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Immunitas
Law
The figure of exclusionary inclusion in law, determined by the relationship
between law and violence, initiates a logic of the ‘reappropriation of the common’.6
1 Esposito (2011): 1.
2 Ibid., 15.
3 Ibid., 15.
4 Ibid., 16.
5 Ibid., 17.
6 Ibid., 50.
Immunitas 111
7 Ibid., 128.
8 Ibid., 21.
9 Ibid., 22.
10 Ibid., 22.
11 Ibid., 22.
12 Ibid., 22.
13 Weil (2005b). Here, Weil’s work is far less central, and the interpretation is far less extensive,
than in Categories de l’Impolitique.
14 Esposito (2011): 23.
15 Ibid., 23.
16 Ibid., 23.
17 Ibid., 24–5.
112 Roberto Esposito: Law, Community and the Political
right situates each legal person within a wider legal form constituted by
‘comparison, negotiation and contention’.18
The legal form [in] safeguard[ing] the community from the risk of conflict . . .
reverses the affirmative bond of common obligation into the purely negative
right of each individual to exclude all others from using what is proper to
him or her. This means that society is legally governed and unified by the
principle of common separation: the only thing that is common is the claim
to whatever is individual, just as the object of public law is precisely the
safeguarding of that which is private.19
The exclusion, by legal personality, of the risk of obligation reveals its more
significant negative potential in the necessity for legal rights to be enforced. For
Esposito, Weil identifies something more originary than the order of constraint
which Hans Kelsen considers the inevitable development of positive law.20 The
origin of the positive legal order is, for Weil, derived from an etymological analogy
or concordance in Roman Law between ‘ius, property, and violence’.21 This, in
turn, displaces Kelsen’s periodisation of a break between the natural law tradition
and the science of law of the nineteenth and twentieth centuries with an essential
continuity with the categories of Roman Law. These categories are held to be
permeated with a violence which arises from the intertwining of legal personality
and personal force: ‘right is rooted in the original form of ownership’.22
For Esposito, Weil’s critique indicates an affinity with the nineteenth-century
legal theory of Rudolf von Jhering and, in particular, Jhering’s Geist des römischen
Rechts.23 The interpretation of Roman Law offered by Jhering is one of the
genesis of an autonomous legal form which derives solely from ‘its own founding
force’.24 The force impresses itself into the legal categories of Roman Law, and
constitutes the origin of a ‘metaphysics of appropriation’.25 This is expressed in
‘the primary meanings of three verbs capere, emere, and rapere: the fact that
plundering is not a crime means that taking, grabbing and tearing away are at the
root of legal ownership, or what is legally proper’.26 The essential connection
between property and plunder extends, for Jhering, beyond the dynamics of
individual acquisition and possession to ‘territorial land’.27 The negative logic of
18 Ibid., 24.
19 Ibid., 25.
20 See Kelsen (1997).
21 Esposito (2011): 27.
22 Ibid., 27.
23 Jhering (1993). See also, in the contemporary tradition of classical scholarship, Schiavone (2012).
24 Esposito (2011): 27.
25 Ibid., 26.
26 Ibid., 28.
27 Ibid., 28. Citing Jhering (1993): 112–13.
Immunitas 113
decisive and self-contained, a form of violence that will put an end once and for
all to violence itself’.52 The passage to ‘an independent legal authority’ marks the
installation of a non-religious form of transcendent authority through which the
law is simultaneously concealed and revealed as violence.53 The increased
effectiveness of the legal system is accompanied by the transfer of the origin of
this transcendental authority to the legal system itself. The legal system assumes
‘a monopoly on the means of revenge’;54 and, in contrast to sacrifice, ‘the violence
does indeed fall on the “right” victim; but it falls with such resounding authority,
that no retort is possible’.55 The functional superiority of law is relative, rather
than absolute, as its development entails the loss of the obscurity of religion and
ritual which surrounds sacrifice.56 The interdependence of religion, ritual and
sacrifice is simplified into an origin which, as law, is both violence and
transcendent origin. This simplification is the rationalisation of the authority of
the violence which immunises the community against its potential for generalised
violence. It is a rationalisation which, through the increased transparency of its
transcendent origin, contains the continuous possibility of the return of the ‘spectre
of reciprocal reprisal’.57 The transfer of transcendent authority from religion to
‘the machinery of law’58 contains the risk of the reduction of this authority to
tautology: the law is the law.
The dynamic that Girard reconstructs is thus twofold: first, the law internalises
violence; second, and at the same time, the law moves to a theatre external
to the one where it will actually perform. Rather than simply incorporate what
lies outside itself (namely violence), the law places itself in a different
dimension from the social body onto which it perpetuates the violence. From
this perspective, the judicial ‘cure’ – the sentence and the penalty – appear
both immanent and transcendent: the transcendence of an immanence.59
However, this dynamic is beset, due to the threat of the reduction of its authority
to tautology, with the capacity to intensify the crisis into which sacrifice and
religion always risk relapsing. The sacrificial crisis, for Girard, arises when there
is a ‘complete separation of the sacrificed victim from those beings for whom the
victim is a substitute but also a similarity between both parties’.60 The legal system
intensifies this crisis when, in place of the sacrificial victim, the separation between
illegal and legal has become indistinguishable: its external, autonomous position
52 Ibid., 28.
53 Ibid., 22.
54 Ibid., 23.
55 Ibid., 22.
56 Ibid., 24.
57 Ibid., 24.
58 Ibid., 22.
59 Esposito (2011): 41.
60 Girard (2005): 41.
116 Roberto Esposito: Law, Community and the Political
can no longer ‘define the legitimate form of violence and [. . .] recognize it among
the multitude of illicit forms’.61 The figure of exclusionary inclusion, as the
machinery of the legal system, becomes the ‘transformation of violence into
violence against violence until this violence ricochets back on itself, threatening
to unloose onto the community the same forces it was intended to save it from’.62
The crisis, beyond the original sacrificial crisis, is one in which the figure of
exclusionary inclusion, as law, has dissolved the tangible distinction between law
and violence. The negative logic has thereby become, for Esposito, a ‘catastrophic
outcome that Girard envisages for an entire cycle of civilization [which] radically
questions the immunitary logic that characterizes it’.63
The interruption of this negative logic appears to be present in the fundamental
re-description and reworking of ‘the relationship between law and community’64
in the social systems theory of Niklas Luhmann.65 The theory of social systems66
transforms the immunitary paradigm of exclusionary inclusion into a description
of the system’s coincidence with its environment. The relationship between law
and community is replaced with that between legal system and environment in
which the environment is situated ‘as non-system, as other-than-system’.67 The
intelligibility of the environment becomes the presence of the environment within
the system which is to be understood through the concept of autopoiesis.
Autopoiesis, for Luhmann, is the concept which enables a functional com-
parison68 between organic and social systems, but it is a comparison in which
autopoiesis – ‘the system’s closed self-reproduction’69 – ‘secures not the continuity
of life [organic systems] but the connective capacity of actions’.70 This capacity
is comprehensible once it is acknowledged that contradiction cannot be held to
exist at the level of structure or of event, but presupposes ‘a relationship between
structure and element (event)’.71 Contradictions, therefore, are simultaneously
61 Ibid., 25.
62 Esposito (2011): 42.
63 Ibid., 45. Esposito, while briefly indicating that Girard’s later work has developed an ‘evangelical
solution’, considers that this still leaves unaffected the initial, problematic radicalisation of the
relationship between law and violence in Girard (2005). However, the presence of the figure of
the katechon (the title of Chapter 2 of Immunitas) in Girard (2001), together with the
conversations with Benoît Chantre (Girard (2010)), would suggest that Girard’s position has
developed beyond that of Girard (2005).
64 Esposito (2011): 45.
65 Luhmann’s explicit self-understanding of his social systems theory is of a response to a crisis
within sociology which involves a break with an Old European mode of thinking. See Luhmann
(2013).
66 It should be noted here that Esposito concentrates on the description of law contained in
Luhmann (1995a). There is no reference to Luhmann’s later, specific concentration on law itself
in Luhmann (2008).
67 Esposito (2011): 48.
68 Luhmann (1995a): 372.
69 Ibid., 372.
70 Ibid., 372.
71 Ibid., 372.
Immunitas 117
destructive and productive. For, while their emergence undermines ‘the system’s
total pretension to being ordered, reduced complexity’, they ‘possess enough form
to guarantee the connectivity of communicative processing via meaning. The
system’s reproduction is merely directed to different paths.’72 Hence:
Law, understood as a distinct legal system, is attributed with the central function
of operating as a mechanism of social immunisation, through ‘the use of the
schematism of legal and illegal, which is available only to it’.74 The schematism
enables the legal system to transform conflict into legal communication, and to
pursue its resolution through this schematism.75 The operation of this schematism,
while specific to the legal system, ‘must also secure the autopoeisis of society’s
communication system as much as possible against as many disturbances produced
by this system as possible’.76 Hence, law, as a legal system, is ‘formed in
anticipation of possible conflict’.77 The ‘highly abstract and unaccustomed concept
of mechanisms of social immunization’78 is formulated as a response to a
reconception of the relationship between conflict and the social system. For
Luhmann, ‘we ask, not for a “solution” or even a “good ending” to conflict, but
rather to what degree conflict can be conditioned’.79 Therefore, the ‘goal is not
the “solution of conflict” but rather a by-product of the reproduction of conflict’.80
For Esposito, the generalisation of the mechanisms of social immunisation
reverses the preceding functional primacy of law with regard to immunity. Law,
as the legal system, ‘is a function of the immune system’.81 Law, as a particular
mechanism of social immunisation:
72 Ibid., 369.
73 Ibid., 369 (emphasis in original).
74 Ibid., 375.
75 From this perspective, legal argumentation is also reconceived within the theory of social systems.
See Luhmann (1995b).
76 Luhmann (2013): 376.
77 Ibid., 374.
78 Ibid., 373.
79 Ibid., 393 (emphasis in original).
80 Ibid., 394.
81 Esposito (2010): 51.
118 Roberto Esposito: Law, Community and the Political
The transformation of the relationship between conflict and social system overturns
the ‘need of violence to pacify violence, because in this generalized immunization,
extended to all communication and coinciding with it, there is no place left for
violence’.83
The apparent reconstitution of the immunitary paradigm, by this theory
decision,84 is however, one which exacerbates the logic of the self-dissolution of
the immunitary paradigm. Social systems theory, in its break from the Old
European thought, becomes the functional description of the mechanism of social
immunisation, predicated on the articulation of options and choice, and the
identification of an ‘exit point’.85 This break, however, reveals an essential
continuity and intensification of the logic of the Hobbesian paradigm of order.
The generalisation of immunisation ‘seeks to eliminate community’s violence by
eliminating community itself, by identifying it with its preventative immun-
ization’.86 The break with the Old European thought overturns the limitations of
the conception of the relationship between law and community, but it is one which
enables the appropriation of the common. Legal immunisation, as a mechanism
of social immunisation, operates within a general theory of social systems in which
community ‘no longer exists, or never has existed as such’.87 The re-articulation,
by social systems theory, of the immunitary paradigm of exclusionary inclusion
coincides with the disappearance of community, without remainder, into the
difference between legal system and environment.
Theology
The passage from law, and its figure of exclusionary inclusion, to that of theology
rests on the analogous orientation of law and religion to the containment of the
negative. The immunitary figure of religious exclusionary inclusion is composed
82 Ibid., 50.
83 Ibid., 51.
84 Luhmann (2013): 254.
85 Ibid., 254.
86 Esposito (2011): 51.
87 Ibid., 51.
Immunitas 119
88 Derrida (1998).
89 Derrida (1998): 67, fn. 2; 71–2, fn. 22.
90 Benveniste (1973).
91 Ibid., 15 (emphasis in original).
92 Ibid., 16.
93 Esposito (2011): 55.
120 Roberto Esposito: Law, Community and the Political
94 Ibid., 56–7.
95 Ibid., 57.
96 Ibid., 57.
97 Ibid., 59.
98 Here, one should note both the affinity and difference between this treatment of Jesus Christ
and that of the opening part of Esposito’s earlier Catégoires de l’Impolitique.
99 Ibid., 60.
100 Ibid., 61.
101 Ibid., 62.
102 Ibid., 65.
103 Ibid., 62.
Immunitas 121
104 Here, Esposito follows the interpretation of Marquard (1991). This is the development of
Marquard’s earlier essay in Taubes, 1984, which acknowledges the important influence of both
Blumenberg (1999) and the earlier seminal 1921 study of Harnack (1996). However, see Tyson
(2006) and Moll (2009).
105 Esposito (2011): 60–1, 76–7.
106 Ibid., 76.
107 Marquard (1991): 12.
108 This characterisation, by Esposito and Marquard, of Origen and Augustine, as the ‘first response’
to Marcion, necessarily simplifies the interpretations of Origen and Augustine. On Origen, see
Tzamalikos (2007) and Nordgaard (2012). On the relationship between Augustine and Origen,
as part of the wider Origenist controversy, see Clark (1992). On Augustine’s notion of original
sin, see Keech (2012).
109 See Augustine (1998): Book XX, Chapter 19.
110 See Paul (2 Thess. 2: 6–7). Esposito (2011): 62–3. On the interpretation of this notion, see
Peerbolte (1997).
122 Roberto Esposito: Law, Community and the Political
The division of the body of the Christian Monarch constitutes the domain of royal
authority as ‘the organic form of the body’ by ‘normatively subjugating it to a
transcendental principle in order to guarantee its survival over time’.117 The
transcendental principle, as ‘the dual nature (human and divine) of Christ in his
own flesh’,118 creates the distinctive authority of the Christian Monarch, ‘both
personal and impersonal, of universitas’,119 which ensures that the death of the
Monarch reproduces the ‘permanence of order’.120
The Christian Church and the Christian Monarch form two complementary
immunitary paradigms of the body which maintain and reproduce the Christian
community. Within this process of immunitary reproduction, the Pauline figure
of the katechon has simply been absorbed into the operation of each paradigm.
The question of the personification of the katechon has been replaced by
‘introducing the principle of exclusion or by normalizing the exception’122 within
each of these paradigms of immunity.
The advent of the Reformation renders the immunitary paradigms of Christian
Church and Christian Monarch unstable, in particular, for Esposito and Marquard,
by Luther’s reconception of the will, in his dispute with Erasmus,123 as a doctrine
of the will as servum arbitrium.
In this way, the creator god is again burdened with the world’s evils. He
evades this burden, in the role of the alien and hidden redeemer God who at
the same time no longer orders anything intelligibly in the world, so that
human beings have to dispute – ultimately in a bloody manner – about
questions of salvation. The religious civil wars make manifest the terrifying
side of the world’s end that is supposed to end in salvation; here, delivery
from evil presents itself as itself an evil, which – as, for example, the reason
for permanent civil war – has to be put out of operation: The eschatology of
redemption has to be neutralized. This neutralization of the eschatology of
redemption is the modern age.124
presents ‘the defence of God from the accusation of having created, or at least
having allowed, evil in the world’.126 Auto-immunity is conferred through the
refutation of these accusations, by the demonstration, in ‘the ontotheological
language of the double principle of non-contradiction and sufficient reason’,127 of
‘God as the best possible Creator of the best possible world’.128
Philosophical anthropology
The dissolution of the religious auto-immunitary paradigm of theodicy leaves only
the human being, and the comprehension of its exclusively human limitations,
to be thematised by the philosophical anthropology of Scheler, Plessner and
Gehlen. For Esposito, the thematisation involves the elaboration of an immunitary
paradigm of exclusionary inclusion which is, from the outset, accompanied by
the spectre of nihilism. The spectre becomes progressively more manifest, as its
presence is traced through the work of Scheler, Plessner and Gehlen. In this in-
creasingly overt manifestation, the spectre of nihilism reveals itself as ‘an entropic
drift’143 in which the immunitary paradigm, ‘in the attempt to immunize itself from
its own effect’,144 ‘slips into the vortex of infinite duplication’.145
The spectre of nihilism emerges, in philosophical anthropology, from the
distinct consideration of the human being through a broader and more fundamental
notion of life. The notion arises as a relationship between organism and
environment146 in which the human is distinguished by the ‘break in the “biocycle
of life” . . . in the sense of a rupture in instinct, impulse, sensory organs, movement
(everything that is characteristic of living beings)’.147
Man finds himself in his (objective) body, in the living thing as body, and
from within, as a living subject in the world and confronted with the world
(the subject-object relation), without ever feeling at one with the internal
perspective. For man exists in this double-aspect. From within, he feels like
and as a centred living subject, but at the same time, by observing himself
out of the corner of his eye, at a distance, he finds himself a body among
material bodies, marginalized, de-centred, objectified, like a ‘mere animal’
(Plessner), a thing among things.148
Human life, a form of life marked by its continued embeddedness in, and
attachment to, organic life, constitutes the foundation for the development of a
distinct immunitary paradigm of exclusionary inclusion.
The distinctiveness of the immunitary paradigm emerges from the essentially
negative condition of human life, resulting from the differentiation from other
forms of organic life, which can only be ameliorated or rendered benign by
‘embracing the negative as the only form that can save humankind from its
own negativity’.149 The active embrace of this negative condition is regulated
by the mechanisms and functions of an external framework which effectively
absorbs and, therefore, reduces, the intensity of the experience of this negative
condition.
The outlines of this immunitary paradigm are present, for Esposito, in the final
philosophical anthropology of Max Scheler,150 in the ambivalent role accorded to
the place of human life. For, in the differentiation from other forms of organic
life, there emerges the question of the designation of that which is specific to
human life. Philosophical anthropology, as the response to this question, offers a
‘description of man’s relationship to the world’151 which expands to become ‘the
consideration of the extent to which a “foundation of the world” is at all
attainable’.152 In this description:
Human life, as this specific ‘openness to the world’, must simultaneously ‘anchor
his very own centre of being somehow outside and away from the cosmos’.154
The ‘openness to the world’ is accompanied by an experience of ‘the contin-
gency of the world and of the curious accident of his place outside the world
[or cosmos]’.155 The response to this contingency introduces ‘a history of man’s
consciousness of self’,156 which, while marking ‘the growth of human con-
sciousness of self’,157 is, at its origin, ‘on the brink of falling into nothingness’.158
It is this origin of the ‘openness to the world’ – the self and self-consciousness
as the creation of an ‘alienation from nature and the objectification of nature’159
– from which emerges the outlines of a paradigm of exclusionary inclusion.
The paradigm is merely prefigured, in Scheler, because the question of the
‘essence and origin of man’160 is presented as the ‘meeting-place of spirit and
impulsion’.161 The human being is, as this meeting place, a site of creation and
action, but one in which the fall into nothingness – ‘nihilism’ – is ‘overcome’162
by a ‘metaphysics of action’ in which ‘the being of man as microtheos is also the
150 Scheler (1958b); (2009).
151 Fischer (2009): 164.
152 Ibid., 165.
153 Ibid., 160.
154 Scheler (2009): 64.
155 Ibid., 64.
156 Scheler (1958b): 66.
157 Ibid., 66 (emphasis in original).
158 Scheler (2009): 64. For a slightly different, interrogative articulation of this position, see Scheler
(1958b): 68.
159 Scheler (2009): 64.
160 Scheler (1958b): 65.
161 Scheler (2009): 66.
162 Ibid., 64.