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"Drowning in negativism, self-hate,


doubt, madness": Linguistic insights
into Sylvia Plath’s experience of
depre...
Zsófia Demjén

Communication & Medicine 11(1): 41-54

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Communication & Medicine
Volume 11(1) (2014), 41–54
Copyright © Equinox Publishing Ltd
Sheffield
http://equinoxpub.com
DOI: 10.1558/cam.v11i1.18478

Drowning in negativism, self-hate, doubt, madness: Linguistic insights into Sylvia


Plath’s experience of depression
ZSÓFIA DEMJÉN
he Open University, UK

Abstract 1. Introduction

In recent years, the value of first-hand accounts of


his paper demonstrates how a range of lin-
illness experiences has increasingly been recog-
guistic methods can be harnessed in pursuit of
a deeper understanding of the ‘lived experience’ nized (e.g. Greenhalgh and Hurwitz 1999), with
of psychological disorders. It argues that such studies showing that understanding a patient’s
methods should be applied more in medical view of their illness can lead to better health-
contexts, especially in medical humanities. Key care and improved health outcomes (Kaptein
extracts from he Unabridged Journals of Sylvia et al. 2011). his ‘narrative turn’ (Charon 2006)
Plath are examined, as a case study of the expe- can be seen as a reaction against the positivist,
rience of depression. biomedical paradigms of some medical profes-
Combinations of qualitative and quantitative sions (Roberts and Sarangi 2003; Crawford et al.
linguistic methods, and inter- and intra-textual 2014). Linguistic analysis, broadly speaking, has
comparisons are used to consider distinctive pat- been among the more recent approaches taken
terns in the use of metaphor, personal pronouns to different physical and mental health contexts
and (the semantics of) verbs, as well as other rele- and problems such as doctor–patient interactions
vant aspects of language. Qualitative techniques (Drew et al. 2000; Roberts et al. 2005), Alzheimer’s
provide in-depth insights, while quantitative cor- disease (Hamilton 2008; Ramanathan 2010),
pus methods make the analyses more robust and breast cancer, diabetes, autism (Ramanathan
ensure the breadth necessary to gain insights into 2010), depression (Harvey et al. 2008; Charteris-
the individual experience. Black 2012), genetic counselling (Sarangi 2013)
Depression emerges as a highly complex and and end of life care (Semino et al. 2014).
sometimes potentially contradictory experience his prevalence of linguistic studies is no acci-
for Plath, involving both a sense of apathy and dent. Since various aspects of illness, and illness
inner turmoil. It involves a sense of a split self, narratives in particular, are mediated through
trapped in a state that one cannot overcome, language, linguistic analysis can offer valuable
and intense self-focus, a turning in on oneself insights into what being ill feels like (Sarangi
and a view of the world that is both more nega- 2004; Flynn 2010; Hunt and Carter 2012). he
tive and more polarized than the norm. It is ar- linguistic choices people make – how they say
gued that a linguistic approach is useful beyond what they say – provide clues about the nature
this specific case. of their perceptions, experiences, attitudes and
sense of self beyond the content of their propo-
Keywords: corpus; depression; linguistics; medi- sitions (Gumperz 1999). Equally importantly,
cal humanities; metaphor; personal narratives as the combination of methods below hopes
42 Zsófia Demjén

to demonstrate, linguistic analyses can provide Pennebaker and colleagues, having developed
these clues in systematic, rigorous and empirical their own quantitative tools for language analysis
ways (Jeffries and McIntyre 2010), which cannot from a social psychology perspective – LIWC1
always be said of narrative approaches (Harvey – demonstrated that the use of function words
and Koteyko 2013; cf. Atkinson and Delamont (grammatical words/particles) is indicative of
2006). In this way, linguistic explorations of lived personality traits and mental states. Stirman and
experience accounts can help bridge the gap Pennebaker (2001), Rude et al. (2004) and Bad-
between the sometimes differing epistemologies deley et al. (2011), for example, linked the relative
of linguists and medical professionals (Roberts frequency of first-person singular pronouns to
and Sarangi 2003; Crawford et al. 2014). Finally, depression and potential suicidal ideation. Rude
since language both reflects and influences et al. (2004), investigating the written language
reality, linguistic approaches can open up new of depressed, depression vulnerable (formerly
avenues for intervention in healthcare contexts depressed) and never-depressed college students,
(cf. Charteris-Black 2012; Tay 2012) in addition found that the first-person singular pronoun was
to providing tools for analysis. used significantly more frequently both by cur-
his paper uses he Unabridged Journals of rently and formerly depressed students, than by
Sylvia Plath (Plath 2000) as a testing ground to those who had never been depressed. Stirman
demonstrate how a combination of qualitative and Pennebaker (2001) found that poets with
and quantitative linguistic analyses can lead to suicidal tendencies used more first-person sin-
a deeper understanding of the ‘lived experience’ gular references, combined with more references
(van Manen 1997) of mental illnesses such as to death, than did non-suicidal poets. In a case
depression. study, Baddeley et al. (2011) additionally noted
After an introduction to the data and relevant an association between suicidal ideation and
studies of the language of depression, I qualita- an increase in negative emotion words. hese
tively explore Plath’s use of metaphor, focusing on were taken as indicators of a decreased interest
persistent patterns. I then look at her use of the in social relationships coupled with increased
second-person pronoun ‘you’ for self-reference. focus on the self and death.
In the final analytic section, I present statistically Again using the LIWC tool, Fekete (2002)
significant differences between Plath’s language investigated language use on three online
and appropriate norms in terms of dichotomous self-help newsgroups for suicidal, depressive
structures, pronouns, self-references, verb types and anxious people. He also found self-focus
and negation, to complement the qualitative to be indicative of depression, together with
findings. Each section begins with an introduc- feeling expressions (‘like’–‘dislike’, ‘pleasure’–
tion to the relevant linguistic techniques, includ- ‘displeasure’, ‘attraction’–‘aversion’) and adver-
ing methods, and is followed by a discussion of bial intensifiers, increased use of polarized
findings. expressions (‘allness’ terms: ‘always’, ‘never’,
‘forever’, etc.) and frequent use of explainers
1.1. he language of depression and retractors (e.g. ‘but’, ‘however’, ‘although’,
Since mental health problems represent the ‘except’). he suicidal group was characterized
largest cause of disability and almost half of by similar patterns, but fewer explainers and
all adults experience at least one depressive a frequent use of negation. Although the link
episode in their lifetime in the UK (Department between self-focus and depression (and related
of Health 2011), a focus on narratives of mental disorders) seems to be strong, Hargitai et al.
illnesses such as depression seems particularly (2007) note that the content of the texts ana-
pressing. he analysis here builds on a number lysed also potentially influences these frequen-
of studies investigating language and depres- cies: in narratives of achievement, self-focus
sion, but argues for (and demonstrates) a more may indicate self-control and autonomy, instead
comprehensive approach. of depression.
Linguistic insights into Sylvia Plath’s experience of depression 43

hese studies are innovative and exciting 1.2. Data: Sylvia Plath’s journals and
in many ways, but there are some limitations depression
inherent in the methodology used. Computer
Sylvia Plath was a writer and poet. She was born
programs in general cannot handle certain in 1932 in the United States, and later lived in
aspects of language use, such as context, irony the UK and married the British poet Ted Hughes.
and metaphor, and LIWC in particular relies on She published a novel, two major collections of
a limited static dictionary that may not account poetry and a collection of short stories, though
for all linguistic features of a text. A combina- her oeuvre is sometimes overshadowed by – or
tion of quantitative and qualitative linguistic at least interpreted in light of – the documented
approaches is necessary for a comprehensive mental health problems she suffered from her
account. Among the more qualitative linguistic late teenage years onwards. Plath was diagnosed
approaches to depression are interesting studies with depression2 and attempted suicide at least
of metaphor in published diaries (McMullen once, before succeeding in 1963 (Kirk 2004;
and Conway 2002; Schoeneman et al. 2004; Cooper 2003).
Kiehl 2005; Demjén 2011a) and interviews with he Unabridged Journals of Sylvia Plath (2000)
depression sufferers (McMullen and Conway consists of eight journals and 15 fragments, and
2002; Charteris-Black 2012). much of the original formatting as possible has
Examples of common metaphors for depres- been retained (Brain 2006). Of the eight journals,
sion identified by these studies include ‘physical only the first one, written between 1950 and
pain and illness’ (Schoeneman et al. 2004; Harvey 1953 (Plath 2000: 3–187), is used to demonstrate
2013), ‘darkness’, ‘descent’, ‘a bounded space’ linguistic analysis in this paper. It spans the years
that is unpleasant and/or difficult to get out of Plath spent at Smith College, and is henceforth
(McMullen and Conway 2002; Charteris-Black referred to as the Smith Journal or Journal. he
2012) and depression ‘as a captor’ (e.g. ‘when Smith Journal consists of 152 entries appropri-
I get depressed, I just am immobilized’; ‘I feel ate for analysis, of varying lengths (about 25 to
trapped’). he latter metaphors are also noted around 3,000 words) and amounting to approxi-
in Harvey’s (2013) study of two million words mately 77,900 words. his excludes entries that
of electronic communications on healthcare by are either draft poems or letters. Individual
adolescents. He combined quantitative corpus entries are mostly numbered (1–186) and
tools with qualitative analysis to find out how sometimes dated. he Journal appears to have
adolescents describe their (feelings of ) depres- been written with relative regularity – reflecting
sion and found that severity and permanence positive and negative experiences, emotions and
of the state could be indicated by the difference states – and encompasses a contained period of
between ‘I am depressed’ and ‘I have depres- Plath’s life leading up to her first suicide attempt.
sion’ and that metaphors of ‘force’, ‘isolation’ and While I find attempts to interpret Sylvia
‘incarceration’ are commonly associated with Plath’s creative output through the skewed
depression. lens of her personal tragedy frustrating, her
his paper draws from a similarly eclectic personal journals can undoubtedly be seen as
linguistic toolkit to show how quantitative enlightening with regard to what it was like to
linguistic analyses/methods can (and should) be, among other facets, a person with depres-
be combined with qualitative techniques to sive and suicidal tendencies. At the same time,
provide (1) analyses that are more robust and it has to be acknowledged that Plath’s Journal
(2) linguistically grounded explanations for the can only be considered a personal illness narra-
significance of certain linguistic features being tive to a limited extent: a self-aware artist such
associated with illnesses such as depression. In as Plath may have intended her journals to be
this way, this paper hopes to promote linguistic published. However, journals, by virtue of often
analysis as a systematic approach to getting the being written temporally close to the events they
most out of patients’ stories. describe, are less likely to be refined/revised
44 Zsófia Demjén

than, for example, autobiographies. Plath did being forced) under water and dying (Macmil-
not provide excessive detail for the benefit of lan Dictionary Online). However, Plath uses this
a potential external reader, often making it dif- concrete, physical sense to refer to her mental
ficult to follow her narrative. In 1950–1953, she state, which is arguably impalpable, complex
could also not yet be described as a ‘professional’ and subjective. Analysing persistent patterns of
writer. Finally, while self-construction may be a vehicles and topics in the language of someone
part of journal writing, it is almost impossible with a mental disorder such as depression can be
not to put some of one’s true self on the page. indicative of how they construct and experience
Anaïs Nin, another published writer and diarist, their predicament, as these ‘systematic meta-
is very clear about this: ‘my genuine self was in phors’ are potentially representative of underly-
the diary’ (1975: 52). ing patterns of thought (Cameron et al. 2010).
Nevertheless, Plath is admittedly an excep- Excerpt 1 below is from Entry 154, and is
tional case: highly articulate and always keen to both relevant to mental states and typical of how
play with language, her linguistic choices may not Plath uses metaphor to describe her emotions.
be representative of others with similar experi- It was written on November 3, 1952 and details
ences. At the same time, Plath’s verbal skills frustration and despair as Plath compares herself
are potentially also the greatest advantage in with the man she is dating at this particular point
studying her writing: she may have been able to (cf. ‘his mind’ below). In the cited examples the
express what others cannot (Jamison 2006) and relevant metaphorical words or phrases are in
her status as a prominent writer means that the italics.3
language of her experience may influence how
some perceive their own experiences. In this Excerpt 1
way, although the Smith Journal is the voice of [... ] to feel his mind soaring, reaching, and mine
just one person, it may represent and influence caged, crying, impotent, self-reviling, an imposter.
many others. How to justify myself, my bold, brave humanitar-
ian faith? My world falls apart, crumbles, ‘he
I now turn to a series of linguistic explorations
center does not hold.’ here is no integrating force,
– metaphor, pronouns and corpus linguistic only the naked fear, the urge of self-preservation.
insights – on Plath’s lived experience as pre- I am afraid, I am not solid, but hollow. I feel
sented in the Journal. his is not intended as an behind my eyes a numb, paralyzed cavern, a pit of
exhaustive analysis, which will appear elsewhere hell, a mimicking nothingness. I never thought, I
(Demjén forthcoming), but as an overview of never wrote, I never suffered. I want to kill myself,
what a combination of qualitative and quantita- to escape from responsibility, to crawl back abjectly
into the womb.
tive linguistic analysis can offer in the kind of
(November 3, 1952 [Entry 154], italics added
context outlined above. [Plath 2000: 149])

Here, metaphors describe a broadly negative


2. Manual analysis: Metaphor theory mental state that could be considered depression.
In fact, positive mental states are not referred to
Metaphor is ‘the phenomenon whereby we talk metaphorically as much as negative ones in the
and, potentially, think about something in terms Smith Journal, and when they are, the metaphors
of something else’ (Semino 2008: 1). Usually, we are often less complex. his in itself can suggest
describe impalpable, complex, subjective, sensi- that negative mental states are more intense for
tive and/or taboo things (the ‘topic’) in more Plath than positive ones (cf. Ortony and Fainsil-
concrete, tangible and simple terms (the ‘vehi- ber 1987).
cles’, i.e. the metaphorically used expressions). In the first sentence, the vehicles in italics
For instance, in ‘Drowning in negativism’ in the construct the mind as a separate self that is
title of this paper, ‘Drowning’ is metaphorical. upset (‘crying’), does not act when it should
In its basic (Pragglejaz Group 2007), or literal, (‘impotent’) and has potentially destructive
meaning, it is the physical event of sinking (or attitudes (‘self-reviling’) independent from the
Linguistic insights into Sylvia Plath’s experience of depression 45

rest of the self. he mind is even talked about to Plath’s ‘world’ coming apart, strengthening the
as a separate person, an ‘imposter’, with con- allusion, as Yeats also refers to the world ending.
notations of subversion and intentional deceit. However, in Plath’s case it is not the entire world
his suggests a sense of inner split and conflict, that is coming apart, but only ‘hers’. Alluding
which is reinforced by the use of ‘mimicking’ in to the phrase from Yeats in this context, where
the second sentence of the second paragraph. the actual world is potentially ending, elevates
‘Mimicking’ and ‘self-reviling’ could be seen as Plath’s experience from a personal level to the
bullying behaviours, directed by the self at the all-encompassing, suggesting a more intense
self, that can be linked to conceptualizations of experience once again. Heightened intensity
attacks by an internal aggressor that are normally is also suggested by the four-time repetition of
associated with physical illnesses like cancer (e.g. related vehicle terms.
Sontag 1991 [1979]). More recently, these have hese ‘coming apart’ metaphors indicate that
also been noted in connection with depression the experience of depression involves a sense of
(Harvey 2013). he contrast between these and chaos and a lack of control, since Plath is unable
‘impotent’ implies that, not only conflict, but to stop the disintegration from happening; she
also contradiction is involved in the experience appears helpless. It is also worth noting that
of this mental state: the self is unable to act, but of the few metaphors Plath uses to describe
at the same time attacks itself. positive mental states, vehicles suggesting some
The inability to act, in this case due to form of wholeness are a significant proportion
confinement, is also evoked by Plath’s use of (e.g. ‘I talked, and began to remember how I was
‘caged’. ‘Caged’ is part of a systematic metaphor before, how integrated, how positive’ [Entry 155,
(Cameron et al. 2010) in the Journal, together November 14, 1952, Plath 2000: 152] underline
with other vehicle terms, such as ‘prison’, added). As such, these two – ‘wholeness’ and
‘trapped’ and ‘sealed’, which are used in reference ‘coming apart’ – can be understood as counter-
to Plath’s mental state. Cages and prisons are, parts to one another, suggesting a comprehensive
by default, difficult to get out of, often unpleas- systematic metaphor and therefore an important
ant and with freedom of movement restricted. clue to the nature of the depressive experience.
Semino (2008) and Charteris-Black (2012) note It appears to involve a sense of two selves, one
that depression can be conceptualized as an potentially well while the other ill, an experience
unpleasant space to be in, and McMullen and also described by William Styron in his journals
Conway (2002) note that it is difficult to get out (cf. Schoeneman et al. 2004; Flynn 2010).
of. Adolescents in Harvey’s (2013) study addi- he second paragraph contains several lin-
tionally write more explicitly about a sense of guistic expressions that can be related to some
‘incarceration’. In Excerpt 1, these connotations form of emptiness: ‘not solid’, ‘hollow’, ‘cavern’,
are heightened, potentially suggesting intensity ‘pit’, ‘womb’. his emptiness also involves the
of experience, by the juxtaposition of Plath’s contrast of something being empty that is nor-
mind with ‘his’ (Plath’s boyfriend’s) mind in the mally expected to be full: ‘behind my eyes’ refers
first sentence, which is free and active. to the ‘location’ normally ‘containing’ thoughts,
Expressions in italics in the third sentence memories, intentions, etc. Reeves et al. (2004)
make reference to some aspect of the environ- associate similar examples of ‘emptiness’ meta-
ment or the self becoming separated into parts phors with suicidal ideation, which resonates
instead of remaining a whole. Four separate with the statement ‘I want to kill myself’ in the
vehicles repeat this idea (‘falls apart’, ‘crumbles’ final sentence of the excerpt.
‘does not hold’, ‘no integrating force’), including Emptiness vehicles co-occur with expressions
one potentially intertextual metaphor (Zinken such as ‘numb’ and ‘paralyzed’. hese express
2003). ‘he center does not hold’ is likely an allu- physical states where perceptions are subdued
sion to Yeats’ poem he Second Coming, where or non-existent (although the latter also means
the phrase reads ‘the centre cannot hold’. In the not being able to move). hus depression is not
excerpt, the metaphor is preceded by a reference only a state where there is a lack of perceptions,
46 Zsófia Demjén

thoughts and other mental content (‘nothing- roughly coincide with significant and often nega-
ness’), but also a state where external stimuli are tive events in Plath’s life (e.g. first experiences
not perceived (‘numb’). Such a decrease in sensa- of college and work, unwanted sexual contact,
tions and perceptive powers has been associated and mounting tensions and pressures) (Demjén
with the phenomenology of depression (Kiehl 2011b). With a key example I would like to
2005) and in this combination, ‘emptiness’ and demonstrate and explain what such a shift in
‘lack of sensation’ metaphors provide a more self-address can indicate about how Plath may
comprehensive sense of the depth and complex- have been experiencing her mental state.
ity of the described experience. Excerpt 2 is from the penultimate entry of
Excerpt 1 also includes expressions that reflect the Smith Journal, written on July 6, 1953. At
a movement away from somewhere: ‘escape’ this point in her life, Plath had had a number of
and ‘crawl back’. he use of ‘escape’ implies that professional achievements, but here seems to
some things need to be avoided, presumably as be summing up her own personality and giving
they are difficult or a struggle. In Plath’s case, orders to herself, trying to find the motivation
on the numerous occasions that she desires to to write. Shortly after this entry (on August 24)
‘escape’, she wants to avoid: herself, the rigid cage she tried to commit suicide and was then hos-
of routine, action, freedom and responsibility. pitalized for psychiatric treatment. his entry is
McMullen and Conway (2002) and Schoeneman written mainly in the present tense, and contains
et al. (2004) note that depression can be conceptu- vocatives (e.g. ‘you fool’) and imperatives (com-
alized as a struggle, but in this case it seems more mands/orders), the latter implying, though not
like Plath sees normal aspects of life as a struggle, requiring, the use of ‘you’. he self-referential
which therefore needs to be moved away from. second-person pronouns are in italics.
‘Crawl back’ additionally seems to imply a sense
of resignation and exhaustion. his exhaustion Excerpt 2
may also suggest a sense of helplessness in the First think: here is your room – here is your life,
experience of Plath’s mental state. your mind: don't panic. Begin writing, even if it is
only rough & ununified. First, pick your market:
Journal or Discovery? Seventeen or Mlle? hen
pick a topic. hen think. If you can't think outside
3. Manual analysis: Pronouns yourself, you can't write. […] You fool – you are
afraid of being alone with your own mind. You
Personal pronouns in English – ‘I’, ‘you’, just better learn to know yourself, to make sure
‘he’/‘she’/‘it’, etc. – are ‘function’ words that refer decisions before it is too late. 3 months, you think,
to people and/or things. In the simplest sense, scared to death. You want to call that man – You
first-person singular pronouns – ‘I’, ‘me’, ‘my’, earned enough money to go. Why don't you go?
Stop thinking selfishly of razors & self-wounds &
‘mine’, ‘myself’ – refer to the speaker/writer of a going out and ending it all.
message, while second-person singular pronouns (July 6, 1953 [No entry number]; underlines in
refer to the addressee, but exclude the speaker/ original, italics added [Plath 2000: 186])
writer (Quirk et al. 1985). In addition, second-
person pronouns can be used to stand for people here is a sense of emotional depth in this
more generally, or used in self-reference, as the example, as one is exposed to what seems to be
examples below will demonstrate. an interior monologue – though it is not really a
As expected, the majority of entries (75%) monologue at all. Since one of the main functions
in the Journal are written using first-person of ‘you’ is to address someone we are speaking
pronouns. For example, ‘I went upstairs and to, its use for self-address suggests the presence
fell into bed after they called roll. My nerves of two selves: the speaker and the listener or
pained keenly’ (Entry 30, October 1950 [Plath addressee. Plath seems to be in dialogue with
2000: 17]). However, just over 10% of entries herself, creating a sense of split, which bears
are written using the second-person pronoun similarity to Plath’s ‘coming apart’ metaphors
for self-address and these second-person entries discussed above. Imperatives, with their implied
Linguistic insights into Sylvia Plath’s experience of depression 47

‘you’, additionally create a sense of urgency; com- related terms (‘walk’, ‘run’, ‘wander’) are grouped
mands require immediate action. he fact that together. As a result, Wmatrix provides not only
commands are necessary suggests that Plath word-by-word comparisons, but also compari-
is experiencing one half of herself as passive, sons in terms of grammatical (POS) and seman-
unable to do the simplest task, and the other tic composition. Since the relative frequencies
half of her is trying to get her going again. his of grammatical categories, including personal
creates a sense of inner conflict which becomes pronouns, negation and polarized language (‘all’,
even more explicit through self-threatening (‘You ‘always’, ‘never’, ‘everyone’, ‘nobody’ etc.), have
just better learn […]’). he fact that there is a shift been specifically shown to correlate with affec-
in narrative person at this point in the Journal tive states (cf. Fekete 2002), this functionality is
is significant because of what it might indicate invaluable.
about a change in mental state (cf. Pennebaker In the sections below, I compare the language
2011). his point is picked up again with the help of the Smith Journal with a baseline of linguistic
of quantitative methods below. normalcy represented by a small reference corpus
So far I have focused on what two linguistic of autobiographical writing (Semino and Short
devices, as part of qualitative analysis, can reveal 2004). As personal journals are not readily avail-
about Plath’s experience of her mental state. able, and blogs are a similarly different genre (cf.
Such analyses provide rich and subtle insights; Rodriguez et al. 2010), this corpus provides the
however, they are difficult to generalize and in best alternative frame of reference. I will discuss
some cases only allow for very tentative inter- some of the main statistically significant (key)
pretations. As such, I will now turn to the results differences between the parts-of-speech (POS)
of quantitative analyses to support some of the and semantic fields of the Smith Journal (77,900
claims above and to present additional insights words) and other autobiographical writings (see
that can only be obtained from a mixed-methods Table 1). Such statistically significant differences
approach. show us the ways in which Plath wrote about her
reality differently from a norm, which might be
indicative of how she experienced it differently.
4. Quantitative approaches he statistical measure used in these compari-
sons is log-likelihood (LL), a measure automati-
Quantitative methods in linguistics often involve cally calculated in Wmatrix. Various critical LL
the use of corpus tools (Rayson 2008; McEnery values (cut-off points) can be used as measures
and Hardie 2012), which make it possible to study of statistical significance; however, especially
large quantities of language (a corpus) through for smaller-sized corpora it is important also
the often automatic searching and comparing to take into consideration the overall frequen-
of electronic versions of texts. In automated cies of words, phrases or tags. While there is
methods, corpus analysis software such as little agreement amongst scholars as to what an
Wmatrix (Rayson 2009) or WordSmith Tools appropriate cut-off point is, Rayson et al. (2004)
(Scott 2004) perform statistical comparisons provide a workable framework:
• For a confidence level of 95% (p ≤ 0.05),
between two or more corpora, or statistically
analyse the composition of one. Wmatrix, which
the LL cut-off should be 3.84 with a
this analysis relies on, additionally enables auto-
• For a confidence level of 99% (p ≤ 0.01),
minimum frequency of 13
matic grammatical and semantic annotation, or
‘tagging’, which means that additional metadata
the LL cut-off should be 6.63 with a
is added to texts during uploading. For example,
• For a confidence level of 99.9% (p ≤
minimum frequency of 11
‘went’ is tagged as a verb, in the past tense (VVD),
denoting ‘moving, coming and going’ (M1). he
0.001), the LL cut-off should be 10.83
metadata enables the identification of trends that
with a minimum frequency of 8
are invisible at the word level (Rayson 2008), as
variants of a word (e.g. ‘go’, ‘goes’, ‘went’) and
48 Zsófia Demjén

he analysis here follows these guidelines. he (LL=11.72), ‘Entire; maximum’ (LL=7.71), ‘Fre-
LL value of 6.63 is used as the cut-off point for quent’ (LL=9.42), as well as the grammatical cat-
significance, with a minimum frequency of 11 in egory of ‘pre-determiner’ (LL=15.28) (see Table
either corpus to ensure the reliability of results 1). he overuse of such polar opposites suggests
(p ≤ 0.01), unless otherwise stated. high contrast and intense experiences (whether
In addition to comparing the Journal with a good or bad). It is as if Plath sees the world in
corpus of autobiographies, I also discuss differ- a very harsh light and all experiences/emotions
ences between first- and second-person entries become intensified either towards the positive or
within the Journal itself (see Table 2). his allows the negative end of a cline. he intensity outlined
me to comment not only on what is distinctive here is similar to the kind noted in the discussion
about Plath’s language overall, but also on what of some of Plath’s metaphors (e.g. repetition and
differences there might exist between her uses juxtapositioning with ‘his mind’). he qualitative
of language at different points in the text. his and quantitative results combined provide more
facilitates hypotheses about potential changes in substantial evidence for the intensity of Plath’s
her experience of her mental state. experience of depression. his may even result in
Note that, for exemplification purposes, I am a kind of instability and flux (due to alternation
only focusing on the most relevant statistical between extremes) leading to the kind of chaos
differences for depression (polarized language, that her ‘coming apart’ metaphors suggest. In
self-references, verb types and negation), as fact, polarized language has been associated with
established in previous studies (Stirman and the psychological defence mechanism of mental/
Pennebaker 2001; Fekete 2002; Hargitai et al. cognitive ‘splitting’ (Fekete 2002).
2007).4
4.2. Self-references
4.1. Polarized language
A further set of statistically significant differ-
A significant difference between Plath’s language ences between the Smith Journal and other
and general autobiographical writing is the autobiographical writings is somewhat surpris-
relative abundance of polarized language in the ing. In the Smith Journal, Plath makes more
former. By polarized language (or dichotomous references to herself using ‘I’ than is normal in
structures) I mean words and expressions that the reference corpus (LL=16.79), which also
are generally used to describe the extreme ends consists of first-person narratives. She also
of clines, for example: ‘all’ and ‘nothing’; ‘always’ uses the second-person pronoun ‘you’ more
and ‘never’; ‘everybody’ and ‘nobody’ etc. hese frequently. he significance of the latter was
types of words are captured in Wmatrix under discussed in Section 3, but the overuse of ‘I’ is
the semantic categories of ‘Evaluation: good’ worth considering further. he excessive use of

Table 1. Selected differences between the Smith Journal and the reference corpus (POS and semantic tags combined)

Description Tag Freq. 1 %1 Freq. 2 %2 LL Example Items


Base form of lexical verb VV0 1820 2.45 481 1.17 234.49 hate, know
2nd person personal pronoun PPY 1080 1.45 243 0.59 189.52 you
1st person sing. subjective PPIS1 2410 3.24 1149 2.8 16.79 I
Personal pronoun
pre-determiner capable of DB 355 0.48 133 0.32 15.28 all
pronominal function
Evaluation: good A5.1+++ 83 0.11 21 0.05 11.72 perfect
Frequent N6+++ 95 0.13 28 0.07 9.42 always
Entire; maximum N5.1+ 502 0.68 222 0.54 7.71 all, complete
Linguistic insights into Sylvia Plath’s experience of depression 49

‘I’ is a documented characteristic of depression narration may not only be an indicator of emo-
(Rude et al. 2004) and implies self-focus. here tional upheaval and a sense of split, as proposed
seems to be an inability to distance oneself from in the qualitative analysis, but may also be an
personal concerns (Fekete 2002). his suggests indicator of increasingly severe depression.
that all experiences are interpreted as being
about the self: everything becomes personal. 4.3. Transitivity
Bearing in mind the aforementioned polarized
language, this can be a potentially self-defeating A further significant feature of both the Smith
combination. Negative experiences, for example, Journal and second-person entries within it
are likely to be interpreted as more severe and as was the overuse of lexical verbs (which denote
attacks on her person rather than circumstantial. actions, activities and events) at LL=234.49
Indeed metaphors like ‘my world falls apart’ (Table 1) and LL=26.13 (Table 2). On its own
seem to support this interpretation. this difference is difficult to interpret; a closer
Given the importance of these pronouns for look at the verbs themselves is necessary and
depression, I also explored whether there was one of the best tools for analysing actions, activi-
a significant difference in frequencies between ties and events in language is the framework of
first- and second-person entries in terms of self- transitivity.
reference. Establishing this required a creative Essentially, transitivity is part of systemic
manipulation of the data, as the words used for functional linguistics (Halliday and Matthiessen
self-reference (pronouns and verbs) are different 2004) and focuses on ‘who does what to whom’.
in the two types of entries: first-person pronouns he framework divides actions and activities
(and respective verb forms) vs second-person (commonly denoted by verbs) into six process
pronouns. To enable comparison, the self- types (and associated participants): material,
referential pronouns and corresponding verbs mental, relational, behavioural, verbal and exis-
were changed to their first-person equivalents tential. Material processes, the most frequent in
in the second-person entries. For example, ‘you various genres (Eggins and Martin 1997; Hussein
are’ was changed to ‘I am’, wherever it referred Norouzi et al. 2012), are normally creative or
to Plath. transformative in some way: they bring entities
In fact, both the subjective and objective into existence or change existing ones through
pronouns (‘I’ and ‘me’ referring to Plath after the effort and expended energy. his implies that
pronouns were changed) were used significantly there are usually two participants involved: the
more frequently in previously second-person actor or agent and entity being acted upon (‘I
entries than in the rest of the Smith Journal actually hugged him impulsively’ [Entry 160,
(LL=23.77 and LL=16.04, respectively, see Table January 19, 1953, Plath 2000: 161, underline
2). his suggests that Plath focuses even more added]). Behavioural and mental process types
intensely on herself in entries written in the generally each have only one human participant
second person. Potentially, then, second-person – the sensor (‘I think I am mad at times’ [Entry

Table 2. Selected differences between second-person entries and the rest of the Smith Journal

Description POS Freq. 1 %1 Freq. %2 LL Example Items


Tag 2
Base form of lexical verb VV0 267 3.33 1552 2.34 26.13 remember, dance, see
2nd/1st person sing. subjective PPIS1 379 4.74 2375 3.58 23.77
personal pronoun I
2 /1 person sing. objective
nd st
PPIO1 81 1.01 400 0.6 16.04
personal pronoun me
Negation XX 96 1.21 619 0.93 4.86 no, not, n’t
50 Zsófia Demjén

31, No date, Plath 2000: 24, underline added]) and ‘nothing’ etc., that describe how a state of affairs
behaver (‘I smiled with impersonal tenderness’ is not (examples in Figure 1). Negation can be
[Entry 28, No date, Plath 2000: 22, underline evidence of a negative outlook and a depreciation
added]), respectively. Relational processes denote of the world, but in combination with increased
attributes or identities (‘what an ego I have’ [Entry self-references it has also been associated with
35, No date, Plath 2000: 29, underline added]); depression with a tendency towards self-harm
verbal processes are to do with communicating (Hargitai et al. 2007). Fekete (2002) additionally
such as ‘say’, ‘report’, ‘ask’; and existential pro- noted that in combination with dichotomous
cesses denote existence (‘there are a few rooms structures (among others) it can indicate suicidal
lit’ [Entry 63, No date, Plath 2000: 56, underline ideation.
added]). Individual activities can be more or less
Figure 1. Concordance of Negation in the final two entries
prototypical of any of these types.
of the Smith Journal
In the case of the entire Smith Journal, over
a third of these frequently used verbs denoted
mental process types such as ‘think’, ‘believe’,
‘know’, ‘hate’, ‘feel’. his could be seen as a feature
of journals, which deal with the inner world of
their writer. However, additionally about 17%
are behavioural processes (e.g. ‘stop’, ‘pull away’,
‘pretend'). Contrary to expectations, therefore,
these two process types made up over half of all
process types (instead of material processes) in hese links are important given that the final
the Smith Journal. As outlined above, mental two entries in the Smith Journal are written in
and behavioural processes do not bring about a the second person and therefore are part of the
change in the environment through the expend- group of entries that contain increased self refer-
ing of energy and involve no external party. ences and negation (compared with the rest of
Lexical verbs are also significantly more fre- the journal). hese entries, like the rest of the
quent in second-person entries than in the rest journal, also contain dichotomous structures (or
of the Smith Journal. While in the Smith Journal polarized language). his means that there is ten-
overall, just over half of processes (where Plath tative evidence of a potential for self-harm and
is the agent) have no effect on external things, suicidal ideation, as suggested above by Plath’s
the percentage is around 70% in second-person metaphors to do with emptiness and the womb.
entries. his suggests increased self-focus in the Significantly, the evidence seems to compound
same way as the use of pronouns did and may in the final two entries, which were written only
provide further evidence of the helplessness a few weeks before Plath’s first suicide attempt.
noted in Plath’s metaphors of ‘emptiness’. In addi-
tion, the higher prevalence of such process types
in second-person entries when compared with 5. Conclusions
the rest of the journal also indicates a potential
change in the severity of the mental state. his paper aimed to illustrate how a range of
linguistic methods can be used to investigate
4.4. Negation the ‘lived experience’ of depression, as a case
study. In particular, it hopes to have demon-
A final significant difference that I would like strated that relatively reliable interpretations
to discuss concerns the comparison between can come from a combination of qualitative and
second-person entries and the rest of the quantitative linguistic methods, which might
Journal, which revealed an overuse of negation help to bridge the divide between humanities
in second-person entries (LL=4.86; p ≤ 0.05).5 and medical approaches to health (cf. Crawford
Negation refers to words such as ‘no’, ‘not’, ‘never’, et al. 2014).
Linguistic insights into Sylvia Plath’s experience of depression 51

Manual qualitative analyses of metaphor and have tried to demonstrate is that the lived expe-
personal-pronoun use highlighted the intricate rience of depression is implicit in the language
and subtle nature of Plath’s experience of depres- of its ‘patients’. Even with depression, linguistic
sion. Plath seems to have experienced her mental analysis can potentially enrich our understanding
state as chaotic and at times contradictory – of the condition. For example, it may be worth
impotent and in the process of self-attack at the exploring whether a sense of inner conflict and
same time. here was a sense of confinement contradiction, as outlined in both the metaphor
and exhaustion, which suggests that the mental and the pronouns sections, is common among
state is unpleasant and difficult to overcome. sufferers of depression. Similarly, monitoring
The repetition of relevant metaphors in the patients’ use of pronouns and negation could
Smith Journal suggests that this was a significant potentially function as a kind of diagnostic tool
aspect of Plath’s experience. Some metaphors or early warning system, highlighting individu-
also suggest an absence of control and a sense als who may be at risk of moving towards more
of split. he use of the second-person pronoun severe depression or suicidal ideation. But more
to refer to the self also suggested a sense of split, importantly, linguistic clues can and should be
as ‘you’ was directed at the self. he series of used to study mental health problems that are
commands directed at the self further implied a less well documented.
sense of conflict, which may be a more general
characteristic of depression, but it is less fre-
quently reported. In addition, a further possible Notes
significance of second-person narration was
suggested by an intra-textual quantitative com- 1. See http://www.liwc.net/liwcdescription.php.
parison. he quantitative analysis showed that 2. For the purposes of this paper, depression is
self-focus is increased in second-person entries, understood as ‘a profound and persistent feeling
providing potential quantitative evidence for a of sadness or despair and/or a loss of interest in
more severe depressive state. In addition, suicidal things that were once pleasurable’ (Fundukian
ideation, an interpretation tentatively suggested and Wilson 2008: 339).
for Plath’s ‘womb’ and ‘emptiness’ metaphors, 3. Although I only describe these key examples of
metaphor, my interpretations draw on extensive
was given more substance by her statistically sig-
analyses of metaphorical patterns in the Smith
nificant overuse of negation and self-references Journal (Demjén forthcoming).
in second-person narration, especially in the 4. A full analysis can be found in Demjén (forthcom-
final two entries (written just before her first ing).
suicide attempt). 5. he LL cut-off point for Journal internal com-
Abundant dichotomous structures, as iden- parisons is lowered to 3.84 (p ≤ 0.05), as there
tified through corpus methods, suggested that were fewer results at higher levels of significance.
Plath potentially experienced the world in a more he minimum frequency was also adjusted in
polarized way than the average person. Certain accordance with the recommendations to ≥13
ways in which she used metaphors (juxtaposition (Rayson et al. 2004). his ensured the reliability
of the data, even at a lower level of LL.
and intertextual allusion) also seemed to point to
intensity of experience. hese may be examples
of what Tay (2012) calls ‘maladaptive concep-
tualizations’, i.e. Plath’s seemingly categorical Acknowledgements
worldview and aversion to ‘normal’ aspects
of everyday life potentially contribute to her I would like to thank Elena Semino, Srikant
depression. hese attitudes could be addressed Sarangi and two anonymous reviewers for their
in therapeutic contexts. comments on earlier versions of this paper.
As depression is a relatively well-researched
condition, the insights I have described above
may not seem revolutionary. However, what I
52 Zsófia Demjén

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Social and Clinical Psychology 23 (3): 325–346. Zsófia Demjén is a Lecturer in English Language
http://dx.doi.org/10.1521/jscp.23.3.325.35454 and Applied Linguistics at he Open University, UK.
Scott, M. (2004) WordSmith Tools. Version Four. Her research interests include health communica-
Oxford: Oxford University Press. tion, metaphor and especially the intersections of
Semino, E. (2008) Metaphor in Discourse. Cambridge: language, mind and health(care). She is co-editor of
Cambridge University Press. the Routledge Handbook of Metaphor and Language
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and ‘bad’ deaths: Narratives and professional investigating metaphor in end of life care discourse
identities in interviews with hospice managers. and language in the representation of voices in an
Discourse Studies 16 (5): 667–685. http://dx.doi. autobiography of a schizophrenic. Address for cor-
org/10.1177/1461445614538566 respondence: Department of Applied Linguistics
Semino, E. and Short, M. (2004) Corpus Stylistics: and English Language, Faculty of Education and
Speech, Writing and hought Presentation in a Language Studies, he Open University, Stuart Hall,
Corpus of English Writing. London: Routledge. Milton Keynes, MK7 6AA, UK. Email: zsofia.dem-
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