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Photochemically Driven Polymeric Network Formation:

Review
Synthesis and Applications
Eva Blasco,* Martin Wegener, and Christopher Barner-Kowollik*

connected to every other constituting unit


Polymeric networks have been intensely investigated and a large number of and to the macroscopic phase boundary
applications have been found in areas ranging from biomedicine to materials by permanent bonding sites throughout
science. Network fabrication via light-induced reactions is a particularly pow- the macromolecule.[1] Network formation
can arise from covalent bond formation,
erful tool, since light provides ready access to temporal and spatial control,
ionic interactions, or physical interactions,
opening an array of synthetic access routes for structuring the network geom- such as Van der Waals forces or hydrogen
etry as well as functionality. Herein, the most recent light-induced modular bonds. Covalently crosslinked networks
reactions and their use in the formation of precision polymeric networks are are the most common systems and
collated. The synthetic strategies including photoinduced thiol-based reac- typically yield materials with enhanced
properties such as improved strength, flex­
tions, Diels–Alder systems, and photogenerated reactive dipoles, as well as
ibility, and durability. Covalent crosslinks
photodimerizations, are discussed in detail. Importantly, applications of the can be formed by a large number of chem­
fabricated networks via the aforementioned reactions are highlighted with ical reactions, which are initiated by heat,
selected examples. Concomitantly, we provide future directions for the field, pressure, change in pH or light. Photo­
emphasizing the most critically required advances. induced crosslinking is especially attrac­
tive, since light irradiation provides ready
access to temporal and spatial control. In
addition, the wavelength—and therefore
1. Introduction the energy—at which the photoinduced reaction takes place
can also be finely selected. As we will discuss later, highly spe­
As defined by the International Union of Pure and Applied cific energy selection is an important parameter in some appli­
Chemistry (IUPAC), a polymeric network is a highly dense cations, for example in biomedicine, where (harsh) UV light,
macromolecule, in which essentially each constituting unit is specially short wavelengths, can be harmful. Substantial efforts
are being made in order to red-shift (lower energy) the photore­
actions and employ visible or even IR light to induce chemical
Dr. E. Blasco, Prof. C. Barner-Kowollik change.[2]
Institut für Technische Chemie und Polymerchemie Among the various strategies employing light-induced pro­
Karlsruhe Institute of Technology (KIT) cesses, photoinitiated free-radical or cationic polymerization
Engesserstr. 18, 76128 Karlsruhe, Germany
E-mail: eva.blasco@kit.edu; have been thoroughly investigated and found a large number
christopher.barner-kowollik@kit.edu, of applications in various industrial sectors.[3] Monomers based
christopher.barnerkowollik@qut.edu.au on meth(acrylate),[3b] vinyl[3b] ether or epoxy groups[3b] have
Dr. E. Blasco, Prof. C. Barner-Kowollik been frequently employed. In particular, acrylates are known to
Institut für Biologische Grenzflächen be among the most reactive monomers when polymerized via
Karlsruhe Institute of Technology (KIT) a free radical mechanism and are arguably the most employed
Hermann-von-Helmholtz-Platz
1, 76344 Eggenstein-Leopoldshafen, Germany systems. The main advantages of photoinduced radical poly­
Prof. M. Wegener merization of acrylates include rapid reaction rates and spatial
Institute of Applied Physics resolution, ambient temperature operation and solvent-free
Karlsruhe Institute of Technology (KIT) formulations. Nevertheless, one of the main disadvantages is
Wolfgang-Gaede-Straße 1, 76128 Karlsruhe, Germany oxygen inhibition, which is known to lead to tacky surfaces and
Prof. M. Wegener networks with poor structural control.[3b] Commonly, in free-
Institute of Nanotechnology
radical-based systems gelation already occurs at low monomer
Karlsruhe Institute of Technology (KIT)
Hermann-von-Helmholtz-Platz 1, 76344 conversions, limiting the level of structural control that can be
Eggenstein-Leopoldshafen, Germany imparted onto the network.
Prof. C. Barner-Kowollik In recent years, advanced light-induced ligation techniques
School of Chemistry have emerged as a powerful tool not only for small molecule
Physics and Mechanical Engineering generation, yet also for polymer synthesis, opening new possi­
Queensland University of Technology (QUT)
2 George Street, Brisbane, QLD, 4000, Australia bilities for the synthesis of polymeric networks. By using macro­
monomers that are multi-functionalized with photoreactive
DOI: 10.1002/adma.201604005 groups as starting materials, a high level of control over network

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formation and crosslinking density can be achieved, although


Review

perfect network structures remain elusive. Thiol-based reac­ Eva Blasco completed her
tions, especially radical-mediated, photoinduced Diels–Alder Ph.D. studies in 2013 at
and photodimerization reactions among others are examples of the University of Zaragoza
ready to operate light-induced protocols employed for the prep­ under the supervision of
aration of spatially resolved networks (Figure 1). Dr. M. Piñol and Dr. L. Oriol.
A number of reviews have focused on photoinitiated She obtained an Alexander
crosslinking radical and cationic polymerization and their von Humboldt Postdoctoral
applications.[3] More recently, special attention has been paid to Research Fellowship to
thiol-based chemistries, especially the study of the mechanism work in the groups of
and kinetics of the thiol-ene and thiol-yne reactions.[4] Herein, Prof. C. Barner-Kowollik
however, we focus on the most recent light-induced modular and Prof. M. Wegener at
reactions and their use in the formation of precision poly­ the Karlsruhe Institute of
meric networks alongside selected applications. We note that Technology (KIT) on the preparation of 3D conductive micro-
the examples discussed in the following sections only entail structures. Her research interests include the study of new
the photoinduced formation of networks. Photoresponsive net­ functional materials by employing light-induced reactions.
works as well as photodegradable networks are not considered.
First, the most recently employed synthetic strategies including
thiol-based reactions, Diels–Alder systems, 1,3-dipoles and Martin Wegener obtained
photodimerizations are discussed from a chemical point of his Ph.D. in 1987 at
view. Second, applications of the fabricated networks via the Frankfurt University.
aforementioned reactions are highlighted and critically evalu­ Thereafter, he spent two
ated. Finally, we conclude with a discussion of the outstanding years as a postdoc at AT&T
challenges that in our view are required to drive photoinduced Bell Laboratories (USA).
network formation to the next level from a chemical perspective From 1990 to 1995, he was
and, importantly, we address network design approaches that professor at Dortmund
are currently “science fiction” yet have a chance of becoming University, after which he
“science fact”. was appointed professor
at the Institute of Applied
Physics of Karlsruhe
2. Synthetic Methodologies for the Institute of Technology (KIT) in 1995. Since 2001 he has
Formation of Networks held a joint appointment at Institute of Nanotechnology
of KIT. His research interests comprise optics, optical
2.1. Thiol-Based Chemistry laser lithography, photonic crystals, metamaterials, and
transformation physics.
2.1.1. Thiol-ene

One of the most widely investigated process for the photochem­


ical formation of polymeric networks is the reaction between Christopher Barner-Kowollik
a thiol group and an alkene, known as the “thiol-ene” reaction received his Ph.D. in 1999
(Figure 1b).[4] Thiol-ene reactions can proceed via a radical- (Göttingen University).
mediated step growth mechanism. The mechanism involves After postdoctoral research
the addition of a thiyl radical to a vinyl function, which subse­ with Prof. Tom Davis and
quently abstracts a hydrogen from the thiol group, generating academic positions at the
a thioether moiety and regenerating the thiyl radical.[5] These University of New South
reactions entail the advantages of classical photopolymeriza­ Wales in Sydney, he was
tion systems, such as rapid reaction times as well as solvent- appointed Full Professor in
free polymerization, while featuring specific advantages 2006 at the same institution.
such as high conversion, low oxygen inhibition, and lower He is currently Full Professor
shrinkage compared to the acrylate-based photopolymeriza­ of Soft Matter Materials
tions. Some disadvantages associated with thiol-ene processes Science at the Queensland University of Technology
are unpleasant odors, limited shelf stability due to undesired (QUT) in Brisbane and heads a research group at the
thermal activation and softness (refer to the Thiol-yne section). Karlsruhe Institute of Technology (KIT). His research inter-
Thiol-ene polymer networks are readily formed by UV-light ests include macromolecular precision design in solution
irradiation of multifunctional thiols and enes. Derivatives of and on surfaces via rapid light-induced methodologies,
pentaeritrol functionalized with 3-mercaptopropionate are as well as the design of hybrid and adaptive polymer mate-
frequently used as multifunctional thiols in the preparation rials at the interface of polymer chemistry and materials
of networks (Figure 2). One of the main advantages is their science.
commercial availability. Importantly, a diverse number of

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Review

Figure 1.  a) Schematic representation of the network formation via photoinduced crosslinking. Note that polymeric networks always contain defects,
remaining photoreactive groups and are to date irregular in their molecular structure. However, residual functionality can be used for subsequent
postmodification reactions; b-d) Variable photoinduced reactions discussed in the current review.

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Review

Figure 2.  Chemical structures of different multifunctional thiols employed in photoinduced thiol-ene/yne reactions.

different types of ene functional groups have been found to stoichiometry between the reacting monomers.[7] For instance,
undergo thiol-ene reaction. Typical ene functional groups are a small excess of thiol groups ensured that unreacted thiol
alkene, vinyl ether, norbornene and (meth)acrylates, among entities remained—especially on the surface of the structures.
others. The relative reactivities are as follows: norbornene > These thiol groups were subsequently addressed for changing
vinylether > allylether ≈ allyltriazine > acrylate > N-substituted the surface chemistry, while maintaining the topology. In
maleimide > acrylonitrile ≈ methacrylate > styrene. Figure 3 further studies, the same group reported the attachment of
depicts some of the multifunctional enes employed in photo­ secondary films to the prefabricated structures via a postfunc­
chemical networks fabrication. tionalization reaction employing the unreacted thiols. Our team
Thiol-ene reactions can be initiated by light, peroxides, has also employed photoinduced thiol-ene reactions for the fab­
thermal initiators or any system generating radicals. Similarly rication of 3D reactive microstructures via a two-photon (2P)
to free-radical polymerization, the photoinitiation can be based process and performed subsequent surface modifications.[8]
on excitation of an arylketone followed by hydrogen transfer, The thiol-ene based system used for the study consisted of a 1:1
excitation of an aryl aliphatic ketone followed by α-bond molar ratio of the well-known pentaerythritol tetrakis(3-mercap­
cleavage and the direct excitation of a thiol group and cleavage topropionate) (4) and tetra-ene pentaerythritol tetraallyl ether
of the sulfur–hydrogen bond. One of the most frequently (9) as monomers, 7–diethylamino-3-thenoylcoumarin (DETC)
employed initiation system is the excitation cleavage of photo­ as a 2P photoinitiator and dimethylacetamide as a solvent. The
initiators such as dimethoxyphenyl acetophenone (DMPA). In thiol-ene microstructures were prepared by irradiating the pho­
the current section, we will focus on the use of light-initiated toresist with a femtosecond laser with a center wavelength of
thiol-ene reactions for the preparation of specific network struc­ 780 nm. In particular, so-called woodpile photonic crystals with
tures. A compilation of various studies employing exclusively a rod distance of 2 µm were fabricated. Residual thiol groups
thiol-ene reactions as well as a combination of thiol-ene reac­ of the prepared microstructures were employed in subsequent
tion with other competing reactions is discussed below. post-functionalization reactions, i.e., thio-Michael additions.
Bowman and co-workers have intensively investigated the Specifically, maleimides containing fluorescein and bromine
mechanism of photoinduced thiol-ene reactions and success­ moieties were used for the functionalization. The successful
fully employed them for the preparation of networks featuring surface encoding was evidenced via laser scanning microscopy
different property profiles.[5] Patterned structures were fabricated (LSM) and X-ray spectrometry (XPS), respectively (Figure 4).
from a tetrafunctional thiol, pentaerythritol tetrakis(3-mercapto­ Recently, Carter and co-workers have used the thiol-ene reaction
propionate) (4) and a tetra-ene, triallyl-1,3,5-triazine-2,4,6- to photochemically crosslink poly(fluorene) derivatives with
1H,3H,5H-trione (8).[6] The photo-crosslinking was performed vinyl-terminated side-chains of variable lengths with multi­
via UV irradiation with 3 light emitting diodes (LEDs) (NS375L- functional thiol crosslinker.[9] Photo-crosslinked poly(fluorene)
5RLO, Roithner LaserTechnik, 365 nm) employing DMPA networks were produced by UV irradiating with a hand-held
as initiator. Films patterned with sub-micrometer scale were lamp (254 nm, 1.5 mW cm–2) spin-coated films from vinyl-func­
prepared by nanoimprint lithography (refer to Applications tionalized poly(fluorene) and di- and tetrafunctional thiols. The
section). In addition, enabled by the step-growth nature of effect of the crosslinkers and polymer architectures in the for­
thiol-ene polymerization, these authors demonstrated that it mation of semiconducting crosslinked thin films was studied
is possible to finely tune the polymer properties by varying the by using Fourier transform infrared (FTIR) spectroscopy,

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detector to assess the effect of crosslinked

Review
conjugated network architecture on the opto­
electronic properties.
A further interesting functional group
employed as an ene is norbornene (Figure 3).
Norbornene is a highly reactive ene com­
pared to conjugated and electron-poor alk­
enes due to its inherent ring strain. Anseth
and co-workers have particularly employed
the thiol-norbornene photoreaction for the
preparation of hydrogels.[10] While the step-
growth mechanism of the thiol-ene reaction
was well established for solvent-free reac­
tions, this group pioneered the investigation
of the reaction in water-based systems and in
the presence of charged peptides. Different
hydrogels were prepared by employing
norbornene-functionalized PEG (11) and
cysteine-containing peptides (6). High-
resolution magic-angle spinning (HRMAS)
1
H-NMR spectroscopy was used to quantita­
tively evidence the step-growth nature of the
thiol-ene reaction in aqueous media. Since
the thiol-ene photopolymerization is spatially
and temporally controllable as well as cyto­
compatible, it is seen as a versatile tool for
the preparation of functional biomaterials
and the study of the cellular activity in three
dimensions (refer to Applications section). A
similar system was also studied by Lin and
co-workers.[11] PEG hydrogels were prepared
by thiol-ene reaction between a norbornene-
functionalized PEG (11) and bis-cysteine-ter­
minated and chymotrypsin-sensitive peptide
sequence. All the hydrogels were prepared
via UV irradiation (365nm, 5mW cm–2). The
materials displayed good cytocompatibility
with pancreatic β-cells (MIN6) and a high
gelation efficiency (refer to the Application
section for details). The thiol-norbornene
reaction was also employed by Burdick’s
group for preparing photopatternable
Figure 3. Chemical structures of multifunctional enes employed in light-induced thiol-ene hydrogels based on hyaluronic acid.[12] Nor­
reactions. bornene-functionalized hyaluronic acid was
crosslinked with dithiothreitol (1) at various
contact profilometry, and photocalorimetry measurements. In thiol/ene stoichiometric ratios via UV irradiation (320–390 nm,
addition, incorporation of a small amount of fluorenone into 10 mW cm–2) in the presence of the water soluble photoinitiator
poly(fluorene) photoresists provided a useful colorimetric Irgacure 2959. After gelation, secondary reactions between

Figure 4.  Chemical structure of the photoresist employed for the preparation of our “macroarc” team logo: SEM image (left) and LSM image (right)
after functionalization with fluorescein. Reproduced with permission.[8] Copyright 2013, Wiley-VCH.

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Review

Figure 5.  Reaction mechanism for chain transfer in the presence of allyl sulfides.

thiol-containing molecules and unreacted norbornenes in new radicals via photocleavage and react via addition-frag­
the gel were carried out. Reactions in the presence of dithiol mentation chain transfer of mid-chain functional groups. The
crosslinkers were conducted to adjust the mechanical proper­ reversible cleavage allowed chain rearrangement for rapid
ties, while it was shown that reactions with mono-thiol peptides stress relief at ambient conditions without degradation of the
had no influence on the final mechanical properties of the gen­ mechanical properties. Very recently, AFCT agents have also
erated gel. In addition, fluorescent thiol-containing dyes were been employed by Liska’s group in the preparation of meth­
employed to photopattern the fabricated gels. In a similar study, acrylate-based networks with improved thermal and mechan­
Lin and co-workers reported the preparation of hydrogels based ical properties. AFCT agents allow the regulation of the poly­
on gelatin.[13] Norbornene-functionalized gelatin was synthe­ merization process by changing the mechanism from a purely
sized and subsequently photo-crosslinked via a thiol-ene reac­ radical chain growth mechanism to a process involving both
tion with different multifunctional thiols, i.e., dithiothreitol (1) chain growth and step-growth mechanisms. β-Allyl sulfones,[18]
and four-arms PEG-SH (5). The photoreaction was performed allyl-sulfides[19] and vinyl sulfone esters[20] have successfully
via UV irradiation (Omnicure S1000, 365 nm, 10 mW cm–2) employed as AFCT agents for the preparation of networks with
in PBS using lithium arylphosphinate as photoinitiator. The reduced shrinkage stress, higher homogeneity, increased con­
degree of crosslinking was tuned by adjusting the thiol con­ version and greater toughness. In particular, it was found that
centration, gelatin content, or crosslinker functionality. Human vinyl sulfones show no delay in polymerization and no loss of
mesenchymal stem cells were employed to demonstrate the mechanical properties.[20] Furthermore, contrary to thiol ene
cytocompatibility of the photo-crosslinked hydrogels via photo- systems, they also feature a higher chain transfer, allowing the
encapsulation. In a recent study, Qin and co-workers employed preparation of more homogenous polymer networks.
norbornene-functionalized PVA (13) and a cysteine containing Photoinitiated thiol-ene mechanisms have been addition­
peptide, i.e., TRAP6 (thrombin-receptor-agonist-peptide-6), ally studied by using multifunctional thiols in combination
to form photo-crosslinked hydrogels as well.[14] The materials with acrylate monomers, vinyl ethers or allyl ethers, among
were prepared in a PBS solution containing the photoinitiator others.[21] Specific attention has been paid to thiol-acrylate mix­
Irgacure 2959 employing a UV lamp (Omnicure S2000, tures.[5,22] In brief, the reaction mechanism entails of two com­
320–500 nm, 20 mW cm–2). The conjugation efficiency was peting reactions, i.e., acrylate homopolymerization and thiol-
confirmed by NMR experiments in D2O. Biological experiments acrylate step-growth reactions (Figure 6). Reactive thiyl radicals
demonstrated the versatility of these materials not only for safe either react with an acrylic double bond or participate in a ter­
hemostasis but also for tissue regeneration and wound healing mination reaction. The domination of the propagation mecha­
(see Applications section). Very recently, Liska and co-workers nism by step growth or chain growth directly depends on the
also employed PVA derivatives for the preparation of biocom­ thiol:acrylate ratio, which was found to have a very significant
patible hydrogels.[15] PVA was adequately functionalized to yield influence on the polymer network structure and consequently
different photoreactive PVA containing vinyl (10) norbornene in the final properties of the material.
(13), and thiol groups (7). The crosslinked gels were prepared Anseth, Bowman and co-workers have prepared degradable
from aqueous solutions of the macromers in the presence of materials from the mixed polymerization of a poly(ethylene
Irgacure 2959 (Omnicure S2000, 320–500 nm, 20 mW cm–2). glycol)-poly(lactic acid) (PLA) diacrylate (17) and commer­
The photoreactivity as well as the mechanical properties of the cially available multifunctional thiol monomers (3) and (4).[23]
photo-crosslinked materials were tested via photo­rheometric
measurements. In a second step, 2P polymerization experi­
ments were carried out. A Ti:sapphire laser system operating
at 800 nm center wavelength and a benzylidene ketone-
based water soluble 2P photoinitiator[16] were used for the
fabrication of 3D microstructures. The experiments showed
the applicability of the synthesized PVA derivatives for 2P
polymerization.
Interesting properties have been observed in networks fab­
ricated via thiol-ene chemistry in the presence of allyl sulfides,
which can act as efficient addition-fragmentation chain transfer
agents (AFCT) (Figure 5).[17] Upon exposure to light, the fabri­
cated networks exhibited stress and/or strain relaxation without Figure 6. Competing reactions occurring during network forma-
any change in their material properties. The new feature relies tion between thiols and acrylates: thiol-ene reaction (left) and acrylate
on the presence of residual photoinitiator, which can generate homopolymerization (right).

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The networks were formed rapidly upon exposure to UV light of five. Therefore, methacrylate homopolymerization and chain

Review
(Ultracure EXFO, 320–500 nm, 5 mW cm–2), with or without transfer are dominant in the early stages, whereas the thiol-
initiators.[21] By varying the concentration and functionality of ene reaction is predominant in the latter stages. The hybrid
the monomers, a high degree of control over the final mate­ nature of the networks resulted in reduced shrinkage stress
rials properties was achieved. The same authors also reported as a consequence of the delayed gelation and the presence of
the preparation of hydrogels based on PEG and peptides, by non-reacted thiol-ene monomer in the initial stages of the reac­
employing the thiol-acrylate reaction.[24] PEG diacrylate (14) tion, which act as a diluent. Due to the improved properties
was photo-crosslinked with thiol-containing peptides (Hg that arise from combining the advantages of methacrylate and
lamp, 365 nm, 7 mW cm–2) for the preparation of biocompat­ thiol-ene system, the ternary methacrylate-thiol-ene systems are
ible materials with potential applications in tissue engineering proposed as potential dental restorative materials (refer to the
(see Application section for details). Cameron and co-workers Application section).
described the preparation of highly porous polymers via photo­­ Thiol-isocyanate-ene ternary networks were studied by
induced polymerization of phase emulsions employing Bowman and co-workers.[29] The networks were prepared by
different thiol/acrylate ratios.[25] The synthesized networks combination of thiol-ene (light initiated) and thiol-isocyanate
contained residual thiols which were reactive towards a range thermal reactions. The thiol-isocyanate ligation consists of the
of (meth)acrylates (hexafluoroisopropyl acrylate, fluorescein base-catalyzed addition of primary thiols to isocyanates to gen­
O-acrylate and poly(ethylene glycol) methyl ether methacrylate). erate a urea linkage. This reaction proceeds rapidly without side
Recently, Chiappone and co-workers also employed this strategy products and with much higher efficiency using mild catalysts
to produce solid polymer electrolytes.[26] Three different poly­ at low concentrations compared to alcohol-isocyanate reac­
mers were prepared by photopolymerization of the three mono­ tions. However, one of the main drawbacks is the sensitivity
mers, i.e, pentaerythritol tetrakis(3-mercaptopropionate) (4), of the isocyanate group to water under ambient conditions,
PEG diacrylate (14) and PEG methacrylate in different ratios, which limits the stability upon storage. By combining thiol-
keeping the equimolarity between thiol and (meth)acrylic moie­ ene and thiol-isocyanate reactions and depending on the cata­
ties. The monomer mixtures were cast on a polyethylene sub­ lyst employed, it was shown that the reactions follow different
strate, sealed in a quartz tube and irradiated by UV light (Hg pathways: When using a thermally active base catalyst, sequen­
lamp, 30 mW cm–2). Solid polymer electrolytes were fabricated tial reactions take place, whereas employing a photolatent base
via incorporation of lithium bis(oxalate)borate salts and used as catalyst, which generates an amine upon light irradiation, leads
electrolyte membranes in Li-ion batteries. The thermal stability to simultaneous reactions. Specifically, a conventional base
of the fabricated materials was also studied. The polymeric catalyst, i.e., triethylamine, and the photoinitiator, DMPA, were
electrolytes showed good ionic conductivity, particularly in the used for sequential curing of thiourethane/thiol-ene hybrid
polymers with 20 wt% lithium salt, where a conductivity of 2.7 networks. For simultaneous systems, a photogenerated amine
10–5 S cm–1 was reached. Very recently, Allonas and co-workers catalyst was used to trigger the thiol-isocyanate and thiol-ene
reported a new combination involving two processes using reactions simultaneously via UV-light irradiation (Hg lamp,
amines instead of thiols, i.e., aza-Michael addition and acrylate 10.2 mW cm–2). Difunctionalized thiols, tetra-ene (9) and dif­
photopolymerization.[27] In order to establish comparison, a ferent isocyanates (19–22) were employed as monomers. It
kinetic study together with stability studies were carried out was found that the hybrid networks prepared by both methods,
and compared to the ones obtained with thiols. The employed i.e., thermal catalysis (sequential reactions) and photocatalysis
formulations contained ethoxylated bisphenol A diacrylate, tri­ (simultaneous reactions), exhibited identical thermal proper­
methylamine, the photoinitiator Irgacure 819 and 1,5-diamin­ ties supporting the formation of uniform and highly dense
opentano. For comparison, 1,5-pentanedithiol was employed. networks. The same authors prepared further thiol-isocyanate-
All the samples were photopolymerized using a light-emitting acrylate ternary networks by the combination of thiol-isocyanate
diode (Roithner LaserTechnick LED395-66-60-110, 395 nm, coupling, thiol-acrylate Michael addition, and acrylate homopo­
70 mW cm–2) for 2 min. It was found that the photopolymeriza­ lymerization.[30] A wide range of physical/mechanical proper­
tion process is more effective using the thiol-Michael process ties were achieved by simple changes in the component con­
rather than aza-Michael. However, both networks (thiol- and centrations and the reaction sequence. For example, sequential
amino-containing) exhibited similar mechanical properties and thiol-isocyanate and thiol-acrylate Michael reactions followed by
comparable homogeneity. photopolymerization of residual acrylates resulted in more uni­
The thiol-ene reaction has also been combined with other form networks with lower and narrower glass transitions.
systems, such as methacrylates,[28] isocyanates,[29,30] acryla­ Ternary polymer networks based on dopamine acrylamide,
mides,[31] epoxy[32] and vinyl esters.[33] Methacrylate–thiol-ene pentaerythritol triallyl ether (ene) and pentaerythritol tetra(3-
systems showed a mechanism, which is a combination of step mercaptopropionate) (thiol) (4) were also studied.[31] The
and chain-growth polymerizations.[28] In particular, the thiol- networks were fabricated via UV irradiation (320−500 nm,
ene systems thiol-allyl ether and thiol-norbornene, were com­ 20 mW cm–2) of DMF solutions containing the three mono­
bined with different dimethacrylates. All photo-crosslinking mers and maintaining a 1:1 thiol/total alkene functional group
processes were conducted using DMPA as the photoinitiator stoichiometry. DMPA was used as photoinitiator. It was found
and irradiated (EXFO Acticure, 320–500 nm, 15 mW cm–2). that the presence of the catechol moiety of dopamine signifi­
FTIR spectroscopy was utilized for kinetic analysis. It was cantly modified the thermal properties of the fabricated net­
shown that thiyl radicals exhibited an addition rate to meth­ works due to hydrogen bonding interactions. In addition, an
acrylates that exceeds the addition rate for allyl ethers by a factor improved macroscopic adhesion of the dopamine-containing

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coatings to a range of substrates, including glass, aluminum, nitrosoderivatives and free amines. The photoresists containing
Review

steel, and marble, was achieved simply by systematically the photocaged amines were irradiated through a photomask
varying the amount of dopamine acrylamide in the network. with a Hg lamp (320−390 nm, 20 mW cm–2). After irradia­
Combination of thiol-ene photoreaction and epoxy poly­ tion, the crude mixture was washed with solvents to remove
merization led to networks with enhanced properties as well. the unreacted, non-crosslinked material and a pattern was
Sangermano and co-workers reported the preparation of visually confirmed, proving spatial control of the photo thio-
a hybrid thiol-ene/epoxy polymeric network through a Michael addition. The same group has recently developed a
UV–thermal dual curing process.[32] The approach involves the new efficient visible-light sensitive photobase generator for
photopolymerization of a thiol-ene system followed by a cationic thio-Michael addition.[35] UV responsive catalysts require high
polymerization catalyzed by alkylsulfonium salts, generated photon energy and may also cause irreversible damage to
during the UV-induced process. The employed formulations UV-sensitive cells or tissues in biochemical applications. The
consisted of an equimolecular mixture of thiol and allyl groups photobase generator the authors pioneered consisted of a strong
and epoxy monomer in different wt%. Benzophenone and tri­ base (tetramethyl guanidine, TMG) protected with a visible-light
phenylsulfonium hexafluoroantimonate were used to initiation active sensitizer, i.e., coumarin. Model reactions between dif­
the thiol-ene and epoxy polymerizations, respectively. The sam­ ferent monothiols and divinyl sulfone were performed in order
ples were irradiated with a Hg lamp (280 mW cm–2) and the to study the catalytic activity of the photobase. The experiments
obtained hybrid materials showed better thermal and mechan­ were carried out by employing a Hg lamp with a 400−500 nm
ical stability. bandpass filter (50 mW cm−2). The photocatalyst was assessed
Recently, Liska and co-workers have demonstrated the ability in the context of the thiol-Michael reaction of pentaerythritol
of thiol-ene to enhance photoreactivity of vinyl esters.[33] Photo­ tetrakis(3-mercaptopropionate) (4), and divinylsulfone, allowing
curable vinyl esters have been introduced as suitable alterna­ for the fabrication of networks. It was further demonstrated
tives to (meth)acrylates in biomedical applications due to their that coumarin-containing photobases efficiently catalyze other
lower cytotoxicity and skin irritancy as well as biodegradability. anion-mediated reactions under relatively mild conditions, such
Nevertheless, one of the main drawbacks is their low reac­ as thiol-epoxy and thio-isocyanate reactions.
tivity. Mixtures of bifunctional vinyl esters (23) and (24) and
the tetrathiol pentaerythritol tetrakis(3-mercaptopropionate) (4)
were irradiated in a UV chamber (Uvitron UV 1080 with Uvitron 2.1.3. Thiol-yne
IntelliRay 600 halide lamps, 600 W, UV-A: 125 mW cm–2, Vis:
125 mW cm–2) in the presence of Irgacure 2959. Photody­ The reaction between a thiol and an alkyne has also been estab­
namic scanning calorimetry (DSC) and FTIR measurements lished as a powerful synthetic method (Figure 1b).[4e,36] The
evidenced the increase of the photoreactivity of the vinyl esters reaction mechanism has been shown to be analogous to the
due to the presence of thiols. In addition, the system led to a thiol-ene photopolymerization, with the added advantage that
significantly tougher material with the same level of biocom­ each alkyne functional group is capable of consecutive reac­
patibility as commercial vinyl esters and one or two orders of tion with two thiol functional groups.[37] A thiyl radical adds
magnitude less toxic than conventional (meth)acrylates. Thus, to the alkyne triple bond to form a vinyl sulfide radical. This
the combination of thiols and vinyl esters has been hailed as a radical abstracts one hydrogen from a thiol, regenerating the
promising alternative to (meth)acrylate chemistry. thiyl radical and forming a vinyl sulfide. Subsequently, the thiyl
radical can be added to the double bond of the vinyl sulfide gen­
erating a dithioether radical, which abstracts a hydrogen atom
2.1.2. (Photo)Thio-Michael Addition from a thiol, thereby regenerating the thiyl radical and forming
a dithioether. The thiol-yne reaction has been exploited for
In contrast to the common thiol-ene reaction, which proceeds small molecules, polymer synthesis and modification as well as
via a radical-mediated anti-Markovnikov addition, thio-Michael in polymeric network formation.[36] Similar to the case of thiol-
addition is a base- or nucleophile-catalyzed reaction. There­ ene reactions, multifunctional thiols and alkynes have been
fore, temporal or spatial control is not accessible by employing employed for the formation of the networks. Figure 7 depicts
the same conditions as for radical thiol-ene processes. Never­ selected examples of alkyne functionalized molecules. As
theless, photoinduced control over thio-Michael reactions has the thiol-ene reaction, the thiol-yne reaction can be thermally
been achieved by the photorelease of bases or nucleophiles or photochemically initiated. However, the thermo-initiated
(Figure 1b). Bowman and co-workers reported new photocaged thiol-yne reaction in polymer synthesis is rare due to its low
amines, i.e., nitrobenzene derivatives in which the absorption efficiency compared to the photoinitiated process. In the cur­
of a photon has the potential for freeing an amine and cata­ rent section, we thus focus on the light-induced radical-medi­
lyzing the thio-Michael reaction.[34] The use of these photocaged ated thiol-yne reaction as a platform for the fabrication of
catalysts demonstrated the capability of photo thio-Michael networks via light irradiation.
addition for photopatterning and spatiotemporal controlled net­ Bowman and co-workers published pioneering work in the
work formation. A mixture of pentaerythritol tetrakis(3-mercap­ realm of the radical-mediated, step-growth photopolymeriza­
topropionate) (4), trimethylolpropane trimethacrylate (15) and a tion of thiol-yne photoresists for the preparation of crosslinked
photocaged amine was employed for the experiments. The pho­ networks.[38] These authors studied in detail the mechanism and
tocaged amines consisted of photocleavable nitrophenyl deriva­ kinetics of the thiol-yne reaction in the formation of crosslinked
tives, which under UV irradiation generated the corresponding networks and compared them with the analogous thiol-ene

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multifunctional thiols (2–4) and ynes (28–

Review
30) containing two, three and four reactive
groups.[40] The alkyne functionalized mono­
mers were prepared from commercially avail­
able multifunctional thiols containing two,
three and four functional groups and pro­
pargylacrylate, affording the corresponding
mono-, di-, and trifunctional alkyne deriva­
tives, (28), (29) and (30), respectively. All for­
mulations were prepared in a 2:1 thiol/alkyne
ratio and initiated with Irgacure 651. Highly
crosslinked networks were subsequently tai­
lored with increasing Tg, from –10 to 42 °C,
as determined by calorimetry measurements.
The thiol-yne photoreaction was also
employed by Martinez de la Fuente, Sánchez,
Oriol and co-workers for the generation
of biocompatible materials.[41] The system
comprised an alkyne-macromonomer and
a multifunctional tetrathiol, i.e., pentaeryth­
ritol tetrakis(3-mercaptopropionate) (4). The
alkyne-containing macromonomer was pre­
pared from hyperbranched aliphatic polyester
derived from 2,2-di(hydroxymethyl)propionic
acid and 4-pentynoic acid. The photopolym­
erization process was carried out employing
a 405 nm diode laser and UV microscope
lens, which focuses the generated beam onto
the sample. The successful crosslinking was
characterized by variable techniques such as
FTIR spectroscopy and differential scanning
Figure 7.  Chemical structures of multifunctional ynes employed in light-induced thiol-yne and
CuAAC reactions. calorimetry (DSC). 2D patterned structures of
different geometries were generated via laser
lithography on glass substrates. Different cell
reaction. The tetrathiol derived from pentaerythritol (4) was lines were cultured in the fabricated 2D patterns to investigate
reacted with bifunctional ene and yne molecules, i.e., 1,9-dec­ the influence of the topography on the cell adhesion. Recently,
adiyne (25) and butanediol divinyl ether, to form polymeric net­ our group has employed the thiol-yne reaction for the forma­
works. The different thiol-ene and thiol-yne formulations were tion of 3D mesostructures with a height of up to 1 mm and
irradiated with a Hg lamp (EXFO Acticure, 320−500 nm) in the micrometer feature size via 2P photopolymerization employing
presence of Irgacure 184 as photoinitiator. It was observed that the direct laser writing (DLW) technique.[42] The formulation
the crosslinking density of the fully cured thiol-yne network employed consisted of a tetrafunctional thiol (4), a tetrafunc­
was over six times higher than that of the equivalent thiol-ene tional alkyne (30), and a 2P photoinitiator. The experiments were
network, due to the ability of the alkyne to react with two thiol carried out using commercially available DLW equipment (Photo­
groups. The higher density of thiol-yne networks led to an nic Professional, Nanoscribe), which possesses a frequency-
­
increase of 70 °C in the glass-transition temperature and dem­ doubled Erbium fiber laser (80 MHz repetition rate) operating at
onstrated the potential of thiol-yne based networks as structural the 780 nm center wavelength. In order to demonstrate the lith­
materials. Moreover, residual functionalities, introduced via off- ographic possibilities of the material, microstructures consisting
stoichiometric polymerizations of the monomers, were exploited of body-centered cubic unit cells with different periods were
for post-polymerization network modification to produce mate­ fabricated via 2P photo-crosslinking (refer to the Applications
rials with tunable physical and chemical properties. Lowe and section). Importantly, the residual thiols and alkynes groups
co-workers reported the reaction of a series of aliphatic dialkynes in the fabricated structures were employed in subsequent
and dithiols to generate highly crosslinked hydrocarbon net­ postmodification reactions, i.e, thio-Michael addition and the
works.[39] The monomer mixture was irradiated in the presence CuAAC reaction, respectively. Firstly, a bromine-malemide was
of Irgacure 184 by employing a Hg lamp as UV-light source immobilized via a thio-Michael addition reaction employing
(9.25 mW cm–2). An interesting linear relationship between the residual thiol groups. Additionally, the alkyne groups were
the density and the refractive index of the created networks was reacted with an α-azide functionalized PEG using a CuAAC
found, both of which increase linearly with the weight percent of reaction. Every reaction was monitored by FTIR spectroscopy
sulfur. In further work, Lowe and Bowman reported the prepa­ and time-of-flight secondary ion mass spectrometry (ToF-SIMS)
ration of networks by systematically employing three different analysis proving the successful orthogonal functionalization.

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Serrano and Omenat have reported the preparation of a (thiol-ene or thiol-yne). Thiol-yne porous materials are gener­
Review

photoresponsive liquid crystalline polymer network via thiol- ally stiffer than their thiol-ene counterparts due the higher
yne reaction.[43] A dendrimer was used for the first time as a degree of crosslinking. Simultaneous thiol-yne and thiol-ene
macromolecular entity to incorporate different functional units coupling has been employed for the preparation of hydrogels
within one single structure, namely, mesogenic azobenzene based on gelatin methacrylamide and tetrafunctional thiol and
photoresponsive units as well as alkyne groups. The anisotropic alkyne four-arms PEG (5) and (27) (Figure 8).[46] The hydrogels
network was formed by the photo-crosslinking of a liquid crys­ were formed by dissolving the multifunctional monomers at
talline dendrimer with the tetrathiol pentaerythritol tetrakis(3- different ratios in PBS solution containing the photoinitiator
mercaptopropionate) (4) via the thiol-yne reaction. Solutions Irgacure 2959 and subsequently UV irradiation (10 mW cm–2).
of the mentioned monomers together with Irgacure 784 were It was shown that the mechanical and swelling characteristics
cast on a glass substrate—previously coated with polyimide of the prepared hydrogels were tunable by both adjustment of
and rubbed—and subsequently irradiated with visible light by the monomer composition. These physical properties could
employing a UV lamp (Ultravitalux OSRAM, 300 W) with a then be utilized to tune the extent of cell adherence and prolif­
high pass filter of 400 nm. The obtained polymer films were eration, making the materials promising in different bio-appli­
thermally characterized and appeared stable up to 200 °C. In cations, such as scaffolds for tissue engineering.
addition, a preferential orientation of the molecules along the Similarly to the thiol-ene reaction, it was observed that
rubbing direction was observed. The photoinduced deforma­ the addition of AFCTs allows for stress relaxation in thiol-
tion of the films due to trans-to-cis isomerization of the azoben­ yne crosslinked networks. Bowman and co-workers studied
zene moiety was demonstrated, too. the effect of the addition of an AFCT on thiol-yne network
Very recently, Griesser and co-workers studied the formation formation.[47a] The allyl sulfide moiety (AFCT) was incorpo­
of thiol-yne networks from a range of multifunctional alkynes rated in a thiol-yne system by employing a photoresist com­
and thiols (3) and (4).[44] Photo-DSC was employed to monitor posed of an allyl sulfide-based diethynyl monomer (26) and
network formation employing the Omnicure s2000 as the light tetrathiol pentaerythritol tetrakis(3-mercaptopropionate) (4).
source (250–445 nm, 80 mW cm–2). It was found that the mate­ It was found that the incorporation of allyl sulfide functional
rials exhibit low toxicity as well as good mechanical properties groups in the polymer backbone of a material possessing a
for 3D printing of biomedical materials. super-ambient Tg reduces polymerization-induced shrinkage
Thiol-yne reactions, together with thiol-ene reactions, were stress, owing to network connectivity rearrangement via an
explored as an efficient platform to produce porous materials.[45] AFCT mechanism. Ternary networks of thiol-yne/(meth)­
Du Prez and co-workers prepared polymer beads containing acrylate have also shown to reduce polymerization-induced
amine, hydroxyl and carboxyl groups by reacting the tetrathiol shrinkage stress, while simultaneously achieving high Tg
(4) with a range of mono and multifunctional enes and/or ynes and large elastic moduli.[47b] If a (meth)acrylate is added to
containing the desired functional groups. The crosslinking the thiol-yne system, gelation is delayed causing more volu­
reactions were performed in a simple home-made microfluidic metric shrinkage to occur before gelation relative to the total
device utilizing thiol and ene/yne monomers at a 1:1 and 2:1 a volumetric shrinkage, thereby reducing the shrinkage stress.
ratio, respectively, and DMPA as photoinitiator. Monodisperse Particularly, pentaerythritol tetrakis(3-mercaptopropionate)
droplets were generated by adjusting the flow rate of both a (4), 1,6-heptadiyne, 1,6-heptadiene and ethoxylated bisphenol
continuous and reagent phase in the microfluidic system. The A di(meth)acrylate (18) were employed as monomers in dif­
continuous phase consisted of an aqueous solution containing ferent combinations and Irgacure 184 was used as photoiniti­
a surfactant. The generated droplets were separated and sub­ ator. In a further experiment, AFCT, i.e., allyl sulfide derivative
sequently photopolymerized in a UV chamber (320−400 nm, (26), were added to the thiol-yne-methacrylate formulations. It
2.5 mW cm–2) to form the final polymeric beads. Optical and was found that the stress relaxation effect was enhanced by
scanning electron microscopy images demonstrated the forma­ increasing the AFCT concentration in the formulation. The
tion of beads with a spherical shape ranging in size from 210 to ternary system exhibits a polymerization-induced shrinkage
600 mm. Cameron and co-workers described the preparation stress level that is less than one third of the stress level of con­
of highly porous polymeric materials by employing thiol-yne ventional dimethacrylate while possessing excellent mechan­
and thiol-ene chemistry, too.[45c] Trimethylolpropane tris(3- ical properties.
mercaptopropionate) (3) and trimethylolpropane triacrylate
(15) as multifunctional ene or octadiyne (25) as diyne, together
with the photoinitiator diphenyl (2,4,6-trimethylbenzoyl) phos­ 2.2. Cycloaddition Reactions
phine oxide/2-hydroxy-2-methylpropiophenone were employed
for the preparation of the materials. An emulsion consisting Cycloaddition reactions are one of the most exploited synthetic
of 25 vol% organic phase consisting of a chloroform solution tools in organic and polymer chemistry since these reactions
of the monomers and photoinitiator and 75 vol% aqueous are usually fast, efficient and, importantly, often (bio)orthog­
phase was prepared, using the polymeric surfactant Hypermer onal. The possibility of initiating these reactions—or their
B246 and subsequently UV irradiated (H bulb, 200 W cm–2) precursor formation—with light adds extra value, allowing
to induce crosslinked network formation. The highly efficient spatial and temporal control. In the current section, 1,3-dipolar
reaction led to materials with well-defined morphologies. It cycloadditions as well as Diels–Alder [4 + 2] reactions are dis­
was found that the mechanical properties are dependent on cussed. In particular, examples of network formation via
the porosity and the type of network forming reaction used photo­induced metal catalyzed copper(I)-catalyzed azide alkyne

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Review
Figure 8.  Fabrication of a bio/synthetic interpenetrating network consisting of gelatin methacrylamide and PEG via simultaneous photoinitiation of
thiol-ene and thiol-yne coupling. Reproduced with permission.[46] Copyright 2014, Elsevier.

cycloaddition (CuAAC), catalyst free nitrile imine-mediated Bowman and co-workers showed for the first time the pos­
1,3-dipolar cycloaddition of a tetrazole and an ene (NITEC) as sibility of spatiotemporal control of the CuAAC reaction by
well as Diels–Alder reactions (based on photocaged dienes) are using standard photolithographic techniques.[51] In particular,
reviewed (Figure 1c). they explored the synthesis and in situ modification of hydro­
gels by employing a photoinitiated CuAAC reaction. Multi­
functional alkyne and azide PEGs (34) and (41) (Figure 9) were
2.2.1. Photo CuAAC irradiated (400–500 nm, 10mW cm–2) in the presence of copper
sulfate and Irgacure 2959. Under light irradiation, radicals are
The copper(I)-catalyzed azide alkyne cycloaddition (CuAAC) generated and copper(II) is reduced to the active copper (I).
has become very popular in the last years[48] and has also been The capability of the photo CuAAC reaction to generate pat­
identified as a key reaction in polymer and materials science.[49] terned devices was demonstrated by employing a photomask.
Briefly, the CuAAC reaction consists of a 1,3-dipolar cycload­ The experiments readily produced 35 µm wide (4.2 µm deep)
dition between an azide and a terminal or internal alkyne features that were 5 µm wider than the mask, due to Cu(I)
catalyzed by copper(I) to afford a 1,2,3-triazole. The copper(I) diffusion. Post-modification of hydrogels was also successfully
catalyst is most commonly generated via the reduction of demonstrated. Gels were synthesized via the thiol-yne reaction
copper(II) to copper(I), or directly added as a copper(I) salt. and the excess of alkynes moieties was employed for a subse­
Therefore, temporal and spatial control of the CuAAC reac­ quent photo CuAAC reaction with an azide-functionalized fluo­
tion cannot be immediately achieved. However, several groups rophore producing a fluorescent pattern.
pioneered the catalysis of the CuAAC reaction via the photo­ Following experiments performed by Schubert and
chemical reduction of copper(II) to copper(I) (Figure 1c) co-workers demonstrated that the photoreduction of copper(II)
opening a host of new possibilities.[50] acetate to copper(I) ions can be carried out without using any

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Review

Figure 9.  Chemical structures of multifunctional azides employed in photoinduced CuAAC reactions.

additional photoinitiator. Interestingly, the photo-CuAAC of dark polymerization limits the temporal control of the photo-
polymerization of multifunctional azides and alkynes without CuAAC polymerization, controlled initiation of the reaction is
photoinitiator was only facilitated using copper(II) acetate, and readily achieved.
not other copper(II) salts. Furthermore, it was shown that the Further, a photo-CuAAC reaction was employed for the prep­
catalyst concentration together with the degree of functionality aration of shape memory polymers.[54] The network was fabri­
played an important role in the controllability of the polymeri­ cated via UV irradiating (Black-Ray B-AP, 5 mW cm–2) multi­
zation. In further work, Bowman and co-workers reported the functional tetra-yne (30) and bisphenol A diazide (40) mono­
preparation of networks via photo-CuAAC in bulk employing mers in the presence of a radical photoinitiator (DMPA or Irga­
visible light (400–500 nm, 10 mW cm–2).[52] Several kinetic cure 819), which reduces Cu(II) to Cu(I). The shape-memory
experiments were carried out on a model system consisting of properties of the photo-crosslinked material were character­
a trifunctional alkyne, i.e.,1-(prop-2-ynyloxy)-2,2-bis(prop-2-yny­ ized by studying the free strain recovery. It was shown that the
loxymethyl)butane (32) and the bifunctional azides (39) and networks exhibited a sharper recovery in comparison to chain
(40) with catalytic amounts of photoinitiator Irgacure 819 and growth networks due to the step-growth nature of the photo-
CuCl2/PMDETA. A highly crosslinked poly­­mer based on tria­ CuAAC reaction. Additionally, the CuAAC networks have the
zole linkages was successfully formed via visible light irradia­ advantage of being tunable with regard to their physicochemical
tion (400–500 nm). The kinetic experiments evidenced that the behavior, opening a new range of possibilities that have not been
photo-CuAAC in bulk occurred via a similar mechanism than achieved with “classical” materials based on (meth)acrylates,
the one proposed in solution. thiol-ene, and poly(caprolactone) yet. The photo-CuAAC reac­
Very recently, bulk photopolymerization of an extensive tion was also employed in combination with the thiol-Michael
library of synthesized multifunctional azides and alkynes was addition to generate well-defined spatiotemporally controlled
carried out in order to develop structure–property relation­ and persistent wrinkles on the surface of an elastomer.[55] The
ships as well as kinetic studies for CuAAC-based polymer net­ thio-Michael addition reaction was utilized to form a crosslinked
works.[53] Multifunctional azides (42–46) and multifunctional polymer with residual, reactive alkyne moieties, which were sub­
alkynes containing an aliphatic (31–33) or an aromatic (35–38) sequently reacted with diazide monomers via a photoinduced
core were formulated with a copper catalyst and a photoiniti­ CuAAC reaction to increase the crosslink density. Pentaeryth­
ator, irradiated (Hg lamp Acticure 4000, 365 nm) and analyzed ritol tetrakis(3-mercaptopropionate) (4) and trimethylolpropane
for their mechanical properties. It was found that the triazoles triacrylate (15) were reacted with propargyl acrylate catalyzed by
generated during the polymerization and the carbamates incor­ triethylamine to generate a thiol-acrylate network. In the second
porated into the azide monomers (42–46) drastically increase step, bisphenol A diazide (40) was reacted with the residual
the Tg by 45−49 and 40 °C, respectively, due to secondary inter­ alkyne by employing copper sulfate and a visible-light photoini­
actions between the triazoles and carbamates. The kinetic tiator (Irgacure 819) (400–500 nm, 2 mW cm–2). The limited
studies of CuAAC photopolymerizations showed that the reac­ diffusion of the generated Cu(I) restricted the second polymeri­
tions are highly influenced by the resin viscosity and the Tg zation to a thin skin layer at the surface and led to the forma­
of the polymer, both strongly dictated by the monomer struc­ tion of well-defined, persistent and reproducible wrinkles on the
ture. CuAAC photopolymerizations exhibit a rapid initial rate surface of the material. The wavelength and amplitude of these
followed by the attainment of a maximum conversion that is wrinkles were characterized by using scanning electron micros­
limited by vitrification. It was also observed that the copper(I) copy (SEM) and atomic force microscopy (AFM). This approach
catalyst persists after irradiation causing the polymerization to represents a unique methodology for the generation of wrin­
continue without additional light exposure. Although the extent kling on the entire surface of the elastomer.

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2.2.2. Nitrile Imine-Mediated 1,3-Dipolar Cycloaddition were prepared by employing the NITEC reaction.[62] Tetrazole-

Review
of a Tetrazole and an Ene containing cellulose (50) with 2 degrees of substitution
(0.14 and 0.23) were synthesized via a transesterification reac­
Recently, Lin and co-workers[56] re-discovered a light-induced tion in an ionic liquid solution. Two bismaleimides (49) based
reaction based on the nitrile imine-mediated 1,3-dipolar on a trioxatridecane or a dithiodipropionyl core were used as
cycloaddition of a tetrazole and an ene (NITEC), which was first crosslinkers to form fluorescent, covalently crosslinked cellu­
reported by Huisgen and Sustmann[57] in 1967 and hardly used lose networks via UV irradiation (Arimed B6, 320 nm). The
until few years ago. The NITEC reaction consists of the light- films showed a broad emission band from 500−700 nm wave­
induced generation of nitrile imines, which are examples of length due to the presence of the pyrazoline moiety proving
highly reactive 1,3-dipoles (Figure 1c). Starting with a tetrazole- the success of the NITEC reaction. Using the bismaleimide
containing derivative, nitrogen is released upon photon impact with a disulfide moiety as the crosslinker, reductive degrada­
to form in situ a reactive nitrile imine moiety. Nitrile imines tion of the films was possible. Finally, tetrazole-functionalized
have been seen to react with a range of activated and unactivated cellulose was crosslinked in a spatially resolved fashion, pro­
alkenes and alkynes to form a stable pyrazoline-based cova­ viding a strategy for the shaping of films based on renewable
lent linkage. Compared to other established ligation reactions, resources. Recently, we have additionally demonstrated the
NITEC exhibits several advantages such as: i) simple tetrazole- ability of tetrazoles to react with fullerenes, which can act as
based molecules synthesis, ii) no necessity of a metal catalyst, an ene.[63] The NITEC reaction was successfully carried out by
iii) fast reaction times, and iv) bio-orthogonality, although the employing small molecule, polymer, and surface-immobilized
last feature has been put into question recently.[56f ] Neverthe­ tetrazoles. Depending on the tetrazole/fullerene ratio, it was
less, it should be pointed out that contrary to radical mediated found that multiple tetrazole molecules can be conjugated to
reactions, such as thiol-ene/yne reactions, one photon absorp­ a single fullerene. Therefore, we have very recently exploited
tion event per ligation is required. A further appealing property this strategy for the formation of fullerene containing networks
of the reaction is the fluorescence of the generated pyrazoline via NITEC.[64] A linear polymer containing tetrazole moieties as
moieties. The fabrication of fluorescent polymeric materials pendant groups (51) and fullerene (52) as ene were employed
makes them interesting for imaging applications such as bio- for the formation of hybrid networks by UV irradiation (Arimed
sensing and tracing. In addition to polymer ligation,[58] protein B6, 320 nm). As mentioned, fluorescence measurements are
and peptide functionalization[59] and surface patterning,[60] the often used for monitoring of tetrazole reaction due to the for­
NITEC reaction has been successfully employed by our group mation of a self-reporting fluorescent pyrazoline unit. Never­
for the preparation of fluorescence networks. theless, fluorescence measurements were not possible within
1,2-polybutadienes (47) with variable molar mass were polymer-fullerene networks, since fullerenes have a strong
crosslinked by employing a difunctional tetrazole-containing absorption and the fluorescence is quenched. The fullerene-
PEG derivative (48).[61] Different parameters such as concen­ containing networks were thus analyzed by FTIR spectroscopy
tration or reaction time were optimized and the formed net­ and elemental analysis (EA). It was found that in the presence
works were analyzed via SEC and gravimetric determination of a sufficient number of tetrazole units, every fullerene was
of gel fractions. It was also shown that the crosslinking is not linked to on average two tetrazole moieities, which permitted
only taking place via UV irradiation with a lamp (Arimed B6, the formation of a stable network. The constructed fullerene
320 nm), but also by sun light. A solvent-cast film consisting based networks have potential applications in optoelectronic
of 1,2-polybutadienes and di-tetrazole linker covered with devices such as bulk heterojunction solar cells, where the for­
a shadow mask (representing the KIT logo) was irradiated mation of stable fullerene nanodomains is still a challenge.
with sunlight (Figure 10). The resulting patterned fluorescent Zhong and co-workers have also employed the NITEC reac­
crosslinked material confirmed the achievable spatial control tion for the formation of fluorescent hydrogels.[65] The hydro­
of the sunlight-induced NITEC crosslinking process. In further gels were prepared from two 4-arm PEG derivatives containing
work, fluorescent and covalently crosslinked cellulose networks four methacrylates and four tetrazole moieties, respectively.

Figure 10.  Fluorescent networks of 1,2-polybutadiene crosslinked with a tetrazole dilinker as visualized under a UV-lamp at 365 nm wavelength.
a) Insoluble gel in THF. b) Swollen gel in an inverted tube. c) Photograph of a photopatterned fluorescent network generated by sunlight irradiation
(Karlsruhe, Germany). Reproduced with permission.[61] Copyright 2014, The Royal Society of Chemistry.

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Both photoreactive PEG derivatives were dissolved in a phos­ employed in a light-induced reaction in order to achieve the
Review

phate buffer at 37 °C with polymer concentrations ranging spatial control.


from 20 to 60 wt%, and UV irradiated (365 nm, 60 mW cm–2). Our group has introduced (for macromolecular chemistry)
Depending on the polymer concentration, the gelation times a novel procedure for truly photoinduced Diels–Alder reac­
varied from ca. 50 s to 5 min., and storage moduli varied from tions by in situ generation of diene species via light irradiation
0.65 to 25.2 kPa. In order to demonstrate the biocompatibility (Figure 1c). The system is based on hydroxy-o-quinodimeth­
of the fabricated hydrogels, cell experiments via an indirect con­ anes (photoenols) which are generated by photoisomeriza­
tact assay were carried out and demonstrated that the NITEC tion of o-methylphenyl ketones or aldehydes. The generated
PEG hydrogels were non-cytotoxic. In addition, it was observed photoenols can act as dienes for the conventional Diels–Alder
that the PEG hydrogels are particularly interesting for con­ reaction with different dienophiles, such as maleimides. This
trolled protein release. methodology has been demonstrated to be simple and efficient
in light-induced conjugations of polymeric building blocks as
well as surface functionalization.[67] In addition, the reaction
2.2.3. Photoinduced Diels–Alder Reactions has been employed for the preparation of 3D microstructures
fabricated via a multiphoton process.[68] A multifunctional
A powerful example of cycloaddition reactions with a promi­ monomer containing four active moieties that can undergo
nent role in organic synthesis are Diels–Alder reactions. The efficient photoenolization (53) and a copolymer consisting of
Diels–Alder reaction consists of a [4 + 2] cycloaddition between methyl methacrylate and a maleimide containing methacrylate
a conjugated diene and a substituted alkene, commonly known (54) were employed for the formation of 3D microstructures
as dienophile, to form a substituted cyclohexene system. Diels– via DLW (Figure 11). The experiments were conducted using
Alder reactions can be reversible under certain conditions and a home-built setup containing a pulsed laser at 700 nm center
the reverse reaction is known as the retro-Diels–Alder reaction. wavelength and 80 MHz repetition rate. Specifically, woodpile
Similarly to CuAAC, by employing conventional conditions, photonic crystals were fabricated and characterized by SEM and
i.e., reaction between a diene and a dienophile in the presence FTIR. As discussed in the previous sections, reactive groups
of a Lewis acid, temporal and spatial control cannot be readily remain throughout the written structure and can be addressed
achieved. It must be noted that a Diels–Alder reaction cannot for subsequent modification of the polymer surface. Spatially
be photoinduced (forbidden by the Woodward-Hoffmann resolved surface patterning was demonstrated by employing
rules), rather one of the starting materials (the ene of the diene) the DLW setup and a bromine containing maleimide. Onto
needs to be provided photochemically. the surface of a solid structure, the Karlsruhe Institute of Tech­
Recently, Bowman and co-workers combined Diels–Alder nology (KIT) logo was patterned employing the DLW setup.
and thiol-ene and acrylate chemistry to prepare dually cured The successful surface modification was verified via ToF-SIMS
3D microstructures.[66] A crosslinked polymer was initially by detecting the signal corresponding to Br isotopes, which
formed via a Diels–Alder reaction and a subsequent photoini­ drastically increased in the irradiated areas (Figure 12). The
tiated reaction—either thiol-ene reaction or acrylate polym­ same chemistry has also been employed for surface patterning
erization—selectively converted the Diels–Alder adducts into of microscaffolds containing benzaldehyde groups with fluores­
irreversible crosslinks. The photo-initiated reactions allowed cence markers as well as proteins.[69]
for spatial control and the preparation of complex 3D struc­ We further reported the preparation of photoreactive con­
tures via DLW. In an initial study, a multifunctional furan and jugated polymers consisting of functionalized polythiophene-
a bismaleimide derivative formed a crosslinked polymer by the containing 4-hydroxy-2,5-dimethylbenzophenone (DMBP)
Diels–Alder reaction in the presence of a tetrafunctional thiol (4). (photoenol) and/or maleimide as side groups (55, Figure 11).[70]
Subsequently, the oxy-norbornene groups reacted with the We evidenced the chemical versatility and platform character of
thiol groups present in the polymer network via light irradia­ the generated light reactive polythiophenes in a range of exam­
tion (pulsed laser, 740 nm) and irreversible links were gener­ ples by creating variable polythiophene functional 2D and 3D
ated. The pattern was subsequently developed by selectively structures with different morphologies. Single-chain nanopar­
removing the material of the non-irradiated areas via a retro- ticles and polymeric networks were formed by cross-linking of
Diels–Alder reaction. In a second study, a thermoreversible net­ DMBP and maleimide containing polythiophene via UV-light
work scaffold was prepared similarly via Diels–Alder reaction, irradiation (Philips TL 36W, 312 nm) by varying the polymer
yet this time in the presence of trimethylolpropane triacrylate concentration. Maleimide-functionalized polythiophene was
(15). It was demonstrated that the initial Diels–Alder occurred employed for spatially resolved functionalization of surfaces.
orthogonally to the unreacted acrylates present. Upon irradia­ Very recently, a novel concept for light-induced network forma­
tion, the material became no longer thermoreversible by gen­ tion was described. Wavelength-selective network formation
erating a permanent network structure. The advantage of the was achieved by combining two different photoactive moieties,
above methodology lies in the fact that unexposed material i.e., photoenol and tetrazole functionalities which are activated
remains crosslinked and serves as a physical support for subse­ at different wavelength.[71] 4-arm polymers bearing tetrazoles or
quent layer-by-layer stereolithography, (refer to the Applications photoenol moieties (56) were synthesized via RAFT polymeriza­
section). After all layers had been photopatterned as desired, tion and selectively crosslinked with a trifunctional maleimide
development occurred via thermally induced retro Diels–Alder (57) (Figure 11). The versatility was further demonstrated via
of the unexposed material. However, one of the main disadvan­ the combination with DLW, which allowed the fabrication of
tages of the methodology is the necessity of a third component 3D logos of the Karlsruhe Institute of Technology (KIT) with

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Review
Figure 11.  Chemical structures of the systems employed for the formation of networks via a) NITEC and b) photoinduced Diels–Alder chemistry.

dimensions of 40 mm × 15 mm × 5 mm. The microstructures strategy is its reversibility. This approach allows both the light-
were written at a fundamental center wavelength of 640 nm. triggered formation and cleavage of covalent networks. One of
For both formulations (photoenol and NITEC), the fabricated the most popular groups is cinnamate, whose photofunction­
structures were well-defined. ality arises from a [2 + 2] photodimerization potential leading
to insoluble networks due to the formation of crosslinking
bonds (Figure 1d). The design of monomers bearing cinnamate
2.3. Photodimerization Reactions groups has been widely investigated, and many derivatives of
(meth)acrylates bearing lateral cinnamate moieties have been
Photodimerimerization of cinnamate, anthracene or cou­ prepared. These functionalized polymers exhibited good reac­
marin among others, has also been exploited as a crosslinking tivity and have traditionally been used in the photoalignment
reaction (Figure 1d). One of the appealing properties of this of liquid crystals.[72] Cinnamate-containing polymers are able

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Figure 12.  a) Light-induced Diels–Alder reaction between residual benzaldehyde precursor molecules on fabricated structures and bromine containing
maleimides; b) ToF-SIMS images of 79 Br, 81 Br, and their sum (from left to right). Reproduced with permission.[68] Copyright 2014, Wiley-VCH.

to induce the alignment of liquid crystals in contact with the by irradiating at 253 nm and the regeneration of the coumarin
film surface upon irradiation with linearly polarized UV light. was almost quantitative. Zhao and co-worker demonstrated the
Nevertheless, cinnamate photodimerization is not limited to reversible photo-crosslinking and photocleavage of 4-methyl­
the liquid-crystal field, yet cinnamate containing biopolymers coumarin terminal functionalized hyperbranched polymer and
have also been studied. For instance, Matsuda and co-workers compared with an analogous linear polymer.[76] It was found
prepared hydrogels based on cinnamate photodimerization.[73] that the process of photocleavage was much faster than photo-
Copolymers from N,N-dimethylacrylamide and cinnamate- crosslinking and that the hyperbranched derivative performed a
containing methacrylate were synthesized and irradiated with larger photoreversible extent than the linear one. More recently,
a Hg lamp (600W, >280 nm) to produce crosslinked polymers. the same authors reported the preparation of well-defined
It was shown that only a few mol% of cinnamate groups in a single-change nanoparticles by the intrachain photodimeri­
copolymer were sufficient for gelation. As expected, the higher zation of coumarin groups upon λ > 310 nm UV irradiation
the content of cinnamate in copolymer, the higher is the in a dilute copolymer solution.[77] A poly(N,N-dimethylamino­
crosslinking density. In addition, the irradiation at lower wave­ ethyl methacrylate) copolymer containing coumarin moieties
lengths (254 nm) resulted in partially reversible gel-sol inter­ as pendant groups was employed. Furthermore, they showed
conversion. Chaikof and co-workers reported the synthesis and that such SCNPs could be used as a nanoreactor for the syn­
photo-crosslinking of cinnamate-containing collagen deriva­ thesis of AuNPs and the rate of AuNP formation is sensitive
tives.[74] The crosslinking reaction was successfully carried out to the intrachain crosslinking density. Joy and co-workers lately
in a gel and in the solid state via UV irradiation (lamp 6W, described a novel class of coumarin-containing photorespon­
254 nm, 2.25 mW cm–2). It was shown that the collagen gels sive polyesters in which the chromophore is incorporated into
and films exhibited enhanced mechanical properties. the polymer chain.[78] The coumarin-based polyesters exhibited
An alternative group exhibiting similar photochromic prop­ chain crosslinking at 350 nm wavelength and subsequently
erties is coumarin. Upon irradiation at 350 nm, coumarin uncrosslinking at 254 nm irradiation. It was also observed that
derivatives undergo also [2 + 2] cycloadditions to yield cyclobu­ irradiation at 254 nm provokes a photoinduced cleavage of
tane dimmers (Figure 1d). The photodimerization reaction has the ester bond leading to polymer chain scission. In addition,
been seen both in solution and in the solid state and it can be micropatterned surfaces were created by UV irradiation at dif­
reversed via UV irradiation at a shorter wavelength. Saegusa ferent wavelengths, i.e., 350 and 254 nm. The coumarin poly­
and co-workers reported for the first time the preparation of a esters showed mechanical stability in the absence of light and
hydrogel based on polyoxazoline by means of photodimerization preliminary studies with cells pointed to the biocompatibility of
of the coumarin.[75] The photocoupling reaction was carried out the polymers and the irradiation products.
by irradiating (Hg lamp 450 W, >300 nm) a film from a poly­ On the other hand, anthracene and its derivatives
oxazoline bearing coumarin moieties as pendant group. The can undergo [4 + 4] dimerization upon UV irradiation
photocleavage reaction of the polyoxazoline gel was performed (Figure 1d). The generated dimer, called dianthracene

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(or sometimes paranthracene), reverts to anthracene thermally light (Hg lamp 80W, 365nm), the authors demonstrated that

Review
or with UV irradiation below 300 nm. Leblanc and co-workers the complexes change their crosslinking structure from ionic
employed the reversible photodimerization of this chromo­ links to covalent bonds.The same strategy was also employed
phore for the preparation of a PEG hydrogel.[79] An eight-arm by the same authors for the preparation of self-assembled
PEG polymer containing eight anthracene units in its periphery multilayers, taking the advantage of the mentioned ionic rec­
was synthesized and employed in different irradiation tests. ognition.[84] Poly(aniline-co-o-anthranilic acid) and photosensi­
The anthracene functionalized polymer exhibited high photo­ tive diazoresin were self-assembled into a multilayer ultrathin
sensitivity at higher wavelengths and underwent rapid and film via ionic interaction. Under UV irradiation (360 nm,
reversible photo-crosslinking upon exposure to alternating 0.23 mW cm–2), the decomposition of the diazonium group
wavelengths (365/254 nm) in the absence of photoinitiators or between bilayers occurs, the ionic bond of the self-assembly
catalysts. It was shown that the physicochemical properties of film converts into a covalent bond, and the film became very
the fabricated hydrogels, including swellability, optical absorp­ stable against polar solvents and strong electrolyte solutions.
tion, and topography depends on the exposure time as well as Subsequently, the generation of photocurrent was studied and
the wavelength employed. it was evidenced that the polyaniline containing film is respon­
sible for the photocurrent. In a further report, the same group
prepared fullerene-containing self-assembly multilayer based
2.4. Other Crosslinking Reactions on a diazoresin photosensitive polymer.[85] Fullerols were
employed as anions and under irradiation the phenyl cation
Aryl azides are a further example for a photoreactive group. formed from the diazonium salt decomposition aligned prefer­
When an aryl azide is exposed to UV light (250–350 nm wave­ ably with the oxygen anion of fullerol to form covalent linkage.
length), it forms a nitrene group that can initiate addition reac­ The fabricated films showed good stability after UV irradia­
tions with double bonds or insertion into C–H and N–H sites tion and photoelectric conversion property, which make them
(Figure 1e). Traditionally, this chemistry has been used for good candidates as photoelectrochemical cell components.
bio-conjugation and the analysis of biomolecular interactions, More recently, the diazonium chemistry have been employed
i.e., protein-protein interactions or protein-nucleic acid interac­ for the preparation of DNA-containing micropatterned films.[86]
tions.[80] Recently, Liska and co-workers demonstrated the pos­ Multilayer films were prepared from DNA and diazonium
sibility of multiphoton-induced photografting with a reactive containing polymers. The driving force of the assembly stems
aromatic azide compound onto a highly permeable PEG based from the electrostatic interaction between the positive diazo­
matrix.[81] A difunctional aryl azide 2,6-bis(4-azidobenzylidene)- nium group the negative phosphate group of DNA. The films
4-methylcyclohexanone was employed as the photoreactive mol­ were subsequently irradiated. Patterned multilayer films were
ecule embedded into the PEG matrix. The laser beam (pulsed fabricated by employing a photomask. The micropatterns were
laser, 73 MHz, 793 nm) was focused on the material and caused characterized using four different techniques, namely scanning
the photolysis of the aryl azide, followed by the generation of electron microscopy (SEM), atomic force microscopy (AFM),
nitrogen and highly reactive electron-deficient nitrene spe­ X-ray photoelectron spectroscopy (XPS), and fluorescence
cies, which was directly immobilized on the PEG network by microscopy and showed that this technique is promising for
insertion into a C–H bond. Since the multiphoton interac­ constructing stable, well-defined micropatterns with nanoscale
tion is highly localized, 3D patterns of immobilized molecules thickness. Sánchez, Oriol, and co-workers demonstrated the
can be prepared. After grafting, the non-reacted azides were preparation of polymeric networks employing a trifunctional
employed for a subsequent reaction with an alkyne fluorophore diazonium salt derived from triphenylamine without the need
via CuAAC. Therefore, the grafted patterns were visualized via of photoinitiator.[87] Mixtures of poly(sodium sulfonate) and
LSM. In a further work, a similar procedure was followed for the trifunctional diazonium derivative were employed for the
3D patterning by employing a novel fluoroaryl azide with an preparation of films and irradiated with a Hg lamp (Oriel 6286,
alkyne moiety, which allows for further CuAAC reactions with 350 W). The spatial control was demonstrated by the genera­
different azide-containing molecules.[82] tion of a periodic surface pattern by using photolithographic
Diazonium salts have also been studied as photoreactive line mask and etching with an aqueous NaOH solution the
systems in mixtures with anionic compounds, including poly­ non-irradiated polymer. The same authors further reported the
anions such as synthetic poly(sodium styrenesulfonate) (PSS) reactivity of the same crosslinker with hydroxyl and carboxylate
or natural polyelectrolytes such as DNA. Diazonium salts groups, both of which are commonly found in biopolymers, by
interact with anionic groups via ionic recognition. Upon UV-light using sodium polyacrylate and poly(vinyl alcohol) (PVA).[88]
irradiation, the ionic interaction between the diazonium group Poly­meric networks were obtained from mixtures of the different
and the anion becomes a covalent bond, with the advan­ polymers and crosslinking via UV irradiation (350–450 nm,
tage that the prior ionic recognition ensures the proximity of 160 mW cm–2). Once the possibility of photo-crosslinking with
the reactive groups during irradiation (Figure 1e). This meth­ polymers containing hydroxyl and carboxyl groups was demon­
odology has been widely exploited by Cao’s group. In an initial strated, the biopolymer sodium hyaluronate (which contains
study, several polyelectrolyte complexes were prepared by both functional groups) was employed for the preparation of
mixing aqueous solutions of an diazo-resin with several poly­ networks. 2D patterned structures were generated by direct
anions, such as PSS, poly(sodium ethylenesulfonate) (PES), laser writing (DLW) using a focused laser beam at 405 nm. The
potassium 3-sulfopropyl acrylate (SPA), and potassium 3-sulfo­ biocompatibility as well as the cell adhesion of the polymeric
propyl methacrylate (SPM).[83] Under irradiation with UV structures obtained by photo-crosslinking of hyaluronic chains

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with the trifunctional diazonium salt crosslinker were assessed. networks in biomedicine, namely dental restoration and tissue
Review

It was found that the cell adhesion can be tuned by modifying engineering.
the crosslinker concentration in the formulation.
Hydrazone or oxime formation by the condensation of
hydrazine or hydroxylamine are classic reactions in organic 3.1.1. Dental Restoration
chemistry. Very recently, Anseth and co-workers demon­
strated the light driven formation of hydrazones, including Millions of dental restorations are performed every year, most
the possibility of spatiotemporal control of the reaction.[89] The of which have a limited lifespan. Therefore, large efforts have
photoresponsiveness was introduced by incorporating a photo­ been undertaken to develop a restorative material with tooth-
reactive 2-nitrobenzylalcohol moiety, which forms a 2-nitroso­ like appearance and durable properties. Although various alter­
benzaldehyde when exposed to UV light (365 nm, 20 mW cm–2) native dental resin systems have been examined, dimethacrylate
(Figure 1e). The photogenerated aldehyde can react with hydra­ monomers are still the predominantly employed monomers
zine to produce hydrazone bonds. The authors employed the in dental resins.[90] The main drawback of the methacrylate
mentioned strategy for the formation of PEG-based hydrogels. based resins is polymerization shrinkage stress as well as inho­
Specifically, 4-arm PEG terminated hydrazine and nitrobenzyl mogeneous network formation. To circumvent this problem,
were used for the hydrogel formation via light-induced hydra­ Bowman and co-workers have extensively explored alternatives
zone crosslinking. It was shown that this photodriven hydra­ to (meth)acrylate-based resins. In particular, they investigated
zone chemistry can be used to externally control not only the feasibility of formulating novel dental restorative mate­
the gel formation kinetics, but also the final modulus of the rials by employing the photoinduced thiol-ene polymeriza­
hydrogel scaffold by simple variations in the light intensity tion with the aim to significantly reduce the shrinkage stress
and exposure time. Furthermore, a rapid hydrogel formation at while maintaining the desired physical properties. As already
physiological pH was demonstrated, suggesting the potential of described in the synthetic section, triallyl-1,3,5-triazine-2,4,6-
this gel formation chemistry for mild and convenient cellular trione (8) and pentaerythritol tetra(3-mercaptopropionate) (4)
encapsulations. was employed as the thiol-ene system and compared with typ­
ical dimethacrylate based dental resin systems.[91] It was found
that thiol-ene formulations based on thiol-allyl systems cure
3. Applications of Photo-crosslinked Networks at a much higher rate, specifically six times faster than that of
based on methacrylate derivatives under identical irradiation
Crosslinking processes are a major route to provide stable conditions. The results from the simultaneous measurement of
materials, which have been used in different areas ranging shrinkage stress and conversion showed that the onset of the
from materials science to medicine. The key defining prin­ shrinkage stress is directly related to the delayed gelation point.
ciple of employing light as an external stimulus for the fabri­ The maximum shrinkage stress developed for the thiol-allyl
cation of networks is the available spatial control. As already system was about 0.4 MPa, which was only approximately 14%
noted, acrylic and epoxy-based monomers have been widely of the maximum shrinkage stress of the methacrylate system.
employed for photo-crosslinking and have already found a large Nevertheless, the thiol-allyl system did not exhibit the mechan­
number of applications.[3] Nevertheless, in the current section ical properties necessary for dental restorative materials. The
we will focus on different applications of materials prepared by achievable Tg, flexural strength, and flexural modulus were sig­
emerging and promising crosslinking strategies, i.e., thiol-ene- nificantly lower than the corresponding values for methacrylate
based reactions, cycloadditions, and photodimerization among based resins. In order to improve the mechanical properties,
other reactions previously discussed in Section 2. First, we will the same authors tested ternary thiol-ene-methacrylate systems
present different biomaterials with potential application in bio­ in a following work.[28c] Thiol-ene mixtures were employed as
medicine, specifically in dental restoration (Section 3.1.1) and reactive diluent in dimethacrylate systems leading to mate­
tissue engineering (Section 3.1.2). Subsequently, crosslinked rials with a higher flexural modulus and strength, while the
networks employed in coatings (Section 3.2) and different polymerization shrinkage stress was efficiently reduced. It
lithography methods (Section 3.3) are discussed. was also found that the optimum thiol-ene stoichiometry dif­
fers from the traditional 1:1 ratio because of thiol consumption
via thiol-ene reaction together with chain transfer involving
3.1. Biomedical Applications the methacrylate polymerization. Increasing the thiol to ene
stoichiometry resulted in further increased methacrylate func­
Biomaterials are functional materials designed for introduc­ tional group conversion and decreased volume shrinkage. Nev­
tion into living tissues with the purpose of aiding healing, ertheless, they did not exhibit significant changes in flexural
correcting deformities, and restoring lost functions. During modulus and strength, shrinkage stress, depth of cure, water
the last years, much attention has been paid to the develop­ sorption or solubility with excess of thiol. More recently, ester-
ment of novel biomaterials, opening new possibilities of treat­ free thiol-ene formulations have been studied, too.[92] In par­
ments and applications. The first biomaterials employed were ticular, tetra(2-mercaptoethyl)silane and tetra-allyl monomer
simple metals and alloys. Nevertheless, polymers, ceramics, containing urethane linkages were employed for the prepara­
and advanced composite materials are currently commonly tion of the crosslinked materials. It was found that the ester-
used as well. In what follows, we give a short review of various free thiol-ene formulations had significantly lower viscosities,
studies focusing on two different applications of polymeric water sorption and solubility than the conventional methacrylic

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resins. In addition, the polymerization shrinkage stress was PEG-based photo-crosslinkable hydrogels are one of most

Review
dramatically reduced when the tetra-allyl monomer was used widely employed biomaterials for tissue engineering. As dis­
as the ene in ester-free thiol-ene mixtures. It was also evi­ cussed in the synthetic section, Anseth and co-workers have
denced that the toughness values associated with thiol-ene developed a methodology for the preparation of PEG hydrogels
systems were larger than the methacrylate based ones, while via photo-crosslinking of norbornene-functionalized PEG and
Young’s modulus, flexural strength, and glass-transition tem­ thiol-containing peptide sequences to form hydrogels for many
peratures were reduced. In contrast to conventional resins, the different purposes. For instance, hydrogels fabricated from
mechanical properties of the ester-free thiol-ene composites PEG and chympotrypsin degradable peptide were employed as
were shown to be unaffected by extensive aging in water and at extracellular matrix mimic.[10] Cleavage of the chympotrypsin-
least equaled that of the control after aging in water for just five sensitive peptide crosslinks led to an enzyme dependent
weeks. Almost in parallel, Ritter and co-workers studied alter­ decrease in the elastic modulus over time, indicating that the
native ester-free thiol-ene systems with potential applications in crosslinks were cleaved in a controlled fashion. In addition,
dental restoration.[93] A library of hydrophobic ester-free thiol- adult human mesenchymal stem cells (hMSCs) were encapsu­
modified bis- and trisphenol derivatives were prepared. The lated in the thiol-ene based hydrogels in order to demonstrate
bis- and trisphenol derivatives contained four to six thiol groups the cytocompatibility of the material. It was shown that it is
and were crosslinked via photoinduced thiol-ene chemistry possible to spatially control the degree to which cells interacted
with 1,3,5-triallyl-1,3,5-triazine-2,4,6-trione (8). The well known with the hydrogels. The authors noted that this possibility of
ester-containing pentaerythritol tetra(3-mercaptopropionate) (4) spatial control could open new possibilities in the design of
was employed as reference. Better flexural strength and mod­ strategies for inducing tissue formation or to study specific
ulus of elasticity were achieved with the new thiol–ene system biological processes. In a further study, peptide-functionalized
employing the hydrophobic ester-free phenol derivatives. In photo-crosslinked PEG hydrogels were employed to study 3D
particular, after storage in water, the flexural strength and mod­ mobility of hMSCs.[96] Specifically, the peptide-functionalized
ulus of elasticity were twice as large compared to the reference PEG hydrogels were used to encapsulate hMSCs, while varying
system. The same authors also examined thiol-functionalized the crosslinking density and the adhesive ligand density. It was
triazine-based monomers as possible candidates for dental res­ shown that hMSC migrating through the lowest crosslinking
toration.[94] Once again, the thiol monomer, i.e., triazine-based density and highest adhesivity had more sustained polariza­
monomers, were photo-crosslinked with the triallyl derivative tion, higher migrating speeds and higher cell spreading. The
(8) and compared with the thiol-ene system containing pentae­ same authors have also studied protein encapsulation[97] and
rythritol tetra(3-mercaptopropionate) (4). It was found that the protein delivery[10] employing thiol-ene photo-crosslinked
system containing the triazine outperformed the widely used PEG hydrogels. Hydrogels were formed via photo-polymeri­
ester-derivative, which became especially obvious after storage zation using acrylate chain-growth and thiol-ene step-growth
in water. An improvement of the flexural strength and modulus mechanisms from different photoreactive PEG.[93] First, non-
of elasticity by more than 50% was achieved. Furthermore, gelling solution polymerizations were carried out to study
the performance of the system in dental filled composites was the loss of protein function during the crosslinking process
also investigated and compared with composites containing a using acrylates and thiol-ene systems. It was observed that the
standard dimethacrylate matrix. The triazine-based compos­ acrylate reaction led to some loss of protein bioactivity. Nev­
ites showed higher values for the flexural strength and elastic ertheless, when lysozyme, chymotrypsinogen, collagenase,
moduli and simultaneously, the shrinkage stress was reduced. bovine serum albumin, human serum, and TGFβ were encap­
Hence, the authors proposed the use of thiol-containing tria­ sulated in the photo-crosslinked thiol-ene gels and subse­
zine derivatives as promising candidates to fabricate dental quently released into PBS buffer, greater than 80% recovery
composites exhibiting low-odor and low-shrinkage, but also was observed. This behavior could be due to the oxygen inhi­
good mechanical properties. bition in the acrylate reaction or the more rapid kinetics of
the thiol-norbornene reaction. In addition, TGFβ was encap­
sulated in PEG hydrogels formed via a thiol-ene reaction, and
3.1.2. Tissue Engineering no statistically significant loss of bioactivity was detected rela­
tive to the non-encapsulated growth factor. Further, enzyme-
Hydrogels are hydrophilic polymer networks, which consist of responsive photo-crosslinked PEG hydrogels for controlled
a three-dimensional (3D) polymer network and large amounts protein release at sites of inflammation were investigated.[10]
of water. They are soft, wet materials with the characteristics of Hydrogels were formed from norbornene-functionalized PEG
both solids (well-defined shapes) and liquids. In general, hydro­ and human neutrophil elastase (HNE)-sentive peptide via pho­
gels exhibit poor mechanical performance and, therefore, they toinduced thiol-ene crosslinking. HNE triggered gel degrada­
are employed in almost every application after being chemi­ tion was studied and the HNE-responsive hydrogels exhibited
cally crosslinked. Due to their hydrophilic character and poten­ surface erosion. The degradation kinetics were influenced by
tial to be biocompatible, crosslinked hydrogels have been of changes in the peptide reaction constant, concentration of
great interest as biomaterials. Furthermore, due to their large HNE, and concentration of peptide within the gel. The advan­
water content, hydrogels also possess a degree of flexibility very tages of surface eroding platforms were exploited to release
similar to natural tissue. Hence, one of the common applica­ various size proteins on the same time scale dictated by gel
tions of crosslinked hydrogels is their use as scaffolds in tissue formulation. It was also seen that lysozyme retained 93% of
engineering.[95] its bioactivity post thiol-ene photopolymerization. This delivery

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Review

Figure 13.  a) Chemical structures of network components: norbornene-functionalized PEG and cysteine-containing peptides; b) Mechanism of the
radical-mediated thiol-ene reaction to produce step growth networks; c) Scheme of cells (neurons) encapsulated in the gel formulations prepared by
thiol-ene chemistry. Reproduced with permission.[10c] Copyright 2013, The Royal Society of Chemistry.

platform was presented as a promising alternative for treat­ development.[100] The photo-crosslinked PEG-based hydrogels
ment of disease where inflammation has been implicated were employed for bovine chondrocytes encapsulation and
such as diabetes, rheumatoid, arthritis, and cancer. Photo- cultured under free swelling or dynamic compressive loading.
crosslinked PEG hydrogels have also been studied as a sup­ While the acrylate system chondrocytes showed high levels
porting system capable for the culture and axonal outgrowth of of intracellular reactive oxygen species, high variability in cell
both aggregated and dissociated mouse embryonic stem cell- deformation and low compressive modulus, a similar behavior
derived motor neurons (ESMNs) (Figure 13).[10b] PEG-based was not found for the thiol-norbornene system. In addition, it
hydrogels promoted neuronal survival and axon outgrowth was found that the thiol-ene system led to hyaline-like cartilage
through cell–extracellular matrix interactions. The hydrogels production especially under mechanical loading with positive
were employed as a 3D platform for culturing both aggregated staining for aggrecan and collagen II and minimal staining
and single mammalian motor nerve cells, permitting larger for collagens I and X and collagen catabolism. These experi­
cell survival as well as a robust extension of motor axons. In ments concluded that the polymerization mechanism and
addition, the optical transparency of the hydrogel allowed consequently the network structure have large effects on the
simultaneous imaging of live cell functions. final properties of the cartilage, especially under mechanical
Lin and co-workers have studied different photo-crosslinked loading.
PEG hydrogel for a variety of tissue engineering applications. Apart from PEG derivatives, other biocompatible polymers,
In a first study, they explored the ability of PEG hydrogels pre­ e.g., gelatin or PVA among others, have also been studied for
pared via photoinduced thiol-ene reaction for 3D culture of the formation of photo-crosslinked hydrogels with applications
pancreatic β-cells.[11] It was found that the cells encapsulated in tissue engineering. Lin and co-workers employed gelatin-
in the hydrogel formed naturally spherical clusters and were based hydrogels for cell encapsulation.[13] Gelatin-hydrogels
then retrieved via rapid chymotrypsin- mediated gel erosion. were fabricated via thiol-ene photopolymerization from nor­
The recovered cell spheroids released insulin in response to bornene-functionalized gelatin and different multi-thiol mole­
glucose treatment, demonstrating the cytocompatibility of cules. The cytocompatibility of the gelatin-based hydrogels
thiol-ene based hydrogels and the enzymatic mechanism of cell was tested via in situ photoencapsulation of hMSCs. It was
spheroids recovery. More recently, the same authors reported found that the crosslinked hydrogels exhibited a faster and
the preparation of PEG[98] and PEG-peptide[99] hydrogels by higher degree of cell spreading than the analogous prepared
employing visible light (400–700 nm), which is very important via free radical polymerization from methacrylate-function­
for bioapplications, since UV light can be harmful for cells or alized gelatin. Recently, Qin and co-workers developed a suit­
tissues. The photogenerated PEG hydrogels exhibited a high able biomaterial based on PVA for rapid local hemostasis.[101]
cytocompatibility by using hMCS and pancreatic MIN6 β-cells. Thrombin-receptor-agonist-peptide-6 (TRAP6) was covalently
In the case of PEG-peptide hydrogels, a detailed studied of the attached to polyvinyl alcohol (PVA) and photo-crosslinked with
degradation was carried out by employing different peptides, norbornene-functionalized PVA via thiol-ene reaction. Cyto­
including chymotrypsin-sensitive peptide. toxicity studies using C2C12 myoblasts indicated that both
Bryant and co-workers compared photopolymerizable PVA precursors were non-toxic. Additionally, it was demon­
thiol-ene PEG and acrylate-based PEG hydrogels for cartilage strated that hemostatic activity of TRAP6 was retained in its

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conjugated form, too and it was comparable to free TRAP6 properties of pigmented thiol-ene coatings were investigated

Review
solutions with equal concentrations. For potential clinical appli­ using photo-DSC, real-time FTIR spectroscopy, colorimetry,
cations, TRAP6-containing photo-crosslinked hydrogels were and AFM. It was observed that the pigment had no negative
developed for local platelet activation and hemostasis, showing effect on the unique ability of thiol-ene systems to photo-polym­
that the hydrogel could activate platelets to a comparable extent erize in air and the photopolymerization rate of pigmented
as soluble the TRAP6 control. Teasdale and co-workers reported and non-pigmented systems in air significantly increases with
the preparation of degradable glycine-based photopolymeriz­ increasing thiol concentration. AFM and colorimetric data indi­
able polyphosphazenes for use as scaffolds for tissue regenera­ cated that addition of trifunctional thiol had no negative effect
tion.[102] Degradation studies under aqueous conditions showed on pigment dispersion and may increase the dispersion quality.
increasing rates in correlation with the polyphosphazene con­ In addition, it was demonstrated that for the thiol-ene based
tent. Preliminary cell studies showed non-cytotoxicity of the pigmented system, only 1 wt% photoinitiator was required to
polymers and their degradation products, as well as a good cell achieve a similar curing rate that the one employing an acrylate
adhesion and proliferation of adipose-derived stem cells. system containing 10 wt% photoinitiator.
Bio-based monomers have also been employed in UV-cur­
able formulations. Rawlins and co-workers reported the prep­
3.2. Coatings aration of coatings using vegetable oil monomers.[106] Allyl,
acrylate, and vinyl ether derivatives of castor oil were synthe­
Polymeric coatings play a very important role in advanced sized and photo-crosslinked with multifunctional thiols via
applications by enhancing the functionality and the lifetime of thiol-ene reactions (D bulb, 1.1 mW cm–2). The generated films
numerous materials.[103] Durability, corrosion resistance, anti­ contained approximately 40% vegetable oil on a weight basis.
fouling or self-cleaning are among the most desirable proper­ The materials showed a high solvent resistance and hardness
ties for polymeric coatings. The most frequently used polymers in combination with excellent adhesion and flexibility. In a fol­
are polyesters, polyurethanes, epoxy resins, phenolic resins, lowing work, soy-based UV-curable coatings were formulated
organosilanes, and other silicon containing coatings polymers. and their coating physiochemical properties were investigated
The combination of organic and inorganic components is one in detail.[107] Novel soy-based thiols and enes were employed
of the most popular strategies to achieve coatings with optimal for the preparation of networks via UV irradiation (F300 UVA,
properties. Sangermano and co-workers have studied different 1180 mW cm–2). It was found that soy-based thiol-ene coatings
hybrid organic-inorganic coatings based on thiol-ene sys­ having lower functionality (thiols and enes) have poor UV cur­
tems.[104] A thiol-functionalized zirconium oxocluster was firstly ability and coating properties, which was attributed to the lower
used as inorganic nanosized building block in the thiol-ene crosslink density. In contrast, soy-based thiols and enes with
photopolymerization of allyl pentaerythritol and a trifunctional­ higher functionality can be UV-cured and better coating film
ized thiol derivative in a 1:1 molar mixture to form transparent properties were obtained. The soft coating films showed good
and defect-free coatings. Transmission electron microscopy adhesion and impact resistance, yet very poor solvent resistance.
(TEM) analysis imaged well-dispersed inorganic particles In order to further enhance the soy-based thiol-ene coating
within the polymeric network without the presence of mac­ film properties, selected hyper-branched acrylates with poly­
roscopic agglomerates. Additionally, XPS analysis and SIMS ester cores were incorporated into the thiol-ene formulations.
depth profile proved the presence of a homogeneously distrib­ Keratin-containing coatings were successfully investigated by
uted zirconium oxocluster. By increasing the zirconium oxo­ Bongiovanni and co-workers.[108] Keratin extracted from wool
cluster content in the photocurable formulations, an increase of was used as a natural reinforcing agent for cross-linked poly­
Tg values, storage modulus and thermal stability was detected. mers obtained by photopolymerization of thiol-ene systems
A thiol-ene system containing tetraethoxysilane as inorganic (Hg lamp, 28 mW cm–2). The obtained keratin-based photocured
precursor and mercaptopropyl trimethoxysilane as coupling coatings showed significant improvement in terms of thermal
agent, was also studied. As expected, the inorganic filler gener­ stability, crosslinking density, Tg values, and mechanical proper­
ated improved the mechanical properties and increased the sur­ ties. Moreover, a clear increase of the bio-degradability of the
face hardness. The fabricated films were perfectly transparent, starting thiol-ene polymer matrix was induced by the presence
due to an uniform distribution of the generated silica domains of the keratin biopolymer as reinforcement.
within the polymeric network on a nanometric scale. The Yang, Wicks and co-workers prepared UV-curable polyu­
latter was also demonstrated by TEM analysis. Furthermore, rethane coatings in aqueous dispersions.[109] Multifunctional
TEM analysis evidenced that an increase of the coupling agent thiol- and ene-terminated polyurethane were employed for the
concentration led to a reduction of the nanosize dimensions of formation of the coatings via UV irradiating (Hg lamp 80 W,
the inorganic silica domains. 600 mW cm–2) a dispersion of the polymers in water in the
Holey and co-workers reported one of the first examples presence of the water soluble initiator Irgacure 2959. FTIR
of polymeric pigment coating employing the thiol-ene reac­ spectroscopy, photo-DSC and dynamic mechanical analysis
tion.[105] Since the thiol-ene reaction is relatively insensitive (DMA) measurements were employed for the analysis of the
to oxygen inhibition, the authors proposed a pigmented thiol- composition, solution stability, and the mechanical properties
acrylate system as an alternative to pure acrylate formulations. of the coatings. It was found that the UV-cured films prepared
The formulation employed consisted of di- and tri-acrylates, a via thiol-ene polymerization exhibited outstanding physical
trithiol crosslinker, calcium lithol rubine as a dye and DMPA as properties with improvements in comparison with current
a photoinitiator. The photopolymerization kinetics and optical UV-curable urethane-acrylate based systems. Hence, this method

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allowed for the preparation of high performance UV-curable UV-induced thiol-yne, for the attachment of the nanogel solu­
Review

polyurethane aqueous coatings based on thiol-ene chem­ tions to mercapto-silanated glass. Protein adsorption was ana­
istry. Kahraman and co-workers prepared coatings showing lyzed by single-molecule counting with total internal reflection
enhanced thermal and flame retardant properties.[110] In their fluorescence (TIRF) microscopy and cell adhesion assays. It
study, allyldiphenyl phosphine oxide containing thiol-ene based was found that by using high concentrations of a kosmotropic
photocured coatings were employed. The photopolymerization salt in the nanogel formation, the packing density increased
kinetics of thiol-ene based formulations were investigated by and the protein adsorption was drastically reduced. Moreover,
real-time FTIR spectroscopy. The incorporation of allyl-func­ it was demonstrated that the developed “pure” PEG coatings
tionalized phosphone oxide into the polymer chains was con­ exhibited significantly lower levels of protein adsorption com­
firmed by monitoring the conversion of acrylate double bonds pared to other previously studied coatings, and seemed to
and measuring the gel content of the crosslinked films. As comprise superior surfaces for in vitro biological diagnostics
expected, since the amount of phosphine oxide was increased, or other applications requiring strong short-term resistance to
thermal and flame retardant properties of the coatings were protein adsorption.
also increased as expected.
As mentioned above, one of the most important properties
of coatings for many applications is their antifouling char­ 3.3. Lithography
acter. Hult and co-workers studied thiol-ene based hydrogel
coatings based on PEG for marine antifouling purposes.[111] In the last years, many strategies have been developed for the
A library of hydrogel coatings with different structural com­ fabrication of micro and nanometer-scale structures, where a
position was efficiently completed by modifying the PEG high precision is required. Lithography is a standard method
length, vinylic end-group, and the thiol crosslinker. Particu­ of printing, which allows the preparation of high-resolution
larly, thiol-methacrylate and thiol-allyl systems were studied patterns with feature sizes in the range of 100 nm to several
as antifouling coatings. Methacrylate-based systems exhib­ micrometers. Nanoimprint lithography (NIL),[114] soft litho­
ited predominantly homopolymerization, whereas allyl-based graphy,[115] electron-beam lithography,[116] and dip-pen litho­
systems reacted more selectively through thiol-ene couplings graphy[117] for the creation of 2D patterns and multiphoton
reaction. It was found that the ester-free hydrogels possessed lithography[118] for the fabrication of 3D structures, are few
higher hydrolytic stability, while the presence of longer PEG examples of the current methodologies. In this section, we will
chains accelerated the degradation process. Protein adsorp­ focus on photopolymerizable materials based on the chem­
tion with bovine serum albumin (BSA) and bioassays with istry previously discussed, which have recently been devel­
the marine bacteria were carried out in order to evaluate the oped for the fabrication of 2D and 3D patterns via lithographic
antifouling properties. For all experiments, it was found that techniques.
longer PEG lengths improved the antifouling properties. Chen
and co-workers reported the preparation of polymer coatings
via chemical vapor deposition polymerization process.[112] The 3.3.1. 2D Lithography
coatings provided a facile and general route to support thiol-
ene and thiol-yne reactions on a variety of substrate materials. Nanoimprint lithography is one of the most widely employed
It was demonstrated that surface functions can be readily acti­ methods for the fabrication of nanometer scale 2D patterns.[115]
vated via an adequate design of thiol-terminated molecules The patterns are created by mechanical deformation of imprint
such as PEG or peptides (GRGDYC). In addition, controlled resist and a subsequent crosslinking process. The imprint
and low-fouling protein adsorptions together with cell attach­ resist is typically a polymer based formulation that is usually
ment experiments showed the associated biological functions. cured by UV light during the imprinting (Figure 14). Carter
More recently, PEG-nanogel coatings were prepared by Elbert and co-workers reported for the first time the use of a thiol-ene
and co-workers.[113] In a first step, nanogel solutions were gen­ based photoresist for nanoimprinting.[6a] Mixtures consisting of
erated by using the CuAAC to partially polymerize solutions a stoichiometric amount of pentaerythritol tetrakis(3-mercapto­
of multiarm azides and alkyne-functionalized PEG. Subse­ proprionate) (4) and different enes were employed for the exper­
quently, coatings were fabricated using a second reaction, i.e., iments in order to modulate the final mechanical properties of

Figure 14.  Schematic illustration of a standard lithography procedure for 2D patterning: a) the photoresist is placed onto a substrate; b) the mold
is pressed onto the phototoresist and irradiated with UV light to induce photo-crosslinking; c) the mold is lifted off the substrate and the replicated
pattern remains on the substrate.

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the material. The photoresists were first coated on a substrate, materials. The same authors have also developed a new stamp

Review
compressed with the mold and photocured at 365 nm on the for soft lithography based on poly[(3-mercaptopropyl)methyl­
substrates. The substrates were previously functionalized with siloxane].[121] The stamps were prepared by crosslinking triallyl
an acrylate-containing silane to ensure adhesion. The composi­ cyanurate (4) and ethoxylated bisphenol A dimethacrylate (18)
tion of the mold was optimized in order to enhance the release via thiol-ene chemistry. The materials were found to be stable
properties by incorporating 2,2,2-trifluoroethyl methacrylate. up to approximately 225 °C and, as characterized by TGA, do
AFM was used to assess the fidelity of the imprint process and not undergo any phase transitions between –80 and 200 °C
it was found that the thiol-ene based material possessing higher as well as being optically clear and transparent above 300 nm.
modulus material exhibited much better resolution and fidelity These properties, along with the suitable mechanical proper­
in the replicated patterns. Features 45 ± 2 nm in height and 168 ties, yielded materials suitable for soft lithography applications.
± 2 nm in width were achieved. Moreover, surface chemical modification with a fluorinated
Step and flash imprint lithography (SFIL) is a novel and silane was performed in order to minimize photoresist adhe­
low cost approach to generate relief patterns with sub-100 nm sion. The stamps were tested to accomplish pattern replica­
linewidth.[119] The main differences between SFIL and other tion and features from the micrometer to sub-100 nm scale
imprint lithography techniques are the nature of the photo­ were successfully achieved. Yin and co-workers developed
resist—low viscosity and liquid—and the template, which a novel hybrid photoresist based on thiol-ene photopolym­
must be transparent and rigid. The low viscosity of the liquid erization, which was employed as a mold for nanoimpriting
photoresist allows working at lower temperature and pres­ lithography.[122] The photoresist consisted of a mercaptopropyl
sure, which decreases production costs, and the employment polyhedral oligomeric silsesquioxane and a trimethacrylate
of a rigid transparent template permits flood exposure of the derivative as the crosslinker. The hybrid material exhibited a
photo­polymer to achieve curing. Bowman and co-workers have variety of characteristics desirable for nanoimprint lithography,
investigated thiol-ene mixtures as an appropriate photopolym­ such as good coating ability, reduced viscosity, low shrinkage,
erizable material for SFIL.[7] The photopolymerizable thiol-ene increased thermal stability, and rapid photopolymerization in
resist was sandwiched between a nanopatterned mold and the the presence of a trace of photoinitiator. By using poly(methyl
substrate and exposed to UV light (365 nm). After irradiation, methacrylate) (PMMA) as the transfer film, the polysiloxane-
the mold was separated and AFM and SEM evidenced the for­ based photoresist was employed in the fabrication of a pat­
mation of nanopatterned replica formed using the thiol-ene for­ terned silicon substrate resulting in a high-resolution pattern
mulation. The average width of the imprinted lines was found with feature sizes in the range of 100 nm to several microme­
to be 110 ± 11 nm. Additionally, a monofunctional acrylate was ters. In a following investigation, the same authors reported the
used to attach linear polymer films to the created structures use of a fluorinated photoresist as soft molds.[123] In this case, a
by employing the unreacted thiol present on the surface of the of fluorinated mercaptopropyl polyhedral oligomeric silsesqui­
replicas. The use of the surface presenting thiols as anchoring oxane was crosslinked with 2,2,3,3,4,4,5,5-octafluoro-1,6-hexyl
molecules possessed the potential of controlling the number of diacrylate. The obtained fluorinated hybrid also exhibited low
anchoring groups on the surface by changing the excess of thiol viscosity, a low bulk volumetric shrinkage and a good resist­
present while preparing the replicas and therefore, controlling ance to oxygen inhibition as well as high transparency to UV
the chain density on the surface. In this case, the formed rep­ light and resistance to organic solvents. The good mechanical
licas were modified with polymers with thicknesses of up to properties and low surface energy of the fluorinated polymers
45 nm. Clark and co-workers employed a similar thiol-ene photo­ provided a clean mold release. Therefore, the obtained molds
resist for the organization of liquid crystals on sub-micrometer could be used repeatedly without any surface treatment and
scale topographic patterns via SFIL.[6b] A small amount of thiol- exhibited a high resolution patterning capacity with feature
ene based resist was placed onto a glass substrate, pressed sizes in the range of 200 nm to several micrometers.
against and exposed to UV light (365 nm). Sub-micrometer Bowman and co-workers demonstrated mechano-photopat­
lines, squares and checkerboard patterns were successfully cre­ terning on a photoresponsive elastomer based on thiol-ene
ated. The organization of liquid crystal was studied using depo­ chemistry.[124] Mechano-photopatterning consists of photopat­
larizing transmission light microscopy and a planar bistable terning of a elastomeric network under mechanical strain and
organization was observed for 2 and 4 µm wide square grid and provides a facile approach to fabricate complex topographical
with 600 nm scale square and checkerboard patterns. features using elementary irradiation schemes. A photo­
In soft lithography, an elastomeric mold—generally a responsive material deformed in two dimensions and irradiated
poly(dimethylsiloxane) (PDMS) stamp—with patterned struc­ through a mask, results in a transparent material with topo­
tures on its surface is employed to generate structures with graphy that reflects the concentric rings of the mask. In this
feature sizes in the range of sub-micrometers. Hawker and work, addition–fragmentation chain transfer (AFCT)-capable
co-workers developed an easy method for the preparation of functional groups were incorporated in the backbone of an
sub-100 nm features via soft imprinting.[120] In particular, PEG elastomeric covalent adaptable network. Particularly, the photo­
and poly(siloxane)-based photoresists were examined as suit­ resists consisted of of pentaerythritol tetrakis(3-mercaptopro­
able materials for soft imprinting. Thiol-functionalized PEG pionate) (4) and ethylene glycol bis(3-mercaptopropionate),
and poly(siloxane) were crosslinked with different multifunc­ together with 2-methylene-propane-1,3-bis(thioethyl acrylate).
tional enes via photoinduced thiol-ene chemistry. The modular The latter derivative contains allyl sulfide groups facilitating
nature allowed for the physical and mechanical properties of bond rearrangement via radical mediated AFCT. A film of
the features to be tuned by selecting the appropriated starting the material was uniaxially strained and irradiated (Hg lamp,

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365/405 nm) through a photomask to project a hexagonal array 3D mesostructures with a height of up to 1 mm and
Review

onto the sample. The irradiated regions underwent photo­ micrometer feature size were also fabricated by our group via
induced plasticity, resulting in a well-defined hexagonal pattern DLW.[42] A functional photoresist based on the photoinduced
commensurate with the mask. reaction between thiols and alkynes was employed in this case.
The structures were fabricated by employing yet again the
commercial Nanoscribe set-up containing a femtosecond laser
3.3.2. 3D Lithography: Direct Laser Writing (DLW) (780 nm). In order to determine the achievable axial resolution
of the developed photoresist, woodpile photonic crystals were
Multiphoton lithography, more commonly known as the created and investigated as complex 3D benchmark structures.
direct laser writing (DLW) technique, is one of the most pow­ The wood piles were fabricated with a writing speed of 1 cm s−1,
erful tools to obtain 3D microstructures with high resolution. a total number of 10 periods (40 layers), a rod distance of 3 µm,
The DLW approach relies on a multi-photon absorption pro­ and a layer distance of 1.13 µm as fixed parameters and the
cess in a material which is transparent at the wavelength of laser power was varied. Subsequently, reflectance spectra of the
the laser employed for the writing. By scanning and properly fabricated woodpiles powers were recorded in order to investi­
modulating the laser, photo-crosslink occurs only at the focal gate the corresponding photonic stop bands. No stop band was
spot of the laser and can be controlled to create an arbitrary visible for high average laser powers during fabrication, indi­
3D microstructure. To date, several negative photoresist sys­ cating that the corresponding structure were most probably not
tems have been employed for DLW, most of them based on resolved, while a stop band could be assigned for lower powers.
free radical polymerization (acrylate-based photoresist) or Furthermore, by decreasing writing powers, the filling fraction
photoinduced cationic polymerization (epoxy photoresists). of the woodpile is also decreased and the corresponding stop
In the last years, our group has pioneered novel and alterna­ band was shifted to lower wavelengths.
tive phototriggered reactions to induce photo-crosslinking Further, woodpile photonic crystals were fabricated by our
and create 3D microstructures via DLW. In our first study, 3D group by employing a photoinduced Diels–Alder reaction
microstructures were fabricated employing the photoinduced between o-quinodimethanes and maleimides via DLW.[68] In
thiol-ene polymerization.[8] The photoresists employed con­ this case, the DLW experiments were conducted using a home-
sisted of a two-photon (2P) photoinitiator and multifunctional built setup that has been previously described in detail[127] and
thiols and olefins. The experiments were performed using a the laser was tuned to 700 nm center wavelength. The fabri­
Nanoscribe “Photonic Professional” setup containing a femto­ cated woodpiles based on the Diels–Alder photoresist consisted
second laser emitting pulses at 780 nm wavelength. The laser of a total of 20 layers (5 periods) with variable rod spacing
power and the writing speed were set to 8 mW and 100 µm s–1, and a 20 µm × 20 µm footprint (Figure 15). The laser power
respectively. Woodpile photonic crystals with 22 layers and a was varied between 2.7 and 3.6 mW with a writing speed of
rod distance of 2 µm each consecutive layer and a spacing of 100 µm s−1, while the rod spacing was selected between
700 nm in axial direction were fabricated. The written struc­ 700 and 500 nm. Transmission and reflection spectra of wood­
tures exhibited a base dimension of 20 µm × 20 µm and a pile photonic crystals were also recorded and it was found
height of 12.8 µm. The remaining photoreactive groups of the that photonic woodpiles with a rod spacing between 700 and
structures were employed for subsequent functionalization, 600 nm exhibited a stop band in the visible (Figure 15d). The
as discussed in Section 2.2.1. Griesser and co-workers have photonic stop bands were, as expected, clearly shifted to lower
also used photoinduced thiol-ene reaction for the preparation wavelengths for decreased rod spacing. Furthermore, spatially
3D macrostructures.[125] Here, residual double bonds in ring- resolved surface patterning of covalently bonded functional
opening metathesis polymerization (ROMP) poly(norbornene) molecules on fabricated structures was also demonstrated (see
derivatives enabled photoinduced crosslinking via a thiol–ene Section 2.2.3).
reaction. A tetrafunctional thiol derivate (4) was employed as Bowman and co-workers also employed DLW for 3D photo­
crosslinker and 1,5-bis(4-(dimethylamino) phenyl penta-1,4- fixation in Diels–Alder networks.[66] 3D fabrication of non-
diyn-3-one (N-DPD) as a 2P photoinitiator. The experiments continuous structures by employing a negative photoresist
were carried out with a Nanoscribe “Photonic Professional”, is often challenging. In a normal process, each layer acts as
too. Rod-like structures were inscribed in a 100 mm thick support for the next layer, and hanging parts can collapse due
polymer layer with a laser power of 7.5 mW and a rate of the increase of the density during crosslinking. In order to cir­
100 µm s–1. The obtained structures had a diameter of 10 µm cumvent this problem, the authors present a novel approach
with an average structure height of 2 µm. Liska and co-workers by using a reversibly crosslinking polymer as a photoresist. A
employed flexible thiol-ene based hybrid materials based on Diels–Alder network was employed as a temporary solid scaf­
epoxy and acetoxy polysiloxane matrix for the preparation of fold which can be permanently crosslinked via a photoinitiated
optical waveguides.[126] An amplified ultrafast Ti/sapphire mediated thiol-ene reaction between the Diels–Alder adduct
laser system from Spectra Physics (Mai Tai–Spitfire combi­ itself and embedded thiols in the exposed regions. The unex­
nation) was employed for their experiments providing pulses posed region were subsequently converted into a low-viscosity
in the range of 800 nm wavelength and a pulse duration of a liquid by heating and removed simply by increasing the tem­
130–150 fs. An optimization of the ratio of thiol/ene moieties, perature of the system. Photo-crosslinking was carried out by
thermal analysis, as well as investigations regarding the refrac­ irradiation of the initial Diels–Alder network with a 740 nm
tive index of the materials, were reported. The latter is quintes­ femtosecond laser and depolymerization of the non-irradiated
sential for successful waveguiding. regions took place at 105 °C. Complex shapes, such as eight

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Review
Figure 15. SEM images of a woodpile photonic crystal fabricated via
photoinduced Diels–Alder. a) top view; b) entire fabricated structure;
c) interior of the woodpile after focused ion beam milling. Scale bars are Figure 16.  SEM images of variable 3D microstructures fabricated from a
1 µm, 2 µm, and 200 nm, respectively. d) Light microscope images in Diels–Alder network as a temporary solid scaffold which were permanent
transmission and reflection mode of woodpile photonic crystals. Adapted crosslinked via a photoinitiated thiol−ene reaction by DLW: a) interlocked
with permission.[68] Copyright 2014, Wiley-VCH. rings; b) log pile. Scale bar 200 and 40 µm, respectively. Adapted with
permission.[66a] Copyright 2012, Wiley-VCH.
freely rotating interlocked rings and log pile structures, were
written into the polymer network via DLW by employing the
mentioned approach (Figure 16). 3D printing of functional structures. Early examples for the
latter have only emerged recently,[129] and photopolymers have
played a key role in this area and will very likely be important
4. Conclusions and Outlook in the future, too.
Acrylate-based photoresists together with epoxy photo­
During the last years there has been growing interest in the resists have dominated the field until today. Nevertheless, new
fabrication of polymeric networks due to their potential appli­ light-induced modular reactions have emerged as promising
cations in a wide range of fields. The use of light to generate alternatives, offering new prospects for altering the network
polymeric networks allows the fine-tuning of the structure structure and, importantly, functionalization. The use of these
and properties, particularly with spatiotemporal control. One recent light-induced approaches has several advantages, for
large field of applications concerns three-dimensional (3D) example better control of the network structures and the pos­
printing, which is a major trend worldwide. It allows for sibility to modulate the final properties. Clearly, photoinduced
fabricating structures that were difficult or even impossible thiol-ene reactions possess specific benefits including minimal
to generate previously. 3D micro-optics are an example.[128] oxygen inhibition and lower shrinkage compared to acrylate
One specific advantage is that fabricated structures no longer photopolymerizations (Section 2.1.1). By adequate chemical
need to be stored. Critically, products can be individualized modifications, either in the catalytic system or in the reactive
without additional cost. Thus, multi-billion dollar markets groups, it is possible to induce photocontrol in classical, effi­
with large growth rates are anticipated. Some foresee that in cient and in principle also in thermal reactions, such as thio-
ten years’ time, 10% of all manufactured goods will be 3D Michael (Section 2.1.2), CuAAC (Section 2.2.1) or Diels–Alder
printed. Eventually, one would like to 3D print a wide array (Section 2.2.3) cycloadditions and successfully employ them for
of materials, including entire functional devices. Getting there the preparation of networks. In addition, the introduction of
requires an enormous boost regarding spatial printing reso­ new properties such as fluorescence or reversibility is also pos­
lution, printing speed, multi-material printing as well as the sible by employing light-induced processes such as the NITEC

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reaction (Section 2.2.2) or dimerization of photochromic groups


Review

Council (DFG) via their large equipment granting scheme and the
(Section 2.3), respectively. Sonderforschungsbereich (1176). E.B. acknowledges the Alexander
Although the development of these recent light-induced von Humboldt Foundation for financial support. C.B.-K. acknowledges
continued support from the Queensland University of Technology (QUT).
approaches has led to substantial advances in the fabrication Note: The biography section was corrected on April 10, 2017 after initial
of networks and their properties, outstanding key challenges publication online.
remain. As an example, a large variety of photo-induced reac­
tions still relies almost exclusively on the use of low-wavelength Received: July 28, 2016
high-energy (UVB irradiation), which might be an issue in bio­ Revised: October 18, 2016
logical applications. Advances regarding the development of Published online: January 11, 2017
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