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Journal of Psychosomatic Research 56 (2004) 465 – 477

Sleep health, lifestyle and mental health in the Japanese elderly


Ensuring sleep to promote a healthy brain and mind
Hideki Tanaka a,b,*, Shuichiro Shirakawa b
a
Department of Clinical Psychology, Faculty of Human and Social Environment, Hiroshima International University,
555-36 Gakuendai, Kurose, Kamogun, Hiroshima 724-0695, Japan
b
Department of Psychogeriatrics, National Institute of Mental Health, National Center of Neurology and Psychiatry, Japan

Abstract

The Ministry of Health, Labor and Welfare in Japan proposed a important in the maintenance and improvement of sleep quality.
plan called ‘‘Health Japan 21,’’ which adopted sleep as one of the The study was to examine the effects of short nap and exercise
specific living habits needing improvement. This has led to on the sleep quality and mental health of elderly people.
increased interest in mental health needs at community public ‘‘Interventions’’ by short nap after lunch and exercise with
health sites. In addition, it was reported from a recent 2000 survey moderate intensity in the evening were carried out for 4 weeks.
that one in five Japanese, and one in three elderly Japanese, suffer After the ‘‘intervention,’’ wake time after sleep onset significantly
from insomnia. Insomnia is becoming a serious social problem; so decreased and sleep efficiency significantly increased, showing
much so that alarm bells are ringing with insomnia listed as one of that sleep quality was improved. The frequency of nodding in the
the refractory diseases of the 21st century. Against this back- evening significantly decreased. As a result, the frequency of
ground, in January 2001, Japan began a national project called nodding before going to sleep decreased, and the quality of
‘‘Establishing a Science of Sleep.’’ nocturnal sleep was improved. Present results demonstrated that
This article is an overview of sleep and health in the elderly, the proper awakening maintenance during evening was effective
sleep mechanisms and the characteristics of insomnia among the in improving sleep quality. After the ‘‘intervention,’’ mental
elderly. At the same time, it introduces the scientific basis for health also improved with improving sleep quality. Furthermore,
lifestyle guidance that is effective for ensuring comfortable sleep, physical health also improved with improving sleep quality.
an essential condition for a healthy, energetic old age, with actual These results suggest that this ‘‘intervention’’ technique is
examples from community public health sites. The present effective for the quality of life (QOL) and the activity of daily
authors reported that a short nap (30 min between 1300 and living (ADL) of elderly people.
1500 h) and moderate exercise such as walking in the evening are D 2004 Elsevier Inc. All rights reserved.

Keywords: Elderly; Exercise; Intervention; Lifestyle; Nap

The aging of Japanese society and measures from the calls for improved quality of life (QOL) rather than
against insomnia simple longevity, there is now a strong desire to achieve
longevity with both health and true wellbeing. In June 2000,
As of 2000, the proportion of elderly people over the age the World Health Organization (WHO) first published
of 65 in Japan had reached 17% of the total population, a Healthy Life Expectancy, which estimates the age to which
proportion that is expected to exceed 22% by 2010 (Min- people can expect to live in health. Of the 191 countries
istry of Health, Labor, and Welfare white paper). In the 21st surveyed, Japan was reported to have the longest healthy
century, we will face a rapidly aging society, and, as seen life expectancy of all, at 74.5 years (males 71.9 years,
females 77.2 years; mean lifespan was also the longest in
the world at 80.9 years), followed closely by Australia at
73.2 years. The number of elderly people with dementia, on
* Corresponding author. Department of Clinical Psychology, Faculty of the other hand, is expected to increase 1.8-fold from the
Human and Social Environment, Hiroshima International University, 555-
36 Gakuendai, Kurose, Kamogun, Hiroshima 724-0695, Japan. Tel.: +81-
current number of about 1.6 million to 2.9 million in 2020.
823-70-4862; fax: +81-823-70-4852. This will also increase the burden and stress placed upon
E-mail address: t-hideki@he.hirokoku-u.ac.jp (H. Tanaka). family and caregivers.

0022-3999/04/$ – see front matter D 2004 Elsevier Inc. All rights reserved.
doi:10.1016/j.jpsychores.2004.03.002
466 H. Tanaka, S. Sirakawa / Journal of Psychosomatic Research 56 (2004) 465–477

In recent years, it has been reported that sleep is closely Changes with age in sleep architecture and
related to physical and mental health [1 –13], and that one in biological rhythms
three Japanese elderly suffer from insomnia [14]. In Japan’s
aging society, dealing with insomnia among the elderly has As a person ages, the time he or she goes to bed, gets up
become a major social issue. Lack of sleep or sleep and sleeps tend to become earlier [8] (Fig. 1). In addition, it
disorders in the elderly can lead to social maladjustment, is reported that sleeping time (time in bed) increases with
including decreased motivation or depression, and there are age for people beyond the age of 60, exceeding 8 h for those
physical affects as well with an increased risk for lifestyle- older than 80. Thus, there is a marked increase in sleeping
related diseases. time with age.
Fig. 2 shows a model of changes in sleep architecture
and biological rhythms. Sleep in the elderly may be
Approach to comfortable sleep from characterized in a word as shallow, inefficient sleep. With
lifestyle improvements age there is a considerable decrease in deep sleep (slow-
wave sleep, Stages 3 – 4) and an increase in night awaken-
Ensuring proper sleep is crucial for people to enjoy an ings, and thus conspicuous interruptions in sleep. Moreover,
energetic, vital old age without becoming senile or bed- there is also an increase in early morning awakening when a
ridden. However, if an elderly person does have difficulty person cannot get back to sleep. Another phenomenon is
sleeping, administration of sleep medication can in many completely sleepless nights, in which a person tries to sleep
cases be problematic due to low responsiveness to the but cannot, and greets the morning still awake. A consid-
drug, the risk from combined use with medications for erable number of elderly wake up in a bad mood or low
other diseases and regular dose-dependence or side effects spirits because of poor quality sleep, and so are lethargic
from long-term use. To assure proper sleep in the elderly, throughout the day. The reduction in slow-wave sleep that
therefore, lifestyle improvements can play a key role. accompanies age means a less efficient process during sleep
Sleep science in recent years has shown that regular short of relieving stress or sleep pressure built up during the day.
daytime naps can help relieve fatigue in the brain and The decrease in slow-wave sleep and increase in night
improve nighttime sleep [10,15,16]. Naps are also reported awakenings may be considered signs that the maintenance
to be effective in lowering the risk of dementia of the and control system that manages sleep is aging. As people
Alzheimer’s type to one-fifth and in preventing lifestyle- age, it becomes more difficult to obtain sufficient sleep, as a
related diseases [17]. These findings strongly suggest that result of which time in bed inevitably becomes longer.
re-examining lifestyles and ensuring high-quality sleep will Sleep efficiency is poor (there is not enough sand in the
be effective in greatly reducing the number of elderly with hourglass at night), and so even if a person sleeps for a long
dementia or who are confined to bed. The numbers of time there is a lack of sharpness between sleeping and
such elderly are expected to dramatically increase in the waking, and the person tends to feel intensely drowsy
future. Comfortable sleep in old age will not only result in during the day. Furthermore, age differences in the REM
a clear increase in the QOL of elderly people themselves, latency (the duration of NREM sleep before the first REM
but will also be important in leading to increased well- period of the night), with older subjects showing shorter
being in the family and caregivers of the elderly, and latencies than younger subjects, have been shown in some
society as a whole. studies of normal and depressed patients [1,18 – 20]. The

20 21 22 23 0 1 2 3 4 5 6 7 8 9 20 21 22 23 0 1 2 3 4 5 6 7 8 9

male female
30-34 30-34
35-39 35-39
40-44 40-44
45-49 45-49
50-54 50-54
55-59 55-59
60-64 60-64
65-69 65-69

Fig. 1. Changes in sleeping habits from middle age to old age.


H. Tanaka, S. Sirakawa / Journal of Psychosomatic Research 56 (2004) 465–477 467

REM sleep
Awake
Stage 1
Decrease in
Stage 2
amplitude
Stage 3
Young Young
Stage 4
Aged
Awake
Stage 1
Stage 2
Stage 3 Aged Phase-
Stage 4 advanced

22 23 0 1 2 3 4 5 6 7 0 6 12 18 24 6 12 18 24

Fig. 2. A model of the deterioration in sleep functions and body rhythm (temperature rhythm) functions due to aging.

results may be a function of the decreased Stages 3 and 4 black bars during the nighttime or time in bed for elderly
sleep within that cycle as a function of aging. One addi- with poor sleep, and the length of night awakening is nearly
tional possibility in explaining short REM latencies in aged 2 h (first night, top row). This shows that activity edges
individuals is an age-dependent change in the circadian down to an extremely low level during the day, with the
timing system [1]. person dozing off many times. Thus, elderly with poor
Elsewhere, deterioration of biological rhythms due to
age is seen in various circadian rhythms such as core body
temperature, and the core body temperature curve is phase-
advanced and a decrease in rhythm amplitude (Fig. 2,
right). However, biological rhythms periods are not exactly
24 h but closer to 25 h. Therefore, to match our rhythms to
the 24-h day –night rhythms of the outer world, we make a
correction in our daily lives of about 1 h each day, through
such means as sunlight. With the rise of the sun our eyes
catch the sunlight, and the light signal is then carried to a
location called the nucleus suprachiasmatic nuclei of the
hypothalamus of the brain. The nucleus suprachiasmatic
nuclei holds our body clock, and entrains this clock to the
24-h light –dark cycle of a single day. The factor that
synchronizes circadian rhythms to the 24-h cycle of the
environment is called the entraining agent, and in humans
it is known to act in response to bright light, feeding,
social contact and exercise. The reduction of occasion to
be exposed to entraining agents caused by the transition of
living surroundings and/or the deteriorated function of
biological clock makes the circadian rhythm ability worse
with aging.

Effects of insufficient or disordered sleep on brain


function and physical and mental health: sleep health
and mental and physical health

Figs. 3– 6 show comparisons of day and night activity, Fig. 3. Comparison of activity levels in elderly people who get good and
condition of mental health and daytime drowsiness over 1 poor sleep. This figure compares the activity level of elderly people who
week between elderly who get poor sleep and those who get get poor and good sleep. Subjects wore wristwatch activity meters
(actigrams) continuously for 1 week to investigate daytime and nighttime
good sleep. The gray band is the time in bed at night. The
activity. The numeral 0:00 at the midpoint of the vertical axis is 12:00
height of the vertical black bars indicates the level of midnight. The height of the black part shows the activity level (higher
activity, with the parts indicating extremely low activity equals a greater activity level), and the parts with extremely low activity
showing sleeping or dozing. There are a greater number of indicate sleeping or napping.
468 H. Tanaka, S. Sirakawa / Journal of Psychosomatic Research 56 (2004) 465–477

Wake Time after Sleep Onset Sleep Efficiency (%) **


(min.) **
100
120

100 90

80 80
60
70
40
60
20

0 50
Poor Good Poor Good

Fig. 4. Comparison of actigraph data between good sleep group and poor
sleep group. ** P < 0.01.

Fig. 6. Comparison of mental health between good sleep group and poor
sleep group. ** P < 0.01.
nighttime sleep doze off many times and have a low level of
activity during the day.
Elderly people who get good sleep (Fig. 4), on the
determined by factor analysis, and these were scored as
other hand, have a high level of activity during the day,
fellows: (1) sleep maintenance problems, (2) parasomnia-
are energetic and feel a sharp distinction between sleep
like problems, (3) sleep apnea, (4) difficulty waking up
and wakefulness. Their subjective feeling of drowsiness
and (5) difficulty initiating sleep. Furthermore, the total
during the day is also low (Fig. 5), and they have good
mental health (Fig. 6). Elderly people who get good
sleep, moreover, are reported to be confident in their
own life as well as being confident that they have the
trust of others (a high level of social confidence), and to
be healthy and volitional [21]. Recently, our studies [10]
(n = 467, 65 – 94years) have shown that people who get
better sleep have higher levels of morale [22] (social
adaptability) and satisfaction with regard to their own
roles in society, higher levels of activities of daily living
(ADLs) (Fig. 7) and fewer illnesses and strong subjective
feelings of health. In the above study, a questionnaire
based on life habits and sleep health was used. From the
questionnaire involving life habits and sleep health
[23,24] (Appendix), five sleep-health risk factors were

Fig. 5. Comparison of sleepiness between good sleep group and poor Fig. 7. Comparison of morale and ADL between good sleep group and poor
sleep group. sleep group.
H. Tanaka, S. Sirakawa / Journal of Psychosomatic Research 56 (2004) 465–477 469

score of each factor score was calculated as the Sleep- is sometimes difficult in the elderly, so that there is an
Health Risk Index [23,24] (Fig. 8, Appendix A). Accord- increased risk of accidents such as falls and broken bones.
ing to the rank of the Sleep-Health Risk Index, 117 (1/4 Physically, lack of sleep or sleep disorders can cause
higher ranking) subjects were classified in the poor sleep- decreases in the restorative functions of the body and
health group, and 117 (1/4 lower ranking) subjects were protective (immune) maintenance functions. Decreased im-
classified in the good sleep-health group. The two groups mune function means decreased resistance to infectious
were then compared. diseases, and the elderly in particular have an increased risk
Ensuring good sleep, then, would clearly seem to occupy of infection. In addition, respiratory disorders during sleep
an important position in maintaining and promoting the have a great impact on the cardiovascular system, and are
mental and physical health of the elderly. The elderly have known to raise the risk of ischemic heart diseases, hyperten-
an increased incidence of various physical diseases, and sion, dementia and other diseases. Known effects on mental
suffer a corresponding increase in sleep disorders. Sleep has health include lower levels of emotional control, motivation
an active role in maintaining the body’s functions, and sleep and creativity.
disorders have various affects on the maintenance of life.
These can be life-threatening risks for elderly people, whose
health is already more fragile than before. Survey of insomnia among the elderly: characteristics
of insomnia in the elderly

Effects on the brain, mind and body from sleep lack Insomnia is an experience of inadequate or poor quality
or disorder sleep characterized by one or more of the following: (1)
difficulty falling asleep (sleep-onset insomnia), (2) difficulty
The effects of a lack of sleep or sleep disorder on maintaining sleep, (3) waking up too early in the morning
brain function include decreased memory and learning (early morning awaking) and (4) nonrefreshing sleep (non-
functions, and lower powers of attention and concentra- restorative sleep). Insomnia also involves daytime conse-
tion. Maintaining the powers of attention and concentration quences, such as ‘‘tiredness, lack of energy, difficulty

Fig. 8. Comparison of Sleep-Health Risk Index between group and sex difference. ** P < 0.01.
470 H. Tanaka, S. Sirakawa / Journal of Psychosomatic Research 56 (2004) 465–477

concentrating, irritability’’ [4]. A recent national survey [14] better compared with those in the Tokyo metropolitan area
of 3030 people aged 20 years or over in Japan found that [1]. Factors contributing to this include regular sleeping
21.4% had experienced insomnia within the previous hours, as well as daily habits such as short naps and light
month. Thus, about one in five people today live day-to- exercise in the evenings [9,23]. In addition, it has been
day with insufficient or poor quality sleep. By age, the reported [10] that even inside the prefecture as well, there
percentages were 18.1% for those aged 20 –39 years, 18.9% were regional differences in sleep health and lifestyle,
for those 40 –59 years and 29.5% for those 60 years and furthermore, in ADLs. It thus seems necessary to re-exam-
above. Thus, insomnia increases with age, with about one in ine the essential human lifestyles of earlier ages that were
three elderly people suffering this condition. About 1 in 10 better for us physically. As may be understood from the
elderly people are reported to have difficulty falling asleep, foregoing, ensuring comfortable sleep is essential to a
1 in 5 to have night awakenings and 1 in 8 to awake too healthy, energetic old age.
early in the morning. The causes of insomnia, other than the
effects of age, are considered to include lack of exercise and
difficulty dealing with stress. Reconsidering naps: short daytime naps are effective
In a survey on sleep disorders in 6466 outpatients (aged in preventing senility and lifestyle-related diseases
3 –99 years) at general hospitals nationwide (1996), the
percentages of people reporting the use of sleeping med- Until recently, daytime naps were considered to interfere
ication or tranquilizers to assist them in falling asleep in falling asleep and the maintenance of sleep at night, and
were 8.2% overall; 11.2% of men and 17.8% of women in to be a cause of insomnia. In lifestyle guidance for the
their 60s; and 16.3% of men and 20.9% of women in their elderly with sleeping problems, naps were forbidden and
70s. Use of such medication was thus shown to be par- enhanced daily activities were emphasized. Recently, how-
ticularly high among elderly women. In addition, people ever, it has come to be understood that healthy elderly tend
suspected of having restless legs syndrome or periodic to regularly take short daytime naps, and that naps of less
limb movement disorder, which tend to be misdiagnosed than 30 min prevent nighttime insomnia among the elderly.
as sleep-onset disorders or deep sleep disorders, accoun- We should therefore re-examine our thinking with regard to
ted for 1.8% of males and 1.4% of females. Among those napping by the elderly. Moreover, although naps were
80 years of age or above, they were 4.8% of males and thought to interfere with nighttime sleep, it is now known
5.9% of females. that this is only true of long naps of more than 1 h (which
have a negative effect because the person goes into deep
sleep) that produce sleep inertia (the bad mood and
Reconsidering lifestyles is key to improving sleep: disorientation that a person feels upon waking), and naps
learning from the elderly of the ‘‘Longevity close to bedtime.
Prefecture,’’ Okinawa It has recently been reported [15,16] that short daytime
naps inhibit drowsiness and feelings of fatigue, and are
To clarify the type of lifestyle and specific measures that effective in improving task results and EEG activity and
strongly impact sleep health, we compared the sleep health lowering blood pressure. Short naps, therefore, are benefi-
and lifestyles in Okinawa, where pre-urbanization lifestyle cial for brain function and relieving fatigue, and effectively
of Japan is considered to remain and people live unhurried prevent lifestyle-related diseases. Moreover, there are fur-
lives, and Japan’s largest city of Tokyo. We found an ther benefits of regular short daytime naps. A habit of
overwhelmingly smaller number of elderly people in Oki- taking short daytime naps is known to be a preventive factor
nawa who were troubled because of sleep, and that elderly for dementia of the Alzheimer type [17]. Short naps of less
people in Okinawa have good sleep health. In terms of than 30 min have been shown to reduce the risk of
lifestyle, many Okinawans took short daytime naps, went developing dementia to less than one fifth, and daytime
out for evening strolls and exercised regularly. It was found naps of between 30 min and 1 h to reduce the risk to less
in particular that elderly people who took a short nap of than one half. Naps longer than 1 h, on the other hand, are
less than 30 min between 1300 and 1500 h had good associated with a twofold increase the risk of dementia of
nighttime sleep. the Alzheimer type. Thus, regular short naps are effective,
A considerable number of elderly people in Tokyo took whereas naps that are too long have the opposite effect. An
naps in the evening or before going to bed, and their poor extremely interesting finding has also been reported that, by
nighttime sleep was a major cause of deterioration in the taking regular naps of less than 30 min, people with
proper arousal maintenance function during the day. It was apolipoprotein E4, which is a risk factor for the develop-
thus found that elderly Okinawans slept well, and that a ment of dementia of the Alzheimer type, can greatly reduce
nonurban lifestyle with daytime naps, evening walks and the risk of developing the disease. Naps of less than 30 min
appropriate exercise played a key role in the maintenance improve nighttime sleep and alleviate brain fatigue, which
and promotion of sleep health. The elderly of Okinawa, is thought to elevate immune function and thereby reduce
known as the prefecture of long life, is reported to sleep the risk of developing disease. Comparing the above with
H. Tanaka, S. Sirakawa / Journal of Psychosomatic Research 56 (2004) 465–477 471

Longevity exercise obtaining quality sleep and create a lifestyle for an aging
society. The subjects were elderly people suffering from
Stretches done sitting or lying down
insomnia, with whom we conducted a 4-week interventional
guidance in short naps after the lunch and light evening
exercise (exercises that can be readily incorporated into a
routine, such as easy-to-remember light stretches done
sitting or lying down and abdominal breathing; Fig. 9,
longevity exercises).
The subjects of this study [32] were 11 elderly people
(73.8F5.4 years) who gave informed consent for their
participation. ‘‘Intervention’’ by a short nap after lunch
(30 min between 1300 and 1500 h) and exercise with
moderate intensity including stretching and flexibility in
the evening (30 min from 1700 h) was carried out for 4
weeks in winter. All subjects were able to lead a normal life
can be ready incorporated into a routine at home, and screening tests before the ‘‘intervention’’ were
used to exclude those who experienced sleep problem due to
Fig. 9. Longevity exercises.
illness. Their physical activities were recorded using acti-
graphs for 1 week pre- and postintervention. Actigraph data
were analyzed to determine ‘‘sleep’’ and ‘‘wake’’ periods by
the fact that many elderly with a motivated lifestyle take applying a Cole’s validated algorithm [33] to the portions of
regular naps, it would seem possible that short naps at the the records identified as sleep periods by the combination of
proper times can delay the advance of aging not only sleep logs. Mental health was assessed using the General
physically but mentally as well. Health Questionnaire (GHQ) [34]. Furthermore, a question-
naire mainly about their volition and physical health was
performed only after intervention.
Improving effects of short daytime naps and slight After the intervention (Figs. 9 and 10), sleep efficiency
exercise in the evening on sleep significantly increased, showing that sleep quality was
improved. Furthermore, nodding in the evening signifi-
Recently, several nonpharmacological treatments have cantly decreased after the ‘‘intervention.’’ Their GHQ
been shown to improve sleep in the elderly [2]: sleep score also significantly decreased, showing that their
restriction therapy [25], cognitive behavior therapy [26,27], mental health was also improved. After the ‘‘intervention,’’
appropriately timed bright light [28], exercise [29,30] and many elderly answered that volition and physical health
passive body heating [31]. also improved (volition: 63.6%; physical health: 90.9% of
Four years ago, we began a joint university – community all subjects).
project that included a field validation study and sleep- The key points in the mechanism for improved sleep
health classes. The aim was to both assist the elderly in are maintaining proper wakefulness during the day, and

Fig. 10. Comparison of pre- and postintervention results for sleep quality, nodding and mental health in the elderly. * P < .05; ** P < .01.
472 H. Tanaka, S. Sirakawa / Journal of Psychosomatic Research 56 (2004) 465–477

preventing dozing off from the late afternoon until bedtime. consisted of about 20 people, and met 3 days a week for
Present results demonstrated that the proper awakening 4 weeks). Health management and guidance, development
maintenance during evening was effective in improving of habits, interview surveys, measurements, analyses,
sleep quality. Until recently, it was considered that taking assessments of effect and feedback were conducted in
a nap has a negative effect on the nocturnal sleep. However, mutual cooperation. Furthermore, visual detection task
a short nap of 30 min between 1300 and 1500 h has little and tests of physical strength and fitness (the muscular
quantitative effect on nocturnal sleep. Moreover, a short power of a leg, pliability, balance, etc.) were performed
nap is effective for recovery of attention, concentration and pre- and postintervention.
brain function [15,23]. The present results reconfirmed that The subjects of this study were 15 elderly people
habitually taking a short nap is effective in maintaining (73.1F5.2 years) who gave informed consent for their
sleep quality [14,15,23], and indicated that napping is an participation. ‘‘Intervention’’ by a short nap after lunch
effective way for elderly people to maintain the sleep. The (30 min between 1300 and 1500) and exercise with mod-
body temperature phase of elderly people is advanced 2 –3 h erate intensity including stretching and flexibility in the
ahead of that of young people [35]. Moreover, the existence evening (30 min from 1700) were carried out for 4 weeks in
of a ‘‘forbidden zone’’ was demonstrated [36]. This ‘‘for- winter. All subjects were able to lead a normal life at home,
bidden zone’’ is the time period in the vicinity of the and screening tests before the ‘‘intervention’’ were used to
highest value of body temperature, and it corresponds to exclude those who experienced sleep problem due to illness.
the peak of muscle and exercise capacity [37]. It is Their physical activities were recorded using actigraphs for
considered that this time zone occurs around 1700 h, and 1 week pre- and postintervention.
that exercise around this time is effective for improving After the intervention, wake time after sleep onset
sleep quality of elderly people. It is also considered that significantly decreased, showing that sleep quality was
exercise in the evening increases the activity of the arousal improved. Their GHQ score also significantly decreased,
system in the ‘‘forbidden zone.’’ It is considered that showing that their mental health also improved.
arousal maintenance in the afternoon may be recovered After the intervention, in addition to improvements in
by the short nap, and that the quality of the daytime arousal sleep, the elderly participants were found to have signif-
of the elderly people in this study was improved by exercise icantly better results on a computer cognitive task as well
in the evening. As a result, the frequency of nodding before as improved brain function (Fig. 11). The results of visual
going to sleep decreased, and the quality of nocturnal sleep detection task were also improved after the ‘‘intervention.’’
was improved. After the ‘‘intervention,’’ mental health also After the intervention, there was a significant reduction
improved with improving sleep quality. Furthermore, voli- in evening naps and drowsiness and the classes were
tion and physical health also improved with improving recognized to be effective in ensuring the maintenance
sleep quality. A short nap of 30 min and light evening of proper wakefulness before bedtime, including during
exercise promote good quality sleep at night and a high the day. The reduction in daytime drowsiness is thought to
level of motivation on waking the following day, forming a have contributed to improved brain function. As for tests
positive cycle. of physical strength and fitness, the muscular power of a
leg, pliability, the sense of balance significantly increased.
Improvements were also seen in measurements of physical
Brain function, physical health and developing strength (Fig. 12). Alertness, motivation, physical fatigue,
the habit of taking short naps and doing concentration ability, appetite, level of confidence and
longevity exercises other parameters (Table 1) also showed significant

As part of a commissioned survey project on health


promotion (Health and Physical Strength Promotion Foun-
dation), in 2001 we conducted a study on establishing
lifestyle guidance intervention on field assessment techni-
ques for sleep improvements related to mental and phys-
ical health and brain function in the elderly. Elderly
people selected on the basis of regular medical checkups
and health survey results gathered at a community center,
and public health nurses and instructors, with some
community health promotion committee members and
students of the clinical psychology course at Hiroshima
International University, participated as staff. With this
group, sleep-health classes were conducted as a health
promotion activity and verification study through the Fig. 11. Comparison of pre- and postintervention results for brain function.
cooperation of the university and community (one class ** P < 0.01.
H. Tanaka, S. Sirakawa / Journal of Psychosomatic Research 56 (2004) 465–477 473

Fig. 12. Comparison of pre- and postintervention results for physical strength measurements.

improvements. After the ‘‘intervention,’’ many elderly habits of taking short daytime naps and doing longevity
answered that mental, physical health were also improved. exercises, regular sleep-health classes are now being held
To evaluate and confirm the effects of the health as one means to create a lifestyle for an aged society and
guidance classes, we developed a subjective mental and prevent dementia and bed confinement. One very interest-
physical state assessment sheet to be used mainly on-site ing result has appeared: in towns that have energetically
by the public health nurses, and investigated the distribu- launched health education and health promotion activities
tion of degree of improvement in health and sleep status for the elderly, medical fees that were running about
(Table 2). About 80% of the elderly reported improve- 1,000,000 yen per elderly resident 4 years ago have
ments in state of sleep and falling asleep (Fig. 13). The currently been reduced to less than 700,000 yen. In short,
majority of subjects also reported improvements in their the cost of medical care has been reduced to 70%.
general physical condition and motivation, and felt that
food tasted better. These results demonstrated that devel-
oping the habits of taking short daytime naps and doing Table 2
longevity exercises as a result of lifestyle guidance led to Questionnaire of subjective appraisal of mental and physical health
improvements in sleep and physical condition and in- Please respond to the following questions about your state of mental and
creased motivation. Thus, on both the subjective mental physical health over the past several weeks
and physical condition assessment sheet and in postin- 1) How is your 1. Much better 2. A little better 3. Unchanged
struction objective indicators such as actigram and physical overall condition?4. A little worse 5. Much worse
2) How are your 1. Much better 2. A little better 3. Unchanged
strength measurements and computer tasks improvements shoulders/neck? 4. A little worse 5. Much worse
were seen in sleep, motivation, daytime mood and physical 3) Your waist/ 1. Much better 2. A little better 3. Unchanged
condition. Effective field activities are promising as simple lower back? 4. A little worse 5. Much worse
evaluation methods in the future. To help establish the 4) Your knees? 1. Much better 2. A little better 3. Unchanged
4. A little worse 5. Much worse
5) Sleep? 1. Much better 2. A little better 3. Unchanged
4. A little worse 5. Much worse
Table 1 6) Falling asleep? 1. Much better 2. A little better 3. Unchanged
Psychological improvements (using the visual analogue scale) by 4. A little worse 5. Much worse
intervention 7) Waking up? 1. Much better 2. A little better 3. Unchanged
4. A little worse 5. Much worse
Pre Post t P 8) Motivation/drive? 1. Much better 2. A little better 3. Unchanged
Alertness 48.0 (14.6) 78.4 (19.9) 4.38 <.01 4. A little worse 5. Much worse
Motivation 50.1 (12.3) 76.5 (24.4) 3.43 <.01 9) Going out, 1. Much better 2. A little better 3. Unchanged
Fatigue recovery 45.4 (10.9) 77.3 (21.6) 4.09 <.01 meeting people 4. A little worse 5. Much worse
Concentration 46.1 (11.1) 65.8 (20.0) 2.69 <.05 (activeness)?
Appetite 52.4 (16.5) 77.5 (20.3) 3.79 <.01 10) Taste of meal 1. Much better 2. A little better 3. Unchanged
Values are expressed as mean (S.E.). 4. A little worse 5. Much worse
474 H. Tanaka, S. Sirakawa / Journal of Psychosomatic Research 56 (2004) 465–477

Better sleep and health by assuring proper Ensuring comfortable wakefulness with short
wakefulness during the day daytime naps, laughter therapy and light
evening exercise
In the Hiroshima Prefecture, health promotion activities
to ensure proper daytime wakefulness and nighttime sleep In addition to helping people acquire habits of the short
are spreading under the ‘‘Mental and Physical Wellness naps and longevity exercises mentioned above, this pro-
Program.’’ A new mini day service plan has also been gram offered brain activation exercises including laughter
proposed and implemented. This plan combines short naps, and group work in the time between the end of the nap
which are effective in preventing lifestyle-related diseases, and the evening longevity exercises. This helped to rest
and laughter and evening longevity exercises, which pro- the brain and give sharpness to activities, to better ensure
mote motivation and vitality. maintenance of wakefulness in the afternoon after 3:00

Fig. 13. Level of improvement using the subjective physical condition assessment sheet.
H. Tanaka, S. Sirakawa / Journal of Psychosomatic Research 56 (2004) 465–477 475

o’clock, a time that strongly affects nighttime sleep. addition, with regular rounds by specialized staff including
Elderly people with few acquaintances gathered at a city public health nurses, exercise instructors and psychologists,
welfare center twice a week for 2 months, napped toge- and proper living guidance and encouragement, we may
ther in the early afternoon, enjoyed group activities and look forward to these clubs continuing and taking root.
learned a lifestyle and daily activities to be used in Strengthening social support systems focused on communi-
building a good environment for sleep and wakefulness. ty residents themselves, which support health promotion of
A good environment for sleep and wakefulness was formed the brain and spirit, will become increasingly important in
with the aim of improving mental and physical health and the future. In the coming age, sleep will no longer be a
brain function. simple life maintenance phenomenon in which people sleep
The subjects of this study were 23 elderly people who because they are tired. Rather, the time has come for us to
gave informed consent for their participation. The effects change our understanding so that measures to prevent
of the class were compared before and after participation insomnia are regarded as essential in health promotion for
in the Wellness Program (Table 3). The level of sound both the brain and the spirit, and the community as a whole
sleep was significantly improved, and subjective symptoms addresses this issue in earnest.
of fatigue were significantly reduced from 6.9 to 4.2.
Moreover, there was a significant reduction in the percent-
age of people who complained of disorientation, appre-
hension and a loss of patience. After the class, there was Appendix
also a significant increase in rise in the results of a test of
the kana syllabary, which was a simple measure of brain Sleep Health Risk Index (five sleep-health risk factors)
function. Thus, the development of good habits from
participation in the class was found to improve sleep state, Question 1. Intermittent waking
mental and physical health and brain function. By living a How many times during the night (during sleep) do you
life in which there is a clear distinction between activity wake up?
and rest, in which the brain and body are rested with short (1) None (2) About___times per night
naps, the brain is activated with laughter, group work and If you do not wake up during the night, score 0 points.
recreation, and the brain and body are activated with Score 1 point for each time you wake up until 4 times. Score
exercise, the elderly can maintain proper wakefulness 4 points if you wake up 4 times or more. Multiply your total
throughout the day (from waking until going to bed), score by 3/4 so that all questions are evenly weighted. The
and nighttime sleep can be improved. The creation of a maximum score is thus 3.
good cycle between sleep and wakefulness can give rise to
a positive synergistic effect in the improvement of mental Question 2. Feeling of sound sleep
and physical health and brain function. How deep is your usual sleep?
(1) Sound (2) Generally sound (3) Neither
(4) Generally poor (5) Poor
Spread of health promotion activities for the brain Score 0 points for a response of ‘‘Sound’’ and 4 points
and mind in the community for a response of ‘‘Poor.’’ Multiply your total score by 3/4 so
that all questions are evenly weighted.
These results are beginning to spread in trials to support
efforts for the prevention of dementia, lifestyle-related Question 3. Frequency of nocturnal urination
diseases, and bed confinement, and improve QOL and About how many times do you go to the toilet during the
ADL of the elderly . Through middle-aged leader training night?
and the formation of clubs that accompany the classes, (1) Do not go (2) Go about___times per night
motivation and the awareness of one’s role among the As with mid-sleep arousal, score 0 points for 0 times,
elderly are increased, leading to more active seniors. In and 4 points for 4 or more trips to the toilet. Multiply
your total score by 3/4 so that all questions are evenly
weighted.
Table 3
Comparison of sleep, mental and physical fatigue, and brain function
between pre- and post-intervention in the Wellness Program Question 4. Early morning awakening
2
t/v Do you awake too early in the morning?
Pre Post value P (1) Frequently (2) Sometimes (3) Occasionally
Subjective symptoms of fatigue 6.9 (4.2) 4.2 (2.8) 2.49 <.05 (4) Never
Complains of disorientation 29.4% 5.9% 3.24 <.10 Score 0 points if you answered ‘‘Never’’ and 3 points if
Complains of apprehension 52.9% 17.6% 4.64 <.05 you answered ‘‘Frequently.’’ The maximum score is 3.
Loss of patience 41.2% 5.9% 5.88 <.05 Score each of the following questions (5 –14) in the same
Score of the kana syllabary 27.2 (9.3) 38.4 (14.8) 4.00 <.05 manner.
476 H. Tanaka, S. Sirakawa / Journal of Psychosomatic Research 56 (2004) 465–477

Question 5. Nocturnal partial arousals Generally about___minutes


Are you told you are groggy at night? Score 0 points if the time until getting up is less than 10
(1) Frequently (2) Sometimes (3) Occasionally minutes, 1 point if 10 – 20 minutes, 2 points if 20 – 30
(4) Never minutes, and 3 points if more than 30 minutes.

Question 6. Kanashibari Five sleep-health risk factors


When sleeping at night are you struck with a feeling of (1) sleep maintenance problems, Question 1, 2, 3, 4
being tied down (Kanashibari)? (2) parasomnia-like problems, Question 5, 6, 7, 8
(1) Frequently (2) Sometimes (3) Occasionally (3) sleep apnea, Questions 10, 11
(4) Never (4) difficulty waking up, Question 12, 14
(5) difficulty initiating sleep, Questions 9, 13
Question 7. Vivid nightmare during falling asleep
Do you have vivid, frightening dreams as you are about From the questionnaire involving life habits and sleep
to fall asleep at night? health [23,24], five sleep-health risk factors were deter-
(1) Frequently (2) Sometimes (3) Occasionally mined by factor analysis, and these were scored as follows:
(4) Never (1) sleep maintenance problems, (2) parasomnia-like prob-
lems, (3) sleep apnea, (4) difficulty waking up and (5)
Question 8. Restless legs, abnormal limb movements difficulty initiating sleep. Furthermore, the total score of each
Are you told your legs twitch or kick during the night, or factor score was calculated as the Sleep-Health Risk Index.
do your legs become restless and uncomfortable when you
get sleepy?
(1) Frequently (2) Sometimes (3) Occasionally
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