.org/licenses/by-nc-nd/4.0/). https://doi.org/10.1016/j.
40 ref.2018.02.004
Renewable Energy Focus  Volume 25  June 2018 ORIGINAL RESEARCH ARTICLE

TABLE 1
Main parameters of the IWT 7.5-164 [14].
Property Symbol Value
Wind class IEC A1
Hub height hhub 119.3 m
Rotor diameter (unconed) Drotor 164 m

ORIGINAL RESEARCH ARTICLE


Cut-in wind speed Vin 3 m/s
Rated wind speed V 11 m/s
Cut-out wind speed Vout 25 m/s
Minimum rotational speed Vmin 5 rpm
Rated rotational speed Vr 10 rpm
Design tip speed ratio lD 8.4
Rotor configuration Upwind, 3-blade
Tower mass mtower 1,467,355 kg
Rotor-Nacelle-Assembly mass mRNA 536,586 kg
Drive train concept Direct drive

oscillation characteristics on damage modes. Existing analytical


methods for time series containing oscillating data are evaluated
FIGURE 1 for the purpose of blade-bearing movement analysis in ‘Analysis of
Blade coordinate system and pitch angle definition. oscillations’ section. ‘Program for data analysis’ section describes a
new, comprehensive method for the analysis of blade-bearing
movement data based on the findings of the afore-mentioned
The most basic approach to integrate oscillations in the calcula- sections. This method is applied to the simulation data of the
tion of bearing fatigue lifetime is to sum them and convert the IWT7.5-164 reference turbine and the results are presented, both
distance passed into full rotations, which are used for a lifetime in ‘Results and discussion’ section. The paper finishes by the
calculations similar to the ISO281 [7,8]. Houpert and later Kotzalas conclusions in ‘Conclusions’ section.
and Doll presented a method to adapt fatigue lifetime calculations
taking account of the oscillation angles [9,10]. Both these methods Methods
are not applicable for very small oscillation angles, as surface- Reference turbine IWT7.5-164 and simulation
induced wear is the dominating damage mode in this case. The IWT7.5-164 reference turbine is a nearshore wind turbine with
Schwack et al. [2] compare different fatigue lifetime calculation 164 m rotor diameter and a rated power output of 7.5 MW. Its
methods [2]. This comparison showed huge differences in the pitch controller includes IPC-algorithms. The IPC is active at wind
calculated lifetime for different approaches. speeds of approximately the rated speed of 11 m/s and above [14].
None of the aforementioned publications (except for [2]) men- Table 1 contains the most important properties of the turbine.
tions how to obtain the oscillation cycles from a given data set. The design of the blade bearing has been described by Schwack
Due to the widespread use of rainflow countings [11,12] for fatigue et al. [15]. It is a double-row four-point-contact bearing with a
calculations, we assume this method to be the standard approach. pitch diameter of 4690 mm. The balls have a diameter of 80 mm.
As part of the development process, all wind turbines are simu- For every degree of rotational movement, the ball covers a rolling
lated in aero-elastic simulation tools like Bladed, Fast and HAWC2 distance x of 20.1 mm on the raceway. The short axis of the
according to IEC 61400 [13]. These models integrate the original Hertzian contact ellipse (2b, see Figure 4) under typical operating
pitch controller of the turbine. The movements of the pitch conditions is in the range of 4–5 mm.
bearings are included within the time-series outputs of these tools. A complete simulation set according to IEC 61400-1 [13] was
While it is also possible to measure the movements on existing executed in the HAWC2 simulation code [16]. The duration of
turbines, it is necessary to use simulation data for the development each simulation was 600 s (except for start/stop and error simula-
of new turbine types, new controllers and blade modifications. tions). 684 fatigue simulations were carried out. The discrete time
Although not the entire turbine lifetime is simulated, the steps of the output were 20 ms, resulting in 30,000 values per
amount of data created is vast and needs to be organized in order channel for each simulation file. The simulation output files in
to be used as input for the subsequent development of individual ASCII format have an overall size of 130 GB. Of the signals avail-
components. Typical analytical methods include the abovemen- able, the pitch angles of the blades and the loads at the blade roots,
tioned rainflow counting, the creation of load bin distributions which are the same as the blade-bearing loads, are of particular
and the calculation of damage-equivalent loads for different slopes interest. Figure 2 shows one exemplary time series. The mean wind
of S–N-curves. speed of this simulation is 11 m/s, which is the rated wind speed of
In this paper, the simulation data obtained with an aero-elastic the turbine. The movements of one of the blade bearings (signal
model of the IWT7.5-164 reference turbine [14] is presented in ‘‘pitch angle’’) and the dominant loads on that bearing (signals
‘Reference turbine IWT7.5-164 and simulation’ section and used ‘‘MyB’’ and ‘‘MxB’’, see also Figure 1) are shown. The pitch angle
for the subsequent analysis. The following ‘Effect of movements movements consist of small oscillations with double amplitude of
on damage modes’ section briefly describes the impact of up to 4 and of larger movements. The oscillations with larger

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ORIGINAL RESEARCH ARTICLE Renewable Energy Focus  Volume 25  June 2018
ORIGINAL RESEARCH ARTICLE

FIGURE 2
IWT7.5-164 wind turbine simulation at 11 m/s mean wind speed.

FIGURE 3
Severe fatigue damage (left) and surface-induced damage (right) on bearing raceways.

amplitudes control the power output of the turbine, whereas the standardized in the ISO 281 [8]. This is the case for long, steady
turbines’ IPC executes oscillations with smaller amplitudes for the rotations with relatively high speed, when elastohydrodynamic
purpose of load reduction. conditions apply. The extent of RCF damage is affected, among
As the simulated time of 600 s is just a short interval of the others things, by the number of times a rolling body passes a
overall lifetime of the turbine, each simulation run of 600 s certain area of the raceway and by the load [17]. The left part of
represents a longer period. This period is obtained by using the Figure 3 shows severe RCF damage on the raceway of a four-point
distribution of the wind speed over 20 years. The IWT7-5164 is contact bearing.
designed for IEC class IA. The IEC 61400-1 [13] contains a descrip- Oscillations with small amplitudes, however, give rise to surface-
tion of the site conditions for the different generic classes and the induced damage. Elastohydrodynamic contact conditions are less
methods for multiplying the simulation data to obtain the loads likely than mixed lubrication regimes. Surface-induced damage
for the full lifetime. might appear in the form of False Brinelling and/or Fretting
Corrosion [18]. The right part of Figure 3 shows surface-induced
Effect of movements on damage modes damage on the raceway of a four-point-contact bearing.
Assuming a bearing is correctly designed and mounted, the two The risk of it occurring, its severity and the speed of damage
main damage modes of pitch bearings are rolling contact fatigue progression depend on several parameters. These are, among
and surface-induced damage modes on the bearing raceways [6]. others, the amplitude and speed of the oscillations, the load
RCF is the dominant mode when a lubricant film separates the and lubricant. Whether an oscillation generates surface-induced
rolling bodies from the raceway and no metal–metal-contact damage also depends on the size of the contact patch between the
occurs. Lundberg and Palmgren first described the fatigue mech- rolling body and raceway as well as the size of the bearing. Thus,
anisms in rolling bearings [1], today fatigue calculation is amplitudes of different bearings should not be compared by means

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Renewable Energy Focus  Volume 25  June 2018 ORIGINAL RESEARCH ARTICLE

of their absolute value in degrees, but rather by the relation Analysis of oscillations
between the rolling distance x and the size of the contact patch As the size of the output files of the simulation makes it inefficient
along this direction 2b (see Figure 4). to use them as a direct input for component design calculation, the
This relation is also called the amplitude ratio. The findings of data have to be processed prior to further design steps. The results
Maruyama and Saitoh for oil-lubricated bearings [19] are used for of this processing are used to calculate the fatigue lifetime of an
the subsequent analysis: In [19], it is shown that an amplitude ratio oscillating bearing, estimate the risk of surface-induced damage

ORIGINAL RESEARCH ARTICLE


of 1.5 is necessary to build up a lubricant film in an oil-lubricated modes and design test programs for such bearings.
contact. This ratio is likely to differ with grease-lubricated bear- Common analytical methods include rainflow counting [12],
ings, and the difference depends on several parameters. Grease is bin counting of signals and damage equivalent load calculation
composed of thickener (soap) and base oil, and the base oil forms [20]. Figure 5 outlines the different approaches of these three
the lubricant film under most conditions. As the oil is contained in methods, the following figures show detailed views of the indi-
the thickener matrix and the proportion which leaves this matrix vidual processes. The left part of Figure 5 shows the process of
is limited, oil supply to the rolling contact is limited as well and rainflow counting. The result of a rainflow count is a sorted matrix
lubricant film thickness is lower than in purely oil-lubricated containing different classes of amplitudes and the respective
bearings under most conditions. However, thickener is also able numbers of cycles. The middle part of Figure 5 visualizes the
to enter the contact area, and in such a case, it contributes to the bin-counting algorithm. This algorithm delivers the total duration
separation of the contact partners. Thus, the above-mentioned a signal is within a certain range of values. If the number of bearing
value is taken as an indication for the risk of surface-induced rotations is counted as well, the bin counting results in a so-called
damage. Load Revolution Distribution (LRD, not included in Figure 5). The
right part of Figure 6 shows an additional simplification of the
rainflow counting result, the damage equivalent loads (DEL). For a
fixed number of cycles and a given S/N slope, DEL give the
amplitude of oscillations whose damage matches the damage of
the rainflow counting result.
Rainflow counting is widely used to create data input for fatigue
calculations (see the left side of Figure 6). The algorithm treats the
distance between the minimum and the maximum value as a
single flank or half cycle (see number 1 in Figure 6). The name
rainflow count is derived from this interpretation, as the red path
behaves like a water drop flowing down a roof if the figure is turned
through 90 . To avoid double counting of value changes, other
FIGURE 4 flanks that would interfere with the way of the red path are
x/2b dimensionless distance parameter. intersected by it. This thus creates cycles 2/3, 4/5 and 6/7. The

FIGURE 5
Analytical methods: rainflow counting, bin counting, damage equivalent loads.

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ORIGINAL RESEARCH ARTICLE Renewable Energy Focus  Volume 25  June 2018
ORIGINAL RESEARCH ARTICLE

FIGURE 6
Rainflow counting (left) vs. range pair counting (right).

FIGURE 7
Damage equivalent load process.

half cycle 1 is relevant for the structural fatigue damage of materi- amplitudes and cycles (indicated as 1, 2, 3 in the figure). Given
als (see [12] for further details). However, with regard to blade- a certain S/N slope, these values are transferred to an arbitrarily
bearing movements, it is more important to focus on the single chosen amplitude level that is the same for all values (dotted
distances x covered by the roller/ball on the raceway. Every arrows in Figure 7). The cycle values can then be summed (S-sym-
interruption of a movement leads to a breakdown of possible bol in Figure 7). The S/N slope is again used to transfer this
lubricant films and has to be taken into account. As such, the less summed value to a chosen number of cycles and the correspond-
common range-pair counting approach (see the right side of ing amplitude level. None of these operations changes the
Figure 6) is more suitable in this case. Rainflow counting over- summed fatigue damage to the part. As any information about
estimates the number and amplitude of long cycles (see 1 in single amplitude values is erased in the process, DEL results are not
Figure 6) and the number of cycles with relatively small amplitudes suitable for the analysis of blade-bearing movements.
(see 3, 5 and 7 in Figure 6).
In its most basic form, bin counting provides the period of time Program for data analysis
that any given signal spends within a set range of values. Combi- To take account of the range-pair counting method and additional
nations of bins, for example, subsequent counting of second signal bin counting, a MATLAB-program was created for the purpose of
values may be used to obtain more information. As no amplitude blade-bearing movement and load analysis. Figure 8 shows a flow
information is stored, bin counting as a solitary tool is not valuable chart of this program. The raw time series data is used as the input.
in the analysis of blade-bearing movements. Yet, applying bin The blade pitch angle signal is analyzed by a range-pair counting
counting as a supplementary method to the range-pair counting is algorithm which includes an evaluation of the mean value of each
beneficial, as the combination of the two gives information on the half cycle. For each half cycle, additional signals like MxB or MyB
load level for certain oscillating movements, for example. are taken into account via a bin-counting algorithm.
The process of DEL creation is also shown in Figure 7. The results Figure 9 shows and exemplary time series and visualizes the
of the rainflow counting are a number of combinations of results of the analysis. The time series file chosen for this example

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Renewable Energy Focus  Volume 25  June 2018 ORIGINAL RESEARCH ARTICLE

ORIGINAL RESEARCH ARTICLE


FIGURE 8
MATLAB program: simulation time series (left) are processed via range-pair and bin counting into a result matrix.

FIGURE 9
Visualization of the analytical results of an exemplary time series.

was one of the six files (seeds) of DLC1.1 with a wind speed of 9 m/s operating time or 60,766 h. This figure corresponds to the IPC
and the wind direction of 0 . The pitch angle signal is shown in controller mode being active at the rated speed and above, as the
blue and contains 13 visually identified half cycles with double Weibull distribution for this wind class implies a probability of
amplitude above 1 . This threshold was set arbitrarily to allow easy 37% for wind speeds of 10 m/s and above. The high number of
visual identification. The amplitude sizes(in the gray boxes of cycles in the smallest amplitude bin (0.03–5 ) is typical for an
Figure 9) are the output of the MATLAB-analysis. The bin counting individual pitch controlled turbine as well.
result of MxB (red signal) is visually interpreted by means of As most pitch activity occurs in the bin with the smallest
colored boxes. The bin counting is executed only when pitch amplitudes (0.03–5 in Table 2), it is further split up into finer
half-cycles are identified. Time periods without colored boxes bins, see Table 3. The amplitude is given both in degrees and
are such periods where no half cycles were identified (either rolling distance covered by the ball on the raceway. Assuming an
standstill or too small an amplitude). amplitude ratio of roughly 1.5 as the lower limit for a lubricant film
formation (cf. ‘Effect of movements on damage modes’ section), a
Results and discussion limit for cycles that impose a risk of surface-induced damage can be
All fatigue load cases according to IEC 61400-1 [13] were analyzed, estimated. This limit is only an orientation value, as further
namely the Design Load Cases 1.2, 2.4, 3.1, 4.1 and 6.4. The research in the field of oscillating movements of grease-lubricated
operating time of these load cases sums up to 175,000 h, that is, contacts is necessary. A value of 0.4 for the double amplitude was
approx. 20 years. Start and stop (DLC 3.1 and 4.1) were assumed to chosen as it was closest to an amplitude ratio of 1.5. The sum of all
occur 1100 times each year based on values of comparable wind cycles with amplitudes equal to or smaller than 0.4 is 1.29  107.
turbines. In several research projects dealing with smaller oscillating bear-
Table 2 shows the results of a range-pair counting of movements ings, surface-induced damage was created with far lower cycle
between 0.03 and 90 width. The lower value is included in the numbers of up to 0.5  106. A list of research projects and the
range, the upper excluded. The overall number of cycles identified kinematic conditions investigated in these can be found in [6].
is 566  107. Taking the mean frequency and the numbers of cycle, Thus, the results confirm that there is a risk of surface-induced
it can be calculated that the pitch system is active for 35% of the damage in the investigated case.

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ORIGINAL RESEARCH ARTICLE Renewable Energy Focus  Volume 25  June 2018

TABLE 2
Cycle count results for 0–90 .
Double amplitude ( ) Number of full cycles (–) Mean frequency (Hz)
0.03–5 4.81E + 07 0.43
5–10 8.11E + 06 0.16
10–15 3.31E + 05 0.11
ORIGINAL RESEARCH ARTICLE

15–20 1.97E + 04 0.10


20–25 1.15E + 03 0.05
25–30 4.79E + 03 0.03
30–90 1.76E + 04 0.02

TABLE 3
Detailed cycle count results for 0–5 .
Double amplitude ( ) Double amplitude x (mm) Number of full cycles (–) Mean frequency (Hz)
0.03–0.2 0.6–4 8.66E + 06 0.87
0.2–0.4 4–8 4.25E + 06 0.59
0.4–0.6 8–12.1 3.05E + 06 0.51
0.6–0.8 12.1–16.1 2.32E + 06 0.45
0.8–1.0 16.1–20.1 2.30E + 06 0.40
1.0–1.2 20.1–24.1 2.00E + 06 0.37
1.2 –1.4 24.1–28.2 1.84E + 06 0.33
1.4 –1.6 28.2–32.2 1.63E + 06 0.31
1.6–1.8 32.2–36.2 1.73E + 06 0.30
1.8–2.0 36.2–40.2 1.43E + 06 0.28
2.0–3.0 40.2–60.3 6.37E + 06 0.25
3.0–4.0 60.3–80.5 6.76E + 06 0.21
4.0–5.0 80.5–100.6 5.77E + 06 0.19

TABLE 5
TABLE 4
Bin count of pitch angle mean values. Bin count of resulting bending moment.

Double amplitude ( ) Pitch angle value ( ) Operational time (h) Double Resulting bending Operational
amplitude ( ) moment (kNm) time (h)
0.03–0.40 0–2.5 3450.47
2.5–5 289.81 0.03–0.40 6000–8000 135
5–10 658.67 8000–10,000 205
10–15 553.69 10,000–12,000 286
15–20 198.00 12,000–14000 401
20–25 45.27 14,000–16,000 601
16,000–18,000 928
0.40–1.00 0–2.5 2979.88 18,000–20,000 1116
2.5–5 534.41 20,000–22,000 924
5–10 964.93 22,000–24,000 452
10–15 720.15 24,000–26,000 106
15–20 310.73
20–25 64.01
1.00–5.00 0–2.5 6208.65
2.5–5 3950.09 Table 4 shows the results of this bin count. For double amplitudes
5–10 9480.14 smaller than 0.4 , 66% of the oscillations have a mean value
10–15 9417.40 between 0 and 2.5 . This range contains the largest single operat-
15–20 4595.34
ing time bin in the evaluated values. Sixty-six percent equals
20–25 1290.96
0.86  107 cycles, a number still high enough to impose a risk
of surface-induced damage.
A high number of oscillations with small amplitudes increases The analysis of pitch angle amplitudes indicates the risk of
the risk of surface-induced damage, especially if the mean values surface induced damage for this blade bearing. Whether such
do not change over time. A changing mean value would result in a damage occurs also depends on various other factors, one of them
change of the raceway areas that are in contact with the rolling being the applied load. To gain an understanding of the load
bodies. These areas share the oscillations/loads, thus reducing the conditions, a bin count of the resulting bending moment was
probability that one individual area will fail. To better understand carried out. Table 5 contains the results of this bin counting.
the mean value behavior of the pitch angle, a bin count of the The analytical result is a range pair count including oscillation
pitch angle was performed in addition to the range pair count. frequencies and accompanying bin count of pitch angle and

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Renewable Energy Focus  Volume 25  June 2018 ORIGINAL RESEARCH ARTICLE

bending moments. This result can be used as input for a rolling this work will be a movement pattern analysis of data and incor-
contact fatigue calculation (see [2]) or to design a test program for poration of long term wind measurements. Advanced pattern
either a test of surface-induced damage modes or rolling contact recognition, in particular, will allow for a better understanding
fatigue. For fatigue calculations, it is recommended to use a higher of critical conditions. The work will also include bearing tests
number of load bins, as otherwise the design of the bearing would under different oscillating movements to identify critical ampli-
be too conservative [21]. The MATLAB-program we use for this tude ratios under these conditions.

ORIGINAL RESEARCH ARTICLE


paper can easily extract smaller bin sizes, yet the length of a table
containing several hundreds of bins is too large for the format of Conflict of interest
this paper. High bin numbers are not necessarily needed for None declared.
estimations on the probability of surface-induced damage modes.
The dependence of such damage modes on outer load has not been
put into calculation methods so far. Acknowledgements
The present work was carried out with the project ‘‘HAPT – Highly
Conclusions Accelerated Pitch Bearing Tests’’. The project funding by the
Rolling bearings in oscillatory applications may be subject to German Federal Ministry for Economic Affairs and Energy is kindly
different damage modes than bearings in rotating applications. acknowledged.
To better understand the nature of the damage mechanisms of
such bearings, it is necessary to describe the oscillatory move- References
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ways were briefly presented and the amplitude ratio x/2b was used [5] E.A. Bossanyi, Wind Energy 6 (2) (2003) 119–128.
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281:2007), Beuth, Berlin, 2010.
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[9] L. Houpert, Tribol. Trans. 42 (1) (1999) 136–143.
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[12] M. Matsuishi, T. Endo, Fatigue of Metals Subjected to Varying Stress, 1968
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the resulting bending moments showed that 58% of the bending
[17] E. Ioannides, T.A. Harris, J. Tribol. 107 (3) (1985) 367.
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Future work in this field will aim at a better understanding of the
risk of surface-induced damage for a given bearing system. Part of

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