Professional Documents
Culture Documents
Part I. Introduction
The governments of the Republic of the Philippines and Federal Republic of Germany
have agreed to expand future German Development Cooperation (GDC) primarily in the
Caraga Region through the Conflict Sensitive Resource and Asset Management
Programme (COSERAM). By 2010, GDC activities will be integrated into the
COSERAM beginning with an Interim Project from June 2009 until December 2010.
COSERAM will pursue an integrated approach to poverty reduction and peace building
geared towards managing resource based conflicts.
The CA is designed to be the central basis for the planning activities of the Interim
Project and the COSERAM; specifically for the identification of the key conflicts and root
causes, peace building needs (PBN), design of interventions and formulation of the
results chain. It is specifically designed to initiate a dialogue process, develop
ownership of the Conflict Transformation (CT) process and ensure legitimacy. Its
contribution to the Interim Project would the identification of themes for core working
areas and conflict resolution and confidence building measures.
In 2008, GTZ and other GDC partners conducted the Caraga Study which identified
resource based conflicts in three typologies, namely: upland, lowland and coastal. In
2009, a Context Analysis study verified the identified conflicts with an elucidation of the
1
The
T
Level
recommendations
are
initial
recommendations
of
the
National
Consultants.
They
have
not
been
processed with the TWG.
1
physical, economic, social and political settings with identification of potential case study
areas for the conduct of the CA and composition of the Reference Groups (RGs).
The CA used two data collection tools, Key Informant Interviews (KIIs) and Focus Group
Discussion (FGD). Embedded in these tools are analytic tools such as Conflict Mapping,
Pyramid Analysis and Timeline Analysis. The analytic tools were used mainly during
FGDs as a group exercise.
Implementation Structure
The CA was implemented using the Lederach approach to attaining legitimacy and
ownership. A three-tiered structure was used, namely: at the top, a Consultative Group
(CG) composed of regional leaders in government, police, military, religious
organizations, NGOs and business community; in the middle, a Technical Working
Group (TWG), composed of experts from German Development Organizations (GDOs),
GTZ staff and national consultants; and, at the base, the Reference Groups (RGs)
representing various stakeholder groups in the three typologies.
TWG Preparations
The TWG Preparations began with a Kick Off Workshop on 01-04 September 2009 to
level off on the CA frame, objectives and methodology, roles and mandates of the team
and system of coordination.2 This was followed by preparation of the RG training
modules, peer training modules and CA data gathering tools. The TWG was organized
into three 3-person teams, each composed of 1 GDO expert, 1 GTZ staff and 1 national
consultant. Each team was assigned to a corresponding typology. TWG steering was
centralized at the Project level while the team structure was flat and democratic.
2
The
CA
Frame
was
prepared
six
months
earlier
by
the
GTZ‐PRCT
Project
Team.
2
CG Formation and Participation
The CG provided inputs on case study area selection, was regularly appraised on
progress of the CA and participated in the Integration Workshop on 26-27 October 2009.
During the workshop, they put forward impressions, comments and recommendations on
the conduct and results of the CA.
Area Selection
With the Caraga Study (2008) and Context Analysis (2009) as point of reference, the
TWG conducted field visits, consultations and meetings with various stakeholder groups
to generate information for the case study area selection. Matching field findings with set
criteria, the following case study areas were selected:
• Typology 1: Esperanza (Agusan del Sur) and Taganito (Surigao del Norte)
• Typology 2: Bayugan (Agusan del Sur) and Cabadbaran (Agusan del Norte)
• Typology 3: Lanuza Bay and Lianga Bay (Surigao del Sur)
Summary of Participation
Excluding the CG and the TWG, a total of 480 persons participated in the CA: (a) 36
RGs selected and trained and conducted the KIIs and FGDs and data analysis; (b) 207
key informants participated in the KIIs; and, (c) 237 persons participated in 33 FGDs.
3
Typology Region # of RG # of KII # of FGDs # of FGD Total # of
Member Participants Conducted Participants Participants
1- Upland Esperanza 5 28 4 25 58
Claver 7 31 4 32 70
2- Lowland Bayugan 7 35 7 55 97
Cabadbaran 6 30 6 40 76
3- Coastal Lanuza Bay 5 51 6 47 103
Lianga Bay 6 32 6 38 76
Total 36 207 33 237 480
On the average, the participants represented six (6) stakeholder groups in each case
study area. The majority would come from within a radius of one or two municipalities,
most of them are males above the age of 40 and most would have adequate level of
literacy.
Data Analysis
Data was analyzed at three levels: (a) RG level; (b) Typology level; and, (c) regional
integrative level as a joint process between the RG, TWG and CG. The RG level
analysis was simultaneously and jointly conducted by the RGs and TWG during the 3rd
and 4th week of October. Each typology used varying approaches to data analysis.
Overall, KII and FGD documentation was assessed for quality and consistency. The
analysis of substance was conducted using the clustering method (to determine
commonly shared views, differently held views, polarizing views and outlying views),
triangulation of KII, FGDs and available secondary data and comparative analysis (with
reference to regional constructs found in the Caraga Study and Context Analysis).
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Part II. Summary of Findings
There are common and typology-specific problems, issues and concerns around which
the identified key conflicts emerge. What is common to the three typologies are the
following:
The problems and issues specific to Typology 1 pertains to the marginalization of IPs viz
other claimants and users of the uplands such as migrant settlers and private companies
and the complex issue about overlapping claims and tenurial instruments; and, the
significant influence of the CPP-NPA insurgency on the rights claims of the IPs.
3
The
two
terms
refer
to
life
(kinabuhi)
and
livelihood
or
economic
survival
(panginabuhian).
5
instruments in forestal • Boundary conflicts difficulty in compliance to
areas • Lack of infrastructure and rules on the rationale of
• Insurgency and existence government support poverty and survival.
of other private armed services • Natural resource
groups resulting to insecurity • Intra-organizational degradation, specifically
and displacement of IP problems among POs continuing degradation due
communities • Unfair sharing schemes to illegal and destructive
• Large scale utilization of between landowners and activities and activities from
natural resources claimed tenants the uplands
ancestral lands by timber • Environmental • Diverse and competing
and mining companies degradation affecting goals and strategies of
• Overlaps between IP agricultural areas (e.g. various sectors competing
governance system and damage to watersheds for the same resource base.
civil-political system affecting supply of irrigation • Overlapping functions of
• Non-fulfillment of water, chemical farming line agencies of
agreements between IPs affecting land productivity) government especially on
and mining companies environment, forestry,
• Introduction of projects mining and fisheries.
without FPIC of IPs
The RGs identified six (6) major conflict lines across the three typologies:
6
The identified key conflicts portray the most aggrieved stakeholders: IPs, farmers and
municipal fishers – and the men and women in the families and communities they
represent. There are asymmetrical conflicts (between IPs and government or between
IPs and mining companies; between municipal fishers and commercial fishers; between
farmers and market-based actors; and between municipal fishers and mining
companies) as well as symmetrical conflicts (between groups of municipal fishers or
among farmer-irrigators).
The causes are generally structural in nature and refer to quality of governance in the
management and allocation of access rights to natural resources, enforcement of rules
and economic thinking of the national and local governments.
4
Who
are
also
members
of
the
Irrigators’
Association
(IA).
7
• Poor maintenance
of dams and canals
Effects • Destruction of the • NIA service areas • Degradation of
environment not fully irrigated marine habitats
• Loss of livelihoods • Insufficient water • Depletion of fish
• Killings and supply stocks
salvaging by • Siltation of canals • Polarization among
primate armies and destruction of municipal fishers
• Breakdown of family canal linings • Shift of employment
relationship • Poor harvest from fishing to being
• Children: orphaned, • Farmers unable to workers in mining
unable to go to pay irrigation fees companies
school, dim future • Dissatisfaction,
• Destruction of quarreling and
indigenous violence among
structures and farmers
processes • Loss of respect for
• Domination and the IA
silencing of
indigenous peoples
Taganito Cabadbaran Lianga Bay
Key Conflict • Conflict between • Conflict between • Conflict between
IPs and Farmers and Municipal Fishers
Government Intermediate and Illegal Fishers
• Over: IP world view Actors • Over: incompatibility
and government • Over: prices, of notions and
framework on technology, capital methods of fishing
utilization of natural and support
resources services
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• Conflicts on • Awarded (CARP) • Damage to inter-
decision making lands sold back to family relations
processes on how the rich • Fear of reprisal
ancestral domains • Decrease of people
should be managed working on farms
and developed • Food shortage
• Marginalization of
the Mamanwa in the
signing of
agreements with
mining companies
on royalties
Timelines
• In Esperanza (T1) the conflict events begin in the 1950s with the arrival of migrant
settlers from Luzon and Visayas and takes into account major events such as Martial
Law, insurgency, entry of logging companies and difficulty of securing IP ancestral
domains.
• In Taganito (T1) the conflict events begin with the start of mining operations in the
1980s, succeeding barriers to CADT claims, intensification of mining operation,
government facilitation of mining and IP claims and resulting fragmentation of IP
communities.
• In Bayugan (T2), the conflict events are preceded by a promise of good fortune from
modernization of farming (through irrigation). In just a decade, the system fails and
this failure is exacerbated by the damage to watersheds. The insufficiency of water
creates tensions among farmers and between farmers’ organizations and the
government.
• In Cabadbaran (T2), the conflict events are preceded by a promise of land to the tiller
through land reform and high income for farmers. The current events mirror a
national problem pertaining to the unfulfilled promise of agrarian reform and
perceived failure of government to provide adequate support.
• In Lianga (T3), the conflict events are preceded by a promise of nature’s bounty (in
the 1960s). In just a decade, the bounty was threatened by illegal and destructive
fishing, increased demand from population sectors displaced by the decline of the
timber industry and continuing inability of government to eradicate illegal fishing.
• In Lanuza (T3), the conflict events begin in the 1980s with the entry of timber
operations, through the 1990s with the changeover of timber concession to mining
companies just as fishing communities and other stakeholders set parameters for
sustainable management of resources through MPAs and LGU alliance building.
There is perceived damage to marine habitats by mining operations.
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Typology 1 Typology 2 Typology 3
Esperanza Bayugan Lanuza Bay
• 1949: arrival of Visayan • 1975/76: start of NIA • 1980-2000: Ventura Timber
settlers; occupation of 148 irrigation project in Bayugan Co. (VTC) and Surigao
hectares of Manobo • 1983: expansion of irrigation Development Corporation
ancestral domain in Brgy. system; farmers reluctant to (SUDECOR) operated in
5
Duangan, Esperanza adopt water-saving Cantilan and Carrascal
• 1950s: Ilocano migrants technologies • 1994: VTC assigns rights to
occupied and secured land • 1985: first occurrence of Marc Venture Mining
6
titles to 24 hectares of water shortage Development Corp (MMDC)
claimed ancestral domain of • 1990: intense logging • 1995: enactment of the
the Manobos in San Toribio operations; armed farmers Mining Act
(Esperanza) guard irrigation system; 50% • 1994-2004: implementation
• 1960s: Tirador Logging of lowland irrigated; disputes of CBRMP with LGU support
Company operated in over water observed • 1997-2001: approval of 12
nd
Esperanza; Higaonons • 1998: construction of 2 Community Based Forest
resisted dam Management (CBFM) sites
• 1970s: Martial Law; • 2000: 70% of lowland • 1998: enactment of the
resettlement of IPs; irrigated; farmers’ disputes Fisheries Code (RA 8550)
government appointed tribal using bolos and integration of coastal
chieftains of the Higaonons; • 2003: more illegal resource management of 6
construction of roads by connections LGUs of Lanuza Bay
logging companies (JCA, • 2004: completion of Wawa • 2004: signing of inter-LGU
GTIZ, RTC,Nonoy Calo); Dam Project covenant and establishment
harassment of IPs by • 2009: irrigation coverage of the Lanuza Bay
militias; Esperanza declared reduced to 65%; Andanan Development Alliance
as “no man’s land” man canal damaged; (LBDA) Project
• 1980s: Manobo became farmers fight using bolos Management Office (PMO)
aware that ancestral lands and guns • 2007-2009: full mining
had been titled to others; operations of Clarence T.
SPV Logging Company Pimentel (CTP) Mining Co
operated in Sinakungan and Vicente T. Pimentel
• 1996: Municipal Tribal (VTP) Mining Co. in
Council applied for CADC Carrascal; and Carrascal
for Higaonon and Banwaon Nickel Co. (CNC) and
without FPIC of rightful MMDC in Cantilan
claimants
• 2000: Visayan and Ilocano
settlers filed cases against
IP who would not leave their
ancestral domains
• 2002: Shannalyne IFMA
approved by the Municipal
Tribal Council without FPIC
of rightful claimants;
traditional leaders asked
5
VTC
is
a
logging
company
while
SUDECOR
is
a
producer
of
plywood
and
veneer.
6
MMDC
was
registered
with
the
Securities
and
Exchange
Commission
(SEC)
only
on
January
18,
1995.
10
PLGU to stop Shannalyne;
intrigues and rumors that
resisting IPs are NPAs
• 2002: Agusan Manobo
applied for CADT
• 2002-2009: series of
negotiations and dialogues
to resolve conflict but failed
• 2008: landowners harassed
IPs to force them out of their
ancestral lands
• 2008-2009: genuine
ancestral domain claimants
applied for CADT
Taganito Cabadbaran Lianga Bay
• 1984: mining exploration; • 1970s: implementation of • 1960s: abundance of fishes
destruction of ancestral PD 27 (agrarian reform on • 1970s: proliferation of illegal
domain began rice and corn lands) fishing
• 1986: Taganito Mining Corp. • 1980s: organization of • 1980s: intensification of
(TMC) exploration and Samahang Nayon, illegal fishing
production without FPIC of cooperatives; • 1990s: enactment of RA
the Mamanwa implementation of 8550
• 1987-1988: processing of Masagana 99 Program; • 2000s: decline of illegal
CADC application credit support from Land fishing
• 1991: displacement of the Bank; land becoming less • 2009: continuing illegal
Mamanwa due to mining; fertile fishing and incidents of
government appoint of a • 1990s: implementation of violent apprehensions Xxxx
Datu (chieftain) CARP; low price of farm
• 1997: enactment of IPRA; products; flooding; high
creation of NCIP price of credit and farm
• 2004: Zimuel Bago elected inputs
by community as Datu • 2000s: farmers deep in debt;
based on genealogy high price of basic
• 2005: NCIP appointed Rizal commodities
Buklas as Datu against
opposition of the community
• 2006: CADT approved by
NCIP; TMC contract
renewed; MOA on royalty
signed; 18 Datus formed
the CLAGIBACTUAL for the
signing of the MOA but,
instead the NCIP initiated
signing of the MOA with
another group, the
AMPANTRIMTU
• 2008: NCIP appointed
Renante Buklas as ‘Datu
11
• 2009: NCIP facilitated
signing of MOA between IP
and mining company;
Mamanwa witnessed the
signing
12
Taganito Cabadbaran Lianga Bay
Peace Building • NCIP (facilitation of • Government: laws, • CBRMP (WB)
Initiatives MOA) policies on agrarian • JBIC
reform and • SRDP, PIPESRA
agriculture; and SUMACORE
introduction of (AECID)
organic farming; • NMCIREMP (DAR-
credit support IFAD)
• Philippine Coconut
Authority (PCA)
distribution of
fertilizers
• National Food
Authority (NFA);
credit support
Peace Vision
The stakeholders across the three typologies possess a universal vision with the
following characteristics:
• Better quality of life;
• Good governance;
• Social harmony;
• Equitable access to natural resources and livelihoods; and,
• Rehabilitation and protection of natural resources
13
Typology 1 Typology 2 Typology 3
• People will never again • Better quality of life • Better quality of life and
experience war, hunger, fear • Second growth forest sustainable livelihoods
and evacuation preserved • Rehabilitated and protected
• IP worldview on ancestral • Riverbanks and watersheds coastal and marine
domains, history, reforested and safe resources
governance system and • Farmers: well educated, with • Effective, consultative,
right to self-determination equal opportunities in transparent and supportive
recognized and respected access to water and other government
• Sustainable livelihoods for natural resources, settled • Laws are enforced
IPs are realized conflicts among themselves,
• IP children and youth enjoying increased
educated production
• Mamanwa to self-manage • Irrigation systems well
1% royalty share and managed; NIA performing
ADSDPP mandate
• Harmony between IPs and • Farming as profitable
migrant settlers enterprise
• Resources are rehabilitated • Caraga as an agro-industrial
region
• More industries, more jobs
• Responsive government
• Farmers adopted
sustainable agriculture and
organic farming technology
14
Taganito Cabadbaran Lianga Bay
• FPIC of Balawan and • Department of Trade and • Dialogues and consultations
Kamalas-an Industry (DTI) to conduct among stakeholders
• Self-determination of IPs survey and consultations on • Planning and
• Clarity of the rights of the prices of commodities implementation related to
Mamanwa on management • NFA to buy farmers’ rehabilitation and protection
of royalty share products at reasonable of coastal and marine
• Values and orientation on prices resources and provision of
IPRA and environmental • Government initiates alternative livelihoods
laws dialogues with farmers and • Adequate funding for
• Rehabilitation of upland business community; existing initiatives and
resources properly implements mechanisms (rehabilitation
programs relevant to of mangroves and corals,
farmers PNP, Bantay Dagat and
• Farmers access soft loans Bantay Baybay patrols)
and affordable services • Public hearings on
• Strengthen farmers’ delineation of municipal
organizations and waters
cooperatives • Serious law enforcement
• Farmers to practice • IEC
sustainable agriculture and
organic farming
The common perception is that opportunities are embedded within the identified
conflicts. These opportunity factors include:
15
laws and policies, forestry barangay level operational could be expressed openly if
policies) • Level of violence given proper platforms
• Mandated agencies of symmetrical (between and • Actors indirectly involved are
government are available for among farmers) identifiable inclusive of their
consultation and dialogue roles and mandates
• IPs have experience • There are existing road
negotiating and signing maps for development
MOAs with mining inclusive of existing
companies initiatives, mechanisms and
processes that are
perceived as having peace
building functions
• Level of conflict is not
accompanied by violence
Following the three levels of analysis, three sets of recommendations have been put
forward, namely: (a) RG level recommendations; (b) T level recommendations, initially
through the national consultants; and, (c) CG level recommendations put forward during
the integration workshop.
Summary of RG Recommendations
16
assessment environment
• Declare watersheds as
protected areas
The following recommendations are focused on the CA conduct and the results:
17
• Gather regional data from
agencies to provide
comprehensive view of
findings
• Present specific
recommendations
Consultants’ Recommendations
●●●
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