Tue Ricut or LEcATION 145
powers or attributes. It is nonetheless important in watch-
ing over diplomatic privileges and honors and has at times
pated officially in the protection of the rights of its mem-
rs.
Appointment of Envoys
The Diplomatic Convention provides that the class to
which the heads of their missions are to be assigned shall
be agreed upon between the states concerned.” Moreover,
the sending state must make certain that the agrément of
the receiving state has been given for the person it pro-
poses to accredit as head of the mission to that state.’
The appointment of diplomats is not merely a matter
of municipal law because the receiving state is not obliged
to accept any representative who is persona non grata to
it. Indeed, there have been cases when accredited repre-
sentatives were rejected, resulting in strained relations
between the sending and receiving states. For example, an
American minister was not received in Italy for having
previously protested in a speech the annexation of the
Papal States by Italy; and when next accredited to Austria
he was also rejected, this time because he was married in
a civil ceremony to a Jewess. The United States govern-
ment considered these reasons inadequate but could not,
of course, insist on its appointment.
To avoid such awkward situations, most states now
observe the practice of the agneation, by means: of which
informal inquiries are addressed, to the receiving state
arding a proposed diplomatic representative of the
sending state. It is only when the receiving state manifests
its agrémentyor consent, also informally, that the. diplo-
matig;representative is appointed and formally accredited.
* Art. 15.
* Art. 4.INTERNATIONAL Law
346
4 of the Diplomatic Convention provides that “the
ati state is not obliged to give reasons for a refusal of
ment.” Pte, a.
‘Under our Constitution, it is the President who is
one red to appoint ambassadors, other public minis-
sy aa 1s, subject to the consent of the Commission
is Appointments. His discretion is exclusive when it
mes 1 receiving ambassadors and other public ministers
a ied Ww tire ove: nment of tiie Philippincs.”
Commencement of the Diplomatic Mission
‘The head of the mission is considered as having taken
up his functions in the receiving state either when he has
ted his credential or when he has notified his arri-
val and a true copy of his credentials has been presented
tothe foreign ministry of the receiving state."
credentials of the diplomatic agent include chiefly
the * of credence, or Jettre de créance, by means of
which he is accredited to the receiving state with the re-
quest that full faith and credit be given to his official acts
on behalf of the sending state. In addition to this docu-
ment, the envoy usually also carries his diplomatic pass-
Port, his official instructions and a cipher or code book for
use in secret communications to his government.
marked with solemnity and sometimes even
tion of the envoy is not a mere ceremony.
state had previously given its
ent, the diplomatic re wresenta
the usual privileges and immunities of
is formally accepted. Oppenheim cites
anu, who was convicted of certain
erland despite his assertion that he had48 INTERNATIONAL Law
conduct of Diplomatic Mission
the performance of his functio: i i
ne exercise the utmost Pectin eres
care always to preserve the goodwill of the sending ah
and to avoid interference with its internal affairs. The
envoy is not justified in pitting or aiding one political party
; gt another, or publicly criticizing the policies or acts
of the receiving state, or employing threatening or offen-
_. give guage OF metkods in the protection of t! Perea
of his state or its nationals. His mission is also under no
i ce to be used for espionage, the dissemination
of propaganda against the receiving state, or subversion of
its government.
The Philippine government ordered the closure of the
Cuban embassy here when it was discovered to be engaged
in subversive activities. Ambassador Hanihara was re-
placed in 1924 when he suggested in a letter to the US.
State Department that the passage of a bill limiting Jape”
nese immigration was likely to produce “grave conse-
quences.” Sending states have on occasion, voluntarily or
on request, recalled their diplomatic representatives for
improper discharge of their functions.
Diplomatic Immunities and Privileges
Diplomats enjoy a number of privileges and immuni-
I can bo traced to xs far beck a» be
Gresk and Roman era, The reason orginally give” 7
special treatment of the envoy was ion of
ridlity by which he was considered an exten’)
aise as representing, But this view bas eld
‘justification that his privileges °° oy or latiTue Ricxt or LEeGATION 149
Based largely on international custom, most of the
diplomatic privileges and imm' ities have been reaf-
firmed and are now expressly pro’ ided for in the Diplo-
matic Convention of 1961. Some of the more important of
these are briefly discussed hereunder.
(a) Personal Inviolability
Like the head of state. the envoy is regarded as sac
sanct and is entitled to the special protection of his person,
honor and liberty. An attack on any of these is deemed a
serious offense and must be with the most se-
vere penalties by the receiving state.
The Diplomatic Convention provides: “The person ofa
diplomatic agent shall be invi able. He shall not be liable
XN to any form of arrest or detention. The receiving state shall
treat him with due respect and shall take all appropriate
steps to prevent any attack on his person freedom or dig-
But these rules are not without exception. The envoy
cannot complain if he is injured because he himself caused
the initial aggression and thereby provoked retaliation or
himself to danger as by mixing with a
disorderly assemblage.” The local authorities may also, in
exceptional cases, lay hands on him if he has committed
fan act of violence and it is necessary to place him in pre-
yentive restraint.
In the Philippines, R.A. No. 7 punishes, on the basis
of reciprocity, “any person who assaults, strikes, wounds,
imprisons or'in any other manner offers violence to the
ambassador or public minister, in violation of
the law nations” with imprisonment for not more than
hundred pesos in
* Art. 29.
™ Fenwick, 469.INTERNATIONAL Law
160
F to the penalties prescribed by the Revised
at js to be noted, though, that the attack is co pod
to the n of the envoy and does not include his honor
or reputation.
0) Immunity from Jurisdiction
accepted principle of international
It is a generally
pw that the diplomatic agent shall be immune from the
eer and administrative jurisdiction of the re-
ceiving state except in a few specified cases. This does not
mean that he can violate the local laws with impunity; on
the contrary, he is expected to observe them meticulously
as befits a person of his rank and prestige. If he does not,
he may not be punii for his offense by the receiving
state, but it can and usually will ask for his recall.
So strictly observed is this immunity that the envoy
can escape the rigor of the local laws even if he commits
the most serious offense in the receiving state. Thus, when
in 1584 the Spanish ambassador to England plotted
against the life of Queen Elizabeth I, he was merely or-
dered to leave the country, as so too was the French am-
pessador when he was involved in a conspiracy to kill
Cromwell in 1654. Interestingly, however, when in 1587
the French ambassador committed a similar offense
simply givenTue Ricur oF Lecarion 151
the mission; (b) an action relating to succession in which
the diplomatic agent is involved as executor, administra-
tor, heir or legatee as a private person and not on behalf of
the sending state; (c) an action relating to any professional
or commercial activity exercised by the diplomatic agent
in the receiving state outside his official functions.””
Immunity from jurisdiction may be waived expressly
by the sending state, or under its authority, by the head of
stiasion. Waiver may also be fos th
person entitled to the immunity commences proceedings i
the local state and thereby opens himself to any counter-
claim directly connected with the principal claim. How-
ever, waiver of immunity from jurisdiction in respect of
civil or administrative proceedings shall not be held to
imply waiver of immunity in respect of the execution of the
judgment, for which a separate waiver shall be necessary.”
R.A. No. 75 provides that “any writ of process sued
out or prosecuted by any person in any court of the Re-
public of the Philippines, or by any judge or justice,
whereby the person of any ambassador or public minister
of any foreign state, authorized and received as such by
the President, or any domestic servant of any such ambas-
sador or minister is arrested or imprisoned, or his goods or
chattels are distrained, seized, or attached, shall be
deemed void, and every person by whom the same is ob-
tained or prosecuted, whether as party or as attorney, and
every officer concerned in executing it, shall, upon convic-
tion, be punished by imprisonment for not more that three
years and a fine of not exceeding two hundred pesos in the
discretion of the court.”
In World Health Organization v. Aguino,™ the re-
spondent judge issued a warrant for the search and sei-
“Art. 31,
" Art. 32.
"48 SORA 242.INTERNATIONAL Law
152
of tain goods alleged to have been brought i
be ry illegally by an official of the World Health Gra
jon. ThE WHO and the official moved to quash the
t on the ground of the latter's diplomatic immunity
the Host Agreement concluded between the Philip-
psa Racy °F Foveien Affairs
Ped them in this representation, as so too later did the
Solicitor General. Nevertheless, the judge denied the mo-
tion, holding that there were “strong and positive indica-
tions of violations of loca) laws” In annulling the search
warrant, the Supreme Court held as follows:
under
1, The executive branch of the Philippine Government
has expressly recognized that petitioner Verstuyf is entitled to
diplomatic immunity, pursuant to the provisions of the Host
‘Agreement. The Department of Foreign Affairs formally ad-
vised respondent judge of the Philippine Government's official
position that accordingly ‘Dr. Verstuyft cannot be the subject of
Philippine court summons without violating an obligation in
international law of the Philippine Government’ and asked for
the quashal of the search warrant, since his personal effects
and baggage, after having been allowed free entry from all cus-
toms and duties and taxes, may not be baselessly claimed to
have been ‘unlawfully imported’ in violation of the tariff and
‘customs code as claimed by respondent COSAC officers. The
Solicitor General, as principal law officer of the Government,
- likewise expressly affirmed said petitioner's right to diplomatic
immunity and asked for the quashal of ‘the search warrant.
It is a recognized principle of international law and un-
.der our system of separation of powers that diplomatic immu-
nity is essentially a political question and courts should ref-
use to look beyond a determination by the executive branch of
the government, and where the plea of diplomatic immunity is
-tecognized and affirmed by the executive branch of the gov-
ernment as in the case at bar, it is then the duty of the courts
to accept the claim of immunity upon appropriate suggestion
by the principal law officer of the government, the Solicit?
: General in this ease, or other officer acting under his direction
in adherence to the settled principle that courts may
‘exercise their jurisdiction by seizure and dete!
to embarrass the executive arm of the governmentTue Ricut or LecaTion 153
\
in conducting foreign relations, it is accepted doctrine that ‘in
such cases the judicial department of (this) government follows
the action of the political branch and will not embarrass the
latter by assuming an antagonistic jurisdiction’
| 2. The unfortunate fact that respondent judge chose to
rely on the suspicion of respondents COSAC officers ‘that the
| other remaining crates unopened contain contraband items’
| rather than on the categorical assurance of the Solicitor Gen-
eral than petitioner Verstuyft did not abuse his diplomatic
immunity, which was based in turn on the official positions
| Mada eater ed
= tela with compete
Sen ly the highest oxe of 6
authority to act on the matter, namely, the Secretaries of For-
eign Affairs and of Finance, could not justify respondent
judge's denial of the quashal of the search warrant,
‘As already stated above, and brought to respondent
court's attention, the Philippine Government is bound by the
procedure laid down in Article VII of the Convention on the
Privileges and Immunities of the Specialized Agencies of the
United Nations for consultations between the Host State and
the United Nations agency concerned to determine, in the first
instance the fact of occurrence of the abuse alleged, and if so,
to ensure that no repetition occurs and for other recourses.
This is a commitment voluntarily assumed by the Philippine
Government and as such has the force and effect of law.
Hence, even assuming arguendo as against the categori-
cal assurance of the executive branch of government that re-
spondent judge had some ground to prefer respondent COSAC
officers’ suspicion that there had been an abuse of diplomatic
immunity, the continuation of the search warrant proceedings
before him was not the proper remedy. He should, neverthe-
eas, in deference to the exclusive competence and jurisdiction
of the executive branch of government to act on the matter,
have acceded to the quashal of the search warrant, and for-
warded his findings or grounds to believe that there had been
guch abuse of diplomatic immunity to the Department of For-
eign Affairs for it to deal with, in accordance with the afore-
mentioned Convention, if so warranted.
Inthe case of The Holy See v. Rosario, the Supreme
Court dismissed a civil cOmplaint against the petitioner
™ 238 SCRA 524.INTERNATIONAL Law
154
nt of Foreign Affairs had “offici
on that the Embassy of the Holy See 5 e geal
cesited diplomatic mission to the Republic of the Philip,
pines exempt from local jurisdiction as entitled to all the
ght, privileges and immunities of a diplomatic mission
or embassy in this country.” It was further affirmed that
the determination of the executive arm of the government
that a state OF instrumentality is entitled to sovereign or
diplomatic immunity is a political question that is conclu-
ive upon the courts. Where the plea of immunity is recog-
wed and affirmed by the executive branch, it is the duty
of the courts to accept this claim 5 as not to embarrass
the executive arm of the government in conducting the
country’s foreign relations.”
(c) Inviolability of Diplomatic Premises
‘The Diplomatic Convention provides: “The premises
of the mission shall be inviolable. The agents of the re-
ceiving state may not enter them except with the consent
of the head of mission.” It also places on the receiving
state “a special duty to take all appropriate steps to pro-
tect the premises of the mission against any intrusion or
damage and to prevent any disturbance of the peace of the
mission or impairment of its dignity.”" Furthermore, “the
premises of the mission, their furnishings and other prop-
ao inerean, and the means of transport of the mission
from search, requisition, attachment or
ived from the principle of exterritorial-
justified on more pragmatic grounds,
e de Vhotel extends immunity from
atic premises. ‘These include theTue Riou oF LeGaTION 155
his residence and out-buildings, his means
compound where these are
by the local authorities
envoy’s offices,
of transportation, and the
found, which may not be entered
without his permission.
But this rule is not
of clear and urgent necessity, for the
take forcible measures to arrest any person subject to
their jurisdiction. The so-called right of diplomatic asylum
hae not received universal recognition excep when it is
extended for humanitarian reasons, a5 when the fugitive
seeking sanctuary is in immediate danger of his life or
safety. In other cases, asylum is granted only on the
strength of local usage, particularly in favor of political
refugees, or of treaty stipulations.
Of particular interest is the case of Sun Yat Sen, who
was detained in 1895 in the Chinese legation in London in
defiance of a writ of habeas corpus. When the British gov-
Srment threatened to use force to carry out the order of
the court, the Chinese minister immediately ordered the
prisoner's release.
ol Inviolability of Archives
: quite obvious reasons, the receiving state has no
nto the official papers and records of a foreign
n. Accordingly,
absolute as it is allowed, in cases
local authorities to
, the Diplomatic Conven-
ides that “the archives and documents of
be inviolable at any time and wherever
‘is is true even in case of armed conflict,
ives must remain sealed and mayINTERNATIONAL Law
156
@ {nviolability of Communication
-, essential to the proper discharge
avsataal Serif to frve corsacece
oer and protected by international law. According
fe fe Diplomatic Convention, “The receiving state shall
permit and protect free communication on the part of the
mission for all official purposes. In communicating with
the government and other missions and consulates of the
sending state, wherever situated, the mission may employ
all appropriate means, inciuding diplomatic couriers and
messages in code or cipher.””
Such communications are “inviolable” and the diplo-
matic bag containing it “shall not be opened or detained.”
Even the diplomatic courier carrying the diplomatic bag
“shall be protected by the receiving state in the perform-
ance of his functions. He shall enjoy personal inviolability
and shall not be liable to any form of arrest or detention.”*
() Exemption from Testimonial Duties
| The Diplomatic Convention also provides that “a dip-
lomatic agent is not obliged to give evidence as a wit-
ness Nevertheless, he is not prohibited by international
law from doing so and may waive this privilege when
authorized by his government. For example, the Venezue-
lanenvoy testified at the trial of the assassin of President
Garfisld in 1881, On the other hand, the Dutch env” to
Washington invoked this right in 1856 when he rejected #
connection with a homicide committe
d for the prosecution of which his testi-
The American government [str2 INTERNATIONAL Law
1
aque Diplomatic Suite or Retinue
immunities and privileges
suble not only to the head of mission and his family
aval'igo to the other members of the diplomatic retinue
it not in the same degree. The diplomatic retinue con-
fists of the diplomatic staff, the administrative and techni-
tal staff and the service staff. The administrative and
staff enjoys the same rights as the divlomatic
Z aff exceot that immunity from civil and administrative
jurisdiction shall not extend to unofficial acts, On the other
hhand, the private servants of the official members of the
mission, if they are not nationals or permanent residents
of the receiving state, enjoy only exemption from dues and
taxes on their income from the mission and such other
immunities and privileges as may be granted by the re-
ceiving state.”
person entitled to diplomatic privileges and‘Tue Ricur or Lecarion 159
Posed to have i
aisiees ee ry to him personally but to the
These privi ‘i
ra at Petes and immunities are available to him.
that is cae not only in situ but as well in transitu,
, When traveling through a third state on the way to
or from the receivi
vt iving state, so fe may be necess:
secure his transit or return.” ar8s, necessaryato
Terminati
# Diplomatic Missiex:
A diplomatic mission may come to an end by any of
Ge usual methods of terminating official relations, like
leath, resignation, removal, abolition of the office, etc.
These are governed by municipal law. Under international
law, the more important modes are recall and dismissal.
Recall may be demanded by the receiving state when
the foreign diplomat becomes persona non grata to it for
any reason. An example is the request made by the
U.S.S.R. in 1953 for the recall of U.S. Ambassador Kennan
for making derogatory statements against the Soviet Gov-
ernment, Where the demand is rejected by the receiving
state, or even without making a request for recall, the
receiving state may resort to the more drastic method of
dismissal, by means of which the offending diplomat is
simply asked to leave the country.
In October 1971, for instance, the British Govern-
ment ordered no less than 105 Soviet diplomatic officials to
Jeave Great Britain—the largest diplomatic expulsion in
peacetime history—for espionage. The U.S.S.R. later re-
taliated by ousting 5 British diplomats and refusing to
accept 13 others. In 1976, the North Korean ambassador
and several members of his diplomatic mission were ex-
eS
* Ibid.
™ Art, 40INTERNATIONAL Law
160
the Scandinavian states to which
pa fr alleged involvement in illicit oe —
The outbreak of war between the sending and re-
odin ae terminates their diplomatic relations, which
in fact usually severed even before the actual com-
of hostilities. Extinction of either state will
also have the same effect. As for change of government,
diplomatic relations are not disturbed if the change is
peaceful but may be auspendec where it is effected by
f-viclence and the new government las not yet
by the receiving state. In either case, ac-
heim, there is a necessity for the diplo-
provided with a new letter of credence.”Chapter 13
CONSULS
CONSULS are state agents residing abroad for various
Purposes but mainly in the interest of commerce and navi-
gation. Unlike diplomatic agents, they are not charged
with the duty of representing their states in political mat-
ters nor are they accredited to the state where they are
supposed to discharge their functions. For this reason,
consuls do not ordinarily enjoy all the traditional diplo-
matic immunities and privileges, although they are to a
certain extent entitled to special treatment under the law
of nations.
The institution of consul dates back to as far as six
centuries before Christ, when the Egyptians allowed the
Greeks at Naucratis to choose from among themselves a
magistrate who would apply to them the laws of their own
country. Later, the Greeks began sending to foreign juris-
dictions their own protectors or prostrates (proxenoi), a
i the Romans with the appointment of
i who interpreted the law between
Romans and foreigners. Following the conquest of Rome,
the Visigoths established a special court that applied to
foreigners their own national laws rather than the law of
the territorial sovereign. Similar courts were created by
the Chinese during the eighth century and by the Arabs in
the ninth century. i
With the development of commerce in the Mediterra-
Near East, numerous treaties of ca-
the local jurisdiction and
nean cities and the
pitulation, as they were
tionals in the Near East from
161Consuts 163
is the commission issued by the sending state,’ and the
exequatur, which is the authority given to them by the
receiving state to exercise their duties therein.‘ Hence,
consuls are public officers not only of the sending state but.
of the receiving state as well, and are governed by the laws
of both. As in the case of diplomats, states may refuse to
receive consuls and to withhold the exequatur from them
without explanation.
The consent given tw ite estabiishment vi diplomatic
relations between two states implies, unless otherwise
stated, consent to the establishment of consular relations.’
However, the severance of diplomatic relations shall not
ipso facto involve the severance of consular relations,’ and
vice versa.
Functions
Generally speaking, the functions of consuls may be
divided into duties pertaining to commerce and navigation,
duties respecting the issuance of passports and visas, and
duties of protection of nationals.
The principal duty of consuls is to promote the com-
mercial interests of their country in the receiving state and
to observe the commercial trends and developments
therein for report to their home government.
They also perform duties relating to navigation, such
as visiting and inspecting vessels of their own states which
may be in the consular district, exercising a measure of
supervision over such vessels, adjusting matters pertain-
ing to their internal order and discipline, as well as visit-
* Ibid., Art. 11, Sec. 1.
* Tbid., Art. 12, Sec. 1.
* Ibid., Art, 2, Sec, 2.
‘ Ibid., Art. 2, Sec. 3.INTERNATIONAL Law
fl inspecting foreign vessels destined for a port of the
sending state.
Consuls are also empowered to issue passports to na-
nell of the sending state, to visa passports and to issue
‘ents relating to entry into and travel within the
territory of the sending state, and to visa invoices and
origin of goods destined for the territory of
that state. . ‘. i.
It is likewise the responsibility of consuls to look after
the interests of fellow nationals and to extend them official
: whenever needed. Thus, they may authenticate
Ee saat solemnize marriages, register births and
deaths, ily administer the estates of deceased
jonals within the consular district, advise and adjust
differences between their fellow nationals, visit them when
they are arrested or detained by the receiving state, assist
them in proceedings before or in relation with the local
horiti _ and inquire into, any incidents which have
é . s ular district affecting the interests
iConsus 165
may be curtailed or restricted whe i i
the prejudice of the Bei wenaete it is exercised to
Caan also enjoy inviolability of their archives,’
ets ae not be examined or seized by the receiving
“ ler any circumstance, nor may their production or
testimony concerning them be compelled in official pro-
ceedings.” But this immunity does not extend to the con-
sular ‘Premises themselves, where legal process ray be
served and arrests mude without violation of ixter ca
law, except only in that part where consular work is being
performed." In the famous case of Mrs. Kasenkina, for
example, the United States rejected-a protest made by
Russia against the service of a writ of habeas corpus upon
the latter’s consul at his official residence in New York for
the production of a Russian schoolteacher alleged to be
detained in the premises. In fact, the consular offices may
even be expropriated for purposes of national defense or
public utility.”
Respecting criminal offenses, the rule is that consuls
are exempt from the local jurisdiction for crimes commit-
ted by them in the discharge of their official functions. But
with regard to other offenses, they are fully subject to the
Jocal law and may be arrested, prosecuted and punished in
proper proceedings. For reasons of comity, however, con-
suls usually are not prosecuted for minor offenses and,
when arrested, are given adequate opportunity to secure
their release on bail at the earliest possible time.””
Civil suits may be instituted against consuls in their
personal or private capacity but not in matters connected
elec
*Ibid., Art. 35.
* Tbid., Art. 33. x
* Tbid., Art, 44, See. 3.
" Tbid., Art. 31.
# Tbid., Art, 31, Sec. 4.
8 Jpid., Arts. 40, 43.INTERNATIONAL Law
166
‘ jal duties.“ In Walthier v. Tho,
: . Thomson,
with where @ consul was sued for damages tt
sent ee remenis allegedly made by hic wea
from “consular official is immune from suit when
Jained of were performed in the course of his
‘Thus, if the statements allegedly made to
: were uttered in pursuance of Thom-
sci J functions as a consular officer, then the sug-
“ambassador of Canada shoulé be
are thedefondant held immune.”
Oi nsuls are also generally exempted from taxation,
duties, ies, ice in the militia, and social security
- , privileged to display their national flag and
te although these concessions are
ial” to the proper discharge of their
unities and privileges are available not
nsul ut also to the members of the consular
e families, and the private staffs.
be made by the sending state.”
d by the consul or a consular
the exercise of his functions, immu-
will subsist without limitation ofConsuLs 167
like. The exequatur may also be withdrawn by the receiv-
ing state, either of the appointing or receiving state may
be extinguished, or war may break out between them. In
the event of war, the consulate is closed and the archives
are sealed and left in the custody of a caretaker, usually a
consul from a neutral state. The consul from the belliger-
ent state is allowed to depart for his own country as soon
as possible and without unnecessary molestation.
It should he noted that severance of consular re!2-
tions does not necessarily terminate diplomatic relations.
Thus, as an offshoot of the Kasenkina case, Russia and the
United States discontinued consular relations for more
than fifteen years. During that period, however, they
maintained diplomatic relations.‘TREATIES 163
into i
actin may be organized on any chosen level of
HARES gration. Finally, they frequently provide the
for the growth of international customary law.”
Essential Requisites of a Valid Treaty
Ae eee a treaty must: (a) be entered into by par
ese ice e treaty-making capacity; (b) through their
ites a Bee eearaue (c) without the attendance of
1 ess, faud. mistake, or other vice of consent; (2? on =
lawful subject-matter;-(e) in accordance with their respec
tive constitutional processes.
(a) Treaty-making Capacity
Wag All states have full treaty-making capacity unless
limited by reason of their status or by previous self-
imposed inhibitions. Thus, the protectorate is restricted in
the control of its external affairs by the protector-state; a
neutralized state may not agree to a defensive or offensive
alliance. On the other hand, there are instances, as al-
ready pointed out, when even mere colonies have been
allowed to sign treaties or join international conferences as
full-fledged members along with sovereign states. The
United Nations and its organs, such as the Security Coun-
cil and the Economic and Social Council, and international
bodies like the World Health Organization, may also enter
into treaties.
(b) Authorized Representatives
Tt is for municipal law to determine which organ of
state shall be empowered to enter into treaties in its
f the Philippines, for example,
The Constitution o
izes the President to make treaties, subject to theTs 171
by N;
tease ir that the Spanish monarch would be tried for
ferent, quegtl sn ey aoe aang
plied not conte arise, however, if the pressure is ap-
in dbaeage Re negotiator but upon the state itself, as
ictated treaty of peace.
an aiteecoee Was upheld by earlier writers when war
With the =P as a legitimate means of compulsion.
that outlawry of war, however, it is now suggested
treaties of peace exacted from the vanquished hellig-
erent should be regarded “not as voluntary compacts en-
tered into as the price of peace, but rather as a sentence
imposed by the international community upon aggressors
for crimes committed against international law and the
general peace.” The flaw in this explanation is that it
automatically convicts the defeated state as the aggressor
and would, in effect, sanction the acts of the victorious
state even if essentially and undoubtedly illegal.
Lauterpacht perhaps states the better rule when he
observes: “The position has now probably changed insofar
as war has been prohibited by the Charter of the United
Nations and the General Treaty for the Renunciation of
War. The state which has resorted to war in violation of its
obligations under these instruments cannot be held to
ree in a manner permitted by law. Accordingly.
apply fo1
duress in such cases must, jt is submitted, be regarded as
vitiating the treaty.”*
(d) Lawful Subject-Matter
The Treaty of Tordesillas in 1494 is an example of an
invalid treaty because of the illegality of its subject-matter
insofar as it sought to divide between Spain and Portugal
parts of the Atlantic, Pacific and Indian Oceans, which are
i
* Fenwick, 442.
a Oppenheim-Lauterpa 4t, Sec. 499.172 LyrernationaL Law
open seas under the law of nations. B;
treaty with such unlawful purposes esata
slavery or narcotics, which is contrary to intern: i fi
conventions and public morality, or the See ae
activities of pirates, who are hostes humani : we
would be null and void. et eer
(e) Compliance with Constitutional Processes
The treaty-making prevess ie governe:
tional law except with respect to the method of ratification ~
as required by the municipal law of most states at present.
Non-compliance with this requisite will prevent enforce-
ment of the treaty even if already signed by the authorized
negotiators.
Treaty-making Process
‘The usual steps in the treaty-making process are: ne-
gotiation, signature, ratification, and exchange of the in-
struments of ratification. The treaty may then be submit-
ted for registration and publication under the UN. Char-
ter, although this step is not essential to the validity of the
agreement as between the parties.
Negotiation may be undertaken directly by the head
his
of state but he now usually assigns this task to
' ives, These representatives ar>
credentials known as full powers, which
i he start of the= 173
If and when the negotiators finally decide on the
terms of the treaty, the same is opened for signature. This
step is primarily intended as a means of authenticating
the instrument and for the purpose of symbolizing the
good faith of the parties; but, significantly, it does not indi-
cate the final consent of the state in cases where ratifica-
tion of the treaty is required. The document is ordinarily
signed in accordance with the alternat, that is, each of the
several negotistore ic cllowed to sign first on tha
which he will bring home to his own state.
Ratification, which is the next step, is the formal act
by which a state confirms and accepts the provisions of a
treaty concluded by its representatives. The purpose of
ratification is to enable the contracting states to examine
the treaty more closely and to give them an opportunity to
refuse to be bound by it should they find it inimical to their
interests. It is for this reason that most treaties are made
subject to the scrutiny and consent of a department of the
government other than that which negotiated them.
While most treaties now expressly provide that they
shall be subject to ratification according to the constitu-
tional processes of the negotiating states, the weight of
authority is that the requirement would still hold true
even without a provision to this effect in the instrument.
Hence, in the absence of a stipulation to the contrary, and
more 60 if ratification is expressly required, an unratified
treaty cannot be a source of obligations between the par-
ties.
But what if the treaty is ratified in yomon of the
ituti ify i t pre-
constitution of the ratifying state, a8 when it has no
viously received the required approval of the legislature?
The majority view on this question is that foreign Ee
ernments should be held to a knowledge of the cue
tional prerequisites for ratification in each country
Be oe dealing, and. tat 9 teks hh Mt
wi174 INTERNATIONAL Law
peen ratified without proper observ;
sani s. % ‘ance of these +
ments is pee ee invalid, whatever the precereto
the head of state may assert in that ee of
Dirac en Tatty a eta ;
goes without saying that refusal to ratify must ie but it
ased on
substantial grounds and not on superficial or whimsi
; otherwise the other state would be ae aera
tified in
ing offense. At times, to avoi Sic
the ratification ie qualified eee
reservations. in which event the ecme must ae ies
the other party if these would constitute a
ne 4 ‘ ication of
Finally, it should be stressed that un ‘
tion of the Philippines, the power to See
vested in the President and not, as is Renee
in the legislature. Tis role ofthe Genste is confined simply
in qving or withholding its consent (a “veto Sr i
Corwin calls it) to the ratification. For that matter, it is
for the President to refuse to submit a treaty to
the Senate or, having secured its consent for its ratifica-
tion, to refuse to ratify it. But as a rule, of course, he can-
not ratify a treaty without the concurrence of two-thirds of
all members of the Senate.
‘The last step in the treaty-making process is the ex-
change of the instruments of ratification, which usually
also signifies the effectivity of the treaty unless a different
date has been agreed upon by the parties. Where ratifies
with and no effectivity clause is embod:
the instrument is deemed effective upon
102 of the U.N. Charter, a treaty not
» Secretarist, by which it shall be PUP,
od before any organ of the Uni‘Treaties
175
Nations,
» Such
ikelees as the Internati
the parties and say sens cass ty HelWiidtig Waaweon
other arbitral may. be the basis of a aaraeti ee
United Nada nae ann conned. with the
Halted Nations. This is a moifcation of the ae
te, Covenant of the League of Nations, whieh eerie
oat registered and published shall be null and
Binding Effect of Treaties
As a rul An
per a a tence se
other states which, iteaah they ee Poe
pated in the negotiation of the eee a eeatal
lowed by its terms to sign it later by a ea
accession. Non-parties are usually not bound under the
maxim pacta tertiis nec nocent nec prosunt.
= There are instances, however, when third states may
validly held to the observance of or benefit from the
provisions of a treaty. Firstly, the treaty may be merely 2
formal expression of customary international law which,
as such, is enforceable on all civilized states because of
their membership in the family of nations. ‘An example
Hague Conventions of 1899 and 1907. Sec-
‘ded under Article 2 of the UN. Charter
Organization “shall that non-member
rdance with the principles of the Charter
ary for the maintenance of interna-
and security,” and under Article 103 that the
fF member-states shall prevail in case of
international ent,” including
with on-members. TAZ the =
7 stg benefits to non-s
sly extend i ity of 4901, which,
-Pauncefote
ane i the United States and Greata6, INTERNATIONAL Law
Britain, opened the Panama C;
merce and of war of all natio1
terms of entire equality.”
Parties to apparently unrelated treaties may
linked by the most-favored-nation clause, seas
contracting state entitled to most-favored-nation treat-
ment from the other may claim the benefits extended by
the latter to another state in a separate agreement. To
illustrate, if X agrees to extend most-favored-nation treat-
ment to Y and thereafter grants tariff preferences to Z
under another treaty, Y will be entitled, by virtue of its
treaty with X, to enjoy the same advantages conceded to Z.
‘anal “to the vessels of com-
ns observing these Rules, on
|
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Observance of Treaties
One of the fundamental rules of international law is
sunt servanda, which requires the performance in
good faith of treaty obligations. Despite supervening hard-
ships such as conflicts with the municipal law or prejudice
to the national interest, the parties must comply with
their commitments under a treaty and cannot ignore or
modify its provisions ons without the consent of the other sig-
ae Willful disregard of a treaty is frowned upon by
inion as a means of en-
e heal of treaties can lead to more
equences, including war. ;
y. Angara,” the Supreme Court observed:178 INTERNATIONAL Law
amend its constitution to make it conf
requirement, or pay damages to the ae ee
inability to comply with its commitments ere
But despite the general requirem,
forcement of treaties, states have on Ah Steeetg
Gootrine of rebus sic stantibus, which Jessur dncna’c
“the equivalent exception to the Sts ps ato
emda Acsording to him, “the doctrine constinetse
attempt to formulate a legal principle which Rothe $a ify
of a treaty obligation if the Beier,
with relation to which the parties contracted ha’ ae
t ve changed
so materially and so unexpectedly as to create a situation
jn which the exaction of performance would be
hic , fi unreason-
able. ‘Thus, to use his own illustration, if states A and B
‘upon the reciprocal use of their respective
i P port facili-
ties and B’s only important port is thereafter ceded to
“state C, A should be released from continuing to accord the
treaty privileges to B, which is no longer able to perform
“its obligation.
Law of Treaties prepared by the Interna-
nmission recognizes the doctrine as a mode
in the following provision:
a fundamental change has occurred with regard
‘situation existing at the time when the treaty was
it may be invoked as a ground for terminating or
from the treaty if:
existence of that fact or situation constituted an
: of the consent of the parties to the treaty; and
e effect of the change is to transform in an essen
character of the obligations undertaken 1 theoe 179
The doctri
United States aa sic stantibus was invoked by the
consider itnclt toy ncaa that would no longer
vention, which d by the International Load Line Con-
toma lepresea car htnet dee nly 000) a ateraas
fying its Sn in the loading of cargo vessels. In justi-
Plated ined claimed that the agreernent contem-
ten of the thirty. commerce and voyages and that because
twenty-six w -six signatories were at war and the other
behets aca lee neutrality,” the
different ve epaded to be regulated jnad become “a wholly
Ser ee ene, Pace Roosevelt declared
ee = approved principles of international law, it has
the United raring of such changed conditions, the right of
ae tes of America to declare the Convention
pended and inoperative.”
___ It is to be noted, however, that the doctrine of mis
sic stantibus is subject to the following limitations: (a) it
applies only to treaties of indefinite duration; (b) the vital
change must have been unforeseen or unforeseeable and
Should not have been caused by the party invoking the
doctrine; (c) the doctrine must be invoked within a rea-
sonable time; and (d) it cannot operate retroactively upon
isi executed prior to the
contracts, the basic rule in the inter
pretation treaties is to give effect to the intention of the
of et be dacoverble te
i i has official text or texts to
be i. wi nf in Paterpretata0. Most treaties
scworth, Vol. V, p 358.
222;
ited in Hac!
Re ee Pec Ae 966; Wiaoo and TuckerINTERNATIONAL Law
a a “protocol” or “agreed minutes" ;
% ‘ised in the body are defined and carina
yal canons of statutory construction re)
: tion of treaties. Thus, to Mention a
must be read in light of the whole
of the purposes of the treaty
be given their natural ing unless 4
intended, and, when they have differ.
contracting states, should be inter-
with the usage of the siate where
take effect. Doubts should be resolved
of obligations and in favor of the
y of the contracting parties. At all
n that will lead to an absurdity is
e rational result preferred.
such as the circumstances leadingTREAT
ei 181
(5) B ,
mutual ai — weit the parties, through express
denunciation Se esuetude, or the exercise of the right of
ee r withdrawal), when allowed.
y novation.
eel By extinction of one of the parties if the treaty is
“ied ah vital change of circumstances under the doc-
sic stantibus.
(9) By outbreak of war be
cases, save specifically when the
regulate the conduct of the signatories during the hostili-
ties, or to cede territory, or to fix boundaries. As held in
Techt v. Hudges,” provisions of a treaty compatible with a
state of hostilities, unless expressly terminated, will be
enforced, and those incompatible rejected.
(10) By voidance of the treaty because of defects in
its conclusion, violation of its provisions by one of the par-
ties, oF incompatibility with international law oF the U.N.
Charter.
treaty war intended to