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Sustainability 12 05155
Sustainability 12 05155
Article
Environmental Risk Management for Museums in
Historic Buildings through an Innovative Approach:
A Case Study of the Pinacoteca di Brera in Milan (Italy)
Elena Lucchi
EURAC Research, Politecnico di Milano, 20133 Milano, Italy; elena.lucchi@polimi.it
Received: 9 May 2020; Accepted: 22 June 2020; Published: 24 June 2020
Abstract: In the contemporary age, museums are dealing with unexpected challenges, related to
the transformation of social structures, educative methods and cultural diffusion. The conversion
of heritage buildings into exhibition halls and the renovation of existent exhibits involve a series
of environmental risks and preservation issues. The study aims to demonstrate that conservation
and human comfort are mutually compatible, when based on rational planning, interdisciplinary
cooperation, and extensive knowledge of the features of buildings and collections. This study
carries out an operative strategy for assessing and managing the environmental risks in museum
buildings. To validate its suitability, it is applied to the Pinacoteca di Brera in Milan (Italy), an old
palace completely reshaped in the 20th century following the typical design concepts of the “Modern
Movement of Architecture” (e.g., rational planning, use of innovative technologies and materials,
profusion of natural light integrated with artificial lighting, etc.). Several solutions adopted in these
years caused both heritage decay and human discomfort. In addition, the insertion of new functions
required a complete modification of the original design project. For this reason, the proposed tool
supports the environmental risk management connected with these transformations, also defining
clear maintenance guidelines, and planning low-engineering and low-impact solutions to satisfy,
in a practical way, the daily needs of conservators, heritage authorities and designers. Furthermore,
technical skills and the awareness of museum staff has been improved.
1. Introduction
The care and the enhancement of historic and artistic heritage preserves the memory of a
community and assists the social development of a nation. These actions facilitate the diffusion of
a “sense” of cultural heritage, and give a social, cultural and economic value to the patrimony [1].
Furthermore, the Council of Europe stated “[ . . . ] the need to involve everyone in society in the
ongoing process of defining and managing cultural heritage” [2], to encourage the modernization of
the sector [2,3]. In this context, cultural heritage plays an important role in sharing a dynamic and
proactive notion of cultural services, to attract more public funding, and to create public value [4]. Thus,
the museums, traditionally designated for heritage conservation, assume also an educational role for
transmitting heritage values, for sharing innovative education approaches, and for promoting touristic
activities [4]. The International Council of Museums (hereinafter, ICOM) recognized the social role of
the museum [4], introducing a new definition the institution as something “[ . . . ] open to the public,
which acquires, conserves, researches, communicates and exhibits the tangible and intangible heritage
of humanity and its environment for the purposes of education, study and enjoyment” [1]. Museum
architecture anticipated this conceptual shift: the “collision of architecture and culture” [5] changed
the traditional idea of a “museum” as a “monolithic institution” [6] since the opening of the Pompidou
Centre in 1977 [5]. A new notion of the “modern museum” in the Post-Pompidou Age arose [5], as a
dynamic concept based on multi-disciplinary functions and continuously transforming spaces [5].
Close to the traditional structures deputed to preservation, research and exhibition, new leisure
facilities were inserted to host educational functions, didactic rooms, amusement spaces, bookshops,
conference rooms, libraries, shops, cafeterias and restaurants [4,5,7,8]. Nowadays, the museums
acquire also the tasks of environmental sustainability, the reduction of greenhouse gas emissions,
and energy efficiency [9–11]. The conversion of listed buildings (i.e., palaces, castles, and so on) into
exhibition spaces, and the renovation of the existent exhibits, involves adjunctive environmental
risks [9,10]. Environmental quality in museum buildings depends on achieving the right balance
between several complex and frequently contradictory aspects, such as: public enjoyment, touristic
entertainment, communication, indoor climate control, users’ comfort, display, preservation, energy
savings and safety precautions [11,12]. The traditional logic of “restoration”, where the effects
of decay are repaired and reinforced by invasive interventions [13], was gradually abandoned to
adopt the idea of “prevention” [14] of damages and risks. The discipline of preventive conservation
departs from this idea, trying to balance these complex aspects [14,15]. It is defined as a process of
“[ . . . ] non-interventive actions taken to prevent damage and minimize deterioration of a museum
object” [16]. This approach fosters a logic of long-term interventions, based on “[ . . . ] modest
maintenance actions repeated over time” [17] or “[ . . . ] regular and permanent maintenance” [18].
Its focus moves from the collection or from the historical object, to the context surrounding the
heritage [13,19,20]. The international standards are making progress in this direction, establishing the
optimal environmental levels for reducing the indoor climate risks related to light, air temperature,
relative humidity and pollutant concentration [21–23]. Initially, only the decay caused by a single
parameter was considered [11,14,24–29]. Later, their cumulative effects [12] and their impact on
human comfort [30] were taken into account. Several standards defined the environmental levels
for reducing decay [31–39]. Numerous cultural institutions concerted these standards in guidelines
and policies for environmental management, adapting their practical experiences to the variety
of heritage features and local rules [14,15,40–47]. The American Society of Heating, Refrigeration
and Air-Conditioning Engineers (hereinafter, ASHRAE) handbook [48] changed completely the
traditional logic of environmental risk management based on the respect of severe indoor conditions.
It specified the environmental climatic ranges for four “museum climate classes”, referring to the
characteristics of the buildings, the collections and the systems (Section 4.2). These specifications
were not prescriptive, but this theory remarked on the importance of the environmental design
and risk management [49]. Elsewhere, the European (hereinafter, EU) Committee CEN/TC 346 [50]
provided a systematic procedure for preserving artworks, as well as controlling the environmental
variables, and implementing energy efficiency, environmental sustainability and human comfort.
In parallel, the “New Orleans Charter for the Joint Preservation of Historic Structures and Artefacts”
defined the environmental parameters to be utilized for reducing the risks of damage during the
transformation of a historic building into a museum [51,52]. The discussions confirm the ASHRAE
approach: “[ . . . ] the value of conservation approaches based on flexible, relevant principle rather
than on fixed standards” [51]. The International Centre for the Study of Preservation and Restoration
of Cultural Property (hereinafter, ICCROM) published a guide to facilitate the risk management in
cultural heritage [53], starting from an understanding of the environmental, socio-cultural, economic
and legal contexts. The procedure was based on several steps, referred to as identification, evaluation,
treatment and the monitoring of risks (for a detailed discussion and a comparison with the present
methodology see Section 2) [53]. Further, a recent book concerns the decision-making process for
assisting collection managers and caretakers in the management of climate risk in museums and historic
houses [54]. This process consists of nine steps: (i) development of clear objectives; (ii) evaluation
of the significance of the building and the movable collection; (iii) assessment of the climate risks to
the movable collection; (iv) identification of the valuable part of the building; (v) identification of the
Sustainability 2020, 12, 5155 3 of 22
human comfort needs for visitors and staff; (vi) building physics exploration; (vii) weighting of the
climate specifications; (viii) definition of the options to optimize the indoor climate; (ix) definition of
the options to reduce the climate collection risks. The scientific literature proposes different models for
assessing the environmental risks. Overall, these approaches require technical support for helping
museum curators during the assessment. Two typologies of study are realized: analytical calculations
and simulation models. Analytical calculations refer mainly to the introduction of different indices for
climatic risk, that balance conservation and human comfort [55–63]. Otherwise, dynamic building
energy models support the risk assessments used to quantify the problems [64–66]. In both cases,
indoor monitoring data are used for validating the study [57,59,62–66]. These approaches require
specialized skills, high costs, and long evaluation times [58,67]. For this reason, they are not easily
applicable by the museum staff (e.g., curators, archivists, collection managers, conservators) for daily
management. On the contrary, these models necessitate the support of professional consultants, such as
environmental auditors, building simulators, and so on.
support of the museum attendants (e.g., conservators, heritage authorities and curators), to refine their
skills and to satisfy their daily needs in optimizing the decision-making purposes, prioritizing the
interventions and lowering internal costs [55]. The museum staff are explicitly asked not to consider
complex simulations or calculation tools for reducing specialized skills, costs, and evaluation times.
This new methodology brings the following benefits: (i) to prolong the lifetime of cultural heritage
objects, collections, and buildings; (ii) to evaluate the indoor environmental performances; (iii) to
optimize the preventive conservation actions; (iv) to recognize the risks for heritage preservation and
human comfort; (v) to assist the decision makers during refurbishment and management interventions;
(vi) to define suitable maintenance and management procedures; and (vii) to minimize the economic
costs. This approach is applied to the Pinacoteca di Brera in Milan (Italy), to validate its suitability and
its applicability in a real case study (Section 3).
(a) (b)
Figure 1.1. The
ThePinacoteca
Pinacotecadi Brera in Milan:
di Brera (a) outside
in Milan: view; (b)
(a) outside inside
view; (b)view of the
inside permanent
view exhibition.
of the permanent
exhibition.
The art collection contains works of several Italian artists (e.g., Raphael, Caravaggio, Andrea
Mantegna,
The artGiovanni
collection Bellini, Tiziano,
contains works Veronese,
of several Giovanni Fattori (e.g.,
Italian artists and Canaletto) as well as of Andrea
Raphael, Caravaggio, foreign
painters (e.g., El Greco, Rubens, Van Dyck and Rembrant) (Figure 1b). The
Mantegna, Giovanni Bellini, Tiziano, Veronese, Giovanni Fattori and Canaletto) as well as of foreign collection is made upof
precious
painters paintings (oil, gouache
(e.g., El Greco, Rubens,and Vanpencil
Dyckonand wood, textile and
Rembrant) paper)
(Figure andThe
1b). sculptures
collection (wood and wax),
is made upof
from Gothic to Modern epochs (Figure 4). Their conservation requires severe,
precious paintings (oil, gouache and pencil on wood, textile and paper) and sculptures (wood and non-homogeneous and
constant indoor conditions (Table 3). The modifications realized over
wax), from Gothic to Modern epochs (Figure 4). Their conservation requires severe, non- the centuries led to a complex
situation that has
homogeneous andnecessitated
constant indoor the conditions
definition of a risk
(Table 3).management strategy,
The modifications to balance
realized over the thecenturies
need of
preventive conservation and human comfort. The museum is selected because
led to a complex situation that has necessitated the definition of a risk management strategy, to it is representative
of different
balance aspects
the need typical of complex
of preventive conservationinternational
and human museums,
comfort.such as: (i) location
The museum is selectedin abecause
city with it
a multi-pollutant
is representative ofsituation;
different (ii) listedtypical
aspects building converted
of complex into museum;
international (iii) presence
museums, such as:of (i)different
location
architectonical
in stiles, building features,
a city with a multi-pollutant situation;constructive techniques
(ii) listed building and materials;
converted into museum; (iv) multifunctional
(iii) presence of
spaces (e.g.,
different museum, library,
architectonical university,
stiles, building bookshop,
features,etc.) and activities
constructive (e.g., conservation,
techniques and materials; restoration,
(iv)
didactics, cultural events, etc.); (v) coexistence of historical and new exhibits
multifunctional spaces (e.g., museum, library, university, bookshop, etc.) and activities (e.g., and display cases;
(vi) important restoration,
conservation, national collection
didactics,with different
cultural typologies
events, etc.); of
(v)artefacts;
coexistenceand of (vii) high fluctuations
historical and new
of visits.and
exhibits Thisdisplay
complex situation
cases; requires anational
(vi) important preventive conservation
collection and human
with different comfort
typologies of program,
artefacts;
to optimize the decision-making processes, and to prioritize the problems.
and (vii) high fluctuations of visits. This complex situation requires a preventive conservation and
human comfort program, to optimize the decision-making processes, and to prioritize the problems.
4. Methodology
4. Methodology
The SOBANE strategy for environmental risk management in museum buildings is based on four
levelsThe
of intervention [55]: for environmental risk management in museum buildings is based on
SOBANE strategy
four
• levels of intervention
“Screening”, [55]:
a quick diagnosis of the building and the collection for identifying the most important
• potential risks;a quick diagnosis of the building and the collection for identifying the most
“Screening”,
• “Observation”,
important potentiala general
risks; study for recognizing causative factors and correlated environmental
• risks, and for planning
“Observation”, simple
a general studysolutions to solve causative
for recognizing urgent injuries;
factors and correlated environmental
• risks, and for
“Analysis”, anplanning simple
instrumental solutions
inspection to solve conservation
of heritage urgent injuries;
and human comfort for quantifying
• “Analysis”,
potential an instrumental
damage, microclimaticinspection of heritage
problems and causes ofconservation
risks; and human comfort for
• quantifying potential damage, microclimatic problems and causes of risks;
“Expertise”, a systematic study for developing appropriate guidelines to prioritize
• “Expertise”,
the a systematic study for developing appropriate guidelines to prioritize the
interventions.
interventions.
At the end of each level, the operative staff decide whether to pursue the investigations at the
subsequent level. As introduced before (Section 2), this method is applied to the Pinacoteca di
Sustainability 2020, 12, 5155 6 of 22
At the end of each level, the operative staff decide whether to pursue the investigations at the
(Figure 2 level. As introduced before (Section 2), this method is applied to the Pinacoteca di Brera,
subsequent
to plan
). simple retrofit and maintenance strategies. The methodology is detailed below (Figure 2).
Figure 2. The SOBANE methodology for assessing the environmental risk in the museum buildings.
buildings.
to discover the causes of risks, to establish a possible interrelationship among the problems, and to
propose appropriate interventions.
Table 1. Potential “building classes” of “climate control” in the Pinacoteca di Brera: scheme elaborated
from the ASHRAE Handbook [48].
Limit of Class of
Category Building Building Type of Building
System Used Climate Possible
of Control Class Construction Building Use
Control Control
Staff isolated
Heavy Ducted
Finished rooms, gift
masonry or low-level heat,
house, shops. B (if
composite Summer
church, Walk-through benign
walls with cooling, on/off
Partial meeting visitations climate)
IV plaster control, DX Basic HVAC
control house, store, only. C (if mild
Tight cooling, some
inn, some Limited winters)
construction, humidification,
office, occupancy. D
storm reheat
buildings No winter
windows capability
use
Special
Metal wall heating,
construction, cooling, AA
No
interior rooms Vaults, and humidity Special A
Climate occupancy,
VI with sealed storage control with constant Cold
controlled access by
walls and rooms, cases precision environments Cold
appointments
controlled constant Dry
occupancy stability
control
Luminance is evaluated from specific points of view for the observer on the same days (i.e., in front of
a paintings or exhibits). Similarly, CO2 concentration is analyzed during two typical opening days
(weekend during the year and holidays), with a timestep of 1 hour. CO2 concentration is not observed
during the closing day (Monday) because it is only a comfort indicator, not a damage indicator [29].
The comfort analysis is conducted via interviews with three categories of users (museum staff, single
Sustainability
visitors and2020, 12, x FOR
groups) for PEER REVIEWthe satisfaction of users regarding climate perception [72]. Several
evaluating 10 of 23
“structured questions” are defined to have an overview of visual (e.g., daylight design, artificial
visual
lighting (e.g., daylight
design, design,glare,
discomfort artificial
colorlighting
design),design, discomfort
hygrothermal (e.g.,glare, color
thermal design),
levels, hygrothermal
hygrometric level,
(e.g.,
hygrothermal variations), and acoustic comfort (e.g., sound level, acoustic design), as(e.g.,
thermal levels, hygrometric level, hygrothermal variations), and acoustic comfort wellsound
as of
level, acoustic
air quality (e.g.,design),
presence as of
well as of air quality
contaminants, dust,(e.g., presence
pests). of contaminants,
Then, specific suggestionsdust,
frompests).
people Then,
are
specific suggestions
considered (Section 5.3). from people are considered (Section 5.3).
4.4. Expertise
Expertise Level
The “expertise
“expertise level”
level”isisfocused
focusedononsolving
solving specific
specific environmental
environmental problems
problems withwith low-energy
low-energy and
and low-impact strategies, mainly related to maintenance, management and low-cost
low-impact strategies, mainly related to maintenance, management and low-cost interventions for interventions
for balancing
balancing heritage
heritage conservation
conservation andand human
human comfort
comfort requirements
requirements [55].[55].
TheThe results
results obtained
obtained in
in the
the previous steps are synthetized in specific guidelines for museum staff and visitors.
previous steps are synthetized in specific guidelines for museum staff and visitors. Besides, specific Besides,
specific audits
audits and testsand tests
to be to be planned
planned are to
are defined defined to quantify
quantify complexcomplex environmental
environmental risks. risks.
Results and
5. Results and Discussion
Discussion
5.1. Screening
5.1. Screening Level
Level
This screening
This screening isis conducted
conductedas asaathree-hour
three-hour“guided
“guidedtour”tour”ininthe the Pinacoteca,
Pinacoteca, with
with thethe support
support of
of the
the staff
staff (director,
(director, restorersand
restorers andgeneral
generalstaff).
staff).AAprevious
previousliterature
literaturereview
reviewonon the
the history
history ofof the
the
museum, from
museum, fromthethearchitectonic
architectonicand andartistic points
artistic pointsof of
view, permits
view, permitsus tousplan the on-site
to plan visit.visit.
the on-site The QPI
The
is analyzed by the auditor during this visit. The screening is documented through
QPI is analyzed by the auditor during this visit. The screening is documented through a photographic a photographic
campaign. The
campaign. ThePinacoteca
Pinacotecaobtains
obtainsan an
intermediate
intermediateperformance
performance (50.0%), with an
(50.0%), environmental
with quality
an environmental
of 52.9% and an energy quality of 43.3%. Light quality (50.0%) testifies the
quality of 52.9% and an energy quality of 43.3%. Light quality (50.0%) testifies the importance importance of natural light
of
for Italian
natural postwar
light museums,
for Italian postwarbutmuseums,
also the difficulties
but also the of difficulties
upgrading of theupgrading
project to new requirements.
the project to new
The hygrothermal
requirements. The(50.0%) and air (58.8%)
hygrothermal (50.0%)quality
and airshows
(58.8%)the quality
difficulty of obtaining
shows indoor of
the difficulty stability and
obtaining
air pollutants control, also using HVAC systems. Acoustic quality is not important
indoor stability and air pollutants control, also using HVAC systems. Acoustic quality is not (33.3%). The results
are reported
important below The
(33.3%). (Figure 3). are reported below (Figure 3).
results
Figure 3. Evaluation
Evaluation of
of energy
energy and
and environmental
environmental quality
quality in
in the
the Pinacoteca
Pinacoteca di
di Brera using the
performance indicators system.
The total quality is lower than 60%, and the Pinacoteca is scored as “intermediate level”,
requiring a more detailed analysis to evaluate its potential environmental risks (Section 5.2).
Sustainability 2020, 12, 5155 10 of 22
The total quality is lower than 60%, and the Pinacoteca is scored as “intermediate level”, requiring
Sustainability 2020, 12, x FOR PEER REVIEW 11 of 23
a more detailed analysis to evaluate its potential environmental risks (Section 5.2).
5.2.
5.2. Observation
ObservationLevel
Level
The
The ECPP
ECPP is is based
based on on aa deep
deep studystudy of of architectonical,
architectonical, artistic
artistic andand operative
operative data,data, toto delineate
delineate
the
the response to the building and the collection to the actual environmental conditions. Dataanalyzed
response to the building and the collection to the actual environmental conditions. Data analyzed
for
for the Pinacoteca refers to museum history, constructive features, conservative conditions, internal
the Pinacoteca refers to museum history, constructive features, conservative conditions, internal
activities,
activities, maintenance
maintenance and and management
management programs. programs. First, First,deep
deephistorical
historicalresearch
research isis conducted
conducted to to
study the evolution and the consistency of the Pinacoteca since its
study the evolution and the consistency of the Pinacoteca since its foundation. This information is foundation. This information is
integrated
integrated withwith thethe constructive
constructive features
features and and thethe conservative
conservative conditions
conditions of of the
the building
building and and the
the
collection,
collection, referring to the National Center for Documentation (SIRBec–Sistema Informativo dei Beni
referring to the National Center for Documentation (SIRBec–Sistema Informativo dei Beni
Culturali
Culturali di di Regione
RegioneLombardia)
Lombardia) [73][73] which
which registers
registers the most
the most importantimportant information
information on localon local
heritage.
heritage. Additional data on conservative conditions, indoor activities,
Additional data on conservative conditions, indoor activities, fruition and management policies are fruition and management
policies
provided arebyprovided
the museum by the museum
staff. From this staff. From this information,
information, the ASHRAE the ASHRAE
potential potential
“category “category
of control” for
of control” for each “building class” [48] is defined
each “building class” [48] is defined for the Pinacoteca (Table 1). for the Pinacoteca (Table 1).
There
There isis aalarge
largedifference
difference in in the
the climate
climate conditions
conditions of of the
the museum
museum and and the
the storage
storage room.
room. Storage
Storage
rooms
rooms are in safety conditions, protected by passive (e.g., sealed walls, occupancy control) and active
are in safety conditions, protected by passive (e.g., sealed walls, occupancy control) and active
(e.g.,
(e.g., dedicate
dedicate HVACHVAC control)
control) measures.
measures. This This situation
situation corresponds
corresponds to to the
the ASHRAE
ASHRAE buildingbuilding class
class VIVI
(climate
(climate controlled),
controlled), with with possible
possible classes
classes of of “climate
“climate control”
control” AA,AA, A, A, Cool,
Cool, Cold
Cold or or Dry
Dry [48].
[48]. On
On the
the
contrary,
contrary, museum
museum rooms rooms havehave partial
partial climate
climate control,
control, with
with aa contrast
contrast between
between building
building features,
features, uses
uses
and
and HVAC systems. This situation corresponds to the ASHRAE building class IV (partialcontrol),
HVAC systems. This situation corresponds to the ASHRAE building class IV (partial control),
with possible classes
with possible classesofof“climate
“climatecontrol”
control” B, B,
C, C, or[48].
or D D [48]. In fact,
In fact, the museum
the museum is located
is located in an
in an old old
palace
palace with several
with several heritageheritage constraints.
constraints. The original
The original building building was transformed
was transformed into a museum
into a museum without
without guaranteeing a strict indoor climate control (Section 3). The
guaranteeing a strict indoor climate control (Section 3). The risks are improved by the complex building risks are improved by the
complex
functionsbuilding
(Figure 4a) functions
(Section(Figure 4a) (Section
3). In addition, the 3). In addition,
Pinacoteca is anthe Pinacoteca
important is an
Italian important
museum, withItalian
high
museum, with high fluxes of visits (more than 400,000 persons per year,
fluxes of visits (more than 400,000 persons per year, an average of 1,100 persons per day), scholar an average of 1,100 persons
per day), scholar
education programs education programs
and touristic and touristic
activities. activities.the
Furthermore, Furthermore, the museum
museum collection collection
is classified intois
classified
homogeneous into typologies
homogeneous typologies
of objects, related of objects,
to their related
inherent to theirand
sensitivity inherent sensitivity
vulnerability defined andby
vulnerability defined by conservation
conservation standards [35–38] (Figure 4b). standards [35–Error! Reference source not found.] (Figure 4b).
Figure 4. (a) internal building functions and (b) typology of objects of the Pinacoteca di Brera.
Figure 4. (a) internal building functions and (b) typology of objects of the Pinacoteca di Brera.
The conservation levels for each typology of artifacts are defined by national [31–33] and
The conservation levels for each typology of artifacts are defined by national [31–33] and
international [35–38] standards. Similarly, the comfort levels for each indoor activity refer to the
international [35–Error! Reference source not found.] standards. Similarly, the comfort levels for
existing literature and standards [40,41,52]. The compatibility between these requirements is reported
each indoor activity refer to the existing literature and standards [40,41,52]. The compatibility
below (Table 2).
between these requirements is reported below (Table 2).
Sustainability 2020, 12, 5155 11 of 22
Table 2. Compatibility between preventive conservation and human comfort requirements [55].
Standard Requirements
Parameter Specific Data Preventive Human
Compatibility
Conservation Comfort
Light-sensitive <50 I
E [lux] Less light-sensitive <200 >300 P
Not light-sensitive >300 P
Light-sensitive <30 F
UVmax [MW/lm] Less light-sensitive <75 - F
Not light-sensitive <200 F
Light-sensitive <200 F
EE [Kluxh/year] Less light-sensitive <650 - F
Not light-sensitive - F
DF [%] 0.5–2 >2 P
G [-] - 1.15 F
TI [K] - 3000–4000 F
Ra [-] - >85 F
Ta [◦ C] 18–24 20–26 F
Daily ±2 F
∆Ta [◦ C] -
Seasonal ±9 F
Winter 18–20 F
To [◦ C] -
Summer 22–25 F
On walls 14–25 F
Ts [◦ C] -
On floors 19–28 F
Tmr [◦ C] - 17–21 F
RH [%] 20–45 35 ÷ 45 P
Daily ±3–±5 F
∆RH [%] -
Seasonal ±10 F
va [m/sec] 0.1–0.25 - F
SOx [mg/m3 ] <10 F
NOx [mg/m3 ] <10 - F
Gaseous pollutant O3 [mg/m3 ] <2 F
emissions CO [%] - <0.003 F
CO2 [%] - <0.15 F
Formaldehyde, formic acids,
- - F
benzene, PM10 [µg/m3 ]
Eff 85% on
Solid contaminants [-] - F
Eurovent 4/5
R [l/s people] - >7.8 F
Microbes, bacteria and fungi [CFU/m3 ] - Absence F
Mold, pollen [-] - Absence F
Pests [-] - Absence F
Radon [Bq/m3 ] - - F
I = Incompatibility P = Partial compatibility F = Full compatibility.
Several parameters show “full compatibility” (F) (Table 2) between heritage conservation and
human comfort. On the contrary, E, Ta and RH can be potential hazards as regards the “partial
compatibility” (P) or the “incompatibility” (I) between the two requirements. To verify the possible
risks, a deep study is realized on specific typologies of objects hosted in the Pinacoteca. The outcomes
are presented below (Table 3), adding also the results of the LTM (Section 5.3).
Sustainability 2020, 12, 5155 12 of 22
Table 3. Comparison between standard requirements and real long-term conditions for all the objects
inserted in the Pinacoteca di Brera.
The more fragile artefacts are watercolors, gouaches, pencils, pastels and charcoals on paper.
Their conservation is completely opposite to the human comfort requirements. These artworks are
conserved in storage rooms at controlled environmental conditions (E = 50 lux; UVmax = 75 MW/lm;
Ta = 20 ◦ C; RH = 50%), and are accessible only by appointment. Thus, they are in safety conditions.
Furthermore, precious paintings, constituted mainly by oil paintings (on panel, canvas, plywood,
copper, paper, board), temperas (on paper and canvas) and mixed materials (e.g., wall paintings,
frescoes detached and transferred to panels and canvas), are fragile artefacts. In this case, there are
several risks mainly related to the standard light levels for conservation (E < 150 lux) and human
comfort (E > 300 lux). Wax sculptures also have thermal risks related to heritage protection (Ta < 18 ◦ C)
and human comfort (Ta = 20 ◦ C). On the contrary, inorganic objects (e.g., stone, marble, bronze and
terracotta statues, vases, cenotaphs) have a high resistance to indoor conditions. For this reason,
they can be placed freely along the museum, to create visual centers. For each typology of artworks,
the areas with environmental risks for heritage conservation and human comfort conditions are
evaluated (MPP). Here, an analytical study is necessary (analysis level, Section 5.3).
In
In summer,
summer, the the thermal
thermalvalues valuesincrease
increaseprogressively
progressivelyfrom from thethe entrance
entrance (rooms
(rooms I–XII)I–XII) to the
to the last
last
rooms (XXX–XXVIII) and, conversely, the hygrometric values decrease along the same path.path.
rooms (XXX–XXVIII) and, conversely, the hygrometric values decrease along the same The
The average ◦
average Ta inTathe in the
firstfirst
roomsrooms is 20–21
is 20–21 °C, C, and andthe theRH RHisisaround
around 55%,55%, optimal
optimal valuesvalues both both forfor
safeguarding and comfort. The average T in the last rooms is 30 ◦ C, with peaks of 33 ◦ C, and the RH is
safeguarding and comfort. The average T a a in the last rooms is 30 °C, with peaks of 33 °C, and the RH
around
is around 45–50%.
45–50%. TheThe opposite
opposite situation occurs
situation in winter:
occurs Ta decreases
in winter: Ta decreasesfrom the
from first
the(average Ta = 21T◦aC)=
first (average
to
21the
°C)last
to (average Ta = 18–19
the last (average
◦
Ta =C)18–19
rooms. °C)RH fluctuations
rooms. depend on depend
RH fluctuations high fluxes
on ofhighvisitors
fluxes and ofdidactic
visitors
activities.
and didactic activities. Three museum rooms have a “conservative risk” (rooms XXIV, XXXVILTM
Three museum rooms have a “conservative risk” (rooms XXIV, XXXVI and XXXVII). and
shows
XXXVII). similar
LTMresults
showstosimilarSTM. E respects
results the international
to STM. E respects the standard requirements
international standard < 150 lux) [30,32],
(E requirements (E <
with average levels of 130–140 lux. Luminance monitoring,
150 lux) [30,32], with average levels of 130–140 lux. Luminance monitoring, also supported by the also supported by the comfort analysis,
shows
comfortthe absence
analysis, of glare,
shows thanks to
the absence of the
glare, presence
thanks to of the
window
presence filters and anti-glare
of window filters andlightanti-glare
sources.
On
lightthe contrary,
sources. Onfor theacontrary,
large partfor ofathe two
large years,
part hygrothermal
of the conditions were
two years, hygrothermal beyond were
conditions the standard
beyond
ranges (T
the standard a = 20 ◦ C; RH = 50%) [32]. This data highlights the direct correlation between indoor and
ranges (Ta = 20 °C; RH = 50%) [32]. This data highlights the direct correlation between
outdoor
indoor and conditions,
outdoor theconditions,
number of visitors,the number managementof visitors,techniques
managementand cleaning procedures.
techniques Average
and cleaning
thermal data respect the standards [32]. In winter, average T is 20 ◦ C (but with peaks of 18 ◦ C), thanks
procedures. Average thermal data respect the standards [32]. In winter, average Ta is 20 °C (but with
a
to the presence
peaks of 18 °C),ofthanksthe HVAC to the system,
presence andof the thedaily
HVAC fluctuation
system,isand ±2 ◦the
C. In summer,
daily the average
fluctuation is ±2 °C.Ta In
is
25 ◦ C (butthe with peaks of ◦ is ±2and ◦
summer, average Ta33is 25 C),°Cand(butthewith
dailypeaksfluctuation
of 33 °C), C.the
Ondaily
the contrary,
fluctuation seasonal
is ±2 fluctuation
°C. On the
(∆T = ±9 ◦ C) is higher than the standards (∆T = ±2 ◦ C) [32]. The problem is more controlled in the
contrary, seasonal fluctuation (ΔTa = ±9 °C) is higher than the standards (ΔTa = ±2 °C) [32]. The
a a
a =controlled
±2 ◦ C) than a = a±8
first rooms ◦ C). This situation recurs seasonally. Despite
problem is (∆T
more in the
thelastfirstones
rooms (∆T(ΔT = ±2 °C) than the last ones (ΔTa = ±8 °C). This
this, the collection
situation does not present
recurs seasonally. Despite thermal
this, the decay,
collection likedoes
dilatation or craquelure.
not present Autumn
thermal decay, likeand winter
dilatation
seasons present the most important RH fluctuations, due
or craquelure. Autumn and winter seasons present the most important RH fluctuations, due to to cleaning, managing and maintaining
procedures.
cleaning, managing The highand thickness of masonries
maintaining procedures.and theThe presence of buffer zones
high thickness favor RH
of masonries and stability, which
the presence
varies only with external rain and visitors’ fluxes (especially in the
of buffer zones favor RH stability, which varies only with external rain and visitors’ fluxes (especially smaller rooms). RH is in the range
45% ± 55% in winter, and 45% ± 55% in summer. It never exceeds
in the smaller rooms). RH is in the range 45% ± 55% in winter, and 45% ± 55% in summer. It never the standard threshold (RH < 60%)
for generating
exceeds potential biological
the standard threshold damage (RH < in 60%)the collection
for generating [32]. Daily and seasonal
potential biological RH damage
fluctuations in are
the
the maximum allowed by the standard [32], and respectively
collection [32]. Daily and seasonal RH fluctuations are the maximum allowed by the standard [32],are ±5% and ± 10%. Portable humidifiers
cause great indoorare
and respectively instability
±5% and(RH > 60%).
± 10%. PortableAs expected,
humidifiers CO2causeconcentrations
great indoor are instability
higher at the (RH weekend
> 60%).
or
Asholidays
expected, than
COduring the week. The
2 concentrations data reveals
are higher at thethe correlation
weekend betweenthan
or holidays CO2 during
concentration
the week. and The
the
flux of visitors. In the following, the results of a typical week are
data reveals the correlation between CO2 concentration and the flux of visitors. In the following, the shown (Figures 6 and 7).
results of a typical week are shown (Figures 6 and 7).
Sustainability 2020, 12, 5155 14 of 22
Sustainability 2020, 12, x FOR PEER REVIEW 15 of 23
Figure 7. RH varies greatly while Taa is stable, as shown by long-term monitoring in a typical week
(Mocchirolo’s Chapel, room
(Mocchirolo’s Chapel, room n.
n. Ia).
Comfort analysis reveals the presence of human discomfort, both in summer and winter. First, First,
it shows
showsthetheinadequacy
inadequacy of the
of visual comfort,
the visual because
comfort, the natural
because and artificial
the natural and lights do not
artificial emphasize
lights do not
the aestheticthe
emphasize and chromatic
aesthetic andvalues of thevalues
chromatic collection.
of theThe most important
collection. The mostcriticisms
importantconcern the concern
criticisms color of
plasters
the colorand artificialand
of plasters lightings. Museum
artificial lightings.attendees
Museum remember
attendeesthe warm and
remember thediffuse
warm light atmosphere
and diffuse light
created by the
atmosphere previous
created “Brera
by the yellow”
previous plaster.
“Brera The plaster.
yellow” actual mat
Theand white
actual matplaster changes
and white plastercompletely
changes
this originalthis
completely atmosphere, creating monotone
original atmosphere, tones in some
creating monotone tonesrooms.
in someRed andRed
rooms. greenandplasters have a
green plasters
better
have aimpact
better on the visitors’
impact perception.
on the visitors’ Similarly,Similarly,
perception. the replacement of the fluorescent
the replacement lamps withlamps
of the fluorescent high
efficiency
with high spots improves
efficiency spotstheir energy
improves performances,
their also modifying
energy performances, the users’ perception.
also modifying The actual
the users’ perception.
light sources
The actual appear
light tooappear
sources cold and toouniform
cold andalong the along
uniform exhibition. The international
the exhibition. visitors suggest
The international visitors
creating visual centers
suggest creating visualfor the masterpieces,
centers to accentuate
for the masterpieces, their tonalities.
to accentuate The staff also
their tonalities. The reveal a thermal
staff also reveal
discomfort. In winter, the presence
a thermal discomfort. In winter, the presence of low T a of low Ta forces them to work with a coat on, while T
forces them to work with a coat on, while in summer, ina
appears
summer,too high, especially
Ta appears too high, inespecially
the last rooms.
in the This situation
last rooms. is confirmed
This situation isby the LTM. by
confirmed Notheacoustic
LTM.
comfort is detected
No acoustic comfortthanks to thethanks
is detected presence of apresence
to the green patioof a(Table
green 4).
patio (Table 4).
Sustainability 2020, 12, 5155 15 of 22
or the insertion of IR control system for switching on the light only with people present. It is also
better to check periodically the performance of UV and IR filters with the support of visual analyses
and monitoring devices. International visitors suggest creating new visual centers, to emphasize the
masterpieces with a specific chromatic and lighting design. Museum attendants propose recreating
the original chromatic atmosphere, using warm plasters and light sources in the same color tones
as the artworks. A separate discussion refers to murals and frescoes inserted in Mocchirolo’s and
San Giuseppe’s Chapels, which require limited E and perfect climate stability. The daily and weekly
Ta are quite stable, while the RH has high weekly fluctuations. Regulation of the visits is useful to
plan a separate climatic control. The main problems of the Pinacoteca depend on the progress of the
conservation science, especially related to management procedures, planning regulations and financial
resources. In most cases, the conservative issues are due to the fragmentary modification of the exhibits
in different historical periods, to solve localised and contingent efforts. Additionally, the hygrothermal
monitoring shows a strict link between RH fluctuations, clearing procedures and the fluctuations of
visitors (Section 5.3). In this case, specific training can be done for the museum staff, to explicate the
correct procedure to be adopted. Low-engineering interventions to reduce this problem include the
daily analysis of RH fluctuations, the correct use of the portable humidifiers, the adoption of cleaning
procedures without water, and the regulation of touristic and group visits. Furthermore, the building
needs continuous commissioning, to verify the existence of appropriate energy and environmental
conditions [14]. Finally, a museum conservation program can be useful to explicate in a clear way the
internal environmental recommendations for the attendants. Below, the issues detected, comparing
the original and current layout, are summarized (Table 5).
Table 5. Environmental risks and possible recommendations related to the modifications of the original
design by Portaluppi and Albini.
Environmental
Original Design Modifications Recommendations Adjunctive Tests
Risks
To seal the skylights
Blower door test
High heat loss and To insert a well-isolated
(BDT)
air infiltrations curtain or a low-emissivity
IR-thermography
from skylights coating on skylights
(IRT)
To perform an energy audit
To verify the pollutant
concentration
To keep surfaces clean
Pollutant
Replacement of Non-filtered air To use dust covers without
concentration
curtains and from windows visitors
Replacement of the monitoring
original skylights skylights with To evaluate the pollution
glass-chamber and filtering in HVAC
UV-filters
To use portable air-filters with
activate carbon filters
To not reduce E
To reduce EE respecting the
conservative standards
To verify UVmax
High E for Visual analysis
To verify the conservation
conservation UV and IR
state of UV filters
standards monitoring
To replace UV-filters where is
necessary
To reduce EE using shutters or
filters
Visual discomfort
Closure of all Opening of the To rotate the artworks between E and Ta
Low E for human
windows existing windows museum and storage rooms monitoring
comfort
To use window coverings
Sustainability 2020, 12, 5155 17 of 22
Table 5. Cont.
Environmental
Original Design Modifications Recommendations Adjunctive Tests
Risks
To not reduce E
Opening of vaults High E for To reduce EE
- E monitoring
in the entrance hall conservation To rotate the artworks between
museum and storage rooms
Replacement of
floors, walls, and - No problem - -
baseboards
Refurbishment of
- No problem - -
the roof
To create visual centers
Too uniform
To emphasize the masterpieces
luminance
Wall plastering with chromatic design
New wall Questionnaires,
(bright yellow
plastering Changes in the To use bright warm plasters in POE
plaster)
original chromatic the same color tones of
atmosphere artworks
Selection of
To create esthetic centers on
decorative - No problem -
these materials
materials
To not reduce E
To reduce EE
High E for
To reduce the display time for
conservation E monitoring
fragile artefacts
standards
To define the maximum EE for
each artefact
To recreate the original
chromatic atmosphere
Replacement of To realize a new lighting
original sources design with Tc of lamps Questionnaires,
Insertion of Too uniform
with halide lamps correlated with artworks color POE Luminance
fluorescent light luminance
Addition of tones monitoring
sources electronic To improve light contrast
regulators To use high energy
performance light sources
To verify Ta fluctuations on
high sensible artifacts
Thermal To check anti-IR filter on the
Indoor Ta
fluctuations on lamps
monitoring
objects To use low-T lamps
To use external or integrate
lamps in display-cases
High seasonal ∆Ta To valorize the original
fluctuation for building features
Ta monitoring
Several conservative To check HVAC system
HVAC systems
modifications standards periodically
Overheating and To verify the benefits of Questionnaire,
high Ta in summer cross-ventilation strategies POE
To define clear guidelines with
RH levels for each typology of
High RH level object
To evaluate the use of active
RH regulation systems
Absence of Insertion of To valorize the original RH indoor
hygrometric project portable building features monitoring
humidifiers To check daily RH fluctuations
RH fluctuations in To control the flux of visits
autumn and winter To switch-on the humidifiers
with RH < 30%
To insert passive RH
regulation systems
To use dry cleaning
Sustainability 2020, 12, 5155 18 of 22
Table 5. Cont.
Environmental
Original Design Modifications Recommendations Adjunctive Tests
Risks
New storage room
Addition of climate
without climate No problem - -
control storages
control
6. Conclusions
The research presents an operative instrument for evaluating the environmental risks in complex
museums located in historic buildings. This SOBANE approach suggests a strategic and repeatable
methodology for conserving and enhancing the cultural heritage, recognizing that the project is
not limited to the building design, but it requires maintenance and preventive conservation actions
over time: “[ . . . ] achieving appropriate environmental conditions is one thing. Sustaining these
conditions is often another matter” ([14] p. 39). This method is applied to the Pinacoteca di Brera
in Milan, to validate its suitability in a real case study with the support of museum attendants.
This innovative approach can be easily applicable to other museums located in historic and existing
buildings, independently of the building features (i.e., typology, age, architectonic style), and the type
of collection (i.e., art museums, archeologic museums, historic house museum, history or living history
museums, encyclopedic museums, science museums or natural history museums). Furthermore,
this decision-making process can be adapted to local legislative frameworks, policies and management
procedures. The present approach suggests an easy and accessible corpus operandi: (i) to assess the
energy and environmental quality; (ii) to check the possible risks; (iii) quantify the factors responsible
for damage phenomena; (iv) to select the most appropriate interventions to improve the conservation
state; and (v) to program correct retrofit solutions. The immediate benefits of employing this SOBANE
approach for environmental risk management in museums include:
• Planning of comprehensive retrofit interventions, aimed not only at solving specific problems and
urgent risks;
• Cost-efficient planning of the refurbishment, based on the available financial resources, and devoted
to the reduction of logistical problems, timing and the cost of single actions;
• Definition of low-engineering interventions, based on vigilance, effective maintenance, managerial
training and motivation of the staff. These interventions are not considered in a traditional
refurbishment process;
Sustainability 2020, 12, 5155 19 of 22
This experience also shows that a widespread knowledge of the state of the art of the museum
must be considered for the success of environmental risk management. Furthermore, participatory
actions with museum attendants are important mechanisms for improving their awareness of daily
management and maintenance.
Nomenclature
E light level [lux]
EE annual energy exposition [MW/lm]
UV ultraviolet radiation [Kluxh/year]
DF daylight factor [%]
G glare index [-]
TI Color temperature index [K]
Ra color rendering index [◦ C]
Ta dry bulb air temperature [◦ C]
Tmr mean radiant temperature [◦ C]
To operative temperature [◦ C]
Ts surface temperature [◦ C]
∆T temperature difference [◦ C]
RH air relative humidity [%]
∆RH hygrometric changes [%]
va air velocity [m/sec]
SOx sulfur oxides [mg/m3 ]
NOx nitrous oxides [mg/m3 ]
O3 ozone [mg/m3 ]
CO carbon oxide [mg/m3 ]
CO2 carbon dioxide [mg/m3 ]
r air-changes [l/s people]
PM10 particulate matter [l/s people]
min minimum
max maximum
EU European
ICOM International Council of Museums
ICCROM International Centre for the Study of Preservation and Restoration of Cultural Property
ASHRAE American Society of Heating, Refrigeration, and Air-Conditioning Engineers
QPI Qualitative Performance Indicator
ECPP Exhibit Conservation Performance Program
PCPP People Comfort Performance Program
MPP Museum Performance Program
Sustainability 2020, 12, 5155 20 of 22
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