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1
Alterra, Wageningen University and Research Centre, Wageningen, The Netherlands
2
INPA, Manaus, AM, SP, Brazil
3
UFRA (formerly FCAP), Belem, PA, Brazil
4
Department of Atmospheric Sciences, IAG=University of S~ao Paulo, SP, Brazil
5
Federal University of Rond^
onia (UNIR), Ji-Paraná, RO, Brazil
6
Centre for Ecology and Hydrology, Wallingford, UK
7
Free University (VU), Amsterdam, The Netherlands
With 13 Figures
Received May 15, 2003; revised August 11, 2003; accepted August 28, 2003
Published online April 20, 2004 # Springer-Verlag 2004
now underway measuring the spatial and inter- focused on forest areas; although Wright et al.
annual variability in energy, water and carbon (1992, 1996) and Grace et al. (1998) have studied
fluxes from Amazonian forest – the objective is the fluxes from Amazonian pasture there has
to calibrate basin-wide modelling schemes so that been relatively little consideration of the possible
accurate estimates and predictions of these impacts of land use changes.
exchanges can be made. The fluxes are being mea- Conversion of tropical forest in Amazonia to
sured using the eddy correlation method, as it pasture and agricultural plantations may lead to
provides direct, high time-resolution data repre- impacts on the regional ecological, climatologi-
senting the energy and gas exchange for the whole cal and hydrological processes. The climatic
ecosystem, over several square kilometres. and hydrological effects of possible Amazonian
The eddy correlation technique was used in deforestation were the main subject of the
campaign mode by the pioneering studies Anglo-Brazilian Amazonian Climate Observa-
of Amazonian forest evapotranspiration of tion Study (ABRACOS; Gash et al., 1996). The
Shuttleworth et al. (1984) and Fitzjarrald et al. main results of ABRACOS indicate large poten-
(1988), and of carbon exchange of Fan et al. tial impacts on regional climate, such as a reduc-
(1990) and Grace et al. (1995). More recently, it tion of up to 20% in precipitation and an increase
has been used by the flux community to study of 2 C on surface temperature (Nobre et al.,
seasonal response and annual budgets of canopy 1996). Other comparative studies show that net
carbon assimilation and forest respiration (Malhi radiation over forest areas is higher than in pas-
et al., 1998; Araujo et al., 2002; Miller et al., ture areas, due to differences in the reflected
2003; Vourlitis et al., 2003). These studies have solar radiation (albedo) and in the long wave
significantly improved the understanding of the radiation balance (Bastable et al., 1993; Culf
response of the forest ecosystem to environmental et al., 1996). One deficiency of these studies is
conditions. However, most of these long term flux that they only had independent measurements of
studies focus on primary forest, and little attention the short wave components of the radiation bal-
is paid to the impacts of changes in surface vege- ance, estimating the long wave radiation balance
tation cover. To assess the effects of these changes from the residual of the net radiation.
requires comparative measurements over differ- Recognising the need to better understand the
ent vegetation covers. Keller et al. (2003) have surface processes, of the radiation, energy and
recently highlighted some interesting differences carbon balances over forest and deforested areas
in the seasonal variability of carbon exchange in Amazonia, in February 1999 two of the former
across Amazonia, which provides additional ABRACOS field sites in the Brazilian state of
motivation for comparative studies of the fluxes Rond^onia were reactivated, as part of the Large
in different regions of Amazonia. Scale Biosphere-Atmosphere Experiment in
The Bowen ratio (), the ratio of the sensible Amazonia (LBA), one in the Biological Reserve
(H) and latent (E) heat fluxes, is a critical influ- of Jaru (henceforth referred to as Rebio Jaru), an
ence on the hydrological cycle, through its role in area of little disturbed rainforest vegetation, and
boundary layer development, weather and cli- one in the Fazenda Nossa Senhora ranch (FNS), a
mate. This influence is emphasised by various large grassland ranch, about 80 km away. Mea-
modelling studies (e.g. Viterbo and Beljaars, surements of short and long wave radiation, heat,
1995; Dickinson et al., 1991; Garratt, 1993) water and CO2 fluxes were made almost continu-
which have shown that the performance of atmo- ously from February 1999 to September 2002 at
spheric models depends on an accurate represen- these two sites. This paper highlights the differ-
tation of these surface processes. In Amazonia, a ences and seasonal variability in the surface
few studies with short term measurements (e.g. energy and carbon exchange at these sites with
Shuttleworth et al., 1984; Sá et al., 1998), and their two contrasting vegetation covers: tall trop-
recently with two one-year datasets, in central ical forest and short grassland. We discuss the
(Malhi et al., 2002) and eastern Amazonia differences in the short wave and long wave
(Rocha et al., 2003) have discussed the energy radiation, in the energy partition between sensi-
partition and the controls on the seasonal varia- ble and latent heat fluxes and in the carbon fluxes
tion of these fluxes. These studies have been at the two sites, both in the wet and dry seasons.
Comparative measurements and seasonal variations 7
Table 1. List of measurements, instruments and measurement heights for the automatic weather station and eddy correlation
instrumentation installed on Rebio Jaru (forest) and FNS (pasture) sites in Rond^
onia
the maximum depth of measurement varied from river. Such saturated conditions rarely occurred
2.0 m to 3.6 m, because of the presence of hard in the pasture.
weathered bedrock in the profile. This led to an Both sites were equipped with an eddy corre-
important difference in the soil moisture storage lation system, similar in design to the systems
behaviour at the two sites; in the forest, water described by Moncrieff et al. (1997). These are
draining from the profile in the wet season ponds closed-path systems, composed of a three axis
on the underlying bedrock, creating saturated sonic anemometer (Solent 1012R2, Gill Instru-
conditions, which may extend to within 1 m of ments, UK) and a fast-response (0.1 s response
the surface during very wet periods. The ponded time) infrared gas analyser (IRGA, LI-6262,
water drains downslope towards the Ji-Paraná LICOR, USA). The air is drawn through a
Comparative measurements and seasonal variations 9
4 mm internal diameter Teflon tube, 5 m in The set-up is very similar to the one used by
length, from an inlet near the sonic to the IRGA, another LBA forest site: the ‘‘K34’’ site, near
using a membrane air pump (KNF, Germany) the city of Manaus. Araujo et al. (2003) give a
at a flow rate of about 7 L min1 . The distance more detailed description of these systems.
between the inlet tube and the centre of the sonic Despite the very careful, weather proof and
anemometer transducer array is about 20 cm. To low-power design, there have been several break-
prevent dust entering the sample tubing, air filters downs in different parts of the system, leading to
of 1 mm pore were used (ACRO 50, Gelman, temporary or permanent replacement of some
USA). In this setup, the H2O and CO2 mixing sensors and causing a few gaps in the dataset.
ratio analogue signals output by the IRGA were Especially during the first two years, serious prob-
fed into the sonic anemometer in-built A=D con- lems happened at both sites. In the forest site, a
verter. These signals plus temperature and wind lightning strike on the tower damaged most of
velocities measured by the sonic were then the sensors. In the pasture site, a faulty sonic
recorded at a rate of 10.4 Hz for later off-line flux could only be replaced several months after the
calculations, using the Alteddy software (Elbers, detection of the problem. For these reasons the
1998). Alteddy was written in FORTRAN flux data coverage during 1999–2000 was lim-
language and can be adapted to a number of dif- ited, with fluxes available for 62% of the time
ferent hardware configurations and software in the forest and only 42% in the pasture. The
options. For our sites, the program was set to data coverage during the period 2001–2002 is
compensate the time delay of the IRGA signals much better, about 86% and 84%, in the forest
and include corrections for instrument responses and pasture sites, respectively. The AWS data
and damping of fluctuations through the IRGA coverage is generally very good, covering 92–
tube, following the methodology described by 99% of the time in both sites.
Moncrieff et al. (1997) and Aubinet et al.
(2000). Generally, these corrections are small
and represent an almost negligible uncertainty 4. Results and discussion
factor to the final values (Kruijt et al., 2003).
4.1 Flux data processing and energy
Although the signals from the IRGA are cor-
balance closure
rected for analyser cell temperature and pres-
sure, cross sensitivity and band broadening, The fluxes of sensible heat, water vapour and
zero and span calibrations are frequently neces- CO2 were estimated using the eddy correlation
sary. Since the calibrations need to be done in method. The fluctuations of the variables were
the field and as these are relatively remote sites calculated by subtracting 30 minute block aver-
(especially the forest site), the instruments were age values (or up to 8 hours in a low frequency
recalibrated at intervals of about 2 months. Very study) from the instantaneous measurements.
little drift in the calibration values was ob- Also, two rotations were applied to align the
served, usually smaller than 1% in the span of coordinate frame with the mean streamlines and
the IRGA. Therefore, the effect on the calcu- to force the mean vertical component ( w) to zero
lated fluxes is almost negligible. (McMillen, 1988). The averaging and rotation
At the forest site, additional CO2 and H2O con- period used defines the main scales of motion
centrations inside and above the canopy were that contribute to the calculated transport of the
measured at six heights up the tower, using a slow scalars, acting as a filter for low frequencies. The
response infrared gas analyser (CIRAS SC, PP large heterogeneity of the terrain is therefore
Systems, UK), in the first one and a half year likely to add large uncertainties associated with
period of measurements. This IRGA was stable low frequency contributions to the fluxes. For
because the single analysis cell was thermostati- example, the energy balance closure at the forest
cally controlled and zeroed on a half-hourly basis site is very poor, as shown in Fig. 1. This figure
with a chemically scrubbed air circuit. presents hourly values of the sum of the sensible
The whole set of instruments and data acquisi- (H) and latent (E) heat fluxes against the ‘‘avail-
tion systems is low power consuming and is pow- able’’ energy A. The term A is calculated as
ered by batteries, recharged using solar panels. A ¼ Rn G, where Rn is the net radiation and
10 C. von Randow et al.
uncertainties in the absolute accuracy, the eddy far above the ground, therefore, we can expect
correlation method is considered a powerful tool substantial low frequency contributions to the
when used for analyses of temporal trends (sea- covariances. In that sense, at both sites the high
sonal or inter-annual variations, for instance), measurement heights allow these slow motions to
since the uncertainties in the absolute accuracy impact on the measured fluxes. At Rebio Jaru,
of the flux measurements are thought not to vary however, the terrain is more complex: not only
too much between seasons. is the terrain not flat (there are a few hills in the
Finnigan et al. (2003) showed that the proce- surroundings of the tower, but there are also large
dure to rotate the coordinate frame to be aligned deforested areas to the south and west of the
with the streamlines, acts as a high pass filter for reserve. Regardless of the predominant wind
the covariances, such that the contributions from direction from the north and eastern sectors, the
fluctuations over periods longer than the aver- contrasting surface vegetation covers may induce
aging period are lost. This suggests that the rota- mesoscale circulations that modulate the turbu-
tions should only be applied on a long time scale lent transports (Von Randow et al., 2002). For
basis. To analyse whether that is the reason the this reason, even when the averaging and coordi-
energy fluxes at the forest are apparently under- nate rotation is extended so that all the low
measured we performed a study reprocessing the frequency contribution to the vertical transport
data collected over the forest site for 48 days is captured, steady horizontal flux divergences
augmenting the averaging time periods up to 8 may still contribute to the total balance and these
hours. Figure 2 shows the variation of the energy cannot be estimated from measurements made on
balance closure (represented as the ratio of the a single tower (Finnigan et al., 2003).
sum of heat fluxes to the available energy) with We conclude that the lack of energy balance
the period used to calculate the mean and fluctu- closure at our sites is the result of one or both the
ating parts of the turbulent fluxes. The result is following reasons:
similar to the analysis for data collected near
(i) transports on time scales longer than 8 hours
Manaus (central Amazonia) shown in figure 14
are still significantly contributing to the total
of Finnigan et al. (2003), with the energy balance
exchange. As a result of slow wind direction
closure increasing as the averaging time is
changes there still may be a low frequency
increased from 15 minutes to 2 hours, while
component that we are not able to capture
further increase of the period out to 8 hours has
using short time rotation scales;
only a small effect on closure. However the main
(ii) a significant amount of the energy is trans-
difference is that, at Rebio Jaru, the energy bal-
ported horizontally over the region by local
ance closure does not reach the 100% level. Both
circulations causing horizontal flux diver-
at Manaus and at Rebio Jaru, deep moist convec-
gences. Unfortunately, it is simply not pos-
tion allows very large convective motions to
sible to estimate this component from
develop within the boundary layer. Sufficiently
measurements made on a single tower.
A new experiment is needed to specifically
investigate the spatial variability at this site. This
experiment should include a detailed investiga-
tion of the interactions of flow with the region
topography and vegetation cover, at a range of
time scales.
Hereafter we concentrate on comparative mea-
surements over the two contrasting types of sur-
face, rather than on the methodological issues. As
discussed by Twine et al. (2000), by independently
measuring the net radiation, the heat fluxes at the
soil surface and the energy storage in the biomass
Fig. 2. Ratio of heat fluxes to available energy at Rebio and canopy air space, the heat fluxes can be
Jaru for different averaging and rotation periods adjusted in two ways: either simply discarding
12 C. von Randow et al.
the latent heat measurements and estimating this Jaru) sites during the period February 1999 to
component as the residual of the energy balance or September 2002 are shown in Fig. 3. The mean
adjusting both the sensible and latent heat flux air temperature shows some variability between
maintaining the ratio between them (Bowen ratio) months, but the differences are very small, rang-
as measured by the eddy correlation system. ing only between 22 and 27 C and it is not easy
Applying the first procedure is justifiable if it is to identify a clear seasonal pattern. A few low
assumed that H is accurately measured, but E is temperature events seem to drive the averages
likely to be more subject to uncertainties in the down in some years in January–February, prob-
measuring device (in our case, the closed-path ably related to strong precipitation situations, and
IRGA) than H (calculated only from the sonic in June–July, due to the influence of the so-called
measurements). The alternative method of adjust- ‘‘friagens’’ (the cold fronts that can penetrate far
ing both fluxes, keeping the measured Bowen north in the continent during these months). On
ratio, is more appropriate when it is likely that the other hand, a clear drop in specific humidity
the underestimation of the fluxes are caused not and a drastic reduction in rainfall during the dry
by the instrument limitations, but because of a fail- seasons is observed, at both sites. Surprisingly,
ure to capture low frequency transport or advec- through almost the entire period of observations,
tion. In the literature, both approaches are used the rainfall amounts were much higher in the
(Twine et al., 2000) and we have also decided to forest, where annual amounts ranged from 2000
adjust the fluxes in both ways. This approach pro- to 2400 mm, than in the pasture, where the mea-
vides a range of values for the fluxes, instead of surements indicated about 1400–2000 mm of
just one weakly defensible method. rainfall per year. Although previous studies indi-
cate a reduction in the precipitation over pasture
compared to forest areas, when the current data
4.2 Meteorological conditions
are compared with previous data collected during
and soil moisture storage
ABRACOS (Hodnett et al., 1996), the differ-
This and subsequent sections present the results ences are much higher in this current data. It is
of several aspects of the data. Comparisons are not possible to say whether this large difference
made between the measurements over the pasture is real or an artefact of inaccurate measurements
and forest sites and between wet and dry season in one or both of the sites. The specific humidity
periods. is also always higher in the forest area, with aver-
Monthly averages of air temperature and spe- age values ranging from 15.8 g kg1 in the dry
cific humidity and monthly totals of rainfall mea- seasons to 17.5 g kg1 in the wet seasons, while
sured over the pasture (FNS) and forest (Rebio in the pasture the average values are 13.4
Fig. 3. Monthly averages of air temperature (circles), specific humidity (inverted triangles) and monthly totals of precipitation
(columns) measured over the forest (represented by closed symbols) and the pasture (represented by open symbols), from
February 1999 until September 2002
Comparative measurements and seasonal variations 13
and 16.0 g kg1 in the dry and wet seasons, 2001 and January 2002 was the result of the satu-
respectively. rated conditions extending upward to less than
In addition to the specific humidity, the speci- 1 m below the surface. This is not seen in the
fic humidity deficit is also of interest. Figure 4 pasture. At the start of the dry season, the rate
shows monthly average values of specific humid- of moisture storage change in the forest is very
ity deficit in g kg1 , over the forest and pasture rapid compared to that in the pasture, because the
sites. As expected, it clearly shows that the def- profile is losing water by root uptake (to supply
icit is consistently greater at the pasture site than transpiration), and by lateral drainage.
over the forest. This figure also highlights the The data for both forest and pasture show a
strong seasonality effect on air humidity at both very pronounced seasonal cycle, but the seasonal
sites. changes are very much larger in the forest than
The drastic reduction in humidity and, more the pasture, in the upper and lower layers shown.
importantly, in precipitation, has impacts on the In the lower profile, the seasonal change was
soil water storage behaviour. Figure 5 shows the about 110 mm in the pasture compared to about
storage of water for the layers from 0–2 m and 290 mm in the forest. In the pasture, the largest
2–3.4 m in the soil profile, for both forest and decreases of storage in the lower profile occurred
pasture (It should be noted that the storage values at the end of the wet season and in the early dry
are the equivalent depth of water in the profile, season, and were mainly due to drainage. In the
based on the soil moisture determined by drying pasture, during July 2001, the rate of moisture
the soil in an oven at 105 C. The values give no loss from the upper profile was 2.26 mm d1
indication of water availability). compared to only 0.45 mm d1 from the lower
The storage in the 2–3.4 m layer in the forest profile. For the forest, the rates of moisture loss
remained constant in the wet season, indicating for the same period were 1.82 mm d1 and
that the profile was saturated. The very high stor- 1.64 mm d1 respectively, giving a total of
age in the 0–2 m layer in March 2000, January 3.46 mm d1 . The rate of loss from the upper
14 C. von Randow et al.
layer in the pasture was higher than that of the noted. As the rainfall inputs continue through
forest in this period, but this probably reflects the the wet season the water storage is largely
fact that the forest had already used a greater increased in both layers.
proportion of the available water from this layer.
The loss rates for the lower profile show a large
contrast, with little root uptake from below 2 m 4.3 Radiation balance
in the pasture, compared to the forest. The net radiation (or radiation budget) at the sur-
In the forest, in the upper layer, the minimum face is described by:
storage reached in each of the four dry seasons
shown was very similar. This indicates that the Rn ¼ ðSin Sout Þ þ ðLin Lout Þ ð1Þ
limit of water availability was being reached. In which is the summation of short wave and long
the pasture, the minimum storage reached varied wave radiation components: incident (Sin) and
between the four seasons, with more uptake in reflected (Sout) solar radiation; and incident
1999 and 2002 compared to in the other dry sea- (Lin) and emitted (Lout) terrestrial radiation. All
sons. In the forest it was of note that uptake in the of the components, especially the upward ones
lower layer ceased soon after the storage in the may present differences over different vegetation
upper layer had increased following rainfall covers, and also between wet and dry season per-
inputs. This can be seen by comparing the forest iods. To assess these, two composites represent-
curves in Fig. 5a and b. The storage in the lower ing wet and dry season periods were calculated,
layer decreases during all dry seasons (Fig. 5b), averaging the measurements each half hour for
but as soon as an increase is observed in the all of the components. For the wet season com-
upper layer (Fig. 5a), usually in the beginning posites, data between January and March were
of September, a levelling in the lower layer is used, whenever available within the 4 years
Fig. 6. Top panels: average daily patterns of incident solar radiation (Sin, circles), reflected solar radiation (Sout, inverted
triangles) and net radiation (Rn, diamonds), during (a) wet season and (b) dry season. Measurements at forest are represented
with closed symbols and at pasture, with open symbols. Bottom panels: same as top panels, but for incident (Lin, squares) and
emitted (Lout, triangles) terrestrial radiation, during (c) wet and (d) dry season periods
Comparative measurements and seasonal variations 15
Table 2. Average values of radiation components in W m2 , over forest and pasture sites. The absolute differences between
pasture and forest measurements are represented by P-F, and the percentage, calculated by these differences divided by the
measurements at the forest, represent the relative effect of changing the surface from forest to pasture vegetation cover. Ln is the
net longwave radiation, defined as the difference between Lin and Lout
studied. For the dry season composites, data cause a large difference between the net radiation
between July and September were used. Since over the two surfaces. In both seasons, the net
the data coverage is usually very good for all radiation is much higher in the forest than in
the radiation components, it is likely that these the pasture.
composites are good representatives of the aver- Table 2 presents the average values of all the
age conditions during wet and dry season radiation components in W m2 , over the two
periods. sites. To quantify the effect on the radiation com-
The daily patterns of the radiation compo- ponents of changing the vegetation cover from
nents, provided by the wet and dry season com- rainforest to a cattle ranch, the absolute differ-
posites, are presented in Fig. 6. From these ences between pasture (P) and forest (F) mea-
figures we can compare the behaviour of each surements and the percentage, calculated by
component over the two types of surface and these differences divided by the measurements
during the wet and dry seasons. First, comparing at the forest, are also presented. It can be seen
the measurements over the two sites (comparing that the most important change occurs in the
the curves with closed and open symbols), inci- reflected short wave radiation, which increases
dent solar radiation is slightly higher over the by about 55% when changing from forest to pas-
forest than in the pasture, as shown in Fig. 6a ture. Combined with an increase of 4.7% in long
and b. From the same figures it can also be seen wave radiation loss, this causes an average reduc-
that the solar radiation reflected by the pasture tion of 13.3% in the net radiation.
vegetation is higher than the forest. The average Comparing the different characteristics
long wave components, shown in Fig. 6c and d, between the two seasons, it is interesting to
also present some interesting features. Incident notice that the main differences are observed in
long wave radiation (square symbols on Fig. 6c the downward components. That is, the most pro-
and d) is more or less similar over the two sites, nounced changes are in the components related
although there is an indication that it is slightly to the transfer from the atmosphere to the surface
higher in the pasture in the wet season. The out- (incident radiation). The upward components
going terrestrial radiation, on the other hand, (solar radiation reflected and terrestrial radiation
shows marked differences between the two types emitted by the surface) have more or less similar
of surface, being significantly higher during day- values in the two season composites (Fig. 6a and
time over pasture, but with similar values during b). The seasonal differences in incident solar
night time. Since it is mainly dependent on the radiation may be caused by larger cloud cover
surface temperature, this reflects the effect of during the wet season, but probably lessened by
higher diurnal temperature variation observed in the effect of burning activities that are very fre-
the pasture (Culf et al., 1996). The result, mainly quent during the dry season and cause strong
driven by a larger daytime loss, is that the long smoke pollution over the whole region. As we
wave radiation budget is larger (more negative) can see comparing Fig. 6a and b, the high cloud-
in the pasture than in the forest area. The com- iness during the wet season reduces the average
bined effect of higher reflectivity (albedo) and incident solar radiation more than the smoke in
higher daytime long wave emission in the pasture the dry season. On the other hand, the incident
16 C. von Randow et al.
Fig. 9. Average daily patterns of net radiation (Rn), sensible and latent heat fluxes (H and E respectively) and soil heat fluxes
(þ heat storage in canopy at forest), for: (a) wet season at forest; (b) wet season at pasture; (c) dry season at forest and (d) dry
season at pasture. Dashed areas represent the ranges of heat fluxes calculated using two different procedures (see Section 4.1)
radiation, than the albedo. However they anal- presented in Fig. 9, together with the curves of
ysed the variations by normalising the com- net radiation. In the case of the pasture, the soil
ponents by the incident solar radiation. That heat flux (G) is also included, as measured by 4
way, they highlighted that the surface reflection flux plates buried close to the surface (1 cm). For
(albedo) is not as important to the seasonal the energy balance in the forest area, the change
variability of net radiation as the long wave in energy storage in the canopy air space and
balance. In this context our results are not in biomass is significant and these fluxes were
disagreement, as it was previously shown that added. This ‘‘storage term’’ was estimated by
there was little variation in the outgoing short the parameterisation according to changes in air
wave. temperature and humidity changes inside the
canopy proposed by Moore and Fisch (1986).
For both the sensible and latent heat fluxes,
4.4 Sensible and latent heat fluxes
instead of one curve with the average values, a
In a similar way to the wet and dry season com- range of curves are presented, limited by the two
posites for the radiation components, the average methods of energy balance closure forcing: (i)
daily patterns of sensible and latent heat fluxes replacing the E measurements by the residual
over forest and pasture were calculated and are of the energy balance; or (ii) adjusting both H
18 C. von Randow et al.
and E fluxes to maintain the measured Bowen presented in W m2 , are the averages of the
ratio. Analysing the impact of the dry season at fluxes adjusted for energy balance closure main-
both sites (comparing the top panels, (a) and (b), taining the measured Bowen ratio. The differ-
with the bottom ones, (c) and (d)) it is clearly ences between the two sites obtained by
seen that very little change is observed in the adjusting the E as the residual are of similar
forest while larger changes occur in the pasture. amounts. As expected, large differences between
In the forest, the fluxes are slightly higher during the two types of surface are noticed. In the pas-
the dry season, due to a small increase in the net ture, the sensible heat fluxes are 28–45% higher
radiation, but relative changes in the energy par- while the evapotranspiration rates are 20–41%
tition are hardly seen in this figure. In the pasture, lower. In the wet season the evaporative fraction
on the other hand, while the evapotranspiration (E=Rn) in the pasture is 17% lower than in the
rates are reduced, the sensible heat flux is largely forest. This difference is increased to 24% during
increased. These differences are explained by the the dry season.
fact that the forest trees, with deep roots, can To better visualise these differences on energy
maintain a large uptake of soil water even after partition over the two vegetation covers and
a long dry period, as seen by the soil water stor- between the seasons, Fig. 10 presents the evolu-
age records (Fig. 5). Comparing Fig. 9b and d, it tion of the monthly variation of the Bowen ratio
is also interesting to note that the range of flux at both sites. The top curves (triangles facing up)
uncertainty in the pasture is higher during the wet are the values calculated from the heat fluxes
season. As discussed by Garstang and Fitzjarrald measured directly by the eddy correlation sys-
(1999, pp. 285–287), in the presence of strong tem; the bottom curves (triangles facing down)
convection activity and precipitating clouds, the are the Bowen ratios obtained after calculating
boundary layer in the tropics presents complex the latent heat fluxes as the residual of the energy
inter-scale links. These ‘‘disturbed’’ boundary balance; and the middle curves (circles) represent
layers have qualitatively different characteristics the average between the two. The Bowen ratio
than are observed in undisturbed boundary varies little over the year in the forest, with
layers, and the occurrence of strong updrafts values ranging from 0.3 to 0.4, although a slight
and outflows make a large contribution to the increase can be seen at the end of the dry season
exchange processes in the surface-atmosphere (Fig. 10a). In the pasture, a large seasonality is
interface. Von Randow et al. (2002) showed that, observed (Fig. 10b), with the Bowen ratio chang-
during the wet season, the boundary layer over ing from 0.3–0.6 in the wet season to 0.6–0.8,
the region is indeed largely influenced by such again highlighting the effect of water stress dur-
processes. This may explain the higher uncer- ing the dry season.
tainty in the flux calculations during the wet
season.
4.5 Net Ecosystem Exchange of CO2
From the separate wet and dry season compo-
sites, the averages and the differences between The Net Ecosystem Exchange (NEE) of carbon
these averages of the sensible and latent heat dioxide between the forest and the atmo-
fluxes are presented in Table 3. The values, sphere can be estimated by combining the flux
Table 3. As in Table 2, but for average values of sensible and latent heat fluxes calculated during wet and dry season periods.
The evaporative fraction (E=Rn) is also shown
Fig. 10. Monthly averages of Bowen ratio ( ¼ H=E) as measured from the eddy correlation system (triangles), calculated
after estimating E by the residual of the energy balance (inverted triangles), and the average between the two cited methods
(circles), at (a) forest and (b) pasture
measurements from the eddy correlation with nighttime data) of the measurement. These
profile measurements of CO2 concentration classes are when average night-time u ranges
below the flux sensors. The NEE is calculated between (i) 0 and 0.1 m s1 , (ii) 0.1 and
as the sum of the fluxes measured at the top of 0.2 m s1 and (iii) higher than 0.2 m s1 . These
the tower and the change in storage of CO2 in the stratified storage values were then used as a
layer below (Lee, 1998; Grace et al., 1995). lookup table to substitute the storage when no
ð data were available, according to the amount of
dC
NEE ¼ Fc þ Mc dz ð2Þ turbulence observed during the preceding (or cur-
dt rent, for nighttime data) night. The quality of this
where Fc is the flux of CO2 measured by the empirical CO2 storage model was tested by with-
eddy correlation and the second term is the stor- holding data during 10 days that presented a
age of CO2 (Mc is the molar weight of carbon range of different weather conditions and com-
and dC=dt is the change in CO2 concentration paring the NEE calculated using the empirical
between several heights). model against the measurements. The results
In practice, the storage term is calculated by are shown in Fig. 11. Although the model is very
approximating the derivatives as finite differ- simple, the results were considered satisfactory
ences between two successive measurements for the purpose of this paper.
and the integrals by weighted sums of the vari- No other corrections were applied to the NEE
ables at the 6 levels. After June 2000 the profile estimates, despite several recent papers indicat-
system broke down and no direct measurements ing that the interpretation of nocturnal measure-
of the flux due to change in storage were then ments is the largest single source of uncertainty
available. To estimate this flux after this period in the absolute accuracy of daily or annual totals
the following procedure was employed: using the of carbon exchange in the tropical forests
14 months of data of concentration profiles avail- (Araujo et al., 2002; Kruijt et al., 2003; Miller
able we first calculated the average storage flux et al., 2003). This is due to the fact the NEE is a
at each time of day separating the data into three relatively small difference between two large
classes depending on the friction velocity (u ) quantities: the uptake of CO2 due to photosyn-
averaged on the night before (or current, for thesis during daytime, referred to as the Gross
20 C. von Randow et al.
Primary Production (GPP) and the release by the measurements (see Fig. 9d of Kruijt et al.,
ecosystem respiration (Reco). This way, a small 2003). For this reason, and since our aim here
day to night bias on NEE measurements, such as is to concentrate on the relative differences in
an inability to measure CO2 advection during CO2 exchange among the sites (and the seasonal
calm nights, may create large errors in the annual patterns), no further corrections were applied to
budget. In an attempt to account for this possible the data.
night time loss, several researchers plot nighttime Figure 12 shows the NEE values averaged
NEE measurements against u and filter out the according to classes of incident Photosyntheti-
data when a reduction of respiration is seen dur- cally Active Radiation (PAR), for wet and dry
ing low u conditions (Miller et al., 2003). Kruijt season periods, measured at Rebio Jaru (Fig.
et al. (2003) showed, however, that no clear 12a) and at FNS (Fig. 12b). Figure 12a shows
reduction was seen at the Rebio Jaru site, using that the ecosystem light responses at the forest
the data collected during the first year of show the typical behaviour of initial strong
Fig. 12. Net ecosystem exchange of CO2 (NEE) averaged according to classes of Photosynthetically Active Radiation (PAR),
for data collected during dry and wet seasons at the forest (a) and pasture (b)
Comparative measurements and seasonal variations 21
Fig. 13. Daily patterns of NEE for both sites, during wet (a) and dry (b) seasons
decrease (increase of uptake) with PAR, saturat- than respiration) and positive fluxes during the
ing at a PAR of about 1000 mmol m2 s1 , for night (respiration activity only). There is also a
both periods. The shape of these curves is very noticeable reduction in the fluxes at both sites
similar to that reported for other forest areas in during the dry season. Although there is a small
Amazonia (Malhi et al., 1998; Carswell et al., reduction in the respiration, a bigger effect on the
2002; Goulden et al., 2003). A small reduction daytime fluxes causes a reduction in the NEE
in the initial slope and in the maximum assimila- (less uptake) in the dry season. It is interesting
tion is observed in the dry season curve. The to compare this pattern at Rebio Jaru with other
NEE curve for the wet season period saturates sites in the Amazon Basin. Vourlitis et al. (2003)
at about 23 mmol m2 s1 , while for the dry also found for a transitional forest (ecotonal
season it reaches about 20 mmol m2 s1 . For between rainforest and savanna) that the most
the pasture site, the differences between the wet negative NEE occurred during the rainy season.
season and the dry season light responses are At two sites, near Manaus (Araujo et al., 2002)
much bigger. In the wet season, the typical and Caxiuana (Carswell et al., 2003), little
near-linear light response of the C4 grasses is seasonal variation was observed, while near
evident, whereas in the dry season fluxes are Santarem (Goulden et al., 2003) a higher uptake
strongly reduced after the PAR becomes higher was measured during the dry season. The latter
than 1000 mmol m2 s1 , with average saturation pattern appears to be driven by a strong decrease
values of 10 mmol m2 s1 , and the light in respiration during the dry season, without a
response curve is not linear. This reflects the fact comparable reduction in photosynthetic activity.
that the carbon assimilation by the pasture vege- Understanding what controls the seasonal differ-
tation is strongly affected by a reduction in soil ences across sites is an essential component of
moisture content. These large differences on the LBA. Access to deep soil water may vary across
seasonal variability observed at the two sites are sites and, additionally, innate phenological con-
mainly explained by the ability of the forest to trols may play an important role in the regulation
avoid severe drought stress by extracting the of seasonal carbon uptake (Keller et al., 2003).
water from deep layers in the soil (Fig. 5). It is also interesting to notice in Fig. 13 that
Figure 13 presents the average daily patterns the daytime fluxes are very similar at both the
of CO2 fluxes over the two sites, during wet and forest and pasture sites during the afternoon,
dry season periods. The fluxes present the typical but lower (higher uptake) in the forest in the
patterns of vegetated areas, with negative fluxes morning. In the pasture the daytime evolution
during the day (photosynthesis activity higher is more or less symmetric around the negative
22 C. von Randow et al.
peak at noon, while at the forest the fluxes are Jaru site shown by Grace et al. (1995). Those
clearly different in the morning and afternoon authors used measurements collected during 11
hours. This decline in afternoon fluxes was also days in the dry season of 1992 and 44 days in the
reported for other forest sites in Amazonia wet season of 1993 to fit a process-based model.
(Malhi et al., 1998; Goulden et al., 2003). They then used the model to estimate that the
Goulden et al. (2003) showed, for a forest site forest absorbed, on average, 8.5 mol C m2 year1
in eastern Amazonia, that this afternoon decline (that would represent an average of about
is not correlated to the soil water content, and 2.8 kg C ha1 day1 ). The values of daily totals
indeed, if that were the case, we would expect measured during 1999–2002 shown in Table 4
the pasture site to present a similar response. suggest rates 4 to 6 times bigger. Both datasets
Measuring the stomatal conductance of several indicate little evidence of nighttime losses during
tree species in Rebio Jaru during ABRACOS, calm nights (Grace et al., 1996; Kruijt et al.,
McWilliam et al. (1996) did not find a correlation 2003a; Kruijt et al., 2003b), but the uptake rates
between the stomatal conductance and light implied from 1999–2002 data are still very high
intensity (although they argue that this may be and considered implausible by many ecologists.
due to poor sample size), air temperature or leaf Since there are no other physiological measure-
water potential, but they found a good correlation ments available at the site to support the eddy
with the vapour pressure deficit. However, during correlation measurements, it is still not clear
a ‘‘friagem’’ event, the authors also considered the why the forest at Rebio Jaru seems to absorb that
possibility of an internal circadian rhythm con- much carbon from the atmosphere.
trolling stomatal closure of some species. There- Comparing the fluxes at the forest and pasture,
fore, the afternoon decline in photosynthesis large differences are noticed. During the wet sea-
is probably caused by forest stomatal closure son, the daytime averages, calculated with data
responding to high vapour pressure deficit, but collected between 08:00 and 18:00 L.T., are 22%
a circadian rhythm may also play a role. Compar- higher (less negative) in the pasture. The higher
ing nighttime fluxes, we notice that the respira- daytime fluxes actually indicate less photosynthe-
tion rates are much higher in the forest, sis activity at the pasture. The nighttime respira-
averaging 6 to 9 mmol m2 s1 , while at the pas- tion is also reduced compared to the forest, with
ture they reach only 3 to 5 mmol m2 s1 through- averages 44% lower. During the dry season, these
out the night. differences increase: 28% less photosynthesis
The average differences between the NEE mea- and 57% less respiration are observed in the pas-
sured at the forest and pasture are presented in ture compared to the forest. As the reduction in
Table 4. It is interesting to compare our measure- the nocturnal respiration is higher than the reduc-
ments with previous measurements at the Rebio tion in the daytime uptake, the combined effect
Table 4. Average values of Net Ecosystem Exchange measured over the two sites during daytime (08:00–18:00 h), nighttime
(19:00–05:00 h), peak photosynthesis activity, and daily totals
is a 19–67% higher daily uptake of CO2 in the the dry season periods (June to September), com-
pasture, compared to the forest. This high uptake pared to the measurements during wet season
in the pasture site is not surprising, since the (December to March) at both sites. Comparing
growth of the vegetation is constantly renewed, the two sites, large differences are observed
while the cattle remove the biomass. As dis- in precipitation, specific humidity and specific
cussed before, one other important factor that humidity deficit.
may add a large uncertainty on these numbers Changes in soil moisture storage profiles give
is the effect of drainage of CO2 during stable indications of the uptake of water by the vegeta-
conditions that may not be accounted for. In tion and the drainage at the two sites. The pasture
the pasture site, especially during the dry season, vegetation withdraws water only from the upper
a very stable layer is frequently observed at layers of the soil with the water stored in the
night, and, under these situations, even a very layer from 2 to 3.4 m deep showing only little
small slope in the terrain may cause a significant variation, mainly caused by drainage. In the
drainage loss, therefore these results should be forest, on the other hand, the soil water storage
viewed with caution. changes more rapidly in this layer – the seasonal
change was about 290 mm in the forest and
110 mm in the pasture. These large variations
5. Conclusions
in the forest are partly caused by lateral drainage,
In this work we present the data of radiation flux but also give an indication of the ability of forest
components and turbulent fluxes of energy and vegetation to uptake water from deep layers in
CO2 collected almost continuously from Febru- the soil.
ary 1999 to September 2002 in two different sites The radiation flux components are markedly
in south western Amazonia: one in a forest different between the two sites. The most impor-
reserve (Rebio Jaru) and one in a pasture cattle tant changes occur in the reflected short wave
ranch (FNS). Comparisons are made between the radiation, which increases about 55% when chang-
measurements over the two sites and between ing from forest to pasture. Combined with an
wet and dry season periods. increase of 4.7% on long wave radiation loss, this
The energy balance closure at the forest site is causes an average reduction of 13.3% in the net
poor: the sum of the turbulent fluxes reaches only radiation in the pasture, compared to the forest.
about 74% of the available energy. At the pasture Seasonal changes at both sites are observed
the energy balance closure is better, but still not mainly in the incident radiation (short and long
always achieved. The reasons for the apparent wave), driving large seasonal variations in the net
underestimation of the turbulent fluxes are still radiation. Although the long-wave components
unclear and may be related to two factors: (i) play a role, the variability of net radiation is
slow wind direction changes on undulating ter- shown to be mainly driven by the short wave
rain in the region, adding a significant low balance.
frequency component that we are not able to Large differences between the two types of
capture using short time scale rotations; (ii) hor- surface are also noticed in the energy partition
izontal flux divergences that are simply not pos- between sensible and latent heat fluxes. In the
sible to estimate from measurements made on a wet season the sensible heat fluxes are 45%
single tower. To concentrate on the comparative higher, while the evapotranspiration rates are
measurements over the two contrasting types of 20% lower in the pasture, compared to the forest.
vegetation cover, we adjusted the turbulent fluxes In the dry season, the differences are lower in the
in two ways: calculating the latent heat flux as sensible heat (fluxes are 28% higher in the pas-
the residual of the energy balance or adjusting ture), while the changes in evapotranspiration are
both the sensible and latent heat flux to maintain large (rates are 41% lower in the pasture). In the
the Bowen ratio as measured by the eddy corre- wet season the evaporative fraction (E=Rn) at
lation system. the pasture is 17% lower than at the forest. This
While the temperatures present little variation difference increases to 24% during the dry sea-
between the seasons, the specific humidity and son. Analysing the seasonal variations we ob-
precipitation amounts are greatly reduced during served that the Bowen ratio is relatively constant
24 C. von Randow et al.
over the forest, varying between 0.3–0.4, EUSTACH and CARBONSINK projects) and by the Bra-
although a slight increase was observed in the zilian agencies Conselho Nacional de Pesquisa e Desenvolvi-
mento Tecnol ogico (CNPq) and Fundac° ~ ao de Amparo a
end of the dry season. At the pasture site, on Pesquisa do Estado de S~ ao Paulo (FAPESP). C. von
the other hand, a large variation was observed, Randow’s PhD research project is currently financed by the
with the Bowen ratio changing from 0.3–0.6 in CAPES (Brazil) and WOTRO-NWO (Netherlands) agencies.
the wet season to 0.6–0.8 in the dry.
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tropical rain forest in southwest Amazonia. I. Diurnal INPA, Manaus, AM, Brazil; P. J. de Oliveira, UFRA
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Brazilian transitional tropical forest. LBA Special issue Wallingford, OX10 8BB, UK; M. J. Waterloo, Free University
Ecological Applications (in press) (VU), Amsterdam, The Netherlands.