Professional Documents
Culture Documents
JAMES OLDS
Department of Psychology, The University of Michigan, Ann Arbor, Michigan
CONTENTS
Appetitive Behavior Produced by Electric Stimulation .......................... .556
Anatomical Locus ......................................................... .556
Methods of Measurement. .................................................. .559
Place-to-Place Behavior .................................................. .559
Operant Measures, “Self-Stimulation” ..................................... .560
Secondary Reinforcement ................................................ .56 I
Comparison Techniques .................................................. .56 I
Satiation Tests. ......................................................... .562
Qualitative Observations ................................................. .563
Parameters of Stimulation ....................................... . .......... -564
Basic Drives .............................................................. ,566
Reinforcement Controlled by Drives ....................................... ,566
Elicited Drive Responses ................................................. .566
Punishment and Reward ................................................... .567
Escape Reactions ........................................................ .568
Ambivalent Responses ................................................... .568
Anatomical Relations of Punishment and Reward Systems .................... .57 I
Interaction of Motive Systems. ............................................ -572
Physiological Interactions. .................................................. .573
Effects of CNS Damage .................................................. .573
Electrophysiological Ramifications of the Stimulation ......................... .575
Operant Conditioning of Unit Responses ................................... .576
Autonomic Responses .................................................... .57g
Psychological Interactions .................................................. .580
Arousal ................................................................ .580
Arrest ................................................................. .581
Perception ............................................................. .582
Learning. .............................................................. .582
Social Interaction ....................................................... .584
Pharmacological Interactions ............................................... .584
Effects of Drugs on Electric Stimulation .................................... .584
Direct Chemical Stimulation .............................................. .588
Speculations. ............................................................. ,592
Appetitive Behavior and the Olfactory Forebrain ............................ .5g2
Appetitive Reactions and Drives. .......................................... .592
Mechanisms of Reward .................................................. .5g4
Summary.................................................................59 5
Conclusions .............................................................. .597
Glossary ................................................................. .5g8
1 Preparation of this review and the research carried out in the author’s laboratory were
aided by grants from the Foundations Fund for Research in Psychiatry, the Ford Foundation,
the National Institute of Mental Health, the National Science Foundation, and the Wallace
Laboratories.
554
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October rg 62 HYPOTHALAMIC SUBSTRATES OF REWARD 555
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556 JAMES OLDS Volume 42
from those based on physiological research; i.e., the behavior is often “explained”
by reference to the fact that it leads to survival instead of being explained in
terms of the actual physiological mechanisms involved.
As for the language, the terms used in the present review are defined in the
GLOSSARY (see p. 598). This is meant only to identify unfamiliar usages. From
logical or linguistic points of view it is not completely accurate, but it is not en-
tirely peculiar to the present manuscript, for the intention is to identify usages on
the basis of meanings already familiar to the reader. Thus, when two words are
said to be synonymous, it is understood that they are so only roughly.
The experimental arrangements described above provide much of the subject
matter of the present review. Specifically, this review is about “operant” as op-
posed to “reflex” behavior.
ANATOMICAL Locus
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October 1962 HYPOTHALAMIC SUBSTRATES OF REWARD 557
places tissue above the whole region from mammillary body back to interpeduncu-
lar nucleus. It is not yet definitely established whether interpeduncular nucleus
itself forms a part of this system; it is quite certain that the medial mammillary
nucleus does not. Regions behind the interpeduncular nucleus have not been
systematically investigated. The structures of the mesial and medial hypothalamus
contained within the U yield, more often than not, attenuated positive-reinforce-
ment effects, but also yield negative reinforcement. Attenuated positive reinforce-
ment is also produced by stimulation in some parts of septal area, caudate nucleus,
diagonal band, some central and medial areas of amygdala, pyriform and subcal-
losal cortex (I 38).
Very mild positive reinforcement is produced by stimulation of some parts
of the cingulate cortex. Portions of the hippocampal formation (most likely the
dentate gyrus) and portions of the diffuse system of the thalamus, particularly the
anterior group, yield a questionable form of positive reinforcement that may
have on the one hand more to do with seizures than with gratification and on the
other hand more to do with secondary (learned) reinforcement than with primary
reinforcement ( I 08, I 34, I 38).
These anatomical findings are schematized in Fig. I, which presents five
coronal sections from rat brain; the most rostral, in u/$er left, passes just anterior
to the diencephalon; the most caudal, in lower right, passes just posterior to the
diencephalon.
In other mammals, the picture is similar. Brady (I 2, I 3, I 8), Nielson (105),
Sidman (155), Brown and Cohen (28), and Roberts (I 46) have studied cats.
Electrodes in lateral and half-lateral hypothalamus yield positive reinforcement
with great regularity. The strongest effects are achieved in the area of the medial
forebrain bundle. Some parts of the caudate also yield positive reinforcement.
Some parts of the septal area do not.
Bursten and Delgado (3 I ), Brady (I 8), Lilly (73-80), Brodie and his group
(25, IS), and Porter and colleagues (142) have studied monkeys. Electrodes in
medial forebrain bundle regions yield positive reinforcement of great intensity.
Paleocortical structures, e.g., orbit0 frontal and entorhinal, amygdala, caudate,
globus pallidus, lateral septal nucleus, anterior commissure, and nonspecific
thalamus are also reported to yield positive reinforcement in varying degrees on
electric stimulation.
Lilly (82) gives a very preliminary report of replication on the bottlenose
dolphin. Some electrodes in the very large brain of this animal certainly do yield
positive reinforcement, but it is impossible to determine from the report precisely
where they were placed.
Higgins et al. (58), Delgado and Hamlin (37), Heath (53), and Sem-Jacobsen
(150) have reported on humans who have had chronic electrodes implanted in
brain for therapeutic purposes. Electrodes believed to be in hypothalamus and
tegmentum have produced extreme euphoria, electrodes in septal area have in-
hibited pain and produced feelings of “well being.” Electrodes in paleocortical
regions of frontal lobe have produced milder positive reactions. Reports of experi-
ence have not been extensive: several patients with paleocortical electrodes in
frontal areas have expressed desires to marry the investigator.
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JAMES OLDS Volume 42
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October rg 62 HYPOTHALAMIC SUBSTRATES OF REWARD 559
METHODS OF MEASUREMENT
Place-to-Place Behavior
The positive reinforcement produced by electric stimulation has been demon-
strated in many ways. In the simplest experiments, the stimulus was applied
whenever the animal walked into a particular subdivision of the test chamber;
animals returned on a greater than chance basis to the place where the stimulus
was applied (3 I, 106, 107). In other experiments, a start compartment was con-
nected with a goal box by a runway; hungry rats traversed the runway faster
for the electric stimulus reward than for food (I 09). In one case a maze was
then used to connect start and goal boxes; hungry rats which received electric
stimulation as reward showed trial to trial improvement, gradually eliminating
errors and running faster. Day-to-day improvement was also demonstrated even
on the first trial of each test day, indicating that prestimulus was unnecessary to
engage the appetitive behavior (109). In the reported maze experiment, animals
the thalamus; npt: nucleus of the transverse peduncular tract; ofi: optic nerve;pc: precommissural
septal fibers; pnz: mammillary peduncle; Pp: cerebral peduncle; pu; putamen; pyc: pyriform cor-
tex; s: septal region; sb; bed of the terminal stria; sm; medullary stria of the thalamus; sma; rostro-
ventral fibers of the medullary stria; SK substantia nigra; SOC: supraoptic commissures; sfl: com-
missural bundle of the terminal stria ; to: olfactory tubercle; tol: lateral olfactory tract; tpt: trans-
verse peduncular tract; tro: optic tract; v: ventral nuclear group of the thalamus; vda: mammil-
lothalamic tract; vk lateral ventricle; vm: ventromedial hypothalamic nucleus; si: zona incerta.
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560 JAMES OLDS Vohim 42
learned somewhat faster for food reward but ran faster for the electric stimulus.
Electrodes were in a telencephalic area; later work shows that with some dien-
cephalic electrodes animals learn even faster (I 34).
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October rg 62 HYPOTHALAMIC SUBSTRATES OF REWARD 561
Ferster and Skinner (42) DRL (differential reinforcement of low rates) program
(15, I 7, 20). In one case the program was arranged so that only the first response
after each ao-second pause would be reinforced. A monkey working for sugar
pellets eventually spaced responses allowing quite often the required 20 seconds to
elapse between responses, and thus obtaining a reward quite often. The same
monkey working on alternate days for medial forebrain bundle stimulation ap-
peared unable to pause; it responded with inefficient rapidity giving about IOO
responses for each reinforcement and a wasted burst of responding after each
reward which lasted for about IO minutes.
Secondary Reinforcement
Several other dependent variables have been used, first with the purpose of
showing that the brain stimulus reinforcement has properties of other well-known
primary reinforcers and second with the aim of establishing the intensity of the
motivation involved and comparing intensities of stimulation at different brain
points.
Among these is the “secondary reinforcement” experiment. A food or sexual
reward not only has the power to motivate behavior but also it can impart
motivating power to formerly neutral stimuli with which it becomes associated.
The dog comes to a whistle because this “secondary reinforcement” has been
associated with primary reward. Stein (I 57) showed that a neutral tone associated
with a brain reward stimulus would in a similar fashion acquire reinforcing value
for the rat; and he speculated on the possibility that the tone-stimulus pairing
gave the tone some power to elicit activity in the neural tissue near the electrode
tip.
Comparison Techniques
The obstruction box experiment is normally used to compare the intensity of
different positive reinforcers by matching them against a measurable negative
reinforcement. The animal is required to cross a grid which yields a quantifiable
foot shock in order to get positive reinforcement. In a box where hungry rats,
starved for 24 hours, would take a 60- to 18o-pa foot shock for food reward,
an implanted animal took 60 pa of foot shock for stimulus of twice the threshold
value in medial forebrain bundle, and a 4250pa foot shock for a stimulus of ten-
times threshold in medial forebrain bundle (I I 5, I 3 I ).
The obstruction box also provides one method for comparing the different
intensities of reinforcement produced by stimulation at different places. It was
thought that even though a rat responds more slowly for telencephalic stimulation
than for medial forebrain bundle stimulation, the former might be more rein-
forcing; e.g., it might have a long enduring effect which would slow the
animal down. In one experiment a group of animals with telencephalic electrodes
was compared with a group with electrodes in diencephalon. The same brain
stimulus intensity was used in both cases. Within each group intensity of rein-
forcement as measured by grid crossing was directly related to intensity as meas-
ured by response rate. The hypothalamic stimuli which showed greater intensity
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562 JAMES OLDS Volume 42
by producing higher response rates also showed greater intensity by causing rats
to traverse the greater shock obstruction. However, the most intense telen-
cephalic reward placements produced lower response rates but better grid crossing
than the least intense hypothalamic placements. Thus it is evident that response
rates, while useful, are not perfect for measuring positive reinforcement (I 14,
131)*
A similar point is made by a series of preference experiments (I 8, 60, I 59). In
the first of these, advantage was taken of the fact that a monkey may balk or slow
down if a lesser reward is offered after a more intense one (I 67). Testing the same
animal with the rewarding brain stimulus delivered first to one area, then to
another, Brady (I 8) varied the order of the points tested from day to day. He found
that the animal would not work for amygdaloid stimulation after medial forebrain
bundle stimulation, anterior medial forebrain bundle after hypothalamic stimula-
tion, and so forth. With this technique he worked out a hierarchy of structures
according to the reinforcing value of stimulation with the following order from
maximum positive to negative reinforcement : hypothalamus, anterior medial
forebrain bundle, orbitofrontal cortex, amygdala, entorhinal cortex, septal area
(neutral), and fornix (negative).
A more recent work (60) criticizes rate as a method of measuring the rein-
forcing value of stimulation at different brain points. It shows that the brain
stimulus producing highest rate is not always the one preferred in a choice test,
that is, if mild stimulus in a preferred area is compared with strong stimulus in a
nonpreferred area. However, even here, the brain locus yielding the greatest
reinforcement by rate test is the same as that producing the greatest reinforcement
by preference test. The most interesting outcome of the study has to do with high-
intensity stimulation. As intensity of stimulation increases, rate sometimes declines
(I 34, I 44), as will be discussed later. The preference study shows that even when
rate declines at higher intensities, choice is still sometimes directed to the higher
intensity.
Applying a similar technique, Stein (I 59) permitted concurrent stimulation.
Animals with two pedals could work them alternately or in any order they might
choose to stimulate two different brain points. He showed that rats maintaining
high rates on each electrode separately could be made to work twice as hard to
stimulate the two concurrently. For example, when presented with lever A
alone to stimulate ehtrode A, one rat regularly maintained a 1,5oo-rph rate.
When offered at the same time lever B to stimulate electrode B, the rat maintained
the 1,500 rph on A and by racing back and forth and working twice as hard main-
tained a similar rate on lever B concurrently. Behavior at one pedal was often
largely independent of behavior at the other, although interesting interactions
were shown in certain cases. Posterior points in hypothalamus usually required
less current for the same rate than that required by anterior ones.
Satiation Tests
Another test has had to do with endurance. Sometimes behavior motivated
by brain stimulation has been sustained for periods of more than 24 hours at a
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October 1962 HYPOTHALAMIC SUBSTRATES OF REWARD 563
time. It has been shown that, in long-run self-stimulation tests (I I 3), animals
with diencephalic electrodes tend to respond to the point of physical exhaustion.
Animals with telencephalic electrodes tend to become satiated long before the
state of physical fatigue brings self-stimulation to a halt. In both cases, however,
there is no satiation if animals are permitted only I hour of self-stimulation daily.
Qualitative 0 bservations
Several investigators have discovered elicited effects taken to be indicative of
positive effects. MacLean (85) reports that stimulation of hippocampus by deposit
of crystalline carbachol induces seizures in the cat which subside after an hour or
so. During subsidence “enhanced pleasure and grooming reactions” are observed
and the cat is “unusually receptive to genital stimulation.” The pleasure reactions
include ccspontaneous loud purring, kneading and fanning the forepaws; turning
over on the back, rolling, twisting, stretching . . . ; rubbing head and body vig-
orously against inanimate objects or the examiner.”
Kopa, Szabo, and Grastyan (71) report “a general relaxing effect” from stimu-
lation in centrum medianum of thalamus, and also sometimes activation of “ali-
mentary reflexes.” Further material on activation of instrumental and consumma-
tory responses in conjunction with positive reinforcement will be taken up
later in the section on basic drives.
The small number of studies with humans have made reference to the pa-
tients’ report of experience. Possibly because of the unusualness of the experiences
involved, these reports have not been unambiguous. Sem-Jacobsen (150) reports
“feeling of ease and relaxation, feeling of joy with smiling, and great satisfaction.”
Further, he speaks of “desire for repeated stimulation” and experiences “ranging
from curiosity and funny tickling to relaxation and pleasure.” He tells of one pa-
tient in whom “the stimulus evoked a fluttering in a muscle group in the pelvis
which tickled the patient and she responded with joy and laughter.” He allowed
patients to stimulate themselves by pressing a button and found that Yn some
regions they like to keep the stimulus on for a prolonged period, only interrupted
by short breaks. In other areas, they seem to get pleasure by frequently starting and
stopping the stimulus.
“The most rapid rate of pressing and releasing the button was obtained when
the patients’ level of consciousness was altered in connection with self-stimulation.
Frequently, as long as they were unresponsive and after discharges appeared in
the record, they would press and release the button with a high repetition rate.
Afterwards they were unable to explain the behavior. We have never obtained
anv results similar to the rapid rate of IO per second or more into which animals
stimulate themselves.” It should be pointed out that in fact animals rarely exceed
2 or 3 responses per second, and typical rates with telencephalic electrodes are of
the order of one response every several seconds.
Finally, Sem-Jacobsen indicates that “from strong pleasure areas we have
found that the patients stimulate themselves into a convulsion. In the postictal
stage these patients were lying relaxed, smiling happily, contrary to the restless
fighting frequently observed in patients after electrotonic treatment.”
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564 JAMES OLDS Volume 42
PARAMETERSOF STIMULATION
It is assumed that the negative phase of the electrical stimulus is the effective
phase. This can be square, peaked, or rounded. It can be brief or extended in
time. It can be single or repeated. If repeated, as it usually is, the repetition rate
can be varied over a very wide spectrum, the train duration becomes an important
variable, and the repetition rate of trains can also be important.
Most important, of course, is the factor of intensity, but the measure of inten-
sity poses problems. Is it peak current that counts, or the total amount of electricity
in a pulse, or in a train. 3 If the total electricity in a train is important, how long
is the interval of summation?
In the experiments reported, trains of repeated pulses have been used regu-
larly although it is established that a rat will work with extreme rapidity
for single pulses of several milliseconds duration (Tullsen and Olds, unpub-
lished). Thr ee general wave forms have been used regularly and with considerable
consistency between investigators; these are rectangular pulses, “Lilly” pulses(8 I ),
and sine waves.
Rectangular pulses ranging from o. I to 2.0 msec in duration have been reported
with repetition rates of 50 to 300 pulses per second (pps) and intensities of about
0.5- to 3.o-ma peak (25, 26, 31, 38, 60, 105, 146). Paired positive and negative
triangular pulses of the “Lilly” (81) type with negative pulse ranging from 0.025
to 0.050 msec in duration have been reported with repetition rates of 50 to IOO
pps and peak intensities of about 12 to 50 ma for this very brief, saw-toothed-
like pulse (I 8, 74, I 55, I 57). Sine waves with negative pulses ranging from 2 to 8
msec, these determined inversely by repetition rates ranging from 60 to 200 pps,
have been reported with intensities of about 0.005 to o. IO ma r.m.s., which yields
about 0.007 to o. I 4 ma as the peak for the negative phase (I I, I 26, I 44). Brown and
Cohen (28) reported use of a 5,ooo-cycle/set sine wave with current of I .3 to 2.1
ma.
In a study of parameters, Ward (I 70) used 0.2.set trains of rectangular stimuli
with frequencies in the ao- to IOO-pps range and pulse durations from o. I to 5.0
msec. Peak current appeared to be the most important variable, total coulombs
next, and pulse width and frequency only insofar as they contributed to these. For
trains of constant pulse width, the number of coulombs per train determined
thresholds; frequency and intensity were both significant because their product
determined the number of coulombs in the train as a whole. When pulse widths
were varied, it was found that peak current flow was somewhat more important
than the total amount of electricity in a pulse: a 3-fold drop in peak current re-
quired a IO-fold increase in duration to compensate, causing thereby more than a
3-fold increase in the total electricity required to produce an effective stimulus.
From the point of view of saving coulombs, therefore, very brief stimuli were most
effective; more enduring stimuli, however, permitted considerable reduction in
peak intensities.
Ward (I 70) also tested sine wave trains of o.g-set duration, o.og-ma intensity,
and frequency ranging from I 7 to 5,000 cycle/set. Frequencies from 40 to 1,000
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October rg62 HYPOTHALAMIC SUBSTRATES OF REWARD 565
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566 JAMES OLDS Volume 42
BASIC DRIVES
The relation of these phenomena to hunger, thirst, sex, or other drives is an
important adjunct to the more basic question of whether these electrodes penetrate
into real physiological substrates or elicit veritable central components of normal
reward mechanisms. Normal reward mechanismsare ordinarily responsive to the
basic drives, and if the electrically aroused brain processesare veritable substrates,
they should respond similarly.
Reinforcement Controlled by Drives
Hunger drive is definitely established as influencing the brain-rewarded re-
sponserate when electrodesare placed in the feeding center of lateral hypothalamus
of rat (61, 93). Hunger also controls the response rate when electrodes are in
medial septal area of rat (I g, 59, I I 2) and ventromedial caudate of cat (I g, 105).
Thirst may be effective also with electrodes in these anterior points (IS), but
this is not clearly established as separate from the hunger effect.
Castration and androgen replacement therapy have exercised more or less
complete control over self-stimulation rates with electrodes in the dorsomedial
caudate or the half-lateral, middle region of the reticular activating system (I 15),
and milder control with electrodes in the olfactory tubercle region of the diagonal
band and in the supramammillary regions of the hypothalamus (I I 2).
It is established that the hunger-related rates produced with electrodes in
medial septal sera of female rats are not susceptible to augmentation by the
hormonal manipulations which augment the sexual reflexes (59). Similar dissocia-
tion of hunger and androgen effects is reported for male rats (104, I I 2). In general,
it appears that placements yielding self-stimulation susceptible to positive control
by hunger drive are different from placements similarly related to the sex drive
(I 12).
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October 1962 HYPOTHALAMIC SUBSTRATES OF REWARD 567
thalamic center. Lesions of the medial satiety center, on the other hand, augment
both the feeding and the self-stimulation caused by lateral stimulation.
These findings appear to indicate a very near identity of the lateral mechanisms
responsible for lowering the threshold of eating reflexes and that responsible for
hunger-related positive reinforcement.
A similar relation between sexual mechanisms and self-stimulation centers
waits to be demonstrated. However, a great deal of work (27, 40, 41, 43, 86-90,
148) implicates a variety of nervous system structures in various sexual phenomena.
Included are the hippocampus, the septal area, the dorsal hypothalamus, and the
supramammillary region. All these areas are also implicated by positive reinforce-
ment tests; and at least the supramammillary region (I I 2) appears to yield andro-
gen-related positive reinforcement.
As for thirst, a region in posterior hypothalamus of goat, near the mammillary
level but placed just lateral to a line from mammillothalamic tract and fornix
yields voracious drinking on electric stimulation (7). The homologous point in
rat yields very intense positive reinforcement (I 38).
In the studies of hunger (49, 96) and thirst (6) stimulation of the rewarding
lateral hypothalamic CCdrive” center not only calls forth consummatory behavior if
the goal is presented but also specific, learned, goal-directed instrumental responses
if the goal is absent.
A generalization which is growing in likelihood is that at a brain point where
electric stimulation lowers the threshold of instrumental and consummatory re-
sponses appropriate to a given drive, there also stimulation will yield rewarding
effects whose intensity varies as a function of the same drive. It is tempting to
suppose that various drive-response systems exist; in each case, the threshold of
the system varies with appropriate hormonal or deprivational conditions. Activity
in the system lowers the thresholds of related instrumental and consummatory re-
sponses; and strong arousal of the system yields positive reinforcement of preceding
behaviors.
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568 JAMES OLDS Volume 42
of the brain have yielded quite definite information about anatomical structures
peculiarly related to mechanisms of negative reinforcement. These have recently
been combined with studies of positive reinforcement to further the analysis of
relations between mechanisms of punishment and those of reward.
Many studies which show elicitation of appetitive and aversive reactions from
stimulation of the same point have been taken as evidence for a single- rather than
dual-motive mechanism; studies which show differentiation of appetitive from
aversive points have been taken as evidence for a dual-motive mechanism. Studies
of interactions suggest possible mechanisms of reciprocal correlation.
Escape Reactions
In early reports, stimulation of posterior hypothalamus and mid-line thalamic
nuclei in cat was reported by Hess (56) to elicit a pattern of attack-defense. Recent
work on cat and monkey (35, 38, 39, I 45-147) indicates painlike responses and
avoidance responses from a variety of midbrain areas, including medial lemniscus,
spinothalamic tract, central gray, trigeminal nerve and its root, and from a ventral
tectal location near the posterior commissure. Similar responses have also been
reported from related structures in thalamus, namely, ventral nucleus and possibly
also lateral and dorsomedial nuclei. A fearlike response characterized by avoidance
behavior has been definitely reported from stimulation in the dorsomedial thalamic
nucleus ( I 47). Similar responses have also resulted from electric stimulation applied
to hypothalamus near the ventral aspect of the posterior hypothalamic nucleus,
and in the Fore1 Hl field of zona incerta. Rage has been produced with electrodes
in the ventromedial nucleus of hypothalamus, in the fornix, and sometimes in
mammillothalamic tract (94, 95, I 46). In telencephalic systems, hippocampal
points, fornix system points, and parts of the amygdala have been implicated in
negative reinforcing effects of electric brain stimulation (ESB) (35, 38, 39). In the
rat (138), the area of pure negative reinforcement is best described as it appears on
one half of the transverse of coronal plane (see Fig. I). In the midbrain, it appears
to form a full circle surrounding the reticular activating system. The circle is
formed by the brachium of the medial geniculate on the lateral boundary, by the
medial lemniscus below, by the periventricular gray on themedial edge, and by the
ventral tectal structures on top. In the thalamus, the system seems to have lost its
upper boundary and thus it now forms a U. At this point, lateral forebrain bundle
and some parts of the reticular nucleus form the outer edge, the medial lemniscus
still forms the base, and the mid-line structures of thalamus form the medial border.
In telencephalon negative reinforcement appears somewhere on the boundary of
the lateral ventricle (apparently in caudate), and in the vertical fornix column and
in hippocampus proper. (Dentate gyrus does not appear to yield negative reinforce-
ment.) Stimulation of ventromedial nucleus of hypothalamus has also produced
unequivocal escape behavior (I 20).
Ambivalent Responses
Roberts first reported rewarding and punishing effects of stimulation of the
same electrode at the same intensity. He came upon the effect while investigating
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October rg 62 HYPOTHALAMIC SUBSTRATES OF REWARD 569
the area of the lateral boundary of the posterior hypothalamic nucleus. He found
that electric stimulation caused escape behavior after the onset, but that the animal
would not heed a warning signal and avoid prior to brain stimulation (I 45).
Roberts first guessed that for some reason the brain stimulus failed to become
associated by normal learning mechanisms with the warning signal. Later (146),
however, he tested the notion that the animal might be at first rewarded, by the
onset of the stimulation, and then punished, by its continuation. Proceeding on
this assumption, he found that animals would press a lever to turn the stimulation
on, and would also respond to turn it off. Later, using a symmetrical Y maze with
one alley for “on,” one for “off,” and one for leaving the stimulus CCasis” whether
on or off, he found that these animals would work to turn on and then to turn off
the same stimulus. At low intensities the turn-on response was dependable and
the turn-off response nearly random. As the intensity increased, the turn-off
response became dependable and the turn-on response became slower and more
conflicted.
His assumption therefore was that brief or low-intensity stimulation was posi-
tively reinforcing, but with increased intensity or prolonged duration, the positive
reinforcement became less and a negative reinforcing component of the stimulus
appeared.
In this as in the other approach-escape experiments, identical or roughly
similar stimulus intensities were used in reward and punishment tests. Character-
istically, however, the train duration was fixed at some brief level during reward
experiments but was continued until response occurred in escape experiments;
thus the duration was longer in the escape or avoidance experiments.
In the same study (146) a special test was made to assess the duration factor.
Animals were forced to take a s-minute train of stimulation or none at all. Under
this regimen, two animals showing milder reward in previous tests now chose
none at all, while one animal which previously showed strong reward now took
the s-minute stimulus. For two of the animals, therefore, extending the duration
of the stimulus transformed it from positive to negative.
The one case rewarded by the longer train must be taken seriously, however,
for it makes an important point, namely, that the onset of the hypothalamic stimu-
lus was in itself a rewarding event. Some earlier arguments suggested that animals
pressing for such stimulation were in fact rewarded by its cessation.
The work of Roberts was followed by that of Bower and Miller (I I) who re-
ported that rats with anterior medial forebrain bundle electrodes would work
both to approach and to escape from electric stimulation, but that rats with elec-
trodes in the posterior part of this same bundle showed pure approach behavior.
Brown and Cohen (28) implanted electrodes in dorsal, half-lateral areas of
hypothalamus of cats at a point dorsal to the ventromedial nucleus; their points
yielded classical “hypothalamic rage.” They showed that cats would respond
faster on successive trials to get a 0.3.second train of stimulation at these points,
and also would escape from the same stimulus when it was continued up to the
time of the escape response. These animals, unlike those of Roberts, did learn to
heed a warning signal, and eventually many of them responded early enough to
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570 JAMES OLDS Volume 42
get no stimulation at all. The authors conclude that the stimulus had merely an
activating effect without appetitive or aversive characteristics. But the data are
possibly better interpreted by Roberts’ (146) assumption of rewarding effects
associated with brief stimulation and aversive effects associated with more enduring
stimulation at the same points.
Analyzing the tegmentum of rats, Olds and Peretz (130) found that dorso-
medial points and medial lemniscus points caused animals to escape from brain
stimulation onto an aversive foot grid, and caused no appetitive responses. Stimu-
lation in ventrolateral tegmentum caused no escape response but strong appetitive
behavior, and stimulation in middle parts of the reticular activating system caused
both the escape and the appetitive responses depending on the nature of the test.
Utilizing a technique which permitted the same animal to press the same pedal
first to turn on electricity in hypothalamus, then to turn it off, and later to turn
on electricity in tegmentum, then to turn it off, it was shown (120) that
lateral hypothalamic electrodes in the medial forebrain bundle, and other elec-
trodes in the anterior commissure region, would yield reward but not punishment;
electrodes in ventromedial nucleus of hypothalamus and in dorsomedial tegmen-
turn yielded escape but not reward. Some placements in half-lateral hypothala-
mus yielded both. In this case, the escape stimulus was more nearly identi-
cal with the one used in the reward studies as both had the same train duration;
however, in escape studies, the trains were more frequent. The repetition of trains
occurred at a rate of I per second unless stopped or postponed for 4 seconds by a
pedal response (cf I 54, I 68). In reward tests, response rates of ambivalent rats
were never above one response for every 2 seconds. Thus it appears that having
the stimulus applied too often was aversive in this case.
Applying this dual-test technique to map the diencephalon in rat (138) (see
Fig. I), it was shown that electrodes on many of the boundaries of the positive-
reinforcement system yield attenuated positive reinforcement but also yield
escape responses. The main region, however, in which electrodes produced these
ambivalent reactions is the group of nuclear masses which make up the medial
hypothalamus; all of the medial hypothalamus is involved. It was at first thought
that only boundaries between appetitive and aversive areas would yield the
ambivalent reactions, but it is difficult to treat the whole medial area which has
long been considered the main body of the hypothalamus as a boundary region of
the medial forebrain bundle. In any event, because it is more than 2 mm
across, and because ambivalent reactions occur right in the middle, it is no
longer possible to contend that ambivalent reactions occur only on the boundaries
of the pure positive system. The ambivalent reactions also occur with considerable
frequency when electrodes are placed anteriorly in the medial forebrain bundle
itself (I I, I 38); in fact, pure positive cases are extremely rare with electrodes
in the anterior hypothalamus or anywhere in the telencephalon. This suggests
that the positive system may be more diffuse and intermingled with other
systems in these anterior areas.
In all the ambivalent cases reported, it appears that the stimulus becomes
aversive if presented immoderately. This view is in harmony with work mentioned
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October rg62 HYPOTHALAMIC SUBSTRATES OF REWARD 57=
earlier showing that with electrodes in certain places a decline in positive reinforce-
ment sometimes occurs at high electric stimulus levels (60, I 44, I 6 I). We may con-
clude that with electrodes in certain places a change from appetitive to aversive
effects often occurs on the basis of changes in the quantity of stimulation, i.e.,
either changes in duration of train, number of trains per unit time, or intensity of
stimulus; there is a possibility that changes in duration are more important than
changes in intensity.
Two papers suggesting change of reinforcement sign based on external factors
have appeared. Nielson et al. (105) indicate that using a neutral caudate stimulus
as a warning signal of oncoming aversive shock converts the caudate shock to an
aversive stimulus itself. Kopa, Szabo, and Grastyan (7 I ) report that stimulation in
diffuse thalamic areas causes increased fearlike behavior in an otherwise dangerous
situation, and increased relaxation in an otherwise safe situation.
In summary, for some cases the prime determinant of reinforcing effects is
the locus of the stimulating electrode. Thus, stimulation in the anterior commis-
sure region (74, I 20) and in the medial forebrain bundle (26, I 20) seems irreversi-
bly positive in reinforcing effects. Stimulation in the periventricular fibers of
dorsomedial tegmentum (35, 39, I 20, 130, I 38), in the medial lemniscus (35, 38,
146), in ventral thalamus (38), in dorsomedial thalamus (147) and possibly in
meningeal or chiasmal regions below anterior commissure (74) is irreversibly
negative.
For other points, particularly in medial hypothalamus, the amount of stimu-
lation seems the prime determinant of reinforcing effects with brief and low-
intensity shock yielding positive reinforcement and high-intensity or long-enduring
shock becoming negative in reinforcement sign.
Finally, some points in caudate and in diffuse systems of thalamus may take
on reinforcement sign either from associative learning or from other apsects of
the situation. Other points in paleocortical, amygdaloid, and paraolfactory
regions are yet to be explored to determine the extent to which the reinforcement
sign is reversible. Work of Wurtz (I 76) suggests that there, too, some points will
be irreversibly positive, others irreversibly negative, and still others changeable on
the basis of stimulus or situational or associative factors.
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572 JAMES OLDS Vomm3 42
synaptic relation of these apparently different motive systems to one another; (ii)
the tendency to find “pure” effects in fiber bundles, and “ambivalent” effects in
nuclei; and (iii) similar thresholds and electric current functions for appetitive
and escape behaviors in mid-hypothalamic locations.
It appears quite possible that fiber bundles yielding positive reinforcement
regularly synapse with those yielding negative reinforcement. Most definite are
the findings (138) that the region of the medial forebrain bundle which is the
primary input to mid-line hypothalamic nuclei yields positive reinforcement, that
the nuclei themselves yield ambivalent effects, and that the periventricular system
of fibers, which appears to be the main outflow of medial nuclei, yields pure
negative reinforcement. Similar but inverse patterns may exist at mammillary
and habenular synapses but these remain to be definitely validated. The hypothesis
of inversion of sign from input to output of hypothalamic nuclei is strengthened
by +zts ii and iii above. Ambivalent effects in such a case would be achieved
from stimulation of the nuclei themselves because the stimulus would affect both
afferents and efferents. And the field of afferents and efferents would be relatively
homogeneous, thereby accounting for the similarity of thresholds and functions
for the two effects.
It has been proposed that a large number of direct synaptic relations between
elements whose stimulation yields effects of opposite sign might indicate that one
or several of the main projection pathways in this group of systems have inhibitory
rather than excitatory function.
From the anatomical data, one is led to think of a Papez-like circuit (139)
consisting of alternating P fibers (whose stimulation is positively reinforcing) and
N fibers (whose stimulation is negatively reinforcing), all more or less spontaneously
active and each exerting an inhibitory influence on the next neuron of the circuit.
If such a system existed, it would function to mediate reciprocal inhibition of
positive and negative reinforcing systems, and it would indicate the likelihood of
some common mechanism of action between the two systems.
To indicate the totally hypothetical nature of these present inferences, how-
ever, it is well to point out immediately that, while the data above seem to suggest
a one-way inhibition of medial forebrain bundle on the periventricular system of
fibers, data to be presented shortly seem to suggest just the opposite. The exact
relations involved remain to be explicated by further experiments.
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October rg62 HYPOTHALAMIC SUBSTRATES OF REWARD 573
minute period while a constant train of stimulation was being applied to the posi-
tive reinforcing point in lateral hypothalamus via a different electrode.
The constant negative train, as might have been expected, impeded and some-
times inhibited completely the positively reinforced behavior. A similar finding is
reported by Hoebel and Teitelbaum (61) with stimulation in the ventromedial
hypothalamic “satiety” center where stimulation also causes negative reinforce-
ment (I 20). Ventromedial hypothalamic stimulation inhibits self-stimulation via
lateral hypothalamic electrodes; and also, lesions at the ventromedial point cause
an augmentation of the positively reinforced behavior (6 I).
Quite surprisingly, however, the constant positive train, far from impeding
the escape response regularly facilitated the negatively reinforced behavior (I 29).
The asymmetry of the outcome appears to indicate a one-way inhibition acting
from the escape mechanism of the periventricular area onto the reward system of
lateral hypothalamus. In an interesting fashion, to be discussed later, such a one-
way inhibition would even help to explain the anomalous speed-up in escape be-
havior during positive stimulation. However, the finding applies only to the
lateral hypothalamic rewarding point, as other points have not been tested, and
as mentioned above, it does not seem to comport with the anatomical relations
involved.
Some evidence also exists for inhibition in the other direction when more
anterior reward points are used. Brady and Conrad (2 I) report that normal “fear”
reactions fail to appear in rat and monkey when the animal is working for brain
shocks in some areas near the septal region. These animals, when working for
food or water, will stop and cower if a signal announces oncoming pain-shock. The
same animal working for septal brain shock seems to ignore the danger signal.
The suggestion that septal stimulation might cause relief of pain or fear is in
good accord with reports of clinical investigators that stimulation in septal area
(53) or other anterior locations (I 50) in human beings brings relief and relaxation
PHYSIOLOGICAL INTERACTIONS
Major questions requiring extended work lie in this area and all too few
answers are available. Effects of CNS damage on the positive reinforcement of
hypothalamic stimulation are almost unknown; projections of peripheral stimuli
to the reinforcing centers have not been satisfactorily investigated; and the rami-
fications of the rewarding stimulus on the electrical activity of the rest of the brain
have been studied only in the most cursory fashion.
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574 JAMES OLDS Volume 42
turn and tested these in one case (I 7 I) after suction ablation of septal region and
fornix columns. Because thirteen rats with septal ablations showed strong teg-
mental self-stimulation, he concluded that septal region and fornix system are not
essential for mediation of basal tegmental self-stimulation. Similarly large lesions
in amygdala were often without influence on tegmental self-stimulation. Ward
(169) suggests that the various areas yielding self-stimulation subserve parallel
rather than mutually prerequisite functions.
Augmentation of lateral hypothalamic self-stimulation by lesions in the “sa-
tiety” center of medial hypothalamus has already been mentioned (6 I).
Functional impairment of the whole cerebral cortex, however, yields quite a
different story. Spreading depression Leao (72) produced by the method of Bures
(29) has caused complete and specific obstruction of the hypothalamic self-stimula-
tion phenomenon (30). The method (29) involves production of spreading corti-
cal depression in a chronic animal by application of KC&soaked pledgets to ex-
posed cortex through trephine openings. With bilateral applications of 22 % KCl,
repeating waves of spreading depression occur which preclude all food-directed
behavior for as much as 4 hours (29).
It is now shown (30) that similar application of KC1 in self-stimulation experi-
ments causes immediate and complete cessation of self-stimulation behavior
driven by lateral hypothalamic stimulation. During the same period, a large compo-
nent of the escape behavior driven by dorsomedial tegmental stimulation con-
tinues. Specifically, it appears that a voluntary or learned component of the escape
behavior disappears with the self-stimulation, and that a reflex or unlearned
component of the escape behavior survives.
The same study presents an interesting account of neurophysiological corre-
lates which may cast light on the mechanisms involved. Unit activity at the dorso-
medial tegmental escape point is briefly augmented during the spreading depression
period; unit activity at the hypothalamic self-stimulation point is greatly depressed.
A corticoreticular inhibitory path which has been physiologically defined in
several studies (e.g., I, 63) would probably account for the great augmentation of
unit responses at the dorsomedial tegmental escape point. No similar
corticohypothalamic facilitatory path has emerged, however, to account for the
depression of unit activity in the lateral hypothalamic self-stimulation area. While
the possibility of such a path should now be taken seriously, an alterna-
tive hypothesis is that the excessive activity at the dorsomedial tegmental escape
point directly inhibits activity in the lateral hypothalamic area. This would
accord well with the inhibitory effects of dorsomedial tegmental stimulation on
hypothalamic self-stimulation (I 29) reported in the previous section.
The hypothesis of such an inhibitory relation would serve yet another explana-
tory function. It might be a means of rendering equivalent the reinforcing event
following hypothalamic self-stimulation and that following the learned tegmental
escape response. In each case there would be augmented activity in the lateral
hypothalamus as the reinforcing event; in the self-stimulation case it would result
from direct stimulation, and in the tegmental case it would be a rebound from
inhibition. From this theoretical basis it has even been suggested that possibly the
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576 JAMES OLDS Volume 42
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October 1962 HYPOTHALAMIC SUBSTRATES OF REWARD 577
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578 JAMES OLDS Volume 42
The amplitude of the supposed unit response would often decrease in orderly
fashion during this period. Then the unit response would disappear for a period
of some minutes, to return at the original amplitude and frequency. From this
point on, however, the stimulus even if presented during silent periods would
elicit a burst of responding. It was as if some irreversible change now linked this
response to the area of stimulation.
In other cases, the repetitive activity did not decrease or disappear but con-
tinued at a high level for long periods. In these cases, it appeared that the reinforce-
ment procedure might have made a more or less lasting change in the spontaneous
discharge rate of the unit in question.
The most questionable aspect of these data derives from the anesthetic used;
stimulation of lateral hypothalamus almost definitely counteracts barbiturate and
meprobamate states, and this could account for augmentation in response rate
produced by stimulation. It is also suggested that increments in blood pressure
might easily be involved (M. Mancia, personal communication). The results have
not been regularly reproducible under curarization with Flaxedil. This is not
surprising as animals under pain or stress do not self-stimulate (I 29). But the neces-
sity for a pain-relieving agent which has its effects reversed by stimulation forces
the experiment to rely heavily on the preliminary uncorrelated stimulus control.
If the uncorrelated stimulus fails to augment unit responses but the correlated
stimulus causes augmentation, then the result is clear. However, elicitation does
sometimes occur, perhaps as frequently as reinforcement. Thus the possibility
always remains that in the reinforcing cases, elicitation tests were simply stopped
too soon for the given anesthetic levels. If elicitation tests could be made a second
time after reinforcement tests, the difficulty would be circumvented. But it is
usually not possible to reverse the procedure. This is not surprising as an animal
who has learned and extinguished a lever response for brain shock reward will go
back to responding if given a free series of trains. On the other hand, it makes the
proof of reinforcement as distinct from elicitation all the more difficult.
Four methods are being used presently to circumvent the problem. First is
the search for anatomical distinctions: if it is possible to discover an easily repeat-
able arrangement of stimulating and recording electrodes such that elicitation
never occurs at all, and if reinforcement can be shown regularly with the same
arrangement, then the demonstration will be definite. Second is the double-
barreled recording of experimental and control units from the same general area
at the same time; in this case elicitation applies equally to both units, but reinforce-
ment applies only in the correlated case. Third is the attempt to produce full
reversal of response pattern by use of an automatic stimulator which under reverse
conditions rewards the animal only after a period of no responding. Fourth is
the use of chronic implantation of microelectrodes to dispense with anesthesia
and restraint.
That the experiment has a good likelihood of eventually yielding a definite
proof of operant conditioning of unit responses, and that it will probably be possible
to reinforce unit responses in quite a wide brain area, are suggested by the relative
ease with which the same response can be recorded for very long periods of time
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October zg 62 HYPOTHALAMIC SUBSTRATES OF REWARD 579
Autonomic Res-onses
Hess (56) divides hypothalamic responses into two types. “Ergotropic”
responsesare related to the sympathetic nervous system but include aswell somatic
expressions.They are considered to enable muscular effort as in defense, attack,
or flight. Among them are pupillary dilatation, rise in blood pressure, increase in
pulse rate, activation of respiration, increase in motor excitability, and general
excitement of the animal.
These are contrasted with “trophotropic” activities of a parasympathetic type.
They releasetension by diminishing the capacity of the organism to produce physi-
cal effort. They provide rest and restitution after strain. They include slowing of
respiration, drop in blood pressure, micturition and defecation, salivation, pupil-
lary contraction, and lossof skeletal muscular tone.
By electric stimulation in chronic cats, Hesshas produced ergotropic responses
in a broad strip of posterior sub- and hypothalamus and anterior midbrain.
Generally it is an area above the mammillary bodies. In lateral sections, however,
it shootsforward in a narrow strip along and parallel to the fornix, almost to the
preoptic area. The mammillary bodies themselves appear to be unresponsive. All
the ergotropic responsestend to go together so that a point which gives one of
these effects ordinarily produces all of them.
Trophotropic or parasympathetic effects are dispersed over the septum, the
preoptic area, and all parts of the sub- and hypothalamus anterior to the ergo-
gropic region. They do not show asmuch tendency to go together as is seenin the
ergotropic responses.Micturition, defecation, slowing of respiration, and decline
in blood pressureare seenon stimulation of parts of the septal area and all through
the anterior hypothalamus back almost as far as the ventromedial nucleus, except
for the narrow area around the fornix, which gives sympathetic responses(or
mixed sympathetic and parasympathetic). The lateral part of this anterior hypo-
thalamic field also produces the other trophotropic responses,salivation, pupillary
constriction, and lossof muscular tone.
The latter response,called “adynamia” by Hess,involves the animal’s sinking
down like an inert mass,without any of the normal adjustments involved in lying
down. The eyes are left open, and the state is quite different from “sleep,” which
Hess seemsto produce by stimulating the region of the thalamic intralaminar
nuclei.
Finally, an area producing only pupillary contraction and arrest of breathing
extends up into the lower and anterior quarter of the thalamus. The only one of the
trophotropic effects found over the whole anterior regions seemsto be arrest of
breathing, which occurs, as stated, on stimulation of septum, all parts of the an-
terior hypothalamus and preoptic area, and in the lower front quarter of the
thalamus.
Some tendency of parasympathetic-like responsesto be found in areas asso-
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580 JAMES OLDS Volume 42
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October 1962 HYPOTHALAMIC SUBSTRATES OF REWARD 581
Arrest
The arrest and petit ma1 reactions of Hunter and Jasper (65) have also seemed
related to the reinforcing mechanisms. First, in maze experiments (109) where
positive reinforcement was produced by application of stimulation to septal and
anterior paraolfactory structures, it was observed that application of the reinforcing
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582 JAMES OLDS Vohne 42
Perce)km
Perhaps the best answer to the seizure question is the demonstration by Beer
and Valenstein (8) that the animal can be alert and attentive during self-stimula-
tion. These investigators established hypothalamic self-stimulation behavior in
hungry animals which had previously been trained to discriminate between two
tones, one of which signaled the availability of food. The tones were then presented
for discrimination during the actual brain stimulation interval of the self-stimula-
tion test. The tones started after the onset and terminated before the end of the
reinforcing stimulus train. Even under these conditions, animals discriminated the
tones well and stopped to eat when the food-related tone appeared.
Learning
While perception occurs during hypothalamic self-stimulation, it is not at all
clear whether someconfusion of learning or associativemechanismsmay not occur,
at least with the self-stimulation electrode in certain areas. Maze experiments
first indicated that, while rats moved faster for a ventral telencephalic reward,
they still learned more slowly than if the reward were food. Some confusion from
the brain stimulus was suspected (I og).
Stein and Hearst (160) demonstrated quite clearly that the rewarding brain
stimulus in septum or anterior hypothalamus had a severely retarding effect on
acquisition of a discrimination habit if presented during instead of after completion
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October Ig 62 HYPOTHALAMIC SUBSTRATES OF REWARD 583
of learning. In this experiment a hungry animal got food by pressing one of two
levers. Auditory stimulusA signaled availability of food at the left lever; auditory
stimulus B signaled food at the right lever. For different rats, rewarding brain stimu-
lation accompanied the onset of one of the two stimuli (A for one rat, B for another).
In each case,the animal learned far more slowly to respond to the stimulus which
was accompanied by the rewarding brain shock. About 75 trials sufficed for perfect
responding when the brain shock was withheld. After 250 trials, responding was
still far from perfect when the brain shock accompanied the auditory stimulus.
It wasshown that the brain shock was more than a simple distraction, asmanip-
ulation of light in the test chamber had no similar effect. The rewarding properties
of the stimulus were implicated by demonstrating that a food reward presented
simultaneously with a discriminative stimulus also caused retardation of learning.
In another study (I 37) a wide sampling of brain points wastested for disrupting
effects of brain shock on a discrimination reversal problem. In this case, after
extensive pretraining, the animal would learn and relearn approximately the
sameproblem day after day in practically the samenumber of trials. Food reward
was given on a contingent basis after the correct response.Brain stimulation was
given on an uncontingent basisin ?&second trains every 3 secondsall during the
test procedure. Points in hypothalamus and rhinencephalic structures caused
disruption. Points in neocortex, primary sensory systems and many tegmental
areas did not. This led to a supposition that disruption was correlated with reward-
ing effects of electric stimulation. The supposition was confirmed by implanting
rats with electrode pairs in the lateral hypothalamic self-stimulation areas and in
the dorsomedial tegmental escape areas. After pretests to confirm elicitation of
strong emotional responses, each animal was tested for learning first during
stimulation of one electrode pair and then for learning during stimulation of the
other. In all cases,animals learned quickly under the negative reinforcing stimu-
lation, and learning was totally disrupted by stimulation at the rewarding point.
It has been suggestedthat thesefindings have more to do with the reinforcing
properties of the stimulus than with any direct relation of the brain points to asso-
ciative mechanisms.In a standard reinforcement experiment reward is applied on
a contingent basis. If the animal makes the correct response, the reward occurs;
otherwise not. In such a case, the reward fosters correct performance. Reward
applied on an uncontingent basis during problem solving has a less certain
status. Several experiments (32) have shown that a distribution of reinforce-
ments on the basis of some ratio between the wrong and the right response
eventually causes a similar distribution of responses. It has been suggested
(H. F. Harlow, personal communication) that this might be spoken of as
partial reinforcement of the wrong response,and that this principle applies to
the caseswhere learning seemsto be inhibited by a rewarding stimulus. The
animals receive the positive reinforcement of brain stimulation for both right and
wrong responseswith the additional reward of food for the right response.This
partial reward of the wrong responseperhaps does account for the animal’s failure
to eliminate the error from their repertory.
The possibleobjections to this simple explanation also need to be voiced. First,
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584 JAMES OLDS Volume 42
Social Interaction
Delgado is reported (22) to have introduced brain stimulation into a monkey
colony. Of particular interest is a taming and possibly reinforcing stimulation of
the dominant male on a prolonged and noncontingent basis. During the period
of stimulation, the position of dominance was usurped by another male, only to
be regained when the electric stimulus was eventually stopped.
PHARMACOLOGICALINTERACTIONS
A comparison of the relative dependability of generalizations in the various
areas of physiology is not particularly favorable to neuropharmacology. Research
experience has given ground for considerable confidence in the reproducibility of
data from homologous areas of mammalian brains; this holds for correlation with
behavioral and physiological functions and appears to be true even across species.
Experience offers no similar ground for confidence in the pharmacological area.
It is common knowledge that doses for one species have no particular relevance
for another. It is becoming clear that even a group of animals within the same
species will often yield a broad family of dose-response functions.
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586 JAMES OLDS Volume 42
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October rg62 HYPOTHALAMIC SUBSTRATES OF REWARD $37
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588 JAMES OLDS Volume 42
Direct ChenzicalStimulation
All the preceding experiments have not determined whether the pharmacologi-
cals have direct actions in the hypothalamic self-stimulation system, or yield
metabolites with direct action, or have instead some peripheral or some other
CNS target which in turn causesthe hypothalamic changes.
In an early effort to study direct effects in hypothalamus, chlorpromazine was
injected via cannulae proximal to self-stimulation electrodes. Very large dosesof
more than one-fourth the peripheral requirement were needed to antagonize
self-stimulation (Olds, unpublished). Just the amount of fluid required was enough
to cause great local damage to the area stimulated, and the outcome was therefore
superficially incompatible with the notion of local effects in hypothalamus. How-
ever, it was found that the chemical and electrical stimulus fields did not line up;
the electrical field was spherical below the stimulus tips. The fluid was forced by
the pressureof injection back up the outside of the probe. Thus it formed a cylin-
drical field above the tips.
After this preliminary effort, testsfor direct chemical stimulation were begun,
eliminating the electric probe altogether. In these (‘self-injection” experiments,
pipettes were selectively implanted to deposit chemical substancesin the lateral
hypothalamic reward system. These were connected by polyethylene tubing to a
solenoid-driven syringe. Amounts as small as 1/2000 ml were used. A circuit was
arranged so the animal could drive the syringe by depressinga pedal.
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590 JAMES OLDS Volume 42
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October 2962 HYPOTHALAMIC SUBSTRATES OF REWARD 591
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592 JAMES OLDS Vohe 42
SPECULATIONS
Appetitive Behavior and the Olfactory Forebrain
It is not impossible that aversive reactions are the only ones deriving from
the irritability inherent in protoplasm, and that appetitive reactions are a later
phylogenetic development awaiting the evolution of an olfactory apparatus. A
specialized chemosensitive receptor occurs in coelenterates and platyhelminthes;
in both, it serves to guide behavior in pursuit of food. In insects it has come to
subserve another appetite as well, indicated best perhaps by the gypsy moth who
will home over 2 miles on the odor of a gypsy female (66).
The forebrain, as soon as it appears in the phylogenetic series,is also linked
to olfaction. It appears tist in early vertebrates where, in shark for example, the
brain seemsbut a looseconjunction of midbrain and a long forward protuberance,
the olfactory bulb and olfactory lobe. Here again, there is an appetitive function
linked to this olfactory apparatus and its form suggeststhat there is much in
common between our notions of appetitive reaction and “operant” behavior:
amputation of the forebrain causesfish to lose “initiative,” that is, “the ability to
react to stimuli in a specific, nonreflex manner” (I 43).
The experiments of the present review might be taken to indicate that the
appetitive behavior which was from the start wedded to the chemoreceptor system
is still so bound, although the direction of chemosensitivity has shifted away from
its original external orientation and toward the blood and cerebrospinal fluid of
the milieu interne. In the course of this change, what started asappetitive behavior
has evolved into a whole system of operant or voluntary mechanisms and the
forebrain which started as a small olfactory appendage has developed to a point
where it comprises almost the whole brain.
Appetitive Reactions and Drives
In any event, a large system of the brain phylogenetically derived from the
olfactory apparatus and possibly still specialized to chemoreception apparently
functions primarily to mediate conservative and appetitive reactions. The former
are uncovered by observing the autonomic responsesproduced by electric stimu-
lation in these areas, the latter by observing instrumental or consummatory
responsesyielded by the samestimulation. Besidestheseelicited effects, stimulation
of the sameareas has, on random behavior, the effect of a primary reward, causing
avid repetition of those responsesequenceswhich are sufficiently often followed by
the brain stimulus. These primary rewarding effects are demonstrated in self-
stimulation experiments.
Experiments in which basic hunger or sex drives are manipulated during
self-stimulation behavior suggestthat the system is differentiated into subsystems
on the basis of the different basic drives. Other data (5) suggest that chemicals
in the blood related to a particular basic drive constitute a major pathway of
control over the correlated reward subsystem.
Another pathway of control is demonstrated by negative reinforcement
experiments which indicate that certain negative mechanisms have an inhibitory
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October 1962 HYPOTHALAMIC SUBSTRATES OF REWARD 593
FIG. 2. Possible organization of the
reinforcement mechanism. Sensory fibers
of paleocortex receive projections from
olfactory, gustatory, and visceral receptors
and project inhibitory impulses (i> onto
drive centers of medial hypothalamus
(VMH). This releases lateral interstitial
fibers @ from inhibition, causing facilita-
tion (f) in medial forebrain bundle (MF’).
Extrapyramidal fibers of origin in paleo-
cortex, caudate, globus pallidus, zona in-
certa, and substantia nigra are shown as
Latera I
System
coursing through the lateral hypothalamic
LHA area (LHA) and related areas which are
MFB occupied by the medial forebrain bundle.
It is supposed that these are the systems
which give direction to behavior and which
- Autonomic are reinforced by the lateral interstitial
fibers. The drive centers of medial hypo-
Consummatory thalamus are supposed to yield both aver-
1 Skeletal
sive consequences
relation
The suggestion
to the lateral
and inhibitory
interstitial
that some part of this area
effects in
system.
is also a glucose receptor shows that some of the aversive activity is thought to correlate with an
excessively satiated rather than an excessively hungry state so far as the food system is concerned.
It is interesting, but not quite anomalous that some medial hypothalamic aversive responses have
been shown to correlate with an excess of satiety (61) ; psychology has tended to emphasize those
aversive mechanisms associated instead with an excess of hunger. As far as the autonomic responses
are concerned, sympathetic activity might be caused by activity in the VMH drive center, and
parasympathetic activity (iJ might be released from inhibition when this drive center activity
subsides. Consummatory responses @ would be similarly released but only on further reduction
of VMH activity. In operant conditioning, the facilitatory relation (f) would directly increase
later response frequencies, and the temporary connection (t) would cause a further indirect incre-
ment in response frequency.
relation to the appetitive ones. The inhibitory relation of the negative feeding
mechanism of ventromedial hypothalamus to the “feeding center” of lateral
hypothalamus, and the apparent subservience of this negative mechanism to
glucose level (5) seem to indicate that drive control over appetitive mechanisms
may itself be mediated via negative areas which are inhibitory in relation to the
appetitive system and negatively reinforcing in relation to behavior (see Fig. 2).
A third line of control is suggestedby the fact that the brain areas yielding
self-stimulation are supposed to be actual substrates of reward. If this is true,
receptors in the viscera and the periphery normally receptive to primary-reward
stimuli must in one way or another send projections here.
In any event it is clear that stimulation of the samelateral area has two usually
dissociated effects. On the one hand, it has the effects of the primary drive itself,
causing emissionof drive-related instrumental and consummatory responseswhen
suitable opportunities are offered. On the other hand, it hasthe effect of the primary
reward related to that drive, causing repetition of the preceding behavior when it is
used to reinforce operant responding. Therefore, the possibility that the electric
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594 JAMES OLDS Volume 42
Mechanisms of Reward
The basic question posed by these findings and speculations is: what does it
mean for the substrate of some instrumental response to become related to a
particular drive-reward focus? One can only speculate. From the experimental
analysis of behavior, someaspectsof the meaning may be guessed,namely, (i) that
its threshold is generally lowered by the relationship so the responsemight be more
frequent in the future, and (ii) that its threshold is also brought into somerelation
with the correlated drive so that the active drive may cause even further lowering
of its thresholds. Possibly also a third consequenceis involved, (iii) that the neural
substrate of the behavior represents a new pathway of control over the focus in
question so that stimuli tending to arouse the behavioral substrate will also have
sometendency to arouse the drive in the future (cf I I 7).
For further hints about the mechanism, we may turn our attention briefly
to the nature of the neuroanatomical substrate of the drive-reward focus. We can
never be sure which of the structures near an electrode tip is yielding a particular
effect. However, if a large number of brain points is tested, and those yielding an
effect follow a patterned course through the brain, it becomes a matter of ever-
increasing likelihood that any anatomical structure following a similar course is
importantly related to the effect. On the basisof such reasoning, it may be guessed
that the main substrate of reward is a set of interstitial elements which forms a
system through the lateral hypothalamus, basal ganglia, and paleocortex. In-
creased activity in these elements appears to be the final behavior mediator of
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October 19 62 HYPOTHALAMIC SUBSTRATES OF REWARD 595
SUMMARY
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596 JAMES OLDS Volume 42
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October rg62 HYPOTHALAMIC SUBSTRATES OF REWARD 597
CONCLUSIONS
It is by no means clear from the present data what actual physiological path-
ways mediate the effect of primary rewarding stimuli on the self-stimulation areas.
It is not even proven that these pathways exist. Until such a demonstration is
made, the theory that this system constitutes a veritable substrate for rewarding
mechanismswill remain speculative. Furthermore, if this is a substrate, and I am
quite sure it is, the pathway needs to be defined both for the purpose of clarifying
the mechanismsinvolved and to render the knowledge of these mechanismsuseful
in relation to pathological conditions. Therefore, a next step should involve
physiological and behavioral studiesaimed at finding and defining these pathways.
On a prima facie basis, one would expect afferent pathways from lower
centers and from olfactory and gustatory centers to converge on the system.
Becausehypothalamic lesionscauselossof drive control over the system (I 64, I 65),
and amygdaloid lesionscause a lossof head receptor control over the system (TO),
it is possibleto speculate that drive-related afferents have their accessto the system
via the hypothalamus, gustatory, and olfactory afferents via the amygdaloid
complex. Visceral afferents stand in a middle ground where guessingis difficult-
In any event, a great deal of work is needed as no clear demonstration has been
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598 JAMES OLDS Volume 42
GLOSSARY~
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October zg62 HYPOTHALAMIC SUBSTRATES OF REWARD 599
the “eliciting function” of a stimulus is distinguished from its “reinforcing function.” “Elicited
responses” come immediately after the stimulus; whereas a stimulus “reinforces” those responses
which immediately precede the stimulus (cf Skinner, I 56).
“Ergotropic” is a term borrowed from Hess (55) to refer to sympathetic responses of the
autonomic variety together with related “voluntary” responses.
“ESB” is an abbreviation meaning electric shock to the brain, and referring usually to a
local electric stimulus delivered via an implanted electrode.
“Escape” is synonymous with “aversive behavior.”
“Extinction” is the opposite of “operant conditioning,” a response is permitted to occur
without “reinforcement” and its rate eventually returns to the “operant level” (cf 156). “Extinc-
tion” also refers to the decline in response rate caused by the “extinction” procedure.
“Motive” is an inclusive term applying to many factors which control operant behavior
such as “drives,” “rewards,” and “punishments.”
“Negative reinforcement” is synonymous with “punishment.”
‘cOperant behavior” * is responding whose frequency is controlled mainly by ‘ ‘reinforce-
ment” from succeeding stimuli rather than by cCelicitation” from preceding stimuli. The term is
synonymous with “voluntary’, and opposed to “reflex,’ (cf 156).
“Operant conditioning” is the modification of operant behavior frequencies by means of
“reinforcement”; it is synonymous with c‘instrumental conditioning” and opposed to ‘cPavlovian”
or “classical” conditioning (cf I 56).
“Operant rate” refers to the initial or random rate of a particular “operant behavior,‘;
before “operant conditioning,’ the rate is “operant”; it is “operant” again after a long period of
“extinction.”
“Positive reinforcement” is synonymous with “reward” (cf 156).
“Primary reinforcement” * is synonymous with “reinforcement”; it is unlearned as distin-
guished from “secondary reinforcement” which is “learned.”
“Primary reward” refers to “positive reinforcement” or 9eward” but implies specifically
a relation of the ccreward” in question to one of the “basic drives.” A “primary reward” is a
strong reward and no learning was required to make it so.
“Punishment”* is noxious stimulation whose termination “reinforces” “aversive behavior.‘,
It is synonymous with “negative reinforcement.”
“Pure” is an adjective applied to a “reward” or “punishment” when the stimulus involved
does not have “ambivalent” effects. The adjective is also applied to “appetitive” or “aversive,,
behavior when the stimulus controlling the behavior is not “ambivalent.”
“Reaction” is synonymous with “behavior.”
“Reinforcement,’ * refers both to any stimulus which is manipulated after a response to
modify its later repetition frequency, and to the process of applying a stimulus after a response to
modify its frequency. The stimulus is called a “reinforcement”; and the process is the process of
“reinforcement.” As a process, “reinforcement” is synonymous with “operant conditioning,” and
it is opposed to “extinction, (cf I 56).
“Response” as used here is synonymous with behavior. A response may be caused directly
by a stimulus, or it may be spontaneous so far as present usage goes. The same is true of the
synonym “reaction”; and one might say with justice that it would be better to say “action” than
“reaction’, in these cases.
“Reward” * is the term used to designate a previously withheld stimulus presented to rein-
force appetitive behavior; it is synonymous with “positive reinforcement” and with “gratifica-
tion.”
“Secondary reinforcement” * usually refers to a stimulus which functions like a “reward”
but which is not related to any of the “basic drives.” It is presumed to have its reinforcing power
by virtue of an association with a “reward”; thus it is a “learned reward.”
“Self-stimulation” is “appetitive behavior” reinforced by ESB. Usually it is the pedal
responding of an animal who is stimulating his hypothalamus (or some related structure) by
means of each pedal response.
“Single-unit response” refers to a repetitive electrical event of 0.~ to I.+msec duration
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600 JAMES OLDS VoZum 42
with constant amplitude and template characteristics, recorded from brain by use of microelec-
trodes of I to I o p in diameter, disappearing on movement of the microelectrode by over 40- to
100-p distance. While constant amplitude is supposedly a criterion of a “single-unit response,”
sometimes responses with amplitude decreasing in orderly fashion are accepted as “single-unit
responses. ” “Single-unit responses” are thought to be the propagated action potentials of single
neurons.
“Trophotropic” is a term borrowed from Hess (55) to refer to parasympathetic responses
of the autonomic variety together with related ccvoluntary” responses.
ccVoluntary” as used here is synonymous with “operant.” It is an adjective applied to
behavior which is controlled more by previous consequences than by present eliciting conditions
(cf 156).
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