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Knee Kinematics, Cartilage Morphology,

and Osteoarthritis after ACL Injury

CLINICAL SCIENCES
AJIT M. W. CHAUDHARI1, PAUL L. BRIANT2,3, SCOTT L. BEVILL2, SEUNGBUM KOO2,
and THOMAS P. ANDRIACCHI2,3,4
1
Department of Orthopaedics, Ohio State University, Columbus, OH; 2Department of Mechanical Engineering,
Stanford University, Stanford, CA; 3Bone and Joint Center, VA Palo Alto Health System, Palo Alto, CA;
and 4Department of Orthopaedic Surgery, Stanford University, Stanford, CA

ABSTRACT
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CHAUDHARI, A. M. W., P. L. BRIANT, S. L. BEVILL, S. KOO, and T. P. ANDRIACCHI. Knee Kinematics, Cartilage Morphology,
and Osteoarthritis after ACL Injury. Med. Sci. Sports Exerc., Vol. 40, No. 2, pp. 215–222, 2008. This review examines a mechanism for
the initiation of osteoarthritis after anterior cruciate ligament (ACL) injury by considering the relationship between reported ambulatory
changes after ACL injury, cartilage adaptation to load, and the association between cartilage loads during walking and regional
variations in cartilage structure and biology. Taken together, these observations suggest that cartilage degeneration after ACL injury
could be caused by a kinematic gait change that shifts ambulatory loading applied to cartilage. Such a shift may cause regions of
cartilage to become newly loaded, be subjected to altered levels of compression and tension, or become unloaded. The metabolic
sensitivity of chondrocytes to such changes in their mechanical environment, combined with the low adaptation potential of mature
cartilage, could lead to cartilage degeneration and premature osteoarthritis after ACL injury. This proposed mechanism demonstrates the
value of using the ACL injury model to understand the relationship between mechanics and biology, as well as helping to explain the
importance of restoring normal ambulatory kinematics after ACL injury to avoid premature osteoarthritis. Key Words: REVIEW,
KNEE, KINEMATICS, CARTILAGE METABOLISM, BIOMECHANICS, CARTILAGE HISTOLOGY

O
steoarthritis (OA) of the knee occurs in a sub- joint kinematics during in vivo motion, and altered bio-
stantial portion of the population over the age of 50 logical activity, making the ACL-injured knee a valuable
(26); however, there is limited information on the test model for understanding the interrelationship between
underlying causes of knee OA. One subgroup at consid- mechanical and biological factors and their roles in the
erably elevated risk of knee OA consists of individuals who initiation of knee OA.
have suffered complete rupture of the anterior cruciate In the ACL-injured patient, abnormal motion is observed
ligament (ACL). ACL rupture is an injury that most often immediately (3,30,42), whereas degenerative changes in
occurs during sports and to a younger population (8,11,50), the cartilage are only observed many years later
but it results in a much greater reported likelihood of (17,35,47,48,67). It has been suggested (4–6) that abnormal
developing knee OA, as well as of developing OA, at a kinematics associated with ACL deficiency could be a cause
younger age (17,35,47,48,67). For example, in a population of these degenerative changes by causing joint loads to be
of female soccer players who suffered ACL ruptures at an shifted to infrequently loaded areas of the cartilage and away
average age of 19 yr, Lohmander et al. (47) found that 51% from frequently loaded areas of the cartilage. The purpose of
of the injured knees showed radiographic knee OA just 12 this review is to further explore a kinematic basis for the
yr after injury (at age 31), compared with only 7% of the premature initiation of OA in the context of reported
uninjured contralateral knees. ACL rupture creates the kinematic changes relative to the structural and biological
potential for altered structural properties of the joint, altered variations of articular cartilage.

ALTERATIONS IN KNEE MOTION AFTER


ACL INJURY
Address for correspondence: Ajit M. W. Chaudhari, Ph.D., OSU Sports
Medicine Center, 2050 Kenny Rd, Suite 3100, Columbus, OH 43221;
The ACL plays an important role in the kinematics of the
E-mail: chaudhari.2@osu.edu. tibiofemoral joint, by providing both anterior-posterior
Submitted for publication April 2007. translational and internal-external rotational stability. It has
Accepted for publication July 2007. been reported that there are significant differences in the
0195-9131/08/4002-0215/0 tibiofemoral motion of ACL-deficient knees during walking
MEDICINE & SCIENCE IN SPORTS & EXERCISEÒ with respect to uninjured contralateral knees or healthy con-
Copyright Ó 2008 by the American College of Sports Medicine trols (3,30). One study examining the 6-degree-of-freedom
DOI: 10.1249/mss.0b013e31815cbb0e motion of the knee during the stance phase of walking

215

Copyright @ 2008 by the American College of Sports Medicine. Unauthorized reproduction of this article is prohibited.
injury. The differences in specific changes in joint kine-
matics are most likely attributable to the different activities
examined. As OA is thought to be a gradual degenerative
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process attributable to an accumulation of mechanical and


biological changes over time (5), walking may be the most
relevant activity to understanding OA initiation and
progression. A detailed discussion of the implications of
using different motion capture methods for understanding
the relationship between ambulatory mechanics and knee
OA has been previously reported (5).
Animal models of OA after ACL transection also support
the importance of altered joint motion as a component of the
initiation of OA. In biplanar radiography and video-based
motion analysis studies, it has been observed that canine
tibiofemoral kinematics are altered after ACL transection
FIGURE 1VTypical tibial internal-external rotation during walking (60,66). The feline ACL transection model also shows
in an ACL-deficient (ACLD) patient. On average, the ACLD tibia
maintains an offset toward a more internally rotated position during altered kinematics, muscle activations, and loading relative
stance than the contralateral tibia. Modified from Andriacchi et al. (6), to sham-operated animals (32). The long-term consequences
with permission. of these ACL transection surgeries are similar to ACL injury
in humans, with loss of proteoglycan content (45), changes in
observed offsets towards internal tibial rotation (Fig. 1) matrix metalloproteinase activity (53), and progressive
and posterior tibial translation, meaning that the tibia of erosion of the cartilage ending in OA (45,73). Many of
ACL-deficient knees maintained a position of greater internal these studies compared their results in ACL transected limbs
rotation and posterior translation throughout stance when with sham-operated limbs, and none found any of the
compared with the contralateral side (3). Other studies have kinematic changes, cartilage metabolism changes, or any
used multiview radiographic techniques to observe tibiofe- incidence of OA in the sham-operated limbs (32,53,66,73).
moral motion, which offer significantly improved accuracy Because these sham operations are designed to create similar
although they do not permit subjects to perform the most initial inflammatory and healing responses as the ACL
common daily activity of walking because of their small transection operation, the results with sham-operated
imaging volumes. Studies of ACL-deficient knees using animals suggest that mechanical changes in the joint may
biplanar fluoroscopy have shown impingement of the medial be the initiating cause of OA, and that cartilage metabolic
tibial spine by the medial femoral condyle (42) as well as changes are caused by these mechanical changes. This
internal tibial rotation at low flexion angles (19) during a hypothesis is further supported by the fact that ACL-
quasi-static lunging activity. After ACL reconstruction, a transected animals develop OA just as ACL-injured humans
study using biplanar high-speed radiography showed that
ACL-reconstructed knees maintained a position of greater
external rotation throughout stance when compared with
the contralateral side during downhill running (61). This
result suggests that ACL-reconstructed knees may retain
an elevated risk of OA similar to ACL-deficient knees
(47) because of kinematic abnormalities in tibiofemoral
motion.
Other studies have observed altered tibiofemoral motion
using magnetic resonance imaging (MRI) while in different
flexion-extension positions, either in quasi-static positions
(46,56) or during limited flexion-extension under constant
load (9). Because of the way MR images are obtained,
dynamic MRI also requires the averaging of many tens or
hundreds of cycles of the activity (9). These studies have
found altered tibiofemoral contact patterns (56), more
anterior tibial translation (9), and altered tibial internal-
external rotation (9,46) in ACL-deficient knees relative to FIGURE 2VFemoral cartilage thickness increases with load for
healthy contralateral knees. healthy cartilage. The medial to lateral ratio of the average thickness
Although the above mentioned studies used different of the weight-bearing areas was positively correlated to the peak knee
adduction moment, normalized as a percentage of body weight time
methods to capture motion and studied different activities, height (%Bw * ht). Modified from Andriacchi et al. (6), with
all agree that tibiofemoral motion is altered after ACL permission.

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Copyright @ 2008 by the American College of Sports Medicine. Unauthorized reproduction of this article is prohibited.
do, even though a surgical transection does not create the results in cartilage thinning at the knee and shoulder
concomitant trauma to the knee joint often seen in ACL (63,64). These results provide further evidence that the
injury cases, such as bone contusions or meniscal tears. mechanical loading being removed because of immobiliza-

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The kinematic changes noted above are important to tion is a critical factor in cartilage thinning, rather than any
consider in the context of how cartilage adapts to its local systemic physiological changes caused by the whole body
load history. being immobilized.
The in vivo response of cartilage to functional loads
described above is consistent with laboratory studies that
CARTILAGE RESPONDS TO APPLIED LOADS
observed that cartilage adjusts its metabolism in response to
Cartilage has been reported to be particularly adapted to applied loads. In the laboratory, cartilage response to load
the chronic loading that occurs during walking. For has been shown at scales ranging from the cellular to tissue
example, the knee adduction moment during walking is to the whole joint. At the cellular scale, both hydrostatic
commonly used as an estimate of the load distribution compression and shear have been applied to two-dimensional
between the medial and lateral compartment (57). Thus, the monolayer chondrocyte cultures (18,20,21,25,34,58,59) and
higher the adduction moment, the greater the load on the to three-dimensional agarose gels seeded with chondrocytes
medial plateau relative to the load on the lateral plateau. (15,24,38,41). In response to dynamic hydrostatic compres-
Healthy subjects were found to have a positive relationship sion, chondrocytes proliferate (41) and create more extrac-
between the knee adduction moment and the relative ellular matrix components such as proteoglycans (24,25,38)
thickness of the medial femoral cartilage (Fig. 2) (6). and type II collagen (34). Applied shear stresses also trigger
Subjects with a higher proportion of the compressive changes in chondrocyte metabolism, including increases in
load borne by the medial compartment had relatively proteoglycan production and the reduced expression of
thicker medial femoral cartilage, using each individual matrix metalloproteinases (18,58,59). Chondrocytes also
subject_s lateral femoral cartilage as a matched control. respond to loading by changing their volume and aspect
Using MRI of both femoral and tibial cartilage, several ratio (28,58).
studies have also observed that the thickest areas of the Cartilage in tissue explants demonstrates very similar
cartilage occur where the tibia and femur contact at full behavior, including increased proteoglycan deposition in
extension (Fig. 3) (39,43), which is also the contact point at response to compression (14,54,72). In addition, alterations
heel strike during walking. Because large compressive to the cytoskeleton have been observed that vary with the
forces during walking occur at heel strike (57), these thick magnitude of the applied compression (22). It should be
regions most likely develop as a positive response to noted that this response is not consistent across the cartilage
loading. or across different magnitudes/durations of loading; the
In vivo studies of immobilized populations have also creation and destruction of matrix components throughout
shown a positive relationship between loading and cartilage the cartilage seem to be governed by changes in fluid flow
thickness in the healthy joint using quantitative magnetic (14), magnitudes of tissue stresses (72), and proximity to
resonance imaging. Studies on patients who have suffered the chondrocytes (54). The effects of these metabolic
paralysis after traumatic spinal cord injury have shown that responses that occur at the cellular and tissue levels can
the lack of loading from muscle activity or external loading also be observed in laboratory studies examining the whole
joint in vivo. In rabbits, elimination of loading through
immobilization of the hind limb has been shown to result in
OA (65). During a shorter duration of immobilization,
cartilage thinning can be observed in the dog model (10,36).
Moreover, loose immobilization allowing some cyclic
loading of the joint results in less irreversible proteoglycan
loss than rigid fixation (10). As expected, increased loading
on the limb results in thicker cartilage and elevated
proteoglycan content, whether the increased loading comes
because of immobilization of the opposite limb (36) or
because of increased exercise (37).
Histologically, the collagen structure and chondrocyte
morphology both seem to develop topographical variations
based on the local loading environments they experience.
Given the known influence of mechanical loads on the
FIGURE 3VLeft, Superior views of thickness maps of the healthy organization of other connective tissues (e.g., ligament,
articular cartilage of the femur and tibia, derived from MRI. Right, bone, vascular tissues), it is likely that mechanics plays an
The thickest regions of the femoral cartilage (outlined) align with the
thickest regions of the tibial cartilage at full extension. Modified from important role in cartilage organization. The cartilage in the
Andriacchi et al. (6), with permission. central regions of the tibial plateau (i.e., where it directly

INITIATION OF OSTEOARTHRITIS AFTER ACL INJURY Medicine & Science in Sports & Exercised 217

Copyright @ 2008 by the American College of Sports Medicine. Unauthorized reproduction of this article is prohibited.
CLINICAL SCIENCES

FIGURE 4VScanning electron and confocal micrographs of the topographical variations in collagen orientation and chondrocyte morphology in
porcine tibial cartilage in high-weight-bearing regions (left) and low-weight-bearing regions under the meniscus (right). In the high-weight-bearing
region, the collagen orientation is less ordered and chondrocytes are larger and rounder in the superficial layer. In the low-weight-bearing region, the
collagen orientation is more ordered and tangential and the chondrocytes are smaller and more oblong in the superficial layer. Collagen orientation
is shown in freeze-fractured specimens examined with scanning electron microscopy (middle row). Relative chondrocyte morphology is shown in
explants examined using confocal microscopy (bottom row).

contacts the femoral cartilage) shows a less-organized addition, the topographical variations in cartilage structure
superficial zone with more random collagen fiber orienta- support a mechanism for the initial breakdown of the
tion (7,13,16) and larger, rounder chondrocytes (13,44,55) cartilage after a shift in joint motion and loading, because
(Fig. 4, left). In contrast, the cartilage in the peripheral the different collagen structures and chondrocyte morphol-
regions of the tibial plateau (i.e., under the meniscus) shows ogies seem to be both conditioned to their load history and
a more organized, well-defined superficial zone of collagen likely have very different abilities to withstand compres-
fibers (7,13,16,23) and smaller, flatter chondrocytes sive, tensile, or shear loads.
(13,23,44,55) oriented more tangential to the surface The laboratory studies described above suggest a poten-
(Fig. 4, right). Given the role of collagen in supporting tial process for the initiation of OA at the knee after ACL
tensile loads in cartilage, the more organized matrix near the injury, involving dramatic changes in the joint_s loading,
periphery may be attributable to the higher tensile loads structural properties, and/or biology. These changes lead to
tangential to the surface in that region. Indeed, computa- initial degeneration of the cartilage, which may then push
tional models to predict cartilage growth that assume that the cartilage into a phase of progression characterized by a
the collagen fibers align with maximum local tensile load positive feedback loop, where increased loads lead to
show good agreement to experimentally observed collagen increased degeneration, which then leads to structural
organization (69). These results provide further evidence changes in the joint such as medial joint space narrowing
that the cartilage reacts and adapts to the loading environ- that increase the loads even further (6). The ACL-injured
ment it experiences on the level of individual chondrocytes, knee presents a valuable model for understanding the
both across the surface as well as through its depth. In initiation of OA more deeply, because ACL injury causes

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Copyright @ 2008 by the American College of Sports Medicine. Unauthorized reproduction of this article is prohibited.
changes in the motion of the joint and may also cause long- that happen to the knee joint after ACL rupture, point to a
term alterations in biological activity. mechanism of initiation of OA (Fig. 5). As demonstrated
above with many studies using different measurement

CLINICAL SCIENCES
modalities, ACL injury causes knee motion to change
A MECHANISM FOR THE INITIATION OF OA
substantially, resulting in a shift in which regions of the
AFTER ACL INJURY
cartilage are in contact. This shift likely causes increased
The evidence presented above for the response of cartilage loading in areas not conditioned to frequent load bearing, as
to loading, as well as the kinematic and degenerative changes well as reduced loading in areas conditioned to frequent

FIGURE 5VA proposed mechanism of initiation of osteoarthritis after ACL injury. Healthy cartilage that has developed heterogeneous specialized
structural morphology over a lifetime is subjected to abnormal motion and loading after ACL injury. These rapid changes result in fibrillation and
other structural breakdown as well as catabolic biological responses, initiating the pathway to osteoarthritis.

INITIATION OF OSTEOARTHRITIS AFTER ACL INJURY Medicine & Science in Sports & Exercised 219

Copyright @ 2008 by the American College of Sports Medicine. Unauthorized reproduction of this article is prohibited.
load bearing. Such shifts alter the contact pressure distribu- findings of cartilage thinning and OA initiated by immobiliza-
tions under static loading (1). An internal tibial rotation of tion (10,36,64,65) suggest that simple overloading may not be
10- did not seem to cause a large change in the loading on the primary factor of importance.
CLINICAL SCIENCES

medial side, but it did result in a posterior shift in the Surface changes including fibrillation and matrix consol-
contact pressure on the lateral side. idation associated with loss of proteoglycans at the surface
Spatial variations in cartilage morphology and mechanical layer are often reported in the early stages of OA
properties are clearly related to regions of functional load (31,33,40,49). After fibrillation at the surface and matrix
bearing (7,12,13,16,69,71). The central regions, which likely consolidation there is an increase in friction (27,68) at the
undergo the highest compressive loads tangential to the surface that would increase the tangential force at the articular
surface because of lateral expansion of the fluid when the surface. This tangential force would increase shear stress in the
tissue is loaded (1,51), show increased thickness and a less collagen network at the surface, potentially causing fracture of
organized superficial layer of collagen fibers. In contrast, the the fibrils and further surface fibrillation. In addition, the
peripheral regions, which likely receive more tensile tangential tangential surface traction and associated shear stress sustained
loading, are thinner but show a more well-defined superficial by the cartilage will cause upregulation of catabolic factors
layer with more tangential collagen fiber orientation (7,13,16). such as matrix metalloproteinase and interleukins (18,29,59).
It currently remains unknown what the implications for these After this initiation of increased tangential frictional forces
differences in collagen fiber orientation and chondrocyte begins, it creates a cycle where increased tangential forces lead
morphology may be on the ability of cartilage to withstand to fibrillation and catabolic activity, which in turn lead to
different types of load. It has been observed that the peripheral increased friction. As a result, the cartilage has now become
regions of the cartilage have a higher tensile stiffness than the negatively sensitized to compressive loads, because friction
central regions (2), which may suggest that the more well- converts cartilage-stimulating compressive forces into carti-
defined superficial layer is better able to withstand tensile or lage-degenerating shear stresses in the tissue. This change in
shear loading, whereas the less-organized superficial layer may response marks the transition from the initiation phase of OA
be more susceptible to fibrillation. If the peripheral region of to the progression phase of OA, where increased loads lead to
cartilage with a more well-defined superficial layer is also less more rapid degeneration (5,6).
permeable to water (52,62), it may also be able to better
maintain fluid pressure, allowing the water in the central
regions of the cartilage to support the compressive load (52).
CONCLUSION
In contrast, the thicker, less-organized central regions of the
cartilage may be more capable of withstanding compressive This review provides additional support for a proposed
load without structural breakdown of the matrix occurring mechanism for the premature initiation of OA after ACL
(70). By this explanation, a shift in the load-bearing area as injury. The association between the applied mechanical
occurs in the ACL-deficient knee to an infrequently loaded loads and the structural organization of healthy cartilage
area may cause articular surface damage and increase suggests that cartilage regions are conditioned to their local
fibrillation of the collagen network, especially if this shift mechanical environments. The kinematic shift observed
occurs rapidly and does not allow for adaptation. On the other after ACL injury is, therefore, likely to cause degenerative
hand, removing direct femoral loads from the previously load- metabolic changes in regions of cartilage if the tissue cannot
bearing area, so that this area is now at the edge of the loaded adapt to the new loading pattern. In this proposed
regions, may cause a dramatic change in the tangential loads mechanism, changes in the mechanical environment of the
on that area, which may also lead to surface damage or cartilage precede biological changes, and these mechanical
increased fibrillation. It remains unclear whether simple changes actually trigger later biological changes. This
compressive overloading or altered loading from compression mechanism helps to explain the increased incidence of OA
to tension or vice versa predominates during initiation of OA, after ACL injury, and it provides a framework for the
and more research is necessary to determine the relative development and refinement of techniques to prevent OA in
importance of the two possible phenomena. However, the this population in the future.

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