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ABSTRACT
Background: For the general dental practitioner, fearful patients are harder and more stressful to treat and are most likely
to attend irregularly. This study presents updated and refined dental fear and phobia prevalence estimates in Australia as
well as information on the nature of dental fear and phobia.
Methods: A total of 1084 Australian adults (response rate = 71.7%) completed a mailed questionnaire. The survey
contained four measures of dental fear and phobia, as well as questions regarding potentially anxiety-eliciting dental stimuli
and past aversive dental experiences.
Results: The prevalence of high dental fear ranged from 7.8% to 18.8%, and more incapacitating dental phobia from 0.9%
to 5.4%, depending upon the scale, cut-point and specific criteria used. Dental phobia was significantly associated with
blood-injection-injury (BII) concerns. The cost of dental treatment was endorsed as the most anxiety-eliciting dental
situation (64.5%), followed by fear of needles ⁄ injections (46.0%) and painful or uncomfortable procedures (42.9%).
Anxiety-eliciting stimuli and the type of aversive dental experiences varied significantly by gender, age, income, education,
language spoken at home and dental visiting frequency.
Conclusions: High dental fear and dental phobia are common in Australia although prevalence estimates are highly
dependent on both the scale and cut-points used.
Keywords: Dental fear, phobia, experiences, cost, blood-injection-injury.
Abbreviations and acronyms: BII = blood-injection-injury; CATI = computer-assisted telephone interview; DAS = Dental Anxiety Scale;
DSM-IV = Diagnostic and Statistical Manual of Mental Disorders; IDAF-4C+ = Index of Dental Anxiety and Fear; IDAF-4C = dental
anxiety and fear; IDAF-P = dental phobia; IDAF-S = anxiety-eliciting dental stimuli; NDTIS = National Dental Telephone Interview
Survey; P-DENT = phobia with dental component; SIDAF = single-item dental anxiety and fear.
(Accepted for publication 28 March 2010.)
Cut-points on dental fear scales are sometimes also demographic details including income and eligibility for
used to estimate the prevalence of dental phobia in public dental care. Most of this information is not
the population. However, phobias differ qualitatively reported upon here.
as well as quantitatively from standard fears. Explicit On the completion of their telephone interview,
criteria for their diagnosis have been established, the interviewees aged 18+ years were asked if they would
most widely used being those defined by the Diagnostic be interested in participating in a further, unspecified
and Statistical Manual of Mental Disorders (DSM- study. Only those who provided verbal consent were
IV).14 Based on these criteria, dental phobia as a type of posted a questionnaire. Adults who agreed to partici-
specific phobia must represent a marked and persistent pate in the further study did so entirely of their own
fear that either interferes significantly with a person’s volition and were under no compulsion or pressure to
normal functioning or relationships, or that a person subsequently participate in or complete the additional
suffers marked distress about having, which is avoided study. The ‘National Dental Anxiety and Fear Survey’
or else endured with intense anxiety or distress, which was sent to a random 25% of available adults
is recognized as being excessive or unreasonable and completing the NDTIS. The questionnaire package
which is not better accounted for by some other mental contained an information letter, a questionnaire with
disorder. While the need for an admission of excessive- questions on dental fear and perceptions of going to the
ness has come under some criticism due to the fact that dentist, and a reply-paid envelope. The questionnaire
many dental fears may have their origin in actual was four pages in length, written in English, and
traumatic experiences,15 the remainder of the criteria pretesting indicated it took approximately 5–8 minutes
are widely accepted as necessary for diagnosing dental to complete.
phobia.
Several studies have explored associations between
MATERIALS
dental fear and various demographic, socio-economic
and visit characteristics.3,4,11 However, important The Index of Dental Anxiety and Fear (IDAF-4C+)
aspects of dental fear, such as what parts of going to contains three modules dealing with dental anxiety and
the dentist are of most concern to fearful individuals fear (IDAF-4C), dental phobia (IDAF-P) and anxiety-
and what possible aversive or traumatic experiences eliciting dental stimuli (IDAF-S).18 The core fear
fearful individuals might have encountered, have not module contains eight questions, with two items each
been explored in Australia. relating to the cognitive, physiological, emotional and
This study presents updated and refined prevalence behavioural components of dental fear. Possible item
estimates of dental fear in Australia. It examines the responses range from ‘Disagree’ (1) to ‘Strongly agree’
nature of dental fears and past aversive experiences and (5) and the mean was used to obtain a total score on
how these differ across different population subgroups. the IDAF-4C.
Due to the limitations of using any single dental fear, The IDAF-P has three items related to diagnostic
this study used three different measures. In addition, criteria for specific phobia as described in the American
an estimate of the prevalence of dental phobia was Psychiatric Association’s DSM-IV,14 in addition to
attempted using specific diagnostic criteria as put questions which allow for the differential diagnosis
forward in the DSM-IV clinical psychiatric manual.14 of panic attack with agoraphobia and social phobia
Finally, the paper aimed to examine the nature of dental (symptoms of which may appear to be similar to those
fears and past aversive experiences and how these might of dental phobia). The three diagnostic criteria concern
differ across different population subgroups. dental fear interfering significantly with a person’s life,
distress in relation to having the fear, and the belief that
the fear is excessive or unreasonable. The DSM-IV
METHODS
criterion of a ‘marked fear’ was taken from IDAF-4C
scores. However, because the clinical criterion of
Sampling and participants
‘marked fear’ for specific phobia is imprecise, preva-
The study was nested within the larger 2008 National lence estimates were calculated using five possible
Dental Telephone Interview Survey (NDTIS), a com- IDAF-4C scores: ‡2.50, ‡2.75, ‡3.00, ‡3.25 and
puter-assisted telephone interview (CATI) study of a ‡3.50. The diagnostic criteria employed in determining
representative sample of the Australian population. The three possible dental phobia categories are shown in
Australian Research Centre for Population Oral Health Table 1. The three diagnoses were phobia with a dental
has conducted six rounds of the NDTIS since 1994 component (P-DENT), dental phobia using strict DSM-
and achieves a 70% response rate using established IV criteria where the person regards their fear as being
methodologies.16,17 Interviewees in NDTIS 2008 were excessive or unreasonable (P-DSMS) and dental phobia
asked approximately 80 questions regarding the use of using DSM-IV criteria not requiring an admission of
dental services, self-reported oral health and socio- excessiveness or unreasonableness (P-DSMR).
ª 2010 Australian Dental Association 369
JM Armfield
P-DENT = phobia with a dental component; P-DSMR = dental phobia using relaxed DSM-IV criteria; P-DSMS = dental phobia using strict DSM-IV
criteria.
The IDAF-S contains 10 items, with possible diploma level, certificate level), undergraduate (bache-
responses ranging from ‘not at all’ (1) to ‘very much’ lor degree level) and postgraduate. Finally, information
(5). Items related to several of the most common was obtained on whether the person spoke a language
concerns about going to the dentist.18 All items are other than English (LOTE) at home, and how often on
analysed individually and therefore scale scores are not average they would seek care from a dental profes-
used for the IDAF-S. sional, with possible responses being ‘two or more
The questionnaire also contained the DAS, which times a year’, ‘once a year’, ‘once in two years’ and ‘less
presents four questions related to concerns about often than that’.
visiting the dentist.9 A score of 13 or greater on the
DAS is widely taken to indicate high dental anxiety.
Statistical analyses
The DAS is a well-used measure of dental fear with
reported reliability and validity information and has Weighting of the data was used to account for differing
been used previously in Australia to determine the sampling probabilities due to the sampling design and
prevalence of high dental anxiety.10 to adjust the age and gender characteristics for each
All participants were asked whether they had had any sampling stratum across all states and territories to
of several possible experiences when visiting a dentist: 2008 population estimates made available by the
‘intense or sharp pain’, ‘considerable discomfort’, ‘felt Australia Bureau of Statistics Census.
like gagging’, ‘fainted or felt light-headed’ or a ‘per- The distribution of response scores were provided for
sonal problem with the dentist’. In addition, people all three dental fear measures, as well as prevalence
were asked whether they ‘feel at least moderately estimates for the three possible dental phobia diagno-
afraid, sickened or unwell’ when seeing ‘blood’, ‘inju- ses. Scores and response frequencies for the anxiety-
ries’, ‘medical procedures’ or ‘needles ⁄ injections’. eliciting dental stimuli and aversive dental experiences
Additional information, including the participant’s were analysed by selected demographic, socio-
age and gender, was obtained from the NDTIS CATI. A economic and visiting characteristics with statistical
further single-item dental anxiety and fear (SIDAF) significance assessed using Univariate Analysis of
measure included in the CATI was ‘would you feel Variance and F tests. SPSS Version 17 (Chicago, Ill,
afraid or distressed when going to the dentist?’ with USA) was used for statistical analyses and all results
possible responses being ‘not at all’ (1), ‘a little’ (2), reported use weighted data unless stated otherwise.
‘moderately’ (3), ‘very’ (4) or ‘extremely’ (5). This item
has been used previously in the NDTIS and has been
Ethics
found to be moderately correlated with both the IDAF-
4C and DAS.18 Ethics approval for the NDTIS 2008 was obtained from
People were also asked to indicate their total the Australian Institute of Health and Welfare while
household income in one of 12 possible categories ethical clearance was obtained for the nested question-
which, for the purpose of this study, were collapsed naire-based dental fear study from the University of
into four groupings: <$30 000, $30 000–$60 000, Adelaide Human Research and Ethics Committee. No
$60 001–$90 000 and >$90 000. Possible categories financial or other incentive was provided for participa-
for highest level of educational attainment were Year tion in the study and participants were informed that
10, Year 12, certificate ⁄ diploma (graduate diploma and the information provided would be confidential and
graduate certificate level, advanced diploma and the results anonymous.
370 ª 2010 Australian Dental Association
Dental fear and phobia in Australia
Fig 1. Distribution of dental anxiety and fear scores from the IDAF-4C.
Fig 2. Distribution of dental anxiety (DA) scores from the DAS and single-item dental anxiety and fear (DAF) measure.
ª 2010 Australian Dental Association 371
JM Armfield
Table 2. Prevalence estimates (and 95% CIs) of dental phobia diagnoses by differing criteria for the definition of
‘marked fear’
IDAF-4C cut-point P-DENT P-DSMR P-DSMS
2.50 5.4 4.0, 7.3 2.6 1.7, 4.0 1.0 0.5, 2.1
2.75 5.0 3.7, 6.8 2.3 1.5, 3.6 0.9 0.4, 2.0
3.00 4.9 3.6, 6.7 2.2 1.4, 3.5 0.9 0.4, 2.0
3.25 4.4 3.2, 6.2 2.0 1.2, 3.3 0.9 0.4, 2.0
3.50 4.0 2.8, 5.7 2.0 1.2, 3.3 0.9 0.4, 2.0
CI = confidence interval; P-DENT = phobia with a dental component; P-DSMR = dental phobia with relaxed DSM-IV criteria; P-DSMS = dental
phobia with strict DSM-IV criteria.
Table 3. Response frequencies and descriptive statistics for possible anxiety-eliciting aspects of going to the dentist
(IDAF-4C+ stimulus module items)
Anxiety Per cent endorsing (row %) Descriptive statistics
Painful or uncomfortable procedures 15.0 42.0 17.2 12.9 12.9 2.67 1.25 2.55, 2.78
Feeling embarrassed or ashamed 73.9 16.3 6.5 2.1 1.2 1.40 0.80 1.33, 1.47
Not being in control of what is 54.5 26.1 10.9 4.6 3.9 1.77 1.07 1.67, 1.88
happening
Feeling sick, queasy or disgusted 74.5 14.5 6.0 3.8 1.2 1.43 0.86 1.35, 1.51
Numbness caused by the anaesthetic 54.4 28.7 7.6 6.6 2.7 1.74 1.03 1.65, 1.84
Not knowing what the dentist is going 48.4 31.1 13.1 3.6 3.9 1.84 1.04 1.74, 1.93
to do
The cost of dental treatment 21.0 14.6 16.7 14.2 33.6 3.25 1.55 3.11, 3.39
Needles or injections 24.0 30.0 14.5 13.8 17.7 2.71 1.42 2.58, 2.85
Gagging or choking 50.1 26.0 7.9 7.9 8.0 1.98 1.27 1.86, 2.09
Having an unsympathetic or unkind 54.2 18.8 10.4 6.9 9.8 1.99 1.34 1.87, 2.11
dentist
p = 0.005. Using the standard cut-point of 13 on the ety, and for painful or uncomfortable procedures which
DAS, females had a prevalence of 20.6% and males had a was not statistically significant. Finally, less frequent
prevalence of 15.6%, chi-square = 4.45, p = 0.035. dental visiting was significantly associated with 8 of the
Finally, using the SIDAF question, 25.3% of females 10 possible anxiety-eliciting stimuli, with the excep-
were at least moderately afraid or distressed about going tions being numbness caused by the anaesthetic and
to the dentist, compared to only 11.7% of males. gagging or choking.
Table 4 presents results on concerns about going to The reporting of aversive experiences by demo-
the dentist by demographic, socio-economic and dental graphic, socio-economic and visiting characteristics is
visiting characteristics. Females rated themselves as presented in Table 5. Between 44% and 48% of the
significantly more anxious than did males for 7 of the weighted sample had experienced either intense ⁄ sharp
10 different aspects of going to the dentist. There were pain or considerable discomfort while attending a
also significant differences across age groups for all dentist. Almost a quarter indicated that on at least
potential anxiety-eliciting stimuli other than for numb- one occasion they had felt like gagging, while fewer
ness caused by the anaesthetic and having an unsym- indicated fainting or feeling light-headed (8.8%) or
pathetic or unkind dentist. Lower yearly household having had a personal problem with the dentist (3.9%).
income was associated with greater anxiety regarding While men were more likely to have experienced
not being in control, the cost of dental treatment, intense or sharp pain, women were significantly more
gagging or choking and having an unsympathetic or likely to have felt like gagging, to have fainted or felt
unkind dentist. Concern about not knowing what the light-headed, or to have had a problem with the dentist.
dentist was going to do was greater for those people Adults aged 25–39 were most likely to have experi-
with an income <$30 000 and for those with an income enced considerable pain or discomfort, but older adults
between $60 000 and $90 000. Education had the aged 65+ years were most likely to have reported
fewest associations with anxiety, being significantly feeling like gagging. Lower household income (<$30K)
related only to numbness caused by the anaesthetic and was associated with fewer experiences of pain (34.1%)
having an unsympathetic or unkind dentist. People who or discomfort (39.5%), but along with those earning
speak a LOTE at home indicated significantly greater $60K–$90K, relatively greater experiences of gagging
anxiety than did those people who spoke English at (30.6%). Compared to individuals with a Year 10
home, with the exception of feeling embarrassed or education, more than 1.5 times the percentage of
ashamed, where they indicated significantly less anxi- people having a postgraduate education experienced
Table 4. Anxiety-eliciting aspects of going to the dentist by socio-demographic, socio-economic and dental visiting
characteristics
Characteristic Pain Shame Lack of control Queasy Numb Not knowing Cost Needles Gagging Dentist
Table 5. Frequency of aversive experiences, and intense pain or considerable discomfort experienced by
number of experiences, by socio-demographic, approximately 44–48% of people. Aversive experiences
socio-economic and dental visiting characteristics were also shown to vary significantly by individual-level
characteristics.
Characteristic Intense Great Felt Fainted Problem
or sharp discomfort like or light- with
pain gagging headed dentist
Dental fear prevalence
ALL 44.2 47.8 24.5 8.8 3.9
Gender * n.s. *** ** * This study used three different dental anxiety and fear
Male 48.0 49.0 18.7 6.5 2.7 scales and estimates of prevalence were shown to be
Female 40.6 46.5 30.0 11.0 5.1
Age (years) *** *** * n.s. n.s.
dependent upon both the scales and cut-points used.
18–24 45.4 41.0 23.9 8.3 5.4 With the single-item measure, the prevalence estimate
25–39 49.8 58.8 17.6 8.0 2.7 was either 18.8% or 7.8% depending on whether
40–64 47.3 49.2 27.4 10.8 4.2
65+ 27.9 36.4 28.8 6.0 3.3 the mid-point of the scale (‘moderately afraid or
Income ** * *** n.s. n.s. distressed’) was incorporated into or excluded from the
(per annum) prevalence estimate, respectively. For the DAS, a cut-
<$30K 34.1 39.5 30.6 8.1 3.8
$30K–<$60K 52.2 46.5 15.0 8.7 5.5
point of 13 is generally used to define ‘dental anxiety’ and
$60K–<$90K 41.9 51.6 32.9 9.8 2.0 this study found that 18.1% of the sample had a DAS
$90K+ 47.7 52.8 21.9 7.7 4.5 score of 13 or greater. A score of 3 or greater on the
Level of education n.s. *** n.s. * n.s.
Year 10 41.3 40.8 20.1 7.1 5.4
IDAF-4C was reported by 14.6% of people. The
Year 12 48.5 45.1 28.5 13.2 5.5 variation in prevalence estimates is a function of both
Certificate ⁄ 44.2 50.9 26.1 7.2 2.6 the differences in content covered by the scales and the
diploma
Undergraduate 42.9 44.3 24.0 9.9 2.1
different range of scores used to define prevalence.13
Postgraduate 42.9 64.2 16.9 3.9 6.6 A previous study found an unweighted dental fear
LOTE ** n.s. n.s. n.s. n.s. prevalence of 14.9% and a weighted prevalence of
No 56.3 49.3 22.1 8.1 5.9
Yes 42.4 47.6 24.9 8.8 3.7
13.7% in 1995 using a cut-point of 13 on the DAS in a
Visiting frequency n.s. n.s. *** n.s. n.s. similarly large sample of the Australian population.10
2+ per year 44.6 44.2 34.8 8.0 5.6 Given the prevalence of 18.1% found in this study
1 per year 44.4 48.8 21.1 9.0 4.0
1 per 2 years 43.0 47.7 22.1 9.9 2.9 using the same scale and cut-point, there is some
<1 per 2 years 42.3 47.9 22.3 9.0 3.2 indication that dental anxiety may have increased
somewhat between 1995 and 2008. One possible
ANOVA: *p < 0.05, **p < 0.01, ***p < 0.001.
cohort difference between these two times that may
explain the apparent change is reduced dental disease19
considerable discomfort. However, participants with a which may impact on learning experiences and percep-
postgraduate education were the least likely to report tions of going to the dentist. Another possibility is that
having fainted or having felt light-headed. Finally, the changes are due to the dramatic reductions in
people who spoke a LOTE at home were significantly edentulism in Australia19–21 as edentulous people have
less likely to have experienced sharp or intense pain, been found to have lower dental fear than dentate
and people who visited the dentist 2+ times a year were people.11 Table 6 compares prevalence estimates from
more likely to report having felt like gagging than were 1995, which were from unweighted data, alongside
less frequent dental visitors. both weighted and unweighted prevalence estimates
from the current study by both gender and the age
categories reported in the earlier study. The unweighted
DISCUSSION
age and gender distribution in the current study is
This study presents information regarding the extent reasonably close to that reported by Thomson et al.10
and nature of dental fear and phobia among Australian and the unweighted prevalence estimates, other than for
adults. Dental fear was shown to be common, although 45–64-year-olds, are closer to the findings from 1995
estimates of prevalence were dependent on the dental than are the weighted estimates. Both males and
fear scale used as well as the cut-points adopted on females have slightly higher prevalence estimates but
those scales. Dental phobia prevalence was lower and the biggest differences are seen for adults over the age
found to range from 0.9% to 5.4% depending upon the of 45. It is possible, therefore, that reported declines in
diagnostic criteria used to define phobia. People indi- edentulism for people over the age of 45 are associated
cated that they were mainly anxious about the cost with the increase in the prevalence of high dental fear
of dental treatment, the possible pain, and receiving for these age groups. Given the continuing trend for
needles, and these anxieties varied significantly by people to retain their teeth longer, it will be interesting
several individual-level characteristics. Finally, aversive to observe the associations between population preva-
experiences were shown to be relatively common, with lences of edentulism and dental fear over time.
374 ª 2010 Australian Dental Association
Dental fear and phobia in Australia
Table 6. Australian comparisons of dental anxiety the cost of dental care. The reality underlying the
prevalence (using a DAS cut-point of 13) by age and considerable anxiety over dental costs is that out-of-
gender pocket expenditure by individuals comprises two-thirds
of all dental expenditure in Australia.28 In addition,
Thomson et al.10 Current study
the costs of dental services in Australia have been rising
Prevalence (%) Weighted Unweighted steeply.29 This is of concern given that Australian
prevalence (%) prevalence (%)
research has demonstrated that affordability of dental
Age services is associated with both oral health outcomes30
18–34 15.1 16.7 15.0 and dental visiting.31 Indeed, approximately 30% of
35–44 19.7 24.4 23.1
45–64 12.8 17.4 18.2 the Australian population avoid or delay dental care
65+ 9.7 17.9 13.7 due to the cost.32 This study supplements existing
Gender research by showing that not only does cost contribute
Male 9.7 15.6 11.4
Female 18.8 20.6 20.5 to oral health outcomes and service use, but that it is a
source of considerable anxiety for people visiting the
dentist.
Other than cost, the most common anxieties about
Dental phobia prevalence
going to the dentist were needles or injections and
Estimates of dental phobia prevalence in this study are painful or uncomfortable procedures. This fits with a
appreciably lower than estimates of high dental fear, considerable body of literature reporting on these
but this is to be expected given the extra criteria concerns among dental patients. Interestingly, while
necessary for phobia diagnosis. Using the P-DSMR just over one-quarter of people were at least somewhat
criteria, 2.2% of the Australian adult population were anxious about having an unsympathetic or unkind
estimated as having a diagnosable dental phobia dentist, less than 4% of people indicated that they had
disorder and this is similar to the prevalence of several ever experienced a personal problem with a dentist.
types of major anxiety disorders found in the Australian Some researchers have claimed that feeling embarrassed
population.19 Certainly, dental phobia represents one or ashamed is an important component of dental fear
of the most common types of specific phobia. For and avoidance,33 and about 1 in 6 respondents in this
example, using somewhat different diagnostic criteria study indicated this aspect of going to the dentist as
to those used here, a study in the Netherlands found the being at least somewhat anxiety-eliciting.
prevalence of dental phobia (3.7%) to be higher than Many people in this study also expressed anxieties
all 10 other specific phobias (including heights, spiders related to gagging or choking, having an unkind or
and flying) that were investigated.22 unsympathetic dentist, not being in control, not know-
One of the subtypes of specific phobia is the BII type, ing what the dentist is going to do, and feeling
which is believed to involve distinct physiological embarrassed or ashamed. Of note is that these anxieties
vasovagal reactions including accelerated heart rate relate to either the procedures or behaviour of the
followed by a rapid drop in blood pressure, which may dentist and that they are evident despite large reduc-
lead to fainting or light-headedness. Some researchers tions in oral disease in Australia, significant changes in
have argued that dental phobia can be construed as a the dental clinic brought about by new technologies and
subtype of a BII phobia.23 Consistent with several other treatment advancements, and an increasing emphasis
studies,24–26 this study found a relationship between on patient and dental fear management in Australia’s
dental phobia and the BII concerns of blood, injuries, dental teaching institutions. While there is no evidence
medical procedures and needles ⁄ injections. However, of dentists having a causal role in these anxieties, it is
other researchers have argued that although dental and nonetheless the case that dentists are well placed to play
BII fears tend to be highly associated, dental phobia a leading role in the management or alleviation of
should not be seen as a type of BII phobia.24,27 dental fears and phobias in the future.
Nonetheless, the high association between dental
fear ⁄ phobia and BII concerns indicates that dentists
Demographic, socio-economic and visiting
may need to take these additional elements into account
characteristics associated with dental fear
when treating some fearful individuals.
An almost ubiquitous finding in the literature is for
females to report greater dental fear than males and this
Specific concerns about going to the dentist
study confirmed these results using three different DFA
This study found that anxiety regarding the cost of measures. Indeed, females also rated themselves as
dental treatment was the single biggest concern about more anxious of all 10 items on the IDAF-S than did
going to the dentist. Approximately 65% of all people males, although three of these differences were not
stated that they were at least somewhat anxious about statistically significant. The biggest differences were
ª 2010 Australian Dental Association 375
JM Armfield
21. Sanders AE, Slade GD, Carter KD, Stewart JF. Trends in preva- National Survey of Adult Oral Health 2004–06. AIHW cat. no.
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URL: ‘http://www.aph.gov.au/Senate/committee/medicare_ctte/
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Roberts-Thomson KF, eds. Australia’s dental generations: the Email: jason.armfield@adelaide.edu.au