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sasiradee.j@en.rmutt.ac.th
Abstract
Lactic acid serves as a monomer for the production of the biodegradable polymer
poly lactic acid. This paper provides a review on the state of the art production and
isolation process for lactic acid. Problems in the production and isolation have been
identified, the relevant results in optimized production are presented in the first part
of the paper. In the second part a decision matrix is used as a guideline for the
discussion on the state of research in the isolation and purification of lactic acid.
techniques and process combinations are reported in the literature. At the end an
Keywords:
This article has been accepted for publication and undergone full peer review but has not
been through the copyediting, typesetting, pagination and proofreading process, which
may lead to differences between this version and the Version of Record. Please cite this
article as doi: 10.1002/jctb.5237
The worldwide consumption of lactic acid in 2012 was 259.000 tons/a and in
2015 330.000 tons/a.1,2 According to Global Industry Analysts, Inc. report, in 2017
the total demand of lactic acid is expected to be 367.300 tons/a.3,4 Due to the broad
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range of applications of lactic acid, such as food, beverages, cosmetics,
pharmaceuticals and the chemical industry, the demand of lactic acid is increasing
continuously.5 Lactic acid is generally recognized as safe (GRAS) for the use as food
additive by the US food and drug administration, therefore it can be applied in food-
The significant increase of lactic acid demand is related to the use of lactic acid as
monomer for the production of poly lactic acid (PLA). Around 95% of current PLA
production capacity is covered by Natureworks LLC, they are also the major
raw material and value added waste, together with biorefinery technologies,
presented in Figure 1, has attained much attention. Currently, over 90% of the global
lactic acid production is made by the microbial fermentation.6 This process route has
process. The inhibition of lactic acid generation is caused by the product itself due to
lowering the pH-value of the broth. A mixture of neutralizing agent and acidifying
neutralizing agent, the acidifying agent, and the byproduct disposal have to be
Various kinds of nutrients namely nitrogen carriers, vitamins, and minerals are
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needed for lactic acid production; yeast extract is of special interest as this is the
most efficient nutrient, but also costly. Much economic attention has been paid to a
low-cost alternative for the replacement of traditional nutrient sources. Thirdly, the
cost of lactic acid isolation from fermentation broth is currently and historically high
because the low volatility of lactic acid and strong affinity to water cause difficulties in
the isolation process. In order to overcome these challenges, the total bio-based
lactic acid production cost should be minimized, special attention has to be set on
the isolation cost, which contribute with approximately 50% to the overall lactic acid
production cost.8
The major chemical process for lactic acid production is the hydrolysis of
lactic acid is purified by esterification with methanol to produce methyl lactate, which
finally is hydrolyzed to form pure lactic acid in acidic aqueous solution. Chemical
synthesis of lactic acid requires several highly pure chemicals such as lactronitrile
and sulfuric acid, which substantially affect the production costs. Furthermore,
chemically produced lactic acid leads to a racemic mixture of DL-lactic acid.9 Using
the optically pure L(+) or pure D(-) lactic acid as monomer results in a high
crystalline PLA with a higher melting point compared to PLA produced from a
The fermentation process is carried out in different ways, namely batch, fed-
mode because the closed system in batch operation avoids contamination with
undesired microbes in the fermentation broth and provides higher lactic acid
dissociated lactic acid can inhibit the bacteria cell growth.15,16 Lactic acid is able to
dissociate and release protons resulting in increasing the acidity of the cytoplasm,
the undissociated form of lactic acid can freely diffuse into the bacteria cell
membrane affecting the cell metabolism. The cells consume much energy to
maintain an internal pH constant causing cell growth rate inhibition and hence lactic
acid production rate.17,18 The undissociated form of lactic acid is a more effective
or calcium carbonate, are added to the batch during the process to adjust the pH-
value during fermentation. The neutralizing agent reacts with the undissociated lactic
acid formed during fermentation, to form lactate, which is less harmful to the
fermentation (SSF).20 Due to the separation of the hydrolysis step and the
effectively finish the two-step process. In comparison, the SSF process combines the
enzymatic hydrolysis of polysaccharide to glucose and xylose with the lactic acid
fermentation process. In terms of single step production, short process time, less
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product inhibition and increased productivity the SSF is more effective than the
SHF.1,7
fermentation broth without removal of the broth. Cell growth and subsequently the
the feeding method, feeding concentration as well as the rate of feeding are
(CSTR) fermenters, where the rate of medium flow is controlled to keep the culture
cells from previous fermentations, feeding the cells into the next fermentation either
recover the cell broth, such as centrifuges or filters. The benefits of this process are
State of the art lactic acid bacteria (LAB) in commercial application are
Lactobacillus strains, these bacteria are used because of their ability to produce
lactic acid with high yield, high productivity, and high selectivity of pure D(-) or L(+)
lactic acid isomers.7,22 One of the major drawbacks of these strains is their
requirement for complex nutrients, leading to higher efforts in lactic acid separation
and purification processes. There are other interesting LAB strains with promising
separated from the broth by centrifugation or filtration.25,28 Then, the lactic acid in
form of calcium lactate is acidified with a strong acid to form calcium sulfate, which is
a low-value byproduct29 and the undissociated lactic acid. Colorants are removed
from the solution with activated carbon. The lactic acid in the remaining solution is
then purified and concentrated via the combination of several methods, including
by the precipitation consumes high amount of sulfuric acid, and it produces large
quantities of solid waste, leading to high cost of chemicals and waste disposal.
Moreover, the optical purity can suffer during the purification process because
isomerization of lactic acid may occur. Thus, its purity does not suffice the needs for
acid purification from fermentation broth have been developed. In situ recovery of
lactic acid via liquid-liquid extraction with different solvents, such as water-insoluble
efficiency and selectivity as well as poor solubility in the aqueous phase tertiary
acid is extracted into the solvent phase followed by back extraction with water at
transfer of lactic acid into the aqueous stripping phase.37 The phase equilibrium is
acid the water is removed via evaporation or distillation. In order to prevent lactic
under vacuum.37
A large-scale process for the purification of lactic acid has been carried out by
esterification reaction and distillation. Lactic acid, present in the fermentation broth,
reacts with alcohol to the respective ester, followed by distillation to separate the
ester from the fermentation broth and from impurities. Via hydrolysis the lactic acid is
converted into the pure form; the alcohol has to be separated. However, the
highly purified lactic acid. Literature reported that the low volatility of lactic acid with
its affinity to water causes problems in direct distillation, and when concentration of
lactic acid is more than 80%, it highly inclines to self-polymerization.39 The purity of
acid in the biorefinery. The main non-technical barriers are still associated with
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economics. The lack of reliable information on environmental and ecological impact
Main obstacles in the lactic acid production are the cost of the chemicals in
fermentation process, the cost of the raw materials (microorganisms and nutrients),
countries agreed on reducing global warming to well below 2°C. Hence, there is a
need to intensify the lactic acid production processes respectively develop novel
process routes. For the lactic acid production, this topic is addressed via the use of
convert starchy materials to lactic acid under light and aerobic conditions but it tends
to byproduct formation, such as acetic acid, ethanol and formic acid. Yeast is also
able to produce lactic acid. It has a high acid resistance even at pH as low as 1.5;
almost all kinds of wild yeasts, with the potential to produce lactic acid, generate just
a small amount of lactic acid.14 Additionally, fungi can directly convert starchy
materials to lactic acid. Due to their amylolytic characteristics, lactic acid is produced
without any additional saccharification process, and the separation from the
fermentation broth is easy due to the filamentous structure of fungi. Fungi are well
and hexose.1 Although these microorganisms can convert starchy material and
lignocellulose, which are lower cost biomass than the high sugar material, or
avoiding the neutralizing agent cost, they lead to the opportunity of using more
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complex nutrients.
For the lactic acid isolation, several processes have been investigated for the
find a role for the isolation and purification of lactic acid, a decision matrix; a method
Decision matrix procedure for evaluation of lactic acid isolation processes is shown
in Figure 2. The assumption for the development of the decision matrix is a binary
mixture of water and lactic acid, based on substance properties, such as boiling
point, molecular weight, et cetera, rating of the unit operations has been done. The
methodology is applied to identify promising processes for the isolation of lactic acid
from fermentation broth on an objective basis. With respect to the cost of the unit
Mechanical unit operations are less costly than mass transfer unit operations. In this
paper reactive separation technologies, which are the most expensive processes,
binary mixture changes from water/lactic acid to lactic acid and the corresponding
ester.
operation which may be used for the separation of the binary mixture of water/lactic
acid. It is assumed, that due to the difficult transfer into the industrial scale this topic
is not addressed at present. No literature on this topic was found. The decision
The relevant literature shows that one or several methods evaluated positive
in the decision matrix, are under development. But not all unit operations which are
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evaluated positive in the decision matrix are reported in literature. Membrane
With these technologies high purity and high yield of lactic acid can be achieved.
line.44
treatment process. It is useful to remove protein and cells from the fermentation
broth prior to the lactic acid purification step.45–47 It was also used for the clarification
of the fermentation broth.48 Nanofiltration has been investigated extensively for the
recovery of lactic acid from fermentation broth. The pH-value of the fermentation
broth strongly affects the lactic acid transport through the nanofiltration membrane.
Due to the addition of sodium hydroxide during the fermentation process osmotic
rejection rate and hence a lower purification. Both, permeation and rejection increase
with pressure. The feed concentration could also influence the rejection and the
size on its retention is the membrane pore size. Flat sheet cross flow nanofiltration
for the separation of lactic acid. The nanofiltration membrane with a pore size of 0.55
nm could retain approximately 90% of sugar, and allow more than 70% of lactic acid
purification of lactic acid. There are two types of electro-dialysis technology applied,
acidifying step, and electro-dialysis with double exchange reaction, which is a single
efficient technique for the lactate recovery from the fermentation broth and the
conversion into lactic acid in terms of environmental aspects. It can enhance the
concentration of lactic acid more than two times in comparison with the initial lactate
concentration.48,51
sorption techniques such as ion-exchange and adsorption have been arisen. Ion-
lactate hydrolysis to lactic acid.52 Chromatography leads to high yield of lactic acid
and does generate minimum amount of waste. Several types of ion-exchangers have
been used for the recovery of lactic acid.52–54 Two-step separation techniques
reduce the steps and the cost of lactic acid purification.55 In the first step, lactic acid
was separated from anions in the broth by a weak anion exchange resin, after that a
strong cation exchange resin was used to separate lactic acid from cations in the
broth, which were trapped on the resin. Resulting lactic acid purity was 99%. With
namely SO42- and Cl-, can interact with the lactic acid on the ion-exchanger.56
Silicalite molecular sieves possess a proper pore size for lactic acid. Regeneration of
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the silicalite molecular sieves was tested seven times, over this cycles they kept load
capacity. However, this adsorbent has a lower lactic acid adsorption capacity than
polymeric adsorbents.56
bacteria and yeasts.57 Due to the difference in the freezing point of 16.8 °C between
water and lactic acid, lyophilysation is a potential method for lactic acid recovery.
recovery of lactic acid from fermentation broth with high purity and high yield.
single or integrated process unit. Due to the chemical conversion, the substance
properties of the target product are changed. For the setup of the decision matrix in
Table 1 butyl lactate is used as target substance in a binary mixture with water. The
reaction yield for the esterification reaction is assumed to be 100% and catalyst need
is negligible.
the isolation and purification of lactic acid. Esterification reactions are typically
Higher ester yields can be obtained by shifting the equilibrium to the product side,
its aqueous solution, but a great deal of water needs to be vaporized together with
methyl lactate for the recovery of lactic acid from dilute lactic acid solution.
such as methanol and water from the reaction zone, thus pure lactic acid is obtained
from the bottom of the reactive distillation column. The distillation column with five
stages, two of them being reactive, produce lactic acid with a concentration of 81 g
kg−1 and methyl lactate conversion of 99.95%. The minimum operation time of
conventional and inverted batch reactive distillation for hydrolysis of methyl lactate to
lactic acid was studied.60,61 For both, conventional and inverted columns, the
presence of the reactants (methanol and lactic acid) in the reaction zone to complete
the conversion respectively the hydrolysis to lactic acid, has to be considered. For
conventional columns, reflux ratio has an important effect on the removal of the light
product methanol from the top of column, whereas the reflux ratio plays a significant
role in the removing of lactic acid from the bottom of the column in case of inverted
column operation. In order to minimize the total capital and operating cost, the
purification of lactic acid from fermentation broth by reactive distillation using design
obtain high yield of ethyl lactate (~100%) and to enhance lactic acid concentration
from the initial concentration by three times. It can be concluded that reactive
methanol using a packed column followed by hydrolysis of methyl lactate using three
continuously stirred tank reactor in series was studied. The experiments were carried
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out in pilot plant equipment, lactic acid acted as catalyst.63 This process lead to
99.81wt% purity of lactic acid on water-free basis with an optical purity of 99.9%. The
lactate is achieved without using a catalyst, thus avoiding contamination of the lactic
indicates that this technology can make the process economically viable for
energy, thermal energy minimization in a reactive distillation process for lactic acid
recovery by optimizing the reflux ratio was also developed.64 The reactive distillation
step was carried out with a multi-reflux ratio strategy instead of a conventional
purification60,63–66, there are some studies using other alcohols such as ethanol62 and
butanol.67,68 The alcohol used for the esterification influences physical properties and
hence the purification process design. With increasing chain length, the water
ethanol or isopropyl alcohol was used, the processes with the reactants methanol
butanol process is preferred, whereas for long payback periods, the methanol
process is preferred.
processes enhance the yield of lactate ester, the conversion of lactic acid was close
and no limitation due to the relative volatility compared with distillation.71 The hybrid
RSM process was compared with reactive distillation for the production of lactic acid
in a purity of 88wt%, 29% of energy cost was saved and conversion was increased
esterification were investigated under the aspect of optimized ethyl lactate yield.71,73
The total permeation flux was increased with increasing water content in the feed
permeation flux was almost constant when the lactic acid concentration was
separation and fermentation process allows the in-situ production and isolation of
lactic acid. Two stage and three stage membrane filtration integrated fermenters
were developed for continuous lactic acid production from sugarcane juice. For the
96%.74 The two stage membrane process leads to permeate fluxes in a range of 63
to 76 l m-2 h-1, which are acceptable for industrial application. The three stage
membrane filtration process consisted of microfiltration as first stage for the cell
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separation and, two following nanofiltration membrane separation steps. The final
solution contained L-lactic acid with a purity of 95% and a product yield of 96.5%.75
In conclusion, the two stage and the three stage integrated membrane fermentation
processes were more effective to produce high quality L-lactic acid than single step
membrane separation. With the single stage membrane process membrane fouling
in the cell recycle step was observed. Sikder et al.76 evaluated the economics of a
membrane integrated continuous process for the production of 95% pure lactic acid
from sugarcane juice in pilot scale. The production cost for this systems was
calculated to be 3.15 US $/kg. The fermentation step contributes with 36% to the
total fixed capital cost, whereas the isolation and purification steps contributes with
about 2% to the total fixed capital cost. Yeast contributes with 87% most to the
operating cost; Raw material costs account with 6% to the operating costs. These
results stress the search for cheaper nitrogen sources and raw materials. To
overcome the carbon catabolite repression, sweet sorghum juice was used as
to improve the yield of lactic acid.77 With sixth batches, which can be taken as a long
term operation, a lactic acid yield of 0.954 g g-1 and a lactic acid concentration of
60.25 g L-1 was obtained. A productivity of 17.55 g L-1 h-1 was reported.
topics for reactive extraction are the type of extractant and the diluent used.
also providing pH-control during the fermentation process. The reuse of extractant is
extraction of lactic acid from broth in comparison with methyl isobutyl ketone and
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decanole.78 Results suggest to prefer octanol as diluent in terms of equilibrium data
extraction of lactic acid under slug flow operation in capillary micro reactors in
comparison with a batch extraction80 step. Because of high interfacial area and low
mass transfer resistance the system reached equilibrium in the capillary micro
reactor faster than in the batch reactor. Uslu et al.81 investigated the reactive
extraction of lactic acid from the fermentation broth, carried out at room temperature
diluents. Isoamyl alcohol lead to the highest extraction efficiency with about 80%.
Lux et al.82 found that Cyanex 923 diluted in ShellsolT is, in regards of distribution
coefficient and hydrodynamics, a proper extractant for lactic acid extraction from
aqueous solution.
Economic aspects
Although the reactive separation technologies have higher efficiency than the
mechanical and mass transfer separation techniques, the production cost of the
identify the best process route for lactic acid production and isolation. Therefore, the
economical evaluation of separation processes used for commercial scale lactic acid
purification does need some attention. The increase in demand of PLA has a
significant impact on the lactic acid price. The commercial prices of food grade lactic
technical grade lactic acid with 88 wt% range between 1.59-1.88 $/kg.10,69,76 The
lactic acid production cost is targeted to be less than 0.9 $/kg.10,83 The numerous
economic studies of lactic acid production have been reported as presented in Table
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2. The research focused on overall processes of the lactic acid production including
the fermentation and the products isolation; some studies merely considered the
recovery processes. The final products for these economical assessments were
lactic acid or lactic acid with lactate at several concentrations. The evaluated cost of
the lactic acid production from fermentation with the mass transfer unit operation and
the reactive separation processes is between 0.523 – 3.480 $/kg. The operating cost
of purification of 1 kg of lactic acid (88 wt%) simulated for the reactive distillation
excluding the fermentation cost and the mass transfer separation processes
are 0.56 $/kg and 0.22 $/kg as seen in Route 1 and 2 respectively. The operating
cost for the reactive distillation is rather low. Even when the fermentation costs are
not included in this evaluation (Route 2), the total production likely meet the targeted
lactic acid production cost. Additionally, the production costs of pure lactic acid
(Route 3-5), including the fermentation and the purification steps, were estimated for
three different process routes. Route three summarizes the conventional production
process for the lactic acid production, including the precipitation of calcium lactate,
and esterification and hydrolysis using reactive distillation. The conventional route
still has the lowest production cost as compared to the routes four and five. The
sulphate, which is a low price by product which often needs to be disposed of. Thus,
production cost is a little bit higher than the conventional precipitation based process,
Lactic acid has the potential to play an essential role in the replacement of
fossil fuel based bulk chemicals, as it acts as monomer for the production of
activities focusing not only on the optimization of the fermentation process but
study, state of the art for lactic acid production and isolation has been reviewed.
Technical and economical limitations of lactic acid production as well as the future
importance of lactic acid as a key product of the biorefinery have been elaborated.
have been considered. Research in the fermentation process focus on the raw
material, the nutrients and the bacteria strains. Self-inhibition of lactic acid production
can be overcome. Low cost lignocellulosic materials can be converted to lactic acid
by fungi. The studies focusing on the isolation and the purification of lactic acid
mainly deal with reactive separation processes such as reactive extraction, reactive
distillation, and reactive membrane separation. The productivity and lactic acid purity
interesting issues. As discussed in this review, the reactive distillation and the
reactive extraction are the interesting processes in term of high purity of L-lactic acid
over 95%, and the costs. The membrane processes can recycle the microorganism
processes is not state of the art and does still need research activities to meet the
for the lactic acid isolation from fermentation broth, owing to the different in freezing
Acknowledgements
and Research (OeAD-GmbH), Center for International Cooperation & Mobility (ICM)
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Property Value
MW [g/mol] 146.18 - + -
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MP [°C] -28 - - -
BP [°C] 185 + - -
Acidity (pKa) 13 - - +
3
Density [g/cm ] 0.984 - - -
Enthalpy [kJ/mol] 5 + - -
pH value 75.5 - - +
[mm.Hg] at 25 °C
-6
Heat capacity 2 x 10 + - -
[J/kg.K)
Viscosity 146.18 - + -
[Pa.s] 88.6%sol
Total 4 2 2
e 2. Decisio
Figure on matrix procedure for evaluattion of lactiic acid isolation processes.