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CHANAKYA NATIONAL LAW UNIVERSITY

NYAYA NAGAR, MITHAPUR, PATNA- 800001


Mid Semester Examinations - October, 2020
(9th Semester)
LAW RELATING TO INVESTMENT, SECURITIES, CORPORATE
FINANCE AND COMPETITION
Answer all Questions Roll No. - _______
Total Time: 2 hrs Maximum Marks: 15
Figures in the brackets indicate full marks

1. Explain the mechanism of offer for sale through secondary market settlement.
[5 Marks]

2. Elucidate the obligations of listed entities under the SEBI (LODR) Regulations, 2015.
[5 Marks]
3. Explain the impact of over-capitalisation and under-capitalisation of Gitanjali Zems Pvt. Ltd.
[5 Marks]

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