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n CJON Writing Mentorship Article

Role of Gabapentin in Managing


Mucositis Pain in Patients Undergoing Radiation
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Therapy to the Head and Neck


Carol Ann Milazzo-Kiedaisch, MSN, APRN, NP-C, Joanne Itano, RN, PhD, APRN, and Pinaki R. Dutta, MD, PhD

Background: Oral mucositis (OM) is a painful and debilitating side effect that affects 80%–100%
of patients undergoing radiation therapy for head and neck cancer. This dose-limiting side effect
may potentially lead to pain, dehydration, malnutrition, infection, and treatment breaks. Treatment
breaks can lead to decreased disease control and suboptimal patient outcomes. No primary preven-
tion exists for OM, and management is focused on pain control. Compelling evidence exists that
© Mark Kostich/iStock/Thinkstock OM pain has somatic and neuropathic components.
Objectives: This article reviews the existing literature on the use of gabapentin (Neurontin®) as a co-analgesic in treating
the neuropathic pain in OM.
Methods: A literature search was performed using CINAHL® and PubMed with the search terms gabapentin and oral mu-
cositis. The selected articles were briefly screened for relevance, and three were included in this review.
Findings: No systematic reviews exist on the role of gabapentin for neuropathic pain in radiation-induced OM. Two ret-
rospective studies concluded that gabapentin reduced escalation of opioid doses and unplanned treatment breaks. One
retrospective study demonstrated favorable swallowing outcomes. Pain and OM are nursing-sensitive outcomes that can be
significantly affected by evidence-based nursing interventions.
Carol Ann Milazzo-Kiedaisch, MSN, APRN, NP-C, is a nurse practitioner at Memorial Sloan Kettering Cancer Center in New York, NY; Joanne Itano, RN, PhD, APRN,
is the associate vice president for Academic Affairs and an associate professor in the School of Nursing and Dental Hygiene at the University of Hawaii in Manoa;
and Pinaki R. Dutta, MD, PhD, is an assistant attending physician at Memorial Sloan Kettering Cancer Center. The authors take full responsibility for the content
of the article. The authors were participants in the Clinical Journal of Oncology Nursing (CJON) Writing Mentorship Program. The content of this article has been
reviewed by independent peer reviewers to ensure that it is balanced, objective, and free from commercial bias. No financial relationships relevant to the content
of this article have been disclosed by the authors, independent peer reviewers, or editorial staff. Mention of specific products and opinions related to those products
do not indicate or imply endorsement by CJON or the Oncology Nursing Society. Milazzo-Kiedaisch can be reached at milazzoc@mskcc.org, with copy to editor at
CJONEditor@ons.org. (Submitted December 2015. Revision submitted February 2016. Accepted for publication March 10, 2016.)
Key words: neuropathic pain; head and neck cancer; radiation therapy; radiation-induced oral mucositis; gabapentin; pain
Digital Object Identifier: 10.1188/16.CJON.623-628

C
ancers of the head and neck involve several site- Takes et al., 2012). Chemotherapy and targeted therapies,
specific anatomic areas. These areas include the like cetuximab (Erbitux®), act as radiosensitizers to cancer-
oral cavity, pharynx (including the nasopharynx, ous cells and achieve increased cell kill and ideally improve
oropharynx, and hypopharynx), larynx, nasal local tumor control (Lambertz et al., 2010; Takes et al., 2012).
cavity, paranasal sinuses, and salivary glands Patients with locally advanced head and neck cancer treated
(National Cancer Institute, 2015) (see Figure 1). Primary with chemotherapy and RT have been found to have an ab-
management of head and neck cancer may include surgery, solute survival benefit of 7% at five years when compared to
radiation therapy (RT), chemotherapy, or a combination. patients who received RT alone (Takes et al., 2012). However,
Treatment plans are based on several factors, including the concurrent treatment with chemotherapy and RT increases
stage of the cancer at diagnosis, location of the tumor, gen- the incidence and severity of oral mucositis (OM) as much
eral health status, and presence of comorbidities. RT alone as 100% (Eilers, Harris, Henry, & Johnson, 2014). OM in
or in combination with chemotherapy or targeted therapies patients with head and neck cancer undergoing RT with or
has become accepted standard care for locally advanced without chemotherapy has been reported by patients as the
head and neck cancer (Pignon, le Maître, & Bourhis, 2007; most distressing symptom in the treatment course (Eilers &

Clinical Journal of Oncology Nursing • Volume 20, Number 6 • Use of Gabapentin for Mucositis Pain 623
systemic infections and hospitalizations (Eilers et al., 2014).
Patients with head and neck cancer who develop severe OM
Paranasal from combined RT and chemotherapy are reported to incur
sinuses 52% higher costs during treatment when compared to patients
who do not develop high-grade OM (Mason, DeRubeis, Foster,
Taylor, & Worden, 2013). This finding illustrates the overall
Nasal cavity financial impact and potential burden of OM on the individual
Nasopharynx and community.
Oral cavity Unplanned treatment breaks in patients with head and neck
Pharynx Oropharynx Tongue
Salivary cancer are associated with a reduction in local and regional
glands disease control. Clinical studies have demonstrated that ma-
lignant tumors accelerate the repopulation process during un-
Hypopharynx
Larynx planned radiation treatment breaks (Russo, Haddad, Posner, &
Machtay, 2008). OM has been identified as a dose-limiting side
effect requiring modification and interruption of the radiation
regimen, potentially leading to suboptimal disease control and
FIGURE 1. Head and Neck Cancer Regions treatment outcomes (Eilers et al., 2014; Mallick et al., 2016).
This article (a) describes the presentation, pathophysiol-
Note. For the National Cancer Institute © Terese Winslow LLC, U.S.
ogy, and grading of OM in patients undergoing RT to the
Govt. has certain rights.
head and neck region, as well as the types of pain these
patients experience; (b) reviews the novel role of gabapentin
(Neurontin®) as a co-analgesic to improve pain management
Million, 2011). High-grade OM (grade 3 or 4) is associated and possibly prevent escalating doses of opioids; and (c) de-
with significant patient morbidity (e.g., pain; inability to scribes the treatment of OM in patients with head and neck
chew, swallow, or maintain caloric intake; unplanned hos- cancers receiving RT.
pitalizations; worse quality of life) (Eilers et al., 2014; Trotti
et al., 2003).
Mucositis is one of the most common complications in
Pathophysiology of Oral Mucositis
patients undergoing cancer treatment (Silverman, 2007; So- The pathophysiology of OM has historically been de-
nis, 2004a). The term mucositis refers to the inflammation scribed as a linear “outside-in” process, beginning with
along the epithelial cells lining the gastrointestinal tract from damage of the superficial epithelial layer of the oral mucosa.
mouth to rectum. Oral mucositis (OM) is an inflammation of However, research has supported a more complex process.
the mucous membranes along the oral cavity, including the Sonis (2004b) postulated a model that describes the dynamic
gingiva, buccal mucosa, tongue, and lips. OM affects from and complex process of OM where the process actually be-
80%–100% of patients undergoing RT to the head and neck gins in the submucosal endothelium and connective tissue.
(Sonis, 2004a). It is often the starting point for a cascade of This deeper damage results in a cascade of biologic pathways
complications that leads to pain, infection, decreased nutri- that causes damage to the oral epithelium, ulceration, and
tional intake, diminished quality of life, and unplanned treat- the potential for microorganisms to enter the bloodstream,
ment breaks, potentially leading to decreased locoregional which could lead to systemic infections. The five stages con-
disease control and patient survival (Mallick, Benson, & sist of initiation, primary damage response, signal amplifica-
Rath, 2016; Trotti et al., 2003). tion, ulceration, and healing (see Figure 2).
The presentation and course of RT-induced OM follows a
clinically predictable course. Radiation is typically given in
daily doses, referred to as fractions. A common course of RT
Grading of Oral Mucositis
for treatment of head and neck cancer is about 200 cGy given Consistent and uniform reporting of OM is important to
daily five days per week for an average of five to seven weeks compare outcomes of prevention and therapeutic interven-
(Kumar, Balan, Sankar, & Bose, 2009; Sonis, 2012). OM is usu- tions. The use of multiple grading scales made head-to-head
ally clinically evident by the third week of RT or after about comparison of trials unreliable. A variety of grading systems
25–30 Gy of radiation have been delivered. Symptoms may are used worldwide to grade the severity of mucositis, includ-
persist for more than four weeks after treatment is completed ing systems by the Radiation Therapy Oncology Group, the
(Sonis, 2012). Early-stage OM often presents as erythema World Health Organization, and the National Cancer Institute
of the oral cavity and is commonly described by patients (NCI). The NCI (2010) has developed criteria to describe
as a burning or tingling sensation. The lesions can become a variety of toxicities, including mucositis. The use of the
confluent and friable, with subsequent bacterial and fungal Common Terminology Criteria for Adverse Events provides a
colonization and overgrowth that can worsen pain and lead standardized grading system used to describe and document
to systemic infections requiring treatment breaks, hospitaliza- OM (Liu, Zhu, & Guan, 2012) (see Table 1). The use of a uni-
tions for supportive care, and sepsis (Sonis, 2012). form standardized system allows for comparisons of multiple
With the breach in the oral mucosal membrane, secondary studies and can assist in comparing studies and drug trials
infections may occur, resulting in potentially life-threatening (Trotti et al., 2003).

624 December 2016 • Volume 20, Number 6 • Clinical Journal of Oncology Nursing
Compelling evidence exists that oral hygiene and standard system. This can be from the direct result of tumor invasion,
oral care protocols are effective in decreasing severity and such as with leptomeningeal disease, nerve plexus invasion,
delaying onset of OM (Kartin, Tasci, Soyuer, & Elmali, 2014). or epidural metastases. Neuropathic pain is often described
Professional organizations, including the Oncology Nursing as aching or burning and is usually poorly relieved with
Society, Multinational Association of Supportive Care, and opioids. Evidence supports that a significant percentage of
the International Society for Oral Oncology, recommend patients with head and neck cancer experience neuropathic
that patients receive instruction on oral hygiene using a soft- pain (Aiello-Laws et al., 2009; Dy, 2010).
bristle toothbrush, flossing, and use of bland rinses, such as Literature on the specific recommendations for the use
sodium bicarbonate or saline (Kumar et al., 2009). Regular of systemic analgesics to treat pain from OM is sparse (Ling
oral assessment before, during, and for several weeks follow- & Larsson, 2011). The mainstay of OM pain management
ing RT is generally recommended. Symptom management, has been opioid therapy, often leaving the patient open for
including pain control, remains a pivotal part of care because additional life-altering side effects, including depression,
no gold-standard evidence exists to reliably prevent the de- sedation, nausea, vomiting, constipation, pruritus, and re-
velopment of OM in this population (Armstrong & McCaffrey, spiratory depression. Opioid pain medications have been
2006; Eilers et al., 2014). found to be less effective in neuropathic pain, even with dose
escalation (Bar Ad, Weinstein, Dutta, Dosoretz, et al., 2010).

Pain Associated With Oral Mucositis Co-analgesics can play an important role in improving pain
management, along with the use of narcotic pain medications
Pain is a common and often undertreated symptom in (Aiello-Laws et al., 2009). They can assist in preventing dose es-
patients with cancer and is a nursing-sensitive outcome. A calations of opioids and address the often untreated neuropath-
nursing-sensitive outcome is within the scope of nursing ic components of certain pain syndromes (Bar Ad, Weinstein,
practice and can be greatly affected by nursing interventions Dutta, Dosoretz, et al., 2010). Co-analgesics (also referred to as
(Aiello-Laws et al., 2009). Pain is reported in as many as 85% adjuvants) encompass a category of medications that were not
of patients with head and neck cancer on presentation and initially developed or officially indicated for pain management.
may be the first symptom of head and neck cancer in 20%– These co-analgesic agents were found to be particularly useful
50% of patients. Pain in the head and neck region is thought when combined with other categories of pain medications and
to be multifactorial. Infiltration by the tumor into adjacent include medications like antidepressants, topical anesthetics,
tissue and nerves can cause pain. Surgery, chemotherapy, or and anticonvulsants. With many of these agents, the onset of
RT can cause tissue and neural destruction (Epstein, Wilkie, pain relief is delayed, and analgesia may take weeks and re-
Fischer, Kim, & Villines, 2009). Evidence exists in the litera- quire dose escalations until acceptable pain relief is achieved
ture that patients with head and neck cancer experience a (Aiello-Laws et al., 2009; Ling & Larsson, 2011).
combination of nociceptive and neuropathic pain (Bar Ad, Gabapentin, a co-analgesic agent initially developed as
Weinstein, Dutta, Chalian, et al., 2010; Epstein et al., 2009). an antiseizure medication, is currently recommended for
Nociceptive pain occurs when somatic or visceral tissue non–cancer-related pain syndromes, including diabetic neu-
injury results in stimulation of the nociceptive receptors in ropathy and generalized anxiety disorders (Dworkin et al.,
the skin, connective tissue, viscera, or muscle. The tissue 2007). The exact pharmacologic mechanism is unclear; how-
damage can be a result of thermal, chemical, or mechanical ever, gabapentin has been shown to inhibit calcium influx
injury. This type of pain is typically described as dull, tender, through voltage-gated ion channels found in the membranes
or throbbing. Mild to moderate nociceptive pain may re- of neurons (Brant, 2010). Gabapentin is not protein-bound
spond to nonsteroidal anti-inflammatory drugs, with opioids in the bloodstream and is excreted though the renal system
being recommended for moderate to severe cancer-related (Dooley, Taylor, Donevan, & Feltner, 2007). Generally, patients
pain (Aiello-Laws et al., 2009; Dy, 2010; Vardy & Agar, 2014). are started on gabapentin with one dose of 100–300 mg at
Neuropathic pain is estimated to be as high as 40% in bedtime or daily and are gradually titrated to increasing doses
the general oncology population (Jongen et al., 2013) and every two to three days until an acceptable level of pain relief
is caused by damage to the central or peripheral nervous is achieved (Dworkin et al., 2007). Patients with impaired

Initiation phase: Message generation Signaling and Ulceration phase: Healing phase:
DNA strands break phase: Activation of amplification phase: Breach in the mucosa Cells regenerate and
and damage transcription factors and Tumor necrosis factor and secondary bacterial normal microbial flora
increased production alpha activates ceramide and fungal infections establishes
of pro-inflammatory and caspase pathways
cytokines

FIGURE 2. A Five-Phase Model Proposed to Characterize Major Steps in Development and Resolution of Oral Mucositis
Note. With permission from Springer Science+Business Media: European Archives of Oto-Rhino-Laryngology, Radiation induced oral mucositis: A review
of current literature on prevention and management, 27, 2016, p. 2,286, S. Mallick, R. Benson, & G.K. Rath, Figure 1.

Clinical Journal of Oncology Nursing • Volume 20, Number 6 • Use of Gabapentin for Mucositis Pain 625
in the data analysis, but the N value was 30 because one
TABLE 1. Common Terminology Criteria for Adverse patient underwent two courses of radiation, and both were
Events for Oral Mucositis included in the analysis. All of the patients had undergone
Grade Description
surgery for primary or recurrent disease and were treated
with radiation postoperatively from 2004–2006. No patients
0 No oral lesions or discomfort received concurrent or induction chemotherapy. Two pa-
tients who received concurrent cetuximab were included in
1 Asymptomatic or mild symptoms
this sample. The patients were started on gabapentin during
2 Moderate pain; not interfering with oral intake; modified diet the second week of treatment at a dose of 600 mg at bedtime
indicated and gradually titrated over one week to three daily doses
3 Severe pain; interfering with oral intake of 900 mg, with a total daily dose of 2,700 mg. Oxycodone
(Roxicodone®) was prescribed in addition to the gabapentin
4 Life-threatening consequences; urgent intervention indicated in response to patients’ subjective pain scores, and additional
narcotic pain medications were added as clinically indicated.
Note. From Common Terminology Criteria for Adverse Events [v.4.0], by
National Cancer Institute Cancer Therapy Evaluation Program, 2009. Re- The study found that, despite having grade 2 or higher OM
trieved from https://evs.nci.nih.gov/ftp1/CTCAE/CTCAE_4.03_2010-06-14_ during the third (56%) and fourth (73%) weeks of radiation,
QuickReference_5x7.pdf only 10% required additional narcotic pain medications
(15–30 mg oxycodone per day). During the final fifth and
sixth weeks of treatment, 35% required additional narcotic
renal function or older adults may require slower titration pain medications despite the presence of grade 2 or higher
and a lower total daily dose. The most common side effects OM in 80% of cases. During both of these time periods, 93%
include somnolence, dizziness, ataxia, edema, weight gain, of patients were treated with a median dose of 2,700 mg/day
dyspepsia, and leukopenia. Older adults may require lower of gabapentin. Two patients had interruptions in treatment of
overall dosing or slower titration because they are more likely greater than three days; however, these interruptions were
to have a variety of physiologic changes that can alter absorp- unrelated to RT toxicity.
tion and pharmacokinetics. Older adult patients also require
particular attention to other medications they may be taking
Oral Mucositis in Patients Undergoing Concurrent
concomitantly with similar side effects because polypharmacy
is common in this age group. Patients with renal impairment Chemotherapy and Radiation Therapy
also require slower titration and lower total daily doses. In another retrospective study conducted by Bar Ad,
Several weeks may be required to reach therapeutic levels, Weinstein, Dutta, Dosoretz, et al. (2010), patients were
and, therefore, patients must have an understanding of the followed for seven weeks during concurrent intensity-
importance of adherence with recommended daily gabapen- modulated RT and chemotherapy for head and neck can-
tin dosage and should be encouraged to report side effects to cers. The sample consisted of 42 patients with head and
clinicians (Brandt, 2010; Dworkin et al., 2007). neck cancer undergoing concurrent chemotherapy and RT
from December 2003 to November 2006. Eighteen patients
had undergone surgical resection of the primary tumor,
Literature Review with the rest undergoing definitive concurrent chemother-
A literature search using CINAHL® and PubMed databases apy and RT. The patients were started on gabapentin with
was conducted by a senior reference librarian with search the same titration schedule, with a median dose of 2,700 mg
terms gabapentin and oral mucositis in articles published daily in the second week of radiation. Opioid pain medica-
from January 2010 to October 2015. The selected articles tions were added in response to patients’ subjective pain
and abstracts were briefly screened for relevance. Inclusion scores and if additional pain medication was clinically indi-
criteria were published research studies. Abstracts, posters, cated. For the purposes of statistical data analysis, specific
and review articles were not included. Other exclusion criteria opioid doses were converted to an oxycodone-equivalent
were nonsystemic use, topical application, or swish or swal- dose. During the fourth week of treatment, a total of 38 pa-
low formulations of gabapentin. No systematic reviews were tients were maintained on gabapentin 2,700 mg daily, with
found on the specific use of gabapentin for neuropathic pain only 23 patients requiring additional opioid pain medica-
in radiation-induced OM. A total of 10 articles met the criteria, tion despite grade 2 or higher OM occurring in 86% of these
and three retrospective studies were included in this review. patients. During the final weeks (weeks six and seven) of
treatment, 38 patients were maintained on gabapentin at
a median dose of 2,700 mg daily. At this time, 30 patients
Oral Mucositis in Intensity-Modulated Radiation Therapy
required opioids for adequate pain control (median dose
A study by Bar Ad, Weinstein, Dutta, Chalian, et al. (2010) of 60 mg per day of oxycodone, ranging from 10–180 mg
examined the role of gabapentin to treat the neuropathic per day) despite the presence of grade 2 or higher OM in
pain syndrome in radiation-induced OM. This retrospec- 95% (week five) and 100% (week six) of patients. During
tive study evaluated the effectiveness of gabapentin as a the study, one patient required a treatment break of greater
co-analgesic in patients undergoing intensity-modulated RT than three days during treatment because of aspiration
to the head and neck. A total of 29 patients were included pneumonia caused by concurrent chemotherapy and RT.

626 December 2016 • Volume 20, Number 6 • Clinical Journal of Oncology Nursing
Based on these studies, many cancer centers have adopted
the use of gabapentin to treat radiation-induced OM pain Implications for Practice
syndrome in patients with head and neck cancer.
u Assess and manage the nociceptive and neuropathic compo-
nents of oral mucositis pain.
Effect of Gabapentin on Swallowing and Feeding Tube Use
u Suggest the use of gabapentin (Neurontin®), a co-analgesic
A study by Starmer et al. (2014) retrospectively examined that has shown promise in preventing escalating doses of
the impact of gabapentin on swallowing and feeding tube use opioids for oral mucositis pain.
in patients during concurrent chemotherapy and RT for oro-
u Educate patients about gabapentin, a generally well-tolerated
pharyngeal squamous cell carcinoma. This was a retrospective
drug with few drug–drug interactions, and monitor for side
study of 23 patients using historic controls matched for cancer
effects, particularly in older adults who are at increased risk
stage. The patients underwent prophylactic percutaneous
for polypharmacy.
endoscopic gastrostomy (PEG) tube placement as standard
of care. Patients were started on gabapentin prophylactically
during the first week of RT. Patients treated with gabapentin
began using the PEG tubes at a later date (3.7 weeks versus escalating opioid doses, which are not as effective for neuro-
2.29 weeks) and had the PEG tubes removed earlier (7.29 pathic pain management. Special attention should be paid to
weeks versus 32.56 weeks). This difference was attributed to the patient’s renal function and risk for side effects, including
improved pain control, allowing patients to maintain normal sedation, ataxia, and interactions with other medications; in
physiologic swallowing mechanisms for a greater amount of these cases, dose reduction may be needed.
time during and after RT (Starmer et al., 2014).

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managed symptom management clinic for patients with head doi:10.1200/JCO.2013.52.8356

628 December 2016 • Volume 20, Number 6 • Clinical Journal of Oncology Nursing

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