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BOBBY J. CALDER*
research. The purpose of this article is to provide As depicted in Figure 1, scientific conceptualization
such a frameworkthrougha critical inquiry into the must work in reverse, too. One must be able to use
fundamentalnatureof qualitativemarketingresearch. constructs to interpret the real world, to determine
Qualitative marketingresearch is considered first whether real objects and behaviors possess the
from a philosophy of science perspective. This per- properties and relationships embodied in scientific
spective is not used simply to hold up the focus group theory [cf. 19]. This is the business of theory testing.
technique to a list of ideal criteria for scientific It is the most visible part of science, for it entails
methods. The author fully realizes that many practi- all of the methods and procedures associated with
tioners are not interested in being "scientists." They "beingscientific." Basically,these methodsare simply
are, however,interestedin developingknowledgefrom systematic procedures for determining whether a
research.The philosophyof science provides a valua- theoryis consistentwiththe workingsof the real world.
ble perspective on knowledge-not just scientific If consistency is detected, the theory is retained,
knowledge, but the entire realm of knowledge. The though it is not considered proved; otherwise the
point of the philosophy of science perspective devel- theory is modified. The uniqueness of science is in
oped here is to analyze the type of knowledge sought the logicalrigorand documentationemployedin testing
by qualitativeresearch, be it scientific knowledge or scientific constructs and relationshipsagainst the real
otherwise, to determine what this implies about the world.
use of the focus group technique. The implications Let us returnto the natureof scientific constructs.
of seeking either nonscientificor scientific knowledge An importantquestionis, how do we develop scientific
throughfocus groupresearchare not well understood. constructs? Where do they come from? In all of
Thoughmany practitionersmight avoid the "scien- science, the originof constructsis somewhatproblem-
tist" label, the distinction is not as simple as it may atic [cf. 11]. Part of the answer seems to be that
seem. There are actually three different approaches good theory spawns its own constructs (the best
to focus group researchin currentpractice. Drawing example being particle physics). There is also the
uponthe philosophyof science perspectivedeveloped, process of modifyingconstructson the basis of empir-
this articleshows thateach of these approachesreflects ical evidence. Still, there must be an external origin
a different kind of knowledge being sought. Though at some point in theory development, and this origin
none of the three approaches seeks scientific knowl- is the world of everyday thought and experience. As
edge in its strictest form, two are meant to yield shown in Figure 1, the world of everyday thought
knowledge which is in some sense scientific. is separate from scientific discourse. It is composed
of the terms and ordinary language that people use
A PHILOSOPHYOF SCIENCE PERSPECTIVE to give meaningto the world in their everyday lives.
What comes to mind when most people think of As such, its function is analogous to that of science.
research is the image of "scientific" research. This It allows one to interpret the real world by use of
image is somewhat fuzzy, and it is not easy to simplifiedideas. The only difference is that scientific
articulate.Thus it may help to begin with a consensus constructs are supposed to be more powerful and to
view of what science is. Science is a particularway be subject to more rigorous and critical verification
of trying to understand the real world. For social than are everyday ideas. Although everyday thought
scientiststhe real world is the full physical complexity may initially supply ideas for scientific constructs,
of objects and behaviors. But the real world is much
too complex to be understood in and of itself. At
Scientific
the heartof science is the process of conceptualization, World of
objects and
abstraction >
and terms
concepts
representsa different version of the relationshipbe- idea is that "grounded theory is a way of arriving
tween qualitativeresearchand the partitionof scien- at theory suited to its supposed uses" [9, p. 3]. In
tific and everyday knowledge. other words, such theory is developed within the
The first two approaches seek knowledge that is context of its application.The aim of the exploratory
on the boundary between scientific and everyday, approachmightwell be describedas groundedtheory.
whereas the third clearly seeks everyday knowledge. Much qualitative research follows the exploratory
Thefollowingsections describethe approachesin turn. approach even though it never leads, to quantitative
A lack of understandingof the differences among research. The putative second-degreeconstructs and
themis responsiblenot only for muchof the uneasiness hypotheses developed from focus groups frequently
surroundingqualitative marketingresearch, but also are not subjected later to scientific methods. Most
for misuses of this research. often this omission is due to the high costs of a second
quantitativestage. In such cases, concern commonly
THE EXPLORATORYAPPROACH is expressed about the risk of generalizingfrom the
Qualitativemarketingresearchfrequentlyis under- small samples of qualitative research. But there is
taken with the belief that it is provisionalin nature. much more at risk than sample generalizability.What
Focus groups often are conducted before the fielding happens with this truncatedexploratory approach is
of a large sample survey. This exploratoryapproach that what is still essentially everyday knowledge (that
can take one of two somewhat different forms. Re- of the researchers and focus group participants) is
searchersmay be interestedin simply "pilot testing" cast in ostensibly scientific terms and treated as if
certainoperationalaspects of anticipatedquantitative it were a scientific finding, instead of being at best
research.Theirobjective mightbe to check the word- a prescientific startingpoint. The problemis that this
ing of questions or the instructions accompanying knowledgehas not been subjected to scientific meth-
product placements. Alternatively, researchers may ods for any sample; to assume that it is scientific
havethe muchmoreambitiousgoal of usingqualitative is risky indeed.
research to generate or select theoretical ideas and Exploratoryqualitative research which is not fol-
hypotheses which they plan to verify with future lowedby a quantitativestageis not necessarilyuseless.
quantitativeresearch. For this purpose, focus groups Taken as everyday knowledge (as will be shown in
are usually less structured;respondents are allowed discussion of the third approach),it may well be very
to talk more freely with each other. useful. The mistakeis to representprescientificevery-
When focus groups are conducted in anticipation day explanationas fully scientific but merely lacking
of scientific quantitative research, their purpose is sample generalizability.
really to stimulate the thinking of the researchers. One final point with regard to the exploratory
They represent an explicit attempt to use everyday approach is almost never recognized in marketing
thought to generate or operationalize second-degree research practice. The approach concentrates solely
constructs and scientific hypotheses (cf. Fig. 1). on the construct-generationrelationshipfrom the ev-
Thoughthe subject of exploratoryqualitativeresearch erydayto the scientific(cf. Fig. 1).Of equal importance
is everyday knowledge, the knowledgedesired is best in termsof the philosophyof science is the comparison
describedas prescientific.The rationaleof exploratory relationshipfrom the scientific to the everyday. It
focus groups is that considering a problem in terms is useful to thinkof this relationshipas cross-validating
of everyday explanation will somehow facilitate a scientific explanations against everyday ones. If the
subsequent scientific approach. Focus groups are a two explanations are not consistent, a choice must
way of accomplishingthe construct-generationprocess be made. Given the current development of social
shown in Figure 1. science, this choice sometimes will favor the everyday
As was noted, however, the process of generating explanation. That is, consumers' explanations will
second-degree constructs from first-degree ones, of sometimes be favored over theoreticalhypotheses.
moving from the everyday to the scientific, is very Thus, it is potentially misleading to assume that
poorlyunderstood.The philosophyof science supplies qualitative research must always be provisional. It
no precise guidelines.Nor has any thoughtbeen given is also desirable to conduct independentexploratory
to this process in the marketingresearch literature. qualitativeresearch. In this way, scientific explana-
This is not to say that the exploratory approach is tions can be comparedwith everyday ones. Contrary
not worthwhile,only that it is beingattemptedwithout to currentpractice, it is just as appropriateto conduct
benefit of any well-developed ideas of how to do it. focus groups after a quantitative project as before
The most relevant sources to which qualitative mar- it. Scientific explanations should be treated as provi-
keting researchers might turn are sociologists con- sional also.
cerned with the notion of "groundedtheory." This The exploratory approach to qualitative research
term refers to theory systematicallygenerated from seeks prescientific knowledge. This knowledge is not
qualitativeas well as quantitativeresearchas opposed meant to have scientific status. It is meant to be a
to theory generated by its own internal logic. The precursorto scientific knowledge. Its status is ulti-
mately rooted in the creativity of the individual.The indicativeof the presentclinicalapproachis Goldman's
exploratory approach could be adopted to compare [ 10] descriptionof the "depth"focus groupinterview.
scientific with everyday explanations. In this case, The term "depth" expressly "implies seeking in-
the objective would be not prescientific, but everyday formation that is more profound than is usually ac-
knowledge. cessible at the level of interpersonalrelationships"
[10, p. 63]. Moreover, the depth focus group "defies
THE CLINICALAPPROACH routine analysis" and an approachsimilarto the way
Whereasthe exploratoryapproachseeks to generate "psychotherapysessions are analyzed" [10, p. 68]
scientific constructs from everyday thought and to shouldbe used. In other words, focus groups provide
compare scientific and everyday explanations, a sec- a qualitativesource for clinical judgment.
ond approachexpresslyattemptsto conduct qualitative The clinical approachhas led to some excesses in
research as a scientific endeavor. With this approach marketing.The nature of clinical judgment is such
qualitative methods are viewed as an alternative to that faulty or even far-fetched explanations may be
scientificquantitativeones. In marketingthis approach accepted too easily by uncritical lay clients. This
most clearly reflects the perspective of clinical psy- problem apparentlyhas led some marketersto con-
chology. A "clinical" heritagehas deeply influenced clude that the clinical approachis inherentlyunscienti-
qualitative marketing research practitioners, both fic. On the contrary, put in proper perspective, it
those with and without actual clinical experience. is the most scientific of the three approaches to
Two premises underlie the clinical approach. One qualitative marketing research. One must be very
is that the constructs of everyday thought are often careful, however, about the relationshipbetween the
misleadingas explanationsof behavior. The explana- clinical approach and the partition of scientific and
tions people can verbalize,by which they can describe everyday knowledge. The clinical approach is not
themselves, commonly conceal the real underlying scientific in precisely the same sense as scientific
causes of behavior. Self-reports, the grist of many quantitativeresearch. Clinicaljudgmentdoes not con-
quantitativetechniques, cannotbe taken at face value. form to the rules of scientific evidence. But, ideally,
Indeed, the actual causes of behavior may be at least suchjudgmentsare based on second-degreeconstructs
partly unconscious. Self-reports are filtered through and scientific explanations.
a variety of defense mechanisms such as rational- The depth focus group interview is not meant to
ization and thus do not directly reflect these uncon- be (or at least ought not to be represented as) a
scious determinants. scientific method. It is merely a device for obtaining
The second premise follows directly on the first. the kind of informationuseful for clinical judgment.
It is that the real causes of behavior must be detected The group discussion is intended to stimulate the
throughthe sensitivity and "clinical judgment" of a participants to produce relatively unguarded com-
specially trainedanalyst. The usual tools of quantita- ments. This is why Goldman stresses the creation
tive researchare not adequatefor this purpose. Clinical of rapportamong participantsby the moderator.The
judgmentis an analyticalskill of somewhat nebulous claim of the clinical approachto being scientific rests
dimensions, though much faith is placed in it. It is not on this method, but on the presumed scientific
an abilitydeveloped largelyfrom practicalexperience knowledge of the analyst. This knowledge underlies
for diagnosingthe majorcauses of behavior from the his clinical judgmentand presumablyrendersit more
complex overdeterminationof both unconscious and scientific. Explanationsdeveloped in this way might
conscious causes. Although it is basically an art, as best be described as quasiscientific.
is the medical model in general, it is widely held to Because the clinicalapproachassumes the existence
be scientific because clinical judgment is supposed of scientific knowledgeas a basis for clinicaljudgment,
to take scientifically valid theory as a starting point it is crucial to appreciatethe nature of the scientific
and as a problem-solving framework. The clinical theories favored by clinicians. Though any scientific
approach thus attempts to make use of scientific theorycould logicallybe treatedclinically,the concern
knowledgewithout being bound by quantitativemeth- of cliniciansis with the underlyingcauses of behavior
ods of analysis. which are not directlyavailablefrom self-reports.This
The clinical approachwas most obviously in vogue concern is what leads them to the need for clinical
in marketingduring the ascendancy of "motivation judgmentas a means of scientific interpretation.The
research." The wide variety of qualitativetechniques theories they employ are thus psychodynamic ones
(e.g., projective tests and free association) employed which postulate constructs that are personal to the
by motivation researchers were intended to provide individual and develop over the course of his life
informationalinput for clinical judgment. The popu- history.These theoriesareat root intrasubjective.They
larity of many of these techniques has now receded. explain in terms of individual,subjective experience.
Though perhaps not as visible, the clinical approach Given this theoretical basis, it is reasonable that the
is definitely alive, havinglargelyassumed such names depth focus group interview should concentrate on
as "depth research." The statement perhaps most causing participantsto reveal their inner experience
in a way that is susceptible to clinical judgment and Certainlymany practitionerswould recognize Ax-
thereforeclinical scientific interpretation. elrod's statement as descriptive of their own use of
Contraryto what one might expect, the most trou- qualitativeresearch. It is common in agency circles,
blesome aspect of the clinical approach is not the for instance, for creative people simply to say that
use of the depth focus group, or even more exotic they would "like to hearconsumerstalk" in requesting
devices such as TAT pictures. The major cause for focus groups. The experientialutility of focus groups
concernis the scientific knowledgeon whichclinicians is accepted even by persons who implicitly think of
rely. It is fairly well known that psychodynamic their own research as mainly exploratoryor clinical.
theories can be classified only questionablyas scien- This acceptance does not seem in any way at odds
tific knowledge.They have not been subject to exten- with an exploratoryor a clinical approach. Unfortu-
sive scientific verification, nor are they even thought nately, the notion of experientialutility has received
to be in testable form. The clinical approachis thus little reflection beyond its practical acknowledgment,
at best a calculated risk, but 'a risk that could pay despite the fact that this notion is the primaryconcern
off. More disturbing, and this is less well known, of the richest literature on qualitativeresearch. So-
cliniciansfrequentlydrawmorefrom everyday knowl- ciologists are the most active contributors to this
edge in makingjudgmentsthan from psychodynamic literature.
theory. London [14, p. 22] describes this as a confu- Their work is by no means unified; in fact, it has
sion of moralityand science, "the impositionof value severalcurrentstreams.Perhapsthe best generalname
and fact upon each other." He contends that if the for it is "sociological phenomenology," and thus the
clinician"knew a little moreof astrologyor charlatan- label "phenomenological"is chosen here to refer to
ism or faith healing or the development of priestly the approach in marketing.The core ideas of socio-
castes, he might see some ironic and perhaps worri- logical phenomenology derive from writings of the
some parallelsbetween his own and some less-honored philosopher-sociologistAlfred Schutz [cf. 15, 17]. In
crafts" [14, p. 22]. philosophy,the study of phenomenologyis concerned
Such a breakdownin the ideal of clinical interpreta- with the representationof knowledge as conscious
tion very likely carries over to marketingresearch. experience. Schutz approached this experience as
Many qualitative researchers may believe that they intersubjectivity.Essentially, intersubjectivityrefers
clinically interpret behavior in terms of scientific to the common-senseconceptions and ordinaryexpla-
causation, while in practice they explain why people nationssharedby a set of social actors. It corresponds
do things, even involuntarily,in terms of everyday to the everyday knowledge depicted in Figure 1. The
motive and meaning. term "constructs of the first degree" is Schutz's.
The clinical approachto qualitativeresearch seeks Towardthe worldof everydayknowledgeone assumes
quasiscientific knowledge. This knowledge is meant "the naturalattitude." This is the philosopher Hus-
to have scientific status. It is not fully scientific, serl's term and can be defined as [17, p. 320]:
however, because it has not itself been subject to The mental stance a person takes in the spontaneous
scientific methods, only to clinical judgment. To the and routine pursuitsof his daily affairs, and the basis
extent that the process of clinical judgmentfails, the of his interpretationof the life world as a whole and
clinicalapproachresultsin everydayknowledgewhich in its various aspects. The life world is the world of
masqueradesas scientific. Therefore, at its best, the the naturalattitude.In it, thingsare taken for granted.
clinical approachyields quasiscientificknowledge; at
its worst, it yields phony scientific knowledge. The individualadopts the naturalattitudefrom birth,
accepts everyday knowledge, and functions in terms
THE PHENOMENOLOGICALAPPROACH of this knowledge.
A thirdapproachto qualitativeresearchin marketing The seeming objectivity of everyday knowledge
is summed up succinctly by Axelrod's descriptionof depends on the naturalattitude. In turn, the natural
the focus group [2, p. 6] as: attitude, Schutz argues, depends on the actor's as-
sumptionthat others see the world in the same way.
A chance to "experience" a "flesh and blood" con- The natural attitude is based on the assumption of
sumer." It is the opportunityfor the client to put himself a reciprocityof perspectives. Intersubjectivityis thus
in the position of the consumer and to be able to look
at his productand his categoryfrom her vantagepoint. defined socially, not individually.
Schutz contends that every actor is born with a
This statement may not seem much different from unique"biographicalsituation." No two people expe-
the exploratory or the clinical approach. However, rience the world in precisely the same way. But for
the difference is profound, it has the strongest im- everyday knowledgeto be usable, and to seem objec-
plications for appreciatingthe nature of qualitative tively reliable, it must for the most part be shared
marketingresearch, and it is to be understood only by other actors. Not only must it be shared to some
in terms of the partition of scientific and everyday extent by all actors, but it must be sharedincreasingly
knowledge. with the closeness of interpersonal contact among
actors. For any given actor, intersubjectivityarises the researcherand the subjects, in the milieu of the
from his contact with other actors (includingcommon latter" (originalitalics). Also favored is unstructured
patterns of general socialization). Thus intersubjec- interviewingin which, accordingto the same text [4,
tivity is relative; different sets of actors will differ in p. 6], "people reveal in their own words their view
theirparticularintersubjectivityto the extent that they of theirentirelife, or a part of it, or some other aspect
have less contact andhave had dissimilarsocialization. about themselves" (originalitalics). Both participant
Intersubjectivitywill be greatestwithinprimarygroups observation and unstructuredinterviewing seek the
and will be less within larger, more encompassing descriptionof the intersubjectivityof a set of actors
groups. throughthe researcher'sown experienceof that inter-
The key variable is the degree of personal contact subjectivity. The focus of any interview technique
and similarity of socialization, which is basic to all becomes vicarious experience.
social groupings, such as those based on social class, The goal of the phenomenological approach to
geographiclocation, race, or whatever. For example, qualitativemarketingresearch is identical to that of
intersubjectivityis less between social classes in the phenomenologicalsociology. Both attempt to experi-
United States than within them. Although major as- ence a set of actors and to describe that experience.
pects of everyday knowledge are shared by different Though sociologists historically have been more in-
social classes, many features are not. The unshared terested in deviant groups (e.g., gangs), marketing
features of everyday knowledge conform to different researchers are concerned with the intersubjectivity
intersubjectivities.Each class adopts the naturalatti- of different groups of consumers. Although deviant
tude toward its own intersubjectivitybut is ethnocen- groupings vary more in intersubjectivitythan most
tric toward that which is not sharedby other classes. consumption-relatedgroupings,the exercise of quali-
This capsule version of Schutz's ideas captures tative research should be the same in principle. Mar-
muchof the spiritof recent work on phenomenological keters for the most part belong to social groupings
sociology within the areas of ethnomethodologyand whose intersubjectivity is not the same as that of
symbolic interactionism.Note especially the depen- manyof theirtarget segments. Realityin the executive
dency of intersubjectivityon the reciprocity of pers- suite differs drastically from that of most kitchens.
pectives arising from the contact of a set of actors. Qualitativeresearch is an excellent way of bridging
The conclusion emergingfrom this work is that quali- social distance.
tative research requires actual contact between the There is more to be seen in phenomenological
researcher and his subjects. For the researcher to sociology, however than a confluence of purposes.
describe the intersubjectivityof a set of subjects, he The ideas of phenomenological sociology provide
must interactwith them to the extent that he acquires greater methodological direction than is currently
the ability to take their perspective so that their availablein marketingresearchpractice. Focus groups
intersubjectivityseems naturalto him. A recent socio- following the phenomenologicalapproachamount to
logical qualitative research text [4, p. 8] puts this an effort to get consumersto talk to each other about
very simply: "In qualitative methods, the researcher product-relatedissues. But the role of the moderator
is necessarily involved in the lives of the subjects" in this interaction is very poorly prescribed. The
(originalitalics). As Blumer [3, p. 86] argues: moderator'sbehaviormost often is left to the idiosyn-
. . . the student must take the role of the acting unit cracies of the person moderating.To the extent that
whosebehaviorhe is studying.Sincethe interpretation the moderator's techniqueis not idiosyncratic,it most
is being made by the acting unit in terms of objects likely is drawn implicitly from the exploratory or
designatedandappraised,meaningsacquired,and deci- clinical approaches. These two approaches are not
sions made, the process has to be seen from the compatiblewith the phenomenologicalapproach.Ex-
standpoint of the acting unit. . . . To try to catch ploratory focus groups entail creative prescientific
the interpretativeprocess by remaining aloof as a intellectualization.Clinical focus groups concentrate
so-called "objective" observer and refusing to take on intrasubjectivity,on quasiscientificinterpretations
the role of the acting unit is to risk the worst kind based on second-degreeconstructswhich are personal
of subjectivism-the objective observer is likely to to the individual. Neither allows the active involve-
fill in the processof interpretationwithhis own surmises
in place of catching the process as it occurs in the ment, the highly interactive personal contact, called
experience of the acting unit which uses it [italics for by the phenomenologicalapproach.
added]. A bias towardthe seeming objectivityof the explor-
atory and clinical approaches forces an unduly de-
The necessity of contact for truly grasping the tached moderator style in many applications of the
intersubjectivityof a set of actors has led phenome- phenomenologicalapproach.Similarly,too much reli-
nological sociologists to favor the method of partici- ance sometimes is placed on the professional qualifi-
pant observation. The text [4, p. 5] referred to cations of moderators. It is more important in the
previously broadly defines this as "research charac- phenomenological approach to employ moderators
terizedby a periodof intensesocial interactionbetween whose own backgroundsmake it easier for them to
take the role of a particularconsumer segment. choice, given the current development of social
These considerations lead to the question of the science.
relationshipbetween the phenomenologicalapproach To summarize,the phenomenologicalapproachpro-
andthe partitionof everydayand scientific knowledge. vides a systematic descriptionin terms of first-degree
Clearly, the intersubjectivity that is the object of constructs of the consumption-relevantintersubjec-
inquiryconstituteseveryday knowledge. But does the tivity of a target segment. The descriptionis of how
treatment of this everyday knowledge itself belong consumers interpret reality in their own terms. In
to the world of everyday knowledge or to that of contrast, the clinical approach gives what is hoped
scientificknowledge?Mostresearcherswouldcontend to be a scientific interpretationof reality. This inter-
that, as ordinarydescriptionderivedfrom experiencing pretation employs second-degree constructs repre-
the role of the other, the phenomenologicalapproach senting the intrasubjectivityof individualconsumers.
results in everyday knowledge.' This description, The logic of the phenomenologicalapproachdictates
however systematic and thorough, still relies by its that the researcherhave close personal involvement
natureon first-degreeconstructs. For most phenome- with consumers. He or she must share, participatively
nological sociologists, this status does not preclude or vicariously, the experience of consumers. It is
the developmentof a social science of second-degree misleading, on reflection, to say that the value of
constructs. It does raise a difficult problem, though. phenomenologicalfocus groups is in the experiencing
Some sociologists, mainly the ethnomethodologists, of consumers. What they should yield is the
lodge a powerful criticismagainst conventionalsocial experiencingof the experience of consumers.
science. They claim that all too often researchers The phenomenologicalapproach to qualitative re-
confuse first-degree constructs with second-degree search seeks everyday knowledge. This knowledge
ones. The explanatoryconstructsof everyday life are is not meantto have scientific status. It is the everyday
assumed implicitlyto have some scientific status. knowledge, the experience, of the consumer.
The concern of the ethnomethodologistsis that the
IMPLICATIONSFOR MARKETINGRESEARCH
validityof most of the supposed second-degreesocial PRACTICE
science constructsrests more on their utility in every-
day knowledge than on scientific evidence. Consider Qualitativemarketingresearchis morecomplex than
an example. In everyday life it is naturalto explain any simple notion that quantitativeresearch permits
the behavior of people in terms of personalitytraits. objective numerical analysis which qualitative re-
Nearly 5% of the English language is given over to search sacrifices for intensive analysis and fast turn-
trait names [1]. The first-degreeconstructs of traits around.That there is more involved than a trade-off
have been carriedover into the realmof social science. between precision and flexibility is especially evident
Traits have certainly received considerable attention in light of the three distinct approachesto qualitative
in consumerbehaviorresearch.Nor is this an improper research in currentpractice. These approaches must
way of generating a second-degree construct. It is be viewed in terms of the partitionof everyday and
possible, however, trait explanationsare not scientif- scientific knowledge.The exploratoryapproachseeks
ically valid. Empirical evidence indicates that trait prescientific explanations stimulated by everyday
theory needs considerableelaboration[e.g., 12]. That thought. The clinical approach seeks quasiscientific
simple trait theory persists in social science may be explanationsbased on clinicaljudgment.The phenom-
attributableto its entrenchmentin everyday explana- enological approach seeks everyday explanations
tion ratherthan to its scientific merits. derived from personal contact. The three approaches
The point is that much of what is considered to are summarizedin Table 1.
be scientificmaybelong moreto everydayexplanation. These three approaches are not well understood
Phenomenologicalqualitativeresearchtherefore may by those who use them. Frequent confusion of the
have a strongerclaimto the use of conventionalsocial approaches testifies to this lack of understanding.
science constructs than does scientific research. In Marketingresearchersoften subscribeto the explora-
any event, this criticismshouldgive pauseto marketers tory andclinicalapproaches(as evidenced by the usual
who would condemn the nonscientific status of the statementsincludedin the introductionsof commercial
phenomenologicalapproach to qualitative marketing reports) but commonly pursue something more akin
research.Not only does this workhavepracticalutility, to the phenomenologicalapproach. It is hoped that
but it is also entirely defensible as the approach of discussion of each approachprovides a deeper under-
standing of them. The discussion also has several
specific implications for questions typically raised
about the use of focus groups.
'It shouldbe noted that social psychologistshave soughtspecifi- Perhapsthe most common question is about gener-
cally to investigate the constructs and hypotheses of everyday
knowledge scientifically. This was the goal of Heider's original alizability,which usuallyis consideredby analogywith
work on "naive psychology." It continues to be ill-acknowledged the quantitative survey-how can one project to a
rationalefor currentattributiontheorystudiesin social psychology. largeruniverse results which are not stated as numeri-
cal scores and are based on poor sampling? The The problem is to determine the extent to which a
conventionalanswer is that such results can be gener- particularintersubjectivitymanifestedin focus groups
alized only by a followup quantitative stage. But is shared. That is, how large is the social grouping
analogy to quantitativetechniques is the wrong point which has a particularperspective in common? Here
of reference. One must consider the natureof qualita- it does make sense to addressgeneralizabilitythrough
tive research in thinkingabout generalizability. a descriptivequantitativesurvey. Both opinionpolling
For the exploratory approach, sample generali- and psychographic/life-style surveys can be seen as
zability is not even particularlymeaningful.The goal attempts to do just this. These are not attempts at
is either to generate ideas for scientific constructs scientific explanationso much as checks on the extent
or, as urgedhere, to comparescientific with everyday of everyday perspectives. The present popularityof
explanations.It is difficult to specify what projection using pictures of consumers to illustrate different
to a largeruniverse means in this context. The likeli- psychographicprofiles is indicative of the phenome-
hood of generatingan idea or confidence in a compari- nological character of this work. Surveys do seem
son should depend to some extent on the number effective in establishing the generality of different
of focus groups, but this is not the same as sample patterns of intersubjectivity.But recall that the phe-
generalizability.What researchers presumably have nomenologicalapproachis predicatedon experiencing
in mindis generalizabilitywhenthe scientific construct the experienceof consumers.This is best done through
or explanation is employed in quantitativeresearch. personal contact. Quantitativesurveys, though they
However, this is a problem for the quantitative re- permit estimates of generality, are a poor substitute
search procedure, not a concern of the qualitative for even vicariousexperience. The best way to gener-
research. The error is to assume that focus groups alize from phenomenologicalfocus groups is to con-
are provisional in the sense of yielding preliminary duct additionalgroupsin an attemptto cover as many
versions of quantitative findings. On the contrary, differentsocial groupingsas possible. The widespread
exploratoryfocus groups only suggest a construct or faith in the superiorityof quantitativeover qualitative
providea comparisonwith everydayknowledge. They researchis clearly reversedfor the phenomenological
do not constitute a scientific test. Sample generali- approach.
zability is a propertyonly of subsequent quantitative How then does one answer the typical question,
research. It is misleading even to speak about the "Should qualitative research ideally be generalized
generalizabilityof exploratoryfocus groups. through additional quantitative research?" Conven-
Generalizabilityis more meaningfulfor the clinical tionalwisdom says yes. The foregoingdiscussion says
approach. Here a scientific interpretationis being no. This strategy makes sense only for the phenome-
made, and one would like to know whether it holds nological approach. And even then it is neither an
beyond the focus group sample. Recall, however, that effort to attain scientific legitimacynor the preferable
the basis of this interpretationis clinical judgment. methodof generalizing.Focus groupresearchbasically
Clinicaljudgment is not itself sufficiently specifiable must stand alone!
to permitsystematic extrapolation.Generalizationsof The ideas discussed here bear upon other typical
clinical judgment can be accomplished only through questions as well. When should qualitative research
intuition, and this has no claim to being scientific. be used? The phenomenologicalapproach should be
Poor generalizability is inherent in clinical focus used when management is out of touch with the
groups. It might be thought that generalizabilitycan consumer,or when targetsegmentsconsist of minority
be assessed through subsequentresearch designed to or rapidlychangingsocial groupings.The exploratory
test the clinical interpretation with a quantitative approachshould be used when scientific explanation
technique.This notion is somewhatparadoxical,how- is desired but researchersare uncertainabout second-
ever. The justificationfor the clinical approachis that degree constructs, or when a scientific explanation
it allows the use of scientific constructs (unconscious is at hand and researchers wish to compare it with
thoughts, etc.) which are difficult to investigate quan- the consumer's interpretation. Finally, the clinical
titatively. Attemptingthen to base the generalizability approach should be used when researchers invoke
of a clinical interpretationon quantitativeresults, and scientific constructs which are not amenableto self-
not on clinical judgment, makes no sense. If it did reportor direct inference.
make sense, there would have been no rationale for How many focus groups constitute a project? It is
the original use of clinical judgment. A quantitative usually said that focus groups should be continued
technique would have been more appropriatefrom until the moderatorcan anticipate what is going to
the first. Generalizabilityis thus a critical issue with be said in the groups. This typically happens with
clinical focus groups; unfortunately, no one really the third or fourth group of a particularkind. This
knows how to determine it, aside from conducting rule of thumb seems adequate for the phenome-
more and more groups. nological approach:anticipationprobablyreflects vi-
Generalizabilityis also importantfor the phenome- carious experience. But one can anticipate without
nological approach, though it has a different meaning. having yet made a clinical judgmentor having formed
an idea for a second-degree construct. The number nologicalapproacheven seems to call for the absence
of groups for the other two approachesshould vary of any style that would be apparent to the group.
according to when the desired results are actually Such a style might make it difficult for the moderator
achieved. to take part in the group as a member. Interviewing
What is the role of interaction among the group technique may be much more crucial, however, for
members?One of the few real dictumsof focus group the clinicalapproach.The process of clinicaljudgment
researchis to avoid serial questioningwhere a number is related intimatelyto interviewingtechnique. Clini-
of people are simply being interviewed at once. In- cians believe that some techniques facilitate clinical
teraction among the participantsis thought to be a judgment and others do not. There may well be
major virtue of the technique. Group dynamics, effective and ineffective styles for the clinical ap-
members stimulatingother members, is held up as proach, though it would be no simple task to identify
the basic rationale for the technique. In contrast to which are effective and which are ineffective.
this consensus about the importance of interaction, Whatexpertiseshould a moderatorhave? The clini-
there seems to be little agreement about the role of cal and exploratoryapproachesdemanda high degree
interaction. What does it accomplish? Interaction is of sophistication with scientific theory. In contrast,
clearlyimportantfor the phenomenologicaland clinical most importantfor the phenomenologicalapproach
approaches.But to understandthe role of this interac- are previous experiences which are maximally com-
tion, one must specify the relation of the moderator patible with those of the focus group participants.
to it. This relationis different for the two approaches. There may also be dispositionalcharacteristicswhich
With the phenomenologicalapproach, the moderator allow some people to take the role of others more
must be part of the interaction. He or she must readily.
participatein the group dynamics as a member. It Should managementobservefocus group sessions?
is necessary to feel a part of the group in order to Opinions differ sharply on this question. From the
experience the group's shared perspective. With the present perspective, observation is of no use with
clinical approach, the moderatoris not a part of the the clinical and exploratoryapproaches.Whatis being
interaction. He or she must be detached from it so revealedcannot be seen by the lay observer. Observa-
that the group dynamics can be used as a tool to tion makes sense for the phenomenologicalapproach
probe and manipulatethe defenses of the members. if it helps the managerto experience the consumer's
Interactionhas a differentpurposefor each approach. experience.
For the exploratory approach, however, interaction What should a focus group report look like? Ob-
is not nearly so important. The group functions as viously the approaches identified call for different
a convenient device for interviewing a number of
people, one or more of whom might stimulate the Table 2
moderator'sscientific thinking. The exploratory ap- PROFILESOF THETHREEAPPROACHESTO FOCUS
proach implies more participationfrom key members GROUP RESEARCH
and more one-to-one interaction with the moderator
than do the other approaches.
Shouldfocus groups be composed of homogeneous Explor- Phenomeno-
atory Clinical logical
or heterogeneous people? Heterogeneous groups
The approachcan be
might yield rich informationfor the exploratory or generalizedwith a followup
clinicalapproaches.Clinicalgroups, however,,should quantitativestage No No Yes
most often be homogeneous to facilitate rapport. The approachshouldbe used
Phenomenological groups require homogeneity. A when the goal is to
shared perspective cannot be expected to emerge if experiencethe consumer No No Yes
The anticipation
the people are not similar. rule-of-thumbis appropriate
How importantis the moderator'sinterviewingtech- for determiningthe number
nique? Many focus group moderatorsaffect stylized of groupsconducted No No Yes
interviewingtechniques which encompass everything Obtaininga high level of
from how respondents are seated, and whether or interactionamongthe group
membersis essential No Yes Yes
not they are addressedby name, to how nondirective A homogeneousgroupof
the moderatoris. From the present perspective, these people is necessary No No Yes
techniques do not seem crucial for the exploratory The moderator'sinterviewing
or the phenomenologicalapproach. Anything which techniqueis crucial No Yes No
The moderatormust have
is comfortablefor the participantsis probablyconsis- scientific credentials Yes Yes No
tent with these two approaches. One technique or Observationby management
the other is not likely, in itself, to help much in is appropriate No No Yes
obtainingideas for scientific explanationsor in under- Verbatimquotes should be
standing the consumer's experience. The phenome- emphasizedin the report No No Yes