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A Survey of RF DACs

M. Reza Sadeghifar and J Jacob Wikner


Division of Electronics Systems, Department of Electrical Engineering, Linköping University, Sweden.
mreza@isy.liu.se, Jacob.Wikner@LiU.se

Abstract—A brief overview of different approaches to implement high-


frequency, digital-to-analog converters (DACs), sometimes also referred
to as radio-frequency DACs (RF DACs) or mixer DACs is given.
Recently, there has been a fairly increased activity within this research Fig. 1. Block representation of an ideal K-bit DAC
field. RF CMOS processes have matured and enables a higher degree
of integration with high-speed digital circuits at a more reasonable cost.
Also, lately, some new advances have been reported which addresses the
architectural-level design issues. These new advances include, for exam- GHz region use more exotic processes, such as e.g. SiGe [2] or
ple, the implementation of high-speed, digital sigma-delta modulators SOI principles [3]. Typically, you find from all reported results (and
to be used with RF DACs to further enable an increase of the output conveniently from theory too) that there is a relationship between
frequency of the DACs. resolution (i.e. linearity) and frequency: with higher frequency or
This work presents a small survey on how RF DACs operate and in
some sense how they can be implemented. We outline some different bandwidth, the linearity decreases [4].
architectures and discuss the pros and cons of those. First, we discuss properties of the ideal DAC and then some typical
Index Terms—Digital-to-analog converters, high-frequency data con- errors in high-speed DACs. We then elaborate on some traditional
verters, mixer DACs, RF DACs, Sigma-Delta. ways to increase speed. We present a short survey of some existing
designs claiming to be RF DACs together with conclusions.
I. I NTRODUCTION
High-speed (and high-resolution) data converters are vital com- II. DAC S IN G ENERAL
ponents in all telecommunication systems. Normally, the higher Assume that we have an K-bit digital word, X(n), as input to a
speed we can use for sampling, the lower requirements are put on DAC where n is the sequence index, as shown in Fig. 1. The digital
analog components, such as analog filters. Of course, a larger digital word input can also be written as
complexity is then required, but that is mostly scaled with process K−1
dimensions and becomes less of a concern for us.
X
X(n) = xk (n) · 2k , (1)
In this work, we present a discussion on some different design k=0
methodologies for high-speed, digital-to-analog converters (DACs)
where x0 is the least significant bit (LSB) and xK−1 is the most
suitable for wideband applications with demanding requirements on
significant bit (MSB). The output analog signal is denoted with Y (t).
linearity. The first, and perhaps obvious, approach to convert from a
In fact, the ideal DAC is nothing else but a pulse-amplitude modulator
digital to an analog representation at high speed is to increase the
(PAM), i.e., the output, Y (t), can be written as:
clock frequency of the DAC. This approach is however tied with an X
important question: do we need to also increase the signal bandwidth? Y (t) = X(n) · p(t − nT ) (2)
For example, there is a substantial difference in design strategy if we ∀n
want to obtain a 10-MHz signal bandwidth centered at some 500 MHz where p(t) is the pulse waveform and T is the sampling interval. It is
or if we want to obtain a 500-MHz signal bandwidth at a sample in theory possible to perfectly reconstruct Y (t) from X(n) (for now
frequency of some 1 GHz, thus converting the entire Nyquist band. ignoring the effect of truncation error due to limited word length)
This is of course a system-dependent issue, which could be related by properly selecting p(t) as a so called sinc function [5]. However,
to for example software-defined radio or flexible front-ends. in practice this is not possible as the sinc function is double sided
With a radio-frequency DAC, an RF DAC, we understand a DAC and thus cannot be realized by causal systems. Normally we select
that operates at a high speed; higher than or equal to the radio bands, a rectangular pulse, p(t) = u(t) − u(t − τ ), with a duration of τ .
and that it converts a fairly narrow banded signal. The requirements This forms a zero-order hold function, and typically, the duration, τ ,
on linearity are high to meet several standards from e.g. telecommuni- equals the sampling period, but could be a fraction of that time if
cations applications, such as GSM, to the next-generation radar. The so-called return-to-zero schemes are applied.
next-generation radar puts very high requirements on the linearity, In Fig. 2 we have plotted the amplitude characteristics for some
much higher than for example GSM. different return-to-zero schemes. (We have normalized such that the
To reach highest possible performance, one might have to apply frequency is T = 1/f = 1). The O factor describes the width of the
some kind of optimization of the signal chain. For direct digital active-high part of the PAM pulse compared to the sample period,
synthesis (DDS), for example, our group has previously shown that i.e., we have (
a more efficient solution is obtained by using nonlinear DACs which 1 0 ≤ t ≤ T /O,
are co-optimized together with the signal generation from a hardware p(t) =
0 otherwise
point of view [1]. This approach enables high-speed digital and high-
speed analog implementations. In this work, we focus however on From the equation above and the figure, we can see that the gain also
slightly more generalized cases. decreases with the O factor, and normally if we apply a return-to-zero
There are plenty of academic publications demonstrating high- scheme, we also need to amplify the output of the DAC accordingly
speed DACs, often in the sub-GHz region though, and still somewhat to restore the amplitude level. The advantage however – in our case
“modest” linearity. Publications demonstrating results in the high – is that we get a widening of the spectrum and we will pass through
Simulated return−to−zero transfer functions

1 O=1
Normalized amplitude gain [−]

O=2
0.8 O=3
O=4
0.6

0.4
Fig. 3. Trade-off between frequency and resolution
0.2
does, to improve linearity, is to move the upper frequency break-
0 1 2 3 4 5 6 7 8 point by advances in technology (and clever design tricks). This upper
Frequency normalized w.r.t. sample frequency [−] frequency break-point is partly given by the transition-frequency, fT ,
of the transistor. There are however other parameters that play a role
Fig. 2. Frequency characteristics for different return-to-zero schemes too, and one needs to find the optimum values for the application. By
knowing these limits we also know what barriers we cannot breach.
In the favorable current-steering DAC, the current sources will
high-frequency components (i.e. images of baseband spectrum), such have a limited output impedance. For a linear system, this would
that we can use other Nyquist ranges than that at frequencies below not cause us any major issues, it would just result in a gain error
half the sample frequency. in the output. There would “only” be a loss of signal power due to
the unmatched impedance levels. However, as the output impedance
A. Frequency-domain aspects
varies with signal level, it affects the linearity significantly. The output
In terms of how the DACs behave in the frequency domain, we voltage is dependent on the code as
refer to Nyquist-rate, interpolating, and oversampling converters.
ZL
The Nyquist-rate converter is designed to use the entire available Vout (X) = iout (X) · (4)
signal band from ωT = 0 to ωT = π, (i.e., up to the Nyquist 1 + ZL /ZS (X)
frequency). Quite often this is an over-design in many applications, where ZL is the load impedance and ZS is the output impedance
since the signal actually can be quite narrow banded. of the DAC which is in the unbuffered current-steering DAC also
There are two flavors of interpolating DACs: analog [6] and digital a function of input code, X. Each current source will have a unit
interpolation. Both share the property of not being able to reproduce output impedance, Z0 , and if the corresponding weight is 2n , the
the entire Nyquist band. effective output impedance will be Zunit /2n . We can generalize this
Even higher linearity can be reached by further employing the and say that if the code X is applied to the DAC there will be
interpolation technique and also introducing the sigma-delta mod- X current sources connected to the output and hence the effective
ulator. For DACs, sigma-delta it is somewhat more attractive than output impedance will be Zs = Zunit /X. This means that the output
for ADCs, since the modulators in the DAC can be implemented in voltage can be written as:
digital domain. iunit · X · ZL ∆V · X
Vout = = (5)
B. A comment on high-speed DAC architectures 1 + ZZ L
unit
· X 1 + X/ρ

The most suitable architecture for high-speed DACs is the current- where we have set ∆V = iunit ·ZL as our least significant bit (LSB)
steering architecture as it has the benefits of not (necessarily) requir- voltage step at the output of the DAC and ρ = Zunit /ZL is the ratio
ing an output buffer for high performance. It directs almost all of its between output and input impedance of a unit source. The equation
current to the output, which means high efficiency. The current can above is nonlinear with respect to the input code X and distortion
also be terminated off-chip to minimize on-chip heat dissipation. The will be introduced: the harmonic distortion (HD) will depend on the
weighting elements of the DAC are implemented as current source impedance ratio and the amplitude. The peak amplitude, X0 , is given
and switches and we can typically write the (static) output current by the number of bits in the DAC as X0 ≈ 2N . The full-scale output
as: current is iunit · X0 , and quite often we have levels around iunit ·
iout (X(n)) = iunit · X(n) (3) X0 · ZL ≈ 1 V. The ρ value is quite likely large, but for a higher
number of bits, the X0 grows larger too. The problem is also that the
for the code X(n) and iunit is the output current of a unit current ρ decreases steadily with higher frequency. It can be shown [4] that
source. However, there are several significant limitations on achiev- the third order distortion for a differential DAC can be approximated
able speed and performance in current-steering DACs too. as
III. N ON - IDEAL DAC S HD3 = 40 · log10 ρ − 12 · (N − 2). (6)
As illustrated in Fig. 3: there is normally a relationship between So, for an output impedance of 100 MΩ, the harmonic distortion
resolution and frequency in digital-to-analog converters [4], [7], [8]: becomes some 45 dB for a 14-bit DAC. For a 12-bit DAC it becomes
with higher frequencies, the linearity decreases. There is not that 57 dB. If the output impedance is some 100 MΩ at 10 kHz and the
much you can do about the overall tendency, but there are, of load is 50 Ω, we get HD3 ≈ 110 dB. Assuming a slope of 20 dB per
course, different sources for limited performance, and they might decade, we will at 1 MHz have 1 MΩ output impedance, resulting in
have different slopes and one could design the DAC to track the HD3 ≈ 70 dB, etc. Major challenges are therefore to increase output
best of these slopes over the frequency domain. What one generally impedance of the converter and/or to lower its load impedance.
In the right-most part of Fig. 5 we find an active implementation
of the mixer DAC. In this case we have actually illustrated this with a
single unit element of the DAC. Then, several of these units must be
connected in parallel to achieve the overall functionality of the DAC.
We know since previously that the static output current is given by

iout (t) = X(n) · iunit , (7)

and to be more accurate we need to include the PAM waveform in


the expression and we get
Fig. 4. Illustrating the boundaries of the RF DAC X X
iout (t) = iout (n)·p(t−nT ) = iunit ·X(n)·p(t−nT ), (8)
∀n ∀n

where, for example, X(n) = X0 ·sin(ω1 T n), could contain the signal
information and p(t) could be the brickwall function or a return-to-
zero. Now, assume that iunit instead is a time-dependent oscillating
signal as
iunit (t) = iunit,0 · q(t) (9)

where q(t) is an additional pulse-amplitude modulation signal at a


frequency which is a multiple of the sample period, T , i.e., q(t) =
q(t + kT ). (Selecting a multiple of the sample period, minimizes the
glitches.) We can now write the output current as
X
iout (t) = iunit,0 · X(n) · q(t) · p(t − nT ) (10)
Fig. 5. Two examples of unit DAC element integrated with mixers, one with ∀n
passive mixer on output (left) and one with active mixer on input (right).
or
X
iout (t) = iunit,0 · q(t) · X(n) · p(t − nT ). (11)
IV. E XAMPLES ON H IGH -S PEED DAC S ∀n

In this section we outline some different architectures from a If q(t) now is given by the local oscillator (LO) signal, sin(ω0 T n),
system-level point of view. The top of Fig. 4 outlines a traditional we see that the mixed products at ω0 ± ω1 are produced such that
IQ transmitter with the DC/low-IF baseband digital processing, the we can center the signal information at higher frequencies. One
digital-to-analog converter (DAC) that generates the analog waveform problematic design issue is to distribute the mixing signal to multiple
which is then bandpass or low-pass filtered (BPF/LPF), then mixed, unit source and maintaining matching and skew.
summed, filtered again (BPF) and brought to the antenna by the power
amplifier (PA). This is of course a simplified picture, but illustrative
for our purpose here. B. Interpolating DAC
The idea with the RF DAC or mixer DAC is to combine the mixer In literature you sometimes find the interpolating DAC as a high-
with the DAC in a clever way i.e. by reducing the number of analog speed converter. The digital interpolating DAC is however nothing
components. We illustrate this in Fig. 4 where parts of the baseband, else but a normal, Nyquist-rate DAC combined with a digital interpo-
the DAC, filters, mixers and optionally the final bandpass filter can be lator: we apply digital multi-rate interpolators at the input of the DAC
merged. One result of this operation is that the digital sampling speed, such that the update frequency is increased and signal can be located
as well as the requirements on linearity and frequency selectivity at higher frequencies by applying digital filtering. The advantage is
increase quite dramatically. that we can feed the DAC with a lower frequency input thus relaxing
the interface to the circuit. In the case of analog interpolation we try
A. DAC and mixer instead to mimic the desired analog output waveforms by for example
The most intuitive approach is to combine the DAC directly with microstepping methods as in e.g. [6] or by using return-to-zero
a mixer. This will constitute a traditional way of modulating and schemes which effectively introduce similar kind of zero-padding as
transmitting. The ambition should be to push the DAC closer to the the digital interpolation does, but with maintained requirements on
antenna by preferably increasing its sampling frequency as much as the analog filters.
possible. We also want to push the mixer closer to the DAC and The return-to-zero scheme, i.e., using a PAM waveform which is
such that we can remove the resistive load at the output of the DAC. unity for 0 < t < T /2 rather than 0 < t < T , as effectively gives
The left-most part of Fig. 5 shows an example of a DAC element you zero padding and a form of interpolation. The inverse clock
merged with a passive mixer (passive in the sense that there is no signal can be used to “easily” create the zero padding. Notice, that
gain associated with it). For this purpose we integrate the mixer close the PAM waveform is still defined such that it has the same sample
to the DAC and without the resistive load. The current-to-voltage-to- frequency as the brickwall one. Advantages with the return-to-zero
current conversion – which introduces distortion – is avoided. The scheme is that we reduce both analog settling memory effects, as well
load impedance is also reduced by sinking the DAC output currents as memory effects inside the digital logic, thus improving linearity
in the low-impedance drains of the mixer transistors. and noise.
Fig. 7. Simplistic view of a sigma-delta modulator

Optionally, one could have mixers at the outputs of the time-


Fig. 6. Example of three time-interleaved DACs interleaved DACs and then sum the outputs - this would avoid the
zeros in the combined transfer characteristics [9]. But, then we are in
some sense also back at an IQ concept shown in Fig. 4. The mixers
C. Time-Interleaved DACs could be integrated with the DACs on the same chip using special
Another way to increase the overall frequency is to use time- quadrature switching schemes as suggested in for example [10] and
interleaved converters as outlined in Fig. 6. The overall functionality, [11], bridging some of the gaps in terms of reducing the number of
in this example, is given by the three DACs connected in parallel discrete components.
and by summing their outputs. Notice that the DACs operate at
time-shifted clocks, but at the same update frequency. By carefully D. Sigma-Delta DACs
generating the time shifts with high accuracy delay-locked loops Quite likely the RF DACs will contain some kind of interpolation,
(DLL) or similar, we could for example let all the DACs operate and then the step is not far to also apply sigma-delta modulators.
at 1 GHz, but with a 120-degree phase shift between each other, Some different results have been presented in this field [12], [13].
thus outputting data at 3 GHz in total. An obvious challenge during Even Though the measured and simulated results are somewhat
the design phase is to align the clocks well enough to eliminate any moderate, the results show some promising ideas within the field.
skew between the DACs. So, to this overall DAC system, there will From these references, we can see that a large effort is put on the
be a data stream which is split into three streams. We feed samples digital domain rather than the analog which is what the future is
1, 4, 7, 10, ... to DAC1 and 2, 5, 8, 11, ... to DAC2 and 3, 6, offering us.
9, 12, ... to DAC3 , etc. This means that we are effectively sending The physical number of bits in the DAC can be reduced by using
the signal decimated-by-three, but with an internal time shift to each a sigma-delta modulator. A lot of the design challenges are shifted
DAC. The time shift relates to the original input update period, T , and into the digital and system domains instead of the analog domain.
the DACs operate at T /3. Assume that the input amplitude spectrum The modulators are attractive in many ways: they truncate the word
(in the digital domain) is given by X(ejωT ), the decimated spectrum length of the digital input word to the DAC and the error introduced
will be by this operation is spectrally shaped to out-of-band frequencies. A
M −1
1 X simplified picture of a sigma-delta modulator is found in Fig. 7 where
Xd (ejωT M ) = · X(ejωT −j2πm/M ). (12) the word length is reduced from N bits down to M . By filtering
M m=0
out this quantization noise (designed to be outside the signal band)
This implies a potential overlap of spectrum if the input is not we land at the original resolution within the band. They are also
bandwidth limited. This suits us however quite well, since mostly attractive since all operations are (unlike for ADCs) done in the
we use a relatively narrow banded signal in RF DACs. The total digital domain. However, it is also highly nonlinear and has high-
output amplitude spectrum now becomes gain in the feedback loop making it hard to analyze and stabilize.
Y (jω) =
X
Xd (ejωT M ) · P (jω) · (1 + e−jωT + e−j2ωT ). (13) Sigma-delta DACs require a fairly high oversampling ratio between
∀m
the sample frequency and signal bandwidth such that the added
quantization noise can be moved far enough out-of-band and then
So, we see two things: the input signal must be bandwidth limited as
filtered out with low complexity filters. If we for a moment neglect
BW < 1/3T and there is an amplitude attenuation due to the time
the complexity of the analog filter, the reduction in number of analog
shifts. Using the z-domain notation instead, we see that the spectrum
components using a sigma delta modulator is enormous. For example,
will be weighted according to a form of FIR filtering:
if we have a 16-bit converter, we need 216 ∼ 65000 components in
z2 + z + 1 a Nyquist-rate converter. By allowing ourselves a certain amount of
H(z) = 1 + z −1 + z −2 = . (14)
z2 oversampling we can now trade frequency against analog complexity.
A pair of complex zeros are introduced in the frequency domain. For example by allowing an oversampling of 16 times and apply a
Thereby the spectrum will be attenuated accordingly and certain fre- modulator with a third-order transfer function, we can reduce the
quency bands become distorted. However, the bandwidth is limited, number of components to approximately 26 ∼ 64, i.e. 1000 times
and we are mostly able to also cater for the positions of these zeros, less components. With less analog complexity the design becomes
and/or keep our signal out of those bands, we still quite likely have simpler, more regular and accurate, even though the analog accuracy
a competitive solution to reach high speed conversion. requirements are the same in terms of linearity and in-band noise.
Actually, the FIR filtering distortion can be avoided by using Researchers at MIT have developed wideband digital sigma-delta
return-to-zero scheme. This means that each DAC is more or less modulators for high-speed applications with global feedback paths
an interpolating DAC, if we use a return-to-zero scheme such that and still reached for example 200 MHz bandwidth at 5.25 GHz [14].
the outputs of the DACs never overlap, i.e., the p(t) is chosen such This would correspond quite well to e.g. multi-carrier WCDMA,
that p(t) = 1 for 0 < t ≤ T /3 and 0 otherwise. including additional bandwidth for pre-distortion.
Sample Signal Signal
Reference Tech Supply NOB freq freq BW SFDR SNR IMD3 Comments, type of DAC
(nm) (V) (MHz) (GHz) (MHz) (dBc) (dB) (dBc)
Luschas [11] 180 1.8 3 514 0.9425 17.5 75 53 71 Σ∆
Taleie [16] 250 2.5 1 250 1.062 15 75 72 65 Σ∆, semidigital FIR filter
Eloranta [17] 130 1.2 8 150 1.9 – – – ACPR: 57 Nyquist-rate
Jerng [14] 130 1.2 3 1000 5.25 200 44 47 – SiGe BiCMOS, Σ∆
Pham [13] 90 1.0 4 2660 – 155 55 – – Time-interleaved Σ∆
Schafferer [18] 180 1.8 14 1400 – 50 67 – – Nyquist-rate
Bosch [8] 350 3.0 10 1000 – 490 61 – – Nyquist-rate
AD9739 180 1.8 14 2400 0.95 – 60 – 68 RF
MAX5881 – – 12 4300 1 – – – 68 RF
AD9122 180 1.8 14 1200 0.55 – 55 – 65 Nyquist-rate
TABLE I
R EPORTED PERFORMANCE OF DIFFERENT DAC ARCHITECTURES

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