Professional Documents
Culture Documents
6RXQG
3UDHVLGHR6\VWHP
3UDHVLGHR3HULSKHUDOV
3UDHVLGHR$FFHVVRULHV
3UDHVLGHR&RQILJXUDWLRQ([DPSOHV
3UDHVLGHR(PHUJHQF\3RZHU6\VWHP
ZZZERVFKVHFXULW\FRP %RVFK6HFXULW\6\VWHPV%9
_'LJLWDO3$DQG(PHUJHQF\6RXQG_3UDHVLGHR6\VWHP
3UDHVLGHR'LJLWDO3XEOLF
$GGUHVVDQG(PHUJHQF\6RXQG
6\VWHP
3UDHVLGHRLVDIXOO\GLJLWDOSXEOLFDGGUHVVV\VWHPWKDW WXUHDVPDOOLQLWLDOV\VWHPFDQEHH[SDQGHGODWHUE\
PHHWVDOOWKHUHTXLUHPHQWVSODFHGE\SURIHVVLRQDOXVHUV VLPSO\DGGLQJWKHUHTXLUHGQHZXQLWVWRWKHH[LVWLQJQHW
RQDSXEOLFDGGUHVVHPHUJHQF\VRXQGV\VWHP,WEULQJV ZRUN7KHVDPHLVWUXHIRUPRGLILFDWLRQVWRWKH3$V\V
KLJKO\LQQRYDWLYHDQGDGYDQFHGGLJLWDOWHFKQRORJ\WRWKH WHPWKDWEHFRPHQHFHVVDU\ODWHUGXHWRUHRUJDQL]D
SXEOLFDGGUHVVPDUNHW7KHSURFHVVLQJDQGFRPPXQLFD WLRQVVWUXFWXUDOFKDQJHVHWF
WLRQRIERWKDXGLRVLJQDOVDQGFRQWUROGDWDHQWLUHO\LQ
WKHGLJLWDOGRPDLQPDNHVWKHV\VWHPVXSHULRUWRRWKHU
7KHV\VWHPFDQEHFRQILJXUHGIRUUHGXQGDQWFDEOLQJXV
FXUUHQWO\DYDLODEOHSXEOLFDGGUHVVDQGHPHUJHQF\VRXQG
LQJDULQJFDEOLQJVWUXFWXUH
V\VWHPV'LJLWDOVLJQDOSURFHVVLQJDOORZVVLJQLILFDQWLP
SURYHPHQWVLQDXGLRTXDOLW\WREHDFKLHYHG7KH3UDHVL
GHRV\VWHPLVFRQILJXUHGIURPD3&PDNLQJLQVWDOODWLRQ
DQGFRQILJXUDWLRQYHU\VLPSOHDQGXVHUIULHQGO\
$OODXGLRSURFHVVLQJLVGLJLWDO&RPPXQLFDWLRQEHWZHHQ
WKHXQLWVLVYLDSODVWLFILEHURUJODVVILEHUFDEOLQJGH
SHQGLQJRQWKHGLVWDQFHEHWZHHQWKHXQLWV%HFDXVHWKH
V\VWHPXVHVWKHGDLV\FKDLQSULQFLSOHFDEOLQJDQGLQVWDO
ODWLRQDUHYHU\TXLFNVLPSOHDQGHDV\
8VHUIULHQGO\6RIWZDUH&RQWURO
7KHV\VWHPKDVXVHUIULHQGO\VRIWZDUHWRFRQILJXUHDOO
V\VWHPIXQFWLRQV7KHVRIWZDUHLVZHEEDVHGWHFKQROR
J\DQGSURYLGHVDXWKRUL]HGXVHUVIXOOIUHHGRPRIFRQILJ
XUDWLRQDQ\WLPHDQGIURPDQ\ZKHUHLQWKHQHWZRUN$
VLPSOHDQGZHOORUJDQL]HGXVHULQWHUIDFHSURYLGHVDQLQ
WXLWLYHHQYLURQPHQWIRUFRQILJXULQJWKHV\VWHP7KHVRIW 'LVWULEXWHG&RQWURO
ZDUHKDVSODXVLELOLW\FKHFNVDQGLQIRUPVWKHXVHURIDQ\ 7KHV\VWHPGHVLJQGLVWULEXWHVWKHFRQWURORIYDULRXVV\V
SDUDPHWHUVZKLFKKDYHQRWEHHQVHWEHIRUHH[LWLQJ WHPIXQFWLRQVDVZHOODVSURFHVVLQJWKURXJKRXWWKH
IURPDQ\VWDJHRIWKHFRQILJXUDWLRQSURFHVV V\VWHP7KHH[WHUQDOLQWHUIDFHVLQSXWVDQGRXWSXWVFDQ
EHORFDWHGDQ\ZKHUHLQWKHQHWZRUN$OOXQLWVFDQSURF
1HWZRUN$SSURDFK HVVDXGLRLQSXWDQGRXWSXWVLJQDOV7KLVDOORZVWKHQHW
7KHV\VWHPDUFKLWHFWXUHLVEDVHGRQWKHGDLV\FKDLQLQJ ZRUNFRQWUROOHUWRFRQFHQWUDWHRQRWKHUDFWLYLWLHVVXFK
RIXQLWV(TXLSPHQWFDQEHSODFHGDQ\ZKHUHDQHWZRUN DVWKHURXWLQJRIDQQRXQFHPHQWVWDNLQJDFWLRQVRQFRQ
FRQQHFWLRQLVDYDLODEOH&XVWRPHUVFDQH[SDQGWKHLUV\V WUROLQSXWVHWF$VDUHVXOWWKHUHVSRQVHWLPHVDUH
WHPVHDVLO\ZLWKRXWDGGLQJDGGLWLRQDOHOHFWURQLFVWRWKH PXFKVKRUWHUWKDQIRUWKRVHRIV\VWHPVZLWKFHQWUDOL]HG
QHWZRUNFRQWUROOHUXQLW7KDQNVWRWKLVQHWZRUNDUFKLWHF
%RVFK6HFXULW\6\VWHPV%9 ZZZERVFKVHFXULW\FRP
'LJLWDO3$DQG(PHUJHQF\6RXQG_3UDHVLGHR6\VWHP_
SURFHVVLQJRIDOOVLJQDOV7KHV\VWHPVFDOHVJUDFHIXOO\ 6\VWHPRYHUYLHZ
EHFDXVHHDFKQHZXQLWLQFUHDVHVWKHRYHUDOOGLJLWDOVLJ
QDOSURFHVVLQJSRZHURIWKHV\VWHP 1HWZRUN&RQWUROOHU
&RPELQDWLRQRI)XQFWLRQV
7KH3UDHVLGHRUDQJHRIHTXLSPHQWKDVPXOWLSOHIXQF
WLRQVFRPELQHGLQDVLQJOHXQLW7KLVIHDWXUHGUDVWLFDOO\
UHGXFHVWKHQXPEHURIGLIIHUHQWW\SHVRIHTXLSPHQW
XVHGLQWKHV\VWHP)RUH[DPSOHIXQFWLRQVVXFKDVDX
GLRSURFHVVLQJDXGLRGHOD\DPSOLILHUPRQLWRULQJLQ
FOXGLQJVSDUHVZLWFKLQJDQGVSHDNHUOLQHPRQLWRULQJ
DUHSURYLGHGE\WKHSRZHUDPSOLILHUXQLWLWVHOI7KLV
PDNHVWKHRYHUDOOV\VWHPKLJKO\FRVWHIIHFWLYH7KHIOH[L
EOHDUFKLWHFWXUHRIWKH3UDHVLGHRUDQJHRIHTXLSPHQWDO
ORZVWKHFXVWRPHUWRORFDWHDQ\W\SHRIHTXLSPHQWDQ\
ZKHUHLQWKHEXLOGLQJ7KHFRQILJXUDWLRQVRIWZDUHOHWVDQ
DGPLQLVWUDWRULQVWDOOHUFRQILJXUHDQ\XQLWVLQWKHV\VWHP
IURPDQ\3&ZLWKDQHWZRUNFRQQHFWLRQWRWKHQHWZRUN
FRQWUROOHU1RORFDOFRQILJXULQJDWWKHHTXLSPHQWHQGLV
UHTXLUHGGUDVWLFDOO\UHGXFLQJWKHLQVWDOODWLRQDQGFRP 7KHQHWZRUNFRQWUROOHULVWKHKHDUWRIWKHV\VWHPDQG
PLVVLRQLQJWLPHDVZHOODVDQ\FKDQJHVZKLFKEHFRPH VWRUHVDOOFRQILJXUDWLRQLQIRUPDWLRQ,WSURYLGHVWKH
QHFHVVDU\DIWHUFRPPLVVLRQLQJ (WKHUQHWLQWHUIDFHIRUFRQQHFWLRQWRWKH3&WRHQDEOH
V\VWHPFRQILJXUDWLRQDVZHOODVGLDJQRVWLFDQGORJJLQJ
(1DQG(1Ȉ&HUWLILHG IXQFWLRQV7KHQHWZRUNFRQWUROOHUVWRUHVWKHGLJLWDODX
7KH3UDHVLGHRUDQJHRIHTXLSPHQWFRPSOLHVZLWKWKH GLRPHVVDJHVIRUVFKHGXOHGDQQRXQFHPHQWVRQD
YDULRXVHPHUJHQF\VWDQGDUGVZKLFKDUHDSSOLFDEOHDOO EXLOWLQIODVKFDUG7KHFRQWUROOHUPRQLWRUVDOOWKHV\VWHP
RYHUWKHZRUOG7KHQHWZRUNFRQWUROOHUFDQVXSHUYLVHDOO FRPSRQHQWVDQGUHSRUWVDQ\FKDQJHVLQVWDWXV7KHXQLW
XQLWVLQWKHV\VWHPIURPWKHPLFURSKRQHFDSVXOHRIWKH SURYLGHVIRXUDXGLRLQSXWVDQGIRXURXWSXWVDVZHOODV
FDOOVWDWLRQWRWKHORXGVSHDNHUOLQHDQGORXGVSHDNHUV$ HLJKWFRQWUROLQSXWVDQGILYHFRQWURORXWSXWV7KHFRQ
EXLOWLQPHPRU\VWRUHVWKHODVWIDXOWPHVVDJHV$OO WUROLQSXWVFDQWULJJHUDFWLRQVLQWKHV\VWHP$GPLQLVWUD
IDXOWVDUHUHSRUWHGEDFNWRWKHQHWZRUNFRQWUROOHU7KH WRUVDQGLQVWDOOHUVFDQGHILQHWKHFRQWUROLQSXWFKDUDF
V\VWHPDOVRIXOILOOVWKHUHTXLUHPHQWVIRUHPHUJHQF\FDOO WHULVWLFVLQWKHFRQILJXUDWLRQVRIWZDUH&RQWUROLQSXWV
VWDWLRQV7KHRSHQV\VWHPDUFKLWHFWXUHKDVWKHIOH[LELOLW\ FDQEHSURJUDPPHGIRUPRPHQWDU\RUWRJJOHRSHUDWLRQ
WRSURYLGHODUJHQXPEHUVRILQDQGRXWSXWVPDNLQJHYHQ DFWRQPDNHRUEUHDNVXSHUYLVLRQHWF7KH\FDQEH
WKHPRVWGHPDQGLQJHPHUJHQF\DSSOLFDWLRQVSRVVLEOH XVHGWRLQLWLDWHDFWLRQVDQGFDQEHOLQNHGWRH[WHUQDO
([WHUQDO,QWHUIDFHV HTXLSPHQW7KHQHWZRUNFRQWUROOHUVWRUHVDQGVKRZV
$GPLQLVWUDWRUVDQGLQVWDOOHUVFDQFRQILJXUHWKHFRQWURO WKHODVWIDXOWPHVVDJHV7KHDYDLODELOLW\RIWKHGLJLWDO
LQSXWVWRLQLWLDWHWKHGHVLUHGDFWLRQVLQWKHV\VWHP7KH DXGLRPHVVDJHVWKHDODUPWRQHVDQGWKHFRQWUROLQSXWV
DELOLW\WRURXWHDQ\LQSXWIURPRQHV\VWHPXQLWWRDQ\ DUHFRQWLQXRXVO\VXSHUYLVHG$QLQWHUQDOO\JHQHUDWHGSL
RWKHUXQLWPDNHVLWSRVVLEOHWRXVHWKH3UDHVLGHRUDQJH ORWWRQHFDQEHSURYLGHGRQWKHDXGLRRXWSXWVIRUPRQL
RISURGXFWVIRUDZLGHUDQJHRISXEOLFDGGUHVVDQG WRULQJSXUSRVHV
HPHUJHQF\VRXQGV\VWHPDSSOLFDWLRQV 3RZHU$PSOLILHUV
5HGXFHG,QVWDOODWLRQ&RVWV 7KHUHDUHIRXUW\SHVRISRZHUDPSOLILHUXQLWVLQWKH
7KH3UDHVLGHRDUFKLWHFWXUHXVHVWKHGDLV\FKDLQSULQFL 3UDHVLGHRSURGXFWUDQJH7KHVHGLIIHULQWKHQXPEHURI
SOHIRUERWKGDWDDQGDXGLRVLJQDOV7KLVPDNHVWKHV\V DPSOLILHUFKDQQHOVSHUIUDPHRQHWZRIRXURUHLJKW
WHPZLULQJYHU\FRVWHIIHFWLYHXVLQJWZRILEHUFRUHVIRU 7KHRYHUDOOSRZHUUDWLQJLVZDWWVIRUDOORIWKHDPSOL
GDWDDQGDXGLRFRPPXQLFDWLRQDQGDFRSSHUZLUHSDLU ILHUV
WRVXSSO\SRZHUIURPWKHQHWZRUNFRQWUROOHUWRWKH
XQLWV 7KHSRZHUDPSOLILHUVFDQEHVHOHFWHGIRU99
+LJK6\VWHP)OH[LELOLW\ DQG9RXWSXWWDSSLQJ7KHILEHURSWLFQHWZRUNFDEOH
7KH3UDHVLGHRV\VWHPLVDQH[WUHPHO\YHUVDWLOHV\VWHP SURYLGHVDXGLRLQSXW7KHDPSOLILHUVDUHHTXLSSHGZLWK
,WJLYHVV\VWHPGHVLJQHUVDKLJKGHJUHHRIIOH[LELOLW\LQ DPSOLILHUVXSHUYLVLRQDQGVSDUHDPSOLILHUFKDQJHRYHUUH
WKHQXPEHURI]RQHVFDOOVWDWLRQVDXGLRDQGFRQWUROLQ OD\V7KH\KDYHVKRUWWRJURXQGDQGVKRUWFLUFXLWGHWHF
DQGRXWSXWVHWFWKDWWKH\FDQXVH7KHIOH[LELOLW\RI WLRQIXQFWLRQVDQGFDQJHQHUDWHWKHLURZQSLORWWRQHIRU
XQLWGLVWULEXWLRQLVDOVRJUHDWHUWKDQOHJDF\V\VWHPVDQG VXSHUYLVLRQSXUSRVHV
LWLVXVXDOO\HDVLHUWRSODFHHOHPHQWVFORVHUWRZKHUH
WKH\DUHQHHGHG /RXGVSHDNHUDQGRUOLQHVXSHUYLVLRQFRQWUROERDUGVFDQ
EHDGGHGWRDQDPSOLILHU7KHFRQWUROERDUGFRPPXQL
FDWHVZLWKVXSHUYLVLRQERDUGVDWWKHHQGRIWKHOLQH
DQGRULQLQGLYLGXDOORXGVSHDNHUV7KHLUVWDWXVLVFRP
PXQLFDWHGRYHUWKHORXGVSHDNHUOLQHLWVHOIZLWKRXWLQWHU
IHULQJZLWKWKHDXGLRVLJQDO
ZZZERVFKVHFXULW\FRP %RVFK6HFXULW\6\VWHPV%9
_'LJLWDO3$DQG(PHUJHQF\6RXQG_3UDHVLGHR6\VWHP
7KHSRZHUDPSOLILHUVDUHHTXLSSHGZLWKDXGLRSURFHVV
LQJIDFLOLWLHVIRUHDFKDPSOLILHUFKDQQHO7KH\VXSSRUW
FRQILJXUDEOHGHOD\WKUHHSDUDPHWULFHTXDOL]HUVHFWLRQV
DQGWZRVKHOYLQJHTXDOL]HUVSHUFKDQQHO$QDPELHQWPL
FURSKRQHFRQQHFWLRQHQDEOHVDXWRPDWLFRXWSXWOHYHODG
MXVWPHQWIRUPD[LPXPLQWHOOLJLELOLW\7KHSRZHUDPSOLILHU
KDVDVXSHUYLVHGFRQQHFWLRQIRUD9'&EDFNXSSRZHU
VXSSO\
0XOWL&KDQQHO,QWHUIDFHDQG%DVLF$PSOLILHUV
7KHEDVLFDPSOLILHUVDUHFRVWHIIHFWLYHDOWHUQDWLYHVWRWKH
UHJXODU3UDHVLGHRSRZHUDPSOLILHUVIRUVLWXDWLRQVZKHUH
QREXLOWLQGLJLWDOVLJQDOSURFHVVLQJIXQFWLRQVVXFKDV
HTXDOL]HUVGHOD\DQG$9&DUHUHTXLUHG7KH\GRQRW
KDYHD3UDHVLGHRQHWZRUNFRQQHFWLRQ,QVWHDGWKHVH
DPSOLILHUVDUHFRQQHFWHGWRWKH3UDHVLGHRQHWZRUNYLD
WKHPXOWLFKDQQHOLQWHUIDFH
&DOO6WDWLRQ.H\SDG
7KHFDOOVWDWLRQNH\SDGKDVHLJKWVHOHFWLRQNH\VDQGVWD
WXVLQGLFDWRUV7KLVXQLWFRQQHFWVWRDEDVLFFDOOVWDWLRQ
WKURXJKDORFDOLQWHUIDFH(DFKVHOHFWLRQNH\KDVRQHEL
FRORU/('ZKLFKVKRZVWKHVWDWXVRIWKHVHOHFWLRQ
&DOO6WDWLRQ1XPHULF.H\SDG
7KHQXPHULFNH\SDGSURYLGHVDWHOHSKRQHȈOLNHXVHULQ
WHUIDFHIRUQXPHULF]RQHDQG]RQHJURXSVHOHFWLRQ,W
FRQQHFWVWRDEDVLFRUUHPRWHFDOOVWDWLRQDQGKDVD/&'
7KHEDVLFDPSOLILHUVDUHKLJKHIILFLHQF\FODVV'SRZHU WRVKRZVHOHFWLRQVDQGWKHLUVWDWXV$OVRDXVHUDFFHVV
DPSOLILHUVIRUSXEOLFDGGUHVVDQGHPHUJHQF\VRXQGV\V FRQWUROIXQFWLRQFDQEHFRQILJXUHG
WHPV7KHPXOWLFKDQQHOLQWHUIDFHSURYLGHVDXGLRVLJQDOV
WRDOOEDVLFDPSOLILHUFKDQQHOVDQGKDVIXOOFRQWURO7KH &DOO6WDWLRQ.LW
EDVLFDPSOLILHULVIXOO\VXSHUYLVHGDQGIDXOWHYHQWVDUH 7KHFDOOVWDWLRQNLWKDVWKHVDPHIXQFWLRQVDVWKHEDVLF
UHSRUWHGYLDWKHPXOWLFKDQQHOLQWHUIDFHWRWKH3UDHVL FDOOVWDWLRQDQGLVLQWHQGHGIRUWKHFRQVWUXFWLRQRIFXV
GHRQHWZRUNFRQWUROOHU7KHDPSOLILHUVKDYHFRQQHFWLRQV WRPPDGHXQLWV7KHNLWLVVXSSOLHGZLWKRXWDKRXVLQJ
IRUVHSDUDWHJURXS$DQGJURXS%ORXGVSHDNHUVLQD IRUHDV\LQVWDOODWLRQLQSDQHOVZDOOVRUFXVWRPPDGH
]RQHDQGFDQEHFRQILJXUHGIRUFODVV$ORXGVSHDNHUORRS KRXVLQJV,WKDVDSRZHUVXSSO\LQSXWIRUERWKWKHFDOO
ZLULQJ VWDWLRQLWVHOIDQGWKHFDOOVWDWLRQNH\SDGV7KHH[WHUQDO
SRZHUVXSSO\FDQEHPRQLWRUHGE\FRQQHFWLQJLWVIDXOW
FRQWURORXWSXWWRWKHFRQWUROLQSXWRIWKHFDOOVWDWLRQNLW
7KHPXOWLFKDQQHOLQWHUIDFHSURYLGHVFRQILJXUDEOH
RXWSXWFKDQQHOVPDLQRXWSXWVDQGVSDUHRXWSXWV &DOO6WDWLRQ.H\SDG.LW
FRQWUROLQSXWVDQGFRQWURORXWSXWV:LWKLWVEXLOW 7KHNLWLVDFDOOVWDWLRQNH\SDGZLWKRXWKRXVLQJEXWZLWK
LQVXSHUYLVLRQFRQWUROOHULWFDQDOVRWDNHFDUHRIORXG WKHVDPHIXQFWLRQDOLW\7KHNLWIDFLOLWDWHVWKHFRQVWUXF
VSHDNHUDQGORXGVSHDNHUOLQHVXSHUYLVLRQIRUDOOFRQQHF WLRQRIFXVWRPDSSOLFDWLRQVZKHUHVSHFLDOSODFHPHQW
WHGEDVLFDPSOLILHURXWSXWV FXVWRPVZLWFKHVDQGRUFXVWRPLQGLFDWRUVDUHGHVLUHG
&DOO6WDWLRQ%DVLF &DOO6WDWLRQ5HPRWH
7KHFDOOVWDWLRQEDVLFKDVDGLUHFWQHWZRUNLQWHUIDFHRQH ,QPDQ\DSSOLFDWLRQVFDOOVWDWLRQVPXVWEHORFDWHGUHOD
SUHVVWRWDONNH\DPRQLWRULQJVSHDNHUDQGDKHDGSKRQH WLYHO\IDUDZD\IURPWKHUHVWRIWKHV\VWHP)RUVXFKFD
VRFNHW7KHYROXPHFRQWURORQWKHIURQWRIWKHXQLWDG VHVWKH3UDHVLGHRV\VWHPSURYLGHVWKHUHPRWHFDOOVWD
MXVWVWKHORXGVSHDNHURUKHDGSKRQHYROXPH8SWR WLRQDVDFRVWHIIHFWLYHDOWHUQDWLYH,WKDVWKHVDPHIXQF
FDOOVWDWLRQNH\SDGVFDQEHFRQQHFWHGWRWKHXQLW/('V WLRQDOLW\DVWKHEDVLFFDOOVWDWLRQEXWGRHVQRWFRQQHFW
RQWKHXQLWLQGLFDWHWKHVWDWXVRIWKHV\VWHPFDOOVWD WRWKH3UDHVLGHRQHWZRUNGLUHFWO\,QVWHDGLWFRQQHFWV
WLRQDQGFDOO WRWKHFDOOVWDWLRQLQWHUIDFHYLDD&$7FDEOHZLWKD
PD[LPXPOHQJWKRIPHWHUV7KXVWKHGLVWDQFH
IURPWKHUHPRWHFDOOVWDWLRQWRWKHQHWZRUNLVQRWSDUW
RIWKHRYHUDOOQHWZRUNOHQJWK2IWHQDQH[LVWLQJ&$7
FDEOHFDQEHXVHGIXUWKHUUHGXFLQJFRVWV8SWRFDOO
VWDWLRQNH\SDGVRUFDOOVWDWLRQNH\SDGNLWVFDQEHFRQ
QHFWHGLQFOXGLQJQXPHULFNH\SDG
&DOO6WDWLRQ5HPRWH.LW
7KHUHPRWHNLWLVDYHUVLRQRIWKHUHPRWHFDOOVWDWLRQ
ZLWKWKHVDPHIXQFWLRQDOLW\EXWZLWKRXWWKHKRXVLQJIRU
HDV\LQVWDOODWLRQLQFXVWRPDSSOLFDWLRQV
%RVFK6HFXULW\6\VWHPV%9 ZZZERVFKVHFXULW\FRP
'LJLWDO3$DQG(PHUJHQF\6RXQG_3UDHVLGHR6\VWHP_
&DOO6WDFNHU
7KHFDOOVWDFNHULVDXQLWWKDWUHFRUGVFDOOVWKDWFDQQRW
EHVHQWWRDOOUHTXLUHG]RQHVEHFDXVHVRPHDUHRFFX
1HWZRUN6SOLWWHU
SLHGE\DKLJKHUSULRULW\FDOO5HFRUGHGFDOOVDUHDXWR
PDWLFDOO\UHSHDWHGWRWKHVH]RQHVZKHQWKH\EHFRPH
DYDLODEOH7KHFDOOVWDFNHUFDQDOVREHXVHGDVWLPHȈVKLIW
HUWRDYRLGDFRXVWLFIHHGEDFNIURPDORXGVSHDNHUWRWKH
DFWLYHPLFURSKRQH7KHFDOOLVUHFRUGHGDQGEURDGFDVW
DIWHUWKHUHFRUGLQJKDVILQLVKHG7KHFDOOFDQEH
SUHȈPRQLWRUHGEHIRUHEURDGFDVWZLWKWKHRSWLRQWRFDQ
FHOWKHFDOO
&DOO6WDWLRQ,QWHUIDFH
7KHFDOOVWDWLRQLQWHUIDFHLVDXQLWWKDWLQWHUIDFHVEH
7KHQHWZRUNVSOLWWHUDOORZVWKHPDLQQHWZRUNOLQHWREH
WZHHQDUHPRWHFDOOVWDWLRQDQGWKH3UDHVLGHRQHWZRUN
VSOLWLQWREUDQFKHV7KHEUDQFKOLQHVDUHVWLOOVXSHUYLVHG
%HFDXVHDUHPRWHFDOOVWDWLRQXVHV&$7FDEOHIRULQWHU
EXWGRQRWKDYHWKHUHGXQGDQWFDEOLQJRIWKHPDLQQHW
FRQQHFWLRQDQGGRHVQRWKDYH3UDHVLGHRQHWZRUNFRQ
ZRUNOLQH7KHQHWZRUNVSOLWWHUKDVDQRSWLRQWRFRQQHFW
QHFWLRQVDFDOOVWDWLRQLQWHUIDFHLVQHHGHG7KHFDOOVWD
D9'&VXSSO\WKDWFDQVXSSO\DGGLWLRQDOSRZHULIUH
WLRQLQWHUIDFHDOVRSURYLGHVDORFDOSRZHULQSXWDVZHOO
TXLUHG7KHQHWZRUNVSOLWWHUFDQDOVRIXQFWLRQDVDUH
DVFRQWUROLQSXWVDQGGHOLYHUVSRZHUWRWKHUHPRWHFDOO
SHDWHUWRH[WHQGWKHFDEOHDQRWKHUPHWHUVZLWKSODV
VWDWLRQ7KHFDOOVWDWLRQLQWHUIDFHLQWHUIDFHVWRWKHUH
WLFILEHU
PRWHFDOOVWDWLRQYLDDELGLUHFWLRQDOGLJLWDOLQWHUIDFH%H
FDXVHQRWDOO3UDHVLGHRDXGLRFKDQQHOVEXWRQO\WKH )LEHU,QWHUIDFHV
UHTXLUHGPLFURSKRQHDQGPRQLWRUDXGLRFKDQQHOVDUH 0RVWRIWKH3UDHVLGHRV\VWHPXQLWVKDYHSODVWLFILEHU
WUDQVSRUWHGRQWKLVLQWHUIDFHWKHELWUDWHLVPXFKORZHU RSWLFLQWHUIDFHV3ODVWLFILEHULVXVHGWRLQWHUFRQQHFWQR
7KHORZHUELWUDWHDOORZVWKHLQWHUFRQQHFWLRQFDEOHWR GHVZKLFKDUHOHVVWKDQPHWHUVDSDUW)RUGLVWDQFHV
EHPXFKORQJHUWKDQWKHW\SLFDO3UDHVLGHRQHWZRUNFRQ RIPRUHWKDQPHWHUVJODVVILEHURSWLFFDEOHLVXVHG
QHFWLRQEHWZHHQXQLWV $ILEHULQWHUIDFHFRQYHUWVIURPSODVWLFWRJODVVILEHUDQG
YLFHYHUVD7KHILEHULQWHUIDFHKDVDSRZHUVXSSO\LQSXW
$XGLR([SDQGHU
WRSURYLGHSRZHUWRUHPRWHQHWZRUNVHFWLRQVDQGWZR
7KHDXGLRH[SDQGHUFDQSURYLGHDGGLWLRQDODXGLRLQSXWV
FRQWUROLQSXWV7KHFRQWUROLQSXWVFDQSDVVRQVXSHUYL
DQGRXWSXWVWRWKHV\VWHP7KHXQLWKDVIRXUWUDQVIRUP
VLRQLQIRUPDWLRQDERXWWKHSRZHUVXSSO\FRQQHFWHGWR
HULVRODWHGDXGLRLQSXWVDQGIRXUWUDQVIRUPHULVRODWHG
WKHILEHULQWHUIDFH
DXGLRRXWSXWVDVZHOODVHLJKWFRQWUROLQSXWVDQGILYH
'LIIHUHQWPRGHOVH[LVWIRUVLQJOHȈPRGHDQGPXOWLȈPRGH
FRQWURORXWSXWV7KHDXGLRLQSXWVFDQEHFRQILJXUHGIRU
JODVVILEHU
EDFNJURXQGPXVLFPLFURSKRQHRUOLQHLQSXWV7KHFRQ
WUROLQSXWVFDQEHFRQILJXUHGWRLQLWLDWHDFWLRQV &HUWLILFDWLRQVDQGDSSURYDOV
&REUD1HW,QWHUIDFH
7KH&REUD1HWLQWHUIDFHFDQLQVHUWXSWRIRXUDXGLRFKDQ 5HJLRQ &HUWLILFDWLRQ
QHOVIURP&REUD1HWLQWRWKH3UDHVLGHRV\VWHPDQGXSWR
(XURSH &(
IRXUDXGLRFKDQQHOVIURP3UDHVLGHRLQWRD&REUD1HWQHW
ZRUN&REUD1HWGHYHORSHGE\3HDN$XGLRDGLYLVLRQRI &( .(0$
&LUUXV/RJLF,QFLVDQHWZRUNSURWRFROIRUUHDOWLPH
XQFRPSUHVVHGGLJLWDODXGLRGLVWULEXWLRQRYHULQGXVWU\ &35 (8B&35
VWDQGDUG%DVH7(WKHUQHWQHWZRUNV'LJLWDODXGLRGD &( &2&
WDLVGLUHFWO\FRQYHUWHGEHWZHHQ3UDHVLGHRDQG&REUD
1HWZLWKQRDXGLRSURFHVVLQJRWKHUWKDQVDPSOHUDWH &( &HUW$ODUP
FRQYHUVLRQ 78(9
68('
&RQWUROLQSXWVDQGRXWSXWVSURYLGHH[WHUQDOLQWHUIDFLQJ */
7KH&REUD1HWLQWHUIDFHJHWVLWVSRZHUIURPWKH3UDHVL
3RODQG &1%23
GHRQHWZRUNDQGGRHVQRWQHHGDPDLQVRUEDWWHU\FRQ
QHFWLRQ&REUD1HWLQWHUIDFHVDUHRIWHQXVHGWRLQWHUFRQ
QHFWWZRRUPRUH3UDHVLGHRVXEV\VWHPVYLD(WKHUQHW
7KHDXGLRFKDQQHOVDUHWUDQVSRUWHGYLD&REUD1HWDQG
WKH3UDHVLGHRFRQWUROGDWDYLDWKH3UDHVLGHR2SHQ,QWHU
IDFH
,3$XGLR,QWHUIDFH
7KH,3DXGLRLQWHUIDFHLVDXQLYHUVDO,3ȈEDVHGDXGLRGH
YLFHVXSSRUWLQJ9R,3DQGDXGLRRYHU,3DSSOLFDWLRQV,WLV
DQLGHDOVROXWLRQIRUEULGJLQJDXGLRDQGFRQWDFWFORVXUHV
RYHUORQJGLVWDQFH/$1DQG:$1QHWZRUNV,WH[WHQGV
DQGLQWHUIDFHVWR3UDHVLGHRDQGQRQȈQHWZRUNEDVHGWUD
GLWLRQDOSXEOLFDGGUHVVV\VWHPVZLWKRXWWKHQHHGIRUD
3&GXULQJRSHUDWLRQ
ZZZERVFKVHFXULW\FRP %RVFK6HFXULW\6\VWHPV%9
_'LJLWDO3$DQG(PHUJHQF\6RXQG_3UDHVLGHR6\VWHP
3561&21HWZRUN&RQWUROOHU $9GFDX[LOLDU\RXWSXWLVDYDLODEOHWKDWFDQEHXVHGWR
SRZHUDQH[WHUQDOYLVXDOIDXOWDQGRUHPHUJHQF\OLJKW
WRZHU
2SHUDWLRQDQGSHUIRUPDQFH
7KHQHWZRUNFRQWUROOHULVFRPSOHWHO\FRQILJXUDEOHIURP
D3&XVLQJWKHVXSSOLHGVRIWZDUHZKLFKFDQDOVRSUR
YLGHWKHFXUUHQWVWDWXVRIWKHUXQQLQJV\VWHPDVZHOODV
FRPIRUWDEOHDQGHIILFLHQWFRQILJXUDWLRQ7KHFRQWUROOHU
FDQDOVRUXQZLWKRXWDFRQQHFWHG3&RQFHLWKDVEHHQ
FRQILJXUHG7KHIURQWSDQHOKDVD[ȈFKDUDFWHU/&'
GLVSOD\DQGDURWDU\FRQWUROWRQDYLJDWHWKURXJKWKH
PHQXDQGVHOHFWWKHPHQXLWHPV$GGUHVVYHUVLRQIDXOW
HYHQWVDQGPRQLWRUHQTXLULHVFDQEHGRQHXVLQJWKH
GLVSOD\DQGFRQWURONQRE7KHQHWZRUNFRQWUROOHUFDQ
FRQWUROXSWRQRGHV1RGHVLQFOXGHHTXLSPHQWVXFK
DVSRZHUDPSOLILHUVDXGLRH[SDQGHUXQLWVFDOOVWDWLRQV
FDOOVWDWLRQNLWVHWF
7RPHHWWKHUHTXLUHPHQWVIRUHPHUJHQF\VRXQGV\V
)HDWXUHV
WHPVDXWRPDWLFPHVVDJLQJLVLQFOXGHGLQWKHQHWZRUN
FRQWUROOHU7KHFRQWUROOHUKDVDEXLOWLQUHSODFHDEOH
3XEOLFDGGUHVVDQGHPHUJHQF\VRXQGV\VWHPFRQ FRPSDFWIODVKPHPRU\FDUGWRPDWFKWKHVWRUDJHUH
WUROXQLW TXLUHPHQWVIRUDXGLRPHVVDJHV)RXUPHVVDJHVFDQEH
SOD\HGVLPXOWDQHRXVO\0HVVDJHVWRUDJHDQGWKHPHV
&RQWURODQGURXWLQJRIVLPXOWDQHRXVDXGLR VDJHVWKHPVHOYHVDUHPRQLWRUHG$XGLRPHVVDJHVDVD
FKDQQHOV VHWRIZDYILOHVFDQEHGRZQORDGHGIURPDFRPSXWHU
YLDWKH(WKHUQHWOLQN7KHFRQWUROOHUDOVRVWRUHVDZLGH
(WKHUQHWLQWHUIDFHIRUFRQILJXUDWLRQFRQWUROGLDJ
UDQJHRIDWWHQWLRQWRQHVWHVWWRQHVDQGDODUPWRQHVDOO
QRVWLFVDQGORJJLQJ DFFHVVLEOHE\DQ\FDOOVWDWLRQVRUFRQWUROLQSXWVIRUDQ
'LJLWDOVWRUDJHIRUSUHȈUHFRUGHGPHVVDJHV QRXQFHPHQWRUDODUPEURDGFDVW7KHQHWZRUNFRQWUROOHU
KDVDEXLOWLQEX]]HUIRUQRWLILFDWLRQRIIDXOWVRUHPHU
(1ȈDQG,62ȈV\VWHPFHUWLILFDWLRQ JHQF\VLWXDWLRQV$QLQWHUQDOUHDOWLPHFORFNDOORZVIRU
HYHQWVFKHGXOLQJVXFKDVSOD\LQJVFKHGXOHGDQQRXQFH
7KHQHWZRUNFRQWUROXQLWLVWKHKHDUWRIWKH3UDHVLGHR PHQWVRUFKDQJLQJWKHYROXPHRIEDFNJURXQGPXVLFGXU
V\VWHP7KHXQLWURXWHVXSWRVLPXOWDQHRXVDXGLR LQJHYHQLQJKRXUV,WKDVH[WHQVLYHDXGLRSURFHVVLQJ
FKDQQHOVGHOLYHUVSRZHUWRWKHV\VWHPUHSRUWVIDXOWV SRVVLELOLWLHVIRUWKHDXGLRLQSXWVDQGWKHDXGLRRXWSXWV
DQGFRQWUROVWKHV\VWHP$XGLRLQSXWVFDQEHDQQRXQFH 3DUDPHWULFHTXDOL]DWLRQOLPLWHUDQGJDLQFDQEHHDVLO\
PHQWVIURPFDOOVWDWLRQVEDFNJURXQGPXVLFRUORFDODX DGMXVWHGXVLQJWKHFRQILJXUDWLRQVRIWZDUH7KHUHLVD
GLR7KHQHWZRUNFRQWUROXQLWFDQEHFRQILJXUHGIRUWKH KHDGVHWMDFNIRUPRQLWRULQJWKHDXGLRFKDQQHOV
PRVWFRPSOH[SXEOLFDGGUHVVV\VWHPV7KHFRQILJXUD
WLRQFDQEHGRQHFRPIRUWDEO\DQGHIILFLHQWO\YLDD3& 6HFXULW\
7KH3&LVRQO\QHHGHGIRUFRQILJXUDWLRQ7KHFRQWUROOHU 7KHQHWZRUNFRQWUROOHUVXSSRUWVUHGXQGDQWQHWZRUNFD
FDQRSHUDWHLQGHSHQGHQWO\RIWKH3&+RZHYHUWKHFRQ EOLQJ,WFDQEHZLUHGDVDEUDQFKHGQHWZRUNRUUHGXQ
WUROOHUFDQXVHD3&WRGLVSOD\LQIRUPDWLRQRQWKHV\V GDQWORRS7KHV\VWHPFDQKDQGOHSULRULWLHVIRU
WHPVWDWXVXVLQJWKHVRIWZDUHVXSSOLHGZLWKWKHXQLW FDOOVWRKXQGUHGVRI]RQHVVDWLVI\LQJHYHQWKHPRVW
7KHXQLWFDQEHIUHHVWDQGLQJRQDWDEOHWRSRUPRXQWHG FRPSOH[SXEOLFDGGUHVVDQGHPHUJHQF\UHTXLUHPHQWV
LQDUDFN 7KHFRQWUROOHUPRQLWRUVWKHVWDWXVRIDOOWKHHTXLSPHQW
7KH356Ȉ1&2QHWZRUNFRQWUROOHUQHHGV356Ȉ6:VRIW LQWKHV\VWHPUHSRUWVVWDWXVFKDQJHVDQGVWRUHVWKH
ZDUHYHUVLRQRUKLJKHU ODVWIDXOWPHVVDJHVLQWKHV\VWHP7KLVPRQLWRULQJ
H[WHQGVIURPWKHFDSVXOHRIDFDOOVWDWLRQPLFURSKRQHWR
)XQFWLRQV WKHHQGRIDORXGVSHDNHUOLQH7KHH[WHUQDOFDEOHVFRQ
QHFWHGWRWKHFRQWUROLQSXWVDUHPRQLWRUHGIRUVKRUWDQG
&RQQHFWLYLW\ RSHQFLUFXLW$QLQWHUQDOO\JHQHUDWHGSLORWWRQHLVDYDLOD
7KHQHWZRUNFRQWUROOHUKDVIRXUDQDORJDXGLRLQSXWV2I
EOHIRUPRQLWRULQJWKHDXGLRRXWSXWV7KHFRQWUROOHURS
WKHVHWZRDUHVHOHFWDEOHEHWZHHQPLFURSKRQHDQGOLQH
HUDWHVERWKRQPDLQVSRZHUDQGRQD9GFEDWWHU\
7KHRWKHUWZRLQSXWVDUHIL[HGDVOLQHLQSXWV7KHPLFUR
SRZHUVXSSO\IRUHPHUJHQF\EDFNXSZLWKDXWRPDWLF
SKRQHOLQHLQSXWVFDQEHXVHGDVFDOOLQSXWVLIWKH\DUH
VZLWFKRYHU,WFDQVXSHUYLVHERWKRIWKHSRZHUVXSSOLHV
SURJUDPPHGFRQGLWLRQDOO\WRDQ\RIWKHHLJKWFRQWUROLQ
SXWVZKLFKDUHIUHHO\SURJUDPPDEOHIRUV\VWHPDFWLRQV &RQWUROVDQGLQGLFDWRUV
ZLWKIUHHO\SURJUDPPDEOHSULRULWLHV7KHOLQHLQSXWVSUR )URQW
YLGHVHOHFWDEOHN+]SLORWWRQHGHWHFWLRQIRUFDEOHVX [ȈFKDUDFWHU/&'GLVSOD\
SHUYLVLRQ 5RWDU\SXVKEXWWRQ
7KHFRQWUROOHUKDVIRXUDQDORJDXGLROLQHRXWSXWVHDFK %DFN
ZLWKDVHOHFWDEOHN+]PRQLWRULQJVLJQDO7KUHHFRQ 0DLQVVZLWFK
WURORXWSXWVDUHSURJUDPPDEOHIRUIDXOWVRUFDOOVDQG 9ROWDJHVHOHFWRU
WZRRWKHUVDUHXVHGWRFRQQHFWYLVXDODQGDXGLEOHIDXOW
,QWHUFRQQHFWLRQV
LQGLFDWRUV
)URQW
+HDGSKRQHRXWSXW
%RVFK6HFXULW\6\VWHPV%9 ZZZERVFKVHFXULW\FRP
'LJLWDO3$DQG(PHUJHQF\6RXQG_3UDHVLGHR6\VWHP_
%DFN &RQWURORXWSXWV
0DLQVLQSXW
%DWWHU\EDFNXSLQSXW 3ODVWLFRSWLFDOILEHUQHWZRUN
(LJKWFRQWUROLQSXWV
0DLQVLQ
7ZRDQDORJDXGLRPLFOLQHLQSXWV
7ZRDQDORJOLQHDXGLRLQSXWV 'LVSOD\FRQWURODQGEX]]HU
)LYHFRQWURORXWSXWVWZRGHGLFDWHGIDXOW
)RXUDQDORJDXGLROLQHRXWSXWV 1HWZRUNSURFHVVRUDQG'63
(WKHUQHW
1HWZRUNUHGXQGDQF\VZLWFKLQJ
56
7ZRV\VWHPQHWZRUNFRQQHFWLRQV 0HVVDJHPDQDJHU
9GFDX[LOLDU\RXWSXW
0LFURSURFHVVRU
&HUWLILFDWLRQVDQGDSSURYDOV
3RZHUVXSSO\
6DIHW\ DFFWR,(&(1 &RPSDFWIODVK&)PHPRU\FDUG
,PPXQLW\ DFFWR(1ȉ(1ȉ 9GFRXW
(1ȉ
9GFEDFNXSSRZHUVXSSO\LQ
(PLVVLRQV DFFWR(1ȉ)&&ȉSDUW%
(PHUJHQF\ DFFWR(1(1ȉ
,62ȉ
0DULWLPH DFFWR,(&
5HJLRQ &HUWLILFDWLRQ
6HWRIFRQQHFWRUV
,QVWDOODWLRQFRQILJXUDWLRQQRWHV
356ȉ6:&RQILJXUDWLRQ'LDJQRVWLFDQG/RJJLQJ6RIWZDUH
7HFKQLFDOVSHFLILFDWLRQV
7
1 2 (OHFWULFDO
8
0DLQVSRZHUVXSSO\
3 4
9ROWDJH 9$&+]
3RZHUFRQVXPSWLRQ :ZLWKQRORDG
10 13 :ZLWKPD[LPXPORDG
5 9
%DWWHU\SRZHUVXSSO\
11
9ROWDJH 9GFWR
6
12 14
15 3HUIRUPDQFH
ZZZERVFKVHFXULW\FRP %RVFK6HFXULW\6\VWHPV%9
_'LJLWDO3$DQG(PHUJHQF\6RXQG_3UDHVLGHR6\VWHP
&RQWUROLQSXWV [
3561&21HWZRUN&RQWUROOHU
6\VWHPFRQWUROOHUURXWHUVXSHUYLVRUDQGLQWHUIDFH
&RQQHFWRUV 5HPRYDEOHVFUHZWHUPLQDOV EXLOWLQZHEVHUYHUIRUFRQILJXUDWLRQSURYLGHVORFDODX
GLRDQGFRQWURO,2FKDQQHO:$9PHVVDJHSOD\HU
2SHUDWLRQ &ORVLQJFRQWDFWZLWKVXSHUYLVLRQ SRZHUVXSSO\IRUSRZHULQJRWKHUQHWZRUNFRQQHFWHG
XQLWVUDFNXQLW58
&RQWURORXWSXWV [ 2UGHUQXPEHU3561&2
&RQQHFWRUV 5HPRYDEOHVFUHZWHUPLQDOV
0LFOLQHLQSXWV [
&RQQHFWRU ȉSLQ;/5
1RPLQDO,QSXW/HYHO G%9
61 !G%$ZLWKG%KHDGURRP
&055 !G%DW+]
,QSXW,PSHGDQFH RKP
3KDQWRPVXSSO\ 99#P$
,QSXWUDQJH G%WRG%UHIQRPLQDOLQSXWOHYHO
/LQHRXWSXWV [
2XWSXW,PSHGDQFH RKP
61 !G%$DWPD[LPXPOHYHO
&URVVWDON G%
'LVWRUWLRQDWN+]
0HFKDQLFDO
'LPHQVLRQV+[:['
WDEOHWRSZLWKIHHW [[PP
[[LQ
LQUDFNZLWKEUDFNHWV [[PP
[[LQ
0RXQWLQJ 6WDQGDORQHUDFN
&RORU &KDUFRDOZLWKVLOYHU
(QYLURQPHQWDO
%RVFK6HFXULW\6\VWHPV%9 ZZZERVFKVHFXULW\FRP
'LJLWDO3$DQG(PHUJHQF\6RXQG_3UDHVLGHR6\VWHP_
356Ȉ6:&63&&DOO6HUYHUDQG 0XOWLSOHYLHZVRIDV\VWHPFDQEHFRQILJXUHGDVEDFN
JURXQGLPDJHVZLWK]RQHDQG]RQHJURXSORFDWLRQVLQ
356Ȉ6:&6/3&&DOO6HUYHU GHSHQGHQWIRUGLIIHUHQWXVHUVRIFOLHQWV$OVRPXOWLSOH
SUHGHILQHGFDOOVFDQEHFRQILJXUHGIRUGLIIHUHQWXVHUV
1&2&OLHQW ZKLFKFDQEHDFFHVVHGYLDHJRQHRUPRUH356Ȉ&6&
3&&DOO6WDWLRQ&OLHQWV7KHVHSUHGHILQHGFDOOVPD\FRQ
WDLQLQIRUPDWLRQDERXWSULRULW\]RQHVWRQHVPHVVDJHV
OLYHVSHHFKDQG]RQHV7KH]RQHVFDQEHSDUWRIGLIIHU
HQW3UDHVLGHRV\VWHPVDVORQJDVDOOWKHVHV\VWHPVDUH
FRQQHFWHGWRWKH356Ȉ6:&63&&DOO6HUYHU
7KH356Ȉ6:&63&&DOO6HUYHUDOORZVFRQWURORI%*0
VRXUFHDQGYROXPHLQWKHFRQILJXUHG]RQHVDQGJLYHV
IHHGEDFNDERXWWKHDFWXDOYROXPHWRWKHFOLHQWV
/LFHQVH
7KH356Ȉ6:&63&&DOO6HUYHUXVHVD86%GRQJOHIRU
LGHQWLILFDWLRQRIWKHV\VWHPIRUDOOOLFHQVHVSXUFKDVHG
7KHGRQJOHLVVXSSOLHGZLWKWKH356Ȉ6:&63&&DOO6HUY
HU7KH356Ȉ6:&63&&DOO6HUYHUDOUHDG\FRPHVZLWKD
OLFHQVHIRUXVHZLWKRQHQHWZRUNFRQWUROOHU$GGLWLRQDO
OLFHQVHVIRUPRUHQHWZRUNFRQWUROOHUVFRQQHFWHGWRWKH
VDPH356Ȉ6:&63&&DOO6HUYHUDUHDYDLODEOHDV356
6:&6/3&&DOO6HUYHU1&2/LFHQVH
)HDWXUHV $SSOLFDWLRQVVXFKDVWKH356Ȉ&6&3&&DOO6WDWLRQ&OL
HQWDOVRUHTXLUHDOLFHQVH2QO\RQHDSSOLFDWLRQOLFHQVH
6HUYHVPXOWLSOH&DOO6WDWLRQ&OLHQWVDQGRU7HOH LVUHTXLUHGLQGHSHQGHQWRIWKHQXPEHURIFOLHQWVRSHU
SKRQH,QWHUIDFH&OLHQWV DWRUSDQHOVWKDWDUHFRQQHFWHG
&RQWUROVPXOWLSOH1HWZRUN&RQWUROOHUVLQH[WHQGHG 3DUWVLQFOXGHG
V\VWHPV
3566:&63&&DOO6HUYHUOLFHQVHLQFOXGLQJ
,QFOXGHVDOLFHQVHIRUDVLQJOH1HWZRUN&RQWUROOHU OLFHQVHIRURQHQHWZRUNFRQWUROOHU
&RQWUROVXVHUDFFHVVZLWKVHOHFWDEOHULJKWVSHU 86%GRQJOH
XVHU
356ȉ6:3UDHVLGHRVRIWZDUH&'
7KH356Ȉ6:&63&&DOO6HUYHULVD:LQGRZVVHUYLFHFRQ
QHFWHGWRRQHRUPRUH3UDHVLGHRQHWZRUNFRQWUROOHUVYLD 2UGHULQJLQIRUPDWLRQ
7&3,3XVLQJWKH3UDHVLGHRRSHQLQWHUIDFH,WLVXVHGLQ
FRPELQDWLRQZLWKRQHRUPRUHFOLHQWDSSOLFDWLRQVVXFK 356Ȉ6:&63&&DOO6HUYHU
DVWKH3&&DOO6WDWLRQ&OLHQWDQGWKH3&7HOHSKRQH,Q $OLFHQVHIRUD:LQGRZV3&EDVHGFDOOVHUYHUXVHGIRU
WHUIDFH&OLHQWKDQGOLQJDOORSHUDWLRQDOUHTXHVWV KRVWLQJPXOWLSOH3&FDOOVWDWLRQFOLHQWVRUWHOHSKRQHLQ
7KH356Ȉ6:&63&&DOO6HUYHULVFRQILJXUHGYLDDQLQFOX WHUIDFHFOLHQWVRQD7&3,3QHWZRUNVXSSRUWVV\VWHPV
GHG3&&DOO6HUYHU&RQILJXUDWLRQ&OLHQWUXQQLQJRQWKH ZLWKPXOWLSOHQHWZRUNFRQWUROOHUVOLFHQVHIRUQHWZRUN
VDPHFRPSXWHU FRQWUROOHULQFOXGHG
2UGHUQXPEHU3566:&6
)XQFWLRQV
356Ȉ6:&6/3&&DOO6HUYHU1&2/LFHQVH
&RQILJXUDWLRQDQG&RQWURO $OLFHQVHIRUH[WHQGLQJWKH3&&DOO6HUYHUZLWKDGGL
7KH356Ȉ6:&63&&DOO6HUYHUSURYLGHVIDFLOLWLHVIRU WLRQDOQHWZRUNFRQWUROOHUWREHXVHGZLWKWKH3UDHVLGHR
FRQQHFWHGFOLHQWVVXFKDVLGHQWLILFDWLRQPDNLQJRI 3&&DOO6HUYHU
FDOOV%*0VRXUFHDQGYROXPHFRQWURODFNQRZOHGJHDQG 2UGHUQXPEHU356Ȉ6:&6/
UHVHWRIHPHUJHQF\PRGHVWLPHV\QFKURQL]DWLRQDQGOL
FHQVHFRQWURO,WRSHUDWHVRQ:LQGRZV;39LVWDDQG 356Ȉ6:&6/Ȉ(3&&DOO6HUYHU1&2/LFHQVH(ȈFRGH
:LQGRZVSODWIRUPV $OLFHQVHIRUH[WHQGLQJWKH3&&DOO6HUYHUZLWKDGGL
WLRQDOQHWZRUNFRQWUROOHUWREHXVHGZLWKWKH3UDHVLGHR
3&&DOO6HUYHU
9LDWKH356Ȉ6:&63&&DOO6HUYHU&RQILJXUDWLRQ&OLHQW
2UGHUQXPEHU3566:&6/(
WKHFRQQHFWLRQVRIWKHFRQQHFWHGQHWZRUNFRQWUROOHUV
FDQEHPRQLWRUHGDQGVHWXS,QFDVHRIPXOWLSOHQHW 356Ȉ&6&3&&DOO6WDWLRQ&OLHQW
ZRUNFRQWUROOHUVDXGLRFRQQHFWLRQVEHWZHHQQHWZRUN $OLFHQVHIRUD3&EDVHGSURJUDPPDEOHWRXFKRUPRXVH
FRQWUROOHUVFDQEHFRQILJXUHGWRHQDEOHFDOOVIURPRQH FRQWUROOHGFDOOVWDWLRQXVHULQWHUIDFHZLWKV\QRSWLF]RQH
3UDHVLGHRQHWZRUNWRRWKHU3UDHVLGHRQHWZRUNV VHOHFWLRQDQGVWDWXVLQGLFDWLRQWREHXVHGZLWK3UDHVL
GHR3&&DOO6HUYHU
&RQILJXUDWLRQGDWDRIHDFKFRQQHFWHG3UDHVLGHRVXEV\V 2UGHUQXPEHU356&6&
WHPFDQEHUHWULHYHGIURPWKHQHWZRUNFRQWUROOHUVDQG
XVHGIRUFRQILJXUDWLRQRIWKH356Ȉ6:&63&&DOO6HUYHU
ZZZERVFKVHFXULW\FRP %RVFK6HFXULW\6\VWHPV%9
_'LJLWDO3$DQG(PHUJHQF\6RXQG_3UDHVLGHR6\VWHP
356&6&(3&&DOO6WDWLRQ&OLHQW(FRGH
$OLFHQVHIRUD3&EDVHGSURJUDPPDEOHWRXFKRUPRXVH
FRQWUROOHGFDOOVWDWLRQXVHULQWHUIDFHZLWKV\QRSWLF]RQH
VHOHFWLRQDQGVWDWXVLQGLFDWLRQWREHXVHGZLWK3UDHVL
GHR3&&DOO6HUYHU(FRGH
2UGHUQXPEHU356&6&(
356Ȉ7,&3&7HOHSKRQH,QWHUIDFH&OLHQW
$OLFHQVHIRUD3&EDVHGWHOHSKRQHLQWHUIDFHXVHGZLWK
WKH3UDHVLGHR3&&DOO6HUYHUIRUPDNLQJFDOOVWR3UDHVL
GHRYLDDODQGOLQHWHOHSKRQHFHOOSKRQHRUVRIWSKRQH
9R,3
2UGHUQXPEHU3567,&
3567,&(3&7HOHSKRQH,QWHUIDFH&OLHQW(ȈFRGH
$OLFHQVHIRUD3&EDVHGWHOHSKRQHLQWHUIDFHXVHGZLWK
WKH3UDHVLGHR3&&DOO6HUYHUIRUPDNLQJFDOOVWR3UDHVL
GHRYLDDODQGOLQHWHOHSKRQHFHOOSKRQHRUVRIWSKRQH
9R,3
2UGHUQXPEHU3567,&(
%RVFK6HFXULW\6\VWHPV%9 ZZZERVFKVHFXULW\FRP
'LJLWDO3$DQG(PHUJHQF\6RXQG_3UDHVLGHR6\VWHP_
356Ȉ&6&3&&DOO6WDWLRQ 3DUWVLQFOXGHG
&OLHQW 356ȉ&6&3&&DOO6WDWLRQ&OLHQWOLFHQVH
2UGHULQJLQIRUPDWLRQ
356Ȉ&6&3&&DOO6WDWLRQ&OLHQW
$OLFHQVHIRUD3&EDVHGSURJUDPPDEOHWRXFKRUPRXVH
FRQWUROOHGFDOOVWDWLRQXVHULQWHUIDFHZLWKV\QRSWLF]RQH
VHOHFWLRQDQGVWDWXVLQGLFDWLRQWREHXVHGZLWK3UDHVL
GHR3&&DOO6HUYHU
2UGHUQXPEHU356&6&
356&6&(3&&DOO6WDWLRQ&OLHQW(FRGH
$OLFHQVHIRUD3&EDVHGSURJUDPPDEOHWRXFKRUPRXVH
FRQWUROOHGFDOOVWDWLRQXVHULQWHUIDFHZLWKV\QRSWLF]RQH
VHOHFWLRQDQGVWDWXVLQGLFDWLRQWREHXVHGZLWK3UDHVL
GHR3&&DOO6HUYHU(FRGH
2UGHUQXPEHU356&6&(
356Ȉ6:&63&&DOO6HUYHU
)HDWXUHV $OLFHQVHIRUD:LQGRZV3&EDVHGFDOOVHUYHUXVHGIRU
KRVWLQJPXOWLSOH3&FDOOVWDWLRQFOLHQWVRUWHOHSKRQHLQ
3&LQWHUIDFHIRURSHUDWRUVZLWKV\QRSWLFYLHZRI WHUIDFHFOLHQWVRQD7&3,3QHWZRUNVXSSRUWVV\VWHPV
ZLWKPXOWLSOHQHWZRUNFRQWUROOHUVOLFHQVHIRUQHWZRUN
]RQHORFDWLRQVLQWDEEHGZLQGRZV
FRQWUROOHULQFOXGHG
&RQILJXUDEOHDFFHVVIRUGLIIHUHQWXVHUV 2UGHUQXPEHU3566:&6
&DOODQG%*0FRQWURO 356Ȉ6:&6/3&&DOO6HUYHU1&2/LFHQVH
$OLFHQVHIRUH[WHQGLQJWKH3&&DOO6HUYHUZLWKDGGL
6XSSRUWIRUPXOWLSOHQHWZRUNFRQWUROOHUVDVRQH WLRQDOQHWZRUNFRQWUROOHUWREHXVHGZLWKWKH3UDHVLGHR
V\VWHP 3&&DOO6HUYHU
2UGHUQXPEHU356Ȉ6:&6/
7KH356Ȉ&6&3&&DOO6WDWLRQ&OLHQWLVDFOLHQWRIWKH
356Ȉ6:&63&&DOO6HUYHUDQGPXVWEHXVHGLQFRPEL 356Ȉ6:&6/Ȉ(3&&DOO6HUYHU1&2/LFHQVH(ȈFRGH
QDWLRQZLWKWKH356Ȉ6:&63&&DOO6HUYHU,WRSHUDWHV $OLFHQVHIRUH[WHQGLQJWKH3&&DOO6HUYHUZLWKDGGL
ZLWK:LQGRZV;39LVWDDQGFDQEHXVHGRQWKH WLRQDOQHWZRUNFRQWUROOHUWREHXVHGZLWKWKH3UDHVLGHR
VDPH3&DVWKH356Ȉ6:&63&&DOO6HUYHURURQGLIIHU 3&&DOO6HUYHU
HQW3&V$QDOPRVWXQOLPLWHGQXPEHURI356Ȉ&6&3& 2UGHUQXPEHU3566:&6/(
&DOO6WDWLRQ&OLHQWVFDQEHLQVWDOOHGDQGXVHGXQGHUWKH
VDPHOLFHQVH
)XQFWLRQV
8VHULQWHUIDFH
7KH356Ȉ&6&3&&DOO6WDWLRQ&OLHQWSURYLGHVDJUDSKLFDO
XVHULQWHUIDFHWRWKHRSHUDWRUZKHUHWKHRSHUDWRUFDQ
VHOHFWSUHGHILQHGFDOOVDGGRUUHPRYH]RQHVIURPWKDW
SUHGHILQHGFDOOE\FOLFNLQJRQ]RQHLFRQVLQDJUDSKLFDO
V\VWHPOD\RXWDQGWKHQVWDUWVWRSDQGRUDERUWWKLV
FDOO
0XOWLSOHFDOOVFDQEHDFWLYHVLPXOWDQHRXVO\IURPWKH
VDPHFOLHQW
=RQHLFRQDSSHDUDQFHVKRZVWKHVWDWXVRIHDFK]RQH
7KHOLEUDU\RI]RQHLFRQVDQGEDFNJURXQGFRORUVFDQEH
PRGLILHGE\WKHFXVWRPHU
$OVR%*0VRXUFHVHOHFWLRQDQGYROXPHFDQEHVHOHFWHG
DQGFRQWUROOHGSHU]RQH7KHDFWXDOVRXUFHDQGYROXPH
VHWWLQJLVVKRZQLQWKH]RQHLFRQIRUHDFK]RQH
&RQILJXUDWLRQ
,QWKHFRQILJXUDWLRQRIWKH356Ȉ6:&63&&DOO6HUYHUDF
FHVVULJKWVSHUXVHUDUHVHWHJWKHULJKWWRVWDUWFHU
WDLQSUHGHILQHGFDOOVRUWRDFFHVVFHUWDLQ]RQHVRURYHU
YLHZV
$ORJRRIWKHFRPSDQ\RUVLWHZKHUHWKH356Ȉ&6&3&
&DOO6WDWLRQ&OLHQWLVORFDWHGFDQEHDGGHGWRWKHXVHU
LQWHUIDFH$OVRGLIIHUHQWXVHUODQJXDJHVFDQEHVHOHFWHG
IURPDJURZLQJOLVWRIVXSSRUWHGODQJXDJHV
ZZZERVFKVHFXULW\FRP %RVFK6HFXULW\6\VWHPV%9
_'LJLWDO3$DQG(PHUJHQF\6RXQG_3UDHVLGHR6\VWHP
356Ȉ7,&3&7HOHSKRQH QRXQFHPHQW7KHDQQRXQFHPHQWRIWKHFDOOHULVUHFRU
GHGRQWKH3&DQGZLOOEHSOD\HGEDFNDIWHUFRPSOHWLRQ
,QWHUIDFH&OLHQW RIWKHFDOO
7KHFDOOHUFDQPDNHVXEVHTXHQWFDOOVYLDWKHWHOHSKRQH
ZLWKRXWZDLWLQJIRUWKHEURDGFDVWRIWKHSUHYLRXVFDOOWR
EHILQLVKHG7KHODVWFDOOLQFOXGLQJWKHOLYHDQQRXQFH
PHQWFDQVLPSO\EHUHSHDWHGZLWKRXWKDYLQJWRHQWHUDOO
GDWDDQGWKHOLYHDQQRXQFHPHQWDJDLQ
7KHFRQWHQWRIWKHYRLFHUHVSRQVHPHQXFDQEHFKDQJHG
E\UHSODFLQJWKHVRXQGILOHVLQJVPȈIRUPDW7KLVZD\
WKHYRLFHUHVSRQVHPHQXFDQEHDGDSWHGWRGLIIHUHQW
ODQJXDJHVRUEHPDGHPRUHFXVWRPHUVSHFLILF6RXQG
SURFHVVLQJVRIWZDUHDQGDILOHIRUPDWFRQYHUWHUWR
JVPȈIRUPDWDUHLQFOXGHG
3&&DOOVHUYHU
%HFDXVHWKHWHOHSKRQHFDOOVDUHSURFHVVHGE\WKH3UDH
VLGHR3&&DOO6HUYHUELJV\VWHPVZLWKPXOWLSOHQHWZRUN
FRQWUROOHUVFDQEHDGGUHVVHG&RQILJXUDWLRQRIWKH3&
7HOHSKRQH&OLHQWLVDOVRSDUWRIWKH3&&DOO6HUYHU+HUH
WKHDFFHVVULJKWVSHUXVHUFDOOHUDUHVHWHJWKHULJKWWR
VWDUWFHUWDLQSUHGHILQHGFDOOVRUWRDFFHVVFHUWDLQ]RQHV
'LUHFWDFFHVVWRPDNHWHOHSKRQHFDOOVLQWR3UDHVLGHR
)HDWXUHV FDQEHFRQILJXUHGIRUFDOOHUVWKDWFDOOȈLQIURPD9R,3LQ
WHUIDFH,GHQWLILFDWLRQLVGRQHYLDXVHUQDPHDQGSDVV
3&LQWHUIDFHVRIWZDUHIRUPDNLQJFDOOVYLDWHOH ZRUGRIWKH6,3DFFRXQWVRQRDGGLWLRQDOFDOOHULGHQWLIL
SKRQHLQWRD3UDHVLGHRV\VWHP FDWLRQLVUHTXLUHGYLDWKHYRLFHUHVSRQVHPHQXDQGFDOOV
FDQEHPDGHTXLFNHU
'LUHFWVXSSRUWRI9R,3WHOHSKRQHVDQGVXSSRUWRI
3276WHOHSKRQHVYLDH[WHUQDOLQWHUIDFHQRWLQFOX 3DUWVLQFOXGHG
GHG
4XDQWLW\ &RPSRQHQW
&RQILJXUDEOHDFFHVVRSWLRQVSHUXVHU
3&7HOHSKRQH,QWHUIDFH&OLHQWOLFHQVH
&DOOVDUHUHFRUGHGEHIRUHSOD\EDFN
6XSSRUWIRUPXOWLSOHQHWZRUNFRQWUROOHUVDVRQH 2UGHULQJLQIRUPDWLRQ
V\VWHP 356Ȉ7,&3&7HOHSKRQH,QWHUIDFH&OLHQW
7KH3&7HOHSKRQH,QWHUIDFH&OLHQWLVDFOLHQWRIWKH3& $OLFHQVHIRUD3&EDVHGWHOHSKRQHLQWHUIDFHXVHGZLWK
&DOO6HUYHUDQGPXVWEHXVHGLQFRPELQDWLRQZLWKWKH WKH3UDHVLGHR3&&DOO6HUYHUIRUPDNLQJFDOOVWR3UDHVL
3&&DOO6HUYHU,WRSHUDWHVZLWK0LFURVRIW:LQGRZV;3 GHRYLDDODQGOLQHWHOHSKRQHFHOOSKRQHRUVRIWSKRQH
RU9LVWD7KH3&7HOHSKRQH,QWHUIDFH&OLHQWPXVWEH 9R,3
XVHGRQWKHVDPH3&DVWKH3&&DOO6HUYHU 2UGHUQXPEHU3567,&
3567,&(3&7HOHSKRQH,QWHUIDFH&OLHQW(ȈFRGH
)XQFWLRQV
$OLFHQVHIRUD3&EDVHGWHOHSKRQHLQWHUIDFHXVHGZLWK
9R,3LQWHUIDFH WKH3UDHVLGHR3&&DOO6HUYHUIRUPDNLQJFDOOVWR3UDHVL
7KH3&7HOHSKRQH,QWHUIDFH&OLHQWDFWVDVDQLQWHUIDFH GHRYLDDODQGOLQHWHOHSKRQHFHOOSKRQHRUVRIWSKRQH
EHWZHHQLQFRPLQJ9R,3FDOOVDQGWKH3UDHVLGHR3&&DOO 9R,3
6HUYHUWRPDNHOLYHFDOOVLQWRD3UDHVLGHRV\VWHPXVLQJ 2UGHUQXPEHU3567,&(
DWHOHSKRQHKDUGSKRQHVDVZHOODVVRIWSKRQHV$WUDGL
WLRQDO3276WHOHSKRQHRU3%;FRQQHFWLRQFDQEHFRQ 356Ȉ6:&63&&DOO6HUYHU
YHUWHGWR9R,3YLDD&DOO5RXWLQJ*DWHZD\WKH&LVFR $OLFHQVHIRUD:LQGRZV3&EDVHGFDOOVHUYHUXVHGIRU
/LQNV\V63$LVUHFRPPHQGHGEXWQRWLQFOXGHG KRVWLQJPXOWLSOH3&FDOOVWDWLRQFOLHQWVRUWHOHSKRQHLQ
ZLWKWKH3567,& WHUIDFHFOLHQWVRQD7&3,3QHWZRUNVXSSRUWVV\VWHPV
ZLWKPXOWLSOHQHWZRUNFRQWUROOHUVOLFHQVHIRUQHWZRUN
9RLFHUHVSRQVHPHQX FRQWUROOHULQFOXGHG
$YRLFHUHVSRQVHPHQXLVXVHGIRUIHHGEDFNWRWKHFDOOHU 2UGHUQXPEHU3566:&6
DERXWVHOHFWLRQVWKDWFDQEHPDGH6HOHFWLRQVLQFOXGH
FDOOHULGHQWLILFDWLRQZLWKDFFHVVFRQWURODQGVHOHFWLRQRI 356Ȉ6:&6/3&&DOO6HUYHU1&2/LFHQVH
DSUHGHILQHGFDOO $OLFHQVHIRUH[WHQGLQJWKH3&&DOO6HUYHUZLWKDGGL
$SUHGHILQHGFDOOLQFOXGHVSULRULW\LQIRUPDWLRQDQGPD\ WLRQDOQHWZRUNFRQWUROOHUWREHXVHGZLWKWKH3UDHVLGHR
LQFOXGHVWDUWDQGHQGFKLPHVSUHUHFRUGHGPHVVDJHVD 3&&DOO6HUYHU
VHWRI]RQHVDQGRU]RQHJURXSVDQGWKHSRVVLELOLW\WR 2UGHUQXPEHU356Ȉ6:&6/
DGGOLYHVSHHFKDQDQQRXQFHPHQWWRWKHFDOO
9LDWKHYRLFHUHVSRQVHPHQXWKHFDOOHUFDQDGG]RQHVRU
]RQHJURXSVWRWKHVHWDOUHDG\GHILQHGLQWKHSUHGHILQHG
FDOODQGWKHFDOOHUPD\EHSURPSWHGIRUWKHOLYHDQ
%RVFK6HFXULW\6\VWHPV%9 ZZZERVFKVHFXULW\FRP
'LJLWDO3$DQG(PHUJHQF\6RXQG_3UDHVLGHR6\VWHP_
356Ȉ6:&6/Ȉ(3&&DOO6HUYHU1&2/LFHQVH(ȈFRGH
$OLFHQVHIRUH[WHQGLQJWKH3&&DOO6HUYHUZLWKDGGL
WLRQDOQHWZRUNFRQWUROOHUWREHXVHGZLWKWKH3UDHVLGHR
3&&DOO6HUYHU
2UGHUQXPEHU3566:&6/(
ZZZERVFKVHFXULW\FRP %RVFK6HFXULW\6\VWHPV%9
_'LJLWDO3$DQG(PHUJHQF\6RXQG_3UDHVLGHR6\VWHP
356Ȉ[3[[[DQG/%% 7KH[ȈFKDUDFWHUGLVSOD\DQGWKHURWDU\FRQWUROHQD
3RZHU$PSOLILHUV EOHORFDOVWDWXVHQTXLULHV7KHGLVSOD\VKRZVWKH98ȈPH
WHUUHDGLQJZKHQWKHDXGLRPRQLWRULQJPRGHLVDFWLYH
$XGLRFDQEHPRQLWRUHGE\KHDGSKRQH
7KHXQLWVDUHVHOIPRQLWRULQJDQGFRQWLQXDOO\UHSRUWWKHLU
VWDWXVWRWKHQHWZRUNFRQWUROOHU7KH\VXSSRUWERWKVLQ
JOHEUDQFKDQGUHGXQGDQWORRSFDEOLQJ7KHDPSOLILHUV
KDYHDFKDQJHRYHUIDFLOLW\IRUVSDUHSRZHUDPSOLILHU
VZLWFKLQJ&KDQJHRYHUUHOD\VDUHLQFOXGHGZLWKWKH
XQLWV7KHDPSOLILHUVKDYHD9'&EDFNXSVXSSO\LQ
SXW
7KHGLJLWDODXGLRSURFHVVLQJFDQKDQGOHWKUHHSDUDPHW
)HDWXUHV ULFHTXDOL]DWLRQVHFWLRQVDQGWZRVKHOYLQJHTXDOL]DWLRQ
VHFWLRQVSHUFKDQQHOZLWKFRQILJXUDEOHDXGLRGHOD\
RUDXGLRRXWSXWVVHOHFWLRQIURP &RQWUROVDQGLQGLFDWRUV
9RXWSXWV [FKDUDFWHU/&'IRUVWDWXVGLVSOD\
5RWDU\SXVKFRQWUROEXWWRQ
$XGLRSURFHVVLQJDQGGHOD\IRUHDFKDPSOLILHU 0DLQVVZLWFK
FKDQQHO 9ROWDJHVHOHFWRUIRU356Ȉ[3[[[
$PSOLILHUVXSHUYLVLRQDQGVSDUHDPSOLILHUVZLWFK ,QWHUFRQQHFWLRQV
LQJ 0DLQVLQSXW
%DWWHU\EDFNXSLQSXW
/RXGVSHDNHUOLQHDQGORXGVSHDNHUVXSHUYLVLRQ 7ZRV\VWHPQHWZRUNFRQQHFWLRQV
/%%RQO\OLQHVXSHUYLVLRQ 7ZRPLFOLQHLQSXWVIRXUIRU/%%
6HOHFWDEOH99RU9RXWSXWVSHUFKDQ
(LJKWFRQWUROLQSXWVDQGRUFRQWURORXW QHO
SXWV )L[HG9RXWSXW
7KHUHDUHIRXUW\SHVRI3RZHU$PSOLILHUXQLWVLQWKH (LJKWSURJUDPPDEOHFRQWUROLQSXWV
3UDHVLGHRSURGXFWUDQJH7KHVHGLIIHULQWKHQXPEHURI &RQWURORXWSXWIRUHDFKDPSOLILHUFKDQQHO
DPSOLILHUFKDQQHOVSHUIUDPHRQHWZRIRXURUHLJKW +HDGSKRQHRXWSXW
7KHRYHUDOOSRZHUUDWLQJLVZDWWVIRUDOORIWKHDPSOL 6SDUHDPSOLILHUFRQQHFWLRQIRUHDFKDPSOLILHUFKDQ
ILHUV QHO
&HUWLILFDWLRQVDQGDSSURYDOV
7KH3RZHU$PSOLILHUVFDQEHVHWWR99DQG9
RXWSXWWDSSLQJV7KH\KDYHVKRUWWRJURXQGDQGVKRUW 6DIHW\ DFFWR,(&(1
FLUFXLWGHWHFWLRQIXQFWLRQVDQGFDQJHQHUDWHWKHLURZQ
SLORWWRQHIRUVXSHUYLVLRQSXUSRVHV ,PPXQLW\ DFFWR(1ȉ(1ȉ
(1ȉ
1RWLFH (PLVVLRQV DFFWR(1)&&SDUW%
Region specific versions of these amplifiers are in‐
(PHUJHQF\ DFFWR(1(1ȉ
dicated by a suffix to the typenumber (-EU, - ,62ȉ
CN, ...). The amplifiers are completely identical, but
0DULWLPH DFFWR,(&
may differ in certifications, power cord and country
of origin. 5HJLRQ &HUWLILFDWLRQ
%RVFK6HFXULW\6\VWHPV%9 ZZZERVFKVHFXULW\FRP
'LJLWDO3$DQG(PHUJHQF\6RXQG_3UDHVLGHR6\VWHP_
/%% WR9$&+]
/%% :
$ODUPWRQHOHYHO
3 11
:LWKSLORWWRQH9
%DWWHU\SRZHUVXSSO\
7 9ROWDJH 9'&WR
12
8 3RZHUFRQVXPSWLRQ 3PD[G%
LGOH
VWDQGE\
356ȉ3 :
$XGLRLQSXWV[RU[ 356ȉ3 :
&RQWUROLQSXWV 356ȉ3 :
3ODVWLFRSWLFDOILEHUQHWZRUN
/%% :
/RXGVSHDNHURXWSXWV[[[[
$ODUPWRQHOHYHO
6SDUHDPSOLILHULQSXW
:LWKSLORWWRQH9
&RQWURORXWSXWV[[[[
0LFOLQHLQSXWV [[IRU/%%
0DLQVLQSXW
&RQQHFWRU SROHKHDGHUIRUUHPRYDEOHVFUHZ
9EDFNXSVXSSO\ FRQQHFWRUPRQREDODQFHG
'LVSOD\DQGFRQWURO /LQH
7HFKQLFDOVSHFLILFDWLRQV
&RQWUROLQSXWV [
(OHFWULFDO
&RQQHFWRUV 5HPRYDEOHVFUHZWHUPLQDOV
0DLQVSRZHUVXSSO\ 2SHUDWLRQ &ORVLQJFRQWDFWZLWKVXSHUYLVLRQ
9ROWDJH
ZZZERVFKVHFXULW\FRP %RVFK6HFXULW\6\VWHPV%9
_'LJLWDO3$DQG(PHUJHQF\6RXQG_3UDHVLGHR6\VWHP
%RVFK6HFXULW\6\VWHPV%9 ZZZERVFKVHFXULW\FRP
'LJLWDO3$DQG(PHUJHQF\6RXQG_3UDHVLGHR6\VWHP_
/%%(83RZHU$PSOLILHU[:
5DFNXQLW+8ȈFKDQQHOSRZHUDPSOLILHUZLWK3UDHVL
GHRQHWZRUNFRQQHFWLRQ[:
2UGHUQXPEHU/%%(8
$FFHVVRULHV
/%%/RXGVSHDNHU6XSHUYLVLRQ%RDUG
/RXGVSHDNHUVXSHUYLVLRQVODYH3&%IRUPRXQWLQJRQD
ORXGVSHDNHURSHUDWHVZLWK/%%IRUPRQLWRULQJ
WKHLQWHJULW\RIWKHORXGVSHDNHU
2UGHUQXPEHU/%%
ZZZERVFKVHFXULW\FRP %RVFK6HFXULW\6\VWHPV%9
_'LJLWDO3$DQG(PHUJHQF\6RXQG_3UDHVLGHR6\VWHP
&RQQHFWLRQ
356Ȉ[%[[[%DVLF$PSOLILHUV 7KHDPSOLILHUVKDYHEXLOWLQRXWSXWWUDQVIRUPHUVIRUGULY
LQJDQG9ORXGVSHDNHUV7KH\KDYHVHSDUDWH
RYHUORDGSURWHFWHGJURXS$DQGJURXS%ORXGVSHDNHU
FRQQHFWLRQVZKLFKVXSSRUWFODVV$ORRSZLULQJ7KH
VHSDUDWH$DQG%JURXSVRIHDFKFKDQQHOFDQEHFRQILJ
XUHGIRUUHGXQGDQF\7KHXQLWVFRQQHFWWRWKH
3560&,0XOWL&KDQQHO,QWHUIDFHIRUDXGLRFRQWURO
DQGVXSHUYLVLRQEXWVWDQGDORQHRSHUDWLRQLVSRVVLEOH
$XGLR
7KHDPSOLILHUVKDYHDQDORJDXGLROLQHLQSXWVIRUORZSUL
RULW\ORFDODXGLR1HWZRUNHGDXGLRIURPWKHPXOWLFKDQ
QHOLQWHUIDFHRYHUULGHVWKHORFDODXGLR
)HDWXUHV
6HFXULW\
7KHXQLWVRSHUDWHERWKRQPDLQVSRZHUDQGRQD9
+LJKHIILFLHQF\FODVV'DPSOLILHUFKDQQHOV EDWWHU\SRZHUVXSSO\IRUHPHUJHQF\EDFNXSZLWKDXWR
PDWLFVZLWFKRYHU7KH\VXSHUYLVHERWKRIWKHSRZHUVXS
6ZLWFKHGPRGHSRZHUVXSSO\ SOLHVDVZHOODVWKHPVHOYHV7KH\FDQRSWLRQDOO\PRQLWRU
ORXGVSHDNHUVDQGWKHLUOLQHVZKHQXVHGWRJHWKHUZLWK
/RFDODXGLRLQSXWV
WKH3560&,0XOWL&KDQQHO,QWHUIDFH&RPSOHWHFKDQ
0DLQVDQGEDWWHU\RSHUDWLRQ QHOVHSDUDWLRQDOORZVRQHFKDQQHORIWKHDPSOLILHUWR
IXQFWLRQDVDVSDUHDPSOLILHUIRUWKHRWKHUDPSOLILHU
&RPSOHWHVXSHUYLVLRQ FKDQQHO
7KHEDVLFDPSOLILHUVDUHFRVWHIIHFWLYHDOWHUQDWLYHVWRWKH
UHJXODU3UDHVLGHRSRZHUDPSOLILHUVIRUVLWXDWLRQVZKHUH 7KHDPSOLILHUKDVRYHUORDGDQGVKRUWFLUFXLWSURWHFWLRQ
QREXLOWLQGLJLWDOVLJQDOSURFHVVLQJIXQFWLRQVVXFKDV $QRYHUKHDWSURWHFWLRQFLUFXLWVZLWFKHVRIIWKHSRZHU
HTXDOL]HUVGHOD\DQG$9&DUHUHTXLUHG7KH\GRQRW VWDJHDQGDFWLYDWHVWKHIDXOW/('RQWKHIURQWSDQHOLI
KDYHD3UDHVLGHRQHWZRUNFRQQHFWLRQ,QVWHDGWKHVH WKHLQWHUQDOWHPSHUDWXUHUHDFKHVDFULWLFDOOLPLW
DPSOLILHUVDUHFRQQHFWHGWRWKH3UDHVLGHRQHWZRUNYLD
WKH3560&,0XOWL&KDQQHO,QWHUIDFHZKLFKSURYLGHV
&RQWUROVDQGLQGLFDWRUV
)URQW
WKHEDVLFDPSOLILHUZLWKDXGLRVLJQDOVDQGKDVIXOOFRQ
7ZRWZRFRORU/('VIRUPDLQVDQGEDWWHU\VWDWXV
WURO7KHUHDUHIRXUYHUVLRQVWKH356Ȉ%[
)RXUDPSOLILHUVWDWXVOHYHO/('VSHUFKDQQHO
:356Ȉ%[:356Ȉ%
%DFN
[:DQGWKH356Ȉ%[:
0DLQVRQRIIVZLWFK
0DLQVYROWDJHVHOHFWRU
7KHEDVLFDPSOLILHUVDUHFRPSOHWHO\VXSHUYLVHGDQGIDXOW 5RWDU\YROXPHFRQWUROIRUORFDODXGLRLQSXWVSHU
HYHQWVDUHUHSRUWHGYLDWKHPXOWLFKDQQHOLQWHUIDFHWR FKDQQHO
WKH3UDHVLGHRQHWZRUNFRQWUROOHU ,QVLGH
99VHOHFWLRQSHUFKDQQHO
7KHEDVLFDPSOLILHUVSURYLGHFRQQHFWLRQVIRUVHSDUDWH ,QWHUFRQQHFWLRQ
JURXS$DQGJURXS%ORXGVSHDNHUVIRUHDFK]RQHDQG %DFN
VXSSRUWFODVVȈ$ORXGVSHDNHUORRSZLULQJ7KHXQLWV 0DLQVVRFNHW
VKRXOGEHPRXQWHGLQDUDFNZLWKWKHLQFOXGHG %DWWHU\EDFNXSLQSXW
PRXQWLQJEUDFNHWV 7ZRORXGVSHDNHURXWSXWVFUHZWHUPLQDOVSHUFKDQ
QHO
1RWLFH 6SDUHDPSOLILHULQSXWVFUHZWHUPLQDOSHUFKDQQHO
7ZR5-FRQQHFWRUVSHUFKDQQHO
Region specific versions of these amplifiers are in‐ /RFDODXGLRLQSXWVFUHZWHUPLQDOSHUFKDQQHO
dicated by a suffix to the typenumber (-EU, -
&HUWLILFDWLRQVDQGDSSURYDOV
CN, ...). The amplifiers are completely identical, but
may differ in certifications, power cord and country 6DIHW\ DFFWR,(&(1
of origin. ,PPXQLW\ DFFWR(1ȉ(1ȉ
(1ȉ
)XQFWLRQV
(PLVVLRQV DFFWR(1)&&SDUW%
$PSOLILFDWLRQ
(PHUJHQF\ DFFWR(1(1ȉ
7KH356Ȉ%LVDVLQJOHFKDQQHO:XQLWWKH
,62ȉ
356Ȉ%LVDWZRFKDQQHODPSOLILHUZLWK:SHU
FKDQQHOWKH356Ȉ%LVDIRXUȈFKDQQHODPSOLILHUZLWK 0DULWLPH DFFWR,(&
:SHUFKDQQHODQGWKH356Ȉ%LVDQHLJKWȈFKDQ
QHODPSOLILHUZLWK:SHUFKDQQHO7KHSRZHUVXSSO\
LVVZLWFKHGPRGHZLWKORZLQUXVKFXUUHQWDQGWKHXQLWV
FDQUXQRQ9EDWWHU\VWDQGE\SRZHU
%RVFK6HFXULW\6\VWHPV%9 ZZZERVFKVHFXULW\FRP
'LJLWDO3$DQG(PHUJHQF\6RXQG_3UDHVLGHR6\VWHP_
*/
/LQHLQSXWV
3DUWVLQFOXGHG /RFDODXGLRLQSXW G%9V\PPHWULFDO
ZZZERVFKVHFXULW\FRP %RVFK6HFXULW\6\VWHPV%9
_'LJLWDO3$DQG(PHUJHQF\6RXQG_3UDHVLGHR6\VWHP
0RXQWLQJ µUDFN
&RORU &KDUFRDOZLWKVLOYHU
(QYLURQPHQWDO
5HODWLYHKXPLGLW\ WR
$LUSUHVVXUH WRK3D
2UGHULQJLQIRUPDWLRQ
356%(8%DVLF$PSOLILHU[:
ȈFKDQQHOEDVLFSRZHUDPSOLILHU[:WREHQHW
ZRUNFRQQHFWHGWRWKH356Ȉ0&,UDFNXQLW58
2UGHUQXPEHU356%(8
356%(8%DVLF$PSOLILHU[:
ȈFKDQQHOEDVLFSRZHUDPSOLILHU[:WREHQHW
ZRUNFRQQHFWHGWRWKH356Ȉ0&,UDFNXQLW58
2UGHUQXPEHU356%(8
356%(8%DVLF$PSOLILHU[:
ȈFKDQQHOEDVLFSRZHUDPSOLILHU[:WREHQHW
ZRUNFRQQHFWHGWRWKH356Ȉ0&,UDFNXQLW58
2UGHUQXPEHU356%(8
356%(8%DVLF$PSOLILHU[:
ȈFKDQQHOEDVLFSRZHUDPSOLILHU[:WREHQHW
ZRUNFRQQHFWHGWRWKH356Ȉ0&,UDFNXQLW58
2UGHUQXPEHU356%(8
%RVFK6HFXULW\6\VWHPV%9 ZZZERVFKVHFXULW\FRP
'LJLWDO3$DQG(PHUJHQF\6RXQG_3UDHVLGHR6\VWHP_
,QWHUFRQQHFWLRQ
356Ȉ0&,0XOWLFKDQQHO 7ZRV\VWHPQHWZRUNFRQQHFWRUV
,QWHUIDFH 5-MDFNVIRUEDVLFDPSOLILHUV
)HPDOH;/5FRQQHFWRUIRUIDLOVDIHDXGLRORRS
WKURXJKLQSXW
0DOH;/5FRQQHFWRUIRUIDLOVDIHDXGLRORRS
WKURXJKDQGVXSHUYLVLRQ
FRQWUROLQSXWVRQUHPRYDEOH(XURVW\OHVFUHZWHU
PLQDOV
FRQWURORXWSXWVRQUHPRYDEOH(XURVW\OHVFUHZ
WHUPLQDOV
&HUWLILFDWLRQVDQGDSSURYDOV
6DIHW\ DFFWR,(&(1
)HDWXUHV ,PPXQLW\ DFFWR(1ȉ(1ȉ
(1ȉ
,QWHUIDFHWR3UDHVLGHREDVLFDPSOLILHUV
(PLVVLRQV DFFWR(1)&&SDUW%
8SWRDXGLRFKDQQHOV
(PHUJHQF\ DFFWR(1(1ȉ
5HGXQGDQWILEHURSWLFQHWZRUNFRQQHFWLRQ ,62ȉ
4XDQWL &RPSRQHQW
7KHXQLWVKRXOGEHPRXQWHGLQDUDFNZLWKWKHLQFOX W\
GHGPRXQWLQJEUDFNHWV
3560&,0XOWLFKDQQHO,QWHUIDFH
)XQFWLRQV
6HWRIPRXQWLQJEUDFNHWVIRUµUDFN
7KLVXQLWLVWKHLQWHUIDFHEHWZHHQWKH3UDHVLGHRQHW
6HWRIFRQQHFWRUV
ZRUNDQGWKH3UDHVLGHREDVLFDPSOLILHUV,WFDQJHWLWV
SRZHUIURPWKHDPSOLILHUVLWLVFRQQHFWHGWRRUIURPWKH
QHWZRUN,WKDVDXGLRFKDQQHOVIRUXSWRPDLQDP 7HFKQLFDOVSHFLILFDWLRQV
SOLILHUV]RQHVDQGWZRVSDUHDPSOLILHUV7KHVHFDQEH (OHFWULFDO
DVVLJQHGIURPDQRQPL[LQJPDWUL[RI3UDHVLGHRFKDQ
QHOV7KHUHDUHFRQQHFWLRQVIRUFRQWUROLQSXWVDQG 3RZHUFRQVXPSWLRQ :'&
FRQWURORXWSXWV
3HUIRUPDQFH
7KHLQWHUIDFHSURYLGHVVXSHUYLVLRQIRUWKHXQLWLWVHOIDV )UHTXHQF\UHVSRQVH +]WRN+]G%
ZHOODVDOOFRQQHFWHGEDVLFDPSOLILHUV7KHLQWHUIDFH
PRQLWRUVWKHIXQFWLRQVRIWKHDPSOLILHUVDQGFDQDFWL 7RWDOKDUPRQLFGLVWRU N+]
YDWHDVSDUHDPSOLILHUWRUHSODFHRQHWKDWUHSRUWVDIDXOW WLRQ
,WKDVORRSWKURXJKLQDQGRXWSXWVVXSSRUWLQJIDLOVDIH
&URVVWDON G%N+]
PRGHZKLFKSDVVHPHUJHQF\FDOOVWKURXJKHYHQLIWKH
XQLWLWVHOIIDLOV$FRQWUROOHUIRUPXOWLSOHOLQHDQGORXG 61 !G%ZLWKRXWSLORWWRQH
VSHDNHUVXSHUYLVLRQLVDVWDQGDUGFRPSRQHQW7KHLQWHU
IDFHFDQEHFRQILJXUHGIRUUHGXQGDQWJURXS$%VZLWFK /LQHLQSXW [
LQJRUIRUFODVV$ORRSZLULQJRIWKHFRQQHFWHGEDVLF
DPSOLILHUV$OOFRQILJXUDWLRQLVGRQHZLWKVRIWZDUHRYHU &RQQHFWRU ;/5E\SDVV
WKHQHWZRUN /LQHRXWSXW [
&RQWUROVDQGLQGLFDWRUV
&RQQHFWRU ;/5ORRSWKURXJK
WZRFRORU/('VIRUDPSOLILHUFKDQQHOVWDWXV
7ZRFRORU/('IRUQHWZRUNVWDWXV
ZZZERVFKVHFXULW\FRP %RVFK6HFXULW\6\VWHPV%9
_'LJLWDO3$DQG(PHUJHQF\6RXQG_3UDHVLGHR6\VWHP
/LQHRXWSXW [
G%9V\PPHWULFDO
&RQWUROLQSXWV [
&RQQHFWRUV 5HPRYDEOHVFUHZWHUPLQDOV
&RQWURORXWSXWV [
&RQQHFWRUV 5HPRYDEOHVFUHZWHUPLQDOV
5DWLQJ 9$
0HFKDQLFDO
0RXQWLQJ µUDFN
&RORU &KDUFRDOZLWKVLOYHU
(QYLURQPHQWDO
+XPLGLW\ WR
$LUSUHVVXUH WRK3D
2UGHULQJLQIRUPDWLRQ
356Ȉ0&,0XOWLFKDQQHO,QWHUIDFH
,QWHUIDFHWR3UDHVLGHRQHWZRUNSURYLGHVDXGLRRXW
SXWVZLWKFRQWURODQGVXSHUYLVLRQWRQRQQHWZRUNFRQ
QHFWHGEDVLFDPSOLILHUVSRZHUHGIURPWKH3UDHVLGHR
QHWZRUNRUWKHFRQQHFWHGDPSOLILHUVUDFNXQLW58
2UGHUQXPEHU3560&,
%RVFK6HFXULW\6\VWHPV%9 ZZZERVFKVHFXULW\FRP
'LJLWDO3$DQG(PHUJHQF\6RXQG_3UDHVLGHR6\VWHP_
/%%&DOO6WDWLRQ%DVLF 7KHFDOOVWDWLRQLVIXOO\VXSHUYLVHGDQGVXSSRUWVIDLOVDIH
RSHUDWLRQ(YHQLIWKH3UDHVLGHRQHWZRUNFRQWUROOHUIDLOV
WKHFDOOVWDWLRQLVVWLOODEOHWRSXWWKURXJKHPHUJHQF\
FDOOV
&RQWUROVDQGLQGLFDWRUV
7KUHHVWDWXV/('V
&RQILJXUDEOH377NH\
9ROXPHFRQWUROIRUORXGVSHDNHUKHDGVHW
,QWHUFRQQHFWLRQV
7ZRV\VWHPQHWZRUNFRQQHFWLRQV
6HULDOGDWDDQGSRZHUVXSSO\LQWHUIDFHIRUFDOOVWD
WLRQNH\SDGV
PPMDFNIRUKHDGVHW
&HUWLILFDWLRQVDQGDSSURYDOV
6DIHW\ DFFWR,(&(1
,PPXQLW\ DFFWR(1ȉ(1ȉ
(1ȉ
(PLVVLRQV DFFWR(1)&&SDUW%
)HDWXUHV
(PHUJHQF\ DFFWR(1(1ȉ
5HGXQGDQWQHWZRUNFRQQHFWLRQ ,62ȉ
7KHFDOOVWDWLRQKDVDFDUGLRLGVXSHUYLVHGPLFURSKRQH
3 3
RQDJRRVHQHFNVWHPZLWKJRRGVSHHFKLQWHOOLJLELOLW\$
(< 16)
OLPLWHUDQGDVSHHFKILOWHULPSURYHLQWHOOLJLELOLW\DQGSUH
YHQWFOLSSLQJRIWKHDXGLR,WKDVDYROXPHFRQWUROIRU 2
WKHPRQLWRULQJVSHDNHUDQGWKHKHDGVHW:KHQLWSOD\VD A/D D/A
FKLPHRUDSUHUHFRUGHGPHVVDJHWKHFDOOVWDWLRQDFWL
YDWHVLWVVSHDNHU:KHQDKHDGVHWLVFRQQHFWHGLWUHSOD 4
6
FHVWKHPLFURSKRQHDQGVSHDNHU7KHFDOOVWDWLRQKDVLWV PTT
RZQ'63DQGFRQYHUWVEHWZHHQDQDORJDQGGLJLWDODX I O 7
GLR7KHDXGLRSURFHVVLQJFDQLQFOXGHVHQVLWLYLW\DGMXVW 8
PHQWOLPLWLQJDQGSDUDPHWULFHTXDOL]DWLRQ
9
8SWRFDOOVWDWLRQNH\SDGVFDQFRQQHFWWRWKHVWDWLRQ 5
YLDDVHULDOFRPPXQLFDWLRQOLQN7KHVWDWLRQSURYLGHVWKH 9
SRZHUIRUWKHNH\SDGV8SWRSULRULWLHVFDQEHDV
VLJQHGWRWKHFDOOVWDWLRQ$OOFRQILJXUDWLRQFDQEHGRQH
YLDWKH3UDHVLGHRQHWZRUNFRQWUROOHU
+HDGVHW
0LFURSKRQH
.H\SDGV
ZZZERVFKVHFXULW\FRP %RVFK6HFXULW\6\VWHPV%9
_'LJLWDO3$DQG(PHUJHQF\6RXQG_3UDHVLGHR6\VWHP
1HWZRUNSURFHVVRUDQG'63 2UGHULQJLQIRUPDWLRQ
1HWZRUNUHGXQGDQF\VZLWFKLQJ /%%&DOO6WDWLRQ%DVLF
&DOOVWDWLRQZLWKPLFURSKRQHRQDIOH[LEOHVWHPSXVKWR
3RZHUHUURU WDONEXWWRQDQGPRQLWRULQJORXGVSHDNHUSRZHUHGIURP
&DOOVWDWLRQVWDWXV 3UDHVLGHRQHWZRUN
1HWZRUNVWDWXV
2UGHUQXPEHU/%%
$FFHVVRULHV
1HWZRUNFRQQHFWLRQV /%%&DOO6WDWLRQ.H\SDG
&DOOVWDWLRQNH\SDGZLWKSURJUDPPDEOHEXWWRQVDQG
3DUWVLQFOXGHG VWDWXVLQGLFDWRUVXSWRNH\SDGVFDQEHFRQQHFWHGWR
DFDOOVWDWLRQ
4XDQWL &RPSRQHQW 2UGHUQXPEHU/%%
W\
356Ȉ&61.31XPHULF.H\SDG
/%%&DOO6WDWLRQ%DVLF &DOOVWDWLRQQXPHULFNH\SDGDQG/&'IRUFRQWUROOHGXVHU
DFFHVVDQG]RQHVHOHFWLRQLQODUJHV\VWHPVFDQEHFRP
)ODWFDEOH ELQHGZLWKFDOOVWDWLRQNH\SDGV
2UGHUQXPEHU356&61.3
7HFKQLFDOVSHFLILFDWLRQV
(OHFWULFDO
([WHUQDOSRZHUVXSSO\ WR9'&
0LFURSKRQH
1RPLQDODFRXVWLFLQSXWOHYHO WRG%63/
61 !G%DWG%63/
/RXGVSHDNHU
61 G%DWPD[RXWSXW
+HDGVHW
&RQQHFWRU PPMDFN
5HFRPPHQGHGW\SH +RVLGHQ+%+
0HFKDQLFDO
0RXQWLQJ 7DEOHWRS
&RORU &KDUFRDO
/HQJWKRIPLFVWHP PP
(QYLURQPHQWDO
+XPLGLW\ WR
$LUSUHVVXUH WRK3D
%RVFK6HFXULW\6\VWHPV%9 ZZZERVFKVHFXULW\FRP
'LJLWDO3$DQG(PHUJHQF\6RXQG_3UDHVLGHR6\VWHP_
,QWHUFRQQHFWLRQV
/%%&DOO6WDWLRQ 7ZRVHULDOGDWDDQGSRZHUFRQQHFWLRQV
.H\SDG &HUWLILFDWLRQVDQGDSSURYDOV
6DIHW\ DFFWR,(&(1
,PPXQLW\ DFFWR(1ȉ(1ȉ
(1ȉ
(PLVVLRQV DFFWR(1)&&SDUW%
(PHUJHQF\ DFFWR(1(1ȉ
,62ȉ
0DULWLPH DFFWR,(&
5HJLRQ &HUWLILFDWLRQ
(XURSH &(
&35 (8B&35
&( &2&
&( &HUW$ODUP
)HDWXUHV
&( '23
(LJKWIUHHO\SURJUDPPDEOHVHOHFWLRQNH\V */
)XQFWLRQV (OHFWULFDO
ZZZERVFKVHFXULW\FRP %RVFK6HFXULW\6\VWHPV%9
_'LJLWDO3$DQG(PHUJHQF\6RXQG_3UDHVLGHR6\VWHP
2UGHULQJLQIRUPDWLRQ
/%%&DOO6WDWLRQ.H\SDG
&DOOVWDWLRQNH\SDGZLWKSURJUDPPDEOHEXWWRQVDQG
VWDWXVLQGLFDWRUVXSWRNH\SDGVFDQEHFRQQHFWHGWR
DFDOOVWDWLRQ
2UGHUQXPEHU/%%
$FFHVVRULHV
/%%6HWRI.H\&RYHUVSFV
.H\FRYHUVWRSUHYHQWDFFLGHQWDONH\SUHVVHVRQ
/%%NH\SDGEXWWRQVVHWRISLHFHV
2UGHUQXPEHU/%%
%RVFK6HFXULW\6\VWHPV%9 ZZZERVFKVHFXULW\FRP
'LJLWDO3$DQG(PHUJHQF\6RXQG_3UDHVLGHR6\VWHP_
356Ȉ&61.31XPHULF.H\SDG /&'FRQWUDVWDGMXVWPHQW
,QWHUFRQQHFWLRQV
)ODWȈFDEOHFRQQHFWLRQWRFDOOȈVWDWLRQ
)ODWȈFDEOHFRQQHFWLRQWRQH[WNH\SDG
&HUWLILFDWLRQVDQGDSSURYDOV
6DIHW\ DFFWR,(&(1
,PPXQLW\ DFFWR(1ȉ(1ȉ
(1ȉ
(PLVVLRQV DFFWR(1)&&SDUW%
(PHUJHQF\ DFFWR(1(1ȉ
,62ȉ
0DULWLPH DFFWR,(&
5HJLRQ &HUWLILFDWLRQ
(XURSH &(
)HDWXUHV
&35 (8B&35
1XPHULFNH\SDGIRU]RQHVHOHFWLRQDQGXVHUDF &( &2&
FHVV
&( &HUW$ODUP
6HULDOGDWDDQGSRZHULQWHUIDFHWRFDOOȈVWDWLRQED
&( '23
VLF
*/
&DQEHFRPELQHGZLWKQRUPDOFDOOȈVWDWLRQNH\SDGV
3DUWVLQFOXGHG
/&'IRUXVHUIHHGEDFN
7KH&DOOȈ6WDWLRQ1XPHULF.H\SDGLVXVHGLQFRPELQDWLRQ 356ȉ&61.31XPHULF.H\SDG
ZLWKDEDVLFRUUHPRWHFDOOȈVWDWLRQ7KHFDOOȈVWDWLRQSUR
YLGHVWKHPLFURSKRQHDQGSUHVVȈWRȈWDONNH\ZKLOHWKH )ODWȉFDEOH
QXPHULFNH\SDGFDQEHXVHGIRUXVHUDFFHVV]RQHDQG
&RXSOLQJEUDFNHW
]RQHJURXSVHOHFWLRQ,WZRUNVWRJHWKHUZLWKFDOOȈVWDWLRQ
NH\SDGVIRUSUHȈFRQILJXUHGDFWLRQV7KHEXLOWȈLQ/&'
SURYLGHVIHHGEDFNWRWKHXVHU 7HFKQLFDOVSHFLILFDWLRQV
(OHFWULFDO
)XQFWLRQV
3RZHUFRQVXPSWLRQ :'&
7KHFDOOȈVWDWLRQQXPHULFNH\SDGKDVDȈNH\QXPHULF
NH\SDGSURYLGLQJDWHOHSKRQHȈOLNHXVHULQWHUIDFHZLWK
0HFKDQLFDO
DQG«NH\V$VLQJOHQXPHULFNH\SDGFRQQHFWVGL
UHFWO\WRDEDVLFRUUHPRWHFDOOȈVWDWLRQDQGVXEVHTXHQWO\ 'LPHQVLRQV+[:[' [[PP[[LQ
XSWRRWKHUNH\SDGVFDQEHOLQNHGIRUFRQWUROOLQJ
IXQFWLRQV,WLVPHFKDQLFDOO\IL[HGWRWKHFDOOȈVWDWLRQ7KH :HLJKW NJOE
QXPHULFNH\SDGFDQEHFRQILJXUHGIRUWKHIROORZLQJ
IXQFWLRQV 0RXQWLQJ %UDFNHWDWWDFKPHQWWRDFDOOȉVWDWLRQRU
8VHUDFFHVVWRWKHFDOOȈVWDWLRQZLWKXVHUQXPEHU RWKHUNH\SDG
DQG3,1FRQILJXUDEOHIRUPXOWLSOHXVHUVZLWK
&RORU &KDUFRDO
WLPHȈRXWDQGPDQXDOORFN
6HOHFWLQJ]RQHVDQG]RQHJURXSVDVGHVWLQDWLRQVIRU (QYLURQPHQWDO
FDOOVXSWRHLJKW]RQHVDQGRU]RQHJURXSVFDQEH
HQWHUHGLQWRDVWULQJ 2SHUDWLQJWHPSHUDWXUH &WR&)WR)
7KH/&'JLYHVIHHGEDFNWRWKHXVHUDERXWWKHVHOHFWLRQV
DQGWKHVWDWXVRIWKHVHOHFWHG]RQHVDQG]RQHJURXSV 6WRUDJHWHPSHUDWXUH &WR&)WR)
7KHNH\SDGJHWVLWVSRZHUVXSSO\IURPWKHFRQQHFWHG
5HODWLYHKXPLGLW\ WR
FDOOȈVWDWLRQ,WLVFRQILJXUHGYLDWKH3UHDVLGHRQHWZRUN
FRQWUROOHUZHEEURZVHULQWHUIDFH $LUSUHVVXUH WRK3D
&RQWUROVDQGLQGLFDWRUV
QXPHULFNH\V
[FKDUDFWHU/&'ZLWKEDFNOLJKW
/&'EULJKWQHVVDGMXVWPHQW
ZZZERVFKVHFXULW\FRP %RVFK6HFXULW\6\VWHPV%9
_'LJLWDO3$DQG(PHUJHQF\6RXQG_3UDHVLGHR6\VWHP
2UGHULQJLQIRUPDWLRQ
356Ȉ&61.31XPHULF.H\SDG
&DOOVWDWLRQQXPHULFNH\SDGDQG/&'IRUFRQWUROOHGXVHU
DFFHVVDQG]RQHVHOHFWLRQLQODUJHV\VWHPVFDQEHFRP
ELQHGZLWKFDOOVWDWLRQNH\SDGV
2UGHUQXPEHU356&61.3
%RVFK6HFXULW\6\VWHPV%9 ZZZERVFKVHFXULW\FRP
'LJLWDO3$DQG(PHUJHQF\6RXQG_3UDHVLGHR6\VWHP_
3UDHVLGHR&DOO6WDWLRQ0RGXOH 6HULDOGDWDDQGSRZHUVXSSO\LQWHUIDFHIRUFDOOVWD
WLRQNH\SDGV
/RXGVSHDNHU
+HDGVHW
%X]]HU
9ROXPHFRQWUROIRUORXGVSHDNHUKHDGVHW
&RQWUROLQSXWIRU3UHVVȈWRȈ7DONEXWWRQ
)LYHFRQWURORXWSXWVIRUVWDWXV/('V
&HUWLILFDWLRQVDQGDSSURYDOV
6DIHW\ DFFWR,(&(1
,PPXQLW\ DFFWR(1ȉ
(PLVVLRQV DFFWR(1)&&SDUW%
)HDWXUHV
(PHUJHQF\ DFFWR(1(1ȉDQG
,62ȉ
5HGXQGDQWQHWZRUNFRQQHFWLRQ
0DULWLPH DFFWR,(&H[FHSWVDOWPLVWWHVW
&RQQHFWLRQVIRUVWDWXV/('V
7KH356Ȉ&60FDQEHH[WHQGHGZLWKXSWRNH\SDGV
9
/%%RU356Ȉ&6.30HDFKZLWKHLJKWSUR 2 A/D D/A
JUDPPDEOHNH\V([WHQVLRQZLWKDQXPHULFNH\SDG
10
356Ȉ&61.3LVDOVRSRVVLEOH 6
PTT 11
)XQFWLRQV 3 I O
12
7KHFDOOVWDWLRQPRGXOHKDVDOLPLWHUDQGDVSHHFKILOWHU 4
13
7KLVLPSURYHVLQWHOOLJLELOLW\DQGSUHYHQWVFOLSSLQJRIWKH
DXGLR$SRWHQWLRPHWHUIRUYROXPHFRQWURORIWKHPRQL 5
14
WRULQJVSHDNHUDQGWKHKHDGVHWFDQEHFRQQHFWHG:KHQ 15
7
LWSOD\VDFKLPHRUDSUHUHFRUGHGPHVVDJHWKLVFDQEH
5
PRQLWRUHGYLDDFRQQHFWHGORXGVSHDNHURUKHDGSKRQH
16
7KHFDOOVWDWLRQPRGXOHKDVLWVRZQ'63IRUDXGLRSUR
FHVVLQJIXQFWLRQVLQFOXGLQJVHQVLWLYLW\DGMXVWPHQWOLPLW
LQJDQGSDUDPHWULFHTXDOL]DWLRQ +HDGVHW
0LFURSKRQH
8SWRFDOOVWDWLRQNH\SDGVFDQFRQQHFWWRWKHVWDWLRQ
YLDDVHULDOFRPPXQLFDWLRQOLQN7KHFDOOVWDWLRQSURYLGHV 3XVKȉ7Rȉ7DONVZLWFK
WKHSRZHUIRUWKHNH\SDGV8SWRSULRULWLHVFDQEH
&RQWUROLQSXWV
DVVLJQHG$OOFRQILJXUDWLRQLVGRQHYLDWKH3UDHVLGHRQHW
ZRUNFRQWUROOHU 1HWZRUNFRQQHFWLRQV
1HWZRUNSURFHVVRUDQG'63
7KHFDOOVWDWLRQPRGXOHLVIXOO\VXSHUYLVHGDQGVXSSRUWV
IDLOVDIHRSHUDWLRQ(YHQLIWKH3UDHVLGHRQHWZRUNFRQ 1HWZRUNUHGXQGDQF\VZLWFKLQJ
WUROOHUIDLOVWKHFDOOVWDWLRQLVVWLOODEOHWRSXWWKURXJK
.H\SDGV
HPHUJHQF\FDOOV
/RXGVSHDNHURXWSXW
&RQWUROVDQGLQGLFDWRUV
7KHVHPXVWEHVXSSOLHGE\WKHLQVWDOOHU 9ROXPHFRQWURO
,QWHUFRQQHFWLRQV 3RZHUVWDWXV
7ZRQHWZRUNFRQQHFWRUVV\VWHPEXV
%DFNXSSRZHUVXSSO\LQSXWDQGFRQWUROLQSXWV )DXOWVWDWXV
ZZZERVFKVHFXULW\FRP %RVFK6HFXULW\6\VWHPV%9
_'LJLWDO3$DQG(PHUJHQF\6RXQG_3UDHVLGHR6\VWHP
&DOOVWDWXV 2UGHULQJLQIRUPDWLRQ
(PHUJHQF\VWDWXV 3UDHVLGHR&DOO6WDWLRQ0RGXOH
0RGXOHIRUFXVWRPFDOOVWDWLRQZLWKFRQQHFWLRQVIRUPL
6\VWHPIDXOWVWDWXV FURSKRQHSXVKWRWDONEXWWRQDQGPRQLWRULQJORXG
%X]]HU VSHDNHUSRZHUHGIURP3UDHVLGHRQHWZRUN
2UGHUQXPEHU356&60
3DUWVLQFOXGHG $FFHVVRULHV
3UDHVLGHR&DOO6WDWLRQ.H\SDG0RGXOH
4XDQWLW\ &RPSRQHQW 0RGXOHWRH[WHQGDFXVWRPFDOOVWDWLRQZLWKSURJUDP
PDEOHEXWWRQVDQGVWDWXVLQGLFDWRUVXSWRNH\SDG
356ȉ&60&DOO6WDWLRQ0RGXOH
NLWVFDQEHFRQQHFWHGWRDFDOOVWDWLRQ
6HWRIFRQQHFWRUV 2UGHUQXPEHU356&6.30
/%%&DOO6WDWLRQ.H\SDG
7HFKQLFDOVSHFLILFDWLRQV
&DOOVWDWLRQNH\SDGZLWKSURJUDPPDEOHEXWWRQVDQG
(OHFWULFDO VWDWXVLQGLFDWRUVXSWRNH\SDGVFDQEHFRQQHFWHGWR
DFDOOVWDWLRQ
3RZHUFRQVXPSWLRQ :'&H[FOLQGLFDWRUVDQGNH\ 2UGHUQXPEHU/%%
SDGV
356Ȉ&61.31XPHULF.H\SDG
0LFLQSXW [ &DOOVWDWLRQQXPHULFNH\SDGDQG/&'IRUFRQWUROOHGXVHU
DFFHVVDQG]RQHVHOHFWLRQLQODUJHV\VWHPVFDQEHFRP
6HQVLWLYLW\ WRG%9 ELQHGZLWKFDOOVWDWLRQNH\SDGV
61 !G%DWG%9 2UGHUQXPEHU356&61.3
/RXGVSHDNHURXWSXW [
61 G%G%DWPD[
,PSHGDQFH WRRKP
3RZHU P:W\SP:PD[
+HDGVHW [
,QSXWVHQVLWLYLW\ WRG%9
(DUSKRQHLPSHGDQFH !RKP
6WDWXVRXWSXWV [RSHQFROOHFWRUGUDLQ
0D[YROWDJH 9SHUSLQ
0D[VLQNFXUUHQW P$SHURXWSXWSLQ
0HFKDQLFDO
0RXQWLQJ 6WDFNDEOHPHWDOHQFORVXUH
(QYLURQPHQWDO
2SHUDWLQJWHPSHUDWXUH &WR&
)WR)
6WRUDJHWHPSHUDWXUH &WR&
)WR)
+XPLGLW\ WR
$LUSUHVVXUH WRK3D
%RVFK6HFXULW\6\VWHPV%9 ZZZERVFKVHFXULW\FRP
'LJLWDO3$DQG(PHUJHQF\6RXQG_3UDHVLGHR6\VWHP_
3UDHVLGHR&DOO6WDWLRQ.H\SDG &HUWLILFDWLRQVDQGDSSURYDOV
,PPXQLW\ DFFWR(1ȉ
(PLVVLRQV DFFWR(1)&&SDUW%
(PHUJHQF\ DFFWR(1(1ȉDQG
,62ȉ
5HJLRQ &HUWLILFDWLRQ
3DUWVLQFOXGHG
)HDWXUHV
4XDQWLW\ &RPSRQHQW
(LJKWSURJUDPPDEOHFRQWUROLQSXWVOLQNHGWR 356ȉ&6.30&DOO6WDWLRQ.H\SDG0RGXOH
RXWSXWV
)ODWFDEOH
7ZRVHULDOLQWHUIDFHVWRFDOOVWDWLRQVRURWKHUNH\
6HWRIFRQQHFWRUV
SDGV
8SWRNH\SDGVFDQEHFRQQHFWHGWRRQHFDOO 7HFKQLFDOVSHFLILFDWLRQV
VWDWLRQ
(OHFWULFDO
7KHFDOOVWDWLRQNH\SDGPRGXOHLVXVHGLQFRPELQDWLRQ
ZLWKDEDVLFRUUHPRWHFDOOVWDWLRQPRGXOHWRPDNHPDQ 3RZHUFRQVXPSWLRQ :'&H[FOLQGLFDWRUV
XDORUSUHUHFRUGHGDQQRXQFHPHQWVWRDQ\DVVLJQHG &RQWUROLQSXWV [
]RQHVRUWRH[HFXWHSUHGHILQHGDFWLRQV,WLVIXQFWLRQDO
O\HTXLYDOHQWWRWKH/%%&DOO6WDWLRQ.H\SDG 0D[FXUUHQW P$
2QHRIWKHPDLQDSSOLFDWLRQVLVWKHGHYHORSPHQWRIILUH
PDQ·VSDQHOV+RZHYHUVLQFHWKHFDOOVWDWLRQNH\SDG 0D[YROWDJH 9ZLWKNRKPSXOOXS
KDVHLJKWSURJUDPPDEOHLQSXWFRQQHFWLRQVHDFKZLWK
&RQWURORXWSXWV [RSHQFROOHFWRUV
WZRDVVRFLDWHGRXWSXWFRQQHFWLRQVLWLVDOVRVXLWHGIRU
RWKHUFRQWURODSSOLFDWLRQV 0D[FXUUHQW P$
7KHNH\LQSXWVRIWKHPRGXOHFDQEHSURJUDPPHGIRU 0HFKDQLFDO
DFWLRQVVXFKDV
&RQWUROOLQJIXQFWLRQVVHOHFWLRQUHFDOOFDOODFWLYD 'LPHQVLRQV+[:[' [[PP
WLRQFDQFHOVHOHFWLRQ%*0RII%*0YROXPHFRQ [[LQ
WUROIDXOWDFNQRZOHGJHPHQWHWF
6HOHFWLQJVRXUFHV%*0FKDQQHOSUHȈUHFRUGHGPHV :HLJKW NJOE
VDJHVDWWHQWLRQDQGDODUPWRQHV
0RXQWLQJ 6WDFNDEOHPHWDOHQFORVXUH
6HOHFWLQJGHVWLQDWLRQV]RQHVDQG]RQHJURXSV
(DFKNH\LQSXWRIWKHPRGXOHKDVWZRIXQFWLRQDOO\UHOD
(QYLURQPHQWDO
WHGRXWSXWVGHVLJQHGWRGULYHDWZRȈFRORU/('EXW
ZKLFKFDQEHXVHGIRURWKHUSXUSRVHV2QFHDQFRQWURO 2SHUDWLQJWHPSHUDWXUH &WR&
LQSXWLVXVHGIRUDVSHFLILFDFWLRQWKHWZRRXWSXWVZLOO )WR)
EHOLQNHGWRWKDWDFWLRQ&DOOPDFURVFDQDOVREHDV
VLJQHGWRLQSXWV 6WRUDJHWHPSHUDWXUH &WR&
7KHPRGXOHKDVLQWHUIDFHVIRUVHULDOFRQQHFWLRQVWRD )WR)
FDOOVWDWLRQRURWKHUNH\SDGV7KHNH\SDGJHWVLWVSRZHU
IURPWKHFDOOVWDWLRQWRZKLFKLWLVFRQQHFWHG7KHNH\ +XPLGLW\ WR
LQSXWVFDQEHSURJUDPPHGIRUGLIIHUHQWPRGHVRIRSHUD $LUSUHVVXUH WRK3D
WLRQVXFKDVPRPHQWDU\RUWRJJOH
,QWHUFRQQHFWLRQV
(LJKWFRQWUROLQSXWV
FRQWURORXWSXWV
7ZRVHULDOGDWDDQGSRZHUFRQQHFWLRQV
ZZZERVFKVHFXULW\FRP %RVFK6HFXULW\6\VWHPV%9
_'LJLWDO3$DQG(PHUJHQF\6RXQG_3UDHVLGHR6\VWHP
2UGHULQJLQIRUPDWLRQ
3UDHVLGHR&DOO6WDWLRQ.H\SDG0RGXOH
0RGXOHWRH[WHQGDFXVWRPFDOOVWDWLRQZLWKSURJUDP
PDEOHEXWWRQVDQGVWDWXVLQGLFDWRUVXSWRNH\SDG
NLWVFDQEHFRQQHFWHGWRDFDOOVWDWLRQ
2UGHUQXPEHU356&6.30
%RVFK6HFXULW\6\VWHPV%9 ZZZERVFKVHFXULW\FRP
'LJLWDO3$DQG(PHUJHQF\6RXQG_3UDHVLGHR6\VWHP_
,QWHUFRQQHFWRUV
356Ȉ&6,&DOO6WDWLRQ,QWHUIDFH 7ZR3UDHVLGHRQHWZRUNFRQQHFWRUV
5-FRQQHFWRUIRU&$7ȈFRQQHFWLRQ
.\FRQW\SHORFNDEOHFRQQHFWRUIRUSRZHUDQGWZR
FRQWUROLQSXWV
&HUWLILFDWLRQVDQGDSSURYDOV
6DIHW\ DFFWR,(&(1
,PPXQLW\ DFFWR(1ȉ(1ȉ
(1ȉ
(PLVVLRQV DFFWR(1)&&SDUW%
(PHUJHQF\ DFFWR(1(1ȉ
,62ȉ
0DULWLPH DFFWR,(&
(XURSH &(
&RQQHFWVDUHPRWHFDOOVWDWLRQWRWKH3UDHVLGHR
&35 (8B&35
QHWZRUNYLD&$7ȈFDEOHXSWRNP
&( &2&
3RZHUHGE\WKH3UDHVLGHRQHWZRUNDQGRUORFDO
SRZHUVXSSO\ &( &HUW$ODUP
&RPSOHWHVXSHUYLVLRQRIWKHXQLW ,QVWDOODWLRQFRQILJXUDWLRQQRWHV
7KH356Ȉ&6,LVDQLQWHUIDFHEHWZHHQDVLQJOHUHPRWHFDOO
VWDWLRQ356Ȉ&65RUDUHPRWHFDOOVWDWLRQNLW 1 2
356Ȉ&65.DQGWKHILEHURSWLFDO3UDHVLGHRQHWZRUN,W
XVHV&$7FDEOHIRUWKHFRQQHFWLRQWRWKHUHPRWHFDOO
6 6 3
VWDWLRQ7KH&$7ȈFDEOHFDUU\LQJGLJLWDODXGLRDQGFRQ
WUROGDWDFDQEHDVORQJDVNP7KHOHQJWKRIWKH
&$7ȈFDEOHLVQRWDSDUWRIWKH3UDHVLGHRRSWLFDOQHW 7 8
ZRUNOHQJWK7KLVFRQVLGHUDEO\LQFUHDVHVWKHRYHUDOOSRV 5 10
VLEOHOHQJWKRIWKHRSWLFDOQHWZRUNHVSHFLDOO\LQFDVHV
ZKHUHWKHFDOOVWDWLRQLVORFDWHGIDUIURPWKHUHVWRIWKH
V\VWHP
7KHFDOOVWDWLRQLQWHUIDFHFDQJHWLWVSRZHUIURPWKH 4 9
3UDHVLGHRQHWZRUNDQGRUIURPDORFDOSRZHUVXSSO\,W
LVIXOO\VXSHUYLVHG
)XQFWLRQV
)DXOW/('
7KHLQWHUIDFHFDQFRQQHFWDVLQJOH356Ȉ&65UHPRWHFDOO
VWDWLRQRU356Ȉ&65.UHPRWHFDOOVWDWLRQNLWWRD3UDHVL 3RZHU/('
GHRV\VWHPZLWKXSWRNPRI&$7ȈFDEOH
&$7ȉ
7KHLQWHUIDFHLVIXOO\GLJLWDOVXSSRUWLQJKLJKTXDOLW\
VRXQGZLWKDEXLOWLQ'63IRUDXGLRSURFHVVLQJRIWKHUH 32)
PRWHFDOOVWDWLRQ,WVXSSRUWVFRPSOHWHVXSHUYLVLRQRILW
VHOIWKHFDOOVWDWLRQDQGWKHFRQQHFWLRQDVZHOODVRI ([WHUQDOEDFNȉXSSRZHUȉ9
WZRFRQWUROLQSXWV,WVXSSRUWVWKHIDLOVDIHPRGHRIUH &RQWUROLQSXWV
PRWHFDOOVWDWLRQVDOORZLQJWKHPWRSXWWKURXJKHPHU
JHQF\FDOOVHYHQLIWKHQHWZRUNFRQWUROOHUIDLOV7KHXQLW 1HWZRUNSURFHVVRUDQG'63
LVFRQILJXUHGYLDWKHQHWZRUNFRQWUROOHU
873LQWHUIDFH
&RQWUROVDQGLQGLFDWRUV
7ZR/('LQGLFDWRUVIRUSRZHUDQGQHWZRUNVWDWXV 1HWZRUNUHGXQGDQF\VZLWFKLQJ
7ZRMXPSHUVEHORZFRYHUWRVHSDUDWHSRZHUVXS 3RZHUVXSSO\
SO\RIFDOOVWDWLRQLQWHUIDFHDQGUHPRWHFDOOVWDWLRQ
ZZZERVFKVHFXULW\FRP %RVFK6HFXULW\6\VWHPV%9
_'LJLWDO3$DQG(PHUJHQF\6RXQG_3UDHVLGHR6\VWHP
3DUWVLQFOXGHG
4XDQWL &RPSRQHQW
W\
356ȉ&6,&DOO6WDWLRQ,QWHUIDFH
3RZHUVXSSO\FRQQHFWRU
7HFKQLFDOVSHFLILFDWLRQV
(OHFWULFDO
([WHUQDOSRZHUVXSSO\ WR9'&
3RZHUFRQVXPSWLRQ :
&RQWUROLQSXWV [
0HFKDQLFDO
&RORU &KDUFRDO
(QYLURQPHQWDO
+XPLGLW\ WR
$LUSUHVVXUH WRK3D
2UGHULQJLQIRUPDWLRQ
356Ȉ&6,&DOO6WDWLRQ,QWHUIDFH
&RPSDFWXQLWZLWKPRXQWLQJFODPSLQWHUIDFHEHWZHHQ
3UDHVLGHRQHWZRUNDQGDUHPRWH&$7FRQQHFWHGFDOO
VWDWLRQXSWRPDZD\SRZHUHGIURP3UDHVLGHR
QHWZRUN
2UGHUQXPEHU356&6,
$FFHVVRULHV
356Ȉ&65&DOO6WDWLRQ5HPRWH
&DOOVWDWLRQIRUUHPRWHORFDWLRQVZLWKPLFURSKRQHRQD
IOH[LEOHVWHPSXVKWRWDONEXWWRQPRQLWRULQJORXG
VSHDNHUWREHFRQQHFWHGWRD356&6,YLDD&$7FD
EOH
2UGHUQXPEHU356&65
%RVFK6HFXULW\6\VWHPV%9 ZZZERVFKVHFXULW\FRP
'LJLWDO3$DQG(PHUJHQF\6RXQG_3UDHVLGHR6\VWHP_
356Ȉ&65&DOO6WDWLRQ5HPRWH 8SWRFDOOVWDWLRQNH\SDGVFDQFRQQHFWWRWKHVWDWLRQ
YLDDVHULDOFRPPXQLFDWLRQOLQN7KHFDOOVWDWLRQSURYLGHV
WKHSRZHUIRUWKHNH\SDGV8SWRSULRULWLHVFDQEH
DVVLJQHGWRWKHFDOOVWDWLRQ$OOFRQILJXUDWLRQFDQEH
GRQHYLDWKH3UDHVLGHRQHWZRUNFRQWUROOHU
7KHUHPRWHFDOOVWDWLRQLVIXOO\VXSHUYLVHGDQGVXSSRUWV
IDLOVDIHRSHUDWLRQ(YHQLIWKH3UDHVLGHRQHWZRUNFRQ
WUROOHUIDLOVWKHFDOOVWDWLRQLVVWLOODEOHWRSXWWKURXJK
HPHUJHQF\FDOOV
&RQWUROVDQGLQGLFDWRUV
7KUHHVWDWXV/('V
&RQILJXUDEOH377NH\
9ROXPHFRQWUROIRUORXGVSHDNHUKHDGVHW
,QWHUFRQQHFWLRQV
5-FRQQHFWRUIRU&$7FRQQHFWLRQ
6HULDOGDWDDQGSRZHUVXSSO\LQWHUIDFHIRUFDOOVWD
WLRQNH\SDGV
.\FRQW\SHORFNDEOHFRQQHFWRUIRUSRZHUDQGWZR
FRQWUROLQSXWV
)HDWXUHV PPMDFNIRUKHDGVHWKHDGSKRQH
&HUWLILFDWLRQVDQGDSSURYDOV
&RQQHFWVWRFDOOVWDWLRQLQWHUIDFHYLD&$7FDEOH
6DIHW\ DFFWR,(&(1
8SWRNPIURP3UDHVLGHRRSWLFDOQHWZRUN
,PPXQLW\ DFFWR(1ȉ(1ȉ
8VHVVWDQGDUG3UDHVLGHRNH\SDGVIRUH[WHQVLRQ
(1ȉ
%XLOWLQOLPLWHU
(PLVVLRQV DFFWR(1)&&SDUW%
3RZHUHGYLD&$7DQGRUORFDOSRZHUVXSSO\
(PHUJHQF\ DFFWR(1(1ȉ
7KH356Ȉ&65LVDFDOOVWDWLRQZLWKWKHVDPHIXQFWLRQDOL ,62ȉ
W\DVWKHEDVLFFDOOVWDWLRQ/%%EXWLWXVHV
0DULWLPH DFFWR,(&
&$7FDEOHIRULWVFRQQHFWLRQWRWKH3UDHVLGHRQHW
ZRUN,WFRQQHFWVRQHWRRQHWRWKHFDOOVWDWLRQLQWHU
IDFH356Ȉ&6,ZKLFKLVSDUWRIWKH3UDHVLGHRRSWLFDO 5HJLRQ &HUWLILFDWLRQ
QHWZRUN7KH&$7FDEOHFDUU\LQJGLJLWDODXGLRDQG (XURSH &(
FRQWUROGDWDFDQEHDVORQJDVNP7KHOHQJWKRIWKH
&$7FDEOHLVQRWDSDUWRIWKH3UDHVLGHRRSWLFDOQHW &35 (8B&35
ZRUNOHQJWK7KLVFRQVLGHUDEO\LQFUHDVHVWKHRYHUDOOSRV
&( &2&
VLEOHOHQJWKRIWKHRSWLFDOQHWZRUN
7KH356&65FDQEHH[WHQGHGZLWKXSWRNH\SDGV &( &HUW$ODUP
/%%RU/%%HDFKZLWKHLJKWSUR
&( '23
JUDPPDEOHNH\V([WHQVLRQZLWKDQXPHULFNH\SDG
356Ȉ&61.3LVDOVRSRVVLEOH */
)XQFWLRQV
7KHFDOOVWDWLRQKDVDFDUGLRLGVXSHUYLVHGPLFURSKRQH
RQDJRRVHQHFNVWHPZLWKJRRGVSHHFKLQWHOOLJLELOLW\$
OLPLWHUDQGDVSHHFKILOWHULPSURYHLQWHOOLJLELOLW\DQGSUH
YHQWFOLSSLQJRIWKHDXGLR,WKDVDYROXPHFRQWUROIRU
WKHPRQLWRULQJVSHDNHUDQGWKHKHDGVHW:KHQLWSOD\VD
FKLPHRUDSUHUHFRUGHGPHVVDJHWKHFDOOVWDWLRQDFWL
YDWHVLWVVSHDNHU:KHQDKHDGVHWLVFRQQHFWHGLWUHSOD
FHVWKHPLFURSKRQHDQGVSHDNHU
7KHUHPRWHFDOOVWDWLRQFRQQHFWVYLDD&$7FDEOHWRDQ
356Ȉ&6,XQLWZKLFKLQWHUIDFHVLWWRWKH3UDHVLGHRRSWL
FDOQHWZRUN7KHFDOOVWDWLRQJHWVLWVSRZHUIURPWKHLQ
WHUIDFHXQLWYLDWKH&$7FDEOHEXWLVDOVRHTXLSSHG
ZLWKDORFDOSRZHUVXSSO\FRQQHFWLRQIRUH[WUHPHFDVHV
ZLWKDYHU\ORQJFDEOHDQGPDQ\NH\SDGV
ZZZERVFKVHFXULW\FRP %RVFK6HFXULW\6\VWHPV%9
_'LJLWDO3$DQG(PHUJHQF\6RXQG_3UDHVLGHR6\VWHP
,QVWDOODWLRQFRQILJXUDWLRQQRWHV +HDGVHW
1 &RQQHFWRU PPMDFN
3 3
5HFRPPHQGHGW\SH +RVLGHQ+%+
(< 16) &RQWUROLQSXWV [
2
2SHUDWLRQ &ORVLQJFRQWDFWZLWKVXSHUYLVLRQ
A/D D/A
4
0HFKDQLFDO
6
PTT 'LPHQVLRQV+[:[' [[PP[[
I O 7
LQ
10 8
/HQJWKRIJRRVHQHFN PPLQ
&RORU &KDUFRDO
(QYLURQPHQWDO
+HDGVHW
3RZHUHUURU 2UGHULQJLQIRUPDWLRQ
&DOOVWDWLRQVWDWXVWZRFRORU
356Ȉ&65&DOO6WDWLRQ5HPRWH
1HWZRUNVWDWXV &DOOVWDWLRQIRUUHPRWHORFDWLRQVZLWKPLFURSKRQHRQD
IOH[LEOHVWHPSXVKWRWDONEXWWRQPRQLWRULQJORXG
'DWDFRQQHFWLRQ&$7ȉ VSHDNHUWREHFRQQHFWHGWRD356&6,YLDD&$7FD
EOH
&RQWUROLQSXW
2UGHUQXPEHU356&65
$FFHVVRULHV
3DUWVLQFOXGHG 356Ȉ&6,&DOO6WDWLRQ,QWHUIDFH
&RPSDFWXQLWZLWKPRXQWLQJFODPSLQWHUIDFHEHWZHHQ
4XDQWL &RPSRQHQW 3UDHVLGHRQHWZRUNDQGDUHPRWH&$7FRQQHFWHGFDOO
W\ VWDWLRQXSWRPDZD\SRZHUHGIURP3UDHVLGHR
QHWZRUN
356ȉ&65&DOO6WDWLRQ5HPRWH
2UGHUQXPEHU356&6,
)ODWFDEOH
/%%&DOO6WDWLRQ.H\SDG
&DOOVWDWLRQNH\SDGZLWKSURJUDPPDEOHEXWWRQVDQG
7HFKQLFDOVSHFLILFDWLRQV
VWDWXVLQGLFDWRUVXSWRNH\SDGVFDQEHFRQQHFWHGWR
(OHFWULFDO DFDOOVWDWLRQ
2UGHUQXPEHU/%%
([WHUQDOSRZHUVXSSO\ WR9'&
356Ȉ&61.31XPHULF.H\SDG
3RZHUFRQVXPSWLRQ :DW9ZLWKRXWNH\SDGV &DOOVWDWLRQQXPHULFNH\SDGDQG/&'IRUFRQWUROOHGXVHU
DFFHVVDQG]RQHVHOHFWLRQLQODUJHV\VWHPVFDQEHFRP
0LFURSKRQH ELQHGZLWKFDOOVWDWLRQNH\SDGV
2UGHUQXPEHU356&61.3
1RPLQDODFRXVWLFLQSXWOHYHO WRG%63/
61 !G%DWG%63/
/RXGVSHDNHU
61 G%DWPD[
%RVFK6HFXULW\6\VWHPV%9 ZZZERVFKVHFXULW\FRP
'LJLWDO3$DQG(PHUJHQF\6RXQG_3UDHVLGHR6\VWHP_
356Ȉ&5)&DOO6WDFNHU /RJJLQJRIWKHFDOODQGDOOLWVSOD\EDFNVLVVXSSRUWHG
EXWWKHUHFRUGHGFDOOVGRQRWVXUYLYHDSRZHUGRZQDQG
DUHQRWVXSHUYLVHGVRWKHFDOOVWDFNHUIXQFWLRQVKRXOG
QRWEHUHOLHGXSRQIRUHPHUJHQF\FDOOV
7KHXQLWLVFRQILJXUDEOHYLDWKH3UDHVLGHRQHWZRUNFRQ
WUROOHUZHEEURZVHULQWHUIDFH
&RQWUROVDQGLQGLFDWRUV
7ZR/('LQGLFDWRUVIRUSRZHUDQGQHWZRUNVWDWXV
,QWHUFRQQHFWLRQV
7ZR3UDHVLGHRQHWZRUNFRQQHFWRUV
5-VHUYLFHFRQQHFWRU-7$*
&HUWLILFDWLRQVDQGDSSURYDOV
6DIHW\ DFFWR,(&(1
,PPXQLW\ DFFWR(1ȉ(1ȉ
(1ȉ
)HDWXUHV (PLVVLRQV DFFWR(1)&&SDUW%
(PHUJHQF\ DFFWR(1(1ȉ
5HFRUGVFDOOVIRUDXWRPDWLFSOD\EDFNWRSUHYLRXVO\
,62ȉ
RFFXSLHG]RQHVFDOOVWDFNHU
0DULWLPH DFFWR,(&
$FRXVWLFIHHGEDFNVXSSUHVVLRQE\UHFRUGLQJDFDOO
ZLWKGHOD\HGEURDGFDVWWLPHVKLIWHU
5HJLRQ &HUWLILFDWLRQ
3RVVLELOLW\WRPRQLWRUDFDOOEHIRUHEURDGFDVWLQJ
(XURSH &(
5HFRUGVDQGRUSOD\VEDFNXSWRHLJKWFDOOVVLPXO
&35 (8B&35
WDQHRXVO\
&( &2&
6WRUHVXSWRFDOOV
&( &HUW$ODUP
7KH&DOO6WDFNHULVDVPDOOXQLWWKDWUHFRUGVFDOOVWKDW
FDQQRWEHVHQWWRDOOUHTXLUHG]RQHVEHFDXVHVRPHDUH &( '23
RFFXSLHGE\DKLJKHUSULRULW\FDOO7KHXQLWFDQVWRUHXS */
WRFDOOVLQKLJKȈTXDOLW\IRUPDWZLWKDPD[LPXPRI
WKUHHPLQXWHVIRUHDFKFDOOLQFOXGLQJFKLPHVDQGSUHȈUH 3DUWVLQFOXGHG
FRUGHGPHVVDJHV3OD\EDFNRIDFDOOFDQVWDUWZKLOHLWLV
VWLOOEHLQJUHFRUGHG7KHXQLWFDQUHFRUGDQGRUSOD\ 4XDQWLW\ &RPSRQHQW
EDFNXSWRHLJKWFDOOVVLPXOWDQHRXVO\
0RUHXQLWVFDQEHDGGHGWRDV\VWHPLQRUGHUWRLQ 356ȉ&5)&DOO6WDFNHU
FUHDVHWKHQXPEHURIUHFRUGDEOHFDOOV8QLWVFDQEHFRQ
QHFWHGWRWKH3UDHVLGHRQHWZRUNDWDQ\SODFH 0RXQWLQJEUDFNHW
)XQFWLRQV 7HFKQLFDOVSHFLILFDWLRQV
7KHIXQFWLRQVRIWKHFDOOVWDFNHUDUHFRQILJXUHGDVSDUW (OHFWULFDO
RIDFDOOPDFURLQ3UDHVLGHR+HUHLWLVFRQILJXUHG
ZKHWKHUDFDOOZLOOEHUHFRUGHGIRUSOD\EDFNODWHULQFDVH 3RZHUFRQVXPSWLRQ :
]RQHVDUHRFFXSLHGRUWKHFDOOLVEHLQJRYHUUXOHGLQ
VRPH]RQHV 3HUIRUPDQFH
:KHQWKHVH]RQHVEHFRPHDYDLODEOHDJDLQWKHFDOOLVDX
WRPDWLFDOO\UHSHDWHGWRWKHVHUHPDLQLQJ]RQHVWRDOODW )UHTXHQF\UHVSRQVH +]WRN+]G%
RQFHRUFDVFDGHGWRHDFK]RQHLQGLYLGXDOO\ 61 !G%
$IWHUDFDOOLVILQLVKHGFRPSOHWHO\LWZLOOEHGHOHWHGIURP
PHPRU\ &URVVWDON G%
7KHXQLWKDVDFRQILJXUDEOHWLPHȈRXWSHULRGWRGHOHWH
RXWGDWHGXQVHQWFDOOV 0HFKDQLFDO
7KHFDOOVWDFNHUFDQDOVREHXVHGDVWLPHVKLIWHUWRDYRLG
DFRXVWLFIHHGEDFNIURPDORXGVSHDNHUWRWKHDFWLYHPL 'LPHQVLRQV+[:[+
FURSKRQH7KHFDOOLVUHFRUGHGDQGEURDGFDVWDIWHUWKH
:LWKRXWEUDFNHW [[PP
UHFRUGLQJKDVILQLVKHG7KHFDOOFDQEHSUHPRQLWRUHG
[[LQ
EHIRUHEURDGFDVWZLWKWKHRSWLRQWRFDQFHOWKHFDOO
7LPHVKLIWLQJDQGFDOOVWDFNLQJFDQEHFRPELQHG :LWKEUDFNHW [[PP
[[LQ
ZZZERVFKVHFXULW\FRP %RVFK6HFXULW\6\VWHPV%9
_'LJLWDO3$DQG(PHUJHQF\6RXQG_3UDHVLGHR6\VWHP
&RORU &KDUFRDO
(QYLURQPHQWDO
2SHUDWLQJWHPSHUDWXUH &WR&)WR
)
5HODWLYHKXPLGLW\ WR
$LUSUHVVXUH WRK3D
2UGHULQJLQIRUPDWLRQ
356Ȉ&5)&DOO6WDFNHU
&RPSDFWXQLWZLWKPRXQWLQJFODPSSURYLGHVDUHFRUG
LQJDQGSOD\EDFNIXQFWLRQIRUXSWRVLPXOWDQHRXVFDOOV
IRUSUHYLRXVO\RFFXSLHG]RQHVRUIRUSUHEURDGFDVWPRQ
LWRULQJFDQVWRUHXSWRFDOOVSRZHUHGIURP3UDHVL
GHRQHWZRUN
2UGHUQXPEHU356&5)
%RVFK6HFXULW\6\VWHPV%9 ZZZERVFKVHFXULW\FRP
'LJLWDO3$DQG(PHUJHQF\6RXQG_3UDHVLGHR6\VWHP_
3UDHVLGHR&DOO6WDWLRQ5HPRWH 7KHUHPRWHFDOOVWDWLRQLVIXOO\VXSHUYLVHGDQGVXSSRUWV
IDLOVDIHRSHUDWLRQ(YHQLIWKH3UDHVLGHRQHWZRUNFRQ
0RGXOH WUROOHUIDLOVWKHFDOOVWDWLRQLVVWLOODEOHWRSXWWKURXJK
HPHUJHQF\FDOOV
&RQWUROVDQGLQGLFDWRUV
7KHVHPXVWEHVXSSOLHGE\WKHLQVWDOOHU
,QWHUFRQQHFWLRQV
([WHUQDOSRZHUVXSSO\LQSXWDQGFRQWUROLQSXWV
6HULDOGDWDDQGSRZHUVXSSO\LQWHUIDFHIRUFDOOVWD
WLRQNH\SDGV
0LFURSKRQH
/RXGVSHDNHU
%X]]HU
+HDGVHW
9ROXPHFRQWUROIRUORXGVSHDNHUKHDGVHW
&RQWUROLQSXWIRU3UHVVȈWRȈ7DONEXWWRQ
)HDWXUHV )LYHFRQWURORXWSXWVIRUVWDWXV/('V
&HUWLILFDWLRQVDQGDSSURYDOV
&RQQHFWVWRFDOOVWDWLRQLQWHUIDFHYLD&$7ȈFDEOH
6DIHW\ DFFWR,(&(1
8SWRNPIURP3UDHVLGHRRSWLFDOQHWZRUN
)XQFWLRQV 9
2 A/D D/A
7KHFDOOVWDWLRQPRGXOHKDVDFRQQHFWLRQIRUDVXSHU 10
6
YLVHGPLFURSKRQH$OLPLWHUDQGDVSHHFKILOWHULPSURYH
PTT 11
LQWHOOLJLELOLW\DQGSUHYHQWFOLSSLQJRIWKHDXGLR,WKDVD
3 I O
YROXPHFRQWUROIRUWKHPRQLWRULQJVSHDNHUDQGWKHKHDG 12
VHW:KHQLWSOD\VDFKLPHRUDSUHȈUHFRUGHGPHVVDJH 4
13
WKLVFDQEHPRQLWRUHGYLDDFRQQHFWHGORXGVSHDNHURU
KHDGSKRQH:KHQDKHDGVHWLVFRQQHFWHGLWUHSODFHV 14
5
WKHPLFURSKRQHDQGVSHDNHU7KHFDOOVWDWLRQKDVLWV
7 15
RZQ'63IRUDXGLRSURFHVVLQJIXQFWLRQVLQFOXGLQJVHQ
VLWLYLW\DGMXVWPHQWOLPLWLQJDQGSDUDPHWULFHTXDOL]D
WLRQ 16
7KHPRGXOHJHWVLWVSRZHUIURPWKHLQWHUIDFHXQLWYLD
WKH&$7ȈFDEOHEXWLVDOVRHTXLSSHGZLWKDORFDOSRZHU +HDGVHW
VXSSO\FRQQHFWLRQIRUH[WUHPHFDVHVZLWKDYHU\ORQJFD
EOHDQGPDQ\NH\SDGV 0LFURSKRQH
&DOOVWDWLRQNH\SDGVFDQFRQQHFWWRWKHPRGXOHYLDDVH
3XVKȉ7Rȉ7DONVZLWFK
ULDOFRPPXQLFDWLRQOLQN7KHPRGXOHSURYLGHVWKHSRZHU
IRUWKHNH\SDGV &RQWUROLQSXWV
1HWZRUNFRQQHFWLRQ
ZZZERVFKVHFXULW\FRP %RVFK6HFXULW\6\VWHPV%9
_'LJLWDO3$DQG(PHUJHQF\6RXQG_3UDHVLGHR6\VWHP
1HWZRUNSURFHVVRUDQG'63 0HFKDQLFDO
(QYLURQPHQWDO
3RZHUVWDWXV
%X]]HU
2UGHULQJLQIRUPDWLRQ
3DUWVLQFOXGHG 3UDHVLGHR&DOO6WDWLRQ5HPRWH0RGXOH
0RGXOHIRUFXVWRPUHPRWHFDOOVWDWLRQFRQQHFWLRQVIRU
4XDQWLW\ &RPSRQHQW PLFURSKRQHSXVKWRWDONEXWWRQPRQLWRULQJORXGVSHDN
HUWREHFRQQHFWHGWRD356Ȉ&6,YLDD&$7ȈFDEOH
356ȉ&650&DOO6WDWLRQ5HPRWH0RGXOH 2UGHUQXPEHU356&650
6HWRIFRQQHFWRUV $FFHVVRULHV
356Ȉ&6,&DOO6WDWLRQ,QWHUIDFH
7HFKQLFDOVSHFLILFDWLRQV &RPSDFWXQLWZLWKPRXQWLQJFODPSLQWHUIDFHEHWZHHQ
(OHFWULFDO 3UDHVLGHRQHWZRUNDQGDUHPRWH&$7FRQQHFWHGFDOO
VWDWLRQXSWRPDZD\SRZHUHGIURP3UDHVLGHR
3RZHUFRQVXPSWLRQ :DW9ZLWKRXWNH\SDGV QHWZRUN
2UGHUQXPEHU356&6,
([WHUQDOSRZHUVXSSO\ WR9'&
3UDHVLGHR&DOO6WDWLRQ.H\SDG0RGXOH
0LFURSKRQH 0RGXOHWRH[WHQGDFXVWRPFDOOVWDWLRQZLWKSURJUDP
PDEOHEXWWRQVDQGVWDWXVLQGLFDWRUVXSWRNH\SDG
6HQVLWLYLW\ WRG%9
NLWVFDQEHFRQQHFWHGWRDFDOOVWDWLRQ
615 !G%DWG%9 2UGHUQXPEHU356&6.30
(DUSKRQHLPSHGDQFH !RKP
6WDWXVRXWSXWV [RSHQFROOHFWRUGUDLQ
0D[YROWDJH 9SHUSLQ
0D[VLQNFXUUHQW P$SHURXWSXWSLQ
&RQWUROLQSXWV [
%RVFK6HFXULW\6\VWHPV%9 ZZZERVFKVHFXULW\FRP
'LJLWDO3$DQG(PHUJHQF\6RXQG_3UDHVLGHR6\VWHP_
$XGLR5RXWLQJ
356Ȉ$,3,3$XGLR,QWHUIDFH $XGLRVLJQDOVFDQEHURXWHGLQXQLȈFDVWWRXSWRUH
FHLYHUVSUHFRQILJXUHGRURQDFWLYDWLRQRIFRQWUROLQSXWV
5HFHLYHUVDUHDEOHWRUHEURDGFDVWWKHLQFRPLQJDXGLR
VWUHDPWRRWKHUUHFHLYHUV,QFDVHWKHLQWHUIDFHVDUHRQ
WKHVDPH/$1DOVREURDGFDVWLVVXSSRUWHG
,Q3&0DQG*X/DZDQGD/DZIXOOGXSOH[DXGLRLQ
WHUIDFLQJEHWZHHQWZRXQLWVLVSRVVLEOH
&RQWUROLQSXWVDQGRXWSXWV
7KHXQLWKDVHLJKWFRQWUROLQSXWVZLWKFRQILJXUDEOHVX
SHUYLVLRQRQRSHQDQGRUVKRUWFLUFXLWV(LJKWFRQWURO
RXWSXWVKDYHGU\UHOD\FRQWDFWV&RQWUROLQSXWVFDQEH
URXWHGWRFRQWURORXWSXWVIRUUHPRWHDFWLRQVRUWRSDVV
)HDWXUHV RQIDXOWLQIRUPDWLRQEHWZHHQDXGLRWUDQVPLWWHUDQGUH
FHLYHULQERWKGLUHFWLRQV&RQWUROLQSXWVFDQDOVREH
FRQILJXUHGWRFKDQJHWKHDXGLRURXWLQJ
$OOȈLQȈRQHVROXWLRQIRUDXGLRWUDQVSRUWRQ,3ȈQHW
$QDGGLWLRQDOGU\UHOD\FRQWDFWLVSURYLGHGIRUIDXOWLQGL
ZRUNV
FDWLRQRIWKHXQLWLQFOXGLQJDKLJKWHPSHUDWXUHIDXOWVLW
6XSHUYLVHGFRQWUROLQSXWVDQGRXWSXWV XDWLRQ
6XSSRUWVUHȈEURDGFDVWLQJ 1HWZRUN,QWHUIDFHV
7KHXQLWLQWHUIDFHVWRDQG0ELW(WKHUQHWQHW
&RQILJXUDEOHDXGLRGHOD\RQWKHRXWSXWIRUORXG ZRUNVDQGDQQRXQFHVLWV,3ȈDGGUHVVWKDWZDVJLYHQE\D
VSHDNHUDOLJQPHQW '+&3VHUYHU,WFDQDOVRVHDUFKWKHQHWZRUNIRUDIUHH
,3ȈDGGUHVVRUFDQEHJLYHQDVWDWLF,3ȈDGGUHVV$VHFRQG
(DV\WRLQVWDOODQGFRQILJXUHYLDVWDQGDUG (WKHUQHWFRQQHFWLRQLVDYDLODEOHWRVXSSRUWQHWZRUNUH
ZHEȈEURZVHU GXQGDQF\
$Q56LQWHUIDFHLVEXLOGȈLQWRFRPPXQLFDWHDGGLWLRQ
7KH356Ȉ$,3LVDXQLYHUVDO,3ȈEDVHGDXGLRGHYLFHVXS
DOVHULDOGDWDRYHUWKH,3QHWZRUN
SRUWLQJ9R,3DQG$XGLRRYHU,3DSSOLFDWLRQV,WLVDQLGH
DOVROXWLRQIRUEULGJLQJDXGLRDQGFRQWDFWFORVXUHVRYHU 3RZHU6XSSOLHV
ORQJGLVWDQFH/$1DQG:$1QHWZRUNVHJLQVKRSSLQJ 7ZRSRZHUVXSSO\FRQQHFWLRQVDUHSURYLGHGDVPDLQLQ
PDOOVWXQQHOVLQDQGEHWZHHQUDLOZD\VWDWLRQV,WH[ SXWDQGEDFNXSLQSXWZLWKVXSHUYLVLRQRIERWKVXSSOLHV
WHQGVDQGLQWHUIDFHVWR3UDHVLGHRDQGQRQȈQHWZRUN
&RQWUROVDQG,QGLFDWRUVIURQW
EDVHGWUDGLWLRQDOSXEOLFDGGUHVVV\VWHPVZLWKRXWWKH
5HVHWEXWWRQUHFHVVHG
QHHGIRUD3&GXULQJRSHUDWLRQ
7ZRVWDWXVLQGLFDWRU/('VIRUQHWZRUN
7KHXQLWKDVDQDORJDXGLRLQSXWVDQGRXWSXWVIRUHDV\
(LJKWVWDWXV/('VIRUFRQWUROLQSXWV
LQWHUIDFLQJZLWKRSWLRQDOSLORWȈWRQHVXSHUYLVLRQIRUHPHU
JHQF\VRXQGSXUSRVHV2QHDXGLRLQSXWFDQEHVZLWFK ,QWHUFRQQHFWLRQVUHDU
HGWRPLFURSKRQHVHQVLWLYLW\ZLWKEXLOWȈLQPLFURSKRQH (LJKWFRQWUROLQSXWVRQ(XURȈFRQQHFWRU
VXSHUYLVLRQ$OVRWKHFRQWUROLQSXWVRIIHUFDEOHDQGFRQ (LJKWFRQWURORXWSXWVRQ(XURȈFRQQHFWRU
QHFWLRQVXSHUYLVLRQ )DXOWUHOD\RXWSXWRQ(XURȈFRQQHFWRU
&RQWUROLQSXWVDQGRXWSXWVFDQEHXVHGWRVHWXSDQDX 7ZREDODQFHGDXGLRLQSXWVRQ(XURȈFRQQHFWRURQH
GLRFRQQHFWLRQWRVWDUWDUHPRWHFDOOEXWDOVRWRSDVV OLQHLQSXWRQHOLQHPLFURSKRQHLQSXW
UHPRWHIDXOWHYHQWVWRWKHV\VWHPFRQWUROOHU 7ZREDODQFHGDXGLRRXWSXWVRQ(XURȈFRQQHFWRU
7ZR(WKHUQHWFRQQHFWLRQVRQ5-
)XQFWLRQV 56RQ6XEȈ'
56RQ(XURȈFRQQHFWRU
$XGLR 0DLQSRZHUVXSSO\RQMDFN
0XOWLSOHDXGLRIRUPDWVDUHVXSSRUWHGVLQJOHFKDQQHO
%DFNXSSRZHUVXSSO\RQ(XURȈFRQQHFWRU
IXOOGXSOH[ȈELW3&0RU*IRUYHU\ORZODWHQF\
DQGWZRFKDQQHOVHQGRUUHFHLYH03IRUKLJKTXDOLW\ &HUWLILFDWLRQVDQGDSSURYDOV
DXGLRZLWKYDULRXVVDPSOHUDWHVDQGFRPSUHVVLRQVHW
WLQJV
(OHFWURPDJQHWLFFRPSDWLELOLW\ (1/LPLW&ODVV%
7KHXQLWSURYLGHVWZREDODQFHGOLQHLQSXWVDQGWZREDO
(1$
DQFHGOLQHRXWSXWV2QHRIWKHLQSXWVFDQEHFRQILJXUHG
$
DVEDODQFHGPLFURSKRQHLQSXWZLWKDSKDQWRPSRZHU
VXSSO\IRUHOHFWUHWFRQGHQVHUPLFURSKRQHVDQGPLFUR (OHFWULFDOVDIHW\ ,(&&%ȉVFKHPH
SKRQHFRQQHFWLRQVXSHUYLVLRQ7KHRXWSXWOHYHOLVFRQ
ILJXUDEOH $SSURYDOV &(PDUNLQJ
$XGLRFRQQHFWLRQVXSHUYLVLRQXVLQJDN+]SLORWWRQH (1ȉ&3'
LVVXSSRUWHGZLWKGHWHFWLRQRQWKHDXGLRLQSXWRIWKH $$
WUDQVPLWWHUDQGUHJHQHUDWLRQRQWKHDXGLRRXWSXWRIWKH
UHFHLYHU 5HJLRQ &HUWLILFDWLRQ
$FRQILJXUDEOHDXGLRGHOD\FDQEHXVHGWRDUWLILFLDOO\GH
OD\WKHSOD\EDFNRIDXGLRIRUORXGVSHDNHUDOLJQPHQWHJ (XURSH &(
LQWXQQHOV &35 (8B&35
ZZZERVFKVHFXULW\FRP %RVFK6HFXULW\6\VWHPV%9
_'LJLWDO3$DQG(PHUJHQF\6RXQG_3UDHVLGHR6\VWHP
%RVFK6HFXULW\6\VWHPV%9 ZZZERVFKVHFXULW\FRP
'LJLWDO3$DQG(PHUJHQF\6RXQG_3UDHVLGHR6\VWHP_
2UGHULQJLQIRUPDWLRQ
356Ȉ$,3,3$XGLR,QWHUIDFH
&RPSDFWELGLUHFWLRQDORUFKDQQHOLQWHUIDFHIRUVX
SHUYLVHGDXGLRZLWK56WXQQHODQG*3,2
2UGHUQXPEHU356$,3
ZZZERVFKVHFXULW\FRP %RVFK6HFXULW\6\VWHPV%9
_'LJLWDO3$DQG(PHUJHQF\6RXQG_3UDHVLGHR6\VWHP
3UDHVLGHR$XGLR([SDQGHU 5RWDU\SXVKFRQWUROIRUPHQXFRQWURODQGKHDG
SKRQHYROXPH
,QWHUFRQQHFWLRQV
7ZRV\VWHPQHWZRUNFRQQHFWLRQV
(LJKWFRQWUROLQSXWV
7ZRPLFOLQHLQSXWV
7ZROLQHLQSXWV
)RXUOLQHRXWSXWV
)LYHFRQWURORXWSXWV
+HDGSKRQHRXWSXW
&HUWLILFDWLRQVDQGDSSURYDOV
6DIHW\ DFFWR,(&(1
)HDWXUHV
,PPXQLW\ DFFWR(1ȉ
)RXUDXGLRLQSXWV²WZRVHOHFWDEOHPLFOLQHDQG
(PLVVLRQV DFFWR(1)&&SDUW%
WZROLQHLQSXWV
(PHUJHQF\ DFFWR(1ȉ,62ȉ
)RXUOLQHDXGLRRXWSXWV
7KHDXGLRH[SDQGHUKDVIRXUWUDQVIRUPHULVRODWHGDQD
ORJDXGLRLQSXWV7ZRRIWKHVHDUHVHOHFWDEOHEHWZHHQ
PLFURSKRQHDQGOLQH7KHRWKHUWZRLQSXWVDUHIL[HGOLQH 3 8
LQSXWV7KHH[SDQGHUKDVIRXUWUDQVIRUPHULVRODWHGDQD
ORJDXGLROLQHRXWSXWV,WKDVEXLOWLQGLJLWDODXGLRSUR
FHVVLQJFDSDEOHRIWKUHHSDUDPHWULFDQGWZRVKHOYLQJ
HTXDOL]HUVHFWLRQVIRUDOODXGLRLQDQGRXWSXWV7KH\DOVR
KDYHDVHOHFWDEOHN+]PRQLWRULQJVLJQDO7KH[
$XGLRLQSXWV
ȈFKDUDFWHUGLVSOD\DQGWKHURWDU\FRQWUROHQDEOHORFDO
VWDWXVHQTXLULHV &RQWUROLQSXWV
7KHGLVSOD\VKRZVWKH98PHWHUUHDGLQJZKHQDXGLR
PRQLWRULQJPRGHLVDFWLYH$XGLRFDQDOVREHPRQLWRUHG 3ODVWLFRSWLFDOILEHUQHWZRUN
E\XVLQJDKHDGSKRQH $XGLRRXWSXWV
7KHHLJKWFRQWUROLQSXWVDUHIUHHO\SURJUDPPDEOHIRU
V\VWHPDFWLRQVDQGSULRULWLHVFDQEHDVVLJQHGWRWKHVH &RQWURORXWSXWV
LQSXWV(DFKFRQWUROLQSXWKDVWKHDELOLW\WRPRQLWRUWKH
DWWDFKHGOLQHIRURSHQDQGVKRUWFLUFXLWV)LYHFRQWURO 'LVSOD\DQGFRQWURO
RXWSXWVDUHIUHHO\SURJUDPPDEOHIRUIDXOWVDQGFDOOUHOD 1HWZRUNSURFHVVRUDQG'63
WHGDFWLRQV
7KHDXGLRH[SDQGHUVXSSRUWVUHGXQGDQWQHWZRUNFD 1HWZRUNUHGXQGDQF\VZLWFKLQJ
EOLQJ7KHQHWZRUNFDQEHHLWKHUVLQJOHEUDQFKRUUHGXQ
GDQWORRS7KHXQLWLVSRZHUHGIURPWKHQHWZRUNFRQ 3DUWVLQFOXGHG
WUROOHUYLDWKHQHWZRUNFDEOH7KHH[SDQGHULVVHOIPRQL
WRULQJDQGFRQWLQXRXVO\UHSRUWVLWVVWDWXVWRWKHQHW 4XDQWLW\ &RPSRQHQW
ZRUNFRQWUROOHU
356$(;$XGLR([SDQGHU
&RQWUROVDQG,QGLFDWRUV
[ȈFKDUDFWHU/&'VWDWXVGLVSOD\ 6HWRIPRXQWLQJEUDFNHWVIRUµUDFN
%RVFK6HFXULW\6\VWHPV%9 ZZZERVFKVHFXULW\FRP
'LJLWDO3$DQG(PHUJHQF\6RXQG_3UDHVLGHR6\VWHP_
1RPLQDO,QSXW/HYHO G%9
61 !G%$ZLWKG%KHDGURRP
&055 !G%DW+]
,QSXW,PSHGDQFH RKP
3KDQWRPVXSSO\ 99DWP$
,QSXWUDQJH G%WRG%UHIQRPLQDOLQSXWOHYHO
/LQHRXWSXWV [
2XWSXW,PSHGDQFH RKP
61 !G%$DWPD[LPXPOHYHO
&URVVWDON G%
'LVWRUWLRQDWN+]
&RQWUROLQSXWV [
&RQQHFWRUV 5HPRYDEOHVFUHZWHUPLQDOV
&RQWURORXWSXWV [
&RQQHFWRUV 5HPRYDEOHVFUHZWHUPLQDOV
0HFKDQLFDO
'LPHQVLRQV+[:['
IRUWDEOHWRSZLWKIHHW [[PP
[[LQ
IRUµUDFNZLWKEUDFNHWV [[PP
[[LQ
ZZZERVFKVHFXULW\FRP %RVFK6HFXULW\6\VWHPV%9
_'LJLWDO3$DQG(PHUJHQF\6RXQG_3UDHVLGHR6\VWHP
/%%&REUD1HW DXGLRFKDQQHOVDUHURXWHGYLDWKHLQWHUIDFHQRWFRQWURO
GDWD7KLVPHDQVWKDWLIXQLWVDUHXVHGWROLQNPXOWLSOH
,QWHUIDFH V\VWHPVD3&PDVWHUPXVWDOZD\VDFFHVVWKHQHWZRUN
FRQWUROOHUVWKURXJKWKHLURSHQLQWHUIDFHVIRUFRQWUROSXU
SRVHV
7KHHLJKWFRQWUROLQSXWVDUHIUHHO\SURJUDPPDEOHIRU
V\VWHPDFWLRQVDQGSULRULWLHVFDQEHDVVLJQHGWRWKHVH
LQSXWV)LYHFRQWURORXWSXWVDUHIUHHO\SURJUDPPDEOHIRU
IDXOWVDQGFDOOUHODWHGDFWLRQV&RQWUROLQSXWVFDQDOVR
EHSURJUDPPHGIRUPRPHQWDU\RUWRJJOHRSHUDWLRQXV
LQJWKHFRQILJXUDWLRQVRIWZDUH(DFKFRQWUROLQSXWKDV
WKHDELOLW\WRPRQLWRUWKHDWWDFKHGOLQHIRURSHQDQG
VKRUWFLUFXLWV
7KH[FKDUDFWHUGLVSOD\DQGWKHURWDU\FRQWUROHQD
EOHORFDOVWDWXVHQTXLULHV7KHGLVSOD\VKRZVWKH98PH
WHUUHDGLQJZKHQWKHDXGLRPRQLWRULQJPRGHLVDFWLYH
$XGLRFDQEHPRQLWRUHGE\KHDGSKRQH
)HDWXUHV
7KHLQWHUIDFHVXSSRUWVUHGXQGDQWQHWZRUNFDEOLQJRI
)RXU&REUD1HW DXGLRLQSXWV
70
ERWKDQDXGLRV\VWHPDQG&REUD1HW70QHWZRUNV,WJHWV
LWVSRZHUIURPWKHQHWZRUNFRQWUROOHUYLDWKHQHWZRUN
)RXU&REUD1HW70DXGLRRXWSXWV
FDEOH7KHXQLWLVVHOIPRQLWRULQJDQGFRQWLQXDOO\UHSRUWV
(LJKWVXSHUYLVHGFRQWUROLQSXWVDQGILYHFRQWURO LWVVWDWXVWRWKHQHWZRUNFRQWUROOHU
RXWSXWV &RQWUROVDQGLQGLFDWRUV
[FKDUDFWHU/&'VWDWXVGLVSOD\
5HGXQGDQW3UDHVLGHRQHWZRUNFRQQHFWLRQ
5RWDU\SXVKFRQWUROIRUPHQXFRQWURODQGKHDG
5HGXQGDQW&REUD1HW70QHWZRUNFRQQHFWLRQ SKRQHYROXPH
&REUD1HW70GHYHORSHGE\3HDN$XGLRLVDQHWZRUNSUR ,QWHUFRQQHFWLRQV
WRFROIRUUHDOWLPHXQFRPSUHVVHGGLJLWDODXGLRGLVWULEX 7ZRRSWLFDOQHWZRUNFRQQHFWLRQV
WLRQRYHULQGXVWU\VWDQGDUG%DVH7(WKHUQHWQHW 7ZR5-(WKHUQHWFRQQHFWRUVIRUWKH&REUD1HW
ZRUNV7\SLFDODSSOLFDWLRQVDUHURRPFRXSOLQJDQGDXGLR (LJKWFRQWUROLQSXWVWRHQDEOHDXGLRLQSXWVDQGDX
GLVWULEXWLRQRYHUORQJGLVWDQFHV GLRRXWSXWV
)LYHFRQWURORXWSXWVWRLQGLFDWHFKDQQHOHQJDJHG
VWDWH
&REUD1HW70DXGLRFKDQQHOVFDQEHFRQILJXUHGDVLQSXWV 2QHKHDGSKRQHRXWSXWPPLQVWHUHR
WRD3UDHVLGHRV\VWHPZKHUHWKH\FDQEHURXWHGSHUPD
QHQWO\RUFRQGLWLRQDOO\WRDQ\RIWKH]RQHVRUDXGLRRXW
SXWV7KHURXWLQJFRQGLWLRQVDUHFRQILJXUHGXVLQJWKH
FRQILJXUDWLRQVRIWZDUH&DOOVDQGEDFNJURXQGPXVLF
%*0VRXUFHVFDQEHURXWHGWR&REUD1HW70FKDQQHOV
'LJLWDODXGLRGDWDLVGLUHFWO\FRQYHUWHGEHWZHHQDQDX
GLRV\VWHPDQG&REUD1HW70ZLWKQRRWKHUDXGLRSUR
FHVVLQJWKDQVDPSOHUDWHFRQYHUVLRQ&RQWUROLQSXWVDQG
RXWSXWVDUHSURYLGHGIRUH[WHUQDOLQWHUIDFLQJ7KHHTXLS
PHQWFDQEHXVHGIUHHVWDQGLQJWDEOHWRSRULQDµ
UDFN
5HDUYLHZ
&REUD1HW70LVDUHJLVWHUHGWUDGHPDUNRI3HDN$XGLRD
'LYLVLRQRI&LUUXV/RJLF,QF &HUWLILFDWLRQVDQGDSSURYDOV
)XQFWLRQV
6DIHW\ DFFWR,(&(1
7KH3UDHVLGHR&REUD1HW70,QWHUIDFHFDQVLPXOWDQHRXVO\
,PPXQLW\ DFFWR(1ȉ(1ȉ
LQWHUIDFHXSWRIRXUGLJLWDODXGLRFKDQQHOVIURP&REUD
(1ȉ
1HW70LQWRDQDXGLRV\VWHPDQGXSWRIRXUDXGLRFKDQ
QHOVIURPDQDXGLRV\VWHPLQWRD&REUD1HW70QHWZRUN (PLVVLRQV DFFWR(1)&&SDUW%
7KLVLQFOXGHVFRQYHUWLQJEHWZHHQWKHN+]VDPSOH
UDWHXVHGE\3UDHVLGHRDQGWKHN+]VDPSOHUDWHWKDW (PHUJHQF\ DFFWR(1
&REUD1HW70XVHVDVZHOODVFRQVHUYLQJYROXPHOHYHOV,W
FDQDOVRURXWHDXGLRFKDQQHOVEHWZHHQLWVHOIDQGRWKHU 0DULWLPH DFFWR,(&
&REUD1HW70,QWHUIDFHVLQWKHVDPHRULQRWKHUDXGLRV\V
WHPQHWZRUNVRUWRWKLUGSDUW\&REUD1HW70XQLWV2QO\
%RVFK6HFXULW\6\VWHPV%9 ZZZERVFKVHFXULW\FRP
'LJLWDO3$DQG(PHUJHQF\6RXQG_3UDHVLGHR6\VWHP_
&RQQHFWRUV 5HPRYDEOHVFUHZWHUPLQDOV
1 6 7 D/A
0HFKDQLFDO
'LPHQVLRQV+[:['
2 I 8 O 4 IRUWDEOHWRSZLWKIHHW [[PP
[[LQ
IRUµUDFNZLWKEUDFN [[PP
HWV [[LQ
3 9
LQIURQWRIEUDFNHWV PPLQ
(WKHUQHWQHWZRUN
:HLJKW NJOEV
&RQWUROLQSXWV
0RXQWLQJ 7DEOHWRSµUDFN
3ODVWLFRSWLFDOILEHUQHWZRUN
&RORU &KDUFRDO3+ZLWKVLOYHU
&RQWURORXWSXWV
(QYLURQPHQWDO
'LVSOD\DQGFRQWURO
2SHUDWLQJWHPSHUDWXUH &WR&)WR)
&REUD1HW70LQWHUIDFH
3DUWVLQFOXGHG 2UGHULQJLQIRUPDWLRQ
/%%&REUD1HW,QWHUIDFH
4XDQWLW\ &RPSRQHQW
&REUD1HWLQWHUIDFHFRQYHUWVDXGLRFKDQQHOVIURP
/%%&REUD1HW,QWHUIDFH 3UDHVLGHRWR&REUD1HWRQVWDQGDUG%DVH7(WKHUQHW
DQGDXGLRFKDQQHOVEDFNSRZHUHGIURP3UDHVLGHR
6HWRIPRXQWLQJEUDFNHWVIRUµUDFN QHWZRUNUDFNXQLW58
2UGHUQXPEHU/%%
6HWRIIHHW
6HWRIFRQQHFWRUV
7HFKQLFDOVSHFLILFDWLRQV
(OHFWULFDO
6XSSO\YROWDJH WR9'&
$XGLR7UDQVSRUW (WKHUQHW
&KDQQHOV LQRXWSHULQWHUIDFH
0D[RQ&REUD1HW70
ZZZERVFKVHFXULW\FRP %RVFK6HFXULW\6\VWHPV%9
_'LJLWDO3$DQG(PHUJHQF\6RXQG_3UDHVLGHR6\VWHP
201(2,QWHUIDFH QHOVDUHURXWHGYLDWKHLQWHUIDFHQRWFRQWUROGDWD7KLV
PHDQVWKDWLIXQLWVDUHXVHGWROLQNPXOWLSOHV\VWHPVD
3&PDVWHUPXVWDOZD\VDFFHVVWKH3UDHVLGHRQHWZRUN
FRQWUROOHUVWKURXJKWKHLU2SHQLQWHUIDFHVIRUFRQWURO
SXUSRVHV
7KHHLJKWFRQWUROLQSXWVDUHIUHHO\SURJUDPPDEOHIRU
V\VWHPDFWLRQVDQGSULRULWLHVFDQEHDVVLJQHGWRWKHVH
LQSXWV)LYHFRQWURORXWSXWVDUHIUHHO\SURJUDPPDEOHIRU
IDXOWVDQGFDOOUHODWHGDFWLRQV&RQWUROLQSXWVFDQDOVR
EHSURJUDPPHGIRUPRPHQWDU\RUWRJJOHRSHUDWLRQXV
LQJWKHFRQILJXUDWLRQVRIWZDUH(DFKFRQWUROLQSXWKDV
WKHDELOLW\WRPRQLWRUWKHDWWDFKHGOLQHIRURSHQDQG
)HDWXUHV VKRUWFLUFXLWV
)RXU201(2DXGLRLQSXWVDQGRXWSXWV 7KH[ȈFKDUDFWHUGLVSOD\DQGWKHURWDU\FRQWUROHQD
EOHORFDOVWDWXVHQTXLULHV7KHGLVSOD\VKRZVWKH98ȈPH
(LJKWVXSHUYLVHGFRQWUROLQSXWVDQGILYHFRQWURO WHUUHDGLQJZKHQWKHDXGLRPRQLWRULQJPRGHLVDFWLYH
RXWSXWV $XGLRFDQEHPRQLWRUHGE\KHDGSKRQH
5HGXQGDQW3UDHVLGHRQHWZRUNFRQQHFWLRQ
7KHLQWHUIDFHVXSSRUWVUHGXQGDQWQHWZRUNFDEOLQJRI
5HGXQGDQW201(2QHWZRUNFRQQHFWLRQ ERWKDQDXGLRV\VWHPDQG201(2QHWZRUNV,WJHWVLWV
SRZHUIURPWKHQHWZRUNFRQWUROOHUYLDWKHQHWZRUNFD
+HDGSKRQHFRQQHFWLRQDQG98ȈPHWHUIRUDXGLR EOH7KHXQLWLVVHOIPRQLWRULQJDQGFRQWLQXDOO\UHSRUWV
PRQLWRULQJ LWVVWDWXVWRWKHQHWZRUNFRQWUROOHU
201(2GHYHORSHGE\%RVFKLVDQHWZRUNSURWRFROIRU &RQWUROVDQGLQGLFDWRUV
UHDOWLPHXQFRPSUHVVHGGLJLWDODXGLRGLVWULEXWLRQDQG [FKDUDFWHU/&'VWDWXVGLVSOD\
FRQWURORYHULQGXVWU\VWDQGDUG,3QHWZRUNV 5RWDU\SXVKFRQWUROIRUPHQXFRQWURODQGKHDG
201(2·VPHGLDWUDQVSRUWWHFKQRORJ\LV$XGLQDWH·V SKRQHYROXPH
'DQWHDKLJKSHUIRUPDQFHVWDQGDUGVȈEDVHGURXW
DEOH,3PHGLDWUDQVSRUWV\VWHP ,QWHUFRQQHFWLRQV
7ZRRSWLFDOQHWZRUNFRQQHFWLRQV
201(2·VV\VWHPFRQWUROWHFKQRORJ\LV2SHQ&RQ
7ZR5-(WKHUQHWFRQQHFWRUVIRU201(2
WURO$UFKLWHFWXUHRU2&$2&$LVDQRSHQSXEOLF
(LJKWFRQWUROLQSXWVWRHQDEOHDXGLRLQSXWVDQGDX
VWDQGDUGIRUWKHFRQWURODQGPRQLWRULQJRISURIHV
GLRRXWSXWV
VLRQDOPHGLDQHWZRUNV
)LYHFRQWURORXWSXWVWRLQGLFDWHFKDQQHOHQJDJHG
VWDWH
201(2RU'DQWHDXGLRFKDQQHOVFDQEHFRQILJXUHGDV 2QHKHDGSKRQHRXWSXWPPLQVWHUHR
LQSXWVWRD3UDHVLGHRV\VWHPZKHUHWKH\FDQEHURXWHG
SHUPDQHQWO\RUFRQGLWLRQDOO\WRDQ\RIWKH]RQHVRUDX
GLRRXWSXWV7KHURXWLQJFRQGLWLRQVDUHFRQILJXUHGXVLQJ
WKHFRQILJXUDWLRQVRIWZDUH&DOOVDQGEDFNJURXQGPXVLF
%*0VRXUFHVFDQEHURXWHGWR201(2RU'DQWH
FKDQQHOV'LJLWDODXGLRGDWDLVGLUHFWO\FRQYHUWHGEH
WZHHQDQDXGLRV\VWHPDQG201(2ZLWKQRRWKHUDX
GLRSURFHVVLQJWKDQVDPSOHUDWHFRQYHUVLRQ&RQWUROLQ
SXWVDQGRXWSXWVDUHSURYLGHGIRUH[WHUQDOLQWHUIDFLQJ
7KHHTXLSPHQWFDQEHXVHGIUHHVWDQGLQJWDEOHWRSRU
LQDµUDFN
5HDUYLHZ
'DQWHLVDWUDGHPDUNRI$XGLQDWH3W\/WG$XGLQDWHLV
DUHJLVWHUHGWUDGHPDUNRI$XGLQDWH3W\/WG &HUWLILFDWLRQVDQGDSSURYDOV
)XQFWLRQV
6DIHW\ DFFWR,(&(1
7KH3UDHVLGHR201(2,QWHUIDFHFDQVLPXOWDQHRXVO\LQ
,PPXQLW\ DFFWR(1ȉ(1ȉ
WHUIDFHXSWRIRXUGLJLWDODXGLRFKDQQHOVIURP201(2
(1ȉ
LQWRDQDXGLRV\VWHPDQGXSWRIRXUDXGLRFKDQQHOVIURP
DQDXGLRV\VWHPLQWRDQ201(2QHWZRUN7KLVLQFOXGHV (PLVVLRQV DFFWR(1)&&SDUW%
FRQYHUWLQJEHWZHHQWKHN+]VDPSOHUDWHXVHGE\
3UDHVLGHRDQGWKHN+]VDPSOHUDWHWKDW201(2 (PHUJHQF\ DFFWR(1ȉ
XVHVDVZHOODVFRQVHUYLQJYROXPHOHYHOV,WFDQDOVR
URXWHDXGLRFKDQQHOVEHWZHHQLWVHOIDQGRWKHU201(2
,QWHUIDFHVLQWKHVDPHRULQRWKHUDXGLRV\VWHPQHW
ZRUNVRUWRWKLUGSDUW\'DQWHXQLWV2QO\DXGLRFKDQ
%RVFK6HFXULW\6\VWHPV%9 ZZZERVFKVHFXULW\FRP
'LJLWDO3$DQG(PHUJHQF\6RXQG_3UDHVLGHR6\VWHP_
&RQWURORXWSXWV [
5
&RQQHFWRUV 5HPRYDEOHVFUHZWHUPLQDOV
0HFKDQLFDO
1 6 7 D/A
'LPHQVLRQV+[:['
IRUWDEOHWRSZLWKIHHW [[PP
2 I 8 O 4 [[LQ
IRUµUDFNZLWKEUDFN [[PP
HWV [[LQ
&RQWURORXWSXWV (QYLURQPHQWDO
6HWRIIHHW
6HWRIFRQQHFWRUV
7HFKQLFDOVSHFLILFDWLRQV
(OHFWULFDO
6XSSO\YROWDJH WR9'&
&KDQQHOV LQRXWSHULQWHUIDFH
RQ201(2
&RPSOLDQFH ,(((
$XGLR7UDQVSRUW ȉELW
6DPSOH5DWH N+]
/DWHQF\ PV
ZZZERVFKVHFXULW\FRP %RVFK6HFXULW\6\VWHPV%9
_'LJLWDO3$DQG(PHUJHQF\6RXQG_3UDHVLGHR3HULSKHUDOV
/RXGVSHDNHUV/LQH,VRODWRU 6\VWHPRYHUYLHZ
6\VWHP
1 2
3
4 4 6 4
4 6 4 4
3
1XPEHU ,WHP
=RQHRXWSXWRISXEOLFDGGUHVVYRLFHDODUPV\VWHP
0DVWHU8QLW
)HDWXUHV /RXGVSHDNHUORRS
,VRODWRU%RDUG
3URYLGHVUHGXQGDQWORXGVSHDNHUORRSVIRUSXEOLF
DGGUHVVDQGYRLFHDODUPV\VWHPV /RXGVSHDNHU
'UDPDWLFDOO\UHGXFHVFRVWDQGFRPSOH[LW\RILQ '&%ORFNLQJ%RDUG
VWDOODWLRQVE\ODUJHO\HOLPLQDWLQJH[SHQVLYH( 7KH/RXGVSHDNHUV/LQH,VRODWRU6\VWHPFRQVLVWVRIWKH
FDEOLQJ IROORZLQJSURGXFWV
6L[ORXGVSHDNHUORRSVSHU0DVWHU8QLWDQGXSWR 0DVWHU8QLW
,VRODWRU%RDUGVSHUORRS
2SHUDWHVRQDQG9'&EDFNXSSRZHU
:DON7HVWPRGHDQGLQVWDOODWLRQWHVWEXWWRQIRU
HDV\IDXOWILQGLQJDQGLQVWDOODWLRQ
7KH/RXGVSHDNHUV/LQH,VRODWRU6\VWHPLVWKHFRVWȈHIIL
FLHQWVROXWLRQIRUSUHYHQWLQJORVVRIDXGLRIXQFWLRQLQ
SXEOLFDGGUHVVDQGYRLFHDODUPV\VWHPVDVDUHVXOWRI 30Ȉ/,60
ORXGVSHDNHUOLQHIDXOWV 7KH]RQHRXWSXWVRIWKHSXEOLFDGGUHVVYRLFHDODUPV\V
,WODUJHO\HOLPLQDWHVWKHQHHGIRUH[SHQVLYH(FDEOLQJ WHPDUHFRQQHFWHGWRWKHUHDURIWKH0DVWHU8QLW
E\PDNLQJXVHRIWKHVRȈFDOOHGORRSZLULQJPHWKRG7KH ZKLFKFDQPDQDJHDWRWDORIVL[:ORXGVSHDNHU
V\VWHPLVIXOO\VXSHUYLVHGDQGLVSHUIHFWO\VXLWHGIRUXVH ORRSV
LQFRPPHUFLDOSUHPLVHVVXFKDVRIILFHEXLOGLQJVDQGKR 7KHVWDWXVRIHDFKORRSLVLQGLFDWHGE\/('VRQWKH
WHOV IURQWSDQHORIWKH0DVWHU8QLW7KHIURQWSDQHODOVRKDV
/('VWRLQGLFDWHWKHVWDWXVRIWKHPDLQVVXSSO\DQG
EDFNXSEDWWHU\SRZHUVXSSO\$OOIDXOWLQGLFDWRUVRQWKH
7\SLFDODSSOLFDWLRQVLQFOXGH IURQWSDQHODUHOLQNHGWRIDXOWUHOD\VRQWKHUHDUSDQHORI
3XEOLFDGGUHVVV\VWHPVWKDWFRYHUODUJH]RQHVPRUH WKH0DVWHU8QLW
WKDQORXGVSHDNHUVSHU]RQH
9RLFHDODUPORFDWLRQVWKDWKDYHVHYHUDOURRPVLQ ,VRODWRU%RDUG
WKHVDPHILUH]RQH 6XSSOLHGZLWK,3UDWHGKRXVLQJ
30Ȉ/,66
%RVFK6HFXULW\6\VWHPV%9 ZZZERVFKVHFXULW\FRP
'LJLWDO3$DQG(PHUJHQF\6RXQG_3UDHVLGHR3HULSKHUDOV_
,QVWDOODWLRQFRQILJXUDWLRQQRWHV
&RQQHFWLRQVDQGVZLWFKHVRQUHDURI0DVWHU8QLW
1 2 345 6 7 8 10 11
Mains 115/230V
115: 230:
100-120V 50-60Hz 220-240V 50-60Hz
T6.3A 250V T6.3A 250V
Loop 1 Loop 2 Loop 3 Fault Outputs
Gnd Short Slave
Disable Loop
Disable Loop
100V In Loop Out Loop RTN 100V In Loop Out Loop RTN 100V In Loop Out Loop RTN
Walk Test
Walk Test
Walk Test
Reserved
Reserved
Reserved
Mains
Loop Loop Loop General Mains Battery Battery
Loop Fault Ground Short OK Loop Fault Ground Short OK
Loop Fault Ground Short OK
Ground Lift
Grounded Floating
Loop 4 Loop 5 Loop 6
Gnd Short Slave
Disable Loop
Disable Loop
100V In Loop Out Loop RTN 100V In Loop Out Loop RTN 100V In Loop Out Loop RTN
Walk Test
Walk Test
Walk Test
Reserved
Reserved
Reserved
Loop Loop Loop
Loop Fault Ground Short Loop Fault Ground Short OK Loop Fault Ground Short
OK OK
Caution
Battery 24 / 48 V 4.5 A Max Risk of electric s hock.
Connect Connect Connect Do not open
13 9 12
30Ȉ/,6'
/RRSFRQQHFWLRQ[,QSXW6HQG5HWXUQ
7KH'&%ORFNLQJ%RDUGEORFNV'&DQGSURYLGHVRYHUORDG
)DXOWRXWSXWFRQQHFWLRQSHUORRS
SURWHFWLRQE\XVHRIFXUUHQWOLPLWLQJ,WKDVWKHVDPH
/RRS2./('SHUORRS
FRQQHFWLRQVDVWKH,VRODWRU%RDUGZKLFKDOORZVIRU
&RQQHFWLRQIDXOW/('SHUORRS
TXLFNDQGFRQYHQLHQWFRQQHFWLRQRIWKHORXGVSHDNHU
',3VZLWFKHVSHUORRS'LVDEOHORRS*URXQGVKRUW
ORRSDQGWDSRIIFRQQHFWLRQVPD[LPXP:ORXG
6ODYH:DON7HVW
VSHDNHUORDG7KH'&%ORFNLQJ%RDUGFDQEHPRXQWHG
&RPPRQIDXOWRXWSXWV*HQHUDO0DLQV%DWWHU\
LQVLGHVHOHFWHG%RVFKORXGVSHDNHUV
*URXQGVKRUW
)XQFWLRQV ',3VZLWFK0DLQVVXSHUYLVLRQ%DWWHU\VXSHUYLVLRQ
9ROWDJHVHOHFWLRQVZLWFK9$&
&RQWUROVDQGLQGLFDWRUV '&EDFNXSVXSSO\LQSXWFRQQHFWRUȈ9'&
7KH/RXGVSHDNHUV/LQH,VRODWRU6\VWHPLVIXOO\VXSHU *URXQGOLIWVHOHFWLRQVZLWFK
YLVHGUHSRUWHGIDXOWVDUHQRQȈODWFKLQJ7KHUHDUHQRRS $&PDLQVSRZHUVZLWFK
HUDWRUFRQWUROVRQWKHIURQWRUUHDUSDQHOVRIWKH0DVWHU $&PDLQVLQSXWVRFNHW9$&
8QLW7KHXVHULQWHUIDFHRQWKHIURQWSDQHOFRQVLVWVRI
/('VWKDWLQGLFDWHWKHIROORZLQJFRQGLWLRQV
:DON7HVWPRGH
)DXOW
/RRSLQLWLDOL]DWLRQ
/RRS2.
7KHVWDWXVRIWKHPDLQVVXSSO\DQGEDFNXSEDWWHU\SRZ
HUVXSSO\LVDOVRLQGLFDWHG
7KHUHDUSDQHOFRQWDLQVWKHLQWHUFRQQHFWLRQVYROWDJH
VHOHFWRUPDLQVSRZHUVZLWFKDQG',3VZLWFKHVIRUVHW
XSDQGWHVWSXUSRVHV
ZZZERVFKVHFXULW\FRP %RVFK6HFXULW\6\VWHPV%9
_'LJLWDO3$DQG(PHUJHQF\6RXQG_3UDHVLGHR3HULSKHUDOV
=RQHRXWSXWRISXEOLFDGGUHVVYRLFHDODUPV\VWHP
0DVWHU8QLW
1 2
3 4 4 4 /RXGVSHDNHUORRSRQHORRSVKRZQ
,VRODWRU%RDUG
5 /RXGVSHDNHU
4 4 4 '&%ORFNLQJ%RDUGRU'&EORFNLQJFDSDFLWRU
3
7DSRIIIRUORXGVSHDNHUV
5
(QGȉRIȉOLQHUHVLVWRU
,QVWDOODWLRQRSWLRQ2QH,VRODWRU%RDUGIRUHDFKORXG
VSHDNHU 3DUWVLQFOXGHG
4XDQWLW\ &RPSRQHQW
30ȉ/,60²0DVWHU8QLW
1 2
3 0DVWHU8QLW
4 4
7 6 6 8 7 6 8
6DIHW\LQVWUXFWLRQV
1RWLFHZLWKLQVWUXFWLRQVIRUGRZQORDGLQJPDQXDO
5
4 4 0DLQVSRZHUFRUG
3
7 6 6 8 7 6 8
6HWRIFRQQHFWRUV
6HWRIµ8PRXQWLQJEUDFNHWV
5
,QVWDOODWLRQRSWLRQ%UDQFKRIORXGVSHDNHUVFRQQHF 30ȉ/,66²,VRODWRU%RDUG
WHGWRDQ,VRODWRU%RDUG ,VRODWRU%RDUG
6HWRIFRQQHFWRUV
,3ȉUDWHGKRXVLQJ
1 2
3 (QGȉRIȉOLQHUHVLVWRUNRKP:
4 6 6 4 6
&DEOHWLHVIRUVWUDLQUHOLHI
5 30/,6'²'&%ORFNLQJ%RDUG
4 6 6 4 '&%ORFNLQJ%RDUG
3
6HWRIFRQQHFWRUV
5
,QVWDOODWLRQRSWLRQ/RXGVSHDNHUVFRQQHFWHGEHWZHHQ 7HFKQLFDOVSHFLILFDWLRQV
,VRODWRU%RDUGV 30/,60
(OHFWULFDO
0DLQVSRZHUVXSSO\
1 2
3 4 4
6 6 9ROWDJH 9$&
+]
5
)XVHUDWLQJ 7$9
6 6 4
3 ,QUXVKFXUUHQW 7LPHPV$
7 6 6 8
5 0D[SRZHUFRQVXPSWLRQ :
5
%DWWHU\SRZHUVXSSO\
&RPELQHGLQVWDOODWLRQRSWLRQV
9ROWDJH ²9'&QRPLQDORU
9'&
%RVFK6HFXULW\6\VWHPV%9 ZZZERVFKVHFXULW\FRP
'LJLWDO3$DQG(PHUJHQF\6RXQG_3UDHVLGHR3HULSKHUDOV_
0RXQWLQJ µUDFN
+DUGZDUH,QWHUIDFHV
&RORU &KDUFRDOZLWKVLOYHU
9DXGLR,2ORRSȉ 3OXJJDEOHVFUHZFRQQHFWRU
)DXOWRXWSXWORRSȉ )ORDWLQJFRQWDFWV9$ (QYLURQPHQWDO
0D[LPXPWDSȉRIIORDG :
7HVWIDXOWLQGLFDWLQJ/(' <HOORZ
7HVWEXWWRQ 0RPHQWDU\
0HFKDQLFDO
+RXVLQJ [[PP
[[LQ
0RXQWLQJRSWLRQV 5HDG\PRXQWHGLQWKH
VXSSOLHGKRXVLQJ
0RXQWHGLQVLGHWKHORXG
%DWWHU\SRZHUFRQVXPSWLRQ9 VSHDNHU
0RXQWHGLQDQ,3
KRXVLQJDQRSWLRQDO
PRXQWLQJEUDFNHW
/%%LVUH
TXLUHG
&RORU 5HG
)LUHUHVLVWDQWSURSHUWLHV 8/
,QJUHVSURWHFWLRQ ,3
3XQFKRXWKROHVIRUFDEOHV KROHVIRUPPZLUHV
KROHVIRUPPZLUHV
%DWWHU\SRZHUFRQVXPSWLRQ9 (QYLURQPHQWDO
0HFKDQLFDO 2SHUDWLQJWHPSHUDWXUH &WR&
)WR)
'LPHQVLRQV+[:['
6WRUDJHWHPSHUDWXUH &WR&
)RUµUDFNXVHZLWKEUDFNHWV [[PP
)WR)
[[LQ
ZZZERVFKVHFXULW\FRP %RVFK6HFXULW\6\VWHPV%9
_'LJLWDO3$DQG(PHUJHQF\6RXQG_3UDHVLGHR3HULSKHUDOV
5HODWLYHKXPLGLW\ WR
$LUSUHVVXUH WRK3D
(QGRIOLQHUHVLVWRU
(OHFWULFDO
(QGRIOLQHUHVLVWRU NRKP!:UHVLVWRU
30/,6'
(OHFWULFDO
/RXGVSHDNHUORRSFRQQHFWLRQ 9$&DXGLRPD[$
;;
0D[LPXPORRSWKRXJKORXG :
VSHDNHUORDG
7DSRII; :RQWDSȉRII
+LJKSDVVILOWHU +]DW:ORDG
+]DW:ORDG
0HFKDQLFDO
0RXQWLQJ ,QWHUQDOO\PRXQWHGLQWKHORXG
VSHDNHUDQRSWLRQDOPRXQWLQJ
EUDFNHW/%%LVUH
TXLUHG
(QYLURQPHQWDO
2SHUDWLQJWHPSHUDWXUH &WR&
)WR)
6WRUDJHWHPSHUDWXUH &WR&
)WR)
5HODWLYHKXPLGLW\ WR
$LUSUHVVXUH WRK3D
2UGHULQJLQIRUPDWLRQ
/RXGVSHDNHU/LQH,VRODWRU6\VWHP0DVWHU
0DVWHU8QLWIRUWKH/RXGVSHDNHUV/LQH,VRODWRU6\VWHP
FUHDWHVVL[UHGXQGDQWORXGVSHDNHUORRSVZDWWVSHU
ORRSPD[LPXPRI,VRODWRU%RDUGVSHUORRS
2UGHUQXPEHU30/,60
/RXGVSHDNHU/LQH,VRODWRUZLWK+RXVLQJ
,VRODWRU%RDUGIRUGLVWULEXWLQJDXGLRIURPSXEOLFDG
GUHVVYRLFHDODUPV\VWHPYLD0DVWHU8QLWWRORXGVSHDN
HUV
2UGHUQXPEHU30/,66
/RXGVSHDNHU'&%ORFNLQJ%RDUG
'&%ORFNLQJ%RDUGIRU'&EORFNLQJDQGRYHUȈFXUUHQW
SURWHFWLRQPXVWEHLQVWDOOHGLQV\VWHPLIORXGVSHDNHULV
QRWHTXLSSHGZLWKDQ,VRODWRU%RDUG
2UGHUQXPEHU30/,6'
%RVFK6HFXULW\6\VWHPV%9 ZZZERVFKVHFXULW\FRP
'LJLWDO3$DQG(PHUJHQF\6RXQG_3UDHVLGHR3HULSKHUDOV_
(PHUJHQF\ DFFWR(1(1ȉ
,62ȉ
0DULWLPH DFFWR,(&
5HJLRQ &HUWLILFDWLRQ
(XURSH &(
&35 (8B&35
&( &2&
&( &HUW$ODUP
&( '23
*/
3DUWVLQFOXGHG
)HDWXUHV
4XDQWL &RPSRQHQW
7ZRFXUUHQWOLPLWHGQHWZRUNWDSRIIV W\
6XSSRUWVUHGXQGDQWQHWZRUNFRQQHFWLRQRQPDLQ 356ȉ1631HWZRUN6SOLWWHU
ORRS
0RXQWLQJEUDFNHW
&DQIHHGSRZHUIURPDQH[WHUQDOVXSSO\WRWKH
3RZHUVXSSO\FRQQHFWRU
QHWZRUN
,QGLFDWRUVIRUSRZHUDQGIDXOWVWDWXV 7HFKQLFDOVSHFLILFDWLRQV
7KHQHWZRUNVSOLWWHULVXVHGLQDQHWZRUNWRSURYLGHWZR (OHFWULFDO
EUDQFKHVIURPWKHPDLQFDEOHUXQ,WFDQXVHDQH[WHUQDO
'&SRZHUVXSSO\RULWFDQXVHWKHSRZHUVXSSO\IURP 3RZHUFRQVXPSWLRQ :QHWZRUN
WKHQHWZRUNFRQWUROOHU7KHXQLWDXWRPDWLFDOO\VZLWFKHV ([WHUQDOSRZHUVXSSO\
WRWKHORFDOSRZHUVXSSO\XQLWZKHQLWLVFRQQHFWHGWRLW
UHGXFLQJWKHSRZHUGUDLQRQWKHPDLQQHWZRUN7KHQHW 9ROWDJH WR9'&9'&QRPLQDO
ZRUNVSOLWWHUFDQDOVRIXQFWLRQDVDUHSHDWHUHIIHFWLYHO\
H[WHQGLQJWKHOHQJWKRIWKHPDLQQHWZRUNDQRWKHU &XUUHQW $PD[LPXP$SHDNV
PHWHUV
0HFKDQLFDO
)XQFWLRQV
'LPHQVLRQV+[:['
7KHVSOLWWHULQVHUWV3UDHVLGHRXQLWVFRQQHFWHGWRDWDS
RIILQWRWKHPDLQQHWZRUNKRZHYHUZLWKRXWWKHUHGXQ :LWKRXWEUDFNHW [[PP
GDQF\RIWKHPDLQORRS7KHPD[LPXPFXUUHQWVXSSOLHG [[LQ
IRUHDFKRIWKHWZRWDSRIIVLVVHSDUDWHO\VHOHFWDEOH([ :LWKEUDFNHW [[PP
WHUQDOSRZHUIURPWKHORFDOVXSSO\LVXVHGRQO\IRUWKH [[LQ
WDSRIIVDQGLVQRWIHGLQWRWKHPDLQV\VWHPFDEOH7KH
QHWZRUNVSOLWWHUKDVWZR/('VIRUGLDJQRVWLFSXUSRVHV :HLJKW NJOE
&RQWUROVDQGLQGLFDWRUV 0RXQWLQJ %UDFNHWWZRVFUHZV
3RZHUVWDWXV/('
)DXOWVWDWXV/(' &RORU &KDUFRDO
-XPSHUVWRFRQILJXUHWDSRIIVSRZHUEHKDYLRU
(QYLURQPHQWDO
,QWHUFRQQHFWLRQV
7ZRV\VWHPQHWZRUNFRQQHFWLRQVIRUPDLQQHWZRUN 2SHUDWLQJWHPSHUDWXUH &WR&)WR
7ZRV\VWHPQHWZRUNFRQQHFWLRQIRUQHWZRUNWDS )
RIIV
([WHUQDOSRZHUVXSSO\LQSXW 6WRUDJHWHPSHUDWXUH &WR&)WR
)
&HUWLILFDWLRQVDQGDSSURYDOV
5HODWLYHKXPLGLW\ WR
6DIHW\ DFFWR,(&(1
$LUSUHVVXUH WRK3D
,PPXQLW\ DFFWR(1ȉ(1ȉ
(1ȉ
ZZZERVFKVHFXULW\FRP %RVFK6HFXULW\6\VWHPV%9
_'LJLWDO3$DQG(PHUJHQF\6RXQG_3UDHVLGHR3HULSKHUDOV
2UGHULQJLQIRUPDWLRQ
356Ȉ1631HWZRUN6SOLWWHU
&RPSDFWXQLWZLWKPRXQWLQJFODPSSURYLGHVSURWHF
WHGWDSRIIQHWZRUNRXWSXWVRQWKHPDLQ3UDHVLGHRQHW
ZRUNSRZHUHGIURP3UDHVLGHRQHWZRUNFDQDFFHSWH[
WHUQDOSRZHUVXSSO\
2UGHUQXPEHU356163
%RVFK6HFXULW\6\VWHPV%9 ZZZERVFKVHFXULW\FRP
'LJLWDO3$DQG(PHUJHQF\6RXQG_3UDHVLGHR3HULSKHUDOV_
356Ȉ),1356Ȉ),11$DQG GUHVVHVLQWKHQHWZRUN,WDOVRKDVWKHGLVDGYDQWDJHWKDW
ZLWKRXWDQDGGUHVVLWLVQRWSRVVLEOHWRDFFHVVWKHVWD
356Ȉ),16)LEHU,QWHUIDFHV WXVRIWKHWZRFRQWUROLQSXWVDVLWLVZLWKWKH356Ȉ),1
7KH356Ȉ),16LVWKHVDPHDVWKH356Ȉ),1H[FHSWWKDWLW
DFFHSWVVLQJOHȈPRGHJODVVRSWLFDOILEHULQVWHDGRIPXO
WLȈPRGHJODVVRSWLFDOILEHU+RZHYHUWKLVGRHVQRWLQ
FUHDVHWKHPD[LPXPSHUPLWWHGFDEOHOHQJWKRID3UDHVL
GHRQHWZRUN
&RQWUROVDQGLQGLFDWRUV
3RZHUVWDWXV/('
1HWZRUNVWDWXV/('
,QWHUFRQQHFWLRQV
1HWZRUNFRQQHFWLRQIRUSODVWLFRSWLFDOILEHU
1HWZRUNFRQQHFWLRQIRUJODVVRSWLFDOILEHU
([WHUQDOSRZHUVXSSO\LQSXW
7ZRFRQWUROLQSXWVQRW356Ȉ),11$
&HUWLILFDWLRQVDQGDSSURYDOV
)HDWXUHV
6DIHW\ DFFWR,(&(1
)XQFWLRQV ,QVWDOODWLRQFRQILJXUDWLRQQRWHV
7KHVHXQLWVLQWHUIDFHJODVVILEHURSWLFDOFDEOHZLWKSODV 7KH356Ȉ),11$DQGWKH356Ȉ),1DUHRIWHQXVHGLQFRP
WLFILEHURSWLFDOFDEOHDQGVXSSRUWUHGXQGDQWZLULQJ ELQDWLRQ7KH356Ȉ),11$LVSODFHGLQWKHORFDO32)
WRSRORJ\,QPDQ\DSSOLFDWLRQVWKLVLVQHFHVVDU\EH QHWZRUNDQGFRQQHFWHGWRDUHPRWH356Ȉ),1ZKLFK
FDXVHJODVVILEHUFDQEULGJHPXFKORQJHUGLVWDQFHVWKDQ FDQWKHQSURYLGHUHPRWHPRQLWRULQJ
SODVWLFILEHU$Q\FRQYHUVLRQWRJODVVILEHUPXVWEHFRQ 7KH356Ȉ),16LVPRVWO\XVHGLQLQVWDOODWLRQVZKHUHVLQ
YHUWHGEDFNWRSODVWLFILEHUEHIRUHRWKHU3UDHVLGHRXQLWV JOHȈPRGHPRQRȈPRGHJODVVILEHULVDOUHDG\SUHVHQW
FDQEHDWWDFKHGVLQFHWKH\DOOKDYHSODVWLFILEHULQWHUID 2WKHUZLVHPXOWLȈPRGHJODVVILEHULVDFKHDSHUDOWHUQD
FHV7KLVPHDQVWKDWWKHVHXQLWVDUHDOZD\VXVHGLQ WLYH
SDLUV
(DFKLQWHUIDFHFDQXVHDQH[WHUQDO9'&SRZHUVXSSO\ 3DUWVLQFOXGHG
WRSURYLGHSRZHUIRULWVHOIDVZHOODVIRUUHPRWHSDUWV
RIWKHQHWZRUN,IWKHUHLVQRH[WHUQDOSRZHUVRXUFHWKH 4XDQWL &RPSRQHQW
LQWHUIDFHXVHVSRZHUIURPWKHQHWZRUNFRQWUROOHU7KH W\
356Ȉ),1DQG356Ȉ),16KDYHWZRFRQWUROLQSXWV7KHVH
356ȉ),1)LEHU,QWHUIDFH
FDQEHXVHGWRDFFHSWHJWKHIDXOWRXWSXWRIWKHH[WHU
RU
QDOSRZHUVXSSO\836DOORZLQJWKHXQLWVWRPRQLWRU
356ȉ),11$)LEHU,QWHUIDFH1RQȉ$GGUHVVDEOH
WKHSRZHUVXSSO\DQGUHSRUWIDXOWVWRWKHQHWZRUNFRQ
RU
WUROOHU7KHILEHULQWHUIDFHVKDYHWZR/('VIRUGLDJQRVWLF
356ȉ),16)LEHU,QWHUIDFH6LQJOH0RGH
SXUSRVHV
0RXQWLQJEUDFNHW
7KH356Ȉ),11$LVWKHVDPHDVWKH356Ȉ),1H[FHSWWKDWLW &RQWUROLQSXWFRQQHFWRU
KDVQRQHWZRUNQRGHDGGUHVV7KLVKDVWKHDGYDQWDJH
WKDWWKHXQLWGRHVQRWRFFXS\RQHRIWKHSRVVLEOHDG 3RZHUVXSSO\FRQQHFWRU
ZZZERVFKVHFXULW\FRP %RVFK6HFXULW\6\VWHPV%9
_'LJLWDO3$DQG(PHUJHQF\6RXQG_3UDHVLGHR3HULSKHUDOV
7HFKQLFDOVSHFLILFDWLRQV 356Ȉ),16)LEHU,QWHUIDFH6LQJOH0RGH
&RPSDFWXQLWZLWKPRXQWLQJFODPSLQWHUIDFHEHWZHHQ
(OHFWULFDO
WKH3UDHVLGHRQHWZRUNDQGDVLQJOHPRGHJODVVILEHULQ
3RZHUFRQVXPSWLRQ :'& WHUFRQQHFWLRQWRDVHFRQGILEHULQWHUIDFHSRZHUHGIURP
WKH3UDHVLGHRQHWZRUN
([WHUQDOSRZHUVXSSO\ 2UGHUQXPEHU356),16
9ROWDJH WR9'&9'&QRPLQDO
&RQWUROLQSXWV [
&RQQHFWRU 6FUHZWHUPLQDOV
*ODVVRSWLFDOILEHULQWHUIDFH
:DYHOHQJWK QP
0HFKDQLFDO
'LPHQVLRQV+[:['
&RORU &KDUFRDO
(QYLURQPHQWDO
+XPLGLW\ WR
$LUSUHVVXUH WRK3D
2UGHULQJLQIRUPDWLRQ
356Ȉ),1)LEHU,QWHUIDFH
&RPSDFWXQLWZLWKPRXQWLQJFODPSLQWHUIDFHEHWZHHQ
3UDHVLGHRQHWZRUNDQGDPXOWLPRGHJODVVILEHULQWHU
FRQQHFWLRQWRDVHFRQGILEHULQWHUIDFHSRZHUHGIURP
3UDHVLGHRQHWZRUN
2UGHUQXPEHU356),1
356Ȉ),11$)LEHU,QWHUIDFH1RQȈ$GGUHVVDEOH
&RPSDFWXQLWZLWKPRXQWLQJFODPSQRQDGGUHVVDEOHLQ
WHUIDFHEHWZHHQ3UDHVLGHRQHWZRUNDQGDPXOWLPRGH
JODVVILEHULQWHUFRQQHFWLRQWRDVHFRQGILEHULQWHUIDFH
SRZHUHGIURP3UDHVLGHRQHWZRUN
2UGHUQXPEHU356),11$
%RVFK6HFXULW\6\VWHPV%9 ZZZERVFKVHFXULW\FRP
'LJLWDO3$DQG(PHUJHQF\6RXQG_3UDHVLGHR3HULSKHUDOV_
,QVWDOODWLRQFRQILJXUDWLRQQRWHV
7KHIROORZLQJORXGVSHDNHUVKDYHDSURYLVLRQIRULQVWDO
OLQJDVXSHUYLVLRQERDUG
/&ȉ80( /$ȉ80(ȉ
/RXGVSHDNHUDQGORXGVSHDNHUOLQHPRQLWRULQJ
ZLWKRXWDGGLWLRQDOFDEOLQJ /&ȉ80( +RUQORXGVSHDNHUV
7KH/%%LVPRXQWHGLQVLGHWKHORXGVSHDNHU /%ȉ80(ȉ'/
FDVLQJDQGFRPPXQLFDWHVWKHVWDWXVRIWKHORXGVSHDNHU
WRWKH/%%6XSHUYLVLRQ&RQWURO%RDUGYLDWKH /%ȉ3&
H[LVWLQJORXGVSHDNHUFDEOH7KHERDUGGHWHFWVDQGUH /%ȉ3&
SRUWVORXGVSHDNHUIDXOWVZLWKLQVOLQHIDXOWVZLWKLQ
V
,QWHUFRQQHFWLRQV 7KHERDUGPXVWEHFRQQHFWHGDIWHUWKHFHUDPLFWHUPLQDO
7ZRFPIO\LQJOHDGV EORFNZLWKWKHWKHUPDOIXVH,QFDVHRIDILUHWKHWKHU
7ZRIDVWRQFRQQHFWRUV PDOIXVHZLOOEORZDQGGLVFRQQHFWWKHERDUGIURPWKH
ORXGVSHDNHUOLQH7KHWULSSRLQWRIWKHWKHUPDOIXVHWKDW
&HUWLILFDWLRQVDQGDSSURYDOV LVFRQQHFWHGWRWKHFHUDPLFEORFNLVORZHUWKDQWKH
PHOWLQJSRLQWRIWKHVROGHURQWKHERDUGWRSUHYHQW
6DIHW\ DFFWR,(&(1 VKRUWFLUFXLWVLQWKHVXSHUYLVLRQERDUGDQGWKHORXG
VSHDNHUOLQH
,PPXQLW\ DFFWR(1ȉ(1ȉ
(1ȉ
:KHQWKHORXGVSHDNHUGRHVQRWFRQWDLQDFHUDPLFWHUPL
(PLVVLRQV DFFWR(1)&&SDUW% QDOEORFNZLWKDWKHUPDOIXVHXVHDQ/%&(9$&
&RQQHFWLRQ$GDSWHU
(PHUJHQF\ DFFWR(1(1ȉ
,62ȉ
0DULWLPH DFFWR,(&
ZZZERVFKVHFXULW\FRP %RVFK6HFXULW\6\VWHPV%9
_'LJLWDO3$DQG(PHUJHQF\6RXQG_3UDHVLGHR3HULSKHUDOV
7HFKQLFDOVSHFLILFDWLRQV
0HFKDQLFDO
(QYLURQPHQWDO
+XPLGLW\ WR
$LUSUHVVXUH WRK3D
2UGHULQJLQIRUPDWLRQ
/%%/RXGVSHDNHU6XSHUYLVLRQ%RDUG
/RXGVSHDNHUVXSHUYLVLRQVODYH3&%IRUPRXQWLQJRQD
ORXGVSHDNHURSHUDWHVZLWK/%%IRUPRQLWRULQJ
WKHLQWHJULW\RIWKHORXGVSHDNHU
2UGHUQXPEHU/%%
$FFHVVRULHV
/%%6HWRI6XSHUYLVLRQ%RDUG%UDFNHWV
SFV
$OXPLQXPEUDFNHWVIRUPRXQWLQJVXSHUYLVLRQVODYH
ERDUGVLQDORXGVSHDNHUFDELQHWRUFDEOHER[VHWRI
SLHFHV
2UGHUQXPEHU/%%
356Ȉ0&,0XOWLFKDQQHO,QWHUIDFH
,QWHUIDFHWR3UDHVLGHRQHWZRUNSURYLGHVDXGLRRXW
SXWVZLWKFRQWURODQGVXSHUYLVLRQWRQRQQHWZRUNFRQ
QHFWHGEDVLFDPSOLILHUVSRZHUHGIURPWKH3UDHVLGHR
QHWZRUNRUWKHFRQQHFWHGDPSOLILHUVUDFNXQLW58
2UGHUQXPEHU3560&,
%RVFK6HFXULW\6\VWHPV%9 ZZZERVFKVHFXULW\FRP
'LJLWDO3$DQG(PHUJHQF\6RXQG_3UDHVLGHR3HULSKHUDOV_
,QVWDOODWLRQFRQILJXUDWLRQQRWHV
7KHIROORZLQJORXGVSHDNHUVKDYHDSURYLVLRQIRULQVWDO
OLQJDVXSHUYLVLRQERDUG
ZZZERVFKVHFXULW\FRP %RVFK6HFXULW\6\VWHPV%9
_'LJLWDO3$DQG(PHUJHQF\6RXQG_3UDHVLGHR3HULSKHUDOV
2UGHULQJLQIRUPDWLRQ
356Ȉ0&,0XOWLFKDQQHO,QWHUIDFH
,QWHUIDFHWR3UDHVLGHRQHWZRUNSURYLGHVDXGLRRXW
SXWVZLWKFRQWURODQGVXSHUYLVLRQWRQRQQHWZRUNFRQ
QHFWHGEDVLFDPSOLILHUVSRZHUHGIURPWKH3UDHVLGHR
QHWZRUNRUWKHFRQQHFWHGDPSOLILHUVUDFNXQLW58
2UGHUQXPEHU3560&,
%RVFK6HFXULW\6\VWHPV%9 ZZZERVFKVHFXULW\FRP
'LJLWDO3$DQG(PHUJHQF\6RXQG_3UDHVLGHR3HULSKHUDOV_
(XURSH &(
*/
,QVWDOODWLRQFRQILJXUDWLRQQRWHV
7KHFDEOHVKDYHWKHIROORZLQJOHQJWKV
/%% P
/%% P
/%% P
/%% P
7KHQHWZRUNFDEOHVFRPHLQGLIIHUHQWOHQJWKVZLWKFRQ
QHFWRUVDWERWKHQGV7KHH[WHQVLRQRIWKHW\SHQXPEHU /%% P
LQGLFDWHVWKHOHQJWKRIWKHFDEOH7KH/%%
FRPHVZLWKRXWFRQQHFWRUV7KHFRQQHFWRUV /%% P
/%%DUHDYDLODEOHIRULWVHSDUDWHO\
7HFKQLFDOVSHFLILFDWLRQV
)XQFWLRQV
(OHFWULFDO
/%%
7KHVHDUHVSHFLDOFDEOHVZLWKWZRSODVWLFILEHUVIRUGDWD :LUH &RSSHUVWUDQGHGPP
FRPPXQLFDWLRQDQGWZRFRSSHUFRUHVIRUWKHSRZHU
VXSSO\ 5HVLVWDQFH RKPP
2SWLFDO
7KHFDEOHVDOOKDYHWKHQHWZRUNFRQQHFWRUVILWWHG7KH\
FRQQHFWWKHQHWZRUNFRQWUROOHUWRSRZHUDPSOLILHUVDX )LEHU 300$PP
GLRH[SDQGHUVFDOOVWDWLRQVHWF
1XPHULFDSHUWXUH
/%%
7KLVLVDVSHFLDOFDEOHZLWKWZRSODVWLFILEHUVIRUGDWD $WWHQXDWLRQ G%P#QP
FRPPXQLFDWLRQDQGWZRFRSSHUFRUHVIRUWKHSRZHU
VXSSO\ %HQGLQJORVV G%U PP-,6&
0HFKDQLFDO
7KHFDEOHLVPHWHUVORQJDQGFRPHVZLWKRXWQHW
ZRUNFRQQHFWRUV/%%FRQQHFWRUVDUHILWWHGDI 'LPHQVLRQVGLDPHWHU PPLQ
WHUWKHFDEOHKDVEHHQFXWWRWKHUHTXLUHGOHQJWK,WFRQ
QHFWVWKHQHWZRUNFRQWUROOHUWRSRZHUDPSOLILHUVDXGLR &RORU %ODFN
H[SDQGHUVFDOOVWDWLRQVHWF 3XOOIRUFH 1PD[
&HUWLILFDWLRQVDQGDSSURYDOV
(QYLURQPHQWDO
6DIHW\ DFFWR,(&(1 2SHUDWLQJWHPSHUDWXUH &WR&)WR)
,PPXQLW\ DFFWR(1ȉ(1ȉ +XPLGLW\ WR
(1ȉ
$LUSUHVVXUH WRK3D
(PLVVLRQV DFFWR(1)&&SDUW%
ZZZERVFKVHFXULW\FRP %RVFK6HFXULW\6\VWHPV%9
_'LJLWDO3$DQG(PHUJHQF\6RXQG_3UDHVLGHR3HULSKHUDOV
/%%&DEOH&RQQHFWRU7RRO.LW
&DVHZLWKVSHFLDOWRROVIRUPDQXIDFWXULQJFXVWRPOHQJWK
QHWZRUNFDEOHV
2UGHUQXPEHU/%%
/%%1HWZRUN&DEOH$VVHPEO\P
3UDHVLGHRK\EULGQHWZRUNFDEOHPOHQJWKZLWKQHW
ZRUNFRQQHFWRUV
2UGHUQXPEHU/%%
/%%1HWZRUN&DEOH$VVHPEO\P
3UDHVLGHRK\EULGQHWZRUNFDEOHPOHQJWKZLWKQHW
ZRUNFRQQHFWRUV
2UGHUQXPEHU/%%
/%%1HWZRUN&DEOH$VVHPEO\P
3UDHVLGHRK\EULGQHWZRUNFDEOHPOHQJWKZLWKQHW
ZRUNFRQQHFWRUV
2UGHUQXPEHU/%%
/%%1HWZRUN&DEOH$VVHPEO\P
3UDHVLGHRK\EULGQHWZRUNFDEOHPOHQJWKZLWKQHW
ZRUNFRQQHFWRUV
2UGHUQXPEHU/%%
/%%1HWZRUN&DEOH$VVHPEO\P
3UDHVLGHRK\EULGQHWZRUNFDEOHPOHQJWKZLWKQHW
ZRUNFRQQHFWRUV
2UGHUQXPEHU/%%
/%%1HWZRUN&DEOH$VVHPEO\P
3UDHVLGHRK\EULGQHWZRUNFDEOHPOHQJWKZLWKQHW
ZRUNFRQQHFWRUV
2UGHUQXPEHU/%%
$FFHVVRULHV
/%%&DEOH&RXSOHUVSFV
&DEOHFRXSOHUVHDFKFRXSOHULVXVHGWRFRQQHFW3UDH
VLGHRQHWZRUNFDEOHVLQVHULHVWRLQFUHDVHWKHOHQJWKWR
PPD[LPXPVHWRISLHFHV
2UGHUQXPEHU/%%
%RVFK6HFXULW\6\VWHPV%9 ZZZERVFKVHFXULW\FRP
'LJLWDO3$DQG(PHUJHQF\6RXQG_3UDHVLGHR3HULSKHUDOV_
3/1Ȉ&+9DQG 2XWSXWYROWDJHIDXOW/('
,QWHUFRQQHFWLRQV
356Ȉ&+9%DWWHU\
&KDUJHUV
PDLQRXWSXWVIRUWKHV\VWHPHDFKZLWKWKHLURZQ
IXVH
DX[LOLDU\RXWSXWVIRUSHULSKHUDOVV\VWHPFRPSR
QHQWVWKDWDOZD\VXVH9ZLWKDORZHUFXUUHQW
QHHG
)DXOWUHOD\V
%DWWHU\FRQQHFWLRQ
)HDWXUHV
&HUWLILFDWLRQVDQGDSSURYDOV
$EDWWHU\FKDUJHU
6DIHW\ DFFWR(1ȉ
[$[$RXWSXWV
(0& (1ȉȉ
$EDFNȈXSFXUUHQW (1ȉȉ
)XOO\VXSHUYLVHG(1ȈFHUWLILHG (1ȉȉ
(1ȉȉ
8QGHUȈYROWDJHDQGRYHUȈYROWDJHSURWHFWLRQ (1FODVV%
ZZZERVFKVHFXULW\FRP %RVFK6HFXULW\6\VWHPV%9
_'LJLWDO3$DQG(PHUJHQF\6RXQG_3UDHVLGHR3HULSKHUDOV
9ROWDJHPD[ 9'&
3HUIRUPDQFH
3/1ȉ&+DQG
356ȉ&+
0D[FKDUJHFXUUHQW $
0D[V\VWHPFXUUHQW,E $
0DLQRXWSXWV[
&XUUHQW $
$X[LOLDU\RXWSXWV[
&XUUHQW $
)DXOWRXWSXWV[
5DWLQJ 9$9$&P$YROWDJH
IUHH
0HFKDQLFDO
:HLJKW $SSUR[NJ
%RVFK6HFXULW\6\VWHPV%9 ZZZERVFKVHFXULW\FRP
'LJLWDO3$DQG(PHUJHQF\6RXQG_3UDHVLGHR$FFHVVRULHV_
/%%6HW1HWZRUN
&RQQHFWRUVSFV
7KHVHWFRQWDLQVFRQQHFWRUVWKDWFDQEHXVHGZLWK
WKHQHWZRUNFDEOH/%%WRPDNHXSWRWHQFXV
WRPFDEOHV7KHFDEOHFRQQHFWRUWRRONLW/%%LV
UHTXLUHGIRUDVVHPEO\
&HUWLILFDWLRQVDQGDSSURYDOV
6DIHW\ DFFWR,(&(1
,PPXQLW\ DFFWR(1ȉ(1ȉ
(1ȉ
(PLVVLRQV DFFWR(1)&&SDUW%
(PHUJHQF\ DFFWR(1(1ȉ
,62ȉ
0DULWLPH DFFWR,(&
5HJLRQ &HUWLILFDWLRQ
(XURSH */
3RODQG &1%23
2UGHULQJLQIRUPDWLRQ
/%%6HW1HWZRUN&RQQHFWRUVSFV
3UDHVLGHRQHWZRUNFRQQHFWRUVWREHXVHGZLWK
/%%QHWZRUNFDEOHIRUFXVWRPOHQJWKFDEOHV
VHWRISLHFHV
2UGHUQXPEHU/%%
$FFHVVRULHV
/%%1HWZRUN&DEOHP
3UDHVLGHRK\EULGQHWZRUNFDEOHPZLWKRXWFRQQHF
WRUVIRUFXVWRPOHQJWKFDEOHVWREHXVHGZLWK
/%%QHWZRUNFRQQHFWRUV
2UGHUQXPEHU/%%
ZZZERVFKVHFXULW\FRP %RVFK6HFXULW\6\VWHPV%9
_'LJLWDO3$DQG(PHUJHQF\6RXQG_3UDHVLGHR$FFHVVRULHV
/%%&DEOH&RQQHFWRU
7RRO.LW
3DUWVLQFOXGHG
4XDQWL &RPSRQHQW
W\
6WDQGDUGFXWWLQJSOLHUV
6WULSSLQJSOLHUV
&ULPSLQJSOLHUV
3ODVWLFRSWLFDOILEHUFXWWLQJVWULSSLQJWRRO
3ODVWLFRSWLFDOILEHUSRVLWLRQLQJDQGLQGHQWWRRO
7RU[VFUHZGULYHU
6SDUHFXWWLQJV\VWHP
2UGHULQJLQIRUPDWLRQ
/%%&DEOH&RQQHFWRU7RRO.LW
&DVHZLWKVSHFLDOWRROVIRUPDQXIDFWXULQJFXVWRPOHQJWK
QHWZRUNFDEOHV
2UGHUQXPEHU/%%
$FFHVVRULHV
/%%6SDUH&XWWLQJ6\VWHPSFV
5HSODFHPHQWFXWWLQJV\VWHPVIRU/%%VHWRI
SLHFHV
2UGHUQXPEHU/%%
%RVFK6HFXULW\6\VWHPV%9 ZZZERVFKVHFXULW\FRP
'LJLWDO3$DQG(PHUJHQF\6RXQG_3UDHVLGHR$FFHVVRULHV_
/%%6SDUH&XWWLQJ
6\VWHPSFV
7KLVVHWFRQWDLQVWZRUHSODFHPHQWVIRUWKHSODVWLFRSWL
FDOILEHUFXWWLQJVWULSSLQJWRROFRQWDLQHGLQ
/%%
,QVWDOODWLRQFRQILJXUDWLRQQRWHV
$IWHUFXWVWKHFXWWHUVWULSSLQJWRROLQWKH
/%%EORFNVDXWRPDWLFDOO\,QWKDWFDVHWKHFXW
WLQJV\VWHPPXVWEHUHSODFHG
2UGHULQJLQIRUPDWLRQ
/%%6SDUH&XWWLQJ6\VWHPSFV
5HSODFHPHQWFXWWLQJV\VWHPVIRU/%%VHWRI
SLHFHV
2UGHUQXPEHU/%%
ZZZERVFKVHFXULW\FRP %RVFK6HFXULW\6\VWHPV%9
_'LJLWDO3$DQG(PHUJHQF\6RXQG_3UDHVLGHR$FFHVVRULHV
/%%&DEOH&RXSOHUV
SFV
&DEOHFRXSOHUVDUHXVHGWRFRXSOH/%%[[QHWZRUN
FDEOHDVVHPEOLHVIRUH[WHQVLRQ
&HUWLILFDWLRQVDQGDSSURYDOV
6DIHW\ DFFWR,(&(1
,PPXQLW\ DFFWR(1ȉ(1ȉ
(1ȉ
(PLVVLRQV DFFWR(1)&&SDUW%
(PHUJHQF\ DFFWR(1(1ȉ
,62ȉ
0DULWLPH DFFWR,(&
5HJLRQ &HUWLILFDWLRQ
(XURSH &(
*/
2UGHULQJLQIRUPDWLRQ
/%%&DEOH&RXSOHUVSFV
&DEOHFRXSOHUVHDFKFRXSOHULVXVHGWRFRQQHFW3UDH
VLGHRQHWZRUNFDEOHVLQVHULHVWRLQFUHDVHWKHOHQJWKWR
PPD[LPXPVHWRISLHFHV
2UGHUQXPEHU/%%
%RVFK6HFXULW\6\VWHPV%9 ZZZERVFKVHFXULW\FRP
'LJLWDO3$DQG(PHUJHQF\6RXQG_3UDHVLGHR$FFHVVRULHV_
/%%6HWRI.H\
&RYHUVSFV
7KHNH\FRYHUVDUHVQDSRQUHSODFHPHQWVIRUWKHRULJLQDO
OHQVHVRQDQ/%%&DOO6WDWLRQ.H\SDGWKDWSUR
WHFWWKHNH\VIURPEHLQJDFFLGHQWDOO\SUHVVHG
3DUWVLQFOXGHG
4XDQWL &RPSRQHQW
W\
.H\FRYHUV
5HSODFHPHQWOHQVHV
2UGHULQJLQIRUPDWLRQ
/%%6HWRI.H\&RYHUVSFV
.H\FRYHUVWRSUHYHQWDFFLGHQWDONH\SUHVVHVRQ
/%%NH\SDGEXWWRQVVHWRISLHFHV
2UGHUQXPEHU/%%
$FFHVVRULHV
/%%&DOO6WDWLRQ.H\SDG
&DOOVWDWLRQNH\SDGZLWKSURJUDPPDEOHEXWWRQVDQG
VWDWXVLQGLFDWRUVXSWRNH\SDGVFDQEHFRQQHFWHGWR
DFDOOVWDWLRQ
2UGHUQXPEHU/%%
ZZZERVFKVHFXULW\FRP %RVFK6HFXULW\6\VWHPV%9
_'LJLWDO3$DQG(PHUJHQF\6RXQG_3UDHVLGHR$FFHVVRULHV
/%%6HWRI
6XSHUYLVLRQ%RDUG%UDFNHWV
SFV
7KHVXSHUYLVLRQERDUGEUDFNHWVDUHLQWHQGHGIRUPRXQW
LQJ/%%6XSHUYLVLRQ6ODYH%RDUGV
/%%/RXGVSHDNHU6XSHUYLVLRQ%RDUGVDQG
/%%(2/6XSHUYLVLRQ%RDUGVLQWRRURQWRORXG
VSHDNHUFDELQHWVRULQWRMXQFWLRQER[HVDQGHTXLSPHQW
UDFNV
3DUWVLQFOXGHG
4XDQWLW\ &RPSRQHQW
6XSHUYLVLRQ%RDUG%UDFNHWV
2UGHULQJLQIRUPDWLRQ
/%%6HWRI6XSHUYLVLRQ%RDUG%UDFNHWV
SFV
$OXPLQXPEUDFNHWVIRUPRXQWLQJVXSHUYLVLRQVODYH
ERDUGVLQDORXGVSHDNHUFDELQHWRUFDEOHER[VHWRI
SLHFHV
2UGHUQXPEHU/%%
$FFHVVRULHV
/%%/RXGVSHDNHU6XSHUYLVLRQ%RDUG
/RXGVSHDNHUVXSHUYLVLRQVODYH3&%IRUPRXQWLQJRQD
ORXGVSHDNHURSHUDWHVZLWK/%%IRUPRQLWRULQJ
WKHLQWHJULW\RIWKHORXGVSHDNHU
2UGHUQXPEHU/%%
%RVFK6HFXULW\6\VWHPV%9 ZZZERVFKVHFXULW\FRP
'LJLWDO3$DQG(PHUJHQF\6RXQG_3UDHVLGHR&RQILJXUDWLRQ([DPSOHV_
3UDHVLGHR&RQILJXUDWLRQ
([DPSOHV
7KH3UDHVLGHRV\VWHPFDQEHFRQILJXUHGWRPHHWDQ\VHW
RIUHTXLUHPHQWVHYHQIRUFRPSOH[V\VWHPIXQFWLRQV
7KHWKUHHH[DPSOHVLQWKLVVHFWLRQGHPRQVWUDWHWKHYHU
VDWLOLW\RIWKHV\VWHPUDQJLQJIURPVPDOODSSOLFDWLRQVWR
H[WHQVLYHDQGFRPSOH[LQVWDOODWLRQV
ZZZERVFKVHFXULW\FRP %RVFK6HFXULW\6\VWHPV%9
_'LJLWDO3$DQG(PHUJHQF\6RXQG_3UDHVLGHR&RQILJXUDWLRQ([DPSOHV
([DPSOHȈ)DFWRU\
([DPSOH SDG+RZHYHULQVRPHDUHDVORFDOZDOOSDQHOVFRQQHF
([DPSOHGHVFULEHVDIDFWRU\DVPDOOVL]HV\VWHP WHGWRWKHFRQWUROLQSXWVRIWKHDPSOLILHUVSURYLGHYRO
ZLWK XPHVHWWLQJDQGFKDQQHOVHOHFWLRQ
3URGXFWLRQKDOO 7KHQHWZRUNFRQWUROOHUPDNHVDXWRPDWLFVFKHGXOHGDQ
2IILFHV QRXQFHPHQWVWRLQGLFDWHEUHDNVDQGVKLIWFKDQJHV$OHUW
&DQWHHQ DQGHYDFXDWLRQPHVVDJHVSUHUHFRUGHGRQWKHIODVKFDUG
:RUNVKRS LQWKHQHWZRUNFRQWUROOHUDUHWULJJHUHGIURPWKHILUHGH
6WRUDJH WHFWLRQV\VWHPFRQQHFWHGWRWKHFRQWUROLQSXWV)RXU
5HFHSWLRQGHVN FKDQQHODPSOLILHUVSURYLGHSRZHUWRWKH]RQHV7KH
/RDGLQJED\ EXLOWLQ'63SDUDPHWULFHTXDOL]HULQHDFKDPSOLILHULVVHW
XSIRUIXOODQGEDODQFHGVRXQGIURPWKHFRQQHFWHGFHLO
(DFKRIWKHVHKDVEHHQFRQILJXUHGDVDVHSDUDWHO\DG LQJORXGVSHDNHUVVRXQGSURMHFWRUVDQGKRUQORXGVSHDN
GUHVVDEOH]RQH2QO\WKHUHFHSWLRQGHVNKDVDFDOOVWD HU$VSDUHDPSOLILHULVFRQQHFWHGLIRQHRIWKHDPSOLIL
WLRQZLWKNH\SDGVIRUPDNLQJEXVLQHVVFDOOVRUHPHUJHQ HUVIDLOVLWZLOONLFNLQDXWRPDWLFDOO\/LQHVXSHUYLVLRQ
F\DQQRXQFHPHQWVWRRQHRUPRUHRIWKH]RQHV,QWKH VHWVFRQWLQXDOO\PRQLWRUWKHORXGVSHDNHUOLQHVLQDXGLEO\
FDQWHHQDKDQGKHOGPLFURSKRQHLVDYDLODEOHIRUORFDO FRPPXQLFDWLQJZLWKHQGRIOLQHERDUGVGLUHFWO\RYHUWKH
DQQRXQFHPHQWV6RPHRIWKHQHWZRUNFRQWUROOHU·VDXGLR ORXGVSHDNHUOLQHVDVVXULQJWKDWWKHFRQQHFWLRQVDUHLQ
LQSXWVDUHXVHGWRFRQQHFWDPXVLFVHUYHUWKDWDFWVDVD WDFW7KHQHWZRUNFRQWUROOHUORJVFDOOVDQGIDXOWHYHQWV
PXOWLFKDQQHOEDFNJURXQGPXVLF%*0VRXUFHZLWKORZ LQWHUQDOO\IRUHLWKHUUHPRWHYLHZLQJRQD3&YLD(WKHU
SULRULW\9ROXPHVHWWLQJDQGURXWLQJRIWKH%*0FKDQ QHWRUORFDOO\RQLWVRZQ/&'ODVWIDXOWV
QHOVWRVHOHFWHG]RQHVLVGRQHIURPDFDOOVWDWLRQNH\
%RVFK6HFXULW\6\VWHPV%9 ZZZERVFKVHFXULW\FRP
'LJLWDO3$DQG(PHUJHQF\6RXQG_3UDHVLGHR&RQILJXUDWLRQ([DPSOHV_
([DPSOHȈ6SRUWV6WDGLXP
([DPSOH HUVFRQQHFWHGWRPXOWLFKDQQHOLQWHUIDFHVWRSURYLGHD
([DPSOHGHVFULEHVDVSRUWVVWDGLXPDPHGLXPVL]H FRVWHIIHFWLYHVROXWLRQ$OOV\VWHPHOHPHQWVDUHPRQL
V\VWHPZLWK WRUHGIURPPLFURSKRQHVDQGVWRUHGHYDFXDWLRQPHVVDJ
6SRUWVILHOG HVWRDPSOLILHUVORXGVSHDNHUOLQHVDQGLQGLYLGXDOORXG
*UDQGVWDQG VSHDNHUV6SDUHDPSOLILHUVDQGEDWWHU\SRZHUVXSSOLHV
2IILFHV DUHRQVWDQGE\WRWDNHRYHUDXWRPDWLFDOO\LQFDVHRIDP
5HVWDXUDQWV SOLILHUPDOIXQFWLRQRUPDLQVRXWDJH)DXOWHYHQWVDUHORJ
)RRGDQGEHYHUDJHFRUQHUV JHGLQWRDFHQWUDOGDWDEDVHIRUYLHZLQJLQWKHFRQWURO
7UHDWPHQWURRPV URRPRUUHPRWHDFFHVVYLD,QWHUQHW
3DUNLQJ
7HFKQLFDOURRP
&RQWUROFHQWHU
5HFHSWLRQGHVN
$OOWKHVHSXEOLFDQGQRQSXEOLFDUHDVDUHVHSDUDWHO\DG
GUHVVDEOHDV]RQHV3RZHUDPSOLILHUVDUHORFDWHGRQHL
WKHUVLGHRIWKHVWDGLXPLQWKHFRQWUROURRPDQGWHFKQL
FDOURRPDOORZLQJVKRUWHUFDEOHVWRWKHORXGVSHDNHUV$
UHGXQGDQWRSWLFDOV\VWHPEXVORRSSURYLGHVDKLJKOHYHO
RIV\VWHPLQWHJULW\DQGDYRLGVGLVWXUEDQFHVIURPHOHF
WURPDJQHWLFLQWHUIHUHQFHDQGJURXQGORRSV
7KHFRQWUROFHQWHUKRXVHVDFDOOVWDWLRQZLWKNH\SDGV
IRU]RQHDQGIXQFWLRQVHOHFWLRQVDQGDPL[LQJGHVNIRU
FRPPHQWDWRUV·PLFURSKRQHVDQGPXVLFVRXUFHV)RU
HPHUJHQF\SXUSRVHVWKHFRQWUROURRPLVHTXLSSHGZLWK
DILUHPDQ·VSDQHOZLWKV\QRSWLF]RQHVZLWFKOD\RXW
EDVHGRQDFDOOVWDWLRQNLWDQGNH\SDGNLWV7KHUHFHS
WLRQGHVNXVHVDUHPRWHFDOOVWDWLRQZLWKNH\SDGVFRQ
QHFWHGYLD&$7FDEOH$XGLRH[SDQGHUVSURYLGHWUDQV
IRUPHULVRODWHGEDODQFHGRXWSXWVWRWHOHYLVLRQDQGUDGLR
UHFRUGLQJHTXLSPHQW
7KHVPDOOHU]RQHVJHWWKHLUSRZHUIURPHLJKWFKDQQHO
DPSOLILHUVZLWKEXLOWLQDXWRPDWLFYROXPHFRQWURO$9&
WRDGMXVWWKHVRXQGOHYHOWRWKHDPELHQWQRLVH$PELHQW
VHQVLQJPLFURSKRQHVDUHGLUHFWO\FRQQHFWHGWRWKHDP
SOLILHUV7KHKLJKSRZHUVWDGLXPORXGVSHDNHUVDUHSRZ
HUHGE\DODUJHQXPEHURIKLJKHIILFLHQF\EDVLFDPSOLIL
ZZZERVFKVHFXULW\FRP %RVFK6HFXULW\6\VWHPV%9
_'LJLWDO3$DQG(PHUJHQF\6RXQG_3UDHVLGHR&RQILJXUDWLRQ([DPSOHV
([DPSOHȈ,QWHUQDWLRQDO
$LUSRUW
([DPSOH PRQLWRUVDOOV\VWHPHOHPHQWVLQFOXGLQJWKHSUHVHQFHRI
([DPSOHGHVFULEHVDQLQWHUQDWLRQDODLUSRUWDODUJH FRQQHFWHG7&3,3FOLHQWV$EXLOGLQJPDQDJHPHQWV\V
VL]HV\VWHPZLWK WHPOLQNVWKHILUHGHWHFWLRQV\VWHPWR3UDHVLGHRYLD
$UULYDOKDOO 7&3,3
'HSDUWXUHKDOO $QQRXQFHPHQWVLQWKHDUULYDODQGGHSDUWXUHKDOOVKDYH
%DJJDJHKDQGOLQJDUHDV JRRGVSHHFKLQWHOOLJLELOLW\GXHWRWKHEXLOWLQDXGLRGH
7HUPLQDOEXLOGLQJV OD\DQGSDUDPHWULFHTXDOL]HUVHFWLRQVRIWKHSRZHUDP
2IILFHVDQGFRQIHUHQFHURRPV SOLILHUVWRDFRXVWLFDOO\DOLJQWKHFROXPQORXGVSHDNHUV
/RXQJHV DQGVXSSUHVVKDOOUHVRQDQFHV
5HVWDXUDQWVDQGFRIIHHFRUQHUV 3UDHVLGHR·VDYDLODEOHDXGLRFKDQQHOVLQHDFKVXEV\V
6KRSSLQJDUHDV WHPDOORZVIRUPDQ\VLPXOWDQHRXVJDWHDQQRXQFHPHQWV
IURPFDOOVWDWLRQVDWHDFKJDWHZKLOHDXGLRFKDQQHOVDUH
)RXUGHFHQWUDOL]HG3UDHVLGHRV\VWHPVFRYHUWKLVODUJH VWLOOOHIWIRU%*0DQGDLUSRUWZLGHOLYHDQGVFKHGXOHGDQ
DLUSRUWRQHIRUHDFKWHUPLQDODQGRQHIRUWKHVKRSSLQJ QRXQFHPHQWV/RQJUHWXUQOLQHVIURPORRSHGWKURXJK
DUHD(DFKVXEV\VWHPFDQRSHUDWHLQGHSHQGHQWO\IURP FDOOVWDWLRQVXVHILEHULQWHUIDFHVWRFRQYHUWEHWZHHQWKH
WKHRWKHUVEXWWKH\DOVRRSHUDWHDVDQLQWHJUDWHGV\V QRUPDOO\XVHGSODVWLFRSWLFDOILEHUDQGORZORVVJODVVRS
WHP7&3,3FRQQHFWLRQVRQWKHQHWZRUNFRQWUROOHUVDO WLFDOILEHU
ORZWKHIOLJKWLQIRUPDWLRQV\VWHPWRPDNHFDOOVLQDOO ,QWKHVKRSSLQJDUHDHDFKVKRSFDQVHOHFWD%*0FKDQ
VXEV\VWHPV&REUD1HWLQWHUIDFHVFUHDWHWKHDXGLRLQWHU QHOIURPDFRQILJXUHGOLFHQVHGVXEVHWRIDYDLODEOHFKDQ
FRQQHFWLRQVEHWZHHQVXEV\VWHPVXVLQJ(WKHUQHW2SHU QHOVVHOHFWDEOHYLDZDOOSDQHOFRQWUROV
DWRUVFDQPDNHFDOOVWRDQ\]RQHLQWKHFRPELQHGQHW
ZRUNYLD/&'WRXFKVFUHHQFRQWUROOHUV7KHILUHPDQ·V
SDQHOVLQHDFKWHUPLQDORIIHUVLPLODUIXQFWLRQDOLW\IRU
HPHUJHQF\FDOOV3UDHVLGHR·VEXLOWLQVXSHUYLVLRQV\VWHP
%RVFK6HFXULW\6\VWHPV%9 ZZZERVFKVHFXULW\FRP
'LJLWDO3$DQG(PHUJHQF\6RXQG_3UDHVLGHR(PHUJHQF\3RZHU6\VWHP_
3/1Ȉ&+9DQG 2XWSXWYROWDJHIDXOW/('
,QWHUFRQQHFWLRQV
356Ȉ&+9%DWWHU\
&KDUJHUV
PDLQRXWSXWVIRUWKHV\VWHPHDFKZLWKWKHLURZQ
IXVH
DX[LOLDU\RXWSXWVIRUSHULSKHUDOVV\VWHPFRPSR
QHQWVWKDWDOZD\VXVH9ZLWKDORZHUFXUUHQW
QHHG
)DXOWUHOD\V
%DWWHU\FRQQHFWLRQ
)HDWXUHV
&HUWLILFDWLRQVDQGDSSURYDOV
$EDWWHU\FKDUJHU
6DIHW\ DFFWR(1ȉ
[$[$RXWSXWV
(0& (1ȉȉ
$EDFNȈXSFXUUHQW (1ȉȉ
)XOO\VXSHUYLVHG(1ȈFHUWLILHG (1ȉȉ
(1ȉȉ
8QGHUȈYROWDJHDQGRYHUȈYROWDJHSURWHFWLRQ (1FODVV%
ZZZERVFKVHFXULW\FRP %RVFK6HFXULW\6\VWHPV%9
_'LJLWDO3$DQG(PHUJHQF\6RXQG_3UDHVLGHR(PHUJHQF\3RZHU6\VWHP
9ROWDJHPD[ 9'&
3HUIRUPDQFH
3/1ȉ&+DQG
356ȉ&+
0D[FKDUJHFXUUHQW $
0D[V\VWHPFXUUHQW,E $
0DLQRXWSXWV[
&XUUHQW $
$X[LOLDU\RXWSXWV[
&XUUHQW $
)DXOWRXWSXWV[
5DWLQJ 9$9$&P$YROWDJH
IUHH
0HFKDQLFDO
:HLJKW $SSUR[NJ
%RVFK6HFXULW\6\VWHPV%9 ZZZERVFKVHFXULW\FRP