Account Summary Portfolio Allocation

Page 1 of 33
85 Willow Rd, Menlo Park, CA 94025 12/01/2020 to 12/31/2020

help@robinhood.com Janarthanan Pandurangan Account #:416166320
8265 Ranchview Drive 1127, Irving, TX 75063
Options Equities Cash and Cash Equivalents
Portfolio Allocation
Account Summary Opening Balance Closing Balance
Net Account Balance $6,967.39 $397.82
Total Securities $17,207.85 $26,572.35 Cash and Cash

Equivalents
1.48%
Portfolio Value $24,175.24 $26,970.17
Equities
98.52%
Income and Expense Summary This Period Year to Date Options

0.00%
Dividends $0.04 $0.45
Capital Gains Distributions $0.00 $0.00
Interest Earned $0.00 $0.00
This statement shall be conclusive if not objected to in writing within ten days (except with respect to debit card transactions). Errors and omissions exempted. Please address all communications to the firm and not to the individuals.
Address changes or other material changes in your account should be directed to the office servicing your account. Kindly mention your account number. This statement should be retained for income tax purposes.
Page 2 of 33
Portfolio Summary
Securities Held in Account Sym/Cusip Acct Type Qty Price Mkt Value Est. Dividend Yield % of Total Portfolio
American Airlines
AAL Margin 10 $15.77 $157.70 $3.91 0.58%
Estimated Yield: 2.48%
Apex Technology
APXT Margin 150 $15.01 $2,251.50 $0.00 8.35%
Avinger
AVGR Margin 200 $0.44 $88.02 $0.00 0.33%
Ayro
AYRO Margin 60 $6.08 $364.80 $0.00 1.35%
Foley Trasimene
BFT Margin 110 $15.10 $1,661.00 $0.00 6.16%
Bionano Genomics
BNGO Margin 150 $3.08 $462.00 $0.00 1.71%
Carnival
CCL Margin 20 $21.66 $433.20 $39.76 1.61%
Colonnade
CLA Margin 60 $13.50 $810.00 $0.00 3.00%
Clean Energy Fuels

CLNE Margin 70 $7.86 $550.20 $0.00 2.04%
CleanSpark
CLSK Margin 15 $29.05 $435.75 $0.00 1.62%
Corsair Gaming
CRSR Margin 20 $36.22 $724.40 $0.00 2.69%
Drive Shack
DS Margin 100 $2.38 $238.00 $0.00 0.88%
FuelCell Energy
FCEL Margin 1 $11.17 $11.17 $0.00 0.04%
Flux Power
FLUX Margin 35 $17.24 $603.40 $0.00 2.24%
Foresight Autonomous
FRSX Margin 100 $4.08 $408.00 $0.00 1.51%
Fusion
FUSE Margin 50 $11.30 $565.00 $0.00 2.09%
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Portfolio Summary
GrowGeneration
GRWG Margin 1 $40.22 $40.22 $0.00 0.15%
Inseego
INSG Margin 30 $15.47 $464.10 $0.00 1.72%
Jaguar Health
JAGX Margin 426 $0.82 $347.19 $0.00 1.29%
Just Energy
JE Margin 125 $4.68 $585.00 $110.16 2.17%
Li Auto Inc
LI Margin 40 $28.83 $1,153.20 $0.00 4.28%
Luokung Technology
LKCO Margin 600 $0.68 $408.00 $0.00 1.51%
Mesa Air
MESA Margin 10 $6.69 $66.90 $0.00 0.25%
MP Materials
MP Margin 10 $32.17 $321.70 $0.00 1.19%
MicroVision
MVIS Margin 126 $5.38 $677.88 $0.00 2.51%
The9
NCTY Margin 100 $3.54 $354.00 $0.00 1.31%
NIO
NIO Margin 50 $48.74 $2,437.00 $0.00 9.04%
Nano Dimension
NNDM Margin 101 $9.10 $919.10 $0.00 3.41%
New Providence
NPA Margin 43 $13.58 $583.94 $0.00 2.17%
NexGen Energy
NXE Margin 15 $2.76 $41.40 $0.00 0.15%
Pacific Biosciences
PACB Margin 4 $25.94 $103.76 $0.00 0.38%
Platinum Group Metals

PLG Margin 1 $4.64 $4.64 $0.00 0.02%
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Portfolio Summary
Palantir Technologies
PLTR Margin 55 $23.55 $1,295.25 $0.00 4.80%
Plug Power
PLUG Margin 10 $33.91 $339.10 $0.00 1.26%
Palatin Technologies
PTN Margin 10 $0.68 $6.76 $0.00 0.03%
Rolls-Royce
RYCEY Margin 200 $1.58 $316.00 $3.58 1.17%
Switchback Energy
SBE Margin 15 $40.08 $601.20 $0.00 2.23%
Sundial Growers
SNDL Margin 901 $0.47 $426.62 $0.00 1.58%
Virgin Galactic Holdings

SPCE Margin 3 $23.73 $71.19 $0.00 0.26%
SolarWinds
SWI Margin 20 $14.95 $299.00 $0.00 1.11%
Thunder Bridge
THBR Margin 20 $13.22 $264.40 $0.00 0.98%
Tuscan Holdings
THCB Margin 15 $17.10 $256.50 $0.00 0.95%
Tilray
TLRY Margin 60 $8.26 $495.60 $0.00 1.84%
Tattooed Chef
TTCF Margin 59 $22.89 $1,350.51 $0.00 5.01%
Uranium Energy
UEC Margin 125 $1.76 $220.00 $0.00 0.82%
VG
VGAC Margin 40 $11.43 $457.20 $0.00 1.70%
Wunong Net Technology

WNW Margin 5 $37.53 $187.65 $0.00 0.70%
XPeng
XPEV Margin 40 $42.83 $1,713.20 $0.00 6.35%
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Portfolio Summary
Total Securities $26,572.35 $157.41 98.52%
Brokerage Cash Balance $397.82 1.48%
Total Priced Portfolio $26,970.17

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Account Activity
Description Symbol Acct Type Transaction Date Qty Price Debit Credit
Apex Technology
APXT Margin Buy 11/27/2020 49 $14.17 $694.33
Unsolicited, CUSIP: 03768F102
Apex Technology
APXT Margin Buy 11/27/2020 1 $14.17 $14.17
Apex Technology
APXT Margin Buy 11/27/2020 35 $13.74 $480.90
Apex Technology
APXT Margin Sell 11/27/2020 85 $14.00 $1,189.96
At Home
HOME Margin Buy 11/27/2020 25 $19.20 $480.00
Unsolicited, CUSIP: 04650Y100
Benefitfocus
BNFT Margin Buy 11/27/2020 15 $13.75 $206.25
Unsolicited, CUSIP: 08180D106
CIIG Merger
CIIC Margin Buy 11/27/2020 5 $24.10 $120.50
Unsolicited, CUSIP: 12559C103
CIIG Merger
CIIC Margin Buy 11/27/2020 5 $24.00 $120.00
Corsair Gaming
CRSR Margin Buy 11/27/2020 10 $38.50 $385.00
Unsolicited, CUSIP: 22041X102
Digital Turbine
APPS Margin Buy 11/27/2020 5 $40.30 $201.49
Unsolicited, CUSIP: 25400W102
GE
GE Margin Sell 11/27/2020 40 $10.54 $421.60
Unsolicited, CUSIP: 369604103
HyreCar
HYRE Margin Sell 11/27/2020 20 $6.44 $128.80
Unsolicited, CUSIP: 44916T107
Inseego
INSG Margin Sell 11/27/2020 60 $9.27 $556.17
Unsolicited, CUSIP: 45782B104
Longview
LGVW Margin Buy 11/27/2020 25 $17.59 $439.75
PLTR Margin Buy 11/27/2020 10 $33.43 $334.30
Unsolicited, CUSIP: 69608A108
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Account Activity
PLTR Margin Buy 11/27/2020 10 $27.00 $270.00
PLTR Margin Buy 11/27/2020 10 $29.10 $291.00
Pivotal Investment
PIC Margin Buy 11/27/2020 20 $14.25 $285.00
Unsolicited, CUSIP: 72582K100
RMG Acquisition
RMG Margin Sell 11/27/2020 49 $16.66 $816.32
RMG Acquisition
RMG Margin Sell 11/27/2020 50 $16.25 $812.48
SM Energy
SM Margin Sell 11/27/2020 21 $4.67 $98.07
Unsolicited, CUSIP: 78454L100
SM Energy
SM Margin Sell 11/27/2020 29 $4.67 $135.43
Slack
WORK Margin Buy 11/27/2020 1 $40.80 $40.80
Unsolicited, CUSIP: 83088V102
Slack
WORK Margin Buy 11/27/2020 2 $40.80 $81.60
Slack
WORK Margin Buy 11/27/2020 4 $40.80 $163.20
Slack
WORK Margin Buy 11/27/2020 3 $40.80 $122.40
Tuscan Holdings
THCB Margin Buy 11/27/2020 20 $12.51 $250.20
Activision Blizzard
ATVI Margin Buy 11/30/2020 5 $78.35 $391.75
Alibaba
BABA Margin Sell 11/30/2020 6 $268.80 $1,612.76
Apex Technology
APXT Margin Buy 11/30/2020 12 $15.49 $185.88
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Account Activity
Apex Technology
APXT Margin Buy 11/30/2020 5 $15.49 $77.45
Apex Technology
APXT Margin Buy 11/30/2020 8 $15.49 $123.92
Beam Global
BEEM Margin Sell 11/30/2020 2 $34.00 $68.00
Beam Global
BEEM Margin Sell 11/30/2020 3 $34.00 $102.00
CIIG Merger
CIIC Margin Buy 11/30/2020 5 $21.00 $105.00
Codiak BioSciences
CDAK Margin Buy 11/30/2020 10 $9.90 $99.00
Corsair Gaming
CRSR Margin Buy 11/30/2020 5 $35.80 $179.00
Darling Ingredients
DAR Margin Sell 11/30/2020 8 $48.28 $386.24
Digital Turbine
APPS Margin Sell 11/30/2020 10 $44.72 $447.20
Forum Merger III

FIII Margin Buy 11/30/2020 10 $12.18 $121.80
GM
GM Margin Buy 11/30/2020 5 $44.00 $220.00
GigCapital3
GIK Margin Buy 11/30/2020 10 $13.38 $133.80
Hyliion
HYLN Margin Buy 11/30/2020 10 $21.93 $219.30
Landcadia Holdings II
LCA Margin Buy 11/30/2020 5 $19.50 $97.50
LCA Margin Buy 11/30/2020 10 $21.05 $210.50
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Account Activity
Li Auto Inc
LI Margin Buy 11/30/2020 5 $36.00 $180.00
Unsolicited, CUSIP: 50202M102
NIO
NIO Margin Buy 11/30/2020 10 $50.70 $507.00
NIO
NIO Margin Buy 11/30/2020 3 $52.00 $156.00
Nano Dimension
NNDM Margin Buy 11/30/2020 20 $5.91 $118.20
Unsolicited, CUSIP: 63008G203
Nautilus
NLS Margin Sell 11/30/2020 10 $20.84 $208.40
NexGen Energy
NXE Margin Buy 11/30/2020 50 $1.76 $87.75
Unsolicited, CUSIP: 65340P106
Northern Genesis
NGA Margin Buy 11/30/2020 15 $16.00 $240.00
PLTR Margin Buy 11/30/2020 5 $27.40 $137.00
Rocket Companies
RKT Margin Buy 11/30/2020 10 $20.13 $201.30
Sundial Growers
SNDL Margin Sell 11/30/2020 499 $0.54 $269.40
Switchback Energy
SBE Margin Buy 11/30/2020 5 $34.18 $170.90
VG
VGAC Margin Buy 11/30/2020 4 $10.52 $42.08
Unsolicited, CUSIP: G9446E105
VG
VGAC Margin Buy 11/30/2020 15 $10.50 $157.50
XPeng
XPEV Margin Buy 11/30/2020 5 $58.00 $290.00
XPeng
XPEV Margin Buy 11/30/2020 5 $58.00 $290.00
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Account Activity
XPeng
XPEV Margin Buy 11/30/2020 5 $62.80 $314.00
Apex Technology
APXT Margin Buy 12/01/2020 5 $14.95 $74.75
Tower Semiconductor
TSEM Margin Sell 12/01/2020 10 $25.76 $257.60
Unsolicited, CUSIP: M87915274
Apex Technology
APXT Margin Buy 12/02/2020 10 $13.38 $133.80
Codiak BioSciences
CDAK Margin Sell 12/02/2020 10 $13.80 $138.00
Corsair Gaming
CRSR Margin Buy 12/02/2020 5 $34.85 $174.25
Dropbox
DBX Margin Buy 12/02/2020 5 $20.02 $100.10
LCA Margin Buy 12/02/2020 5 $18.15 $90.75
Northern Genesis
NGA Margin Buy 12/02/2020 5 $12.80 $64.00
PACB Margin Sell 12/02/2020 30 $16.88 $506.53
Slack
WORK Margin Sell 12/02/2020 10 $42.69 $426.94
Workhorse
WKHS Margin Sell 12/02/2020 25 $19.90 $497.50
Unsolicited, CUSIP: 98138J206
Apex Technology
APXT Margin Buy 12/03/2020 5 $14.02 $70.13
Benefitfocus
BNFT Margin Sell 12/03/2020 15 $13.92 $208.80
CIIG Merger
CIIC Margin Buy 12/03/2020 5 $21.10 $105.50
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Account Activity
Forum Merger III

FIII Margin Buy 12/03/2020 5 $11.12 $55.60
Forum Merger III

FIII Margin Buy 12/03/2020 5 $11.07 $55.35
ICICI Bank
IBN Margin Sell 12/03/2020 25 $13.34 $333.50
Inseego
INSG Margin Buy 12/03/2020 10 $10.94 $109.40
Iridium Communications
IRDM Margin Buy 12/03/2020 5 $33.80 $169.00
Li Auto Inc
LI Margin Buy 12/03/2020 5 $33.00 $165.00
Longview
LGVW Margin Buy 12/03/2020 5 $15.69 $78.45
Mesa Air
MESA Margin Buy 12/03/2020 10 $7.60 $76.00
Michaels
MIK Margin Sell 12/03/2020 80 $10.60 $847.97
Unsolicited, CUSIP: 59408Q106
NIO
NIO Margin Buy 12/03/2020 1 $46.00 $46.00
Northern Genesis
NGA Margin Buy 12/03/2020 5 $13.30 $66.50
PLTR Margin Buy 12/03/2020 5 $24.00 $120.00
XPeng
XPEV Margin Buy 12/03/2020 3 $52.00 $156.00
XPeng
XPEV Margin Buy 12/03/2020 5 $52.80 $264.00
AquaBounty
AQB Margin Buy 12/04/2020 25 $8.20 $205.00
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Account Activity
Carnival
CCL Margin Buy 12/04/2020 20 $23.40 $468.00
GrowGeneration
GRWG Margin Buy 12/04/2020 10 $34.50 $345.00
GrowGeneration
GRWG Margin Buy 12/04/2020 25 $34.90 $872.50
GrowGeneration
GRWG Margin Buy 12/04/2020 25 $35.50 $887.50
Jinko Solar
JKS Margin Buy 12/04/2020 3 $61.50 $184.50
LCA Margin Buy 12/04/2020 10 $19.70 $197.00
LCA Margin Buy 12/04/2020 10 $19.80 $198.00
NIO
NIO Margin Buy 12/04/2020 4 $42.00 $168.00
NIO
NIO Margin Buy 12/04/2020 2 $43.00 $86.00
NIO
NIO Margin Buy 12/04/2020 2 $44.00 $88.00
Pacific Ethanol
PEIX Margin Sell 12/04/2020 1 $6.13 $6.13
Unsolicited, CUSIP: 69423U305
PLTR Margin Buy 12/04/2020 5 $23.83 $119.15
Pivotal Investment
PIC Margin Sell 12/04/2020 20 $14.50 $290.00
RMG Acquisition
RMG Margin Sell 12/04/2020 1 $16.00 $16.00
Rolls-Royce
RYCEY Margin Buy 12/04/2020 100 $2.20 $220.00
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Account Activity
Apex Technology
APXT Margin Buy 12/07/2020 20 $14.58 $291.60
CIIG Merger
CIIC Margin Sell 12/07/2020 20 $34.51 $690.18
Crypto Money Movement Margin COIN 12/09/2020 $87.21
Draftkings
DKNG Margin Sell 12/07/2020 15 $48.24 $723.58
Unsolicited, CUSIP: 26142R104
GM
GM Margin Sell 12/07/2020 20 $43.90 $877.98
Gamida Cel
GMDA Margin Buy 12/07/2020 100 $9.05 $905.00
GrowGeneration
GRWG Margin Buy 12/07/2020 6 $32.75 $196.50
GrowGeneration
GRWG Margin Buy 12/07/2020 9 $32.75 $294.75
GrowGeneration
GRWG Margin Buy 12/07/2020 15 $33.94 $509.17
Hepion Pharmaceuticals
HEPA Margin Buy 12/07/2020 100 $1.55 $155.00
Jinko Solar
JKS Margin Sell 12/07/2020 4 $61.41 $245.64
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Account Activity
MP Materials
MP Margin Buy 12/07/2020 10 $27.50 $275.00
MicroVision
MVIS Margin Buy 12/07/2020 25 $2.68 $66.95
Nano Dimension
NNDM Margin Sell 12/07/2020 59 $6.52 $384.68
Rolls-Royce
RYCEY Margin Buy 12/07/2020 25 $2.04 $51.00
ACH Deposit Margin ACH 12/10/2020 $1,000.00
Activision Blizzard
ATVI Margin Sell 12/08/2020 5 $82.33 $411.65
Apex Technology
APXT Margin Buy 12/08/2020 25 $14.30 $357.50
Apex Technology
APXT Margin Buy 12/08/2020 35 $14.66 $513.10
CIIG Merger
CIIC Margin Sell 12/08/2020 25 $32.05 $801.23
DMY Technology
DMYD Margin Buy 12/08/2020 50 $11.99 $599.50
DMY Technology
DMYD Margin Buy 12/08/2020 30 $11.58 $347.40
Flux Power
FLUX Margin Buy 12/08/2020 15 $10.15 $152.25
Foley Trasimene
BFT Margin Buy 12/08/2020 10 $12.80 $128.00
Foley Trasimene
BFT Margin Buy 12/08/2020 15 $12.98 $194.70
Foley Trasimene
BFT Margin Buy 12/08/2020 25 $13.27 $331.75
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Account Activity
Foley Trasimene
BFT Margin Buy 12/08/2020 1 $13.28 $13.28
Foley Trasimene
BFT Margin Buy 12/08/2020 49 $13.28 $650.72
Freeport-McMoRan
FCX Margin Sell 12/08/2020 20 $24.47 $489.40
Gamida Cel
GMDA Margin Sell 12/08/2020 98 $9.81 $961.34
Gamida Cel
GMDA Margin Sell 12/08/2020 1 $9.82 $9.82
Gamida Cel
GMDA Margin Sell 12/08/2020 1 $9.83 $9.83
Iridium Communications
IRDM Margin Sell 12/08/2020 5 $34.34 $171.70
Li Auto Inc
LI Margin Buy 12/08/2020 5 $33.00 $165.00
Longview
LGVW Margin Buy 12/08/2020 10 $16.00 $160.00
NIO
NIO Margin Buy 12/08/2020 2 $46.52 $93.04
Northern Genesis
NGA Margin Sell 12/08/2020 25 $16.45 $411.25

PLG Margin Buy 12/08/2020 25 $4.48 $112.00

PLG Margin Buy 12/08/2020 22 $4.86 $106.92

PLG Margin Buy 12/08/2020 3 $4.86 $14.58

PLG Margin Buy 12/08/2020 50 $4.89 $244.50
Page 16 of 33
Account Activity
Plug Power
PLUG Margin Buy 12/08/2020 25 $26.55 $663.75
Rocket Companies
RKT Margin Sell 12/08/2020 10 $20.30 $203.00
Rolls-Royce
RYCEY Margin Buy 12/08/2020 25 $1.80 $45.00
Rolls-Royce
RYCEY Margin Buy 12/08/2020 25 $1.85 $46.25
Switchback Energy
SBE Margin Sell 12/08/2020 35 $35.50 $1,242.47
Talos Energy
TALO Margin Sell 12/08/2020 20 $10.25 $205.00
Tuscan Holdings
THCB Margin Sell 12/08/2020 20 $12.70 $254.00
XPeng
XPEV Margin Buy 12/08/2020 2 $48.70 $97.40
Foley Trasimene
BFT Margin Buy 12/09/2020 8 $12.80 $102.40
Foley Trasimene
BFT Margin Buy 12/09/2020 2 $12.80 $25.60
Freeport-McMoRan
FCX Margin Sell 12/09/2020 13 $24.46 $317.98
Freeport-McMoRan
FCX Margin Sell 12/09/2020 13 $24.46 $317.98
Freeport-McMoRan
FCX Margin Sell 12/09/2020 2 $24.46 $48.92
GrowGeneration
GRWG Margin Buy 12/09/2020 10 $31.00 $310.00
GrowGeneration
GRWG Margin Buy 12/09/2020 5 $32.00 $160.00
Page 17 of 33
Account Activity
Lipocine
LPCN Margin Buy 12/09/2020 50 $1.26 $63.00
Lipocine
LPCN Margin Buy 12/09/2020 100 $1.41 $141.00
NIO
NIO Margin Buy 12/09/2020 4 $43.67 $174.68
NIO
NIO Margin Buy 12/09/2020 1 $43.67 $43.67
NIO
NIO Margin Buy 12/09/2020 5 $43.72 $218.60
NIO
NIO Margin Buy 12/09/2020 2 $46.00 $92.00
Switchback Energy
SBE Margin Buy 12/09/2020 7 $38.00 $266.00
XPeng
XPEV Margin Buy 12/09/2020 3 $45.00 $135.00
XPeng
XPEV Margin Buy 12/09/2020 2 $46.00 $92.00
AquaBounty
AQB Margin Buy 12/10/2020 15 $7.03 $105.45
Forum Merger III

FIII Margin Sell 12/10/2020 20 $12.00 $240.00
GigCapital3
GIK Margin Sell 12/10/2020 10 $14.80 $148.00
Hyliion
HYLN Margin Sell 12/10/2020 10 $17.40 $174.00
Inseego
INSG Margin Sell 12/10/2020 10 $12.35 $123.50
Nano Dimension
NNDM Margin Buy 12/10/2020 50 $6.48 $324.00
Page 18 of 33
Account Activity
Spirit Airlines
SAVE Margin Sell 12/10/2020 15 $27.00 $405.00
W&t Offshore
WTI Margin Sell 12/10/2020 50 $2.63 $131.50
Abcellera Biologics
ABCL Margin Buy 12/11/2020 2 $57.49 $114.98
Dropbox
DBX Margin Sell 12/11/2020 5 $22.00 $110.00
Just Energy
JE Margin Buy 12/11/2020 20 $4.87 $97.40
Tesla
TSLA Margin Buy 12/11/2020 1 $610.00 $610.00
ADMA Biologics
ADMA Margin Buy 12/14/2020 25 $2.11 $52.75
Carnival
CCL Margin Buy 12/14/2020 10 $21.25 $212.50
CleanSpark
CLSK Margin Buy 12/14/2020 5 $16.00 $80.00
HEPA Margin Sell 12/14/2020 99 $1.92 $190.07
Inseego
INSG Margin Buy 12/14/2020 10 $16.08 $160.80
MFA Financial
MFA Margin Sell 12/14/2020 49 $3.87 $189.63
Nano Dimension
NNDM Margin Buy 12/14/2020 29 $6.74 $195.46
Nano Dimension
NNDM Margin Buy 12/14/2020 1 $6.74 $6.74
Switchback Energy
SBE Margin Buy 12/14/2020 5 $36.00 $180.00
Page 19 of 33
Account Activity
Switchback Energy
SBE Margin Buy 12/14/2020 3 $36.00 $108.00
Tattooed Chef
TTCF Margin Buy 12/14/2020 19 $20.28 $385.32
Tesla
TSLA Margin Sell 12/14/2020 1 $625.00 $624.98
VG
VGAC Margin Buy 12/14/2020 21 $11.50 $241.50
Abcellera Biologics
ABCL Margin Sell 12/15/2020 2 $47.58 $95.16
Apex Technology
APXT Margin Buy 12/15/2020 25 $13.70 $342.50
AquaBounty
AQB Margin Buy 12/15/2020 10 $7.00 $70.00
Carnival
CCL Margin Buy 12/15/2020 5 $20.00 $100.00
Drive Shack
DS Margin Buy 12/15/2020 100 $2.36 $236.00
Flux Power
FLUX Margin Sell 12/15/2020 15 $10.85 $162.75
FuelCell Energy
FCEL Margin Buy 12/15/2020 8 $8.08 $64.64
Unsolicited, CUSIP: 35952H601
GrowGeneration
GRWG Margin Sell 12/15/2020 50 $35.00 $1,749.96
Nano Dimension
NNDM Margin Buy 12/15/2020 20 $6.50 $130.00
Plug Power
PLUG Margin Sell 12/15/2020 20 $28.50 $569.98
Plug Power
PLUG Margin Sell 12/15/2020 15 $28.00 $420.00
Page 20 of 33
Account Activity
Rolls-Royce
RYCEY Margin Buy 12/15/2020 25 $1.60 $40.00
SM Energy
SM Margin Sell 12/15/2020 100 $5.92 $591.97
Tattooed Chef
TTCF Margin Buy 12/15/2020 10 $19.50 $195.00
Uranium Energy
UEC Margin Buy 12/15/2020 100 $1.80 $180.00
Cash Div: R/D 2020-12-08 P/D 2020-12-18 - 1 shares at 0.04 BTG Margin CDIV 12/18/2020 $0.04
Cellectar Biosciences
CLRB Margin Buy 12/16/2020 50 $1.90 $95.00
CleanSpark
CLSK Margin Sell 12/16/2020 5 $17.38 $86.90
Flux Power
FLUX Margin Buy 12/16/2020 25 $12.30 $307.50
Foreign Tax Witholding at $0.01 BTG Margin DTAX 12/18/2020 $0.01
FuelCell Energy
FCEL Margin Buy 12/16/2020 42 $8.08 $339.36
Global Blood Therapeutics

GBT Margin Buy 12/16/2020 1 $42.60 $42.60
GrowGeneration
GRWG Margin Sell 12/16/2020 25 $38.57 $964.22
HEPA Margin Sell 12/16/2020 1 $1.80 $1.80
Inseego
INSG Margin Buy 12/16/2020 8 $14.34 $114.72
Inseego
INSG Margin Buy 12/16/2020 2 $14.34 $28.68
Page 21 of 33
Account Activity
Inseego
INSG Margin Buy 12/16/2020 10 $14.40 $144.00
Jinko Solar
JKS Margin Buy 12/16/2020 1 $59.90 $59.90
Li Auto Inc
LI Margin Buy 12/16/2020 5 $31.30 $156.50
MP Materials
MP Margin Sell 12/16/2020 10 $27.08 $270.80
MicroVision
MVIS Margin Sell 12/16/2020 25 $3.86 $96.50
Nano Dimension
NNDM Margin Buy 12/16/2020 25 $6.35 $158.75
Ocean Power Technologies

OPTT Margin Buy 12/16/2020 75 $2.52 $189.00
Sundial Growers
SNDL Margin Buy 12/16/2020 500 $0.48 $240.00
Tilray
TLRY Margin Buy 12/16/2020 50 $9.58 $479.00
Uranium Energy
UEC Margin Buy 12/16/2020 25 $1.68 $42.00
Contango Oil & Gas

MCF Margin Buy 12/17/2020 250 $2.09 $522.50
Unsolicited, CUSIP: 21075N204
DMY Technology
DMYD Margin Sell 12/17/2020 40 $14.20 $567.98
Drive Shack
DS Margin Buy 12/17/2020 100 $3.18 $318.00
Drive Shack
DS Margin Buy 12/17/2020 100 $3.18 $318.00
Drive Shack
DS Margin Buy 12/17/2020 100 $3.18 $318.00
Page 22 of 33
Account Activity
Drive Shack
DS Margin Buy 12/17/2020 100 $3.18 $318.00
Drive Shack
DS Margin Buy 12/17/2020 100 $3.18 $318.00
Drive Shack
DS Margin Sell 12/17/2020 300 $3.21 $962.93
Drive Shack
DS Margin Sell 12/17/2020 200 $3.21 $641.96
Flux Power
FLUX Margin Buy 12/17/2020 10 $11.43 $114.30
GE
GE Margin Sell 12/17/2020 39 $10.92 $425.88
GE
GE Margin Sell 12/17/2020 21 $10.92 $229.32
Jaguar Health
JAGX Margin Buy 12/17/2020 500 $0.35 $173.00
MP Materials
MP Margin Buy 12/17/2020 10 $32.94 $329.40
Mereo BioPharma Group

MREO Margin Buy 12/17/2020 50 $2.98 $149.00
Sundial Growers
SNDL Margin Buy 12/17/2020 100 $0.44 $43.50
Tilray
TLRY Margin Buy 12/17/2020 10 $8.91 $89.10

SPCE Margin Buy 12/17/2020 1 $24.20 $24.20

SPCE Margin Buy 12/17/2020 1 $25.00 $25.00
ADMA Biologics
ADMA Margin Buy 12/18/2020 25 $2.11 $52.75
Page 23 of 33
Account Activity
American Airlines
AAL Margin Buy 12/18/2020 10 $16.40 $164.00
At Home
HOME Margin Buy 12/18/2020 10 $16.00 $160.00
Ayro
AYRO Margin Buy 12/18/2020 20 $6.83 $136.60
Contango Oil & Gas

MCF Margin Sell 12/18/2020 50 $2.25 $112.50
Contango Oil & Gas

MCF Margin Sell 12/18/2020 200 $2.25 $449.98
CuriosityStream
CURI Margin Buy 12/18/2020 1 $11.17 $11.17
Fubo TV
FUBO Margin Buy 12/18/2020 15 $37.80 $567.00
Gevo
GEVO Margin Sell 12/18/2020 75 $2.43 $182.24
Jinko Solar
JKS Margin Sell 12/18/2020 1 $67.00 $67.00
LCA Margin Sell 12/18/2020 40 $21.62 $864.78
Lipocine
LPCN Margin Sell 12/18/2020 150 $1.39 $208.48
Mereo BioPharma Group

MREO Margin Sell 12/18/2020 50 $3.42 $171.00
Page 24 of 33
Account Activity
NexGen Energy
NXE Margin Sell 12/18/2020 35 $2.56 $89.60
Opendoor Technologies
Margin SXCH 12/21/2020 1
PLTR Margin Buy 12/18/2020 10 $25.95 $259.50

PLG Margin Sell 12/18/2020 50 $5.05 $252.50
RMG Acquisition
RMG Margin Buy 12/18/2020 1 $19.94 $19.94
Social Capital Hedosophia

IPOB Margin Buy 12/18/2020 1 $29.16 $29.16
Unsolicited, CUSIP: G8250T109
Social Capital Hedosophia

Margin SXCH 12/21/2020 1S
Unsolicited, CUSIP: G8250T109
Tattooed Chef
TTCF Margin Buy 12/18/2020 30 $22.10 $663.00
The9
NCTY Margin Buy 12/18/2020 100 $3.30 $330.48

SPCE Margin Buy 12/18/2020 1 $23.46 $23.46
AquaBounty
AQB Margin Sell 12/21/2020 49 $8.00 $392.00
B2Gold
BTG Margin Sell 12/21/2020 1 $5.64 $5.64
Beam Global
BEEM Margin Buy 12/21/2020 7 $49.25 $344.75

Page 25 of 33
Account Activity
CuriosityStream
CURI Margin Sell 12/21/2020 1 $11.52 $11.52
DMY Technology
DMYD Margin Sell 12/21/2020 39 $14.76 $575.62
Fubo TV
FUBO Margin Sell 12/21/2020 15 $52.00 $779.98
FuelCell Energy
FCEL Margin Buy 12/21/2020 100 $9.11 $911.00
Global Blood Therapeutics

GBT Margin Sell 12/21/2020 1 $43.98 $43.98
GrowGeneration
GRWG Margin Sell 12/21/2020 29 $38.50 $1,116.47
Jaguar Health
JAGX Margin Buy 12/21/2020 150 $0.34 $50.85
MicroVision
MVIS Margin Buy 12/21/2020 50 $5.72 $286.00
Opendoor Technologies
OPEN Margin Sell 12/21/2020 1 $30.30 $30.30

PLG Margin Sell 12/21/2020 49 $4.90 $240.10
RMG Acquisition
RMG Margin Sell 12/21/2020 1 $21.02 $21.02
SolarWinds
SWI Margin Buy 12/21/2020 20 $16.39 $327.80
Page 26 of 33
Account Activity
Sundial Growers
SNDL Margin Buy 12/21/2020 300 $0.51 $152.73
Apple
AAPL Margin Buy 12/22/2020 3 $131.70 $395.10
Arcimoto
FUV Margin Sell 12/22/2020 10 $14.90 $149.00
Cellectar Biosciences
CLRB Margin Sell 12/22/2020 50 $2.90 $145.00
CleanSpark
CLSK Margin Buy 12/22/2020 15 $23.80 $357.08
Colonnade
CLA Margin Buy 12/22/2020 50 $14.09 $704.50
Unsolicited, CUSIP: G2283K110
Colonnade
CLA Margin Buy 12/22/2020 10 $14.51 $145.10
Unsolicited, CUSIP: G2283K110
FuelCell Energy
FCEL Margin Sell 12/22/2020 100 $10.20 $1,019.96
Jaguar Health
JAGX Margin Sell 12/22/2020 500 $0.42 $209.94
Longview
LGVW Margin Sell 12/22/2020 40 $17.60 $703.98
MFA Financial
MFA Margin Sell 12/22/2020 1 $3.87 $3.87
MicroVision
MVIS Margin Sell 12/22/2020 49 $7.50 $367.75
NIO
NIO Margin Buy 12/22/2020 3 $48.50 $145.50
Nano Dimension
NNDM Margin Sell 12/22/2020 50 $9.20 $460.00
Plug Power
PLUG Margin Buy 12/22/2020 5 $35.00 $175.00
Page 27 of 33
Account Activity
Plug Power
PLUG Margin Buy 12/22/2020 5 $35.00 $175.00
XPeng
XPEV Margin Buy 12/22/2020 10 $44.00 $440.00
ACH Deposit Margin ACH 12/28/2020 $1,000.00
ADMA Biologics
ADMA Margin Sell 12/23/2020 50 $2.19 $109.50
Avinger
AVGR Margin Buy 12/23/2020 200 $0.49 $98.00
Beam Global
BEEM Margin Buy 12/23/2020 2 $50.40 $100.80
Clean Energy Fuels

CLNE Margin Buy 12/23/2020 50 $9.74 $487.00
FuelCell Energy
FCEL Margin Sell 12/23/2020 49 $11.63 $569.85
Jaguar Health
JAGX Margin Buy 12/23/2020 100 $0.90 $90.00
Jaguar Health
JAGX Margin Buy 12/23/2020 100 $1.00 $100.00
Jaguar Health
JAGX Margin Buy 12/23/2020 25 $1.08 $27.00
Jaguar Health
JAGX Margin Buy 12/23/2020 100 $1.23 $122.95
Jaguar Health
JAGX Margin Buy 12/23/2020 100 $0.71 $70.57
Jaguar Health
JAGX Margin Sell 12/23/2020 149 $0.77 $114.75
MicroVision
MVIS Margin Buy 12/23/2020 25 $6.80 $170.00
Page 28 of 33
Account Activity
MicroVision
MVIS Margin Buy 12/23/2020 25 $7.18 $179.50
MicroVision
MVIS Margin Buy 12/23/2020 25 $7.69 $192.25
MicroVision
MVIS Margin Buy 12/23/2020 50 $8.40 $420.00
Nano Dimension
NNDM Margin Buy 12/23/2020 25 $9.50 $237.50
Tuscan Holdings
THCB Margin Buy 12/23/2020 15 $17.50 $262.50
Wunong Net Technology

WNW Margin Buy 12/23/2020 5 $54.00 $270.00
Unsolicited, CUSIP: G9604C107
XPeng
XPEV Margin Sell 12/23/2020 10 $44.43 $444.30
Carnival
CCL Margin Sell 12/24/2020 15 $20.94 $314.10
Foresight Autonomous
FRSX Margin Buy 12/24/2020 100 $5.10 $510.00
Luokung Technology
LKCO Margin Buy 12/24/2020 55 $0.83 $45.68
Unsolicited, CUSIP: G56981106
Luokung Technology
LKCO Margin Buy 12/24/2020 20 $0.83 $16.61
Luokung Technology
LKCO Margin Buy 12/24/2020 100 $0.85 $84.76
Luokung Technology
LKCO Margin Buy 12/24/2020 100 $0.87 $87.10
Luokung Technology
LKCO Margin Buy 12/24/2020 100 $0.88 $87.99
Luokung Technology
LKCO Margin Buy 12/24/2020 25 $0.84 $20.98
Page 29 of 33
Account Activity
Apple
AAPL Margin Sell 12/28/2020 3 $133.90 $401.70
At Home
HOME Margin Sell 12/28/2020 35 $16.02 $560.68
Corsair Gaming
CRSR Margin Sell 12/28/2020 10 $39.50 $395.00
Fusion
FUSE Margin Buy 12/28/2020 10 $11.51 $115.10
Fusion
FUSE Margin Buy 12/28/2020 40 $11.42 $456.80
Just Energy
JE Margin Buy 12/28/2020 25 $4.70 $117.50
Li Auto Inc
LI Margin Buy 12/28/2020 10 $27.15 $271.50
New Providence
NPA Margin Buy 12/28/2020 7 $14.50 $101.50
New Providence
NPA Margin Buy 12/28/2020 18 $14.50 $261.00
New Providence
NPA Margin Buy 12/28/2020 10 $15.90 $158.95

OPTT Margin Sell 12/28/2020 9 $3.14 $28.26

OPTT Margin Sell 12/28/2020 1 $3.14 $3.14

OPTT Margin Sell 12/28/2020 65 $3.14 $204.09
Palatin Technologies
PTN Margin Buy 12/28/2020 10 $0.71 $7.14
Thunder Bridge
THBR Margin Buy 12/28/2020 20 $13.50 $270.00
Unsolicited, CUSIP: G8857S116
Page 30 of 33
Account Activity
XPeng
XPEV Margin Buy 12/28/2020 10 $38.25 $382.50
AquaBounty
AQB Margin Sell 12/29/2020 1 $9.39 $9.39
Ayro
AYRO Margin Buy 12/29/2020 20 $6.25 $125.00
Beam Global
BEEM Margin Sell 12/29/2020 9 $66.00 $593.98
Bionano Genomics
BNGO Margin Buy 12/29/2020 50 $1.75 $87.50
Bionano Genomics
BNGO Margin Buy 12/29/2020 100 $1.54 $154.00
Clean Energy Fuels

CLNE Margin Buy 12/29/2020 20 $8.00 $160.00
DMY Technology
DMYD Margin Sell 12/29/2020 1 $16.32 $16.32
Luokung Technology
LKCO Margin Buy 12/29/2020 200 $0.69 $137.60
New Providence
NPA Margin Buy 12/29/2020 8 $13.30 $106.38
PACB Margin Buy 12/29/2020 4 $23.00 $92.00
Total Funds Paid and Received $51,920.18 $45,350.61

Page 31 of 33
Executed Trades Pending Settlement

These transactions may not be reflected in the other summaries
Description Acct Type Transaction Trade Date Settle Date Qty Price Debit Credit
Tattooed Chef
Margin Sell 12/30/2020 01/04/2021 2 $24.32 $48.64
Tattooed Chef
Margin Sell 12/30/2020 01/04/2021 4 $24.32 $97.28
Tattooed Chef
Margin Sell 12/30/2020 01/04/2021 5 $24.32 $121.60
Tattooed Chef
Margin Sell 12/30/2020 01/04/2021 8 $24.32 $194.56
Bionano Genomics
Margin Sell 12/30/2020 01/04/2021 150 $1.97 $295.48
Golden Nugget Online Gaming

Margin Buy 12/30/2020 01/04/2021 10 $23.75 $237.50

Margin Sell 12/30/2020 01/04/2021 1 $4.82 $4.82
MicroVision
Margin Buy 12/30/2020 01/04/2021 25 $5.96 $149.00
MVIS 01/15/2021 Put $5.50 Margin STO 12/31/2020 01/04/2021 1 $0.65 $64.98
Bionano Genomics
Margin Buy 12/31/2020 01/05/2021 150 $3.39 $508.50
VG
Margin Sell 12/31/2020 01/05/2021 40 $11.36 $454.40
Nano Dimension
Margin Buy 12/31/2020 01/05/2021 50 $9.11 $455.50

Margin Buy 12/31/2020 01/05/2021 5 $20.00 $100.00

Margin Buy 12/31/2020 01/05/2021 10 $20.45 $204.50
Bionano Genomics
Margin Buy 12/31/2020 01/05/2021 100 $2.93 $293.00
Page 32 of 33
Executed Trades Pending Settlement

These transactions may not be reflected in the other summaries
Description Acct Type Transaction Trade Date Settle Date Qty Price Debit Credit

Margin Buy 12/31/2020 01/05/2021 25 $20.81 $520.25
Apex Technology
Margin Sell 12/31/2020 01/05/2021 100 $15.11 $1,510.95
Bionano Genomics
Margin Buy 12/31/2020 01/05/2021 40 $2.80 $112.00
Bionano Genomics
Margin Buy 12/31/2020 01/05/2021 10 $2.80 $28.00
Total Executed Trades Pending Settlement $2,608.25 $2,792.71

Page 33 of 33
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Account Summary Portfolio Allocation

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Page 1 of 33

85 Willow Rd, Menlo Park, CA 94025 12/01/2020 to 12/31/2020

Options Equities Cash and Cash Equivalents

Net Account Balance $6,967.39 $397.82

Total Securities $17,207.85 $26,572.35 Cash and Cash

Income and Expense Summary This Period Year to Date Options

Capital Gains Distributions $0.00 $0.00

Interest Earned $0.00 $0.00

Clean Energy Fuels

Platinum Group Metals

Virgin Galactic Holdings

Wunong Net Technology

Total Securities $26,572.35 $157.41 98.52%

Brokerage Cash Balance $397.82 1.48%

Total Priced Portfolio $26,970.17

Forum Merger III

Forum Merger III

Forum Merger III

Crypto Money Movement Margin COIN 12/09/2020 $87.21

Crypto Money Movement Margin COIN 12/09/2020 $286.50

Crypto Money Movement Margin COIN 12/09/2020 $252.45

Crypto Money Movement Margin COIN 12/09/2020 $285.00

Crypto Money Movement Margin COIN 12/09/2020 $32.55

Crypto Money Movement Margin COIN 12/09/2020 $199.29

ACH Deposit Margin ACH 12/10/2020 $1,000.00

Platinum Group Metals

Platinum Group Metals

Platinum Group Metals

Platinum Group Metals

Forum Merger III

Foreign Tax Witholding at $0.01 BTG Margin DTAX 12/18/2020 $0.01

Global Blood Therapeutics

Ocean Power Technologies

Contango Oil & Gas

Mereo BioPharma Group

Virgin Galactic Holdings

Virgin Galactic Holdings

Contango Oil & Gas

Contango Oil & Gas

Crypto Money Movement Margin COIN 12/22/2020 $113.00

Crypto Money Movement Margin COIN 12/22/2020 $635.00

Crypto Money Movement Margin COIN 12/22/2020 $640.00

Mereo BioPharma Group

Platinum Group Metals

Social Capital Hedosophia

Social Capital Hedosophia

Virgin Galactic Holdings

Crypto Money Movement Margin COIN 12/23/2020 $604.08

Crypto Money Movement Margin COIN 12/23/2020 $46.80

Crypto Money Movement Margin COIN 12/23/2020 $37.09

Crypto Money Movement Margin COIN 12/23/2020 $15.29

Crypto Money Movement Margin COIN 12/23/2020 $301.75

Crypto Money Movement Margin COIN 12/23/2020 $301.75

Global Blood Therapeutics

Platinum Group Metals

ACH Deposit Margin ACH 12/28/2020 $1,000.00

Clean Energy Fuels

Wunong Net Technology

Ocean Power Technologies

Ocean Power Technologies

Ocean Power Technologies

Clean Energy Fuels

Total Funds Paid and Received $51,920.18 $45,350.61