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Soils and Foundations 60 (2020) 791–799
www.elsevier.com/locate/sandf
Technical Paper
Received 10 June 2019; received in revised form 28 March 2020; accepted 21 April 2020
Available online 6 August 2020
Abstract
The present study considers the influence of inclined and eccentric loading on the bearing capacity of a strip footing placed on the
reinforced cohesionless soil slope by using lower bound finite element limit analysis technique. The effects of other parameters such
as soil friction angle, embedment depth of reinforcement layer below the footing, interface friction angle between soil and reinforcement,
and vertical spacing between two reinforcement layers are also investigated. Results are presented as the variation between reinforcing
efficiency and various combinations of above-mentioned parameters. The bearing capacity of strip footing reduces under combined
effects of inclined and eccentric loading. However, with the inclusion of reinforcement layers at the optimum depth, the bearing capacity
enhances significantly. The reinforcing efficacy increases with the increasing value of load inclination. The reinforcing efficiency reduces
with the consideration of partial roughness between soil and reinforcement layer. Stress contours are also plotted in the two-dimensional
object space to understand the failure mechanism of slopes.
Ó 2020 Production and hosting by Elsevier B.V. on behalf of The Japanese Geotechnical Society. This is an open access article under the CC BY-
NC-ND license (http://creativecommons.org/licenses/by-nc-nd/4.0/).
Keywords: Bearing capacity; Inclined and eccentric load; Reinforced slope; Limit analysis; Failure mechanism
https://doi.org/10.1016/j.sandf.2020.04.006
0038-0806/Ó 2020 Production and hosting by Elsevier B.V. on behalf of The Japanese Geotechnical Society.
This is an open access article under the CC BY-NC-ND license (http://creativecommons.org/licenses/by-nc-nd/4.0/).
792 K. Halder, D. Chakraborty / Soils and Foundations 60 (2020) 791–799
inclined loading. Although the plasticity theorem of limit and shear stresses are zero along the horizontal surface
analysis provides a true solution bounded by lower and (GH), and slope face (IJ). Rough footing condition is sim-
upper values, authors have chosen the lower bound finite ulated by employing jsshear j 6 ðc rnorm tan/Þ along HI.
element limit analysis technique as it always predicts safe The extent of the domain is chosen in such a way, so that
collapse load. In addition to that, unlike other numerical (i) the value of collapse load does not alter with the increase
methods such as limit equilibrium method, method of or decrease in the domain size, and (ii) elements represent-
stress characteristics, kinematic based upper bound limit ing boundaries do not yield at any condition. Several num-
analysis, prior assumption regarding the geometry of the bers of trials are carried out to optimize the domain size
failure surface is not required in case of lower bound finite with the consideration of computational time also. Finally,
element limit analysis method. The enhanced bearing length of the problem domain (LH) is varied between
capacity of the reinforced slope is quantified in terms of a 10.02B and 27.45B, whereas depth of the domain (LV) is
dimensionless efficiency factor gc. The efficiency factor is varied from 10.74B to 29.04B depending upon values of
obtained as: gc = Nc-rein/Nc-unrein, where, Nc-rein and /. A mesh convergence study, carried out to investigate
Nc-unrein are the bearing capacity factors associated with the effect of mesh area on the computed value of Nc, is
reinforced and unreinforced slopes, respectively. Influences shown in Table 1. Four types of meshes; (i) coarse, (ii) med-
of (i) slope angle (b), (ii) soil friction angle (/), (iii) angle of ium, (iii) fine, and (iv) very fine are considered depending
load inclination with the vertical axis of the footing (a), (iv) upon the total number of elements. Table 1 shows that with
loading eccentricity (e), (v) interface friction angle between the use of very fine mesh, the magnitude of Nc increases
soil and reinforcement layer (d), (vi) embedment depth of slightly with respect to that obtained for fine mesh but
top reinforcement layer (d1), and (vii) vertical spacing (d2) the computational time is also more in case of very fine
between two reinforcement layers on the load-bearing mesh. For that reason, fine type of mesh is used throughout
capacity of strip footing are investigated. Failure mecha- the study.
nism of both unreinforced and reinforced slopes is also A typical two-dimensional finite element mesh of a slope
studied. of b = 30°, and / = 40° is illustrated in Fig. 1(b) along with
its enlarged view. Note that in Fig. 1(b), N, E, Dc, and Ni
2. Problem definition denote total number of (i) nodes, (ii) elements, (iii) discon-
tinuities, and (iv) nodes representing footing-soil interface,
Lower bound solution of the bearing capacity factor respectively.
associated with soil unit weight (Nc) is calculated for a sur-
face strip footing of width B placed on the edge of both 4. Methodology
unreinforced and reinforced cohesionless soil slope by uti-
lizing Eq. (1). The plane strain lower bound finite element limit analy-
QuV sis formulation of Sloan (1988) is used in the present study
qu ¼ ¼ 0:5cBN c ð1Þ and accordingly problem is conceptualized as a linear opti-
B
mization problem, where the objective is to maximize the
A schematic diagram (Fig. 1a) of the problem demon- collapse load subjected to a set of equality and inequality
strates that the slope is inclined at an angle of b with the constraints. Normal stresses in the horizontal (rx) and ver-
horizontal axis and subjected to an inclined load of Qui. tical (ry) directions and shear stress (sxy) corresponding to
Vertical component of the inclined loading (QuV) is acting each node of a triangular element are unknown variables as
at an eccentric distance of e from the footing center. The shown in Fig. 1(c). The expression for collapse load is
angle of load inclination with vertical axis is a. Horizontal obtained from the numerical integration of normal stress
component of Qui (QuH) is acting at the footing base. An associated with the nodes representing footing position.
overturning moment QuM (=eQuV) will be generated due Various equality and inequality constraints generated dur-
to eccentricity. Thus, the ultimate collapse load is the func- ing optimization are discussed briefly in below. Details can
tion of (i) QuV, (ii) QuH, and (iii) QuM. The Mohr-Coulomb be found in Sloan (1988).
constitutive law and associated flow rule are assumed to be
applicable throughout the homogeneous soil mass of unit 4.1. Element equilibrium conditions
weight c. First reinforcement layer is placed at a distance
of d1/B from the footing base. Second reinforcement layer Static equilibrium conditions (Refer: Eq. (2)) are main-
is placed at a spacing of d2/B from the first reinforcement tained over the problem domain.
layer.
@rx @sxy @ry @sxy
þ ¼ 0 and þ ¼ c; where;
3. Applied boundary conditions and finite element mesh @x @y @y @y
c ¼ soil unit weight ð2Þ
Various stress boundary conditions associated with the
two-dimensional problem domain are shown in Fig. 1(a). Because of that, two equality constraints are generated
As no surcharge loading is considered, both the normal on nine nodal stresses (Refer: Eq. (3)).
K. Halder, D. Chakraborty / Soils and Foundations 60 (2020) 791–799 793
Fig. 1. (a) Problem domain and various stress boundary conditions for double reinforced slope; (b) finite element mesh used in the study for b = 30°, and
/ = 40°; (c) three noded linear stress triangle; (d) stress discontinuity between two adjacent elements; and (e) stress boundary equations applied over
boundary edges.
Table 1
Mesh convergence study for a reinforced slope of b = 20°, / = 30°, a = 5° and e/B = 0 with d1/B = 0.31.
Different Parameters Type of mesh
Coarse Medium Fine Very fine
Number of elements 4805 6072 8915 11,188
Area of an element* (m2) Smallest 0.00012 0.00011 0.00008 0.00007
Largest 4.26187 4.13570 2.38636 1.23298
Bearing capacity factor, Nc 10.96 11.29 11.93 11.97
Required CPU time for the analysis (sec) 449.50 763.88 1765.26 2110.60
*
If footing width (B) is considered as 1 m.
AEL 2X 9
rEL 9X 1
¼ bEL 2X 1 ð3Þ normal and shear stresses are allowed to be continuous
over these edges. As an example, stress discontinuity condi-
T
where frEL g ¼ rEL rEL sEL rEL rEL sEL rEL tions along the discontinuity edges formed by two adjacent
x;1 y;1 xy;1 x;2 y;2
xy;2
x;3
rEL s EL
g is unknown stress vector and A EL
, triangles ’a’ and ’b’ will be as follows:
y;3EL xy;3 29
b 21 are known matrices. ranorm;1 ¼ rbnorm;2 ; ranorm;3 ¼ rbnorm;4 ; ranorm;3
¼ rbnorm;4 ; sashear;1 ¼ sbshear;2 ; sashear;3 ¼ sbshear;4 ð4Þ
4.2. Stress discontinuity conditions
Eq. (5) determines the magnitude of normal (rnorm) and
In case of lower bound finite element limit analysis
shear stresses (sshear).
method, nodes are distinct for all elements. Because of that,
the interface between two surrounding triangles forms the rnorm ¼ sin2 krx þ cos2 kry sin2ksxy ; sshear
edge of stress discontinuity as shown in Fig. 1(d). However,
in order to keep stress state remains unique at a point, both ¼ 0:5 sin 2krx þ 0:5 sin 2kry þ cos 2ksxy ; ð5Þ
794 K. Halder, D. Chakraborty / Soils and Foundations 60 (2020) 791–799
Due to the imposition of stress discontinuities (refer: Eq. 4.5. Modelling of interface between soil and reinforcement
(4)), four number of equality constraints are generated on
twelve nodal stresses, which are expressed in Eq. (6). Interface between soil and reinforcement
is assumed to
follow Mohr-Coulomb failure criterion sxy 6 ry tan d.
½ADS 4X 12 rDS 12X 1 ¼ fbDS g4X 1 ; ð6Þ Imposition of that criterion generates two inequality con-
straints on each node as expressed by Eq. (9).
Sd S d 0 0
where ½A 4X 12
DS
¼ ; ½S ¼ INT INT
0 0 S d S d 4X 12 d 2X 3 A r 6 bINT 2X 1 ; ð9Þ
2X 3 3X 1
sin2 k cos2 k sin 2k
T
; frDS g1X 12 ¼ rax;1 ray;1 8 INT 9
0:5sin 2k 0:5sin 2k cos 2k < rx;1 =
INT 0 tand 1
saxy;1 rbx;2 rby;2 sbxy;2 rax;3 ray;3 saxy;3 rax;4 rby;4 sbxy;4 g. where A ¼ ; frINT g ¼ rINT ;
0 tand 1 : INT
y;1
;
In the above expressions, the known quantities are sxy;1
100 100
β = 20° ϕ = 45° β = 30° ϕ = 45°
80 = 40° 80 = 40°
= 30°
60 60
Nγ
Nγ
40 40
20 20
0 0
0 5 10 15 20 25 30 35 40 45 0 5 10 15 20 25 30 35 40 45
(a) α (°) (b) α (°)
100 40
β = 40° ϕ = 45° β = 20°, e/B = -0.5 ϕ = 40°
80 = 30°
30
60
20
Nγ
Nγ
40
10
20
0 0
0 5 10 15 20 25 30 35 40 45 0 5 10 15 20 25 30 35 40
(c) (d) α (°)
α (°)
Fig. 2. Variation of Nc with a and / for (a) b = 20°; (b) b = 30°; (c) b = 40°; (d) b = 20° and e/B = -0.5.
796 K. Halder, D. Chakraborty / Soils and Foundations 60 (2020) 791–799
reinforcement below the strip footing subjected to any it can distribute failure surface in a much deeper and wider
types of loading; be it inclined or vertical. The magnitude area. As an example, for a slope having b = 20° and /
of gc rises to a peak value at a particular depth of place- = 45°, the magnitude of d1cr/B reduces from 0.61 to 0.31
ment of reinforcement layer (d1cr/B). After that, gc value with the increase in a value from 0° to 15°. The efficiency
starts reducing with the increasing d1/B value and then factor is found to be increasing with an increase in slope
reaches to the unity. As an example for a slope with angle for a particular combination of / and a. The magni-
b = 20°, / = 30°, and a = 0°, gc value attains a peak value tude of gc increases by an amount of 27% for a reinforced
of 1.62 at d1cr/B = 0.31. After that, gc reduces again to 1.00 slope having / = 45° and a = 15° with the change in b
with the constant increase in d1/B value, which is more or value from 20° to 40°. As expected, the magnitude of gc
less similar to the behaviour of unreinforced case. The effi- also enhances with an increment in the value of / of the
ciency factor increases with an increase in the magnitude of slope fill.
load inclination angle up to a certain value, after that it The effectiveness of using reinforcement layer below the
reduces. As an example, for a slope with b = 40° and footing subjected to both inclined and eccentric loading is
/ = 45°, gc value increases from 8.01 to a peak value of investigated and the results are presented in Fig. 3(g). As
31.33 with the change in a value from 5° to 30° and then expected, the reinforcement is found to be efficient under
it reduces to 1.00 when a value approaches to 45°. It indi- the combined loading also. For a slope with b = 20°, /
cates that after a particular load inclination angle, the effect = 40°, a = 10°, and e = -0.5B, the magnitude of Nc
of reinforcement is found to be negligible. With the increas- increases from 13.48 to 53.23 with the usage of a single
ing inclination of load, magnitude of horizontal force act- layer of reinforcement. For each combination of combined
ing on the footing increases, while vertical force acting on loading, an optimum depth of reinforcement is obtained
the footing reduces. Because of that, a chance of slipping where the efficiency factor reaches a maximum value. The
off the footing also increases. The depth of propagation efficiency factor of the reinforcement obtained under com-
of failure surface also reduces with increasing load inclina- bined loading is found be higher than that obtained under
tion angle. For that reason, reinforcement needs to be vertical compressive loading. The magnitude of gc-max is
placed at a lesser depth from the base of the footing so that obtained as 5.37 for a slope having b = 20°, / = 40°,
10 30 60
β = 20°, ϕ = 30° α = 0° β = 20°, ϕ = 40° α = 0° β = 20°, ϕ = 45° α = 0°
= 5° = 5° = 5°
= 10° = 10° = 10°
= 15° 10 = 15° = 15°
= 20° = 20° 10 = 20°
= 25° = 25° = 25°
ηγ
ηγ
ηγ
1 1 1
0.0 0.2 0.4 0.6 0.8 1.0 0.0 0.2 0.4 0.6 0.8 1.0 1.2 1.4 0.0 0.2 0.4 0.6 0.8 1.0 1.2 1.4 1.6
(a) d1/B (b) d1/B (c) d1/B
30 60 60
β = 30°, ϕ = 40° α = 0° β = 30°, ϕ = 45° α = 0° β = 40°, ϕ = 45° α = 0°
= 5° = 5° = 5°
= 10° = 10° = 10°
10 = 15° = 15° = 15°
= 20° 10 = 20° 10 = 20°
= 25° = 25° = 25°
ηγ
ηγ
ηγ
= 25°
ηγ
ηγ
= 30°
= 35° 4
= 39.9°
1 1 2
0.0 0.2 0.4 0.6 0.8 1.0 1.2 1.4 0.0 0.2 0.4 0.6 0.8 1.0 0 0.2 0.4 0.6 0.8 1
(g) d1/B (h) d1/B (i) d1/B
Fig. 3. Variation of gc with d/B and a for (a) b = 20°, / = 30°; (b) b = 20°, / = 40°; (c) b = 20°, / = 45°; (d) b = 30°, / = 40°; (e) b = 30°, / = 45°; (f)
b = 40°, / = 45°; (g) b = 20°, / = 40°, e/B = -0.5; (h) variation of gc with d1/B , a and d for b = 20°, / = 40°, e/B = -0.5; and (i) variation of gc with d1/B
and d2/B for b = 20°, / = 40°, a = 10°, e/B = -0.5 and d/B = 2/3.
K. Halder, D. Chakraborty / Soils and Foundations 60 (2020) 791–799 797
a = 15°, and e = 0.5B. However, for the same slope but α = 0°, e/B = 0 β = 20°
subjected to vertical and non-eccentric compressive loading α = 10°, e/B = 0 110 ϕ = 40°
(a = 0° and e = 0B), the value of gc-max is found to be 1.83. α = 10°, e/B = -5
The effect of interface friction angle is investigated for a 70
slope with b = 20°, / = 40°, a = 0° and 10°, and e/B = -0.5.
τxy/(γB)
30
The obtained result is presented graphically in Fig. 3(h).
Following Wang and Richwien (2002), a representative -10
value of interface friction angle (d) is considered as two -5 -4 -3 -2 -1 0 1
third the value of soil friction angle (d = 2/3/). Using √(x/B)
-50
the same formulation mentioned in the present study, any
values of interface friction angle can be considered. The -90
reinforcing efficiency reduces with the reduction in soil- pffiffiffiffiffiffiffiffiffiffiffiffi
Fig. 4. Variation of sxy/B with ðx=BÞ and / for a reinforced slope of
interface friction angle for a particular value of / and a. b = 20°, / = 40° with different combinations of a and e/B.
As interface friction angle reduces, the frictional resistance
developed between the soil and reinforcement layer also
reduces, which in turn reduces the bearing capacity of the footing is at the edge of the slope, footing tends to rotate
footing. As an example for a slope of b = 20°, / = 40°, towards the direction of slope face at the onset of collapse.
and a = 10°, the magnitude of gc-max reduces from 3.95 Due to that reason, the reinforcement layer along with the
to 3.69 with the reduction in the value of d// from 1 to 2/3. soil particles below the footing starts moving to the slope
The effect of vertical spacing between two reinforcement face boundary. On the other hand, soil particles adjacent
layers is also studied in the present study for a slope combi- to the footing edge in the opposite side of slope face pro-
nation of b = 20°, / = 40°, a = 10°, e/B = -0.5, and d// vide anchorage to hold back the reinforcement. Fig. 4
= 2/3. Fig. 3(i) illustrates an increase in the reinforcing effi- shows the peak of shear stress distribution is just below
ciency with the placement of another layer of reinforcement the center of the footing, when it is subjected only to verti-
at different spacings. By keeping two reinforcement layers at cal compressive load. However, when footing is subjected
the optimum depth, more reinforcing efficiency can be to inclined load, position of peak value of shear stress dis-
achieved. The value of gc-max for a slope combination of tribution shifts beside the footing center in the opposite
b = 20°, / = 40°, a = 10°, e/B = -0.5, and d// = 2/3, direction of the slope face. When footing is subjected to
increases from 3.69 to 6.36 with the addition of another rein- combined load, peak loading position shifts further in the
forcement layer. The addition of another layer of reinforce- same direction. The highest and lowest values of shear
ment distributes stresses more in the downward direction, stress are found when footing is subjected to combined
which in turn increases the load bearing capacity of footing. loading. The position where shear stress changes its sign
The shear stress developed along the length of the rein- also shifts in the opposite direction of the slope face under
forcement layer is plotted in Fig. 4 for a particular slope the consideration of combined loading. It is also to be
combination of b = 20° and / = 40°. Three types of load- noted that instead of providing reinforcement all along
the slope domain, one can curtail it after a certain
ing; (i) only vertical compressive load (a = 0° and e/B = 0), pffiffiffiffiffiffiffiffiffiffiffiffi
(ii) only inclined load (a = 10° and e/B = 0), and (iii) com- ðx=BÞ value, as the mobilization of shear stress is very
bination of inclined and eccentric loading (a = 10° and e/B negligible after that distance.
= 0.5) are considered. In all the above three cases, rein-
forcement layer is placed at the optimum depth. The vari-
ation of shear stress is presented in terms of a 5.3. Comparisons
dimensionless parameter (sxy/cB). Fig. 4 shows that in all
three mentioned cases, the magnitude of sxy is zero at the Due to the unavailability of the prior research studies
free end of the reinforcement layer in the slope face side. related to the behaviour of reinforced cohesionless soil
pffiffiffiffiffiffiffiffiffiffiffiffi slope under combined loading, the obtained results from
The magnitude of shear stress increases with ðx=BÞand
the present study are verified with the outcomes of (1)
reaches to a positive peak value at or near the center of Hansen (1970) and Vesic (1975) for unreinforced cohesion-
the footing. After attaining the highest peak value, the less soil slope. Hansen (1970) and Vesic (1975) proposed
magnitude of shear stress starts reducing continuously empirical expressions for the calculation of ultimate bear-
and after a certain distance from the footing center in the ing capacity of the footing. Fig. 5 depicts the comparison
opposite direction of slope face, shear stress becomes neg- between the ultimate bearing capacity value obtained from
ative and attains the lowest value. After that, shear stress present study and Hansen (1970) and Vesic (1975) for a
again starts increasing with the increment in the value of
pffiffiffiffiffiffiffiffiffiffiffiffi cohesionless soil slope with b = 20°, / = 40° and 45°
ðx=BÞ and becomes equal to zero at a certain value of and a wide range of a (5°–25°). As depicted in Fig. 5, the
pffiffiffiffiffiffiffiffiffiffiffiffi
ðx=BÞ. Similar variation of shear stress along the length trend of variation between ultimate bearing capacity and
of the reinforcement is also observed in Halder and load inclination angle obtained from the present study is
Chakraborty (2019). Since the soil is cohesionless and very much similar to that observed in Hansen (1970) and
798 K. Halder, D. Chakraborty / Soils and Foundations 60 (2020) 791–799
Table 2
Comparison between the obtained values of gc-max from the present study with the available results for reinforced cohesionless soil slope under vertical
strip loading (a = 0°).
Reference Parameters gc-max
Present Study b = 26.56°, / = 38°, a = 0°, b/B = 0 2.05
(Numerical solution using Lower bound limit analysis)
Selvadurai and Gnanendran (1989) 2.00
(Experimental solution)
Present Study b = 32°, / = 38°, a = 0°, b/B = 0.5, d1/B = 0.75, d2/B = 0.75, N = 2 1.58
(Numerical solution using Lower bound limit analysis)
Alamshahi and Hataf (2009) 1.59
(Numerical solution using PLAXIS software)
K. Halder, D. Chakraborty / Soils and Foundations 60 (2020) 791–799 799
a/d
a/d
(d) d1cr/B = 0.31, ηγ-max = 1.62 (e) d1cr/B = 0.17, ηγ-max = 3.41 (f) d1cr/B = 0.23, ηγ-max = 3.24
Fig. 6. Failure patterns of unreinforced slope having b = 20°, / = 30° with (a) a = 0°; (b) a = 10°; (c) a = 10°, e/B = 0.5; failure patterns of reinforced
slope having b = 20°, / = 30° with (d) a = 0°, d1cr/B = 0.31, gc-max = 1.62; (e) a = 10°, d1cr/B = 0.17, gc-max = 3.41; (f) a = 10°, e/B = 0.5, d1cr/B = 0.23,
gc-max = 3.24.