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Geomechanics for Energy and the Environment 25 (2021) 100208

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Geomechanics for Energy and the Environment


journal homepage: www.elsevier.com/locate/gete

Experimental and numerical investigation of the thermo-mechanical


behaviour of an energy sheet pile wall

Marianna Adinolfi a , , Alessandro F. Rotta Loria b , Lyesse Laloui c , Stefano Aversa d
a
REgional Models and geo-Hydrological Impacts, Centro Euro-Mediterraneo sui Cambiamenti, Climatici, Italy
b
Northwestern University, Mechanics and Energy Laboratory, MEL, 2145 Sheridan Road, Evanston IL 60208, United States of America
c
Swiss Federal Institute of Technology in Lausanne, EPFL, Laboratory of Soil Mechanics, LMS, Station 18, CH 1015 Lausanne, Switzerland
d
University of Napoli ‘‘Parthenope’’, Engineering Department, DI, Centro Direzionale di Napoli, Isola C4, I-80143, Napoli, Italy

article info a b s t r a c t

Article history: One-of-a-kind experimental and numerical investigation is provided in this paper about energy
Received 7 January 2020 sheet pile walls: earth retaining structures that embed heat exchanger probes within piles for the
Received in revised form 11 June 2020 exploitation of shallow geothermal energy. The study resorts to the results of full-scale in situ tests
Accepted 8 July 2020
and coupled three-dimensional thermo-mechanical finite element analyses of an energy sheet pile
Available online 16 July 2020
wall constructed in an underground station. In this context, an investigation about the influence of
Editors-in-Chief: thermal boundary and initial conditions on thermo-mechanical behaviour of the energy sheet pile
Professor Lyesse Laloui and Professor Tomasz wall is performed. The addressed thermal boundary conditions are associated with the thermal load
Hueckel imposed on the considered foundation by the field environment and the geothermal operation of
some energy piles constituting the wall. The addressed thermal initial conditions are associated with
Keywords:
the undisturbed ground temperature field of the considered site. Based on a comparison between the
Energy sheet pile wall
experimental and numerical results, and the development of numerical sensitivity analyses, criticalities
Full-scale experimental campaign
3-D finite element model associated with the analysis and modelling of the thermo-mechanical behaviour of energy sheet pile
Thermo-mechanical behaviour walls are denoted. The results highlight that: a marked non-uniformity of the temperature field can
Boundary conditions characterise real applications of energy sheet pile walls, representing a significant challenge to capture
Initial conditions numerically at all spatial locations; a comparable influence denotes thermal loads that derive from the
field environment and the geothermal operation of energy sheet pile walls, deserving attention when
modelling the behaviour of such geostructures; and a critical role of the initial thermal conditions is
connected to the satisfactory understanding and prediction of the thermo-mechanical behaviour of
energy sheet pile walls, requiring careful consideration for analysis and design purposes.
© 2020 Elsevier Ltd. All rights reserved.

1. Introduction compared to other energy geostructures. The previous aspect,


along with the limited application of energy walls, motivates sci-
Over the last decades, ground coupled heat pump systems entific investigations for the development of competence serving
have been increasingly applied worldwide because of their eco- analysis and design purposes.
nomic and environmental advantages. As a specific type of ground The number of energy wall installations is increasing world-
coupled heat pump systems, so-called energy geostructures are wide, although information about a few of them is reported in
progressively developed due to their capability of providing cou- the literature.2–8 Experimental datasets about full-scale energy
pled structural support and renewable energy supply to all types walls3–9 and model-scale energy walls10 are currently limited
of built environments.1 Among these geostructures, energy sheet in number and prevent a thorough understanding of the be-
haviour of such geostructures, despite the representing a key
pile walls operate as earth retaining structures that embed heat
ingredient for a number of related studies.11–13 Due to the lim-
exchanger probes within piles for the exploitation of shallow
ited experimental evidence about energy walls, numerical sim-
geothermal energy, following the principle of other geostructures
ulations are often employed to address aspects governing the
such as energy piles, energy tunnels and energy slabs. Despite
behaviour of such geostructures. Most of the currently avail-
relying on the same functioning principle, energy sheet pile walls
able numerical investigations about energy walls focus on the
are characterised by different heat transfer and static features thermal behaviour of such structures.11,14–18 Some numerical in-
vestigations address the thermo-mechanical behaviour of the
∗ Corresponding author. considered structures,13,19–22 as Ref. 23 addresses their thermo-
E-mail address: marianna.adinolfi@cmcc.it (M. Adinolfi). hydro coupled behaviour. A few numerical investigations tackle

https://doi.org/10.1016/j.gete.2020.100208
2352-3808/© 2020 Elsevier Ltd. All rights reserved.
2 M. Adinolfi, A.F. Rotta Loria, L. Laloui et al. / Geomechanics for Energy and the Environment 25 (2021) 100208

their thermo-hydro-mechanical behaviour.24,25 While common The nominal diameter of the piles is 800 mm and the inter-axis
attention is devoted to energy diaphragm walls, scarce is the distance is 1.1 m (Fig. 1(e)). To support the excavation of 6.3 m
knowledge about energy sheet pile walls. serving the future platform of the station, the total length of piles
Numerical analyses are powerful tools to study the behaviour is equal to 11.4 m. A reinforced concrete slab of 0.4 m overlies
of energy walls at both short and long-term periods, as they the sheet pile wall with its uppermost surface at a depth of 5.0
can consider a number of fundamental aspects governing the m below ground surface (Fig. 1(f)).
geothermal and structural support operation of such geostruc- Only the lower part of the sheet pile wall is completely em-
tures. However, numerical studies may be considered of limited bedded in the ground. The upper portion is partly in contact with
representativeness of actual site conditions and behaviour if not the ground and the field environmental conditions. The testing
validated through experimental evidence. conditions are not representative of the actual operation of the
This study has the opportunity to resort to the results of underground station (the profile at the end of the construction is
a one-of-a-kind available full-scale experimental campaign to outlined in grey in Fig. 1(f)), which would involve the sheet pile
validate numerical analyses of an energy sheet pile wall. Within wall protected from the surface environmental conditions.
this context, the present work discusses the results of full-scale The ground layering is typical for the Neapolitan area. A super-
in situ tests and coupled three-dimensional thermo-mechanical ficial 3.5 m-thick layer of granular pyroclastic products of volcanic
finite element analyses of an energy sheet pile wall constructed activity, called pozzolanas, overlies a lithified stratum of yellow
in an underground station (Piazza Municipio) located in Naples tuff that extends for many metres below the toe of the piles. The
(Italy). This work is specifically divided in two parts. In the soil layers are fully saturated with groundwater table very close
first part, a comparison between the experimental and numerical to the surface level (Fig. 1(f)).
results referring to a geothermal operation of the energy sheet
pile wall that occurred during the construction phase of the 2.3. Heat exchanger and instrumentation systems
station is presented, and the adequacy of the model to predict
reality is discussed. In the second part, building upon the previous
High density polyethylene probes (characterised by a 32 mm
results, sensitivity numerical analyses are presented to expand
nominal diameter) are anchored to the reinforcing cage of the
on the influence of thermal boundary and initial conditions on
energy piles (constituted by 24 bars of 20 mm in diameter).
thermo-mechanical behaviour of the energy sheet pile wall. In
Different probe configurations characterise the energy piles: a
this context, the addressed thermal boundary conditions are rep-
spiral probe with pitches between the turns of 0.7 m is installed
resented by the thermal load imposed on the considered site by
in EP2; a spiral probe with pitches between the turns of 0.5 m is
the field environment as well as by the geothermal operation
installed in EP4; a double-U probe is installed in EP6 (Fig. 1(e));
of some energy piles constituting the wall (such loads consid-
EP9, EP24 and EP25 are characterised by a spiral probe with
ered in conjunction and individually). Yet, the addressed thermal
pitches between the turns of 0.4 m, a double U, and a triple U con-
initial conditions are associated with the undisturbed ground
figuration, respectively. However, these piles were not monitored
temperature field that characterised the considered site.
and are not addressed in the present paper.
In the following, the experimental testing performed on the
Optical Fibre Sensors (OFS) for strain and temperature mea-
energy sheet pile wall is described first and then the numer-
surements within the energy piles are fixed to the reinforcement
ical modelling is detailed. Afterwards, a comparison between
cage. Approximately 180 m of OFS characterise the three en-
the experimental and numerical results is proposed. Next, nu-
ergy piles (Fig. 1(e)). These fibres were installed via two meth-
merical sensitivity analyses addressing the influence of thermal
ods: by anchoring continuously the cable along the length of
boundary and initial conditions on thermo-mechanical aspects
the reinforcement cage and by stringing the cable between the
governing behaviour of energy sheet pile walls are presented.
top and bottom of the cage. The former method was used for
Finally, concluding remarks that can be drawn from this work are
three fibres to record strain measurements (see section B-B of
summarised.
Fig. 1(e)), installed at 120◦ over the cross-section of the pile. The
2. Experimental testing latter method is used for the optical cable to record temperature
measurements.
2.1. General The monitoring system allowing for the measurement of the
environmental conditions and the relevant variables linked with
In the context of the Metropolitana di Napoli, a demonstra- the thermal response tests is made of an optoelectronic reading
tion project was proposed to convert six conventional piles into unit (including all the electronic and optical components and
energy piles within a sheet pile wall in an underground station. cables) and a thermistor installed in the heat pump. Key mea-
The energy sheet pile wall was designed to support the excava- sured variables include outside air temperature, inlet and outlet
tion for train platforms while hosting probes for heat exchange temperature of the heat carrier fluid circulating in the pipes, flow
with the ground.26 Full-scale in situ thermal response tests were velocity and fluid pressure.
performed on this facility during the construction of the station
to simulate a geothermal operation of some energy piles consti- 2.4. Testing procedure and chronology
tuting the wall. This section presents (i) the energy sheet pile wall
and site features, (ii) the characteristics of the equipment and (iii) Thermal response tests (TRTs) were conducted by successively
the testing procedure and chronology. applying over time a constant thermal power of 1 kW to EP2, EP6,
EP9, EP24 and EP25. Data deriving from the thermal loading of
2.2. The energy sheet pile wall and site features EP2 and EP6 are analysed in this study. The outside air temper-
ature observed during the TRTs was monitored using pipe-plug
The test site is located in the underground station of Piazza thermocouples installed in the inlet and outlet of the manifold
Municipio, Line 6, in Naples (Figs. 1(a) and (b)). Six among the and a data logger. Complementary measurements of temperature
forty-five bored piles constituting the sheet pile wall (Figs. 1(c) were recorded using the OFS cable in proximity of EP2 head.
and (d)) were converted into energy piles (EP). All of the piles Thermal load control was imposed through manual switching.
have the same dimensions and are made of reinforced concrete. The experimental campaign started on June 22nd 2016 and lasted
M. Adinolfi, A.F. Rotta Loria, L. Laloui et al. / Geomechanics for Energy and the Environment 25 (2021) 100208 3

Fig. 1. The investigated site: (a) underground metro line 6 of Naples; (b) construction site in Piazza Municipio; (c) photograph of tested energy sheet pile wall; (d)
plan view (not to scale) of the tested energy sheet pile wall; (e) section A-A (not to scale) of experimental site; (f) section B-B (not to scale) of experimental site.

28 days, and was thus performed in the hot summer season of and the fluctuations of air temperature as reference. During
Naples. the thermal loading of EP2 and EP6, the thermo-mechanical
Fig. 2 (a) depicts the recorded trend of the outside air tem- behaviour of EP2, EP4 and EP6 was monitored in terms of tem-
perature Tamb . Daily variations of the monitored air temperature, perature and strain variations. EP2 was heated for 90 h (starting
through the TRT apparatus and the OFS in correspondence with from July 1st) and monitored for 425 h. EP4 was not heated but
the head of EP2, are compared. The recorded data cover a time- monitored for 305 h (starting on July 6th) from 120 to 425 h.
frame of 425 h: gaps between 90 and 120 h, and 171 and 315 h EP6 was heated for 144 h (starting from July 6th) and monitored
are due to accidental cuts in OFS cables that occurred during the
for 305 h from 120 to 425 h. The main peaks of air temperature
construction site activities. The air temperature trends are typical
between 250 and 310 h happened towards the end of the TRT
for summer days in the Neapolitan area. Maximum temperatures
campaign.
ranging from 31 to 41 ◦ C are observed during the warmest
hours of the day. Despite initial differences, the temperature Based on the previous considerations, two thermal loads acted
data recorded through the OFS and thermistor become in close on the energy sheet pile wall during the TRT campaign: the
agreement towards the end of the monitoring. Although the pile thermal load associated with the field environmental conditions,
head is relatively insulated by the slab, temperature fluctuations resulting from the outside air temperature variations, and the
caused by the influence of airflows are observed. thermal load imposed on EP2 and EP6 during the TRT activ-
Figs. 2(b) and (c) show the chronology of the heat flow rates ity, resulting from the imposed thermal power (and associated
imposed on EP2 and EP6 during the TRT campaign, respectively, temperature variations).
4 M. Adinolfi, A.F. Rotta Loria, L. Laloui et al. / Geomechanics for Energy and the Environment 25 (2021) 100208

average of those of the fluid and of the solid phase. This


hypothesis may be approximate for some regions of the
energy sheet pile wall (e.g., close to the interface with the
saturated ground). However, it was driven by the availability
of laboratory test results for the constituting material under
dry conditions, and supported by the fact that at the time
the tests were performed the piles where exposed to direct
solar radiation, such an aspect suggesting the possibility to
deal with dry concrete instead of saturated concrete (to the
extent at which concrete can be considered dry, in all cases).
• The materials that make up the soil layers are assumed to
be isotropic, fully saturated by water and purely conductive
domains with equivalent thermo-physical properties that
are given by the fluid and the solid phases. This approach is
considered acceptable in view of the location of the water
table at the ground surface.
• The loads that are associated with this problem have a
negligible impact on the hydraulic field in the soil (e.g., the
analysis assumed fully drained conditions during the loading
process). This hypothesis is considered valid based on the
limited magnitude of thermal loading applied to the energy
piles, the high values of the consolidation coefficients char-
acterising the ground, and the arguments of Refs. 27, 28. As a
result, the definition of the effective stress29 coincides with
the one of total stress.
• All the materials are considered to be representatively de-
scribed by linear thermo-elastic behaviours. This assump-
tion is a marked simplification of reality due to the inca-
pability of accounting for the influence of the stress his-
tory (e.g., construction effects) on the actual mechanical be-
haviour of the sheet pile wall. Differences in the developed
numerical predictions over the non-monotonic temperature
Fig. 2. Test chronology: (a) the recorded trend of the outside air temperature
(Tamb ) in the surrounding of EP2 by OFS cable and thermistor installed in the variations involved in this problem may be involved with
heat pump; (b) thermal power trend applied to EP2 and (c) thermal power trend respect to physical reality and attributed to this assumption.
applied to EP6. However, such an assumption was chosen to run numerical
analyses that would have exceeded the available computa-
tional capabilities otherwise, due to the substantial number
3. Numerical modelling of degrees of freedom associated with an already markedly
complex 3-D model.
3.1. General
Under the previous conditions, a thermo-mechanical mathemati-
To obtain complementary information on the structural sup- cal formulation is employed. The equilibrium equation, assuming
port and geothermal operation of the energy sheet pile wall positive compressive stresses, can be written as
during the TRTs that may have been impossible to achieve other-
∇ · σ + ρg = 0 (1)
wise, three-dimensional (3-D) thermo-mechanical finite element
simulations were performed. This section presents (i) the mathe- where ∇· denotes the divergence operator; σ denotes the total
matical formulation and the assumptions of the numerical analy- stress tensor; ρ = nρw + (1 − n) ρs represents the density of
ses, (ii) the finite element model, boundary and initial conditions, the porous material, which is calculated referring to the density
(iii) the material parameters employed in the analyses, and (iv) of water ρw and the density of the solid particles ρs with the
the summary of the numerical simulations performed. porosity n; and g is the gravity vector. According to the effec-
tive stress principle,29 effective stresses are responsible of the
3.2. Mathematical formulation and modelling choices mechanical behaviour of soils and soft rocks. The effective stress
tensor σ ′ (which under fully drained conditions coincides with
The numerical analysis of the energy sheet pile wall is based the total stress tensor), assuming positive contractive strains, can
on the following assumptions: be expressed as
• The displacements and deformations of all of the materials σ ′ = σ = De (ε + βI ∆T ) (2)
can be representatively described through a linear kine- e
matic approach under quasi-static conditions (i.e., negligible where D is the stiffness tensor that contains the material pa-
inertial effects). This assumption can generally be consid- rameters (the Young’s modulus and Poisson’s ratio of the solid
ered valid for the description of the operation of energy skeleton), ε is the strain tensor, β is a vector that contains the
geostructures. linear thermal expansion coefficient of the material α , I is the
• The materials that constitute the sheet pile wall are consid- identity matrix and ∆T = T − T0 is the temperature variation.
ered to be isotropic with pores that are fully filled by air and The energy conservation equation reads
are assumed to be purely conductive domains with equiv- ∂T
alent thermo-physical properties determined as weighted ρ cp − λ∇ 2 T = 0 (3)
∂t
M. Adinolfi, A.F. Rotta Loria, L. Laloui et al. / Geomechanics for Energy and the Environment 25 (2021) 100208 5

where ρ cp = (1 − n) ρs cp,s + nρw cp,w is the volumetric heat choice of not modelling the pipes could influence the predictions
capacity of the material, where cp,s and cp,w are the specific referring to the thermal behaviour of the considered geostructure.
heat of the solid particles and water, respectively, t is the time, The initial temperature of the model is set in all of its domains
λ = (1 − n) λs + nλw is the thermal conductivity of the mate- to some relevant reference temperature, Tref , as appropriate for
rial, where λs and λw are the thermal conductivity of the solid the aim of the different simulations performed. This temperature
particles and water, respectively, and ∇ 2 represents the Laplacian distribution is defined in different manners, depending on the
operator. In the considered study, the thermal properties of the considered numerical simulation, through the measured temper-
foundation and surrounding soil are considered to be temperature ature along EP2 at the beginning of the experimental campaign.
independent. Specifically, when addressing the simulation of the TRTs, Tref is
considered to coincide with the initial temperature profile mea-
3.3. Finite element model, boundary and initial conditions sured in EP2 at the beginning of the experimental campaign, Tref ,m
(Fig. 3(a)). In other complementary simulations, Tref is considered
The 3-D finite element model of the site was built using to coincide with a linear interpolation of the initial temperature
profile measured in EP2, Tref ,l (Fig. 3(b)), or a constant average
the software COMSOL Multiphysics.30 The model is composed
value of the initial temperature profile measured in EP2, Tref ,c =
of 438’927 elements of different shapes, as shown in Fig. 3. It
27.3 ◦ C (Fig. 3(c)). Assuming the initial temperature of the nu-
simulates the sheet pile wall, the 0.4-m-thick slab, the excavation
merical model to be equal to some relevant distribution of one
and the surrounding ground.
measured in EP2 involves considering the temperature field uni-
The geometry as well as the mechanical and thermal boundary
form at the investigated site. Although this condition is unlikely
conditions of the modelled sheet pile wall reproducing the field
to thoroughly represent reality, it was the best available choice
conditions are detailed in Fig. 3. Restrictions are applied to both
from a numerical modelling perspective due to the availability of
the vertical and horizontal displacements on the base of the
data at the beginning of the TRT campaign for EP2 only.
model (i.e., pinned boundary) and to the horizontal displacements
As highlighted in Section 2.4, two thermal boundary loads are
on the sides (i.e., roller boundaries). The piles are considered as
thus applied to the considered energy sheet pile wall and the
perfectly jointed with the slab (full moment connection). Perfect surrounding ground in this study. From one side, the thermal
contact between the piles and the ground, as well as between load associated with the solar radiation acting on the wall in
the slab and the ground, is considered (i.e., the pile-soil and slab- the field environment. From the other side, the thermal load
soil interfaces are not modelled). The sheet pile wall is assumed associated with the geothermal operation of the relevant energy
wished in place and the whole sequence of operations occurring piles. Along with these loads, the initial thermal boundary condi-
during construction is ignored. This approach involves that no tion characterising the considered energy sheet pile wall and the
residual stresses from the installation of the piles are considered surrounding ground corresponds to the temperature field that is
in these elements and in the adjacent ground. assumed representative of the in situ conditions at the beginning
A radiation heat transfer boundary condition is imposed on the of the TRT campaign.
surfaces of the numerical model in contact with the air to account
for the influence of solar radiation on the response of the sheet 3.4. Material properties
pile wall. Accordingly:
The thermal and mechanical properties of the reinforced con-
−n̂ · (−λ∇ T ) = εe σSB (Tamb
4
− T 4) (4)
crete and ground characterising the modelled site are listed in
where n̂ is the vector normal to the considered surface, εe is the Table 1. The unit weight, thermal conductivity and specific heat
surface emissivity, σSB is the Stefan–Boltzmann constant and Tamb of the concrete characterising the sheet pile wall and slab were
is the ambient air temperature recorded during the experimental determined through laboratory tests.32 The Young’s modulus of
test (Fig. 2(a)). The surface emissivity is assumed equal to 0.9 the concrete was assumed to be the same at the one considered
according to Ref. 31. The choice of a radiation boundary condi- by Ref. 13. The Poisson’s ratio and the coefficient of linear thermal
tion is supported by two physical observations. First, the torrid expansion of the concrete were taken from Ref. 33. The ground
climate that was observed at the considered site throughout the properties were taken from the literature.28,34
development of the in situ tests, which during full sunny days
supported the consideration of a global heat transfer process 3.5. Summary of numerical simulations
governed by radiation. Second, the minimal values of airflow
velocity that occurred in Naples and were specifically observed at To simulate the experimental full-scale in situ tests, and ad-
the considered construction site during the tests, which suggested dress the effects of varying thermal boundary and initial condi-
a minimal if present role of convection heat transfer in the global tions on the thermo-mechanical behaviour of the energy sheet
heat exchange process of the energy sheet pile wall. pile wall, four numerical runs are specifically performed in this
Thermal loading of the energy piles EP2 and EP6 is numerically study:
reproduced, when useful for the aim of the different simula- • Run 1 considers the influence of the thermal loads arising
tions performed, by applying to the volume of these piles a from the field environmental conditions (through the ap-
time-dependent, step-wise evolution of thermal power with a plication of Tamb on the surfaces of the model in contact
maximum of Q = 1 kW as in the TRTs (see evolution for EP2 with the air) as well as from the geothermal operation of
and EP6 in Fig. 2(b) and (c), respectively). In other words, the the energy piles (through the application of Q to EP2 and
model neglects the presence of the pipes embedded in the energy EP6). It employs the distribution of Tref ,m as thermal initial
piles and the associated flow of the heat carrier fluid circulating condition for the model and it reproduces the conditions of
into them. Similar to the decision made with respect to the sim- the experimental campaign.
plified constitutive modelling of the ground, this approach was • Run 2 only considers the influence of the thermal load
chosen to run numerical analyses that would have exceeded the arising from the field environmental conditions to decouple
available computational capabilities otherwise. While the choice the effects caused by the geothermal operation of the energy
of the constitutive model could influence the predictions referring piles and the field conditions. It employs the distribution of
to the mechanical behaviour of the energy sheet pile wall, the Tref ,m as thermal initial condition for the model.
6 M. Adinolfi, A.F. Rotta Loria, L. Laloui et al. / Geomechanics for Energy and the Environment 25 (2021) 100208

Fig. 3. Geometry, boundary and initial conditions of the finite element model of the energy sheet pile wall with considered evolution of Tref: (a) Tref ,m initial
temperature profile measured in EP2 at the beginning of the experimental test; (b) Tref ,l linear interpolation of the initial temperature profile measured in EP2 at
the beginning of the experimental test and (c) Tref ,c constant average value of the initial temperature profile measured in EP2 at the beginning of the experimental
test.

• Run 3 considers the influence of the same thermal loads 4. Comparison between experimental and numerical results

reproduced in Run 1. It employs, however, the distribution


4.1. General
of Tref ,l as thermal initial condition for the model.
• Run 4 considers the influence of the same thermal loads
This section presents a validation of the numerical model by
reproduced in Run 1. It employs, however, the distribution means of the comparison between experimental measurements
and numerical results of temperature and vertical strain variation
of Tref ,c as thermal initial condition for the model. along on EP2, EP4 and EP6. The numerical results refer to Run 1.
M. Adinolfi, A.F. Rotta Loria, L. Laloui et al. / Geomechanics for Energy and the Environment 25 (2021) 100208 7

Table 1
Material properties used for the numerical predictions.
Young’s modulus Poisson’s ratio Porosity n Unit weight of Specific heat of Thermal Linear thermal
E [MPa] ν [-] [-] saturated soils solid particles conductivity of expansion
γ [kN/m3 ] cp,s saturated soils coefficient
[J/(kg ◦ C)] λ α [1/◦ C]
[W/(m ◦ C)]
Pozzolanas 520 0.30 0.525 17 800 1.28 1.33–10−5
Tuff 1500 0.25 0.550 17 850 1.48 1.33–10−5
Young’s modulus Poisson’s ratio Porosity Unit weight Specific heat Thermal Linear thermal
E [MPa] ν n γ [kN/m3 ] cp,s conductivity expansion
[-] [-] [J/(kg ◦ C)] λ coefficient
[W/(m ◦ C)] α [1/◦ C]
Reinforced 40000 0.20 0.100 22 930 1.77 1.2–10−5
concrete

4.2. Approach of comparison between the experimental and numer- After t = 90 h, the geothermal operation of EP2 and the field
ical results environmental conditions involved average temperature varia-
tions along this pile of ∆T = 9.6 ◦ C (with a maximum of 14.5 ◦ C)
The comparison between the experimental and numerical re- according to the experimental results and 7.4 ◦ C (with a max-
sults is carried out with reference to the beginning of the ex- imum of ∆T = 10.3 ◦ C) according to the numerical results. At
perimental campaign. This fact involves that the influence of the this stage, noteworthy discrepancies between the experimental
mechanical loads associated with the construction of the sheet and numerical results were observed in the exposed portion of
pile wall is not included in the results. the energy pile, while close agreement was found in the portion
The focus of the analyses is on three selected time inter- of the energy pile embedded in the ground. The experimental and
vals. These intervals are chosen to have the availability of both numerical temperature variations decreased over time after the
experimental and numerical results: end of the geothermal operation of EP2 and almost indistinguish-
ably resulted in an average value of ∆T = 2.4 ◦ C after t = 170
• t = 90 h, corresponding at the end of the heating of EP2; h for both the experimental and numerical results, and ∆T = -
• t = 170 h, corresponding to an early stage of the heating of 0.7 ◦ C and ∆T = -0.1 ◦ C after t = 425 h for the experimental and
EP6; numerical results, respectively.
• t = 425 h, corresponding to the end of the monitored in situ After t = 170 h, the field environmental conditions involved
test. average temperature variations along EP4 of ∆T = 1.3 ◦ C (with
a maximum of 5.5 ◦ C) according to the experimental results
As the monitoring system was active since the beginning of the
and ∆T = 0.3 ◦ C (with a maximum of 3.5 ◦ C) according to
experimental campaign only for EP2, while after a time t = 120 h
the numerical results. These temperature variations characterised
for EP4 and EP6 (due to accidental electrical shortcuts in the OFS
the considered energy pile even if it was not operating as a
(see Fig. 2)), a specific approach was used to overcome this issue.
geothermal heat exchanger, thus representing a significant con-
The same approach is used to bridge the gap between 171 and
tribution played by the thermal boundary conditions. No relevant
315 h, allowing the comparison between the experimental and
temperature variations were observed in the embedded portion
numerical results from t = 0 h. The variations of temperature
of the energy pile, such an aspect corroborating the insurgence
or vertical strain measured experimentally after t = 120 h and
of temperature variations in the exposed portion of this pile
t = 315 h for EP4 and EP6 were calculated by summing the
only due to the field environmental conditions. At this stage,
variation of the relevant variable calculated numerically from the
limited discrepancies were observed between the experimental
beginning of the tests until the two aforementioned times with
and numerical results. After t = 425 h, the field environmental
the variation of the relevant variable measured experimentally
conditions involved lower average temperature variations along
in the remaining amount of time. In other words, a ‘‘numerical
the exposed portion of EP4 according to both the experimental
offset’’ was applied to the experimental results when needed to
and numerical results. At this stage, noteworthy discrepancies
be able to compare all of the results from the beginning of the
between the experimental and numerical results were observed
experimental campaign. This approach assumes that the mod-
close to the excavation level.
elled response of EP4 and EP6 is the same as the experimental After t = 170 h, the geothermal operation of EP6 and the
response, and agrees with the use of a uniform initial temperature field environmental conditions resulted in average temperature
of the model that coincides with the one measured for EP2 at the variations along this pile of ∆T = 4.9 ◦ C (with a maximum of
beginning of the experimental campaign. 8.0 ◦ C) according to the experimental results and 7.3 ◦ C (with a
maximum of ∆T = 10.7 ◦ C) according to the numerical results.
4.3. Profiles of temperature variations After t = 425 h, negligible average temperature variations were
observed along the energy pile by means of the experimental
Fig. 4 presents the temperature variations along EP2, EP4 and numerical results, except for slight negative temperature
and EP6 at different stages of the geothermal operation. For all variations occurring in correspondence of the excavation level.
energy piles, a notable variation in the values of temperature At this stage, close agreement between the experimental and
variation with depth is observed. This result is associated with numerical results was observed.
the markedly fluctuating values of initial temperature at the The discrepancy between the experimental and numerical
considered site with depth, as compared to the uniform values results at some stages of the investigation and in correspon-
of temperature induced by thermal loading of the energy piles. dence of localised pile locations suggests differences in the actual
The considered evidence highlights a significant role of the ther- and modelled heat transfers. These differences are primarily at-
mal initial and boundary conditions on the thermal response of tributed to limitations in the modelling of the field environmental
energy sheet pile walls. conditions and may be caused by a different temperature field
8 M. Adinolfi, A.F. Rotta Loria, L. Laloui et al. / Geomechanics for Energy and the Environment 25 (2021) 100208

Fig. 4. Experimental and numerical variations in temperature along EP2, EP4 and EP6.

in the various piles compared to the one measured through the 5 W/(m2 ◦ C). Nevertheless, the obtained results further deviated
TRT (equally set for all piles) as well as by a different value by the experimental measurements, such an aspect corroborating
of local radiation heat transfer coefficient. To expand on this the hypothesis made regarding the use of a radiation boundary
feature of the problem, the emissivity of the various surfaces was condition, and suggesting the presence of a significantly non-
varied depending on whether they were vertical or horizontal, uniform temperature field at the considered site, even within
but no significant improvement of the results was obtained. In vertical or horizontal surfaces subjected to heat transfer.
particular, such improvement was not commensurate with the
efforts to achieve a closer comparison to reality. Complementary
simulations not presented herein were also run by considering 4.4. Profiles of vertical strain variations
a convection heat transfer boundary condition – alone or in
conjunction with the radiation boundary condition – on the Fig. 5 shows the thermally induced vertical strain variations
exposed portions of the model to the field environmental con- along EP2, EP4 and EP6 at different stages of the geothermal
ditions, with a convection coefficient ranging between 1.5 and operation (contractive strains are considered as positive). For all
M. Adinolfi, A.F. Rotta Loria, L. Laloui et al. / Geomechanics for Energy and the Environment 25 (2021) 100208 9

Fig. 5. Experimental and numerical variations in thermally induced vertical strain along EP2, EP4 and EP6.

energy piles, a notable variation in the values of thermally in- average temperature variation observed in the exposed portion of
duced vertical strain variation is observed with depth. This result the energy pile by means of the experimental results compared
is associated with the interplay between the markedly fluctuating to the numerical data. It explicates limitations of the numerical
values of temperature variation with depth and the thermally model in predicting the mechanical response of the pile with
induced vertical strains. The considered evidence highlights a accuracy at the considered stage of the geothermal operation.
significant role of the thermal initial and boundary conditions on Average increases in vertical strain along EP2 of ∆εz = −80 µε
the mechanical response of energy sheet pile walls. and ∆εz = −40 µε were observed according to the experimental
After t = 90 h, the geothermal operation of EP2 resulted in and numerical results, respectively. At subsequent stages of the
an expansion of the pile. At this stage, a greater expansion was geothermal operation, limited average vertical strain variations
predicted by the experimental results compared to the numerical were observed along the EP2, with the development of both
data, with a greater difference compared to the one observed expansive and contractive strains.
between the profiles of temperature variation responsible for After t = 170 h, a noteworthy expansion of EP4 was observed,
this strain change. This result is partly attributed to the greater even though this pile was not operating as a geothermal heat
10 M. Adinolfi, A.F. Rotta Loria, L. Laloui et al. / Geomechanics for Energy and the Environment 25 (2021) 100208

Fig. 6. Numerical trends of temperature variations at selected locations along EP2, EP4 and EP6 for different thermal boundary conditions.

exchanger. Average vertical strain variations along EP4 of approx- wall, despite some previously discussed limitations. Accordingly,
imately ∆εz = −27 µε and ∆εz = −14 µε were observed through the influence of the thermal boundary and initial conditions on
the experimental and numerical results. At this stage, contractive the thermo-mechanical behaviour of the energy sheet pile wall is
strains were locally observed along EP4 in addition to the expan- further addressed in the following through the numerical Run 2,
sive strains, such an evidence being attributed to the influence of Run 3 and Run 4 described in Section 3.5.
the field environmental conditions. After t = 425 h, a variation Based on a comparison between the results of Run 1 and Run 2,
in the strain profile was highlighted, with differences between insights about the relative influence of the thermal boundary con-
the experimental and numerical results. These differences were ditions on the related thermo-mechanical behaviour is achieved,
greater than those observed between the profiles of temperature with the possibility to expand on the sole contribution of the
variation responsible for this strain change. thermal load applied to the energy piles as a consequence of
After t = 170 h and t = 425 h, a similar strain behaviour their geothermal operation. Through a comparison between the
characterised EP6 compared to EP4, with the main difference that results of Run 1, Run 3 and Run 4, insights about the influence of
greater strain variations were observed at t = 170 h due to its the thermal initial conditions on the related thermo-mechanical
geothermal operation. An increase in the difference between the behaviour are achieved, with the possibility to expand on the con-
experimental and numerical results was observed at t = 425 h. tribution of the initial ground temperature. This section presents
The discrepancy between the experimental and numerical ver- numerical evidence on the previous aspects.
tical strain variations towards the end of the investigation sug-
gests differences in the actual and modelled strain behaviour of 5.2. Trends of temperature and vertical strain variations caused by
the energy piles operating or not as geothermal heat exchangers. different thermal boundary conditions
The greater difference observed for the strain profiles compared
to the temperature profiles suggests a difference between the Fig. 6 presents the trends of temperature variations at selected
actual and modelled interplay characterising the temperature and locations in the exposed and embedded portions of EP2, EP4 and
thermally induced strain variations. EP6. These locations correspond to L/4 and 3L/4, respectively,
where L is the pile length. The grey fill in between the curves
5. Influence of thermal boundary and initial conditions on the of Run 1 and Run 2 represents the influence of the only thermal
thermo-mechanical behaviour of energy sheet pile walls load associated with the geothermal operation of the energy piles
on the related (localised) thermal response.
5.1. General The geothermal operation of EP2 induced a progressive tem-
perature increase in correspondence of both the exposed (L/4)
The developed 3-D finite element model is considered capable and embedded (3L/4) portions of this pile. Although a uniform
of providing relevant information on key aspects governing the thermal power was applied to the considered energy pile in
thermo-mechanical behaviour of the considered energy sheet pile the numerical simulation, a greater temperature variation was
M. Adinolfi, A.F. Rotta Loria, L. Laloui et al. / Geomechanics for Energy and the Environment 25 (2021) 100208 11

Fig. 7. Numerical trends of strain variations at selected locations along EP2, EP4 and EP6 for different thermal boundary conditions.

observed in the exposed portion of the pile compared to the influence of the field environmental conditions, while limited
embedded one in the ground. This phenomenon is due to the temperature variations characterised the embedded pile portion
influence of the radiation heat transfer of the temperature field in the ground.
in correspondence of the exposed pile portion. The greatest tem- Comparable comments to those previously reported for EP2
perature variation within EP2 was predicted at the end of the can be highlighted for EP6, with the main difference that towards
respective heating phase in accordance with the influence of the the end of the test a more significant residual temperature varia-
thermal boundary load associated with the geothermal operation tion induced by the geothermal operation of such energy pile was
of the pile. The thermal boundary load associated with the field observed due to the differences between the numerical results
environmental conditions caused almost no changes in temper- of Run 1 and Run 2. The thermal load associated with the field
ature when the air temperature level was close to the average environmental conditions resulted in a maximum temperature
initial ground temperature. In contrast, a greater and significant variation along EP6 that is 30% the one induced by the geother-
influence of the field environmental conditions was observed mal operation. This fact remarks a noteworthy influence of both
when the air temperature level markedly differed (e.g., increased sources of thermal loading, i.e., thermal boundary loads associ-
between 250 and 310 h) from the average initial ground tem- ated with a geothermal operations and thermal boundary loads
perature. The close temperature variations observed by means associated with field environmental conditions. The foregoing
of Run 1 and Run 2 in the exposed portion of EP2 towards the comments corroborate the considerations of Ref. 3 and Ref. 13.
end of the test highlights that no residual temperature variation Fig. 7 presents the trends of vertical strain variations at se-
induced by the geothermal operation of this energy pile was lected locations in the exposed and embedded portions of EP2,
achieved. The thermal load associated with the field environ- EP4 and EP6. These locations correspond to L/4 and 3L/4, re-
mental conditions resulted in a maximum temperature variation spectively. The grey fill between the curves of Run 1 and Run
along EP2 that is 50% the one induced by the geothermal oper- 2 represents the influence of the only thermal load associated
ation. Greater differences between the temperature variations in with the geothermal operation of the energy piles on the related
the embedded portion of EP2 were observed due to the lower (localised) strain response.
heat transfer occurring in the considered setting (thus involving A similar trend of the vertical strain variations characterising
a more significant amount of residual heat within the pile). EP2, EP4 and EP6 can be observed as compared to the trend of the
The presence of EP4 located nearby operating energy piles did temperature variations. More significant vertical strain variations
not involve temperature variations along its exposed or embed- are observed for the operating energy piles during the related
ded portions over time due to the geothermal operation of these geothermal operation compared to the non-operating energy pile.
heat exchangers. This result agrees with previous comments and This result highlights the influence of the thermal boundary load
is corroborated by the almost coincidence between the numerical associated with the geothermal operation on the strain response
results of Run 1 and Run 2. Temperature variations were observed of the energy piles. More significant vertical strain variations are
in correspondence of the exposed portion of EP4 due to the observed in the exposed portion of all the energy piles compared
12 M. Adinolfi, A.F. Rotta Loria, L. Laloui et al. / Geomechanics for Energy and the Environment 25 (2021) 100208

Fig. 8. Numerical variations in temperature along EP2, EP4 and EP6 for different thermal initial conditions.

to their embedded portion. This result highlights the more pro- observed as compared to the temperature variations. This result
nounced influence of the thermal boundary load associated with highlights that the overall strain behaviour of energy piles is not
the field environmental conditions along the exposed pile portion governed by the local temperature variations characterising such
compared to the embedded portion. The thermal load associated foundations, but rather by the average temperature variations
with the field environmental conditions resulted in a maximum observed along their length. This result further corroborates the
vertical strain variation along EP2 that is almost coincident with considerations of Ref. 35.
the one induced by the geothermal operation. The thermal load
associated with the field environmental conditions resulted in a 5.3. Profiles of temperature and vertical strain variations caused by
maximum strain variation along EP6 that is 50% the one induced different thermal initial conditions
by the geothermal operation.
A noteworthy aspect of the foregoing result is that greater Figs. 8 and 9 present the temperature variations and the
differences between the trends of vertical strain variations are thermally induced vertical strain variations along EP2, EP4 and
M. Adinolfi, A.F. Rotta Loria, L. Laloui et al. / Geomechanics for Energy and the Environment 25 (2021) 100208 13

Fig. 9. Numerical variations in thermally induced vertical strain along EP2, EP4 and EP6.

EP6 at the previously selected stages of the geothermal operation. observed in reality can be highlighted. The considered result
A noteworthy difference in the predictions of the temperature remarks a critical role of the thermal initial conditions on the
and strain variations is observed depending on the thermal initial thermo-mechanical behaviour of energy piles, especially from
conditions considered for the simulation. This result is observed analysis and design perspectives.
for the same thermal boundary conditions applied to the model The significant role of thermal initial conditions in the
and particularly characterises the exposed portions of the energy
characterisation of energy sheet pile walls and other vertical
piles to the air.
energy geostructures is considered particularly relevant for prob-
Although the average value of initial temperature resulting
from a linear and constant distribution of this variable along lems characterised by highly fluctuating temperature fields, such
the energy piles is the same, results embedding those that are as those analysed in this study as a part of an ongoing con-
associated with the actual value of initial temperature occurring struction site. This role would be less remarkable for general
in reality are found. In this context, predictions of temperature energy sheet pile walls and other vertical energy geostructures
and vertical strain characterised by an opposite sign than those located in underground built environments. The reason for this
14 M. Adinolfi, A.F. Rotta Loria, L. Laloui et al. / Geomechanics for Energy and the Environment 25 (2021) 100208

is that, when dealing with relatively stable environmental con- • While thermally induced vertical strains are inherently
ditions, a relatively uniform temperature field along the vertical linked with temperature variations, local variations of ver-
direction of energy walls would likely be observed as the initial tical strain along energy sheet pile walls depend on the
condition. Therefore, considering that thermal loads associated average rather than the local temperature variations charac-
with geothermal operations typically result in relatively uniform terising the piles. Nevertheless, local vertical strain profiles
temperature variations along the vertical direction of energy do differ in a significant manner over the cross-section of
geostructures, superposition of the influence of these thermal energy piles that constitute walls, such an aspect making
loads to the initial temperature field would likely result in a the integration of the interconnected stresses to estimate
uniform temperature distribution along the vertical direction. In flexural actions difficult.
other words, for the sake of a numerical prediction, the choice • A linear and constant profile of initial temperature, which
of linearly varying or constant temperature distributions for the may reproduce an actual evolution of the same variable
initial conditions of an energy wall in stable environmental con- along energy piles, can involve markedly different tempera-
ditions would unlikely yield changes of sign in the distribution of ture and strain variations in such geostructures, also of the
temperature variation when considering the influence of thermal opposite sign.
loads associated with geothermal operations. This feature of • The analysis and design of energy sheet pile walls, similar
the problem does not characterise the present energy wall, as to other energy geostructures such as energy retaining walls
a highly fluctuating temperature field in the vertical direction and tunnels, should devote a considerable attention to the
characterises the energy piles starting from any instant of time selection of the thermal initial and boundary conditions to
after which an analysis will be performed (i.e., the relevant initial achieve results that are representative of reality.
condition).
Numerical results not presented herein show that the tem- The analysis of complex three-dimensional problems involving
perature and vertical strain fields within the cross-section of the energy geostructures still poses marked challenges related to the
energy piles were markedly non-uniform, irrespective of whether computational resources that are typically available for numerical
they were operating or not as geothermal heat exchangers. There- modelling purposes in science and engineering. These challenges
fore, not only these fields were non-uniform along the length oblige to simplify even idealised situations and highlight the
of the piles (i.e., in the vertical direction), but also across them value of analytical analysis approaches for the analysis and design
(i.e., in the horizontal direction). The marked non-uniformity of of energy geostructures.
the vertical strain field involves a difficult integration of the
interconnected vertical stress to assess flexural effects caused by CRediT authorship contribution statement
thermal loading. This aspect of the problem makes the determina-
tion of bending moments caused by thermal loads in energy piles Marianna Adinolfi: Conceptualization, Methodology, Writing
that constitute walls particularly challenging, not only from a - original draft, Writing - review & editing, Visualization. Alessan-
numerical perspective, but also from an experimental perspective dro F. Rotta Loria: Conceptualization, Methodology, Writing -
(as the profiles of vertical strains are typically limited in number original draft, Writing - review & editing, Supervision. Lyesse
for each pile). The assumption of a linear distribution of normal Laloui: Review & editing, Supervision, Project administration,
stresses over the cross-section of the considered geostructures, Resources. Stefano Aversa: Review & editing, Supervision, Project
which is typically considered to calculate the resultant force administration, Resources.
that causes the bending of cross-sections, particularly appears
to be poorly justified in this context. This aspect of the prob- Declaration of competing interest
lem deserves further investigations in the future. Only in this
manner representative distributions of bending moments will be The authors declare that they have no known competing finan-
determined. cial interests or personal relationships that could have appeared
to influence the work reported in this paper.
6. Concluding remarks
Acknowledgements
This study investigated thermo-mechanical aspects governing
the behaviour of energy sheet pile walls, based on the results
The authors would like to gratefully acknowledge the GE-
of full-scale in situ tests and coupled three-dimensional thermo-
OGRID Project, Italy (PON03PE_00171_1 SMART POWER SYSTEM
mechanical finite element analyses of a real case study. The
R&C 2007–2013, High Technology District, Energy field D.D.713/ric
paper presents the first investigation addressing the behaviour
of 29/10/2010) for the financial support of the experimental
of energy sheet pile walls by means of both experimental and
campaign, Prof. N. Massarotti and his research group from De-
numerical analyses.
partment of Engineering of University Parthenope and the head
Based on the results of this work, the following concluding
director of the construction site of underground station Piazza
remarks can be summarised:
Municipio.
• The thermo-mechanical behaviour of energy sheet pile walls
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