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Journal of Hydrology
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Article history: Infiltration of water into forest soil commonly involves infiltration through the matrix body and prefer-
Received 13 November 2016 ential passages. Determining the matrix infiltration process is important in partitioning water infiltrating
Received in revised form 15 April 2017 into the soil through the soil body and macropores to evaluate the effects of soil and water conservation
Accepted 17 June 2017
practices on hillslope hydrology and watershed sedimentation. A new method that employs a double-
Available online 20 June 2017
This manuscript was handled by K.
ring infiltrometer was applied in this study to determine the matrix infiltration process in forest soil.
Georgakakos, Editor-in-Chief, with the Field experiments were conducted in a forest field on the Loess Plateau at Tianshui Soil and Water
assistance of Venkat Lakshmi, Associate Conservation Experimental Station. Nylon cloth was placed on the soil surface in the inner ring and
Editor between the inner and outer rings of infiltrometers. A thin layer of fine sands were placed onto the nylon
cloth to shelter the macropores and ensure that water infiltrates the soil through the matrix only. Brilliant
Keywords: Blue tracers were applied to examine the exclusion of preferential flow occurrences in the measured soil
Forest soil body. The infiltration process was measured, computed, and recorded through procedures similar to
Matrix infiltration those of conventional methods. Horizontal and vertical soil profiles were excavated to check the success
Double-ring infiltrometer of the experiment and ensure that preferential flow did not occur in the measured soil column and that
Preferential flow infiltration was only through the soil matrix. The infiltration processes of the replicates of five plots were
roughly the same, thereby indicating the feasibility of the methodology to measure soil matrix infiltra-
tion. The measured infiltration curves effectively explained the transient process of soil matrix infiltra-
tion. Philip and Kostiakov models fitted the measured data well, and all the coefficients of
determination were greater than 0.9. The wetted soil bodies through excavations did not present evi-
dence of preferential flow. Therefore, the proposed method can determine the infiltration process
through the forest soil matrix. This method can also be applied to explore matrix infiltration in other
land-use types.
Ó 2017 Published by Elsevier B.V.
1. Introduction preferential passages. The water infiltrating through the soil matrix
determines the amount of water stored in the soil matrix which is
Infiltration of water into forest soil involves soil matrix infiltra- important to evaluate the effect of soil and water conservation
tion and preferential flow (Stumpp and Maloszewski, 2010; Wang practices on hillslope hydrology and watershed sedimentation.
et al., 1994) because preferential flow commonly occurs in most The water infiltrating the soil body is transformed into soil water
forest soils through macropores (Flury and Flühler, 1995; available for plant water uptake and vegetation restoration. Vege-
Stagnitti et al., 1995; Jarvis, 2007). Matrix infiltration in forest soil tation restoration can improve soil structure, control soil erosion,
is related only to the process of water infiltration through the soil and conserve soil water resources. The preferential flow induced
body and is solely controlled by soil matrix capillary action. Deter- by macropores is the main cause of pollution transport and
mining matrix infiltration in forest soil is highly important in par- groundwater circulation and contamination (Doerr et al., 2007;
titioning water infiltrating the soil matrix or going through Mooney and Morris, 2008).
The commonly used methods for soil infiltration measurement
⇑ Corresponding author at: China Agricultural University, No. 17, Qinghua Donglu include double-ring infiltrometers, rainfall simulator and disc
Rd, Haidian District, Beijing 100083, PR China. infiltrometer. A double-ring infiltrometer measures soil infiltration
E-mail address: leitingwu@cau.edu.cn (T. Lei). under the ponding water layer, which commonly involves
http://dx.doi.org/10.1016/j.jhydrol.2017.06.032
0022-1694/Ó 2017 Published by Elsevier B.V.
242 J. Zhang et al. / Journal of Hydrology 552 (2017) 241–248
preferential flow. Jabro et al. (1994) used double-ring infiltrome- as the contact material. For instance, in Kodešová et al.’s study
ters to estimate the preferential movement by bromide tracer (2010), 1 mm layer of the same materials as the tested soil sieved
under field conditions, to find that water evidently moved through through a 2 mm mesh was lined between the soil surface and the
macropores to deep soil layers. In Sander and Gerke (2007) and disk to ensure close contact of the disc with the surface soil.
Kodešová et al.’s studies (2012), a rectangular frame was ham- The objectives of this study are to determine the soil matrix
mered into soil before the tracer solution was poured into the infil- infiltration process in forest soil under ponding conditions in the
tration plot under 5 cm ponding depth to evaluate the nature of the field and examine the spatial variability of soil matrix infiltration
preferential flow. The infiltration process measured by the rainfall under the same land use pattern.
simulator also includes preferential flow. For example, Hardie et al.
(2011) applied a Morin rotating-disk rainfall simulator to spray
4 g L1 Brilliant Blue solution to study the type, depth, and rate 2. Theory
of dye tracer movement into the soil profile. Double-ring infiltrom-
eters and rainfall simulators, when used in conventional ways, can- Preferential flow occurrence is related to the size and connec-
not directly measure forest soil matrix infiltration. A disc tivity of macropores to the soil surface (Wu et al., 2009). For
infiltrometer applies water to soil at negative water potentials pre- instance, Allaire-Leung et al. (2000a) reported that the wetting
viously determined by the operator, which causes water to infil- front movements were similar to the control (treatment without
trate through soil matrix. Given that water is driven by macropores), C–C (close at the soil surface and close at the lower
capillarity force to enter the soil matrix body and the device works boundary), and C–O (close at the soil surface and open at the lower
under negative water potential, this infiltrometer can only mea- boundary) treatments and found that preferential flows were com-
sure unsaturated soil hydraulic parameters in situ (Logsdon and pletely sheltered when the top end of a macropore was closed,
Jaynes, 1993; Angulo-Jaramillo et al., 2000; Šimůnek and such as in the cases of C–O and C–C macropores. Wang et al.
Genuchten, 1996). To ensure good contact and level the soil sur- (2010) reported that the number of the macropores with radii lar-
face, a sand layer is typically used between the disc and soil sur- ger than those 0.3 mm, especially larger than 1.5 mm, was the
face. The size and thickness of the sand used influence the water most important one that caused the occurrence of preferential
flow through the sand layer and could cause random measurement flow. In Logsdon’s study (1995), when the diameter of soil pore
errors. Furthermore, a disc permeameter cannot measure the free was 6 mm, the water flow in the soil pore was controlled com-
matrix infiltration process on soil surfaces under positive pressure pletely by gravity, and preferential flow occurred. The results of
conditions. Even soil saturated hydraulic conductivity measure- Sun’s (2013) showed that macropores with diameter larger than
ment under ponded infiltration conditions is not guaranteed by 0.7 mm were the preferred means of preferential flow. The fraction
the disc method (Reynolds and Zebchuk, 1996; Reynolds and of small capillary pores (pores of diameter <0.04 mm) represented
Elrick, 1991). the soil matrix domain (Kodešová et al., 2012). If the macropores
Li and Ghodrati (1997) constructed soil columns with macrop- are not connected to the soil surface to the open air or are shel-
ores of known shape and geometry in laboratory to visualize tered, preferential flow does not occur. The lower soil layer with
matrix infiltration and preferential flow processes. Köhne and macropores could have the same characteristics as those of the
Mohanty (2005) also designed a laboratorial soil column experi- matrix domain (Allaire et al., 2002). Therefore, the infiltration pro-
ment with artificial preferential flow paths. The laboratory experi- cess measured by rainfall simulation or with a double-ring infil-
ment, including drainage, upward, and downward infiltration trometer may only provide the soil matrix infiltration rate when
measurements, conducted by applying a tension infiltrometer to the macropores are disconnected to the open air at soil surface
quantify the preferential water flow processes. These studies relied or sheltered.
on advanced indoor measurement technologies and specially Therefore, in the current study, a 1–3 cm layer of fine sands
designed devices, but did not directly relate to field conditions. A were spread on a nylon cloth on top of the measured soil surface
soil column with macropores cannot easily imitate field conditions to shelter the macropores on the soil surface to ensure that water
and is not completely representative of field conditions. Under infiltrates soil profile only through the matrix. The saturated
field conditions, a lysimeter was used to partition water infiltration hydraulic conductivity of the used sand was 290.9 mm/h, as mea-
through the soil matrix and through preferential passages based on sured with the constant head method (Klute and Dirksen, 1986).
mass balance (Greve et al., 2010; Schoen et al., 1999; Stumpp and This value is greater than the saturated hydraulic conductivity of
Maloszewski, 2010). Everts and Kanwar (1990) used a lysimeter the measured soil.
and measured tracer concentrations and the flow rate of drainage A coarse sand layer with high saturated hydraulic conductivity
water to estimate the preferential and matrix flow components covers a less conductive finer-textured soil layer. The infiltration
of subsurface drainage. Stumpp and Maloszewski (2010) used rate is initially controlled by the highly conductive top sand layer,
stable isotope contents, hydrological data, and a lysimeter to quan- but when the wetting front reaches and penetrates into the finer-
tify preferential and matrix flows by measuring the seepage water textured sublaying soil, the infiltration rate is expected to drop to
of the lysimeter for five years. However, the installation of lysime- approximately be equal to that of the soil. Thus, the soil layer with
ters is time consuming and can be expensive (Allaire et al., 2009). A lower conductivity than that of the sand layer controls the infiltra-
lysimeter cannot quantify the amount of water infiltrating through tion process (Hillel, 1998). Therefore, this arrangement can mea-
the soil matrix before the soil matrix becomes saturated. Lysime- sure the soil infiltration through the matrix. Therefore, the 1–
ters are also inapplicable for the rapid measurement of the tran- 3 cm depth of fine desert sand did not confine the soil matrix infil-
sient infiltration of soil matrix. No detailed study has reported on tration process in this study. Fine sand sheltered the connectivity
the direct measurement method for the transient infiltration pro- of macropores on the soil surface and did not affect the measured
cess of soil matrix in field conditions. soil matrix infiltration process (Fig. 1).
Reynolds and Zebchuk (1996) suggested that a layer of suitable The area sheltered by sands on the top of a macropore may still
contact materials should be placed between an infiltrometer disc leak a certain amount of water flow (Fig. 1). The leaked water flow
and the soil surface to establish and maintain good hydraulic con- has a very low rate, which may be affected by the surface tension of
ductivity. Perroux and White (1988) reported that the hydraulic the soil underneath the sand shelter and comes into contact with
conductivity of a contact material should be no less than that of the soil of the wells of the macropore. This causes the water to
the measured soil. A layer of fine sand or sieved soil is widely used return to the soil matrix to increase the soil matrix flow. In turn,
J. Zhang et al. / Journal of Hydrology 552 (2017) 241–248 243
Fig. 3. Schematic of the vertical and horizontal excavation profile (unit: cm).
Table 1
Grain size distribution of the experimental sites.
Depth (cm) Sand (%) Silt (%) Clay (%) IWC (%) SD (g/cm3) TP (%)
1–0.1 mm 0.05–0.005 mm <0.005 mm
Sand 99.78 0.22 0.00 0.12 1.41 46.79
0–20 2.21 54.00 43.79 12.49 1.49 43.77
20–40 2.20 56.00 41.80 10.69 1.53 42.26
40–60 4.20 56.00 39.80 10.30 1.53 42.26
60–80 6.20 56.00 37.80 10.70 1.62 38.87
80–100 8.23 58.00 33.77 11.89 1.59 40.00
DI
i¼ 600 ð1Þ
Dt
Fig. 5. Infiltration and cumulative infiltration curves for the five experimental plots in the forest soils.
J. Zhang et al. / Journal of Hydrology 552 (2017) 241–248 245
body. The lateral width and vertical depth of the wetted volume
were measured with a 1000 mm steel ruler with precision of
1 mm. Thereafter, soil samples were collected at depths of 0–10,
10–20, 20–40, 40–80, and 80–100 cm on the other side of the exca-
vation trench for the measurement of soil properties in the labora-
tory. Three samples were collected from each soil layer. Soil
properties measured included soil texture, bulk density, and satu-
rated hydraulic conductivity. The measured soil properties are
shown in Table 1.
Seven profiles, including vertical and horizontal, were exca-
vated in each experiment. After each profile was exposed, the soil
surface was cleaned with a portable electric fan to remove loose
soil particles and reveal strained areas. A digital camera was uti-
lized to record vertical and horizontal profiles, to identify any pos-
sible spots stained by the tracer dye, as evidence of preferential
flow.
The sand materials used as shelter materials for exclusion of
preferential flow, shown in Fig. 4, were collected from Shenmue,
Ordos City, in Inner Mongolia Autonomous Region (40°230 –40°25
0
N, 110°170 –110°190 E). The grain size distribution of the experi-
mental samples is shown in Table 1.
@wm
iðtÞ ¼ qð0; tÞ ¼ K s þ Ks ð2Þ
@z
where i(t) is the soil matrix infiltration rate at time t; q(0,t) is the
water flux on the soil surface; wm is the soil water potential, with
@wm
@z
as the hydraulic gradient on the soil surface; z is the vertical Fig. 6. Vertical wetted soil profiles in (a) tangent, (b) 1/4, and (c) 1/2 locations of the
coordinate with a positive downward direction; and Ks is saturated inner ring 24 h after infiltration.
hydraulic conductivity.
Table 2
The model representations of matrix infiltration into the forest soil.
As t approaches zero, @w m
@z
approaches negative infinity and i 1988; Bouma et al., 1982). Therefore, to validate the method for
approaches positive infinity. As infiltration proceeds and water measuring soil matrix infiltration rate, the most commonly used
enters the soil, the absolute value of @wm
decreases, thereby causing physical infiltration model (Philip model) and the most commonly
@z
applied empirical model (Kostiakov model) were used to represent
i to decrease with t. When t approaches positive infinity, @w m
@z the measured matrix infiltration, as shown in Table 2. These two
approaches zero and i approaches Ks. Thus, the change in the soil models fitted well with the matrix infiltration rate and cumulative
matrix infiltration rate with t is initially high, decreases with time, infiltration, with R2 being greater than 0.90 and 0.99, respectively,
and eventually reaches equilibrium. The measured soil matrix infil- indicating that the measured infiltration process could well repre-
tration rate (Fig. 5a) could well express the matrix infiltration sent the soil matrix infiltration.
concept.
Infiltration into soils with macropores is regarded as two-
domain flow. The first domain is the soil matrix, in which water 4.2. Comparison of wetting front in the field and laboratory
is subjected to capillary suction, and infiltration is addressed with
Philip’s sorptivity concept. The second domain is the soil macrop- Brilliant Blue possesses predicted lower sorption and higher
ore system, in which water moves only under gravity (Weiler, mobility (Flury and Flühler, 1995). It is mainly affected by prefer-
2005) and flow is addressed with kinematic wave theory (Legout ential flow controlled by gravity and has been applied to studies
et al., 2009). Therefore, preferential flow is driven by gravity on the flow pattern of water or to estimations of the frequency,
(Germann et al., 2007) and cannot be described by Richard’s nor size, and spatial distribution of pores in soils. Brilliant Blue dye is
Darcy-type equations and existing infiltration models (Stumpp an important tool to visualize preferential flow pathways and areas
and Maloszewski, 2010; De Vries and Chow, 1978; Weiler, 2005). in soil profile as flow paths. For the soil matrix without macrop-
The process is therefore multidimensional, which depends on the ores, Brilliant Blue FCF moved through the surface of pseudofea-
geometry of the cracks, the conductivity of the soil matrix, and tures into the subjacent soil matrix at a distance of 0.5–1 mm
the mode and duration of wetting (Hillel, 1998; Edwards et al., (Nobles et al., 2004). The vertical and horizontal profiles shown
Fig. 7. Horizontal wetted soil sections at (a) 0, (b) 5, (c) 10, (d) 20, and (e) 30 cm depth 24 h after infiltration.
J. Zhang et al. / Journal of Hydrology 552 (2017) 241–248 247
Fig. 9. Coefficients of variation of parameters S, Ks, a, b, is and CI of the five experimental sites.
248 J. Zhang et al. / Journal of Hydrology 552 (2017) 241–248
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