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Copy-number variation

ORIGINAL ARTICLE

A 600 kb deletion syndrome at 16p11.2 leads to


energy imbalance and neuropsychiatric disorders
Flore Zufferey,1 Elliott H Sherr,2 Noam D Beckmann,1 Ellen Hanson,3 Anne M Maillard,1
Loyse Hippolyte,1 Aurélien Macé,4,5 Carina Ferrari,6 Zoltán Kutalik,4,5 Joris Andrieux,7
Elizabeth Aylward,8 Mandy Barker,9 Raphael Bernier,10 Sonia Bouquillon,7
Philippe Conus,6 Bruno Delobel,11 W Andrew Faucett,12 Robin P Goin-Kochel,13
Ellen Grant,14 Louise Harewood,15 Jill V Hunter,16 Sébastien Lebon,17
David H Ledbetter,12 Christa Lese Martin,18 Katrin Männik,15 Danielle Martinet,1
Pratik Mukherjee,19 Melissa B Ramocki,20 Sarah J Spence,21 Kyle J Steinman,22
Jennifer Tjernagel,23 John E Spiro,23 Alexandre Reymond,15 Jacques S Beckmann,1,4
Wendy K Chung,24 Sébastien Jacquemont,1 on behalf of the Simons VIP Consortium,*
on behalf of the 16p11.2 European Consortium*

▸ Additional supplementary ABSTRACT recurrent interstitial deletion, of a ∼600 kb region


files are published online only. Background The recurrent ∼600 kb 16p11.2 BP4-BP5 containing 29 genes.1 This deletion defined by
To view these files please visit
the journal online (http://dx.doi. deletion is among the most frequent known genetic breakpoints 4 and 5 (BP4-BP5) has a population
org/10.1136/jmedgenet-2012- aetiologies of autism spectrum disorder (ASD) and prevalence of approximately 1/2000,2 and reaches
101203). related neurodevelopmental disorders. 0.5% in autism spectrum disorders (ASD).3–7 It is
For numbered affiliations see Objective To define the medical, neuropsychological, one of the most frequent known single locus aeti-
end of article and behavioural phenotypes in carriers of this deletion. ologies of neurodevelopmental disorders and ASD.8
Methods We collected clinical data on 285 deletion We and others have demonstrated that this dele-
Correspondence to Dr Wendy carriers and performed detailed evaluations on 72 tion predisposes to a highly penetrant form of
Chung, Division of Molecular
Genetics, Department of carriers and 68 intrafamilial non-carrier controls. obesity with a 43-fold increased risk of developing
Pediatrics, Columbia University, Results When compared to intrafamilial controls, full morbid obesity.1 9 Increased head circumference
Russ Berrie Pavilion, 1150 scale intelligence quotient (FSIQ) is two standard (HC) has also been associated with the deletion.2 10
St Nicholas Avenue, Rm 620, deviations lower in carriers, and there is no difference A mirror phenotype is observed in carriers of the
New York, NY 10032, USA,
between carriers referred for neurodevelopmental reciprocal duplication who present a high risk of
wkc15@columbia.edu; Jacques
S Beckmann, Service de disorders and carriers identified through cascade family being underweight and microcephalic.2 10
Génétique Médicale, CHUV, Ave testing. Verbal IQ (mean 74) is lower than non-verbal IQ The diversity of published clinical features,10–14
Pierrre Decker, 2, (mean 83) and a majority of carriers require speech together with the report of asymptomatic (but not
1011 Lausanne, Switzerland, therapy. Over 80% of individuals exhibit psychiatric fully evaluated) transmitting parents,10 15 16 demon-
jacques.beckmann@unil.ch;
Alexandre Reymond, Center for disorders including ASD, which is present in 15% of the strated the need to assess systematically the impact
Integrative Genomics, University paediatric carriers. Increase in head circumference (HC) of the deletion on neurocognitive development and
of Lausanne, Le Génopode, 1015 during infancy is similar to the HC and brain growth behaviour.15 To identify the essential clinical traits
Lausanne, Switzerland, patterns observed in idiopathic ASD. Obesity, a major accurately and assist with genetic counselling,
alexandre.reymond@unil.ch;
comorbidity present in 50% of the carriers by the age of through a collaborative effort we have collected the
Sébastien Jacquemont, Service
de Génétique Médicale, CHUV, 7 years, does not correlate with FSIQ or any behavioural largest dataset of 16p11.2 BP4-BP5 ∼600 kb deletion
Ave Pierrre Decker, 2, trait. Seizures are present in 24% of carriers and occur carriers. It combines deletion carriers from both the
1011 Lausanne, Switzerland, independently of other symptoms. Malformations are 16p11.2 European and Simons Variation in
sebastien.jacquemont@chuv.ch infrequently found, confirming only a few of the Individuals Project (Simons VIP) consortia (n=116
FZ, EHS, NDB, EH: equally previously reported associations. and n=52, respectively). We present in this report
contributing first authors. Conclusions The 16p11.2 deletion impacts in a the natural history, frequency, and range of pheno-
quantitative and independent manner FSIQ, behaviour and types of this rearrangement. We demonstrate that
AR, JSB, WKC, SJ: equally body mass index, possibly through direct influences on the 16p11.2 deletion consistently impacts cognitive
contributing senior authors.
neural circuitry. Although non-specific, these features are functioning, behaviour, growth, and body mass
Received 31 July 2012 clinically significant and reproducible. Lastly, this study index (BMI).
Revised 22 August 2012 demonstrates the necessity of studying large patient
Accepted 24 August 2012 cohorts ascertained through multiple methods to PATIENTS AND METHODS
characterise the clinical consequences of rare variants Patients
involved in common diseases. This study was reviewed and approved by the insti-
tutional review board of each site conducting the
This paper is freely available study. Signed consents were obtained from partici-
online under the BMJ Journals
unlocked scheme, see http:// INTRODUCTION pants who underwent full assessments. For the
jmg.bmj.com/site/about/ The 16p11.2 locus (figure 1) encompasses several data collected through questionnaires, information
unlocked.xhtml distinct genomic structural variants, including a was gathered retrospectively and anonymously by

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Copy-number variation

Figure 1 The 16p11.2 locus. Highly homologous blocks of low copy repeats (LCRs) may act as substrates for non-allelic homologous
recombination, predisposing to genomic disorders.48 Five LCRs have been defined as mediators of recurrent and clinically relevant imbalances within
the 16p11.2 chromosomal band. To clarify the terminology, we propose to number these ‘recombination hotspots’ from telomere to centromere as
breakpoints BP1 to BP5. The current study describes only features associated with the proximal 600 kb recurrent deletion, delineated by BP4 and
BP5 at genome sequence coordinates 29.5 and 30.1 Mb, respectively. Distal BP2-BP3 and BP1-BP3 mediated rearrangements, of respectively 220
and 550 kb, containing the SH2B1 gene, have also been reported in individuals with early onset obesity and variable degrees of developmental
delay.49 Several recurrent rearrangements overlap the proximal BP4-BP5 region studied here including the 1.7 Mb deletions and duplications from
BP1 to BP59 which should be considered as distinct entities. (A) Rearrangements are schematically pinpointed with reddish bars while grey bars
and striated blocks indicate intervals of recurrent polymorphisms reported in the Database of Genomic Variants (http://projects.tcag.ca/variation) and
common sequence stretches, respectively. (B) Genes encompassed by the genomic region between BP4 and BP5 are shown. All genomic positions
are given according to the human genome build hg18/NCBI 36.

physicians who had ordered comparative genomic hybridisation Carriers were ascertained through several cohorts (table 1).
(CGH) analyses performed for patient care purposes only.17 Details on ascertainment and data collection for the partici-
Consequently, research based informed consent was not required pants have been previously published.2 18 All participants in
by the institutional review board of the University of Lausanne the Simons VIP cohort were mapped using whole genome
which granted an exemption for this part of the data collection. oligonucleotide arrays, and were found to have the common,

Table 1 Ascertainment of deletion carriers


Inheritance
De novo/inherited
Cohorts† Mean age (y) Carriers M F Sex ratio p Value (mother:father:unknown) Patients screened
** −3
Europe† Probands 10.7 85 56 28 1.49×10 25/28 (17 : 10 : 1) 30635**
Carriers siblings 13.9 9 6 3 0.25 NA
Transmitting parents 37.4 22 8 13 0.19 NA
Simons VIP Probands 8.2 45*** 26 19 0.19 27/7 (2 : 3:2) 15749***
Carriers siblings 8.7 4 0 4 0.62 NA
Transmitting parents 42.7 3 2 1 – NA
Literature DD/ID§ 9.8 84 56 28 1.49×10−3 38/15 (8 : 7:0) NA
General population‡ 45.1 18* 8 10 0.41 NA 58635*
Obesity‡ 26.5 15 4 11 0.59 2/3 (3 : 0:0) 2579
Carriers TOTAL – 285 166 117 2.12×10−3 92/53(30 : 20) 107598
†Distribution of clinical indications for referral is detailed in the previous publication.2
‡Only anthropometric data were available and previously published.1 2
§Cases (including 7 relatives) reviewed from the literature.4 5 7 10 11 13–16 19–23 The copy number variant detection methods used in the literature are: 19K bacterial artificial chromosome
(BAC) microarray,4 Affymetrix 500K,5 Affymetrix 5.0,7 44K and 105K Agilent,10 44K and 105K Agilent,11 105K Agilent,14 Affymetrix 500K, Affymetrix 6.0, Illumina HumanHap300 BeadChip,
38K BAC microarray (Swegene), 44K, 105K and 244K Agilent,15 Affymetrix 500K, Affymetrix 6.0, and Illumina 1M,16 BAC microarray,19 Affymetrix 6.0,20 Agilent 105K,21 NimbleGen HD2,
Affymetrix 6.0, Affymetrix 500K or ROMA 85K,22 244K Agilent or Affymetrix 6.0.23
Data were available on 18/25*, 85/113** and 45/67*** deletion carriers.
Due to missing data, there may be differences between the total number of cases and the sum of cases in the various columns. Statistically significant values are in bold.
DD/ID, developmental disorders/intellectual disability; NA, non-available or not applicable; Simons VIP, Simons Variation in Individuals Project.

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Copy-number variation

recurrent 16p11.2 BP4-BP5 deletion. Data for 96 carriers (76 (ADI-R)28 and the Autism Diagnostic Observation Schedule
probands and 20 relatives) from the European consortium were (ADOS).29 The Diagnostic Interview for Genetic Studies
obtained by completion of a questionnaire by referring clini- (DIGS)30 was performed for adults, while children’s behavioural
cians. Fifty-four probands and 18 relatives (n=72) were exten- and emotional problems were assessed with parent report ques-
sively evaluated on site by investigators of one of the consortia. tionnaires.31–33 Additional DSM-IV-TR diagnoses were made
Data on 117 deletion carriers ascertained for developmental dis- by licensed psychologists and psychiatrists using history, parent
orders/intellectual disability (DD/ID) (n=84) , obesity (n=15) report and in-person interview. For all aforementioned evalua-
and from the general population cohorts (n=18), were collected tions, the clinicians were not blinded to the genetic status of
from our previously published studies, as well as from the lit- the participants.
erature.1 2 4 5 7 10 11 13–16 19–23
In the Simons VIP cohort, four patients were excluded based
Statistical analyses
on the presence of additional pathological copy number var-
To prevent bias due to intrafamilial correlations, deletion-
iants (CNV), other genetic diagnoses, birth asphyxia, fetal
carrying relatives of probands were excluded as required to
alcohol syndrome, and/or prematurity <30 weeks. In the
avoid including more than one member of the same family in a
European series, known additional variants (three carriers with
single analysis. Obesity and morbid obesity in adults are
a CNV >500 kb and a pair of twins with an FGFR3 mutation)
defined throughout the study as BMI ≥30 and 40 kg/m2,
did not represent an exclusion criterion. The inclusion or exclu-
respectively. Z scores were computed for all data using gender,
sion of these five carriers did not have an impact on any results
age, and geographically matched reference populations as previ-
(supplementary table S1). They were included in the final ana-
ously described.1 Obesity in children and macrocephaly were
lysis because of the arbitrariness of this filtering that only takes
defined as BMI and HC Z score ≥2, respectively.
into account visible rearrangements and/or known point muta-
One-tailed Fisher ’s exact test was used to compare frequen-
tions. We have to assume that many additional mutational
cies of the deletion in patients and controls. Two-tailed
events not detectable by CGH array may be present in this
Student’s t test was performed to assess whether BMI,
dataset.
height, weight, and HC Z scores of deletion carriers were dif-
In the VIP cohort, ethnicity was 75% Caucasian, 5.8%
ferent from zero (general population mean). Correlation
African American, 1.9% Native American, 7.7% other (mixed
between these features and FSIQ were examined using
ancestry), 9.6% unknown (adopted). For the 72 patients evalu-
Spearman correlation. The binomial test was performed to
ated on site in the European cohort, all carriers were of
test for gender bias.
European descent.
A linear model was applied to correct HC Z scores for BMI,
All available data on patients ascertained for DD/ID from
age, and gender effects, using Matlab function regress. A two-
the 16p11.2 European cohort, Simons VIP and the literature
tailed Student t test was performed to test the residual effects
(n=285) were pooled for statistical analysis. Due to missing
being different from zero. Linear mixed effect model was used
data for some phenotypes, the denominator changes, which is
to analyse the longitudinal and cross-sectional data and prop-
specified throughout the text. Data collected through question-
erly handle autocorrelations. Model fitting was performed to
naires or by direct assessment are presented separately in sup-
obtain the mean Z score and the corresponding p value for a
plementary tables S2 and S3. The 33 deletion carriers from the
given time window. The calculations were done using the lme
general population and obesity cohorts, for which only
function from the R package nlme.
anthropometric data were available, are used in the analysis of
For each of the W age windows the mean Z scores were com-
growth parameters alone. Full scale intelligence quotient
puted for each of the P patients resulting in a W×P matrix.
(FSIQ) was assessed in 68 intrafamilial controls. The Simons
Since W tests were carried out, we applied a multiple testing
Simplex Collection (SSC)24 was used as an ASD reference popu-
correction that takes into account the correlation structure of
lation to investigate the effect of obesity on the frequency of
the test statistics. As a first step, the effective number of tests
macrocephaly in patients with a neurodevelopmental disorder.
(Weff ) was derived based on the Pearson’s correlation matrix of
the W×P dataset.34 We then applied Bonferroni correction of
Cognitive functioning, psychiatric and behavioural assessment
the linear mixed effect model p values, but using Weff instead
Overall cognitive functioning was assessed using either the
of W tests to correct for multiple testing.
Mullen Scales of Early Learning, the Differential Ability
Scales—Second Edition (Early Years and School Age, DAS-II),
the Wechsler Intelligence Scales (WPPSI-III; WISC-IV; WAIS-III) Breakpoint mapping with short arm of chromosome 16 custom
or the Wechsler Abbreviated Scales of Intelligence, depending array CGH
on the age and ability level of the individual.25 Vineland To confirm 16p11.2 deletions and ensure that the breakpoints
Adaptive Behaviour Scales (VABS)26 were used to measure are within the BP4 and BP5 low copy repeats (figure 1), we
adaptive skills in daily life. Intellectual disability (ID) was diag- hybridised Cy3-labelled DNA of the European patients to
nosed as having an FSIQ of 70 or below on a standardised IQ custom made Nimblegen arrays. These arrays contained 71 000
test as well as concurrent deficits in adaptive functioning as probes spread across the short arm of chromosome 16 from
defined by the Diagnostic and Statistical Manual of Mental 22.0 to 32.7 Mb (at a median space of 45 bp between 27.5 and
Disorders, 4th edition, text revision (DSM-IV-TR) criteria.27 31.0 Mb) and 1000 control probes situated in invariable region
Different standardised neuropsychological measures were of the X chromosome.2 Cy5-labelled DNA from the GM12042
used to assess global cognitive functioning of carriers in the lit- CEPH (Centre d’Etude du Polymorphisme Humain) cell line was
erature.5 11 15 16 23 For the purpose of this study, throughout invariably used as reference. DNA labelling, hybridisation and
the text we use the term FSIQ to refer to normalised cognitive washing were performed according to Nimblegen protocols.
levels (general population mean=100; standard deviation Scanning was performed using an Agilent G2565BA Microarray
(SD)=15). ASD was diagnosed by experienced, research-reliable Scanner. Image processing, quality control, and data extraction
clinicians using the Autism Diagnostic Interview—Revised were performed using the Nimblescan software V.2.5.

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Copy-number variation

Figure 2 Distribution of full scale intelligence quotient (FSIQ) and body mass index (BMI) in deletion carriers.(A) Distribution of FSIQ of 16p11.2
BP4-BP5 deletion carriers (grey bars), intrafamilial non-carrier relatives (control, blue bars) and general population (blue bell curve). The red dashed
vertical line represents the FSIQ threshold (70) for intellectual disability (ID). FSIQ is on average 32 points lower in carriers (n=71; mean=76.1;
SD=16.4) when compared to their relatives who did not carry the deletion (n=68; mean=108.3; SD=10.9). SD in carriers is similar to that of the
reference population (mean=100; SD=15). Bin size was calculated to obtain 10 equal sized bins. (B) Cross-sectional distribution of BMI in carriers
(circles: female; open squares: male). BMI progressively increases throughout childhood and adulthood. 70% of the adult carriers are obese (BMI
≥30). The dashed lines represent the 3rd and 97th Center for Disease Control and Prevention (CDC) centile, while the dotted lines pinpoint the
thresholds for underweight (BMI=18.5), obesity (30), and morbid obesity (40).

RESULTS (relatives who carry the deletion) (table 2, supplementary table


The extent of the 16p11.2 rearrangements was assessed by aCGH S1). Carriers’ verbal IQ (mean=74; SD=17.5; range 23–107;
through standard medical diagnostic procedures and confirmed n=42) is significantly lower than non-verbal IQ (mean=83.3;
by a high density custom made array as published (see SD=18.0; range 47–160; n=43) (p=0.02). Of the 24 carriers
Methods).2 35 Only carriers of the ∼600 kb 16p11.2 BP4-BP5 evaluated in Europe, 20 (83%) had speech and language therapy
deletion were considered for further phenotyping; we gathered during childhood.
clinical information on 285 such carriers (figure 1). Cognitive The 16p11.2 BP4-BP5 deletion has been repeatedly associated
functioning was evaluated in 71 carriers (mean FSIQ=76.1; with ASD, and is one of its most frequent known
SD=16.4; figure 2A) and was on average 32 points lower in de aetiologies.4–8 Of the fully assessed carriers, ∼15% (8/55) of the
novo carriers when compared to their non-carrier family children and no adults met criteria for ASD by ADOS and
members (∼−2 SD, p=3.96×10−27; table 2A). There is a trend ADI-R. More than 70% (51/70) of non-ASD carriers were
towards higher FSIQ in de novo (n=32) versus inherited (n=14) found to have other DSM-IV-TR diagnoses27 including atten-
carriers (FSIQ 83 vs 74; p=0.13; table 2A and supplementary tion deficit and disruptive behaviour disorders, anxiety disor-
table S1). Of note, parents of de novo deletion carriers who dir- ders, mood disorders, and substance related disorders (table 2B).
ectly enrol their child through a web based questionnaire (VIP There is a significant excess of males among carriers ascertained
cohort) have a higher IQ than the mean of the general popula- for neurodevelopmental disorders (138 M/75 F; p=2.4×10−4) in
tion. Among carriers, 20% met DSM-IV-TR criteria for ID (65% contrast to other criteria (table 1). Gender, however, is not a
mild FSIQ 55–70 and 35% moderate FSIQ 40–55). There are no significant covariate of FSIQ, adaptive level (Vineland), behav-
differences in FSIQ between probands referred for neurodevelop- ioural scores (Social Responsiveness Scale, SRS), neurological
mental disorders and carriers who were not medically ascertained symptoms or any other trait (supplementary table S1).

Table 2 FSIQ (A), behavioural and psychiatric features (B) in deletion carriers and intrafamilial controls
Carriers
Probands Relatives Non-carriers
A Inherited De novo Unknown Parents Siblings Parents Siblings
Mean age (years) 14.7 10.9 15.7 36.8 10.2 38.6 11.7
Mean FSIQ 74 82.7 64.9 78.6 65.3 109.1 106.6
Number of cases 14 32* 14 7 4 46 22
B 16p11 Europe n (%)† Simons VIP n (%)† Total cohorts
DSM-IV-TR diagnosis Children Adults Children Adults n (%)
ASD‡ 1 (12.5) 0 7 (15) 0 8 (11.4)
Any DSM-IV-TR diagnosis other than ASD 4 (50)§ 6 (50)§ 39 (83) 2 (67) 51 (72.9)
No diagnosis 3 (37.5) 6 (50) 1 (2) 1 (33) 11 (15.7)
Total 8 12 47 3 70
*Two mosaic cases.
†10 probands and 10 relatives in the 16p11.2 European cohort and 44 probands and 6 relatives in Simons VIP.
‡ADOS and Autism Diagnostic Interview criteria
§Include attention deficit and disruptive behaviour disorders (n=4), anxiety disorders (n=5), mood disorders (n=3) and substance related disorders (n=2). Patients can have more than one
diagnosis.
ADOS, Autism Diagnostic Observation Schedule; ASD, autism spectrum disorder; DSM-IV-TR, Diagnostic and Statistical Manual of Mental Disorders, 4th edition, text revision; FSIQ, full scale
intelligence quotient.

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We observed characteristic anthropometric patterns in adults (n=32, Z score=−1.1, p=8.0×10−5) (figure 3A, supple-
deletion carriers. Birth weight is below average (n=124, Z mentary tables S1, S4, supplementary figure S3).
score=−0.61; supplementary table S4), whereas Z scores for An overall increase in HC is observed in probands (n=146, Z
BMI are significantly higher by the age of 3.5 (Z score=1.01, score=0.56, p=4.0×10−4) with macrocephaly (HC Z score ≥2)
p=0.03) (figure 3B). Longitudinal data show that this increase present in 29/170 (17%) of the carriers. HC correlates positively
in BMI can be sudden and dramatic (figure 3D, supplementary with BMI (r=0.45, p=2.8×10−8) (supplementary table S5) and
figure S1). By the age of 7 years, obesity is a major comorbidity remains elevated after correcting for BMI, age, and gender (linear
present in more than 50% of the carriers (supplementary model; mean corrected Z score=0.60, p=1.1×10−5). Obese dele-
figure S2). Excluding carriers ascertained for obesity, the fre- tion carriers show an increased frequency of macrocephaly when
quency reaches 75% in adults (36/48), and among all adult compared to non-obese carriers (32% and 10%, respectively;
obese patients 45% are morbidly obese (figure 2B). The variance p=1.8×10−3). Longitudinal data (figure 3B,C, supplementary
of BMI in deletion carriers is higher than in the general popula- figure S4) show that HC, which is lower at birth by 0.57 Z scores
tion ( p=2.06×10−8). Hyperphagia was recorded (through par- (n=58), increases during infancy (+1.74 Z scores, p=4.8×10−4),
ental questionnaires or reports) in all carriers (n=14) with several years before the elevation of BMI Z scores. In the Simon
obesity examined at the European site. The most severe cases Simplex Collection of ASD children, 41.3% of patients with
require strict control of food access through locked cupboards obesity have macrocephaly when compared to 12.5% in non-
and refrigerator. obese patients (p=5.4×10−26) (supplementary figure S5).
BMI correlates neither with FSIQ (supplementary table S5) Neurological features observed in patients referred for DD/ID
nor behavioural or adaptive scores (SRS, VABS). Furthermore, it include a wide range of findings (supplementary table S2).
is independent of ascertainment methods, inheritance, Gross motor delay was reported in 37.6% of the patients
gender, or the presence of neurological features (supplementary (32/85 ascertained for DD/ID in the European cohorts), which
table S1). Childhood obesity is, however, often associated with is consistent with previous series,10 23 37 and mean age of
accelerated prepubertal linear growth, although the mechanism walking is significantly delayed (mean=20.5 months, SD=8.6,
underlying this phenomenon remains unclear.36 In obese dele- n=30, p=8.63×10−6). Epilepsy is a frequent feature reported in
tion carriers, a similar association is observed (figure 3A) in 47/195 (24%) of the probands. While this frequency is not sig-
children whose height is increased (n=57, Z score=0.54, nificantly different in non-medically ascertained carriers (5/38,
p=6.8×10−4) and peaks at 9 years of age (Z score=1.08, 13%, p=0.2), it is higher in the fully assessed probands (22/54,
p=1.5×10−3). This is to be contrasted with short stature, 41%, p=1.6×10−2). A small fraction of carriers (12/233)
which is apparent in probands (n=182, Z score=-0.33, received a diagnosis of paroxysmal dyskinesia syndrome
p=3.2×10−3), newborns (n=88, Z score=−0.49, p=1.3×10−3), (OMIM 128200). MRI performed in a subset of carriers (n=65)
non-obese children (n=91, Z score=−0.59, p=4.4×10−4), and showed mostly mild and non-recurrent features. Posterior fossa

Figure 3 Height, body mass index (BMI), and head circumference (HC) in 16p11.2 BP4-BP5 deletion carriers through development. Height
( panel A), BMI ( panel B) and HC ( panel C) mean Z scores (and corresponding p values in red) for each age window were computed using a mixed
effect model to analyse longitudinal and cross-sectional data together. p Values are derived from a two-sided t test of the fixed effects estimates
probing whether they are significantly different from 0. Full red dots are p values surviving multiple testing correction (significance’s threshold at
6.3×10−3 for height in both obese and non-obese, at 5.6×10−3 for BMI, and at 7.1×10−3 for HC) as opposed to empty red dots. Number of cases
N is indicated for each age category. Panel A: Deletion carriers were classified in two groups; either the ‘obese group’ (squares) if they presented
obesity at least once during their development, or the non-obese group (triangles). Height is significantly increased in prepubertal obese carriers
while non-obese children remain slightly shorter than the general population. Panel B: BMI is significantly elevated by 3.5 years of age. Panel C: HC
follows a rapid increase (+1.74 Z score, p=4.8×10−4) during infancy, and remains high throughout life. Panel D: Longitudinal measures of BMI in a
subset of 12 carriers illustrating different age onsets of BMI acceleration. The grey area specifies the interval between the 3rd and 97th centile as
defined by the WHO data (http://www.who.int/childgrowth/en) between 0–2 years and the Centre for Disease Control and Prevention data above
2 years of age. The white line marks the 50th centile. All available longitudinal data are included in supplementary figure S2.

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Copy-number variation

and/or craniocervical junction related abnormalities (eg, Chiari the proposal that impaired cognition may result in abnormal
I malformation, cerebellar tonsillar ectopia, platybasia) were eating behaviour and obesity.41 In 16p11.2 deletion carriers,
present in 19 of 41 fully reviewed MRIs. however, obesity occurs independently of cognitive function,
Malformations or major medical problems are present in adaptive or social behaviour scores.
76/130 (58%) of the probands from both cohorts, of which 53 We hypothesise that the deletion directly affects the neural
have only a single pathological feature (supplementary tables circuitry involved in all these phenotypes, including energy
S3 and S6). In non-medically ascertained carriers identified in balance. The early increase in HC precedes the onset of obesity
the families through cascade testing, this frequency is much (supplementary figure S4). This increase in HC is also observed
lower (10/38, 26.3%, p=7.6×10−4). No specific recurrent mal- later in childhood and adolescence (figure 3C) when correlation
formation sequence or multisystemic involvement is observed with brain volume is lower and contribution of skull thickness
(supplementary table S6). There are, however, features likely to higher.42 43 Furthermore we demonstrate that childhood
be associated with the deletion which, in most cases, do not obesity in 16p11.2 deletion carriers, as well as in patients with
require treatment such as vertebral abnormalities (hemiverteb- autism (SSC cohort), is a confounding factor contributing to
rae or kyphoscoliosis affect ∼20% of carriers). Facial dys- increased HC (supplementary figure S5). This deletion lowers
morphia was visible in 69/150 (46%) carriers, yet no recurrent final adult height by 1 SD (supplementary figure S3), though
facial gestalt was observed in either cohort. the well documented association between idiopathic childhood
The frequency of this BP4-BP5 deletion (table 1) among obesity and prepubertal height acceleration36 is maintained in
patients referred for clinical chromosome hybridisation micro- obese children carrying the deletion (figure 3A,B, supplemen-
array is similar for both consortia (0.28%). Though the two tary figure S3).
cohorts were assembled in different continents and healthcare Epilepsy is the most frequent neurological disorder observed
systems, as well as using different ascertainment criteria, they in deletion carriers, and electroencephalogram (EEG) evaluation
share striking similarities with the exception of the rate of should be prescribed if abnormal movements or behaviours sus-
inherited cases. Among Simons VIP patients, the deletion arose picious for seizures are observed. A smaller and possibly under-
almost exclusively de novo (table 1). Globally, for participants estimated fraction of carriers have paroxysmal dyskinesia
with available parental data (51%), the deletion occurred de syndrome. We failed to observe a difference in the presence or
novo in 92/145 cases (including two mosaic cases) (64%) and absence of epilepsy when stratifying for either cognitive func-
was inherited in the remaining cases (36%). Assuming a stable tioning, BMI or HC (supplementary table S1). It is possible
prevalence of the deletion, this high rate of de novo events that epilepsy and the latter phenotypes are related to haploin-
implies decreased fitness of this deletion (0.52 and 0.20 in the sufficiency of distinct genes (figure 1B). Mutations in PRRT2, a
European and Simons VIP cohorts, respectively). gene mapping to the deleted interval, were recently identified
in patients diagnosed with epilepsy and paroxysmal dyskin-
DISCUSSION esia,44 whereas a 118kb deletion that encompasses MVP,
Our study demonstrates that the recurrent 600 kb BP4-BP5 CDIPT, SEZ6L2, ASPHD1, and KCTD13 segregated in a three-
deletion, which has a prevalence of ∼0.05% in the general generation pedigree with ASD and other neurodevelopmental
population,2 has a consistent impact on traits affecting adap- abnormalities but not epilepsy.45 Of note, morpholino-driven
tive skills. FSIQ is decreased by ∼2 SD in carriers of both reduction of the expression level of the KCTD13 ortholog
genders, about 20% of them meeting criteria for ID. Since the resulted in macrocephaly in zebrafish, while its depletion in the
FSIQ variance remains identical to that of the general popula- brain of mouse embryos resulted in an increase of proliferating
tion ( p=0.25), approximately 30% of deletion carriers fall cells.35
within the normal range (FSIQ ≥85). Bias in these estimates is Although we report a large spectrum of malformations (sup-
unlikely since there were no differences in FSIQ scores of pro- plementary table S3), the 16p11.2 deletion should not be
bands and non-medically ascertained carriers. regarded primarily as a malformation syndrome. Indeed, the
FSIQ does not capture the full range of disabilities experi- majority of these abnormalities are infrequent, suggesting
enced by deletion carriers. A history of speech therapy is fre- either fortuitous associations or low penetrance (eg, coloboma/
quent (83%) and psychiatric comorbidities affect >80% of microphthalmia) possibly through unmasking of recessive
carriers. The penetrance of ASD is 15% in our cohorts mutations. Vertebral and spinal related anomalies (∼20%, sup-
(table 2B), supporting the association of this deletion with plementary table S3) seem, however, to be strongly associated
ASD.38 Increased growth velocity of HC during infancy recapi- with the deletion, suggesting that spine x-ray and orthopaedic
tulates the well documented pattern in idiopathic ASD. This evaluations should be routinely performed in deletion carriers.
shared head growth pattern, which has attracted considerable TBX6, which maps within the interval, is a candidate gene for
attention as a marker of abnormal brain development, has been vertebral malformations since mice homozygous for a Tbx6
linked to an increase in white matter volume, brain weight and mutation showed rib and vertebral body anomalies.46
numbers of neurones in the prefrontal cortex of ASD Additionally, TBX6 polymorphisms were associated with con-
patients.39 genital scoliosis in the Han population.47
Obesity is a major comorbidity of 16p11.2 deletion carriers, In conclusion, our study demonstrates in two independent
with a penetrance among adults of >70%. Durable weight loss datasets that the 16p11.2 BP4-BP5 600 kb deletion consistently
in adolescents or adults has not yet been documented: (1) two and quantitatively impacts cognitive functioning, HC, BMI,
adults treated by bariatric surgery relapsed several years later; and growth. A range of behavioural disorders affects the vast
and (2) an adolescent dropped from 39.5 to 27.7 kg/m2 by majority of carriers. Probands referred for neurodevelopmental
dieting and engaging in intense physical activity, but returned disorders or morbid obesity and carriers who were not medic-
to his initial weight 2 years after discontinuing this regimen. ally ascertained (relatives of a proband) show similar values for
Weight control is therefore recommended although no data are FSIQ and BMI, suggesting that ‘asymptomatic’ carriers are
available on the efficacy of early intervention in deletion car- uncommon. Five carriers within our cohorts presented an
riers. The reported association of ID with obesity40 has led to FSIQ >100 and may therefore represent the higher end tail of

J Med Genet 2012;49:660–668. doi:10.1136/jmedgenet-2012-101203 665


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Copy-number variation

the FSIQ distribution of deletion carriers. All five presented lan- (SSC) sites, as well as the principal investigators (A Beaudet, R Bernier,
guage disorders, autism, disruptive behaviour or obesity. The J Constantino, E Cook, E Fombonne, D Geschwind, R Goin-Kochel, E Hanson, D Grice,
A Klin, D Ledbetter, C Lord, C Martin, D Martin, R Maxim, J Miles, O Ousley,
deleterious impact of the deletion is further highlighted by its K Pelphrey, B Peterson, J Piggot, C Saulnier, M State, W Stone, J Sutcliffe, C Walsh,
low fitness reflected by the rarity of multigenerational carrier Z Warren, E Wijsman). We appreciate obtaining access to phenotypic data on SFARI
families. In contrast to BMI, the variance of global cognitive Base. Approved researchers can obtain the SSC population dataset described in this
functioning (FSIQ) is the same among carriers and control study by applying at https://base.sfari.org
population, suggesting that the factors determining its variabil-
ity are identical to those at play in the general population and Collaborators List of contributors to the 16p11.2 European Consortium: Marie
Claude Addor; Benoit Arveiler; Marco Belfiore; Frédérique Bena; Laura Bernardini;
unrelated to the 16p11.2 locus. Patricia Blanchet; Dominique Bonneau; Odile Boute; Patrick Callier; Dominique
This comprehensive study of the 16p11.2 BP4-BP5 phenotype Campion; Jean Chiesa; Marie Pierre Cordier; Jean Marie Cuisset; Albert David; Nicole
helps to guide clinical monitoring and counselling of patients de Leeuw; Bert de Vries; Gérard Didelot; Martine Doco-Fenzy; Bénédicte Duban
and families and to potentially overcome the genetic counsel- Bedu; Christèle Dubourg; Sophie Dupuis-Girod; Christina R. Fagerberg; Laurence
ling challenge posed by its variability. It illustrates that the Faivre; Florence Fellmann; Bridget A. Fernandez; Richard Fisher; Elisabeth Flori; Alice
Goldenberg; Delphine Heron; Muriel Holder; Juliane Hoyer; Bertrand Isidor; Sylvie
study of rare variants causing common diseases lacking pathog- Jaillard; Philippe Jonveaux; Sylvie Joriot; Hubert Journel; Frank Kooy; Cédric le
nomonic features requires the assembly and detailed clinical Caignec; Bruno Leheup; Marie-Pierre Lemaitre; Suzanne Lewis; Valérie Malan;
characterisations of large cohorts, recruited using multiple Michèle Mathieu-Dramard; Andres Metspalu; Fanny Morice-Picard; Mafalda Mucciolo;
ascertainment criteria. Eve Oiglane-Shlik; Katrin Ounap; Laurent Pasquier; Florence Petit; Anne Philippe;
Ghislaine Plessis; Fabienne Prieur; Jacques Puechberty; Evica Rajcan-Separovic; Anita
Rauch; Alessandra Renieri; Claudine Rieubland; Caroline Rooryck; Katharina
Author affiliations Magdalena Rötzer; Mariken Ruiter; Damien Sanlaville; Stéphanie Selmoni; Yiping
1
Service de Génétique Médicale, Centre Hospitalier Universitaire Vaudois, Lausanne, Shen; Vanessa Siffredi; Jacques Thonney; Louis Vallée; Ellen van Binsbergen; Nathalie
Switzerland Van der Aa; Mieke M. van Haelst; Jacqueline Vigneron; Catherine Vincent-Delorme;
2
Department of Neurology, University of California, San Francisco, California, USA Disciglio Vittoria; Anneke T Vulto-van Silfhout; Robert M Witwicki; Simon
3
Department of Psychiatry, Boston Children’s Hospital, Harvard Medical School, A. Zwolinski. List of contributors of the Simons VIP Consortium: Alexandra Bowe;
Boston, Massachusetts, USA Arthur L Beaudet; Christie M Brewton; Zili Chu; Allison G Dempsey; Yolanda L Evans;
4
Department of Medical Genetics, University of Lausanne, Lausanne, Switzerland Silvia Garza; Stephen M Kanne; Anna L Laakman; Morgan W Lasala; Ashlie V
5
Swiss Institute of Bioinformatics, University of Lausanne, Lausanne, Switzerland Llorens; Gabriela Marzano; Timothy J Moss; Kerri P Nowell; Monica B Proud; Qixuan
6
Department of Psychiatry, Centre Hospitalier Universitaire Vaudois, Lausanne, Chen; Roger Vaughan; Jeffrey Berman; Lisa Blaskey; Katherine Hines; Sudha Kessler;
Switzerland Sarah Y Khan; Saba Qasmieh; Audrey Lynn Bibb; Andrea M Paal; Patricia Z Page;
7
Institut de Génétique Médicale, Hopital Jeanne de Flandre, CHRU de Lille, Lille, Bethanny Smith-Packard; Randy Buckner; Jordan Burko; Alyss Lian Cavanagh; Bettina
France Cerban; Anne V Snow; LeeAnne Green Snyder; Rebecca McNally Keehn; David T
8
Center for Integrative Brain Research, Children’s Research Institute, Seattle, Miller; Fiona K Miller; Jennifer Endre Olson; Christina Triantafallou; Nicole Visyak;
Washington, USA Constance Atwell; Marta Benedetti; Gerald D Fischbach; Marion Greenup; Alan
9
Department of Child Psychiatry, SUPEA, Centre Hospitalier Universitaire Vaudois, Packer; Polina Bukshpun; Maxwell Cheong; Corby Dale; Sarah E Gobuty; Leighton
Lausanne, Switzerland Hinkley; Rita J Jeremy; Hana Lee; Tracy L Luks; Elysa J Marco; Alastair J Martin;
10
Department of Psychiatry and Behavioral Science, University of Washington, Kathleen E McGovern; Srikantan S Nagarajan; Julia Owen; Brianna M Paul; Nicholas
Seattle, Washington, USA J Pojman; Tuhin Sinha; Vivek Swarnakar; Mari Wakahiro; Hanalore Alupay; Benjamin
11
GHICL, Centre de Génétique Chromosomique, Hôpital Saint-Vincent de Paul, Lille, Aaronson; Sean Ackerman; Katy Ankenman; Jenna Elgin; Jennifer Gerdts; Kelly
France Johnson; Beau Reilly; Dennis Shaw; Arianne Stevens; Tracey Ward; Julia Wenegrat;
12
Genomic Medicine Institute, Geisinger Clinic, Danville, Pennsylvania, USA Timothy PL Roberts
13
Department of Pediatrics, Psychology Section, Baylor College of Medicine, Houston,
Texas, USA Contributors All authors contributed to the concept, design, acquisition of data or
14
Department of Radiology, Boston Children’s Hospital, Harvard Medical School, analysis and interpretation of data. All authors contributed to drafting or revising the
Boston, Massachusetts, USA content and approved the final version.
15
Center for Integrative Genomics, University of Lausanne, Lausanne, Switzerland
16 Competing interests Competing interests are disclosed in the ICMJE conflit of
Department of Radiology, Baylor College of Medicine, Houston, Texas, USA
17 interest forms.
Department of Pediatrics, Centre Hospitalier Universitaire Vaudois, Lausanne,
Switzerland Ethics approval This study was approved by the IRB of the University of Lausanne,
18
Department of Human Genetics, Emory University, Atlanta, Georgia, USA the IRB of the Simons Foundation as well as the IRB of each site conducting the
19
Department of Radiology and Biomedical Imaging, University of California, study.
San Francisco, San Francisco, California, USA
20
Department of Pediatrics, Section of Pediatric Neurology and Developmental Provenance and peer review Not commissioned; externally peer reviewed.
Neuroscience, Baylor College of Medicine, Houston, Texas, USA Data sharing statement Data on the Simons VIP subjects are available through
21
Department of Neurology, Boston Children’s Hospital, Harvard Medical School, SFARI Base at https://sfari.org/resources/sfari-base.
Boston, Massachusetts, USA
22
Department of Neurology, Seattle Children’s Research Institute & University of
Washington, Seattle, Washington, USA
23
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Miscellaneous
Corrections
10.1136/jmedgenet-2012-101175corr1
Lill CM, Liu T, Schjeide BM, Roehr JT, Akkad DA, Damotte V, Alcina A, Ortiz MA, Arroyo R, Lopez de Lapuente A, Blaschke P,
Winkelmann A, Gerdes LA, Luessi F, Fernandez O, Izquierdo G, Antigüedad A, Hoffjan S, Cournu-Rebeix I, Gromöller S, Faber
H, Liebsch M, Meissner E, Chanvillard C, Touze E, Pico F, Corcia P; ANZgene Consortium, Dörner T, Steinhagen-Thiessen E,
Bäckman L, Heekeren HR, Li SC, Lindenberger U, Chan A, Hartung HP, Aktas O, Lohse P, Kümpfel T, Kubisch C, Epplen JT,
Zettl UK, Fontaine B, Vandenbroeck K, Matesanz F, Urcelay E, Bertram L, Zipp F Closing the case of APOE in multiple sclerosis:
no association with disease risk in over 29 000 subjects. J Med Genet 2012;49:558–62 doi:10.1136/jmedgenet-2012-101175. Some
of the author affiliations were incorrectly list. A data supplement of the PDF shows the correct affiliations.

10.1136/jmedgenet-2012-101159corr1
Fassone E, Rahman S. Complex I deficiency: clinical features, biochemistry and molecular genetics. J Med Genet. 2012;49:578–90.
In the above article updated figures were not included in the proof. These will be uploaded with the article as a data supplement.

668 J Med Genet October 2012 Vol 49 No 10


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A 600 kb deletion syndrome at 16p11.2 leads


to energy imbalance and neuropsychiatric
disorders
Flore Zufferey, Elliott H Sherr, Noam D Beckmann, et al.

J Med Genet 2012 49: 660-668


doi: 10.1136/jmedgenet-2012-101203

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