Professional Documents
Culture Documents
https://www.emerald.com/insight/2059-5816.htm
Future as the
Responsibilities of archivist now result of
and in the future as the result of COVID–19
Abstract
Purpose – The purpose of this study was to examine the strategies for the preservation of archival
materials in the International Council on Archives Section on University and Research Institution Archives
(ICA SUV) by the members and to make recommendations for the digital archival preservation to continue its
accessibility during the national lockdown because of COVID–19.
Design/methodology/approach – This study is based on the survey conducted on the ICA SUV
members during the national lockdown. The study used a survey research methodology through e-mails as
data collection instruments.
Findings – The key findings revealed that most of the sections on university and research institution
archives lack digitization preservation strategies and most of their records are not accessible online, as most
of their collections are still preserved manually through the paper-based system; furthermore, archivists are
not fully trained on digital management. The paper recommends universities to develop preservation
strategies to migrate records from the paper-based system to electronic records management system.
Research limitations/implications – The population of the study comprised ICA SUV members, who
responded to the survey. Therefore, the sample size and geographical spread were inadequate for
generalization of the findings. In conclusion, the study demonstrated that accessibility of the archives was
dependent on the quality of digitized archives.
Practical implications – This study demonstrates that the development of a preservation strategy
enhances access to archival materials during the national lockdown because of COVID–19.
Social implications – This paper highlights the plight of university archives and reiterates the need for
urgent digitization of their archives of universities all over the world.
Originality/value – To the best of author’s knowledge, this paper appears to be the first to review the
responsibilities of archivists now and in the future as the result of COVID–19. This study is confirmed to be on the
positive side of COVID–19 and change the archive sector by adapting to information communication technology.
Keywords Archives, ICA, Records management, Covid 19, Archives management, Universities archives
Paper type Research paper
The following research guided the study based on the objective of the study:
What are the strategies the ICA SUV members apply to preserve archival materials?
How ICA SUV institutions provide access to archival materials during the national
lockdown as the result of the spread of the COVID–19?
Research methodology
This study applied a qualitative research approach and adopted a multiple case study
design to answer the research questions. The study was carried out on selected members of
ICA SUV from various universities all over the world who responded to the survey. The
survey’s purpose was to understand whether archivists and records managers developed a
preservation strategy during national lockdown as the result of the COVID–19 pandemic, to
provide access to archival material. The survey was conducted through the email sent to
DLP ICA SUV members to respond to the questions to identify the strategies the ICA SUV is
37,1 using to preserve archival materials and establish how ICA SUV institutions provide access
to archival materials during the COVID–19 lockdown initiated by various governments all
over the world. Ten Archivists from South Africa at the University of Witwatersrand, Spain
at the Hocken Collections Collections, Czechosovakia at the University of Valladolid, New
Zealand at University of Otago, and Poland at the University of Posnan. The method for
42 collecting survey data was based on self-reporting, which can contribute to limitations in
that the population sample may exaggerate bias. However, responses to the survey were
common to eliminate bias. The selection of these institutions was because of geographical
spread even though it covered a small sample. It was assumed that what was obtained from
each of the participants would be used to give judgment to other institutions in the world.
The survey attempted to draw a recent picture of the conditions in which archives operate
by assessing responsibilities of archivists now and after COVID–19. This paper summarizes
the results of the surveys based on the objectives of the study. The ten participants
responded to the survey. Both surveys made use of total population sampling. The surveys
were conducted in May 2020. The number of questions, however, still made it possible to
assess the role of archives during the lockdown as the result of the COVID–19 pandemic.
Literature review
The literature was reviewed based on strategies for the preservation of archival materials
and access to information.
Stout (1995) reported that universities in the USA did not develop a strategy to manage
electronic records that implied that initiatives were to build to preserve manual records
instead of concentrating on the management of electronic records. The study conducted by
Chaterera (2015) in public institutions of Zimbabwe found that the use of Web 2.0
technologies is in the infancy stage. While the study conducted by Pereira (2018) at the
Eduardo Mondlane University (EMU) found that most of the archives materials were not
accessible because of factors such as backlogs of the processed archives, lack of finding aids
and poor physical conditions negatively affecting semi-current records than current records
in restricting the public’s access to information. Some EMU units were unable to access
records of administrative and enduring value because of the lack of preservation strategy.
However, the university developed a database to manage access to archival materials.
Archivists are challenged to adopt information communication technology to manage
archival materials in their custody (Wamukoya, 2015). The issue of providing online access
to university archives in Africa deserves attention, as most of the archives are preserved
manually (Netshakhuma, 2019a). The development of information communication
technologies brought a need for the archival profession to engage in the rigorous analysis
and encoded archival description demanded by the archival specific information systems,
but on the other, it also led to a need for greater standardization of information (Benn, 2019).
It is particularly essential for the engagement of archivists with information communication
technologies to acknowledge this focus and how it placed them on the outside of another
project of systematization going on at the same time, that of information systems to preserve
archival materials.
The review of the literature showed that in the mid-1960s in the UK, archivists did not
develop conceptual principles of information communication technology or with how
meaning was being represented, structured and manipulated through information
communication technology. In some ways, then, the story of the UK archivists’ involvement
with computers up to the mid-1980s let down a lack of engagement with various
stakeholders. In our, perhaps, understandable focus on the systematization of practice,
archivists have failed to engage with information communication technology that,
understands how they represent, structure and create meaning. This raises a question, but it
is one that cannot be answered here in a retrospective that ends in the mid-1980s. Are
archivists more or less engaged with computers now than they were in the 1960s? The
answer to that question will shape the future of archival automation for the next 50 years
and beyond.
Numerous archival institutions around the world develop preservation strategies that
enable researchers to access archival material from all over the world (Molefe and
Schellnack-Kelly, 2019). These findings confirm the assertions made by Sulej (2009), who
indicated that archives should become accessible worldwide and get involved in
documenting local, national and international history. This implied the changes in the role of
academic archives from the traditional keeper of university history and its development to
an establishment that serves the community at large, both locally and internationally,
offering access of archival materials to any member of the public. This expertise was Future as the
directed toward supporting historical research, but from the final decades of the 20th result of
century, the speed of social, political and technological change began to radically modify the
COVID–19
understanding of the archival contribution to the public good (Procter, 2017).
In a poor economic climate, it is more essential for archive services to articulate value to
fight for scarce resources. To ensure, that in the long-term, archives are in a position to meet
societal demands for upholding the paradigm of rights currently deemed to have social
value. The study conducted by Young (2012) found that the Loyola University of Chicago
45
used fewer resources to plan for the storage of a congressional archive. However, the
collection management policy was developed to provide guidelines on the management of
resources. This implied that essential records were identified, preserved and made available
to various stakeholders.
Archivist’s priority was to ensure that digital assets are preserved and accessible by
various stakeholders (Prater, 2019). New technologies encouraged mass digitization to
enhance access to archival materials (Procter, 2017). The transparent communication of
reliable scientific data among scientists is central to reducing uncertainty and facilitating
robust risk assessments (Collins et al., 2020). The effective communication between
scientists and policymakers is key to the formulation of evidence-based management
strategies.
Preservation of archival materials, however, is new territory, especially to rank-and-file
information technologists who count the archives as only one of the many constituencies
they serve. Most information communication technology shops strive to standardize
processes and infrastructure for all their users, to increase efficiency, reduce duplication of
effort and free up time and resources to improve their suite of services and introduce new
ones (Procter, 2017).
The preservation and provision of access to primary source materials have the potential
to enable public awareness and participation in public health procedures, grounded in
historical lessons learned. Advancements in information communication technology led to
changes in society, and this is true for archives management. Technology has led to a
rethinking of archival concepts, practices and methods and the role that archival institutions
play in contemporary societies (Moats, 2018) .
Archivists in several democratic countries in central and southeastern Europe function
today under intense political pressure, with inadequate and unpredictable funding and
constant scrutiny and distrust (Gilliland, 2018). Despite the potential loss of institutional
memory and possible large-scale disruption to a large number of people, many governments
have been reluctant to invest sufficiently in their archival management system, let alone
public health systems in less developed countries where many infectious diseases are likely
to increase.
Data analysis
This research used verbatim as a form of data analysis. Data was categorized according to
the objectives of the study.
Recommendations
The strategies for preservation of records in some ICA SUV institutions are compromising
the long-term preservation of archival materials. The infrastructure and the resources in
departments were not adequate to sustain long-term preservation strategies and show that a
thorough cost-benefit analysis and digital readiness assessments were not done before the
department started preserving digital records.
Because most of the archival institutions are still handling manual archives
materials, it is recommended for institutions to develop a strategy to prepare for the
archival materials to be digitized to be made available to various stakeholders
worldwide. This implied that universities should migrate from manual-filing to
electronic-filing systems to full electronic archiving management systems in assisting
archivists to provide timely and effective access to records. On the other hand, the
quality of archival management service depends on, among other, quality of archives
material that is authentic, reliable, trustworthy, unaltered, not erased or changed,
retrievable, usable and accurate. Molefe and Schellnack-Kelly (2019) indicated that
more efforts need to be made to open up the archival collections to current and new
users of the archives through digitization of the collection.
Conclusion Future as the
In a period of ongoing global uncertainty, this paper has provided an early evidence-based result of
reflection on how COVID–19 might influence the accessibility of archival materials based on
the current data collection taking place across the ICA SUV members. Effective archives
COVID–19
management programme requires the ICA SUV institutions to introduce an electronic
records management system because of a pandemic threat of COVID–19. The COVID–19
challenges require organizations to work in a digital environment, with new tools and
different work approach. Physical records should be digitized and made available online.
49
There should be a system or mechanism for internal review to determine which records are
suitable to be digitized. Archives if properly managed are important assets that assist
organizations in meeting their goals.
This study is confined to the positive side of COVID–19 and changes in the archival
sector by adapting to information communication technology. The study revealed that most
of the university archives were not managing records because of lack of policies, inability to
effectively apply the electronic records management system to the management of
university records, inability to explore other models to effectively manage digital records
and insufficient budget. The findings confirm the importance of the development of
preservation strategies to enhance access to information.
This article is important for various reasons, including providing a benchmark resource
for the ICA SUV members and the rest of the world, as well as being the basis of
establishing a digital programme.
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53
About the author
Nkholedzeni Sidney Netshakhuma is a Deputy Director Records and Archives at the University of
Mpumalanga in South Africa. Prior to this position, Mr Netshakhuma worked for the South Africa
Public Service for 12 years as Deputy Manager Information and Records Management, SANPArks as
the records Manager and the African National Congress as the archivists. Mr Netshakhuma holds BA
(History and Political Studies), BTech (Archival Studies), BPhil (Honors) Information and Knowledge
Management, Post Diploma in Records and Archives Management, Postgraduate Diploma in
Heritage and Museum Studies, Advance Certificate in Records and Archives Management, Masters
of Information Science from the University of South Africa and he is currently enrolled for doctoral
programme in archives and records management at UNISA. He served as the Advisory committee
member of UNISA Center for Applied Communication (Records and Archives Management). He is
currently a Deputy Chairperson of the South Africa Higher Education Records Management Forum.
He also served as the Advisor (Reference Group for the Mpumalanga Records Management Forum).
Nkholedzeni Sidney Netshakhuma can be contacted at: sidney.netshakhuma@ump.ac.za
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