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THE CHRONOLOGICAL DEVELOPMENT
OF CARL RUGGLES' MELODIC STYLE
JAMES TENNEY
lk4Lr
The music of Carl Ruggles has recently become a subject of theoret-
ical interest again, after a long period of neglect. In particular,
Steven E. Gilbert has pointed out certain features of Ruggles' later
works which are amenable to "trichordal" analysis.' In this paper I
shall report the results of some statistical analyses of Ruggles' melodic
lines, carried out with the aid of a computer.
Certain aspects of Ruggles' music-the general shape of the lines,
the ever-present dissonant sonorities-are so consistent throughout all
of his pieces that one can easily get an impression of singular stylistic
homogeneity-as though there were no significant changes or develop-
ments in style from 1919 (Toys) through 1944 (Organum). My re-
sults suggest just the opposite conclusion-at least with respect to his
melodic writing-and lend support to a statement he made in a letter
to Henry Cowell in January 1926:
More and more I'm gaining that complete command of line which,
to me, is the basis of all music. There is absolutely no comparison be-
tween that which I've done [and] that which I'm doing now. 2
Interval frequencies
Tables and graphs of interval-frequency distributions for each piece
and for certain groups of pieces are shown in Figures 1 through 23;
in Figures 24 through 25 the relative frequencies of various intervals
and interval-sets are shown, as a function of their chronological se-
quence (see pp. 43-67). For these latter, the information has been
grouped into six data-points, as follows: (1) the period 1919-23
(which includes Toys, Angels, and the three movements of Vox Cla-
mans in Deserto); (2) Men and Mountains ("Men", "Lilacs",
"Marching Mountains", 1924); (3) Portals (1925); (4) Sun Treader
(1931 ); 4 (5) Evocations I-IV ( 193 7-43 ); and (6) Organum ( 1944).
From these graphs we can get a very clear picture of certain develop-
mental aspects of Ruggles' melodic style. First of all, there is a decisive
trend from a relatively diatonic to a highly chromatic idiom, shown
by the increased use of minor 2nds and major 7th, and a correspond-
ing decrease in the use of major 2nds and minor 7ths. In addition,
there is a significant increase in the frequency of tritones, and (to a
lesser extent) perfect 4ths and 5ths, with a decrease in the frequency
of minor 3rds, major 3rds, and major 6ths-all of which suggest a
progressive elimination of triadic/tonal implications.
In many ways (note especially the graphs for minor 2nds, tritones,
major 2nds, minor 3rds, and major 7ths in Figure 24) there is a radi-
cal change between Portals (1925) and Sun Treader (1931)-and it
was during just this period that Ruggles made the statement to Cowell
quoted earlier. By the same token-according to the same criteria-
his last completed work, Organum (1944), marks a return to some of
the conditions characteristic of the earlier works (see these same in-
terval-plots, Figure 24, and also the superimposed graph for Organum
vs. earlier groups of pieces, Figure 21). In a sense, of course, Portals
is a transitional work, between two fairly distinct style-periods. Whether
3 Note: "dissonant relations" will be used here to mean, exclusively, the rela-
tions of the minor 2nd, major 7th, and minor 9th.
4,Note: partly because of the complexly contrapuntal nature of certain parts of
Sun Treader, and partly because whole long sections of the piece are nearly iden-
tical to earlier sections, I have used only the first half (bars 1 through 118) for
input data. I am convinced, however, that this will in no way lessen the signifi-
cance-or even the effective "accuracy"-of my results.
38 PERSPECTIVES OF NEW MUSIC
it should be considered the last of the early works or the first of the
later works would depend on many factors not considered here, but
the superimposed plot (Figure 22) of interval-frequency distributions
for Portals, the pieces preceding Portals (i.e., 1919-24), and those
following it (1931-44), clearly suggests that it belongs to the early
group, at least in terms of melodic-interval statistics.
Figure 23 shows superimposed plots of interval-frequency distribu-
tions for the early vs. the later periods, and here the trends mentioned
above can be seen quite clearly-the increase in the use of minor 2nds,
tritones, 4ths, 5ths, and major 7ths, and the decrease in the frequencies
of most of the other intervals-especially major 2nds, minor and ma-
jor 3rds, major 6ths, and minor 7ths. The interval-frequency distribu-
tion for all of Ruggles' pieces together is shown in Figure 20. As in the
plots for individual pieces, these are graphed in two ways, one distin-
guishing between ascending and descending forms of each interval,
the other combining these into one plot of "absolute intervals". It is
of interest to note that there are rather significant differences between
ascending and descending interval frequencies for certain intervals-
most importantly, I think, perfect 4ths and 5ths. What this plot tells
us about these two intervals is that ascending 4ths (and descending
5ths) occur much less often in Ruggles' work than descending 4ths
(and ascending 5ths). In the first case, descending 4ths are used 1.75
times as often as ascending 4ths. In the other, ascending 5ths occur
2.17 times as often as descending 5ths. This discrepancy is found in
most of the individual pieces, too (though there are some exceptions
-most notably Organum), as well as in the overall statistics, and
seems to constitute an important tendency in Ruggles' melodic writing.
An explanation of the discrepancy suggests itself immediately. Both
the ascending 4th and (even more) the descending 5th can easily
imply or evoke a V-I cadential sense, "rooting" the melodic line (har-
monically) at the second tone and thus obstructing the ongoing mo-
mentum of the line.
Another sort of asymmetry between ascending and descending in-
terval frequencies can be seen in Figure 25. The smaller intervals (up
to and including the tritone) occur most often in descending form,
while intervals larger than the tritone tend to occur most frequently in
ascending form.5 The shape of the larger melodic gestures implied by
5 Note: The differences between 4ths and 5ths in this
respect, mentioned above,
might be merely a special case of this more general condition, but I believe the
harmonic consideration I have suggested to explain it is, at the very least, an im-
portant contributing factor.
CARL RUGGLES' MELODIC STYLE 39
6 Henry Cowell, New Musical Resources, (2nd edition), Something Else Press,
(1969), pp. 41-42.
7 Charles Seeger, "Carl Ruggles", The Musical Quarterly, Vol.
XVIII, No. 4
(1932), pp. 578-592.
40 PERSPECTIVES OF NEW MUSIC
note that there may have been a slightly different reason for it in Rug-
gles' case. Schoenberg has written:
The construction of a basic set of twelve tones derives from the in-
tention to postpone the repetition of every tone as long as possible.
I have stated in my Harmonielehre that the emphasis given to a tone
by a premature repetition is capable of heightening it to the rank of
a tonic.... It seemed in the first stages immensely important to avoid
a similarity with tonality.8
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