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Journal of Orthodontics
Richard RJ Cousley1
Abstract
Many orthodontists are aware of the potential applications of three-dimensional (3D) printing in orthodontics but are
hesitant in introducing this technology into their clinical practice and workflow. Therefore, this article explains the
hardware and software requirements, plus the workflow.
Keywords
3D printing, digital orthodontic workflow, retainers, orthodontic aligners
Date received: 30 April 2020; revised: 24 May 2020; accepted: 2 June 2020
Figure 2. Digital images of the same maxillary arch model (STL file) with (a) a solid base and (b) a hollow base. The estimated
amount of resin required for these two versions of this model was 22.5 mL and 13.3 mL (after the addition of virtual supports).
Cousley 3
- Potential labour and material cost savings relative digital models before printing, requiring ‘protected’
to conventional model processes and materials. A time.
full intra-oral scan takes a similar amount of time to - The need for post-print washing and curing phases
taking alginate impressions and an occlusal regis- if SLA/DLP printers are used. While these steps can
tration. However, dental impressions then need to be relatively automated, they increase the time from
be disinfected, bagged, the model material poured scan to appliance fabrication.
into each impression and the models trimmed. This
- The need to update practice health and safety guide-
involves direct staff time and indirect time delays
lines on the handling and storage of new materials.
while the impressions disinfect and the model mate-
While uncured resins and cleaning solvents are skin
rial hardens. In contrast, an increasing number of
irritants, the use of standard gloves avoids this, and
the digital software and physical steps are becoming
product information is easily obtained from manu-
automated, reducing staff involvement. The overall
facturers’ websites.
time differences between conventional and digital
processes still need to be quantified and will depend
on the staff learning curve to become proficient as The digital workflow
well as the efficient management of printer capac-
ity. For example, a large build platform increases The process from digital ‘impression’ to appliance will be
productivity by enabling more models to be pro- discussed in chronological order:
duced per print cycle.
1. Intra-oral scanning
- No need to out-source ‘simple’ appliances, e.g. ortho- 2. Digital model manipulation
dontic retainers and aligners, which reduces turnaround 3. 3D printing
time and potentially both direct and indirect costs. 4. Post-print processing
5. Appliance fabrication
Disadvantages 1. Intra-oral scanning
The disadvantages are as follows: Intra-oral scanning creates a topographical map of the den-
tition and adjacent soft tissues. While the resultant digital
- A switch to 3D printing requires a capital invest- model is viewable within the scanner software, for physical
ment for the purchase of the 3D printer and post- purposes it needs to be exported as a standard tessellation
processing hardware. Additional software (or language (STL) file. This universal 3D format represents
licences) is also needed if one wishes to produce surface geometry as thousands of linked triangles and ren-
in-house orthodontic aligners. Then there are recur- ders it suitable for CAD software manipulation.
ring costs for consumables, e.g. printer resin. Given 2. Digital model manipulation
the rapidly evolving market for suitable 3D printers,
it is not possible to provide exact costs here. In Most current 3D printer software tends to focus on the imme-
2020, a complete printer package (including post- diate print preparation, e.g. model orientation, and the addi-
processing kit) currently costs between £4000 and tion of model supports. However, the virtual model produced
£10,000 (including 20% UK value added tax) by a scanner is hollow with a very thin shell (Figure 3), which
depending on the printer size. is too flimsy for printing and subsequent appliance fabrica-
- The need for dental staff to master new skills may tion. Hence this digital model requires solidification (in-fill-
be a major initial obstacle since they may be com- ing) (Figure 2a) or substantial thickening of the sides before
pletely unfamiliar with 3D computer software and printing (Figure 2b). Notably, the base does not need to be as
hardware. Hence, the introduction of a digital work- deep and trimmed in the same manner as traditional study
flow requires clinical downtime for staff training models, since the purpose of the base is to make the resultant
and possibly slower through-put speeds during the physical model stable and relatively flat (Figure 2a). There
learning phase. This is helped by provision of step- are three software options available to prepare models:
by-step instruction documents for staff on the key
stages (digital model preparation, printing and post- • The scanner or orthodontic manipulation software, e.g.
processing) in order to minimise errors and waste 3Shape Trios software (https://www.3shape.com/en/
and maximise efficiency. It is also worth using any software/ortho-system; accessed 20 April 2020) may be
online training facility offered by the printer manu- used to base the digital models and render them solid
facturer or attending a suitable training course. (Figure 4a). This is particularly useful if one aims to cre-
- A change of work patterns, e.g. a staff member ate orthodontic aligners, since each upper/lower base is
needs to process the scan file and manipulate the prepared and trimmed only once, then this base is
4 Journal of Orthodontics
(https://www.microsoft.com/en-gb/p/3d-builder/9wzdncrfj
Figure 3. Illustration of a typical STL file exported from
intra-oral scanner software. The external surface is shown in 3t6?activetab=pivot:overviewtab; accessed 20 April 2020),
grey, the internal surface in pink. The hollow nature and very Meshmixer™ (www.meshmixer.com; accessed 20 April
thin boundary walls of this virtual model are apparent. 2020) and Blender™ (www.blender.org; accessed 20 April
2020). The typical steps involved in ‘manual’ model prepa-
ration using generic 3D design software are:
- Identification followed by repair of surface (mesh)
defects (Figure 5a).
- Levelling of the model’s free edges, by removing
any extraneous soft-tissue sections (Figure 5b).
This step may be skipped if the intra-oral buccal/
labial scanned height is relatively consistent.
- Extrusion of the model’s external edge to create a
flat base which is reasonably parallel to the occlusal
plane (Figure 5c).
- Trimming the base height (Figure 5d). This avoids
unnecessary model thickness where little soft tissue
coverage is required for retainer and aligner fabrica-
tions. It also reduces resin usage and possibly the
print time. In addition, thin model bases allow many
more vertically orientated models to be fitted on the
build platform. However, if a deep model is
replicated for all aligner models. This is followed by required, e.g. when full palate depth is needed for
tooth segmentation, tooth movements, attachment addi- appliance fabrication, then the model should be left
tions and treatment sequencing, before aligner model with sufficient height to accommodate this.
printing (which is outside the scope of this paper). - Solidification of the model (Figure 5e). In-filling
• Some 3D printer software, e.g. Formlabs PreForm™ makes the subsequent printed model sufficiently
(https://formlabs.com/uk/software; accessed 20 April robust and avoids both print failure (due to the
2020), offers the option of automatically repairing and model fragmenting during the print process) and
basing the model immediately after import (Figure 4b). subsequent model distortion under high vacuum/
This process may take 1–2 minutes, but it is an easy and pressure forces (during appliance fabrication).
reliable way of rendering digital models suitable for - Alternatively, the model may be hollowed, to leave
printing. Notably, the model is not usually finished with a sufficiently thick surface layer before the solidifi-
a flat base, meaning that the base needs to utilise sup- cation step (Figure 5f). This results in less resin
ports to link it to the print platform. usage and is therefore particularly suitable for
• An open-source third party CAD software may be used to ‘deep’ models, such as those including the full pal-
base the models, e.g. the Microsoft Windows™ 3D Builder ate depth (Figure 2b).
Figure 4. Computer illustrations of digital models where (a) a base has been added and then trimmed using the 3Shape scanner
software package and (b) where Formlabs PreForm printer software has been used to repair and base the model. The model
shown in (a) has a completely flat base whereas in (b) the base is uneven since this software does not extend and then cut the
base along a flat plane.
Cousley 5
Figure 5. These computer snapshots illustrate key stages when using Meshmixer CAD software to prepare dental model STL
files for printing. (a) The ‘holes’ in the model surface have been identified (by the pink tabs), ready for semi-automated repair. (b)
Superfluous edges of the model can be highlighted (in orange) then trimmed using a ‘cutting’ tool. (c) The model base has been
‘extruded’ to extend the non-dentate part into a deep, flat base. (d) The height of the extruded base has been reduced to a
manageable size for retainer and aligner fabrication. This has been achieved using a ‘plane cut’ tool, producing a flat base surface.
(e) Solidification produces a model with sufficient density for printing. (f) Alternatively, the model may be hollowed before the
solidification step.
- Ideally each digital model should be labelled in retainer models for a debond case (Figure 6a). However, it
order to avoid confusion over patient identification can neither facilitate a large number of ‘flat’ models, even
and/or aligner sequence. Otherwise, staff need to for slow printing, or many vertically orientated models for
record each patient’s model positions in the print a large batch print. Therefore, the smaller the platform size
set-up. Aligner softwares provide this capability then the greater the need to prepare ‘thin’ models (with lit-
and are easier to use than trying to add labels within tle base depth) if they are to be accommodated even at a
third party software. vertical orientation (Figure 6b). This configuration may be
3. 3D printing workable for retainer / aligner models, but not for appli-
ances which need a ‘deep’ model to include the palatal
The two 3D printers used for descriptive and illustration vault, buccal (alveolar) areas or mandibular lingual depth.
purposes in this paper are the Photocentric LC Precision 1.5 If an orthodontic practice / clinic needs more than four
DLP printer (https://photocentricgroup.com/product/liq- models printed per day, then a medium size of print plat-
uid-crystal-precision-1-5; accessed 20 April 2020) and the form provides a practical solution (Figure 6c). In addition,
Formlabs Form 3B SLA printer (https://dental.formlabs. large but more affordable dental-specific printers are just
com/form-3b; accessed 20 April 2020). These have small becoming available, e.g. the Photocentric LC Dental (310
(121 × 68 × 160 mm) and medium (145 × 145 × 185 × 174 × 200 mm) (https://photocentricgroup.com/lcden-
mm) size print platforms, respectively. However, the details tal; accessed 20 April 2020) and the Formlabs 3L (335 ×
described here are generalisable to most SLA/DLP printers 200 × 300 mm) (https://formlabs.com/uk/3d-printers/
used for dental purposes. These 3D printers differ from one form-3l; accessed 20 April 2020). These are certainly
another in terms of: appropriate for dental laboratories but may also suit large
orthodontic practices with a high volume of retainer and
a) The build platform size, especially its surface area, aligner model requirements.
and consequently the maximum number of models
feasible per print cycle. b) Print resolution and speed.
Print platforms may be categorised as small, medium or The higher the resolution setting then the greater the level of
large. In general, a small platform may allow relatively detail and the smoother the surface finish, since this entails
rapid printing of several ‘horizontal’ models, such as a higher number of print layers on the vertical (z) axis.
6 Journal of Orthodontics
Figure 6. Computer illustrations of digital model manipulation within 3D printer software. This small virtual platform can
accommodate (a) two models at a relatively low inclination to the platform surface or (b) four vertically orientated models
(shown with the supports added). (c) This medium size virtual platform is shown with 15 relatively vertical models, in order
to maximise the number of models per print cycle without supports. (d) Photograph of eight printed models, still on the build
platform. The multiple, interconnecting supports and their small circular bases are present, but only several of the touch points
are present on the palatal surfaces of incisors, as seen in two models on the left-hand side. (e) A cross-sectional view of a virtual
maxillary model, obtained by scrolling through the build layers (the blue vertical line on the right side is the scroll bar), where
the software has highlighted a floating piece of model with a red circle. This relates to the palatal surface of the maxillary left
central incisor, as identified by a red mark on the model surface view (f).
Resolution and speed are inter-dependent: the lower the source, i.e. being able to print with any resin material. One
resolution then the faster the print. Overall, 100-µm layer exception to this in the dental field is the newly released
thickness appears to be adequate for orthodontic purpose, Photocentric LC Dental. At this time, it is difficult to pre-
when compared to slower print times with resolutions of 25 dict whether open-source printers will become more com-
µm and 50 µm (Favero et al., 2017; Sherman et al., 2020). mon, so the range of available resins is currently as
Print speed is also affected by the orientation of the important a consideration for most printers as the actual
models on the build platform (rather than the number of printer hardware.
models per se), such that models orientated parallel to the
platform print relatively quickly, because the z axis (total d) Supports.
height) is fairly low. In contrast, vertically oriented models
(where the horseshoe models are placed perpendicular to These are vertical struts and inter-connecting scaffolding
the platform in order to fit more models on it) will have a bars that add structural integrity to the model (Figure 6a, b
slower print time because of the distance from the platform and d). They are particularly important when the model base
to the furthest model surface (typically an incisor labial sur- is irregular (Figure 4b). Supports vary in terms of their shape,
face). Print times for dental models, at 100-µm resolution, length, diameter and density (number per millimetre square),
are commonly in the range of 1–10 hours, depending on so clinicians will find it much simpler to allow the software
horizontal and vertical model set-ups, respectively. A short to automatically add these. Individual supports may then be
print time is useful for same-day appliances such as retain- edited, especially if their touch point is on a key tooth sur-
ers, after including the post-processing and appliance fabri- face. Interestingly, the position of supports (and the likeli-
cation times. Conversely, a 10-hour print (perhaps running hood of tooth surface contact) changes with the vertical
overnight) is suitable for non-urgent printing of multiple orientation of the model. When a model is relatively parallel
models in a single cycle (Figure 6c). to the platform then it is unlikely that there will be touch
points on the teeth. In contrast, supports tend to connect to
c) The range of suitable printable resins. tooth surfaces, especially incisors, when the model is verti-
cally orientated (Figure 6d). Consequently, I prefer to tilt
It is worth noting that most printers are configured to only models by 20°–70° to the platform if supports are required,
use their own brand of plastic resins, rather than being open depending on the number of models to be accommodated.
Cousley 7
In general, the greater the number of supports, then the concentration, to remove any uncured residual surface
more resin that is used and the increased model finishing resin. This is best achieved with the assistance of mechan-
required. However, this does not necessarily require a ical agitation, i.e. using either an ultrasonic bath or a
longer print time. Conversely, supports may make it easier printer-specific washer, to continuously stir the IPA solu-
to remove the models (undamaged) from the platform tion. Notably, IPA is a volatile and flammable chemical
immediately after printing. In effect, the model is spared compound, so washing in a closed chamber and good
torsional forces as the supports break during separation room ventilation are recommended. The models should
from the platform surface. Finally, it may be beneficial to then be air- or blow-dried to remove any residual IPA.
quickly scroll through the virtual models along the Z axis,
layer by layer, to double check that there are no ‘floaters’ b) Model curing.
(Figure 6e and f). These are islands of unsupported plastic
that may be lost as the model is printed (given that the The model surface would gradually harden in daylight.
model is effectively produced upside down, suspended However, both for workflow efficiency and to ensure full
from the base). An extra support may then be added at this model curing, it is best to expose the models to a combina-
point, or the tilt of the model adjusted (to make it more tion of an ultraviolet light and heat (e.g. 60 °C). Many
parallel to the platform). printer manufacturers sell curing boxes that will reliably set
the model surface in 30 minutes. The models are then ready
e) Ease of use. for use and may be handled without gloves at this stage.
This relates to both the user-friendliness of the printer soft- 5. Appliance fabrication
ware (in terms of model preparation) and the physical
aspects of handling the printer such as resin filling and This stage replicates conventional techniques for produc-
cleaning requirements. In particular, software manipulation tion of both orthodontic retainers and aligners, where a
of the models should be as automated as possible in terms vacuum or pressure forming machine is used to form the
of their orientation (on the build platform) and support thermoplastic material around the model. Fortunately,
additions. Automation of the digital model ‘repair’ stage is 3D-printed models are much more robust than their plaster
also very useful for as rapid a print set-up as possible. counterparts and may be easily stored and re-used if neces-
Finally, it is convenient if the printer software can be used sary. This is particularly helpful if a patient breaks or loses
remotely, since this enables the orthodontist to prepare a retainer or aligner, since a patient appointment and poten-
models for printing and start the print job, off-site. tial delay may be avoided. Even if the working model is
As outlined already, the orientation of models on the build unavailable, a new one can be printed using the digital file,
platform affects the numbers of models that can be produced again without requiring patient attendance.
in one print run and the print speed. In theory, models may be
placed ‘flat’ / horizontal on the platform, without supports,
provided they have a completely flat base. However, print
Summary
failures (due to high peel forces as the individual print layers There is clearly great potential for 3D printing applications
are formed) and potential difficulty in removing the models in clinical dentistry and perhaps most obviously in ortho-
from the platform (while they are still relatively weak before dontics. While this involves a transition from conventional
final curing) mean that horizontal models are not widely rec- methods to a fully digital workflow, especially in mastering
ommended. Instead, most manufacturers recommend at least the software and different physical processes, there is no
20° of model tilt (to orientate the incisal edges furthest away doubt that this technology is here to stay and that it will
from the build platform). The model is then linked to the evolve even further for orthodontic uses. Provided that the
platform using supports (Figure 6d). correct preparation and printing steps are followed, 3D
printing produces accurate and robust dental models, with-
4. Post-print processing out the mess and errors associated with conventional dental
impressions and plaster models.
These vary according to the resin used, so the printer manu-
facturer’s recommendations should be followed regarding Declaration of conflicting interests
the following two finishing stages: The author declared no potential conflicts of interest with respect
to the research, authorship, and/or publication of this article.
a) Model washing.
Funding
After printing, the models are typically washed for 10 The author received no financial support for the research, author-
minutes in isopropyl alcohol (IPA), with at least 95% ship, and/or publication of this article.
8 Journal of Orthodontics