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Review

Nutrition in Clinical Practice


Volume 0 Number 0
Evaluation of Nutrition Status Using the Subjective Global xxx 2020 1–15
© 2020 American Society for
Assessment: Malnutrition, Cachexia, and Sarcopenia Parenteral and Enteral Nutrition
DOI: 10.1002/ncp.10613
wileyonlinelibrary.com

Donald R. Duerksen, MD, FRCPC1 ; Manon Laporte, RD, MSc, CNSC2 ;


and Khursheed Jeejeebhoy, PhD, MBBS, FRCPC3

Abstract
The subjective global assessment (SGA) is a nutrition assessment tool that refers to an overall evaluation of a patient’s history and
physical examination and uses structured clinical parameters to diagnose malnutrition. The SGA is known to be a reliable and valid
tool that predicts morbidity and mortality associated with malnutrition. The objective of SGA is to identify patients likely to benefit
from nutrition intervention and therefore to identify persons in whom inadequate nutrition intake or absorption explain features
of malnutrition, including body wasting. There are other conditions that cause weight loss, muscle wasting, and fat loss, including
cachexia and sarcopenia. Acknowledging that these 2 last conditions differ in their mechanism of body wasting and consequently
in the outcomes of nutrition intervention, the practitioner needs a tool to identify when malnutrition is the dominating factor to
explain body wasting. The SGA form has been revised to clearly reflect the key concepts behind the diagnosis of malnutrition
and help to distinguish this condition from other wasting conditions. This review presents the revised SGA form and guidance
document. Using case studies, it illustrates the 3 wasting conditions, their overlap, and how the SGA identifies malnutrition as a
dominating factor of body wasting and thus individuals who require nutrition intervention. (Nutr Clin Pract. 2020;0:1–15)

Keywords
cachexia; malnutrition; nutrition assessment; sarcopenia; subjective global assessment

Subjective Global Assessment Canadian study showed that SGA predicts the length of stay
in hospitalized medical and surgical patients.8 The SGA is
The subjective global assessment (SGA) was developed recognized as the most highly validated tool as a measure
in 1982 and is a nutrition assessment tool that has been of malnutrition for many populations9 and a semi–gold
validated by predicting patient outcome 1 and by con- standard10 for the diagnosis of malnutrition responsive to
trolled clinical studies that show SGA identifies patients nutrition support based on 2 controlled trials.2,3
who respond to nutrition intervention.2,3 These are unique Although the SGA has been used in clinical practice for
aspects of this nutrition evaluation tool. This tool consists >30 years, there are several reasons why a review of its
of 5 nutritionally relevant features of the clinical history, interpretation and use is needed.
including decreased nutrient intake, unintentional weight Malnutrition in hospitalized patients has a high preva-
loss, symptoms affecting oral intake, functional capacity, lence worldwide, and its identification and management
and metabolic demand. In addition, it includes a physical has received much attention in the past several years.11
examination that focuses on subcutaneous fat loss, mus-
cle wasting, and fluid accumulation. The SGA classifies
individuals as well nourished (SGA A), mildly/moderately From the 1 Max Rady College of Medicine, University of Manitoba,
malnourished (SGA B), or severely malnourished (SGA Winnipeg, Manitoba, Canada 2 Réseau de Santé Vitalité Health
Network, Campbellton, New Brunswick, Canada; and the
C). The SGA was initially validated in 59 consecutive 3 Department of Medicine St Michael Hospital, University of
surgical patients admitted to a tertiary care hospital. This Toronto, Toronto, Ontario, Canada.
classification predicted length of stay and development
Financial disclosures: None declared.
of complications and was found to be reproducible when
Conflicts of interest: None declared.
performed independently by 2 different practitioners.1 Since
this original description, the SGA has been validated in Corresponding author:
Donald R Duerksen, MD, FRCPC, Max Rady College of Medicine,
different disease states and clinical conditions, including
University of Manitoba, C5-120 – 409 Tache Avenue, Winnipeg,
chronic renal failure, cancer, geriatrics, critically ill patients, Manitoba, Canada R2H 2A6.
and hospitalized general medical patients.4–7 A recent large Email: dduerkse@sbgh.mb.ca
2 Nutrition in Clinical Practice 0(0)

Groups such as the Canadian Malnutrition Task Force disease-related malnutrition with inflammation.15 With the
(CMTF) have confirmed a high prevalence of malnutrition critical loss of body mass and function, there is delayed
in hospitals (45%) and have demonstrated that malnutri- wound healing, increased susceptibility to infection, and
tion identified with SGA is associated with an increased ultimately, death results. Traditionally, features such
length of hospital stay.8 The CMTF has incorporated as reduced weight, muscle wasting, loss of body fat,
the use of the SGA into an algorithm, the Integrated reduced plasma proteins, and immune dysfunction defined
Nutrition Pathway for Acute Care12 for the detection and malnutrition.1 However, it is important to understand
management of malnutrition in Canadian hospitals. A the purpose of identifying malnutrition: it is to identify
recent analysis on the perception of using SGA in regular persons who will benefit from nutrition therapy that
practice reveals its ability to identify malnourished patients improves clinical outcomes by reducing complications and
sooner and improve overall efficiency in delivery of nutrition mortality.16
care.13 The simple, traditional paradigm of recognition of the
Individuals with experience using and teaching SGA features given above to define malnutrition has several pit-
have identified common difficulties in interpreting SGA, falls. First, there is a wide range of normal weights, muscle
such as determining causes of muscle wasting, that are mass, and fat mass among the population and sexes, making
not well addressed with current guides. In fact, as the it difficult to define the early stages of abnormal deficiencies.
physical examination is now an integral part of the nutrition Second, if we use the presence of this phenotype to start
evaluation, the clinician is regularly called on to identify nutrition care, then we fail to prevent malnutrition because
patients with loss of muscle mass. This naturally leads to we will not recognize it before it becomes extreme nor
an evaluation as to whether these losses are associated with will we recognize persons who would ultimately develop
inadequate nutrition intake or are due to other conditions. the complications of malnutrition before they occur. Third,
For example, how do you classify individuals with evidence there are conditions, such as cachexia17 and sarcopenia,18
of body compositional change but whose nutrient intake has in which the same phenotype (loss of weight, muscle mass,
recently been adequate? There is an increasing awareness or strength and fat mass) occurs without significant lack
and recognition of cachexia and sarcopenia as important of nutrition and consequently cannot be fully reversed by
clinical entities in which inadequate nutrition intake is not conventional nutrition therapy.
the dominating cause of muscle wasting but rather may be It is clear from the pitfalls listed above that the use
contributing to the condition and, consequently, does not of traditional parameters does not identify patients at the
respond as well to nutrition management. How does the early stage of malnutrition, has large errors of measurement
SGA help in the differentiation of cachexia and sarcopenia especially in a busy clinical service, has a wide range of
from malnutrition? normal values, and is influenced by disease. Moreover,
The purpose of this review is to detail the appropriate the predictive outcomes of the traditional nutrition as-
use and interpretation of the SGA as a nutrition assessment sessment methods are unknown. Even, low body mass
tool and demonstrate how it identifies malnutrition in the index (BMI) as a single parameter to diagnose malnu-
context of muscle wasting associated with sarcopenia and trition failed to predict the negative outcomes.19,20 In a
cachexia. critical assessment of various techniques traditionally used
to measure nutrition status, it was concluded that these
techniques were inadequate,21 and an alternative method,
Identification of Malnutrition which identifies the interacting clinical factors that resulted
Nutrition health is maintained when there is a state of in malnutrition, would have to be used. In fact, diagno-
equilibrium between nutrient intake and requirements. sis of malnutrition requires an integrative interpretation
Malnutrition occurs when net nutrient intake (nutrient of history and physical examination using good clinical
intake corrected for malabsorption) is less than judgment.9
requirements. Malnutrition has been defined as follows: Recently, an international group of experts, the Global
“Malnutrition includes both the deficiency or excess (or Leadership Initiative on Malnutrition (GLIM), has de-
imbalance) of energy, protein, and other nutrients. In veloped criteria for the diagnosis of malnutrition using
practice, undernutrition or inadequate intake of energy, consensus methodology.22 This definition includes pheno-
protein, and nutrients is the focus.”14 Undernutrition or typic criteria related to weight loss, BMI, and reduced
malnutrition of protein, carbohydrate, and fat leads to a muscle mass, as well as etiologic criteria, including reduced
variety of metabolic abnormalities, physiological changes, food intake/reduced assimilation and inflammation. There
reduced organ and tissue function, and ultimately, loss of is overlap between these criteria and the components of
body mass. Concurrent stress, such as trauma, sepsis, and the SGA. A recent study demonstrated fair sensitivity
burns, create an inflammatory state that accelerates the loss and specificity of the GLIM criteria for the diagnosis of
of tissue mass and impairs function. This is also known as malnutrition when SGA was used as the comparator.23
Duerksen et al. 3

Interpretation and Classification of Nutrition categorization of nutrition status as SGA A. The duration
Status Using the SGA of these symptoms is important, as is the trend. If gas-
trointestinal symptoms have normalized over the 2 weeks
The specifics of the SGA have been published in detail prior to the assessment, it is likely that nutrition status has
previously.24 25 See Figure 1 for a data collection form improved/normalized.
that summarizes the important aspects of the SGA and
the classification into well nourished, mild/moderately Functional Capacity
malnourished, and severely malnourished. This data
collection form is available on the CMTF website at Severely malnourished individuals usually have a significant
https://nutritioncareincanada.ca/sites/default/uploads/files/ loss of lean body mass, which may impair their ability
SGA%20Tool%20EN%20colour_2017(1).pdf (August to function at their accustomed level. Initially, this may
2020). This form was developed through consensus by an result in an inability to perform strenuous tasks but, as it
interdisciplinary group of experts that included nutrition progresses, may result in affecting activities of daily living.
support physicians, dietitians and scientists, and 1 of the However, loss of functional capacity and/or body wasting
originators of the SGA, with feedback from practicing due to underlying disease processes must be distinguished
clinical dietitians. from that due to lack of nutrient intake. For example,
The following are specific factors to consider when neurologic disorders may impair the use of limbs and
completing the SGA. therefore affect functional capacity. It is also important to
note that if functional status impairment due to underlying
Nutrient Intake disease results in limited mobility, lean body mass loss is
likely to be accelerated because of disuse.
Because malnutrition results when nutrient intake is insuffi-
cient to meet nutrient requirements, assessment of nutrient Metabolic Requirement
intake is an essential part of the SGA. Reduced intake
usually includes reduction in both energy and protein, and Disease conditions, such as burns, head trauma, systemic
this part of the SGA estimates the degree of decreased inflammatory response syndrome, and thyrotoxicosis, are
intake compared with an individual’s usual intake, the du- associated with increased metabolic demand and thus re-
ration that it has been deceased, and the trend in the past 2 quire provision of increased nutrients to maintain metabolic
weeks. All sources of intake need to be considered, including balance. This must be accounted for when assessing for
oral nutrition supplements, enteral nutrition, parenteral nutrition adequacy in patients with these conditions. In
nutrition, and sources such as propofol infusions. most common clinical conditions, the mild metabolic stress
that is related to the underlying disease does not significantly
increase nutrient needs,26,27 and, therefore, no adjustment
Weight
needs to be made.
Weight loss results when energy intake is insufficient to
meet nutrition needs and can be stratified into involuntary Physical Examination
weight loss that is not considered significant (<5% of usual
body weight),25 moderate weight loss (5%–10% of usual Clinical assessment of body composition, including muscle
body weight), and severe weight loss (>10% of usual body bulk and fat stores, is an important aspect of the SGA.
weight). The time period that weight loss is assessed is over Reduced fat stores are an indication of negative energy
the past 6 months, although many patients have significant balance. Fat stores are best assessed by noting sunken eyes
weight loss over a much shorter period of time. The SGA and by palpating the triceps area as well as the lateral aspect
is a valid assessment tool that considers the persistence of of the rib area and lower back (see Figure 1).
continued weight loss over 2 weeks and 6 months rather To assess muscle mass, the area around the shoulder,
than an interpretation of weight according to a comparison including the deltoids, biceps, triceps, pectoralis, supras-
with standard weights. SGA can then be conducted under capular, and infrascapular muscles, is particularly important
circumstances in which the actual weight is not known.19 to examine for muscle bulk (see Figure 1). Unlike loss of
fat mass, muscle wasting occurs with causes other than
malnutrition. These include sarcopenia of aging, cachexia,
Symptoms and muscle wasting related to disuse. Individuals who
There are many gastrointestinal symptoms that result in restrict their usual activities but continue to ambulate may
decreased oral intake or suggest possible malabsorption have relatively preserved muscle mass of their lower limbs
(see the data collection sheet in Figure 1). These symptoms compared with their upper limbs. Individuals who have
usually coincide with the period of weight loss, and their significant body compositional change, including loss of
resolution leads to normalization of nutrient intake and body fat and muscle wasting and a history of decreased
4 Nutrition in Clinical Practice 0(0)

Subjecve Global Assessment Form


MEDICAL HISTORY

Paent name: _________________________________ Date: _______ / _______ / _______


NUTRIENT INTAKE
1. No change; adequate
2. Inadequate; duration of inadequate intake ________________
Suboptimal solid diet Full fluids or only oral nutrition supplements Minimal intake, clear fluids or starvation
3. Nutrient Intake in past 2 weeks*
Adequate Improved but not adequate No improvement or inadequate

WEIGHT Usual weight ____________ Current weight ____________


1. Non fluid weight change past 6 months Weight loss (kg) ________
<5% loss or weight stability 5-10% loss without stabilization or increase >10% loss and ongoing
If above not known, has there been a subjective loss of weight during the past six months?
None or mild Moderate Severe
2. Weight change past 2 weeks* Amount (if known) __________
Increased No change Decreased

SYMPTOMS (Experiencing symptoms affecting oral intake)


1. Pain on eating Anorexia Vomiting Nausea Dysphagia
Diarrhea Dental problems Feels full quickly Constipation
2. None Intermittent/mild/few Constant/severe/multiple
3. Symptoms in the past 2 weeks*
Resolution of symptoms Improving No changeor worsened

FUNCTIONAL CAPACITY (Fatigue and progressive loss of function)


1.No dysfunction
2.Reduced capacity; duration of change ________________
Difficulty with ambulation/normal activities Bed/chair-ridden
3.Functional Capacity in the past 2 weeks*
Improved No change Decrease

METABOLIC REQUIREMENT
High metabolic requirement  No  Yes
PHYSICAL EXAMINATION

Loss of body fat No Mild/Moderate Severe


Loss of muscle mass No Mild/Moderate Severe
Presence of edema/ascites No Mild/Moderate Severe
SGA RATING
A Well-nourished B Mildly/moderately malnourished  C Severely malnourished
Normal Some progressive nutri tional loss Evidence of wasti ng and progressive symptoms
CONTRIBUTING FACTOR
CACHEXIA(fat and muscle wasting due to disease and inflammation)
SARCOPENIA(reduced muscle mass and strength)

Figure 1. Subjective Global Assessment Form and Guidance For Body Composition. This data collection form is reprinted with
permission from the Canadian Malnutrition Task Force and is available at
https://nutritioncareincanada.ca/sites/default/uploads/files/SGA%20Tool%20EN%20colour_2017(1).pdf (August 2020).
Duerksen et al. 5

Subjecve Global Assessment Guidance For Body Composion


SUBCUTANEOUS FAT
Physical examinaon Normal Mild/Moderate Severe
Under the eyes Slightlybulging area Somewhat hollow look, Hollowed look, depression,
Slightly dark circles dark circles
Triceps Large spacebetweenfingers Some depth to fat tissue, but Very little space between
not ample. Loose fitting skin. fingers or fingers touch, loose
fitting skin
Ribs, lower back, sides of Chest is full; ribs do not show. Ribs obvious, but indentations Indentation between ribs very
trunk Slight to no protrusion of the are not marked. Iliac Crest obvious. Iliac crest very
iliac crest somewhat prominent prominent

MUSCLE WASTING
Physical examinaon Normal Mild/Moderate Severe
Temple Well-defined muscle Slight depression Hollowing, depression
Clavicle Not visible in males; may be Some protrusion; may not be Protruding/prominent bone
visible but not prominent in all the way along
females
Shoulder Rounded No square look; acromion Square look; bones prominent
process may protrude slightly
Scapula/ribs Bones not prominent; no Mild depressions or bone may Bones prominent; significant
significant depressions show slightly; not all areas depressions
Quadriceps Well defined Depre ssion/atrophy medially Prominent k nee, Severe
depression medially
Interosseous muscle between Muscles protrudes; could be Slightly depressed Flat or depressed area
thumb and forefinger (back of flat in females
hand)**

FLUID RETENTION
Physical examinaon Normal Mild/Moderate Severe
Edema None Pitting edema of extremities / Pitting beyond knees, sacral
pitting to knees, possible edema if bedridden, may also
sacral edema if bedridden have generalized edema
Ascites Absent Present (may only be present on imaging)

A - Well-nourishedno decrease in food/nutrient intake; < 5% weight loss; no/minimal symptoms affecting food intake;
no deficit in function; no de ficit in fat or muscle massOR *an individual with some criteria for SGA B or C but with
recent adequate food intake; non-fluid weight gain; significant recent improvement in symptoms allowing adequate
oral intake; significant recent improvement in function; and ch ronic deficit in fat and mu scle mass but with recent
clinical improvement in function
B - Mildly/moderately malnourisheddefinite decrease in food/nutrient intake; 5% - 10% weight loss without
stabilization or gain; mild/some symptoms affecting food intake; moderate functional deficit or recent deterioration;
mild/moderate loss of fa t and/or muscle massOR *an individual meeting some criteria for SGA C but with
improvement (but not adequate) of oral intake, recent stabilization of weight, decrease in symptoms affecting oral
intake, and stabilization of functional status.
C - Severely malnourished severe deficit in food/nutrient i ntake; > 10% weight loss whichis ongoing; significant
symptoms affecting food/nutrient i ntake; severe functional deficit OR *recent significant deterioration; obvious signs
of fat and/or muscle loss.
Cachexia - If there is an underlying predisposing disorder (e.g. malignancy) and there is evidence of reduced muscle
and fat and no or limited improvement with optimal nutrient intake, this is consistent with cachexia.
Sarcopenia – If there is an underlying disorder (e.g. agi ng) and there is evidence of reduced mu scle and strength
and no or limited improvement wi th optimal nutrient intake.
**In the elderly prominent tendons and hollowing is the result of aging and may not reflect malnutrion

Figure 1. Continued
6 Nutrition in Clinical Practice 0(0)

intake (with or without gastrointestinal symptoms), are decreases with aging and reduces muscle mass in males); and
considered malnourished. (5 )neuromuscular atrophy (muscle disorders and diseases
affecting peripheral nerves cause muscle atrophy). All of
these mechanisms operate to a variable extent, with 1 or
Edema and Ascites
2 dominating in each of these 3 wasting conditions. In
Edema is commonly associated with conditions such as protein-energy malnutrition, the intake and requirement
heart failure, renal failure, liver cirrhosis, and venous insuf- mismatch is the dominant mechanism leading to subcuta-
ficiency. Ascites is a common manifestation of portal hyper- neous fat loss and muscle wasting, and there are minimal
tension. This accumulation of fluid results in falsely elevated contributions from factors such as cytokines, hormone
body weight, which needs to be taken into consideration activation, or neuromuscular atrophy. In cachexia, the dom-
by the nutrition clinician. For example, if an individual has inating factors that drive muscle wasting and subcutaneous
pitting edema to their knees and reports that their weight fat loss are the activated cytokines and the hormonal actions
is unchanged from the usual body weight, it is likely that induced by the underlying malignancy or inflammatory
there has been a loss of body mass. In rare circumstances, disorder, whereas energy intake may be much less affected in
edema and ascites may be manifestations of malnutrition, this group of disorders. Finally, in sarcopenia, the reduction
particularly in states of severe hypoalbuminemia. in the rate of myofibrillar protein synthesis and reduced
activity are the primary contributors to the muscle wasting
Phenotype of Cachexia, Sarcopenia, and phenotype, and unlike the mechanisms in malnutrition,
there is minimal contribution related to insufficient energy
Malnutrition intake.29
The common feature of cachexia, sarcopenia, and mal- As described above, there is an overlap in the clinical
nutrition is the phenotype of muscle wasting and loss of presentation of these conditions that is reflected in the
lean body mass. However, there are significant differences criteria proposed to diagnose it. For example, the diagnosis
between these conditions. of cachexia is based on the presence of weight loss of
Cachexia is a “complex medical syndrome associated ≥5% of body weight or BMI <20 (calculated as weight
with underlying illness and characterized by loss of muscle in kg divided by height in meters squared) in the absence
mass with or without loss of fat mass”17 that is variably of simple starvation and includes the criteria of decreased
but incompletely treated by conventional nutrition support. muscle strength, anorexia, and low fat-free mass index
There are numerous potential causes of cachexia, including (<7.26 in men and <5.45 in women) (calculated as fat
(1) malignancy (usually metastatic with an extensive tumor free mass in kg divided by height in meters squared).17
burden); (2) chronic inflammatory disorders (eg, chronic in- In regard to sarcopenia, the European Working Group
fections, inflammatory bowel disease, and collagen vascular on Sarcopenia in Older People 2 refers to low muscle
disorders); and (3) organ failure (eg, cardiac, pulmonary strength as the primary criterion for probable sarcopenia.
[chronic obstructive pulmonary disease], and renal). In The diagnosis of sarcopenia is confirmed by the presence
cancer cachexia, the syndrome is a continuum that may of low muscle mass (quantity and quality), and when a
progress to refractory cachexia, in which there is no response low physical performance is also detected, sarcopenia is
to treatment.28 considered severe.18 In clinical practice, anthropometry is
Sarcopenia is a syndrome characterized by a progressive the more accessible method proposed to measure muscle
and generalized muscle disorder that is associated with mass. The handgrip strength (HGS) and the usual gait
increased likelihood of adverse outcomes, such as falls, speed, or get-up-and-go test, are the techniques that can be
fractures, physical disability, and mortality. Primary sar- used to assess muscle strength and physical performance,
copenia is age-related loss of skeletal muscle mass and is respectively.18 In practice, there is a wide premorbid range
defined when no other cause is evident but aging itself. of normal muscle grip strength, depending on muscle mass,
Sarcopenia may be considered secondary when other causes occupation, sex, and age, limiting the accuracy of the HGS
are evident.18 measurement.
There are 5 basic mechanisms that contribute to the Many of the criteria of sarcopenia and cachexia are also
phenotype of muscle wasting and subcutaneous fat loss present in individuals with malnutrition. The overlap in
in malnutrition, cachexia, and sarcopenia29 : (1) insufficient these criteria presents a challenge for the clinician seeking to
energy intake to meet energy requirements; (2) increased define nutrition status and determines the need for nutrition
cytokine activity, leading to skeletal muscle catabolism; care intervention. When it is time to diagnose malnutrition,
(3) reduced muscle loading (muscles require loading and a fundamental key concept needs to be considered: is inad-
stress to maintain strength and mass); (4) hormonal action equate nutrient intake (and/or absorption) the dominating
(corticosteroids, catecholamines, and sympathetic activa- mechanism explaining the loss of muscle mass. If so, a
tion increase skeletal muscle catabolism while testosterone response to feeding should be expected. A synthesis of the
Duerksen et al. 7

5 criteria used by the SGA allows the clinician to evaluate of aging. Many elderly patients have evidence of mild to
the dominant cause of the phenotype called malnutrition moderate muscle loss in addition to low muscle strength
in any patient, thus allowing the differentiation of primary although there has not been a major change in their oral
lack of nutrition from cachexia and sarcopenia. In many intake. This is the typical feature of sarcopenia.
cases, particularly when patients present to the hospital The differentiation of cachexia or sarcopenia from mal-
and have an underlying medical disorder, their wasting nutrition is made by making an overall assessment as to
phenotype may result from multiple factors—for example, whether the intake of nutrients, as well as gastrointestinal
malnutrition and cachexia or malnutrition and sarcopenia. function (eg, appetite, swallowing, and bowel function),
allows for adequate intake and absorption or whether it is
SGA and Evaluation of Malnutrition, is impaired sufficiently, to fully or in part account for the
muscle and fat wasting and weight loss. In addition, when
Cachexia, and Sarcopenia considering cachexia, an underlying inflammatory disorder
The SGA provides an overall assessment of a patient’s or malignant condition or major organ failure should be
nutrition status and distinguishes individuals who have body present. Prior to giving the final rating, the clinician must
wasting due primarily to lack of nutrition (malnutrition) assess whether changes in body weight and composition are
from conditions such as cachexia and sarcopenia. For dominated by malnutrition (insufficient intake relative to
example, a patient with metastatic ovarian cancer may lose energy expenditure) or by the cachexia/sarcopenia.
substantial amounts of weight and present with severe
muscle wasting. If the initial assessment confirms a ma-
jor decrease in oral intake and/or evidence of significant
SGA and Nutrition Status Change
malabsorption, this patient would likely be classified as The SGA considers the relevant nutrition factors at a
severely malnourished, SGA C. Given the large tumor specific point in time, and a classification of nutrition status
burden and associated nausea, it is possible that cachexia is made based on this information. Nutrition status may
is also contributing to the muscle wasting. Frequently, change based on changes in clinical status and optimization
malnutrition and cachexia or sarcopenia may each con- of nutrient intake. The SGA factors in these changes, and,
tribute to the phenotype of muscle wasting, particularly on therefore, the classification may change based on this assess-
initial presentation to the healthcare professional. If the ment. Thus, SGA is considered a dynamic assessment. For
patient with metastatic ovarian cancer classified as SGA C example, consider the case of a man aged 67 years who has
is given full nutrition support (meeting her requirements for dysphagia and is diagnosed with achalasia (an esophageal
a significant period of time), and there is no significant im- motility disorder characterized by failure of relaxation of
provement in weight, functional capacity, or body compo- the lower esophageal sphincter and aperistalsis). He has
sition, a subsequent evaluation could reclassify her as being lost 14% of his usual body weight (because of his inability
cachexic, and her nutrition status would be SGA A. The to eat due to dysphagia), has severe muscle wasting in
muscle wasting that this individual would continue to have his upper and lower extremities, and has decreased fat
would be consistent with cachexia. Cachexia is considered a stores and, therefore, would be classified as SGA C. After
contributing factor when there is discordance between the successful surgery, he is able to meet his nutrition needs
body compositional assessment and that nutrition intake with a texture-modified diet and nutrition supplements. A
obtained on history. Individuals with cachexia demonstrate nutrition reassessment after a period of recovery would
weight loss, loss of muscle mass, and subcutaneous fat loss conclude that his dysphagia has resolved and his oral intake
but are close to meeting their nutrition needs when nutrient has normalized to meet his nutrition requirements. He
intake is assessed. Particularly at presentation, it is possible would still have evidence of body compositional change
to have a mixed diagnosis of malnutrition and cachexia— (with fat loss and muscle wasting), as this would take time
many individuals with cachexia also have decreased oral to improve, but a reclassification would consider him to be
intake. Once nutrient intake has been optimized through in the SGA A category. The SGA considers the trajectory
supplementation or specialized nutrition support, ongoing of symptoms and oral intake over a 2 week period, and if
loss of lean body mass is attributed to cachexia. symptoms have resolved and nutrient intake has normalized
As part of the aging process, muscle wasting may not to meet energy expenditure (and there is improvement
be due to an energy/nutrient deficit but to sarcopenia. in weight and functional capacity), the individual would
Sarcopenia can be partially, but incompletely, treated by no longer be considered malnourished even though there
supplying higher amounts of protein.30 If the nutrient in- are persistent body compositional changes.24 The latter
take is assessed as appropriate for an elderly individual, and are likely to take considerable time to replete, particularly
on further evaluation there is no evidence of malabsorption, lean body mass. If there has been improvement in the
but there is evidence of low muscle strength and mass, symptoms and intake but not fully, the nutrition classifi-
this final assessment would conclude that this is sarcopenia cation may improve but would not be considered to have
8 Nutrition in Clinical Practice 0(0)

Figure 2. (A) Moderate muscle wasting of pectoralis muscles and deltoids, with squaring of shoulders. (B) Moderate muscle
wasting of scapular muscles. (C) Moderate muscle wasting of interosseous muscles of hands. (D) Mild loss of subcutaneous fat of
triceps and sides of trunk.

normalized—for example, a patient might have been classi- 3 meals per day and eats meats and substitutes as well as
fied as SGA C and now would be classed as SGA B. fruit, vegetables, starches, and desserts. He tends to finish his
plate on a regular basis and has not noted any decrease in
oral intake. He has had no weight loss in the past 15 months
Case Studies and, in fact, has had a mild weight gain. His current weight
is 63 kg. Fifteen months ago, his weight was 60.4 kg and 1
Case 1: Sarcopenia year ago was 62.1 kg. When he was younger and working,
A man aged 92 years was admitted to the hospital because of he reported weighing as much as 77 kg. His current height is
a fall at home while climbing stairs. He has also been treated 181 cm and BMI is 19.2. There has been no notable change
for a urinary tract infection. After a short hospital stay in in his functional capacity in the past 15 months. He walks
acute care, the patient was transferred to a residential ward. on a daily basis, ∼12 times, 50 steps each time, and 2.5 feet
His past medical history is also significant for high blood per step. He also performs 4 different types of exercise with
pressure, abdominal aortic aneurysm (stent 2 years ago), his arms. His HGS was 21 kg.
abdominal hernia repair 17 years ago, and glaucoma. He On physical examination, he exhibits physical signs of
is a nonsmoker and has a Mini-Mental State Examination moderate muscle wasting of his pectoralis muscles and
score of 26. deltoids (Figure 2A) and subscapular and suprascapular
Regarding his nutrient intake, he reports eating less, as muscles as well as trapezius (Figure 2B). There is also mod-
compared with years ago, but his intake and appetite are erate muscle wasting of his interosseous muscle between
stable and have not changed over the past several years. On the thumb and forefinger (Figure 2C) and mild loss of
a more detailed dietary intake history, he states that he has subcutaneous fat (triceps and sides of trunk) (Figure 2D).
Duerksen et al. 9

According to the SGA (Figure 3), this 92-year-old man He is initially started on oral nutrition supplements and
is classified as well nourished (SGA A); the low muscle appears to tolerate them well for the first 2–3 weeks.
strength (HGS < 27 kg) and low muscle mass meet the After about 6 weeks, he begins to have worsening of his
criteria for probable sarcopenia.18 early satiety symptoms, and a repeat computed tomography
scan demonstrates tumor enlargement and evidence of gas-
tric outlet obstruction. A duodenal stent is inserted, with a
Case 2: Malnutrition and Cachexia marked improvement in his symptoms. He is able to tolerate
A man aged 67 years presents to the hospital with weight a texture-modified diet and oral nutrition supplements. It is
loss and new-onset jaundice and pruritis. His past medical estimated that he is meeting his nutrition requirements with
history is significant for hypertension. He quit smoking his oral intake. His weight is 79 kg.
5 years previously and consumes 8–10 beer on most week- His nutrition status is reevaluated 8 weeks later. Al-
ends. He has no significant past surgical history. though he still has some mild anorexia, he has no nausea,
He is admitted to the hospital, where a CT scan of his emesis, or diarrhea. He has been able to maintain his oral
abdomen demonstrates a large mass in the head of the intake by “pushing himself.” He is walking with his wife
pancreas, multiple enlarged lymph nodes, and several large on a daily basis. His weight is stable at 80 kg. On physical
lesions in the liver consistent with metastatic pancreatic examination, he has muscle wasting that is similar to the
cancer. wasting noted on presentation.
An ERCP demstrates narrowing of the duodenum from On SGA assessment, his oral intake is sufficient to
tumor compression, but it is possible to insert a decompres- maintain his weight, and his gastrointestinal symptoms are
sive biliary stent. This results in resolution of his jaundice much improved. He would be classified as SGA A. Despite
and pruritis. the correction of his energy imbalance, he still has a muscle
Regarding his nutrient intake, he states that his oral wasting phenotype. This is attributed to the cachexia related
intake has decreased in the past 6 weeks. He is nauseated to his underlying tumor (see Figure 5).
and becomes full easily, and this limits his oral intake. He
has also lost his appetite. Although he tries to eat 3 meals Case 3: Sarcopenia and Cachexia
per day, he estimates that he eats approximately half of what
A female aged 90 years is admitted for a short hospital
he normally does.
stay (3 days) for pneumonia, requiring an intravenous an-
He has lost ∼11 kg in the past 2 months. His current
tibiotic treatment; C-reactive protein at admission is 208.3
weight is 83 kg. His current height is 179 cm and BMI is
mg/L. Her past medical history is significant for chronic
26.
obstructive pulmonary disease stage 2, high blood pressure,
He works as a supervisor at a construction company. His
dyslipidemia, and gastroesophageal reflux disease. She is a
work is quite sedentary. He has continued to work until
nonsmoker.
several days before coming to hospital. He does not do
Regarding her nutrient intake, she reports having a very
any regular physical exercise but has been doing yard work
good appetite and denies any decrease of her food intake,
around the house. He has definitely noticed more fatigue in
even in presence of the lung infection. She explains having
the past several weeks.
a very stable eating pattern in the past 15 years, eating 6
On physical examination, he exhibits physical signs of
times a day, and always making sure to have good and well-
severe muscle wasting of his pectoralis muscles and deltoids,
balanced meals. An example of recall of her dietary intake
as well as his subscapular and suprascapular muscles. There
on a typical day is shown below:
is also moderate muscle wasting of his interosseous and
temporalis muscles. There is moderate loss of subcutaneous Breakfast:
fat (triceps and sides of trunk). Porridge (200 mL) + honey + flax seeds,
1
According to the SGA (see Figure 4), he is classified as 2
banana, 2% milk (125 mL), orange juice (200 mL),
severely malnourished (SGA C); at this assessment point, and
he clearly has inadequate oral intake and an imbalance in 1 piece of toast (whole wheat bread + jam + mar-
this energy intake and expenditure and is therefore con- garine)
sidered malnourished. His energy expenditure is likely not AM snack: Apple
increased because of the pancreatic cancer.31 He also has an Lunch:
underlying condition that can be associated with cachexia, Homemade soup (rice, chicken, and vegetables)
metastatic pancreatic cancer with a large tumor burden, and Baguette (several slices) + margarine
it is unclear the degree to which this is contributing to his Dessert: Piece of pie, cookies, or muffin and tea
phenotype of muscle wasting and subcutaneous fat loss. PM Snack: Yogurt
Therefore, on the SGA form, there is a question mark beside Supper:
the cachexia category (see Figure 4). Fish/meat/poultry (60 g),
10 Nutrition in Clinical Practice 0(0)

Subjecve Global Assessment Form


MEDICAL HISTORY

Paent name: _________________________________ Date: _______ / _______ / _______


NUTRIENT INTAKE
1. x No change; adequate
2. Inadequate; duration of inadequate intake ______
Suboptimal solid diet Full fluids or only oral nutrition supplements Minimal intake, clear fluids or starvation
3. Nutrient Intake in past 2 weeks*
x Adequate Improved but not adequate No improvement or inadequate

WEIGHT Usual weight ____________ Current weight ___63 kg___


1.Non fluid weight change past 6 months Weight loss (kg) ________
x<5% loss or weight stability 5-10% loss without stabilization or increase >10% loss and ongoing
If above not known, has there been a subjective loss of weight during the past six months?
x None or mild Moderate Severe
2. Weight change past 2 weeks* Amount (if known) __________
Increased x No change Decreased

SYMPTOMS (Experiencing symptoms affecting oral intake)


1.Pain on eating Anorexia Vomiting Nausea Dysphagia Diarrhea
Dental problems Feels full quickly Constipation
2. x None Intermittent/mild/few Constant/severe/multiple
Symptoms in the past 2 weeks*
x Resolution of symptoms Improving No changeor worsened

FUNCTIONAL CAPACITY (Fatigue and progressive loss of function)


1.No dysfunction x
2.Reduced capacity; duration of change ________________
Difficulty with ambulation/normal activities Bed/chair-ridden
3.Functional Capacity in the past 2 weeks*
Improved x No change Decrease

METABOLIC REQUIREMENT
High metabolic requirement x No  Yes
PHYSICAL EXAMINATION
Loss of body fat No x Mild/Moderate Severe
Loss of muscle mass No x Mild/Moderate Severe
Presence of edema/ascites x No Mild/Moderate Severe

SGA RATING
x A Well-nourished B Mildly/moderately malnourished  C Severely malnourished
Normal Some progressive nutri tional loss Evidence of wastin g and progressive
symptoms
CONTRIBUTING FACTOR
CACHEXIA(fat and muscle wasting due to disease and inflammation)
X SARCOPENIA(reduced muscle mass and strength)

Figure 3. SGA form from Case 1. SGA classification of well nourished (rating A), with associated probable sarcopenia.
Duerksen et al. 11

Subjecve Global Assessment Form


MEDICAL HISTORY

Paent name: _________________________________ Date: _______ / _______ / _______


NUTRIENT INTAKE
1. No change; adequate
2. Inadequate; duration of inadequate intake: 6 weeks
Suboptimal solid diet x Full flui ds or only oral nutrition supplements Minimal intake, clear fluids or starvation
3. Nutrient Intake in past 2 weeks*
Adequate Improved but not adequate x No improvement or inadequate

WEIGHT Usual weight94 kg Current weight 83 kg


1.Non fluid weight change past 6 months Weight loss (kg) 11 kg
<5% loss or weight stability 5-10% loss without stabilization or increase x>10% loss and ongoing
If above not known, has there been a subjective loss of weight during the past six months?
None or mild Moderate Severe
2. Weight change past 2 weeks* Amount (if known) __________
Increased No change xDecreased

SYMPTOMS (Experiencing symptoms affecting oral intake)


1. Pain on eating xAnorexia Vomiting xNausea Dysphagia
Diarrhea Dental problems x Feels full quickly Constipation
2. None Intermittent/mild/few Constant/severe/multiple
3. Symptoms in the past 2 weeks*
Resolution of symptoms Improving x No changeor worsened

FUNCTIONAL CAPACITY (Fatigue and progressive loss of function)


1.No dysfunction: No major dysfunction
2.Reduced capacity; duration of change ________________
Difficulty with ambulation/normal activities Bed/chair-ridden
3.Functional Capacity in the past 2 weeks*
Improved x No change Decrease

METABOLIC REQUIREMENT
High metabolic requirement x No  Yes
PHYSICAL EXAMINATION

Loss of body fat No x Mild/Moderate Severe


Loss of muscle mass No Mild/Moderate x Severe
Presence of edema/ascites x No Mild/Moderate Severe
SGA RATING
A Well-nourished B Mildly/moderately malnourished x C Severely malnourished
Normal Some progressive nutri tional loss Evidence of wasti ng and progressive
symptoms
CONTRIBUTING FACTOR
? CACHEXIA(fat and muscle wasting due to disease and inflammation)
SARCOPENIA(reduced muscle mass and strength)

Figure 4. SGA form from Case 2. The patient is considered severely malnourished (rating C). Although cachexia could be a
contributing factor, there is a definite imbalance between nutrient intake and energy requirements. SGA, subjective global
assessment.
12 Nutrition in Clinical Practice 0(0)

Subjecve Global Assessment Form


MEDICAL HISTORY

Paent name: _________________________________ Date: _______ / _______ / _______


NUTRIENT INTAKE
1. x No change; adequate
2. Inadequate; duration of inadequate intake ______
Suboptimal solid diet x Full flui ds or only oral nutrition supplements Minimal intake, clear fluids or starvation
3. Nutrient Intake in past 2 weeks*
x Adequate Improved but not adequate x No improvement or inadequate

WEIGHT Usual weight ____________ Current weight ___80___


Non fluid weight change past 6 months(in this case 2 months) Weight loss (kg) none
x<5% loss or weight stability 5-10% loss without stabilization or increase >10% loss and ongoing
If above not known, has there been a subjective loss of weight during the past six months?
x None or mild Moderate Severe
2. Weight change past 2 weeks* Amount (if known) __________
Increased x No change Decreased

SYMPTOMS (Experiencing symptoms affecting oral intake)


1. Pain on eating x Anorexia Vomiting Nausea Dysphagia
Diarrhea Dental problems Feels full quickly Constipation
2. None x Intermittent/mild/few Constant/severe/multiple
Symptoms in the past 2 weeks*
Resolution of symptoms x Improving No changeor worsened

FUNCTIONAL CAPACITY (Fatigue and progressive loss of function)


1.No dysfunction: yes
2.Reduced capacity; duration of change ________________
Difficulty with ambulation/normal activities Bed/chair-ridden
3.Functional Capacity in the past 2 weeks*
Improved x No change Decrease

METABOLIC REQUIREMENT
High metabolic requirement x No  Yes
PHYSICAL EXAMINATION
Loss of body fat No x Mild/Moderate Severe
Loss of muscle mass No Mild/Moderate x Severe
Presence of edema/ascites x No Mild/Moderate Severe

SGA RATING
x A Well-nourished B Mildly/moderately malnourished  C Severely malnourished
Normal Some progressive nutri tional loss Evidence of wasti ng and progressive
symptoms
CONTRIBUTING FACTOR
X CACHEXIA(fat and muscle wasting due to disease and inflammation)
SARCOPENIA(reduced muscle mass and strength)

Figure 5. SGA form from Case 2. The patient is considered well nourished (rating A), as caloric and protein intake has
normalized, weight has stabilized, and gastrointestinal symptoms have improved. The patient still has moderately severe muscle
and fat loss and exhibits a wasting phenotype. This is attributed to the cachexia associated with the underlying malignancy. SGA,
subjective global assessment.
Duerksen et al. 13

Figure 6. (A) Mild to moderate muscle wasting of deltoids and pectoralis muscles, with squaring of the shoulders; some
prominence of the acromioclavicular region. (B) Moderate muscle wasting of interosseous muscles of hands, as demonstrated by
prominent tendons. Palpation of the first interosseous muscle would confirm this. (C) Mild muscle wasting of scapular muscles.
(D) Full quadriceps: no notable evidence of wasting.

potatoes (125 mL), carrots (125 mL), and fruit juice has some limitations because of her breathing, and it takes
(200 mL) her longer to perform usual activities of daily living.
Dessert: Apple sauce, fruit cake, or pie On physical examination, she exhibits physical signs
HS snack: Cheese and crackers of mild to moderate muscle wasting of her deltoids and
She does not have any symptoms or barriers limiting her pectoralis (Figure 6A) as well as the interosseous muscles
food intake. of her hand (on palpation, there was loss of muscle mass
of the first interosseous muscle) (Figure 6B) and mild loss
on subscapular and suprascapular muscles (Figure 6C).
The patient does not think she has lost weight recently, al- Her quadriceps do not exhibit any notable sign of muscle
though she never weighs herself. She reports having weighed wasting (Figure 6D). She does not really have a dominant
up to 57 kg, but that was >10–15 years ago. Her usual hand, using 1 or the other, depending on the task. The
weight now, for the past 10 years, is ∼50 kg. When asked average of 3 measurements of her HGS on each hand was
why she would have lost this weight when compared with 14 kg (right hand) and 16 kg (left hand).
years ago, the patient said, “the age does that!” Some mea- According to the SGA (Figure 7), this 90-year-old
sured weights have been tracked in the electronic medical female is classified as well nourished (SGA A); the low
record (at admission, 48.6 kg; 8 months ago, 48.4 kg; and muscle strength (HGS < 16 kg) and low muscle mass meet
27 months ago, 50.4 kg). Her current height is 158 cm and the criteria for probable sarcopenia.18 Moreover, the BMI
BMI is 19.4. < 20 in absence of simple starvation, in addition to the
There has been no change in her functional capacity: she decrease of muscle strength and low muscle mass, reach the
lives alone in her house and is a very active woman who criteria for potential diagnosis of cachexia.17 This would be
is involved in different activities in the community, and she attributed to her underlying chronic obstructive pulmonary
walks outside daily, gardens, and performs housework. She disease.
14 Nutrition in Clinical Practice 0(0)

Subjecve Global Assessment Form


MEDICAL HISTORY

Paent name: _________________________________ Date: _______ / _______ / _______


NUTRIENT INTAKE
1. x No change; adequate
2. Inadequate; duration of inadequate intake ______
Suboptimal solid diet Full fluids or only oral nutrition supplements Minimal intake, clear fluids or starvation
3. Nutrient Intake in past 2 weeks*
x Adequate Improved but not adequate No improvement or inadequate

WEIGHT Usual weight ____________ Current weight ___48.6 kg___


1.Non fluid weight change past 6 months Weight loss (kg) ________
x<5% loss or weight stability 5-10% loss without stabilization or increase >10% loss and ongoing
If above not known, has there been a subjective loss of weight during the past six months?
x None or mild Moderate Severe
2. Weight change past 2 weeks* Amount (if known) __________
Increased x No change Decreased

SYMPTOMS (Experiencing symptoms affecting oral intake)


1.Pain on eating Anorexia Vomiting Nausea Dysphagia Diarrhea
Dental problems Feels full quickly Constipation
2. x None Intermittent/mild/few Constant/severe/multiple
Symptoms in the past 2 weeks*
x Resolution of symptoms Improving No changeor worsened

FUNCTIONAL CAPACITY (Fatigue and progressive loss of function)


1.No dysfunction x
2.Reduced capacity; duration of change ________________
Difficulty with ambulation/normal activities Bed/chair-ridden
3.Functional Capacity in the past 2 weeks*
Improved x No change Decrease

METABOLIC REQUIREMENT
High metabolic requirement  No x Yes
PHYSICAL EXAMINATION
Loss of body fat No x Mild/Moderate Severe
Loss of muscle mass No x Mild/Moderate Severe
Presence of edema/ascites x No Mild/Moderate Severe

SGA RATING
x A Well-nourished B Mildly/moderately malnourished  C Severely malnourished
Normal Some progressive nutri tional loss Evidence of wastin g and progressive
symptoms
CONTRIBUTING FACTOR
xCACHEXIA(fat and muscle wasting due to disease and inflammation)
xSARCOPENIA(reduced muscle mass and strength)

Figure 7. SGA form from Case 3. SGA classification of well nourished (rating A), with sarcopenia and cachexia as contributing
factors to explain the body wasting. SGA, subjective global assessment.
Duerksen et al. 15

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