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Special Report

Nutrition in Clinical Practice


Volume 0 Number 0
The Use of Visceral Proteins as Nutrition Markers: An October 2020 1–7
© 2020 American Society for
ASPEN Position Paper Parenteral and Enteral Nutrition
DOI: 10.1002/ncp.10588
wileyonlinelibrary.com

David C. Evans, MD, FACS, PNS1 ; Mark R. Corkins, MD, CNSC, FASPEN, AGAF,
FAAP2 ; Ainsley Malone, MS, RD, LD, CNSC, FAND, FASPEN3,4 ;
Sarah Miller, PharmD, BCNSP5 ; Kris M. Mogensen, MS, RD-AP, LDN, CNSC6 ;
Peggi Guenter, PhD, RN, FAAN, FASPEN7 ; Gordon L. Jensen, MD, PhD8 ;
and the ASPEN Malnutrition Committee1

Serum albumin and prealbumin, well-known visceral proteins, have traditionally been considered useful biochemical laboratory
values in a nutrition assessment. However, recent literature disputes this contention. The aim of this document is to clarify that
these proteins characterize inflammation rather than describe nutrition status or protein-energy malnutrition. Both critical illness
and chronic illness are characterized by inflammation and, as such, hepatic reprioritization of protein synthesis occurs, resulting
in lower serum concentrations of albumin and prealbumin. In addition, the redistribution of serum proteins occurs because
of an increase in capillary permeability. There is an association between inflammation and malnutrition, however, not between
malnutrition and visceral-protein levels. These proteins correlate well with patients’ risk for adverse outcomes rather than with
protein-energy malnutrition. Therefore, serum albumin and prealbumin should not serve as proxy measures of total body protein
or total muscle mass and should not be used as nutrition markers. This paper has been approved by the American Society for
Parenteral and Enteral Nutrition Board of Directors. (Nutr Clin Pract. 2020;0:1–7)

Keywords
adverse outcomes; albumin; critical care; inflammation; nutrition assessment; prealbumin; risk; visceral proteins

Introduction may identify patients who do not yet demonstrate signs and
symptoms of malnutrition but are at risk for its subsequent
Serum albumin and prealbumin (historically known as development if nutrition support is not provided in a timely
transthyretin) have traditionally been used as nutrition lab- manner.1 For example, low visceral-protein levels may be
oratory values (markers) to quantify the amount of plasma- seen in a well-nourished individual admitted to an intensive
circulating proteins and, thereby, thought to reflect nutrition care unit (ICU) after traumatic injury. This patient is not
status. The aim of this document is to correct the misconcep- malnourished but is hypermetabolic and hypercatabolic
tion that these proteins reflect nutrition status; rather, they and will become malnourished if he/she does not receive
are associated with inflammation and, thereby, are a compo- adequate early enteral and/or parenteral nutrition. Malnu-
nent of nutrition risk assessment. Nutrition risk assessment trition (actual, diagnosed malnutrition) and nutrition risk

From the 1 System Nutrition Support Team, OhioHealth Trauma and Surgical Services, Columbus, Ohio, USA; the 2 Division of Pediatric
Gastroenterology, Le Bonheur Children’s Hospital, Department of Pediatrics, University of Tennessee Health Science Center, Memphis,
Tennessee, USA; the 3 Nutrition Services, Mount Carmel East Hospital, Columbus, Ohio, USA; the 4 American Society for Parenteral and Enteral
Nutrition, Silver Spring, Maryland, USA; the 5 Providence Saint Patrick Hospital, University of Montana Skaggs School of Pharmacy, Missoula,
Montana, USA; the 6 Department of Nutrition, Brigham and Women’s Hospital, Boston, Massachusetts, USA; the 7 Clinical Practice, Quality,
and Advocacy, American Society for Parenteral and Enteral Nutrition, Silver Spring, Maryland, USA; and the 8 Medicine and Nutrition, The
Larner College of Medicine, University of Vermont, University of Vermont Health Network, Burlington, Vermont, USA.
Financial disclosure: None declared.
Conflicts of interest: Kris M. Mogensen is a member of the ThriveRx Nutrition Advisory Board and the Baxter Indirect Calorimetry Advisory
Board and is a speaker for the Baxter iCAN Conference. David C. Evans is a speaker and consultant for Abbott, Alcresta, and Fresenius and a
consultant for Coram/CVS. Mark R. Corkins, Ainsley Malone, Sarah Miller, Peggi Guenter, and Gordon L. Jensen have no conflicts of interest to
disclose.
Received for publication May 29, 2020; accepted for publication September 15, 2020.
Corresponding Author:
Ainsley Malone, MS, RD, LD, CNSC, FAND, FASPEN, Nutrition Support Dietitian, Mount Carmel East Hospital, Columbus, OH, USA.
Email: ainsleym@nutritioncare.org
2 Nutrition in Clinical Practice 0(0)

Executive Summary

• Serum albumin and prealbumin are not components of currently accepted definitions of malnutrition.
• Serum albumin and prealbumin do not serve as valid proxy measures of total body protein or total muscle mass
and should not be used as nutrition markers.
• The serum concentrations of albumin and prealbumin decline in the presence of inflammation, regardless of
underlying nutrition status.
• Serum albumin and prealbumin declines must be recognized as inflammatory markers associated with “nutrition
risk” in the context of nutrition assessment rather than with malnutrition per se. Nutrition risk is broadly defined
as the risk of developing malnutrition and/or poor clinical outcomes if nutrition support is not provided.
• The role of serum albumin and prealbumin in monitoring delivery and efficacy of nutrition support remains
undefined. Their normalization may indicate the resolution of inflammation, the reduction of nutrition risk, a
transition to anabolism, or potentially lower calorie and protein requirements.

(at risk for malnutrition as previously described) include clinical aspects, limit adequate nutrient intake and represent
either inadequate intake or risk of inadequate intake significant nutrition risk faced by critically ill patients.
of nutrients “caused by one or more of the following Any recommendations in this paper do not constitute
factors: insufficient intake, impaired absorption, increased medical or other professional advice and should not be
nutrient requirements, and altered nutrient transport and/or taken as such. To the extent that the information published
utilization.”2 herein may be used to assist in the care of patients, this is
Illness, infection, and inflammation have long been asso- the result of the sole professional judgment of the attending
ciated with the loss of lean body mass, and recent studies healthcare professional whose judgment is the primary
have confirmed significant loss of muscle size, cellularity, component of quality medical care. The information pre-
and leg muscle protein in critical illness.3 Identifying the sented here is not a substitute for the exercise of such
presence and severity of inflammation is crucial to charac- judgment by the healthcare professional. Circumstances in
terizing and assessing malnutrition.2 Cytokines, produced clinical settings and patient indications may require actions
during inflammation, often result in anorexia, in large part different from those recommended in this document, and in
by impairing the ability to digest or absorb nutrients.4 those cases, the judgment of the treating professional should
Hospitalized patients with severe inflammatory responses prevail. This paper was approved by the ASPEN Board of
(defined as C-reactive protein [CRP] > 100 mg/L) did not Directors.
demonstrate a strong, measurable response to nutrition
support in a large randomized controlled trial.5 See Figure 1
below. Historical Use in Nutrition Assessment
With the vast majority of nutrition screening and assess- Use of serum albumin in nutrition assessment was first
ment tools, characterization of disease burden or inflamma- described by Blackburn et al in the classic 1977 publication,
tion is considered a foundational criterion to appropriately “Nutritional and Metabolic Assessment of the Hospitalized
assess and diagnose malnutrition.6 Of the 3 etiologic types Patient,”8 as an important parameter in completing a nutri-
of malnutrition proposed by The Academy of Nutrition tion assessment. Serum proteins described for use with this
and Dietetics and the American Society for Parenteral metabolic nutrition assessment included serum albumin and
and Enteral Nutrition (ASPEN) consensus characteristics serum transferrin or its derived marker, total iron-binding
for the identification of adult malnutrition,2 malnutrition capacity. The authors suggested that this nutrition assess-
related to both acute and chronic disease is character- ment process could be used to identify malnutrition, which
ized by the presence of inflammation, whereas starvation- could influence morbidity and mortality. Subsequently,
related malnutrition is not.2 Inflammation is also recognized serum albumin and transferrin became highly utilized mark-
as a key component in the definition of illness-related ers to assess for malnutrition in hospitalized patients. In
pediatric malnutrition.7 Inflammation is often associated 1979, researchers recommended the use of serum albumin
with a negative nitrogen balance and an increased rest- as 1 of 2 biochemical parameters for an “instant nutrition
ing energy expenditure, resulting in increased protein and assessment” to identify those patients requiring aggressive
energy requirements.4 This, coupled with illnesses leading nutrition support.9,10 Serum albumin and/or transferrin
to poor appetite, anorexia, inanition, dysphagia, or other became standard components of nutrition assessment to
Evans et al 3

Figure 1. Relationship between malnutrition, inflammation, and visceral proteins.

diagnose malnutrition by those involved in clinical nutrition as serum albumin, serum prealbumin (transthyretin), α 2 -
support.11,12 macroglobulin, and transferrin.15 Several early studies of
Subsequently, serum transthyretin, or prealbumin, critically ill trauma and sepsis patients demonstrated rises
emerged as a more sensitive nutrition marker because of in positive acute-phase proteins and declines in negative
its shorter half-life of <2 days, as compared with albumin acute-phase proteins.16,17
(20 days) and transferrin (8 days). In 1996, Mears reported The explanation posited for the decrease in visceral
finding that serum prealbumin was a more sensitive measure proteins during the acute-phase response has generally been
of nutrition status compared with serum albumin.13 that there is a hepatic reprioritization of protein synthesis,
In the proceedings of a 1995 roundtable on measuring resulting in redirected synthesis of the negative acute-phase
protein status, serum prealbumin was emphasized to be the proteins toward synthesis of positive acute-phase reactants.
preferred laboratory measurement to assess nutrition status, One of the most studied of the positive acute-phase pro-
as well as to monitor the response to nutrition therapy.14 teins, CRP, has been shown to have pleiotropic roles in both
At that time, advancements in clinical laboratories allowed proinflammation and anti-inflammation.15
ready availability of serum prealbumin measurements, This hepatic reprioritization of protein synthesis has
which facilitated clinical nutrition use. been theorized to be an indication that visceral proteins
may not be an essential component for host defense during
the acute-phase response, and their synthesis is a lesser
Relationship With Inflammation
priority to the stressed host.18 However, this explanation
Critical illness is characterized by severe acute may be overly simplistic, as some evidence suggests that the
inflammation, whereas chronic illness is characterized fractional albumin synthesis rate in the plasma (although
by a relatively lower but more prolonged, or intermittent, not necessarily in the whole body) may actually be increased
inflammatory state. The acute-phase response may occur during the acute-phase response.19
in both acute and chronic illness and is evidenced by Another important reason exists for the observed de-
changes in concentrations of various proteins mediated by crease in serum albumin plasma concentrations during the
smaller molecules known as cytokines. Traditionally, the acute-phase response. Albumin is the most abundant pro-
affected proteins have been divided into 2 categories on tein in human plasma. An increase in capillary permeability,
the basis of whether their serum concentrations increase or as it occurs in inflammatory states, leads to albumin leaving
decrease during the response. Those whose concentrations the intravascular space (the compartment where concen-
increase are known as positive acute-phase proteins; these trations are most commonly measured in clinical practice)
include complement factors, various proteins involved in and entering the interstitial space.19,20 There may be func-
coagulation and fibrinolysis, and CRP. Proteins whose tional advantages to the redistribution of albumin during
concentrations decrease include visceral proteins, such the acute-phase response. Albumin is a key extracellular
4 Nutrition in Clinical Practice 0(0)

antioxidant.19 As such, it serves as a ligand for pro-oxidative increased postoperative mortality.27 A serum prealbumin
metals, such as copper and iron, as well as free fatty acids. level < 10 mg/dL is associated with more complications after
Increased amounts of albumin in the interstitium increase free-flap surgery.28 Low serum prealbumin is also associated
the capacity of the protein to act as an antioxidant in this with poor results after skin grafting.29 A large Veterans
space. Affairs database confirmed that a low serum albumin level
Yet another proposed mechanism for the decreased was associated with operative morbidity and mortality.30
concentration of visceral proteins, particularly serum al- Surgical-site infection, in particular, was associated with
bumin, during the acute-phase response is increased tissue hypoalbuminemia.30 Delay of surgery and initiation of
catabolism.21 This accelerated breakdown may lead to a protein supplementation (or parenteral nutrition) was as-
decreased half-life of serum albumin.19 Other contributing sociated with improved biomarkers and improved clinical
factors to declines in serum albumin concentrations could outcomes.31 The European Society for Clinical Nutrition
include renal and gastrointestinal losses.19,21 and Metabolism recommends delay of surgery when the
Albumin is a major contributor to colloid oncotic pres- serum albumin level is <3 g/dL.26 Although nutrition status
sure. As hypoalbuminemia occurs in the intravascular space, has historically been the focus, delaying surgery to allow the
edema develops. Interstitial edema associated with low resolution of inflammation with the use of sufficient nutri-
serum albumin could lead to tissue damage, delayed wound tion support may be the key factor. It has long been recog-
healing, impaired gastrointestinal function, impaired respi- nized that patient outcomes are improved when any therapy
ratory gas exchange, impaired mobility, and resultant longer is delayed after an inflammatory event; a well-documented
hospitalization and a reduction in functional outcomes.22 example of this phenomenon is waiting to allow recovery
In summary, serum concentrations of visceral proteins, and resolution of inflammation before surgery to reverse a
such as albumin and prealbumin, are decreased during the colostomy after Hartmann procedure for diverticulitis.32,33
acute-phase response associated with acute and chronic However, it must be recognized that sometimes surgery
illness and inflammation. Many of the clinical situations is required to resolve an inflammatory process. This may
in which nutrition support is utilized are characterized by be true in conditions such as inflammatory bowel disease
acute and/or chronic inflammation, and edema may be or chronic infection of prosthetic implants, for example.
present on examination.23 Clinicians must continue to rec- These patients should receive nutrition support and specific
ognize that decreased serum visceral-protein concentrations treatments directed at inflammation and infection, when
do not reflect malnutrition but rather are the result of the possible, prior to surgery. Should they not improve and
underlying inflammatory response. require surgery in the setting of active inflammation, their
elevated risk of complications must be recognized and
Visceral Proteins as Markers of Nutrition mitigated, as possible.
Another common misconception is that serum albumin
Status and prealbumin are markers of protein and muscle mass in
Serum albumin and prealbumin continue to be incorrectly body composition. Serum albumin and prealbumin levels in
cited as nutrition markers. Because of the strong associa- healthy patients do not decline until their body mass index
tions between inflammation and malnutrition, visceral pro- (BMI) is <12 (calculated as weight in kilograms divided by
teins correlate well with patient risk for adverse outcomes height in meters squared) after ≥6 weeks of starvation.34
while not specifically reflecting a patient’s current nutrition The same is reported in elderly patients.35 Serum albumin
state.24 Inflammatory markers are useful for determining and prealbumin levels are known to correlate poorly with
nutrition risk by identifying those patients likely to be at nutrition intake—changes in dietary intake correlate poorly
an increased risk of poor outcomes if adequate nutrition is with visceral proteins.36,37
not delivered. For example, the Nutrition Risk in Critically Serum albumin and prealbumin levels have also been ex-
Ill tool for critically ill patients identifies those who have amined in children—in whom growth and development are
an elevated risk of poor outcomes when adequate enteral additional factors—with similar overall findings. Although
nutrition is not delivered.25 Malnutrition may be character- the visceral proteins retain similar correlations with inflam-
ized by the type of inflammation present: acute illness/injury mation as they do in adult patients, there is poor correlation
or chronic illness. Relatively few patients in developed with muscle mass or overall malnutrition assessments. One
countries have starvation-associated malnutrition, despite study evaluating the nutrition status of 45 children at the
the continuing presence of food insecurity and low-quality initial diagnosis of cancer compared anthropometrics with
diets deficient in protein.2 serum albumin/prealbumin levels.38 Based on anthropomet-
Serum albumin has historically been established as a rics, 49% of the patients were malnourished, but there was
marker of surgical risk, and some surgical guidelines recom- no relationship with either serum albumin or prealbumin.
mend delaying surgery to allow time for nutrition support.26 Another study evaluated critically ill children admitted to
A serum albumin level < 3.5 g/dL is associated with a pediatric ICU.39 Anthropometrics were utilized for the
Evans et al 5

Table 1. Potential Nutrition Screening and Assessment Tools.

Nutrition screening MUST NRS-2002 MST PON

Nutrition assessment SGA MNA

Body mass index X X X X


Weight changes X X X X X X
Disease severity X X X X X
Gastrointestinal symptoms X
Physical examination X
Mobility X
Functional capacity X
Cognitive function X
Aged > 70 years X
Serum albumin X

Developed by the author. Data are from references.50–54


MNA, mini nutritional assessment; MST, malnutrition screening tool; MUST, malnutrition universal screening tool; NRS-2002, nutrition risk
screening 2002; PON, perioperative nutrition screening tool; SGA, subjective global assessment.

diagnosis of malnutrition and were compared with serum provided mixed results. Early work in the 1980s by Ota44
albumin levels. The study included 271 patients, with a 42% and Winkler45 in cancer and surgical patients, respectively,
malnutrition prevalence. Serum albumin level was signifi- demonstrated serum prealbumin to be a more sensitive
cantly associated with survival and duration of mechanical indicator of adequate nutrition support compared with
ventilation. Multivariate analysis confirmed an association other assessment parameters, including serum albumin and
of serum albumin with malnutrition. A more recent eval- transferrin. However, these results have not been confirmed
uation of children post–liver transplant found significantly in subsequent studies and may have actually been a man-
lower weight and height z-scores in those with confirmed ifestation of resolving inflammation. In 2012, Davis et al
sarcopenia; however, the serum albumin levels were identical evaluated the use of serum prealbumin in monitoring nu-
regardless of alterations in body composition.40 Similar trition support efficacy in a large urban medical center.36 In
findings were noted in preoperative evaluations of children their analyses, serum prealbumin levels correlated only with
with Crohn’s disease. Children with severe malnutrition, inflammation and did not reflect the delivery of adequate
as defined by BMI-for-age z-scores, despite normal serum energy and protein.36 Yeh et al demonstrated similar results
albumin levels, had increased odds of complications, sim- in patients receiving enteral nutrition.37 Despite the early
ilar to those with low serum albumin levels.41 A recent enthusiasm, serum prealbumin and other visceral proteins
evaluation of prealbumin in neonates in the neonatal ICU have not been shown to be sensitive markers of energy and
demonstrated a negative correlation of −0.62 (P < .005) protein intake adequacy and, therefore, should not be a
with CRP, indicating the decrease in serum prealbumin was guide for therapeutic changes. The return of serum albumin
associated with inflammation.42 and prealbumin levels to normal ranges may still have value
Serum albumin and prealbumin have been evaluated as in the monitoring of recovery. Normalization of visceral
nutrition markers in patients with restrictive eating disor- proteins may indicate the resolution of inflammation, the
ders, such as anorexia nervosa. A retrospective study eval- reduction of nutrition risk, a transition to anabolism, and
uated 75 children with severe weight loss due to restrictive potentially lower calorie and protein requirements.
eating disorders.43 These children were malnourished, with
a BMI z-score of −3.19. None of the patients had a low Alternatives for Nutrition Assessment and
serum albumin level and 32% had a low prealbumin level.
Despite the anthropometrics demonstrating malnutrition,
Monitoring Efficacy
neither serum albumin or prealbumin level correlated with Numerous tools for nutrition assessment have been pro-
BMI z-score. posed. A thorough discussion is beyond the scope of this
document, but there are various approaches that have been
Role of Visceral Proteins in Monitoring suggested for outpatients, inpatients, and specific-disease
states. Most include a component of impaired oral intake
Nutrition Support Efficacy and/or weight loss (Table 1). Most of these tools do not
Research evaluating the utility of visceral proteins as include visceral-protein parameters—the exception is the
measures to assess efficacy of nutrition intervention has perioperative nutrition screening tool (PONS) proposed by
6 Nutrition in Clinical Practice 0(0)

Wischmeyer et al, in 2018.46 The PONS tool is unique 4. Sharma K, Mogensen KM, Robinson MK. Pathophysiology of critical
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for the inpatient setting and do not include serum albumin. disease-related malnutrition a secondary analysis of a randomized
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