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Alimentary Pharmacology and Therapeutics

Randomised clinical trial: Lactobacillus GG modulates gut


microbiome, metabolome and endotoxemia in patients with
cirrhosis
J. S. Bajaj*, D. M. Heuman*, P. B. Hylemon†, A. J. Sanyal*, P. Puri*, R. K. Sterling*, V. Luketic*, R. T. Stravitz*,
M. S. Siddiqui*, M. Fuchs*, L. R. Thacker‡, J. B. Wade§, K. Daita*, S. Sistrun¶, M. B. White*, N. A. Noble*, C. Thorpe**,
G. Kakiyama*, W. M. Pandak*, M. Sikaroodi†† & P. M. Gillevet††

*Division of Gastroenterology, SUMMARY


Hepatology and Nutrition, Virginia
Commonwealth University and
McGuire VAMC, Richmond, VA, USA.
Background

Department of Microbiology, Virginia Safety of individual probiotic strains approved under Investigational New Drug
Commonwealth University and (IND) policies in cirrhosis with minimal hepatic encephalopathy (MHE) is not
McGuire VAMC, Richmond, VA, USA. clear.

Department of Biostatistics, Virginia
Commonwealth University and
Aim
McGuire VAMC, Richmond, VA, USA.
§ The primary aim of this phase I study was to evaluate the safety, tolerability of
Department of Psychiatry, Virginia
Commonwealth University and
probiotic Lactobacillus GG (LGG) compared to placebo, while secondary ones
McGuire VAMC, Richmond, VA, USA. were to explore its mechanism of action using cognitive, microbiome, metabo-

Clinical Translational Research Unit, lome and endotoxin analysis in MHE patients.
Virginia Commonwealth University,
Richmond, VA, USA. Methods
**Department of Medicine, Tufts Cirrhotic patients with MHE patients were randomised 1:1 into LGG or pla-
University, Boston, MA, USA. cebo BID after being prescribed a standard diet and multi-vitamin regimen
††
Microbiome Analysis Center, George and were followed up for 8 weeks. Serum, urine and stool samples were col-
Mason University, Manassas, VA, USA.
lected at baseline and study end. Safety was assessed at Weeks 4 and 8. Endo-
toxin and systemic inflammation, microbiome using multi-tagged
Correspondence to:
pyrosequencing, serum/urine metabolome were analysed between groups using
Dr J. S Bajaj, Division of correlation networks.
Gastroenterology, Hepatology and
Nutrition, Virginia Commonwealth Results
University and McGuire VA Medical Thirty MHE patients (14 LGG and 16 placebo) completed the study without any
Center, 1201 Broad Rock Boulevard, differences in serious adverse events. However, self-limited diarrhoea was more
Richmond, VA 23249, USA. frequent in LGG patients. A standard diet was maintained and LGG batches were
Email: jsbajaj@vcu.edu comparable throughout. Only in the LGG-randomised group, endotoxemia and
TNF-a decreased, microbiome changed (reduced Enterobacteriaceae and
increased Clostridiales Incertae Sedis XIV and Lachnospiraceae relative abun-
Publication data
Submitted 23 January 2014
dance) with changes in metabolite/microbiome correlations pertaining to amino
First decision 18 February 2014 acid, vitamin and secondary BA metabolism. No change in cognition was found.
Resubmitted 19 February 2014
Accepted 19 February 2014 Conclusions
EV Pub Online 16 March 2014 In this phase I study, Lactobacillus GG is safe and well-tolerated in cirrhosis
and is associated with a reduction in endotoxemia and dysbiosis.
This article was accepted for publication
after full peer-review.
Aliment Pharmacol Ther 2014; 39: 1113–1125

ª 2014 John Wiley & Sons Ltd 1113


doi:10.1111/apt.12695
J. S. Bajaj et al.

INTRODUCTION Patients with cirrhosis defined as having histological


Patients with cirrhosis have alteration in their gut micro- evidence or evidence with radiology and endoscopy of
biota that can influence their cognition and systemic cirrhosis whose disease had been stable for 6 months
inflammatory profile.1–3 Minimal hepatic encephalopathy without specific treatment changes, and were between the
(MHE) is associated with increased progression to overt age range 18–65 were included. We excluded patients
HE, poor health-related quality of life (HRQOL) and with an unclear diagnosis of cirrhosis, those who had
alteration in systemic inflammation.4–6 The manipulation consumed alcohol within 6 months, those with an upper
of the gut microbiota is the mainstay of treatment for gastrointestinal bleeding episode or need to be on sys-
MHE, however the impact of probiotic administration temic antibiotics within 6 weeks, those on current or past
on the systems biology of patients with MHE using stan- specific treatment for HE, with hepatocellular cancer, with
dardised probiotic strains is not clear. yogurt/probiotic consumption within 2 weeks, those with
Prior trials with probiotics in general and in cirrhosis inflammatory bowel disease, history of pancreatitis,
specifically have been limited by a lack of stability of the psychoactive medication use (apart from chronic
product as a drug, control of diet or detailed retrieval of anti-depressants),12 with a recent absolute neutrophil
the probiotic from stools.7 Therefore, the results count <500/mm3 and those with liver transplant.
have been heterogeneous with regard to the duration, The medical records of eligible patients were reviewed
type of organism or combination of organisms and out- and potentially eligible patients were approached directly
comes with mixed results being achieved in several stud- in the out-patient clinic setting for screening. At that
ies.8 This is also complicated by lack of uniformity in visit, a detailed dietary enquiry, physical examination,
batch-to-batch variability and by not performing these enquiry into complications of cirrhosis and current use
studies under an investigational new drug (IND) regula- of psychoactive medications and illicit substances were
tory procedure. Therefore, the aim of this phase I study performed. Patients who met the inclusion criteria were
was to evaluate the safety and tolerability of a well-stud- then administered the validated battery of cognitive tests;
ied probiotic with a published history of safety and effi- number connection test-A (NCT-A), number connection
cacy in humans, lactobacillus GG AT strain 53103 test-B (NCT-B), digit symbol (DST) and block design
(LGG), in patients with cirrhosis and MHE in a rando- tests (BDT).13 NCT-A evaluates psychomotor speed
mised, placebo-controlled, double-blind trial.9–11 The sec- while connecting dots from 1 to 25 while during NCT-B,
ondary aims were to explore the mechanism of LGG’s that tests set-shifting also, subjects need to connect alter-
action by studying changes in the microbiome, endo- nating numbers and letters. Time required to complete
toxin, inflammatory cytokines and metabolomics and these correctly is the outcome for both NCT-A/B. Dur-
effects on cognition and HRQOL. ing DST, subjects have to transcribe nonsense symbols
into corresponding spaces over 2 min. This test evaluates
MATERIALS AND METHODS psychomotor speed and working memory and the num-
This study was carried out under the IND mechanism of ber successfully transcribed is the score. The subjects
Center for Biologics Evaluation and Research (CBER) of have to assemble blocks according to pre-specified pat-
the Food and Drug Administration (FDA) (IND number terns of increasing difficulty on time on the BDT. A high
BB13870), which involved demonstration of the safety, score on DST and BDT and a low score on NCT-A and
batch-to-batch variability and stability of the LGG as a B indicate good cognitive performance. The diagnosis of
drug. The LGG used was manufactured by Chr Hansen, MHE was made based on criteria developed from our
Inc., (Milwaukee, WI, USA) and packaged and distrib- healthy, age-matched controls which required patients to
uted by Amerifit, Inc. (Cromwell, CT, USA). The study have at least two of the four of NCT-A, NCT-B, DST or
protocol was approved by the Institutional Review Board BDT abnormal (NCT-A >35 s, NCT-B >99 s, DST <72
at Virginia Commonwealth University. Monitoring was or BDT <31 raw score).14 Screening laboratories were
conducted by an independent Data Safety Monitoring performed for amylase, lipase and neutrophil count per
Board (DSMB), and an external NIH/NCCAM Clinical FDA recommendations and those with <500/mL
Research Organization (CRO) external monitoring over- neutrophils or a high amylase/lipase were excluded.
sight that adhered to FDA protocol for IND regulatory If the above criteria were fulfilled, the patient was sent
procedures for establishing safety. Monitoring visits were home with a food recall diary and collection kit for stool.
conducted at baseline, interim and end of study. They were then seen for a baseline visit within 2 weeks at

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Randomised clinical trial: Lactobacillus GG in cirrhosis

which point they were evaluated by a physician for a phys- S1).18 A portion of the stool was also stored to analyse
ical examination including questioning to confirm the for faecal bile acids using published HPLC techniques.19
continued eligibility and for health-related quality of life Serum and urine samples were analysed for metabolo-
(HRQOL) using the Sickness Impact Profile (SIP).15 They mics using published techniques of GC and LC/MS (at
were subsequently evaluated by the dietician who per- the West Coast Metabolomics Laboratory of University
formed a resting energy expenditure (REE), evaluated their of California, Davis).20
food diary and designed a diet providing 1.2 g/kg protein
and 35 Kcal/kg (or 1.2 times the REE) specifically educat- Statistical analysis
ing patients using a pamphlet to avoid all probiotic con- Basic analysis. Analysis of changes in cognition, quality
taining foods. Stool, urine for metabolomics and blood of life, safety and tolerability was performed using paired
(for MELD score, serum albumin/pre-albumin and meta- t-tests and v2/Fisher exact tests where appropriate. We
bolomics) were collected. Subjects were then randomised also used paired t-tests and nonparametric paired tests
into placebo or LGG for 4 weeks using blocks of 4 created to assess serum changes in endotoxin, inflammatory
by the VCU Investigational Pharmacy using a random cytokines compared to baseline in both groups. Unpaired
sequence generator. Subjects were also dispensed a daily t-tests were used to compare between groups at baseline.
multivitamin after ensuring that their prior MVI was Given the exploratory, phase I nature of this study,
stopped and were instructed to bring in capsules that were multiple-comparison adjustments were not performed
not used in the interim visit 4 weeks later. for the variables above.
The interim visit was carried out 4 weeks after the
baseline visit where patients were examined by study Metabolomics analysis. These were analysed using uni-
investigators, adverse events and new diagnoses were variate statistics and multivariate modelling. All analyses
evaluated, remaining study drug and adherence was que- were implemented in the R statistical programming envi-
ried and continued eligibility established. Blood was col- ronment. Statistical differences between the two cohorts
lected for MELD score, ammonia, serum albumin and were independently evaluated for known and unknown
pre-albumin, and the dietician met with them to confirm metabolites and separately in urine and serum matrices.
continued adherence on the prescribed diet. If there were A one-way analysis of variance (ANOVA) was used to
no adverse events requiring discontinuation, the subjects compare the difference (delta) between baseline and
were re-prescribed their medication for another 4 weeks. Week 8 to find out which metabolites changed in oppo-
The end-of-drug visit was carried out 4 weeks later site directions in the LGG group compared to the pla-
(8 weeks after drug initiation) where all procedures cebo group. Metabolites displaying significantly altered
including physical examination, cognitive testing, delta values (P < 0.05) were used for unsupervised [prin-
HRQOL evaluation, dietary assessment, sample (blood, cipal components analysis (PCA)] and supervised
urine, stool) collection and evaluation of adherence and [orthogonal partial least squares projection to latent
adverse events were performed. structures (OPLS)] analyses. These were done for serum,
urine and the combined serum/urine delta values sub-
Sample analysis jects between the two biofluids while accounting for a
Serum inflammatory cytokines (IL-6, TNF-a, IL-1b, significant false discovery rate (P < 0.05).21
IL-2, IL-10 and IL-17) and endotoxin were analysed
using published techniques (Assaygate Inc., Ijamsville, Microbiota analysis. Microbiota analysis was performed
MD, USA).2 Fresh stool was used to extract DNA.2 This using Metastats between groups and compared to base-
was used for microbiome analysis using published line, which controls for multiple comparisons.22
multi-tagged pyrosequencing techniques and percentage
relative abundances at the taxon level were expressed.16 Systems biology analysis. Correlation networks were
The Cirrhosis Dysbiosis ratio which is the ratio of then created between differences between baseline and
autochthonous or beneficial taxa (Lachnospiraceae, Clos- Week 8 for LGG and placebo groups with phenome (cir-
tridiales XIV, Ruminococcaceae and Veillonellaceae) to rhosis severity, cognitive tests, inflammatory markers,
other taxa (Enterobacteriaceae and Bacteroidaceae) was endotoxin), microbiome (stool MTPS findings at the
also analysed; a low ratio indicates dysbiosis.17 In addi- taxon level) and metabolome (serum and urine GC/
tion, the qualitative presence of LGG in the stool of LC-MS) with cut-off of both P < 0.001 and r > 0.6 or
patients at baseline and at Week 8 was assessed (Data < 0.6 and visualised in Cytoscape.23, 24 Sub-networks of

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ª 2014 John Wiley & Sons Ltd
J. S. Bajaj et al.

bacterial taxa deemed to be differently affected by LGG in the baseline demographic, anti-depressant use (25%
compared to placebo were created and evaluated from vs. 30% placebo, P = 0.4), cognitive performance or cir-
this overall network. rhosis characteristics between the groups. Overall adher-
ence was good with 95% of the assigned medication as
Sample size. On the basis of our prior study of yogurt well the MVI consumed.
with probiotics similar to LGG in which yogurt and no Three batches of LGG and placebo were used. Each
therapy were given in a 2:1 ratio, we found that 25% of LGG batch had >50 billion CFU/g (51, 61 and 53 respec-
patients randomised to no treatment had a serious tively), without any other organisms. No live organisms
adverse event compared to none in the probiotic yogurt were detected in the placebo batches. The ideal diet pre-
group in the study period.25 Using Fisher’s Exact test scription was 2033  333 Kcal/day and 1958  326
and assuming that the placebo group, which in this Kcal/day for placebo and LGG group respectively; rec-
study will be equal to the LGG group in number, we ommended protein intake was 108  23 g/day for
expect a higher chance of serious events at 35%, com- placebo and 112  35 g/day for LGG. The diet was
pared to none in the LGG with 15 subjects per group re-assessed using 3-day recall and the average caloric
and an alpha of 0.05, results in a power of 82%. intake between groups was statistically similar (placebo:
1975 Kcal/day or 97.1% of recommended, LGG:
RESULTS 1934 Kcal/day or 98.8% of recommended) over the study
We examined 150 charts of patients with cirrhosis; 73 duration. Protein intake was also statistically similar (pla-
were not eligible (56% were not eligible due to prior cebo: 80 g/day or 74% of recommended, LGG: 98 g/day
overt HE on treatment, 67% were on concurrent psycho- or 87% of recommended). There was no probiotic, alco-
active medications) and 10 patients refused. hol intake or no use of psychoactive medications during
the trial in any patient on multiple enquires by the study
Patient course staff and the dieticians.
The remaining 67 patients signed the consent form for
screening; three were excluded from further participation Safety and tolerability
(one admitted to alcohol use within a week and two There was a significantly higher incidence of diarrhoea
patients were scheduled for elective dental or interven- in the LGG group compared to the placebo, but no dif-
tional radiological procedures in the coming month that ference in the bloating, abdominal pain, nausea, vomit-
would require the use of antibiotics). The rest of the 64 ing or other adverse events between groups.
were given the cognitive testing for MHE and 27 were Investigation of diarrhoea did not show stool WBCs
not found to have MHE and were not considered fur- and none of the affected patients had fever or needed
ther. Thirty-seven patients were randomised. Two specialised therapy for it. None of the patients needed
patients withdrew consent within the first month due to to stop study medication due to the adverse events and
logistic reasons without any adverse events (both LGG none developed overt HE or required hospitalisation
group). One additional patient had to be scheduled for a during the trial (Table 2).
splenic arterial embolisation for which he would need We did not find any change in the complete blood
antibiotics and narcotics (LGG group) and was with- count, MELD score or venous ammonia in the groups
drawn before receiving medication. Four patients with- before and after the medications (Table 3). There was no
drew due to infections or other contraindications to change in any cognitive test, but there was a worsening
continuation of the study [one broke her wrist and of the psychosocial aspect of the Sickness Impact Profile
needed antibiotics (placebo), one had an asymptomatic in patients assigned to placebo whereas no change was
urinary tract infection based on urine collected before seen in those in the LGG group (Table 4). The only
randomisation with methicillin-sensitive Staphylococcus other notable change was a significant decrease in serum
aureus (placebo), two were found to have dental issues endotoxin and TNF-a only in the LGG group, not pla-
within a week of randomisation that needed antibiotics cebo (Table 5). No change in other inflammatory cyto-
(one placebo and one LGG)] (Figure 1). kines was observed.
Therefore, in the end, we enrolled the 30 patients
needed for the sample size who completed the trial Detection of LGG from stool DNA
(Table 1); 14 were randomised to the LGG group and 16 Lactobacillus GG was qualitatively detectable in stool in
to the placebo group. There was no significant difference 10 of the 14 patients randomised to the LGG group at

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Randomised clinical trial: Lactobacillus GG in cirrhosis

Lactobacillus GG in Cirrhosis

Assessed for eligibility (n = 150)

Excluded (n = 113)
Enrollment

Not meeting inclusion criteria (n = 100)


Refused to participate (n = 10)
Other reasons (n = 3)

Randomized (n = 37)

Allocated to intervention (n = 18) Allocated to intervention (n = 19)


Allocation

Received intervention (n = 17) Received intervention (n = 19)


Did not receive intervention (n = 1) Did not receive intervention (n = 0)
Follow-up

Lost to follow-up (n = 2) Lost to follow-up (n = 1)


Discontinued intervention (n = 1) Discontinued intervention (n = 2)
Analysis

Analyzed (n = 14) Analyzed (n = 16)


Excluded from analysis (n = 4) Excluded from analysis (n = 3)

Figure 1 | CONSORT diagram: The arm on the left is LGG while placebo is on the right.

Week 8 (71%), but no one in the placebo group had the the placebo group only. As a result, there was a significant
presence of LGG in their stool throughout the study. reduction in dysbiosis in LGG group displayed by the
increased Cirrhosis Dysbiosis ratio (Table 5).
Microbiome changes
There was no significant difference in microbiome compo- Faecal BAs
sition between groups at baseline. However when com- There was no significant change in total BAs, primary or
pared to baseline, there was a significant increase in secondary BAs or their ratios between baseline to Week
autochthonous taxa (Lachnospiraceae and Clostridiales 8 using HPLC in the LGG groups, but there was a sig-
XIV with a trend towards increase in Ruminococcaceae) in nificant increase in the secondary BA, deoxycholic acid,
LGG-assigned patients, but not in placebo. Correspond- in the placebo group compared to baseline (Table S1).
ingly there was also a decrease in taxa associated with
worse disease or cognition (Enterobacteriaceae and Por- Metabolomics
phyromonadaceae) in the LGG group, but not in the pla- Serum (183 named and 1527 total) and urine (195
cebo group. Rikenellaceae were decreased significantly in named and 1210 total) metabolites were studied and

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Table 1 | Demographics of patients included in the trial

Intention-to-treat Per-protocol

Type LGG (n = 18) Placebo (n = 19) LGG (n = 14) Placebo (n = 16)


Age 56.3  9.0 58.4  4.3 58.4  3.8 58.5  4.5
Gender (Men/Women) 12/6 13/6 10/4 12/4
Education (years) 13.8  2.3 13.6  2.1 13/9  2.3 13.5  2.3
Aetiology (HCV, HCV+alcohol, Alcohol, NASH, others) 8/3/1/3/3 9/1/0/6/3 7/2/1/2/2 8/1/0/5/2
MELD score 8.6  2.2 8.3  2.0 7.9  1.8 8.6  2.0
Number Connection Test-A 38.9  9.5 39.3  14.0 38.4  10.6 36.6  8.0
Number Connection Test-B 91.6  27.7 100.9  31.4 85.8  24.6 100.6  30.9
Digit Symbol test 58.3  8.8 56.4  12.1 57.4  8.2 56.3  11.9
Block Design test 25.8  12.3 29.9  13.5 24.9  11.0 31.6  13.9
Total SIP 10.1  8.7 8.5  9.4 9.6  9.1 6.9  9.1
Psychosocial SIP 11.7  11.6 9.8  11.9 11.4  11.8 8.3  12.1
Physical SIP 6.5  7.1 5.4  6.9 6.5  7.1 4.4  6.8

No significant differences between any parameters were seen at baseline between the two groups. SIP, sickness impact profile.

Table 2 | Safety and tolerability of LGG compared to placebo

Intention-to-treat analysis Per-protocol analysis

Type LGG (n = 18) Placebo (n = 19) P LGG (n = 14) Placebo (n = 16) P


Adverse events
Abdominal pain 22.2% (4/18) 21.1% (4/19) 0.99 28.57% (4/14) 25.00% (4/16) 0.99
Bloating 27.8% (5/18) 15.7% (3/19) 0.45 35.71% (5/14) 18.75% (3/16) 0.42
Cramping 22.2% (4/18) 21.1% (4/19) 0.99 28.57% (4/14) 25.00% (4/16) 0.99
Self-limited diarrhoea 33.3% (6/18) 5.26% (1/19) 0.04 42.86% (6/14) 6.25% (1/16) 0.03
Fever 5.5% (1/18) 5.2% (1/19) 0.99 7.14% (1/14) 6.25% (1/16) 0.99
Throat swelling 5.2% (1/18) 0.0% (0/19) 0.72 7.14% (1/14) 0.00% (0/16) 0.47
Skin rash 11% (2/18) 5.2% (1/19) 0.60 14.29% (2/14) 6.25% (1/16) 0.59
Serious adverse events (requiring emergency room or clinic visits)
Infections 5.5% (1/18) 15.7% (3/19) 0.60 7.14% (1/14) 6.25% (1/16) 0.99
Unrelated ER visits* 0.00% (0/18) 5.2% (1/19) 0.99 0.00% (0/14) 0.00% (0/16) –
Overt HE 0.00% (0/18) 0.00% (0/19) – 0.00% (0/14) 0.00% (0/16) –
Hospitalisations 0.00% (0/18) 0.00% (0/19) – 0.00% (0/14) 0.00% (0/16) –
* One patient in the placebo group broke her wrist and needed emergency attention. Serious adverse events required specific
attention between study visits. Other adverse events were only brought to the study staff’s attention on specific questioning on
designated visits. None of the diarrhoeal episodes were accompanied by fever, leukocytosis or faecal WBCs and all were self-lim-
ited without need for antibiotic therapy. No overall differences in adverse events were observed between groups.

metabolites changing in opposite directions compared intermediates [vitamin C and riboflavin metabolites;
between LGG and placebo groups. (Table S2)] were seen. There was a significant separation
in urine and serum metabolites individually and together
Serum metabolite changes using principal component and OPLS-DA analysis
There was a significant reduction in amino acids (isoleu- (Figures 2; S1–S4).
cine, threonine, methionine) and increase in hydroxyl-
amine and benzoic acid in LGG-randomised compared Correlation network analysis
to an increase in the placebo group over 8 weeks. At Week 8, in the LGG group compared to baseline,
there were 525 nodes (named and unnamed) with 825
Urine metabolite changes edges or lines joining them. In contrast, the change in the
A significant reduction in phosphatidylcholine species, correlation networks of those randomised to placebo was
the secondary bile acid glycodeoxycholic acid, vitamin considerably less with 426 nodes and 580 edges joining

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Randomised clinical trial: Lactobacillus GG in cirrhosis

Table 3 | Change in laboratory values, cognition and Table 4 | Endotoxin and inflammatory cytokine change
quality of life (per-protocol analysis) in patients who completed the study

LGG Placebo LGG (n = 14) Placebo (n = 16)

Std. Baseline Week 8 Baseline Week 8


Mean Std. Dev. Mean Dev.
Change Change Change Change Endotoxin 0.4  0.5 0.1  0.1* 0.2  0.2 0.3  0.5
(EU/mL)
BMI 0.28 0.67 0.01 0.42 TNF-a 10.8  5.6 9.0  4.0* 12.2  8.1 11.2  7.8
WBC count 0.44 0.78 0.11 1.52 (pg/mL)
Haemoglobin 0.24 1.08 0.17 0.80 IL-6 1.5  4.8 1.7  5.2 1.1  2.9 0.7  2.1
INR 0.01 0.06 0.03 0.10 (pg/mL)
Creatinine 1.36 5.12 0.00 0.09 IL-2 0.7  2.0 0.8  1.6 1.2  3.5 0.6  1.1
Bilirubin 0.11 0.32 0.14 0.48 (pg/mL)
Ammonia 3.08 10.23 2.7 4.22 IL-1b 2.7  8.4 3.8  8.4 1.7  4.3 1.4  4.3
Albumin 0.01 0.16 0.04 0.24 (pg/mL)
Cognition and QOL IL-10 1.1  2.8 1.2  2.3 0.4  0.7 0.5  0.9
Number connection 1.29 12.25 2.13 6.62 (pg/mL)
test-A IL-17 0.7  1.3 0.9  2.1 0.4  0.4 0.5  0.4
Number connection 6.71 35.58 10.33 42.01 (pg/mL)
test-B
Data are presented as mean  standard deviation. There was
Digit symbol test 0.29 8.08 0.67 11.29
a significant reduction in endotoxemia and TNF-a levels after
Block design test 0.14 7.16 0.20 4.90
LGG use, but no change was seen in the placebo group.
Total SIP score 0.37 7.01 1.18 6.70
*P < 0.05.
SIP psychosocial 1.11 9.54 4.18 8.62*
score
SIP physical score 0.02 4.99 1.31 5.26 Alteration in gut microbiota in cirrhosis, especially in
No significant change in routine laboratory values was seen HE, is an important determinant of the prognosis and
before or after LGG or placebo; There was no significant modulates treatment in patients.26 However, given the
change in cognitive tests, but a significant worsening (increase immunosuppressed nature of patients with cirrhosis and
in score) was seen on the SIP psychosocial domain in patients recent reports of probiotic-associated negative conse-
randomised to placebo, a high SIP score indicates poor quality
quences in pancreatitis patients, this study was mandated
of life *P < 0.05; SIP, sickness impact profile.
as a Phase I study by the FDA to assess the safety and
Bold values are statistically significantly different.
tolerability in these patients.27, 28 The probiotic was asso-
ciated with a significantly higher rate of diarrhoea that
them. We specifically noted sub-networks of differences was indeed self-limiting and not associated with any
in correlations between baseline and Week 8 in placebo changes in stool WBC. The incidence of diarrhoea with
and LGG subjects centred on Lachnospiraceae, Rumino- probiotics has varied in prior studies in cirrhotic and
coccaceae, Clostridiales Incertae Sedis XIV and Enterobac- noncirrhotic patients, but it appears to be non-infectious
teriaceae (Figure 3a–h). We found significant changes in or non-inflammatory in origin and could represent the
correlation differences in the LGG group compared to entry of the large batch of these microbes into the colo-
the placebo group based on linkages of microbiota with nic microbiome.8, 29 Infections were similarly distributed
endotoxin, cytokines and vitamin metabolites. among groups and were not related to LGG. Patients
randomised to LGG were able to complete the study
DISCUSSION without any further issues related to the product.
This study shows that using an IND protocol that the We found a significant reduction in dysbiosis sug-
probiotic Lactobacillus GG is well-tolerated, despite a gested by the reduction in relative abundance of Entero-
higher incidence of self-limited diarrhoea in patients bacteriaceae and Porphyromonadaceae and a relative
with cirrhosis. Our data also showed beneficial changes increase in beneficial autochthonous taxa of Lachnospira-
in the stool microbial profile with reduction in TNF-a ceae and Clostridiales Incertae Sedis XIV with a trend
and endotoxemia with change in serum and urine towards increased Ruminococcaceae only in the
metabolomics compared to MHE patients randomised to LGG-randomised group at the end of trial.30 This change
placebo. LGG was also recovered at the end of the study in bacterial flora composition is intriguing because there
from the majority of LGG-randomised patients. was no specific change in Lactobacillaceae as we did not

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LGG (n = 14) Placebo (n = 16) Table 5 | Relative abundance


Phylum_Taxon Baseline Week 8 Baseline Week 8 of bacterial taxa before and
after the trial
Bacteroides_Bacteroidaceae 40.6 40.6 42.7 41.2
Bacteroides_Prevotellaceae 12.3 10.3 1.9 4.2
Bacteroides_Rikenellaceae 8.8 6.9 3.7 2.0*
Bacteroides_Porphyromonadaceae 6.4 4.4* 5.2 4.9
Firmicutes_Lachnospiraceae 8.5 12.5** 11.0 11.6
Firmicutes_Ruminococcaceae 8.8 11.6 10.6 10.5
Firmicutes_Incertae sedis Clostridia XIV 1.4 2.2* 2.6 1.8
Firmicutes_Veillonellaceae 1.9 2.1 4.1 5.8
Proteobacteria_Enterobacteriaceae 4.7 1.8* 2.7 2.6
Cirrhosis Dysbiosis Ratio 0.66 0.94* 0.92 1.0

Data are presented as mean abundances as percentage of the total abundance. No sig-
nificant difference in microbiome composition was seen at baseline between groups
using unpaired t-tests, but a significant improvement in dysbiosis (increase in autoch-
thonous and reduction in potentially pathogenic taxa) was seen in the LGG group;
there was significant reduction in Rikenellaceae in the placebo group on Metastats;
*P < 0.05, **P ≤ 0.01. Bold values are statistically significantly different.

(a) (b)
Uric acid
Ascorbic acid

4-acetamidobutyric acid
5 0.1
Pipecolic acid ribose
Methyl perillate
Sucrose

(–)–Riboflavin
Urea
xylose
PC 40:6 hexuronic acid
Comp.2

Comp.2

L-Tyrosine 1,2-anhydro-myo-inositol NIST


Treatment 0.0 methanolphosphate
0 Lactic acid
Drug Serum
233005 carbohydrate Urine
Placebo galactonic acid
280546 hexuronic acid
N-acetylaspartic acid
2-deoxytetronic acid NIST
PE 36:2
dehydroascorbic acid
–0.1 Malic acid
–5 lysine

gluconic acid
–0.2
–4 0 4 8
–0.10 –0.05 0.00 0.05 0.10
Comp.1 Comp.1

Figure 2 | Supervised OPLS-DA of delta change in urine and serum metabolites clearly showing differences in
clustering between LGG and placebo; the closer the dots, the more related the subjects are in their change in urine
and serum metabolites. (a) overall variances in differences between groups, (b) individual metabolites that were
significantly different between groups.

analyse taxa <1% in abundance. This may be due to the mote epithelial function, displace pathogens and stimu-
ability of LGG to promote the development of other late the host immune system through soluble molecule
beneficial microbiota, which we speculate could be cross-talk, it could be that the majority of microbial
through quorum sensing.31 Alternatively, as LGG has pili abundance change could be mucosal, which has differing
that allow it to attach to the intestinal mucosa and pro- microbial populations than the stool.1, 32

1120 Aliment Pharmacol Ther 2014; 39: 1113-1125


ª 2014 John Wiley & Sons Ltd
Randomised clinical trial: Lactobacillus GG in cirrhosis

Interestingly, we found changes in bacterial relative gut barrier that can potentially be ameliorated with the
abundance as well as association with metabolites that addition of these vitamins.37, 38 Cirrhotic patients often
were beneficial in the LGG-randomised group. The have vitamin deficiencies even in the earlier stages which
reduction in Enterobacteriaceae was associated with a could worsen this barrier function.39 The lower urinary
change in its linkage with anti-inflammatory cytokine excretion and higher serum levels of the vitamin C and
IL-13 and ammoniagenic amino acids that was not seen riboflavin intermediates (galactonate, xylulose, ribitol)
in the non-LGG group. There was a consistent reduction after LGG compared to placebo could be indicative of a
in potentially ammoniagenic amino acids with a con- synergy between LGG and these vitamins in improving
trasting increase in ‘fixed’ forms of ammonia such as this barrier function; however detailed mechanistic stud-
benzoic acid and hydroxylamine in the serum in LGG ies are required.
patients compared to placebo while there was a corre- With advancing cirrhosis, with and without alcoholic
sponding decrease in a product of oxidative stress, am- liver disease, there is expansion of Proteobacteria, the
inomalonate.33 With LGG there was also a lower urinary phylum containing Gram-negative families such as
excretion of phosphatidylcholines and a reduction in the Enterobacteriaceae.2, 3 LGG supplementation in rodent
positive associations of urinary phosphatidylcholine moi- models of alcoholic liver disease prevented this increase
eties in the sub-networks with bacteria only in the LGG in Proteobacteria and also increased the Gram-positive
group. Phosphatidylcholines are a major dietary source autochthonous components, Firmicutes. This was associ-
of choline and phospholipids, which are usually con- ated with a reduction in endotoxemia as would be
sumed in patients with active gut microbiota and the expected with reduced Gram-negative abundance but
change in microbiota functional capacity could alter their also a reduction in TNF-a levels. The mechanism of
systemic concentration.34 Interestingly, there was a action of LGG is largely unknown, but of late, the role
significant reduction in the urinary secondary bile acid, of its soluble factors such as p40 protein has been shown
the glycine conjugate of deoxycholic acid in LGG group to reduce colonic disruption, maintain intestinal integrity
and increase in the deoxycholic acid levels in faeces in as well as reduce specifically macrophage innate immune
the placebo group. With gut flora manipulation using response that produces cytokines such as TNF-a.40 The
rifaximin, there was also a reduction in conversion of reduction in endotoxemia is significant in cirrhosis, as it
the primary to secondary bile acids.19 This is a comple- represents bacterial product translocation and is associ-
mentary reduction in secondary BA in the systemic ated with worsening disease in patients over time.41
circulation with LGG and increase without LGG over This study also shows that the focus of microbiota
time as occurred in placebo-randomised patients. These studies should shift from mere microbiota identification
changes are intriguing because in studies by our group to ‘functional’ inter-relationships based on metagenomic
in cirrhotics of similar severity, there was no difference analyses related to metabolic consequences in dysbiosis.
in the microbiota composition or systemic inflammation Such information is valuable in diagnosis and prognos-
with a non-absorbable antibiotic, rifaximin.35 However, tics because it would allow targeting a particular
rifaximin was associated with reduction in secondary bacterium or cluster, enzymes and host-microbial path-
BAs unlike LGG.19 Both treatments were associated with ways, proteins and cell-based processes involved in
changes in bacterial function and endotoxemia, similar inflammatory and metabolic responses driving disease
to this experience with LGG. There has been keen aetiologies.
interest in studying prebiotics, probiotics and antibiotics Our study is the first evaluation of drug-quality pro-
in hepatic encephalopathy and this differing mode of biotics in patients with cirrhosis. This was accompanied
action may increase the rationale for combining thera- by strict diet control, careful monitoring of the batch-
pies for synergy.36 to-batch variability in the drug and successful retrieval
We found that despite being on a stable multi-vitamin from stools. This issue is critical because in prior
dose, there was a reduction in vitamin C and riboflavin reports, the over-the-counter probiotics have had signif-
excretion in the LGG group and several intermediates of icantly lower proportion of claimed colony forming
vitamin C and riboflavin metabolism were correlated units of the claimed bacteria.42 This creates a serious
with bacteria differentially after LGG. This could indicate issue in the interpretation of non-IND probiotic studies.
a higher ability to consume riboflavin and vitamin C in Another advantage is the use of a single, well-character-
the LGG group. Studies in animals with burn injury and ised strain of the probiotic LGG instead of a multi-spe-
in those with vitamin deficiency have shown a defect in cies probiotic in which the contribution of individual

Aliment Pharmacol Ther 2014; 39: 1113-1125 1121


ª 2014 John Wiley & Sons Ltd
J. S. Bajaj et al.

(a) Enterobacteriaceae placebo


(c) Clostridiales Incertae Sedis XIV placebo
2-aminoadipic
acid Threonine Trans-4-hydroxyproline

Enterobacteriaceae Incertae Sedis


Isoleucine
XIV

PC 38:6

Glycine Sucrose

(b) Enterobacteriaceae LGG


4-hydroxy (d) Clostridiales Incertae Sedis XIV LGG
Guanidineacetic hippuric acid
acid Cysteine NSE Ribitol
IysoPE 18:2
Cystathionine
Serine
Pelargonic acid
IysoPC 18:2
Enterobacteriaceae
Clostridiales
Glutamic acid Incertae Sedis
IL-13 XIV
Taurine
Pelargonic acid Asparagine Arabitol

(g) Lachnospiraceae placebo


ADMA
(e) Ruminococcaceae placebo
4-hydroxyphenylacetic
acid Phenylalanine
Adenine
Threonine
Rumino lysine Glucuronic acid
Lactic acid
Threitol
Lachnospiraceae
NSE
(f) Ruminococcaceae LGG
2-hydroxyglutaric
IL-6 Erythritol acid Beta-alanine
IL-2
Methyl Isocitric acid
nicotinamide OxoprolineGlucuronic acid
Ribitol
L-Tyrosine L-Methionine
(h) Lachnospiraceae LGG
Betaine Aminomalonic IFN-g
Asparagine acid
Ruminococcaceae 215062 IysoPC 16:0
Citrulline
IysoPC 18:1 Fucose
N-acetylglutamate Ornithine
Lachnospiraceae
Xylitol
1-monopalmitin PE 36:2
IysoPC 20:3 Xylitol
Quinic acid Ribitol NSE
IysoPC 18:3
2-hydroxyhippuric
Dehydroascorbic acid
acid Pipecolic acid

1122 Aliment Pharmacol Ther 2014; 39: 1113-1125


ª 2014 John Wiley & Sons Ltd
Randomised clinical trial: Lactobacillus GG in cirrhosis

Figure 3 | Sub-networks showing correlation network differences from baseline to Week 8 in placebo and in
Lactobacillus GG (LGG) groups separately centred on selected bacterial taxa. The following colour scheme is
applicable to all sub-networks. Colour of nodes: Blue: Inflammatory cytokine, Light green: serum metabolites, Dark
green: urine metabolites. Colour of Edges: Pink: negative remained negative but there is a net loss of negative
correlation, Dark Blue: negative changed to positive, Yellow: positive remained positive but there is a net loss of
positive correlation, Red: positive to negative, Dark green: shift negative to positive completely, Military green: shift
positive to negative completely. (a and b) Sub-networks of correlation changes from baseline to Week 8 centred
around Enterobacteriaceae in the placebo and LGG group respectively. In patients randomised to LGG, there were
significant compositional changes from a direct correlation at baseline to inverse correlations after LGG
supplementation. Several urinary ammoniagenic amino acids, products of nitrogen metabolism were positively linked
with anti-inflammatory cytokine IL13. In placebo subjects, there were no notable changes and inverse correlations.
(c and d) Sub-networks of correlation changes from baseline to Week 8 centred around Clostridiales Incertae Sedis
XIV in the placebo and LGG group respectively. There were inverse correlation changes with taurine, arabitol, ribitol
(intermediates with riboflavin and ascorbate metabolism) and the anti-oxidant cystathionine changed to positive after
LGG supplementation. NSE, a marker of neuronal inflammation changed from positive to negative after LGG
supplementation. By contrast, in the placebo group, there was only a minor loss of inverse correlation of Clostridiales
Incertae Sedis XIV with three amino acids, threonine, glycine and proline. (e and f) Sub-networks of correlation
changes from baseline to Week 8 centred around Ruminococcaceae in the placebo and LGG group respectively.
Intermediates of urea cycle were positively correlated after LGG supplementation while there were consistent negative
correlations with IL-6 and IL-2. There was lower urinary dehydro-ascorbate with lower intermediates in urine such as
xylitol and increased serum vitamin C intermediates such as ribitol and xylitol. There was a decrease in correlation
with aminomalonic acid, a marker of oxidative stress. In contrast, after placebo, there were little changes centred on
adenine and lysine. (g and h) Sub-networks of correlation changes from baseline to Week 8 centred around
Lachnospiraceae in the placebo and LGG group respectively. In LGG-randomised patients, there were consistent
negative associations between IFN-gamma and neuron-specific enolase (NSE) and change from negative to positive
with fucose and ribitol. There was also a reduction in the extent of positive correlations with bacterial urinary nitrogen
metabolism (hippuric acid) and pipecolic acid, a bacterial product of lysine. In placebo-randomised patients, there was
a shift from negative to positive with urinary threonine, phenylalanine and alanine and shift completely from negative
to positive with ADMA indicating continued endothelial dysfunction. There was a continued negative correlation with
NSE and positive with lactate that reduced and with intermediates of riboflavin and ascorbate metabolism; threitol
and erythritol.

strains is not clear. Also the intense scrutiny and over- the psychosocial score of the SIP over the trial in the group
sight assured the objective risk assessment of adverse randomised to placebo, which was not seen in
events was less likely to be under-reported as has been LGG-randomised patients. While this per se does not
a continuous subject of debate and concern in the liter- imply that probiotics improved HRQOL, it may add
ature previously. The value of the DSMB, and the FDA insight into the progression of cirrhosis-related worsening
regulatory level of the CRO monitoring contracted by of HRQOL without therapy and may add impetus to study
NIH/NCCAM for assuring there was no reason to stop symptom-based changes with probiotics in cirrhosis.
the study or withdraw subjects, given that all adverse Given the phase I nature of this study, several comparisons
events monitored were identified and quality assured as were not subjected to the multiple-comparison corrections
being considered unrelated to study treatment deter- in the data regarding cognitive, HRQOL and adverse
mined by independent internal and external monitoring events, but the microbiome and metabolome comparisons
protocols. indeed were corrected for false discovery rates.
The study is strengthened by the use of the DSMB, and We conclude that LGG use in patients with cirrhosis
the FDA regulatory oversight. These results in an and MHE is well-tolerated using an IND protocol.
IND-quality trial should encourage further therapy with LGG-randomised patients have a reduction in endotox-
single-strain probiotics for judging efficacy. This trial also emia and an improvement in gut dysbiosis with
excluded several patients with poor HRQOL due to their improved gut microbiome–metabolome linkages. Further
use of forbidden medications, which could also explain the larger studies to evaluate efficacy of probiotics in MHE
lack of major change. However, there was a worsening of using IND protocols are warranted.

Aliment Pharmacol Ther 2014; 39: 1113-1125 1123


ª 2014 John Wiley & Sons Ltd
J. S. Bajaj et al.

AUTHORSHIP Declaration of funding interests: JSB received funding


Guarantor of the article: J. S. Bajaj. from NCCAM, NIH grant U01 AT004428 for this trial.
Author contributions: JSB conceptualized the study, was No other personal or funding interests exist. Writing
involved in all aspects and obtained funding. PBL, PMG, and preparation of this paper was performed by the
DMH, AJS, JBW, WMP were involved in data interpre- authors.
tation and drafting of the manuscript. NAN, MBW,
RTS, RKS, MSS, PP, MF, VL were involved in patient SUPPORTING INFORMATION
recruitment and study conduct. KD, MS, PMG, CT, GK Additional Supporting Information may be found in the
were involved in specimen analysis and interpretation. online version of this article:
SS was responsible for dietary management. JBW was Data S1. Details of LGG analysis from the stool.
responsible for interpretation of cognitive tests. LRT Figure S1. Unsupervised principal component analysis
performed the statistical analysis. All authors approved of the serum metabolite change LGG vs. placebo show-
the final version of the manuscript. ing relative clustering of the groups.
Figure S2. Unsupervised principal component analysis
ACKNOWLEDGEMENTS of the urine metabolite change LGG vs. placebo showing
We would like to acknowledge Dr Linda Duffy, Program relative clustering of the groups.
Official at NCCAM for her invaluable support and Figure S3. Supervised OPLS-DA of delta change in
advice, the West Coast Metabolomics Center at Univer- serum metabolites clearly showing differences in cluster-
sity of California, Davis, Robin Sculthorpe at the Investi- ing between LGG and placebo.
gational Pharmacy at VCU Medical Center, Dr David Figure S4. Supervised OPLS-DA of delta change in
Snydman and Ian Mahoney at Tufts Medical Center and urine metabolites clearly showing differences in cluster-
the members of the Data Safety Monitoring Board from ing between LGG and placebo.
Virginia Commonwealth University and McGuire VA Table S1. Faecal Bile Acid Composition before and
Medical Center (Mitchell Schubert, MD, Chairperson, Bi- after trial.
maljit S Sandhu, MD and Marjolein de Wit, MD, all Table S2. Metabolites whose delta change from base-
three from department of Medicine, Roy Sabo, PhD, Bio- line to Week 8 was significantly different in urine and
statistics and Mary Ellen Olbrisch, PhD, Psychiatry). serum between LGG and placebo group in those who
Declaration of personal interests: None. completed the trial.

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