CORPORATE LAW - II

PART - A (5x6=30 Marks)

1 Securities
2 Online trading
3 Listing of Securities
4 Stock Brokers
5 Promoter
6 Pre-incorporation Contracts
7 Share Capital
8 Transfer of Shares
9 Equity of Shares
10 Redeemable Preference Shares
11 Kinds of Shares
12 Restrictions upon borrowing powers of a company
13 Public Issue of Shares
14 Membership & Share Capital
15 Stock Exchange
16 Primary Market
17 Equity of Shares
18 Public Company
19 Doctrine of Indoor Management
20 Investment in other companies
21 Foreign Currency Convertible Debentures
22 Secured premium notes
23 Debentures
24 SEBI guidelines for protection of investors
25 Shares at discount
26 Allotment of Shares
27 Prospectus
28 Management of SEBI
29 Title of Dividends
30 Investments by NRI
31 Multiple Listing
32 Provisional Contracts
33 Reserve Capital
34 Investment Companies
35 Floating Charge
36 Inter connected Stock exchange of India
37 Recognition of Stock Exchange
38 Transfer & Transmission of Shares
39 Certificate of Incorporation
40 Dividend
41 Intermediaries
42 SAT ( Securities Appellate Tribunal )
43 FDI ( Foreign Direct Investments )
44 Sweat Equity Shares
45 Inter-corporate Loans
46 Redeemable Debentures
47 Global Depository receipts
48 Free Transferability
49 The Security Contracts (Regulation) Act, 1956
50 Regulation of Contracts
51 Inter-Corporate Investments
52 Charges
53 Depository
54 Regulation of Combinations
55 NBFC ( Non-Banking Financial Company )
and its Classification
56 Foreign Exchange
57 Calls & Forfeiture
58 Issued Capital
59 SEBI appellate tribunal
60 Interim Dividend
61 Appellate procedure under FEMA
62 Powers of Central Govt. under SEBI
63 Abuse of dominant position
64 Foreign Exchange Regulation
65 Corporate Governance
66 Unfair Trade Practices
67 Composition of SEBI
68 Kinds of Share Capital
69 Guidelines of Listing of Shares / Debentures
70 Sub Brokers
 71 Insider Trading
72 Procedure for issue of Shares
73 Inter-Corporate Loans
74 Memorandum of Association
75 Kinds of Debentures & Charges
76 Competition Advocacy
77 Registration of Mortgages by a Company
78 Guidelines for disclosure

PART - B ( 2 x 15 = 30 Marks )

1. Conditions by Central government under Securities Contract (Regulation) Act, 1956 for the
grant of recognition to the stock exchanges.

2. Objectives of Securities Contract (Regulation) Act, 1956.

3. Meaning & Definition of Stock Exchange. Discuss the law relating to recognition of Stock
Exchange under Securities Contract (Regulation) Act, 1956.

4. Define Securities. Basic Features of Securities Contract (Regulation) Act, 1956.

5. Explain the administration of company in relation to the issue of prospectus into the
general public.

6. Evolution, growth and functions of Financial system in India.

7. Constitution, functions and Objectives of Securities Appellate Tribunal (SAT) estd. under the
SEBI Act, 1992.

8. Distinguish share transfer from share transmission and examine the rules relating to
processing of share transfers.

9. Objectives, Powers and Functions of SEBI.

10. Various penalties prescribed under SEBI Act, 1992.

11. Define Prospectus. What is golden rule of Prospectus ?

12. Salient Features of Foreign Exchange Management Act, 1999.

13. What are the requirements in the allotment of shares ?

14. Explain the Constitution, powers and function of Competition Appellate Tribunal (CAT).
15. Explain and classify Non-Banking Financial Company (NBFC) in India. Powers of RBI to
regulate NBFC.

16. Salient features of Depositories Act, 1996.

17. Control measures adopted by RBI with respect to Securities & Investment.

18. Define Debenture. Different kinds and their differences.

19. Difference between Share and Stock.

20. Establishment, Powers and Functions of Competition Commission of India.

21. Define Collective Investment Scheme. Explain the role of SEBI in protection of investors.

22. Guidelines for listing of shares in the Stock Exchanges.

23. Define Mutual Funds and SPUS and state their legal incidents.

24. Difference between Share Transfer and Share Transmission and state the norms governing
process of share transfers.

25. Liability of the providers of services, manufacturers and traders under Consumer
Protection Act, 1986.

26. Objectives of Foreign Exchange Management Act, 1999. Discuss the law relating to
regulation and management of foreign exchange in India.

27. " In spite of suitable legislative measures, the Indian Financial system remains weak." -
Comment.

28. Write a note on Central Banking System in India and its legal control with respect to
securities and investments.

29. Regulations of Contracts and Options in Securities.

30. International Dimensions of Company Law.