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4 INTRODUCTION TO FILM THEORY
F I L M T H E O R Y
         In his major critical work, The Mirror & Whether this means unpacking the suggestions to “move” or affect their audience—whether
The Lamp, literary scholar M.H. Abrams insists a film makes about what we fear or value as a ethically or unethically.
that works of art serve two chief purposes in culture, determining how accurately a film
the world; as his title suggests, great works portrays the world around us, or even creates More specifically, in the pages that
both reflect the environment from which they standards of behavior for the various follow, we will attempt to streamline relevant
emerge (and thus, to some degree, “hold a relationships that make up our lives, reading critical material from Dr. Lois Tyson’s critical
mirror up” to a particular era) and can also films closely will help us better appreciate theory today, all in an attempt to provide you
serve as a lamp that illuminates otherwise them and perhaps also be more aware of the with a crash course in critical film theory that
hidden or obscure parts of our world (or—in a ideologies embedded within them. is both manageable and yet still scholarly.
broader sense—even influence the way people Below you’ll find publishing details about the
see the world around them). As you may have text, which can be found easily on Amazon,
read in Chapter 2, the most powerful of half.com, or even your local library; it’s highly
narratives function in this double sense; for recommended that you secure a copy of this
instance, when it was brought to the silver text if possible.
screen, Anthony Burgess’s A Clockwork Orange
not only held a mirror up to the dangers of Finally, a note for instructors: the
government-sanctioned control over human one-page articles on each of the ten critical
behavior, but also (tragically) inspired several lenses covered below were designed to be read
crimes in mid-1970s Britain, in which the and elaborated upon in class. Subsequently,
perpetrators claimed that they modeled their the backs of each article are blank so as to
own violent acts upon scenes in the film. allow students to take notes on any
supplementary information provided in class.
Though Abrams does not explicitly
discuss film in his text, his theory can ***
undoubtedly be applied to cinema; to be sure,
given the sheer amount of films watched per Recommended Texts
year—the University of Sheffield estimates
that 7.6 billion trips to the theaters are made
         In light of this, this chapter aims to Tyson, Lois. critical theory today. 2nd ed. New
introduce students of film to ten of the major
every year, while YouTube’s in-house statistics York: Routledge, 2006. Print.
critical “lenses” used by film scholars to
place daily viewership in 2010 at 2 billion—it
analyze everything from the suggestions a
is essential that we learn how to actively and
film can make about the nature of the human
critically view them, for they often leave such
psyche to the ways in which filmmakers use
lasting impressions on us.
the cinematic devices discussed in Chapter 1
P S Y C H O A N A L Y S I S
         In critical theory today, Tyson distinguishes Freud posited that all human beings have a
thanatos or “death drive”; it’s how he made
between two predominant psychoanalytic sense of what he perceived as an “alarming
approaches: Freudian and Lacanian. This degree of self-destructive behavior…
section aims to provide a brief introduction to psychologically if not physically” in humans
both. around the globe (22). Tyson’s understanding
of this thanatos is as follows: “our fear of
FREUDIAN THEORY death…translates for most of us into a fear of
APPLICATION of FREUDIAN THEORY
According to Tyson, Freudian theory hinges loss in general—loss of my mate’s attention,
Silence of the Lambs
on the search for two things: first, there is the loss of my children’s love, loss of my
search for defeating or self-destructive
behaviors within humans, and second, a
health…[thus we can realize] how death…is
so attractive, at least on the unconscious level:          Throughout Silence, the main female
deeper search for the seeds planted in our if I don’t feel anything, then I can’t be protagonist, Clarice Starling (Jodie Foster),
earliest years that gave rise to such behavior. hurt…This desire to not feel, this desire to could be said to embody both a fear of
“For example,” Tyson writes, “[Freud might insulate ourselves from life in order to insulate abandonment and “penis envy”. For one, the
argue that] if I don’t realize that I still long for ourselves [by extension] from pain, is probably flashbacks within the film reveal that Clarice’s
the love I never received from my long dead, the most common form of death work” (23). father, who served as a police officer, was shot
alcoholic father, I am very liable to select an and killed by a criminal when Clarice was only
alcoholic, aloof mate so I can reenact my Yet Freud is perhaps most famous for his 10 years old. Thus, Clarice’s formidable drive
relationship with my father and ‘this time’ “penis envy” theory, in which he posits that all to join and excel in the FBI could be read
make him love me” (13). Thus, Tyson first women covet male genitalia—and men, in (from a Freudian lens) as a desire to control
identifies a defeating habit (i.e. an impulse to turn, have “castration anxiety” (i.e. men fear criminals—a desire to prevent evildoers from
find an alcoholic partner), and then links it to losing their genitalia). Tyson provides some killing the fathers of any other innocent girls.
a deep-seated need for love from a very much needed insight on this theory when she Moreover, Starling also demonstrates a strong
specific kind of father-figure. She argues that, interprets such “envy” as a drive shaped by desire to be perceived by her male peers as an
for Freud, such habits and patterns must be the Victorian environment from which equal—and to some extent as an agent of
investigated if one is to gain control over his or Freud’s theories emerged; Tyson argues that superior talent and dedication. In a scene
her life. what Victorian women truly envied were the leading up to the autopsy of one of Buffalo
socio-political freedoms and powers enjoyed Bill’s (the serial-killer antagonist) latest victims,
Another major component in Freud’s by men. In this sense, “penis envy” translates Starling demands that the local, male police
psychology is the identification of fears—fears to a desire to vote, to own land, etc.—in short officers leave the room. Starling’s insistence on
of intimacy, of abandonment, betrayal, etc.— to be able to operate meaningfully in the their departure is one way in which she asserts
all of which Freud argued ultimately world (as so many men did) and know that one her authority and renders herself masculine.
functioned as a larger fear of death. simply matters within her environment.
P S Y C H O A N A L Y S I S
LACANIAN THEORY however, it doesn’t have to do with mirages or
Like Freud’s theory, the psychoanalysis hallucinations so much as an infant's belief
championed by Jacques Lacan zeroes in on that it is one with its mother and has total
the earliest experiences of a human being; control over its environment. Thus it is
however, unlike Freud, who concerned himself “imaginary” insofar as the child’s worldview
with pinpointing the traumatic events that hinges on a delusion of control. According to
shape a child’s life, Lacan began instead with a Tyson, here the child experiences the “desire
concern regarding two things: 1.) How does an of the mother,” which is to say he or she
APPLICATION of LACANIAN THEORY
infant perceive the world around him or her? assumes that his/her mother is all that he or
Requiem For A Dream
and 2.) How does the act of perception itself she needs and vice versa (27). The central
end up traumatizing people in infancy? More
specifically, Lacan explored how a baby’s first
traumatic experience of the infant’s life arrives
when it acquires language—specifically the          Darren Aronofsky’s breakthrough film,
recognition of himself or herself as separate knowledge that “I” am “me [the baby]” and Requiem For A Dream, received massive attention
from his/her mother traumatizes and shapes not “you [the mother]”; our entrance into this for its graphic and cinematically stunning
his or her life. second period, the Symbolic Order, “involves depiction of drug use. What’s often overlooked,
the experience of separation from others, however, is how Aronofsky juxtaposes all of the
For Lacan, every infant initially perceives [most notably] the intimate union we graphic drug-use against quiet, heartbreaking
“both itself and its environment as a random, experienced with our mother” during the scenes regarding the main characters’ respective
fragmented, formless mass. Indeed, the infant Imaginary Order (28). Lacan argues that mothers. For instance, the now famous quick-
doesn’t even differentiate itself from its within everyone is a repressed desire to feel a cut, extreme close-ups of Tyrone’s (Damon
environment and doesn’t know that parts of its bond that strong again, and that from time to Wayans) drug use give way to a short but
powerful scene where he remembers the
own body are, in fact, parts of its own body time, we encounter objet petit a (“small others”
seemingly unconditional love that his mother
because it doesn’t have a sense of itself that is or mementos) that reinvigorate this desire.
once provided him. When the flashback ends,
capable of such understanding” (Tyson 27).
Tyrone looks haunted by the memory—and
However, when a child is approximately Insofar as film studies go, we can apply then begins moving a full-length rolling mirror
between six to eight months old, it will begin Lacanian theory by asking the following sorts back and forth hypnotically. The blunt use of
to recognize that it has some sort of form or of questions (Tyson 33): the mirror here by Aronofsky suggests that the
wholeness, specifically when it sees itself in a character’s drug use is rooted in a desire to
mirror or sees another human being mirroring + Do any characters, events, or episodes in the return to the Imaginary Order of the Mirror
its body language/behavior back to it (think [film] seem to embody the Imaginary Order? Stage. Moreover, in the spirit of Lacanian
peek-a-boo). Subsequently, Lacan dubbed this theory, some of the final images in Requiem are
event the “Mirror Stage”. This stage is + What parts of the film seem informed by the close-ups that pull back to aerial shots, in which
comprised of two periods, the first of which is Symbolic Order? we see each major character—all in pain and
called the Imaginary Order; despite its name, alone—curling into the fetal position.
+ Do objet petit a figure into the narrative?
M A R X I S M
“Getting and keeping economic factory work…that fills the coffers of the rich.
power,” writes Dr. Tyson, “[is what Marxists Unfortunately, those in the proletariat are
would argue motivates] all social and political often the last to recognize this fact” (Tyson
activities, including education, philosophy, 54). Because the socio-economical structure of
religion, government, the arts, science, modern America does not conform to the
technology, the media, and so on” (53-54). bourgeoisie / proletariat dynamic upon which
Thus, whereas the above Lacanian analysis of traditional Marxism hinges, Tyson notes that
APPLICATION of MARXISM
Requiem For A Dream unpacks how the any application of Marxism to works of art
There Will Be Blood
characters’ drug use appears to be rooted in produced by modern American artists—or
their subconscious desire for the sort of
oneness they experienced in infancy with their
Western artists in general for that matter—
requires that we consider how the five-tier          There are few contemporary characters
mothers, a Marxist analysis of the film might socio-economic structure (which she in American cinema that embody the drive to
focus instead on how the parental figures articulates as the underclass, the lower class, succeed and dominate so magnetically and
within the film pressure the young protagonists the middle class, the upper class, and the horrifyingly as Daniel Plainview (Daniel Day-
to become capitalistic Americans (with the aristocracy) may be structured in a manner Lewis) in There Will Be Blood. In Plainview,
implication that it’s financial success and that prevents the lower classes from securing director Paul Thomas Anderson gives us
stability—earned via hard work and belief in their basic needs as humans. ambition and greed incarnated; to be sure, the
the American dream—that makes life character’s surname, Plainview, emphasizes how
worthwhile). Put simply, for a Marxist, it’s the In addition, according to Marxists, the Daniel’s single-minded outlook—that is, to curry
adult figures’ unfair classification of their inequalities within and stresses provoked by unimaginable wealth and power—is precisely
what makes him so heartless and efficient in his
children as “slackers” or “unambitious” that this class system stem from a number of
quest to become an oil baron. However, the film
might have inspired their drug use—and also, ideologies. Marxists aim to expose the American
is not exactly a cautionary tale for capitalists—
ironically, leads them to find economic dream as not a natural way of life, but simply
there is no final act uprising by proletariat-esque
security via drug trafficking. one of many ideologies or ways of looking at characters. Rather, Anderson suggests
the world—one that they believe falsely something much more chilling about what the
For Marx, “the real battle lines [were] presupposes that the pursuit of wealth is an hunt for dizzying financial success will do to
drawn… between the ‘haves’ and the ‘have- inherently good and meaningful pursuit. men: turn them back into animals. For all of the
nots,’ between the bourgeoisie—those who Many Marxists also take issue with the idea stunning technological innovations that
control the world’s natural, economic, and that the poor are poor simply because they Plainview utilizes to dig for oil, he regresses, by
human resources—and the proletariat, the have not applied themselves, for they would the film’s end, into an animalistic state; in the
majority of the global population who live in argue that this perspective hinges on the belief final scene his barbaric body language and use
substandard conditions and who have always that the American dream is universally of a bowling pin as a club make him look more
performed the manual labor—the mining, the attainable. like a caveman than a homo sapien.
S T R U C T U R A L I S M
         Rooted in the language-theories of words meaning, so does Bellour insist that the
Swiss linguist Ferdinand de Saussure, relationship between frames in the famous “the
structuralism asks us to examine the birds attack” scene supplies the film with its
foundations (or “structure”) of language “forward female behavior is bad” theme. In
itself—it wants to examine the rules that his essay, Bellour establishes that several
govern language. After his death, de successive frames in the scene set up a “this is
Saussure’s colleagues assembled notes taken Melanie looking” and “this is what Melanie is
APPLICATION of STRUCTURALISM
by his students in an effort to preserve his looking at” dynamic; the camera repeatedly—
The Birds
argument that all language is composed of two as if on a loop—moves from a shot of
parts: a “signifier” (i.e. the “sound pattern” Melanie’s face to a shot of what is in her line
that is said out loud or thought of silently) and of vision. Once the audience becomes most horror/suspense films.
that which is “signified” (i.e. the meaning of comfortable with this back-and-forth
the word spoken or thought of). The word movement, Hitchcock interrupts it with a For instance, one could argue that The
“trees,” for instance, corresponds to the shocking shot in which he shows us not Birds—like Psycho before it—helps carve out a
organic objects that live and grow in soil (and Melanie’s point-of-view, but rather a seagull in subgenre of horror films that do not feature a
bear fruit or leaves, etc.); thus, “tree” is a the air—and then moves to a shot of the supernatural villain (such as Dracula, who was
signifier and the actual plant is the “signified”. seagull attacking Melanie. Bellour argues that demonic, or The Mummy, who appeared to
it’s when Hitchcock interrupts patterns he’s set be supernaturally brought back to life by
Structuralism can be applied to film in up that he’s trying to emphasize underlying ancient Egyptian rituals). Moreover, one could
multiple ways; one can examine, as Raymond themes within the film; here, Bellour feels the argue that, because the film features a female
Bellour did in his famous essay on Hitchcock’s violent attack suggests that Melanie is being protagonist, the film sets itself apart from most
The Birds, how individual frames in a relatively punished for looking at a male and, moreover, early to mid 20th century horror films, which
brief scene are structured to emphasize for having the impulse to actively pursue him. tended to depict women as helpless damsels in
ideologies within The Birds. Though he was distress.
criticized for watching The Birds as if it were a Alternatively, one could examine how
series of paintings or photographs and not a The Birds fits into—or perhaps does not exactly The lens of structuralism can, ultimately,
motion picture, Bellour outlined how fit into—the horror/suspense genre. The goal be applied in dozens of other way as well,
Hitchcock’s cinematography suggested that here would be to watch and study massive though the underlying goal is always this: to
Melanie, the female protagonist of The Birds, amounts of horror/suspense films, attempt to identify the foundations the cinematography
was punished for being romantically forward pinpoint themes and images and cinematic and dialogue establish in a genre or collection
towards a male character. Just as de Saussure techniques that crop up across the board, and of films, and then examine how singular films
insisted on exploring how the relationship then compare The Birds to this “catalog” or list fit into or subvert these foundations.
between words and what they signified gave of essential characteristics that surface within
D E C O N S T R U C T I O N I S M
         As a critical lens dedicated to ideological “trap doors” within his or her
investigating how oppressive ideologies or film—that is, how a filmmaker may have, in his or
ways of thinking shape our lives, her attempt to create a film with a specific message,
Deconstructionism challenges us to examine contradicted that very message as he or she produced the
how any work within the language arts—any film.
single word or sign even—can be charged with
powerful messages about what sort of beliefs, Similarly, deconstructionists aim to
APPLICATION of DECONSTRUCTIONISM
behaviors, lifestyles, etc. are valuable or “explode” binaries—which are pairs made up Roger and Me
destructive, healthy or unhealthy, and so on. of two ideas or groups traditionally considered

Inaugurated by Jacques Derrida in the


to be opposites (think male/female,
objective/subjective, individual/group, etc.) –          Along with Bowling For Columbine, &
late 1960s, deconstructionism has notoriously that they believe are overly simplistic, sexist, Fahrenheit 9/11, Roger and Me secured director
eluded a single definition ever since, for it is so racist, etc. For example, while Americans Michael Moore’s status as an A-list celebrity.
intimately bound to the process of exploring living in 2012 might, in general, champion the And yet, while his position in Hollywood is
how things collapse in on themselves. individual over the group, a close look at what secure, his reputation as a documentary director
Philosopher John D. Caputo wrote in it takes to allow an individual to function (let’s is the subject of much debate; effective as his
Deconstruction In A Nutshell that “Whenever say even a pioneer like Steve Jobs or Steven films may be in provoking emotional reactions
deconstruction finds a nutshell… Hawking) reveals that the so-called individual from audiences and earning profits at the box
the very idea is to crack it open and disturb depends upon others to manage their personal office, Moore’s presentation of the decline of the
this tranquility…That is what deconstruction is affairs (executive assistants), finances automotive industry in Flint, Michigan has been
(accountants), health (doctors), and so on. denounced as unethical by hosts of serious
all about, its very meaning and mission, if it
critics. As Stephen Prince argues in Movies and
has any” (32). Thus, while Derrida initially Thus though we may champion individuals
Meaning, “Critics charged that…Roger and Me
focused on complications within the signifier- over groups, upon inspection, the life of any
(1989), violated documentary ethics because it
signified dynamic in structuralism (i.e. If the individual, genius or otherwise, hinges on an
rearranged and reordered the chronology of
word “tree” represents that organic, big plant intricate web of others who allow the events leading to the demise of the General
that lives and grow in soil, doesn’t this individual to thrive. Insofar as film goes, this Motors auto plant. The film condensed events
definition of a “tree” run into problems when breaking of binaries can be very helpful for that occurred over a long period of time so that
we realize it could also apply to what we call sociologists who aim to point out how various they seemed to happen virtually overnight [in
“flowers” and “crops”?), film critics have films challenge the individual/group binary or the film]” (299). Thus, the catch-22 in Roger and
applied deconstructionism to films in order to for feminists who want to draw attention to Me resides in Moore’s use of unethical narrative
determine how content and form can at times how films reinforce or challenge the notion techniques in a genre that hinges on its
“butt heads” with one another, or how a that male characters are superior—in usefulness as a means of spreading social truths
filmmaker may have unknowingly embedded whatever way—to female ones. to the public.
N E W C R I T I C I S M
         Despite its name, New Criticism—which (or look at the film as a New Critic might) to
any English student might know as the all-too- gather the evidence such an argument would
familiar “close reading” of a text—emerged in require.
the early 20th century as an alternative way of
approaching a literary text; up until then, It’s the dual examination of content and
American literature professors focused on the form that makes New Criticism such a complex
historical conditions that surrounded a text endeavor at times. Consider Matthew Weiner’s
and/or the author’s intent in creating a text (i.e. Mad Men for a moment: the series often sends APPLICATION of NEW CRITICISM
Why would someone write this? What was their out mixed messages regarding protagonist Don Mad Men
purpose in writing the text?). New Criticism Draper’s life and behavior—which may look
recognizes that a text can have a purpose and attractive, even envious in one moment and
meaning beyond what its author intended; in clearly destructive and bleak the next. In the
short, it operates under the belief that a work of pilot episode, “Smoke Gets In Your Eyes,”
art can take on a life apart from the artist who Weiner depicts Don as a man with an enviable
created it. life; he has a challenging but rewarding (and
incredibly high-paying) career as a creative
Insofar as film goes, this practice—of director for the fictional Sterling Cooper ad IMAGE 1.1 IMAGE 1.2
watching a film “closely”—demands that agency, is respected—almost worshipped—by
In a later episode, it’s only after Don sleeps
audiences familiarize themselves with the his staff for his ability to conjure knockout ad
with Midge—who we later find out to be one
techniques or devices a filmmaker has at his/ campaigns out of thin air, and enjoys the
of Don’s many mistresses—that he’s inspired to
her disposal in order to produce an authentic company of Midge: an independent, intelligent
create successful ads for his clients; after a late-
interpretation of a film. Thus, because all critical woman who supports his constant search for
night rendezvous with Midge, he thinks of a
readings of film must consider both the content brilliant new campaigns. Moreover, the
new direction for a Right Guard ad: “What do
of a film (i.e. its central themes, its narrative) and cinematography in the episode depicts his
women want…any excuse to get closer.” The
the formal elements in the film (i.e. how smoking and drinking habits not as destructive,
suggestion—that Don’s affairs somehow
filmmakers present themes and the narrative via but rather essential “fuels” for Draper—from the
jumpstart his creativity—is clear.
cinematography and dialogue), this lens serves as opening scene (see Image 1.2), his incessant
the foundation for all other critical lenses. For drafting of various taglines for Lucky Strike’s
Despite the way in which the
example, before coming to the conclusion that upcoming campaign seems to run on a
cinematography flatters what most would
P.T. Anderson depicts Daniel Plainview as an combustion engine of cigarettes and whiskey
consider Don’s destructive habits, in the
evil, animalistic capitalist in There Will Be Blood cocktails. After ordering another “old
dialogue, Weiner often highlights how
(i.e. approach the film from a Marxist point of fashioned,” Don toils away—the golden light
fundamentally joyless Don’s life can be.
view), one would have to closely examine the around him (see Image 1.1) suggesting that he
“You’re born alone and you die alone,” Don
cinematography and dialogue within the film will overcome this latest challenge.
exclaims in the pilot episode.
N E W H I S T O R I C I S M
In the introduction to the critical work in large part by French scholar Michel
Foucault (pronounced foo-KOH). In Literary
The New Historicism, editor H. Aram Vesser Theories, editor Julian Wolfreys explains that
writes that “The New Historicists combat Foucault used the term episteme to refer to “a
empty [criticism] by pulling historical particular group of knowledges and discourses
considerations to the center stage of… which operate [together] as the dominant
analysis” (xi). Although Vesser does not [ways of thinking] in any given historical
explicitly name the source of this “empty period. He also identifies epistemic breaks,
APPLICATION of NEW HISTORICISM
[criticism],” it’s fair to say that New radical shifts in the varieties and deployments
The Birth of a Nation
Historicism arose in the 1970 and 80s as a of knowledge for ideological purposes, which
direct reaction to perceived deficiencies in New
Criticism; for literary critics such as Stephen
take place from period to period.”
         “Had the Nazis won World War II,”
Greenblatt (famous for his New Historical take In turn, the New Historicists were writes Lois Tyson, “we would all be reading a
on Renaissance works), closely reading a text intensely concerned with the dynamic between very different account of the war, and the
was insufficient scholarship. If universities knowledge and power, for all knowledge is genocide [of the Jewish people], than the
wanted to offer more compelling and transferred by linguistic means—and by accounts we read in American history books
significant research, language arts professors extension all power must be inseparably today” (286). A brief look at D.W. Griffith’s
would have to begin asking how have various bound to language. Here “power” does not The Birth of a Nation—with its explicit
historical events been interpreted and, in turn, necessarily mean the power wielded by a king championing of the Ku Klux Klan—
what these interpretations tell us about the or president—it tends, rather, to refer to the demonstrates how a film can be a vehicle for
interpreters—classical historians might ask, by way in which one uses language to shape the the sort of alternate take on history that Tyson
contrast, “What happened?” and “What does world around him/her. A lawyer, for instance, describes above. According to University of
the event tell us about history?” (Tyson 282). is powerful insofar as he or she understands Houston professor Steven Mintz, “The
Consequently, New Historicists do not believe how to word a contract so as to protect his or message embedded in [Griffith’s] film
we can look at history objectively; so, while all her client’s interests. Similarly, a pharmacist is was…that African Americans could never be
can agree on certain, indisputable facts (i.e. powerful insofar as he or she understands the integrated into white society as equals, and
George Washington was the first President), various technical terms involved in correctly that the violent actions of the Ku Klux Klan
the quality of Washington’s service (i.e. as filling a prescription. In this sense, New were justified because they were necessary to
effective or ineffective, as ethical or unethical) Historicists are concerned not merely with the reestablish legitimate and honest government”
will always depend on whom you ask. language arts, but all language as its enables (“Slavery in American History” 1). Here,
individuals or groups to meaningfully affect— Mintz engages in New Historicism by
This new way of looking at literature and for better or worse—the world around them. examining not the Civil War and subsequent
art—as a subjective means of preserving the events, but rather the racist ideologies at work
ideas that defined historical eras—was guided within one man’s take on these events.
F E M I N I S M
         Because the term “feminism” has  
Not only is Princess Peach an unplayable,
somehow become attached to extreme, anti- passive character, they argue, but she also
male attitudes and singular dramatic images must wait for the male character, Mario, to
(i.e. bra burnings in the 1960s), it’s essential rescue her. As a matter of fact, Salen and
that we discuss what “feminism” actually looks Zimmerman unpack how most of the video
like as a major critical lens of the 21st century. games we grew up with as children reinforce
Critical feminism simply insists on equality this male-as-sole source of strength and
APPLICATION of FEMINISM
between the sexes, for true “feminist criticism protection view (i.e. The Legend of Zelda, Crash
Alien/Aliens
examines the ways in which…[all cultural Bandicoot, etc.). Alternatively, they draw
productions, including film] reinforce or
undermine the economic, political, social, and
attention to how female characters in more
recent games—particularly fighting games          Ellen Ripley (Sigourney Weaver) has
psychological oppression of women” (Tyson such as Tekken, Dead or Alive, and so on—may long been a lauded female character in films—
83). Thus, feminism is about making sure be playable characters who can compete with Alien and Aliens—that boast fairly complicated
women and men have equal footing— not the male ones, but are unfortunately depicted depictions of women at large. First, let’s turn
about tearing men down. in scandalous clothing not suitable for combat our attention to “the bad guys”—the sleek, oil-
(while the male characters are often fully black xenomorph alien for which the series is
While some may argue that women now clothed in attire fitting the combat scenario). named. Although the lead alien is a female—
enjoy equal footing with men—though the the Queen—and thus fits into the female-as-
lingering pay-inequality between men and Feminist film critics aim to identify where destructive monster role mentioned in the
women who perform the same tasks at work these same sexist (or misogynistic) models rear general “Feminism” article to the left, gender
suggests otherwise—a close look at a few their heads in cinema. Just as women serve as roles are upset insofar as the Queen has the
seemingly harmless entertainment products chief monsters in Greek and Roman absolute loyalty of the male aliens. The alien
will demonstrate how these seemingly mythologies (i.e. the Sirens of Homer’s The colony operates on anything but a
harmless products harbor shockingly sexist Odyssey, Medusa) and the very downfall of “patriarchal” or male-dominated system. In
ideas. Consider Super Mario Brothers—the humankind in the Old Testament (i.e. Eve), addition, though Ripley leads the crew of
colorful, light-hearted side-scroller that has feminists identify similar uses of female Aliens, the male and female characters alike are
brought even the most embattled brothers and characters on the silver screen and tear down inspired by her very active, constructively
sisters together before the TV set to play. In these one-sided/flat depictions of women. By aggressive attempt to protect humanity from
the text, Rules of Play, Katie Salen and Eric extension, they also look for female characters the aliens. Ripley is the very opposite of the
Zimmerman, unpack how this seemingly that resist these stereotypes. helpless, Princess Peach-type female who can
innocent, joyful game is a sort of “time do little more than wait for a man to arrive
capsule” of sexist ideas about how men and and address the problems in the narrative.
women interact.
Q U E E R T H E O R Y
         In light of the political and social Yet queer theory entails much more than
realities that non-heterosexuals face (even in this—its larger goal is linked to deconstruction
the 21st century), Dr. Tyson argues that queer in the sense that it looks for and then draws
theory is an especially important critical lens, attention to works of art in which traditional
for it allows us to investigate how works of art binaries related to sex and sexual expression
either reinforce or challenge the homophobia (i.e. male/female; heterosexual/homosexual;
(as well as other phobias related to one’s sexual etc.) breakdown or overlap or do not apply
APPLICATION of QUEER THEORY
orientation) that ultimately prevents gay, whatsoever. Tyson articulates this as follows:
The Rocky Horror Picture Show
lesbian, etc. individuals from enjoying the “The word queer has a range of meanings…it
same rights heterosexuals have long held. As
Tyson states in her chapter on lesbian, gay,
can refer to any piece of literary criticism that
interprets a text from a nonstraight          Though it was relatively unsuccessful in
and queer criticism, “Part and parcel of the perspective…[but] queer criticism [also] reads its initial 1975 box office run, Rocky Horror is
discrimination practiced against lesbians and texts to reveal the [problems in certain texts] the longest running release in film history,
gay men are the negative myths that used to representations of sexual categories…to show thanks in large part to midnight showings of
be generally accepted as truth and that still the various ways in which the categories of the film and the droves of viewers who come
exert some influence today. These include the homosexual and heterosexual break down, out to watch the film frustrate traditional, 20th
myth that gay people are sick, evil, or both overlap, or do not adequately represent century sexual categories time and time again.
and that it is therefore in their “nature” to be the…range of human sexuality” (336). Tyson To be sure, the film’s lead, Dr. Frank-N-
insatiable sexual predators, to molest children, goes on to provide several questions queer Furter (Tim Curry), is explicitly described not
and to corrupt youths by “recruiting” them to theorists ask about works of art: only as a transvestite in the beginning of the
become homosexual. Another myth portrays picture, but as a “sweet” one. Thus the film
gay men and lesbians as a very small + What does this work contribute to our champions, from its first minutes in, a “non-
population of deviants, when, in fact, it is knowledge of queer, gay, or lesbian experience normal” category of sexual expression.
estimated that gay people comprise at least 10 and history? Moreover, in one of the film’s central scenes,
percent of the U.S. population. Other Frank-N-Furter demonstrates how the
common misconceptions include the belief + Is a work homophobic? If so, is the innocent couple who happened upon his
that children raised by gay men or lesbians homophobia explicit or implicit? headquarters can be physically attracted to
will grow up to be gay [and so on]” (320). The members of the same sex, despite the fact that
queer theory critical lens is but one vehicle + How does a [work] illustrate the problems they are both heterosexual adults. Harkening
scholars have for exposing such myths. [or complications] in one’s sexual identity? back to the “Kinsey scale” established decades
earlier by Alfred Kinsey, the film suggests that
sexuality exists on a wide spectrum, not a
simple heterosexual/homosexual binary.
R A C E C R I T I C I S M
         Though some might argue that blatant Americans) to trigger that same five-year
racism—which Dr. Tyson defines as the mandatory sentence. Discriminatory laws like
systematic denial of essential liberties and these draw attention to drug use in poor black
rights to non-white individuals—was neighborhoods, a situation that has resulted in
eradicated in America long ago, Tyson argues increased police surveillance in these areas,
that latent or covert racist practices continue while drug use in white neighborhoods is
to affect non-white Americans to this very day. largely ignored” (368).
APPLICATION of RACE CRITICISM
Consequently, those using critical race Guess Who’s Coming To Dinner
In this sense, Tyson is concerned with a
theory as a lens through which they choose to
distinct iteration of racism: institutionalized
racism (361). Tyson defines institutional racism as watch films aim to identify how said films          A controversial cultural artifact of the
“the incorporation of racist policies and challenge and/or reinforce such unjust aspects 1960s, Guess Who’s Coming To Dinner preserves
practices in the institutions by which a society of American culture. For instance, HBO’s the post-Civil Rights racism that simmered
operates…health care [for example] can be most famous series, The Sopranos, deliberately throughout America. In the film, female lead
racially biased in everything from the suggested that the organized crime rings run Joey Drayton (Katherine Houghton) has a
allocation of research dollars to the location of by white Americans employed and fairytale romance with a young, idealistic,
hospitals…the corporate world, [moreover], manipulated black Americans as “ground- black physician named John Prentice (Sidney
often practices racial discrimination in its level” enforcers for their various money- Poitier)—consequently, much of the film
hiring and promotion, despite whatever equal- making schemes. This depiction of the inner- revolves around how, even though the
opportunity policies it claims to have” (361). workings of the mob, controversial as it was American legal system at this time recognized
In addition, Tyson argues that people of color and remains, challenged preconceptions more rights for blacks than ever before,
are not only denied these sorts of advantages, regarding who instigates crime in a major individuals still felt it inappropriate for whites
but also subjected to harsher punishment for metropolitan city. In sum, if one opts to view a and blacks to fraternize and/or date. In this
breaking American laws. She writes, “let me film through the critical race lens, he or she sense, director Stanley Kramer draws the
offer just one striking example of why there is may want to begin by asking the following: audience’s attention to the sort of “everyday
a larger proportion of African Americans than racism” that reared its head in American
whites incarcerated in our country. It takes + What can this work teach us about African households. The discomfort Joey’s parents
only five grams of crack cocaine (used heritage or African American culture, display when John is brought to meet them
predominantly by black Americans) to trigger experience, and history? exemplifies this variant of racism, and one
a five-year mandatory prison sentence. could certainly argue that the unfavorable
However, it takes five-hundred grams of + Does a particular work correct stereotypes light in which Kramer depicts Joey’s parents is
powder cocaine (used predominantly by white or misrepresentations of marginalized races or a positive application of race criticism on his
does it reinforce racist ways of thinking? part.
P O S T C O L O N I A L I S M
         As its title indicates, postcolonial  
—that constitutes the process of “othering”
criticism examines how the colonization of natives. This process would, effectively, bleach
various social groups has affected both those native cultures so as to make them more
colonized and the colonizers—though the European, more “appropriate”—
field’s emphasis usually lies in highlighting the and it would also psychologically damage
ways the colonizer has oppressed native those who had been colonized. In her article
peoples. Accordingly, Dr. Tyson opens her on critical race theory, Tyson refers quite
APPLICATION of POSTCOLONIALISM
chapter on postcolonial studies with an shockingly to the concept (and practice) of Apocalypse Now
explanation of colonialist ideology—by which intra-racial racism, in which members of a race
colonists made both an immediate and lasting
impact on the culture they have invaded.
actually turn on or denounce members of their
own race that retain, whether biologically (i.e.          As a film adaptation of Joseph
“Colonialist ideology,” she writes, “was based in skin tones) or culturally, anything native to Conrad’s famous Modernist novel, Heart of
on the colonizer’s assumption of their own their people. According to Tyson, in many Darkness—an early example of postcolonial
superiority, which they contrasted with the instances, colonizers so thoroughly implanted literature itself—Francis Ford Coppola’s
alleged inferiority of native…peoples, the their European notions of right and wrong, Apocalypse Now has long been examined for the
original inhabitants of the lands they invaded” beautiful and ugly, etc. within the culture that ways in which it criticizes America’s role in the
(438). However, as Tyson and countless anything lying outside of these new European Vietnam War.
anthropologists point out, many of these so- categories would be deemed unsavory—even
called inferior cultures had established by those whose culture had just been In one of the more famous scenes in
complex artistic, agricultural, architectural, “whitewashed” (419-420). Apocalypse, Lieutenant Coronel Bill Kilgore
and religious systems prior to the invasion of accepts a dangerous mission at the mouth of
their lands; Tyson suggests that it was the Consequently, postcolonial criticism the Nung River only because of the surfing
colonizer’s distinctively metropolitan attempts to identify how various works of art conditions present there (for Kilgore is an
background—which included more industrial preserve this sort of dynamic between a avid, even obsessive surfer). As he rides waves
technology and man-made materials (in colonizer and those colonized. It also strives to along the river, a napalm strike is casually
contrast to the heavily organic substances that identify instances of mimicry (i.e. cases where called in, and the invasion theme song par
were central to the lives of those they the colonized take on the speech patterns, excellence, “Ride of the Valkyries,” is cued up
colonized)—that made them feel superior. dress, customs, etc. of their colonizer in order over loudspeakers. Thus, one could argue that
to fit it), exile and alienation (i.e. the literal or while Kilgore does not operate like a typical
It was this process of comparing an symbolic displacement of natives), and the colonist (who desires to conquer a people and
indigenous culture’s goods and habits to struggle amongst those colonized for mold their ways to his), his role is far more
Europeans goods and habits—and, in turn, individual and collective identity. chilling in that he goofs off surfing while
categorizing them as “savage” or “uncivilized” simply exterminating a culture foreign to him.
FILM THEORY – APPLICATIONS
Films such as The Dark Knight Trilogy allow us to
Having introduced you to the major critical
investigate how gritty blockbuster movies can
“lenses,” this chapter aims, finally, to
be much more than that–they demonstrate how
demonstrate briefly how one might apply each
entertaining films can double as works of art
theoretical lens to one major work. To this end,
embedded with complex suggestions about the
Christopher Nolan’s The Dark Knight Trilogy is
human psyche, economics, how we view reality,
excellently poised for this final part of Chapter
sociopolitical matters, and human behavior in
4.
times of crises.

PSYCHOANALYSIS MARXIST STRUCTURALISM

Psychoanalysis—in the classical, Freudian As a theoretical lens that insists we examine Each film in The Dark Knight Trilogy serves as
sense—is concerned primarily with how an how economic systems structure human what film critics might refer to as “meta-
individual’s identity is shaped by repressed societies, Marxists might see The Dark Knight theater”—that is, as a theatrical work in which
emotions as well as the “role(s)” into which Trilogy as an especially complicated film the characters discuss the power of
one’s family or environment has placed him or series. In The Dark Knight Rises, Nolan clearly theatricality or role-playing. To be sure, Bruce
her. On the basis of this, one could argue that depicts the economic gap between the rich Wayne’s Batman persona hinges on his
Nolan’s Batman (and indeed any iteration of and the poor as the catalyst or fuse for assumption that operating as a seemingly-
Batman) is defined in large part by the guilt Gotham’s demise. To be sure, during the immortal and terrifying vigilante will enable
and anger rooted in his parent’s deaths. To be ballroom scene, Selina Kyle whispers to Bruce him to root out Gotham’s crime more
sure, Alfred Pennyworth offers numerous Wayne, “You [and the rest of Gotham’s elite] effectively than if he simply joined the police
warnings to Bruce Wayne, specifically are all going to wonder how you ever thought or entered the political arena. By extension,
regarding how his efforts as Batman have only you could live so large and leave so little for Wayne’s activity as the Batman serves as
led to increased violence from the leaders of the rest of us”. In this sense Kyle justifies her commentary on the structure of Gotham—or
Gotham’s underworld—and yet Wayne insists alter-ego (a cat burglar) as a by-product of more accurately, the dysfunction and
on continuing to serve as Batman. Dr. Tyson, Gotham’s extreme class divide; “A girl’s gotta limitations of Gotham’s traditional law
author of Critical Theory Today, argues that “our eat,” she quips when questioned by the police enforcement agencies (i.e. Gotham Police, the
unconscious desires not to recognize or change about her criminal activity. And yet it is Bruce Mayor’s office, etc.). Throughout the trilogy,
our destructive behaviors…because we have Wayne, with his multi-billion dollar bank Nolan’s villains draw attention to how easily
formed our identities around them” (15). account, who is able to forge the Batman human beings’ justice systems can be
Thus, one could identify Wayne as a hero persona—and in turn assemble a massive corrupted—to be sure, while Batman
whose work as Batman simultaneously reveals array of gadgetry to help him restore balance ultimately triumphs over each major
stunningly noble/sacrificial and self- to the city. Thus, money is both a key cause of antagonist, they always manage to “buy off”
destructive facets of his personality. and solution to Gotham’s instability. the established “lines of defense” in Gotham.
FILM THEORY – APPLICATIONS
Having introduced you to the major critical Because the film is so well known, The Dark
“lenses,” this chapter aims, finally, to Knight affords us the opportunity to investigate
demonstrate briefly how one might apply each how a gritty blockbuster movie doubles as a
theoretical lens to a single film. Christopher film embedded with complex suggestions about
Nolan’s The Dark Knight is excellently poised to the human psyche, contemporary economics,
serve as our film of choice for this final part of the construction of reality, human behavior in
Chapter 4. times of crises, and so on.

DECONSTRUCTIONISM DECONSTRUCTIONISM, con’t NEW CRITICISM

Insofar as deconstructionism is approached as and lies/the truth is central to the film; he Although New Criticism—for scholars of
the practice of determining where a narrative describes himself as a wild “dog” who has no literature—revolves around a close reading of
collapses in on itself [i.e. where a story—in the plans, no scheme—but the entire plot a text, because a film is grounded in both a
process of making its point(s)—actually progresses via his carefully constructed, multi- script and cinematography (which advocates
contradicts those point(s)], we can look to layered plan. While this may, at first glance, of “pure cinema” would argue is more
Heath Ledger’s Joker as a sort of incarnation appear to be a fatal contradiction, it important), we will approach New Criticism as
of this theory. For one, Ledger’s Joker sheds paradoxically serves as the kind of contra- a close “reading” of the visual storytelling
light on the corruption within Gotham’s diction that breathes life into The Joker within The Dark Knight. As the Lighting section
legislative and executive branches, perhaps character. As the embodiment of true chaos, within Chapter 1 indicates, directors tend to
most notably in the famous interrogation The Joker by definition must at times contradict use high-key lighting to suggest a character is
scene. “Who did you [Gordon] leave [Harvey himself and engage in planned, ordered innocent, good-natured, or even angelic.
Dent] with, hmm?” Joker asks Commissioner activities—such as orchestrating Gotham’s fall. However, in several key scenes within The Dark
Gordon, “Your people? Assuming they are still Put simply, when examined under the lens of Knight, Nolan uses neutral or high-key lighting
your people, and not [mafia boss] Maroni’s.” deconstructionism, the contradictions within to illuminate The Joker, whereas Batman is
Here, The Joker forces Gordon to Joker’s behavior become apparent, and this often shot with low-key lighting.
acknowledge how his colleagues—who by prevents us from ever truly knowing whether Cinematically, this is one way Nolan
definition should be loyal—have double- he is fully insane or merely acting, unruly or reinforces his Joker as one that, like the Fools
crossed him. In doing so, The Joker serves as a strategic, etc.—which is exactly the point. It is in Shakespeare’s plays, sheds light on socio-
truth-teller—which one might point to as the precisely by collapsing in on and contradicting political dysfunction in his society. In other
contradiction that deconstructs The Joker himself that Ledger’s Joker remains a words, while he undoubtedly commits evil
himself. Yet a closer look at the character variable—like the joker card itself. He leaves acts, The Joker also demonstrates how frail
reveals a more complex reality; The Joker’s all guessing at his “true” limits and thereby Gotham truly is—and Nolan’s lighting em-
ambiguous relationship to chaos/order functions as a perfect Lord of Misrule. phasizes this “good” aspect of his character.
FILM THEORY – APPLICATIONS
Having introduced you to the major critical Because the film is so well known, The Dark
“lenses,” this chapter aims, finally, to Knight affords us the opportunity to investigate
demonstrate briefly how one might apply each how a gritty blockbuster movie doubles as a
theoretical lens to a single film. Christopher film embedded with complex suggestions
Nolan’s The Dark Knight is excellently poised to about the human psyche, contemporary
serve as our film of choice for this final part of economics, the construction of reality, human
Chapter 4. behavior in times of crises, and so on.

NEW HISTORICISM FEMINISM QUEER THEORY

New Historicism insists that history is neither a A brief look at The Dark Knight Trilogy reveals While queer theory might traditionally be
simple linear series of events (from Event A to a complex and somewhat wanting depiction of applied to examine how homosexual,
Event B to Event C, etc.) nor a story that can females—in particular, regarding how they transgender, etc. characters are portrayed, the
be summed up from one perspective. With this relate to and interact with the lead male dearth of such characters in the trilogy leads us
in mind, one could argue that The Joker’s characters. For example, in Batman Begins, to apply this lens a bit differently—more
perspective regarding Gotham—that is, that Rachel Dawes is an assertive, productive specifically, by examining the films’
Gotham’s mounting instability has actually female assistant district attorney who subverts abundance of male-male working-
been aggravated, not alleviated, by Batman) is the male district attorney’s attempt to shield relationships. While the murder of Bruce
a twisted and provocative application of New her from the job’s dangers. She does, however, Wayne’s parents is depicted as the catalyst for
Historicism. In other words, although citizens ultimately rely on Batman to save her from his emergence as the Batman, Bruce’s life
like Commissioner Gordon may believe that physical harm at the hands of the Scarecrow. hinges on formative relationships with male
Batman is simply “trying to help,” as he states But this three-dimensional treatment of her characters exclusively. Alfred serves as a
in Batman Begins, other individuals within character is erased in The Dark Knight, where surrogate father, Jim Gordon and Lucius Fox
Gotham may find Batman’s use of extreme she is re-introduced as a woman who as essential allies, Ra’s al Ghul as a mentor-
force and physical aggression inacceptable. flippantly finds the attempted murder of her gone-awry, and John Blake as a pseudo-Robin.
Despite the fact that Batman refuses to use boyfriend, Harvey Dent, to be a kind of To be sure, only Selina Kyle ever assists
lethal force, one could argue that his tactics aphrodisiac; she expresses no concern or fear Batman in his frontline-attack on Gotham’s
have—regardless of Wayne’s actual regarding the attempt on his life, but rather crime—and she, unlike almost all of Wayne’s
intentions—sparked more aggressive behavior only attempts to convince him to “take the rest male allies, is the only one to double-cross him
on the part of the mob. of the day off” for a sexual encounter. In this in a traditional sense. In light of this, one could
sense, she meagerly resembles the “zero argue that Batman is defined in large part (and
empathy” Joker played by Ledger; as the sole enabled to engage in a meaningful life) via
(See the “Postcolonialism” excerpt below for further lead female, Dawes v2.0 thus disappoints. male-male relationships.
examination of this topic.)
FILM THEORY – APPLICATIONS
Having introduced you to the major critical Because the film is so well known, The Dark
“lenses,” this chapter aims, finally, to Knight affords us the opportunity to investigate
demonstrate briefly how one might apply each how a gritty blockbuster movie doubles as a
theoretical lens to a single film. Christopher film embedded with complex suggestions about
Nolan’s The Dark Knight is excellently poised to the human psyche, contemporary economics,
serve as our film of choice for this final part of the construction of reality, human behavior in
Chapter 4. times of crises, and so on.

RACE CRITICISM POSTCOLONIALISM CLOSING NOTES


  A classic way of applying this lens—not merely Strictly speaking, postcolonial theory examines As you may have noticed while parsing
to superhero films, but to any action film in how colonizing forces affect the identity of the through each of these abbreviated
general—is to examine how the people and place(s) they annex into applications, some (particularly
protagonist/antagonist lines are sometimes themselves; Nolan says little about this social Psychoanalysis, Marxism, Deconstructionism,
established via racial lines. Think of Die Hard, dynamic (in the traditional sense), but one Feminism, etc.) are natural fits for The Dark
Captain America, or the countless war films that could use this lens to examine how Wayne’s Knight trilogy, whereas others require a fair
provide flat, non-nuanced depictions of non- financially-enabled war on organized crime amount of “academic gymnastics”. Race
Americans or non-whites as the villains. affects Gotham for better and/or worse. criticism or postcolonial criticism of The Dark
As far as The Dark Knight Trilogy goes, Nolan Interestingly enough, at the conclusion of Knight, for instance, do not yield much—in
appears to have mostly avoided such Begins, Gordon muses on the principle of large part because Nolan says little (whether
storytelling avenues, preferring to demonstrate escalation with Batman: “We [the police] start explicitly or implicitly) about race relations or
how the threats to Gotham (a fictional but carrying semi-automatics; they buy auto- colonization in the trilogy.
unmistakably American city) are internal or matics. We start wearing Kevlar…they buy
perpetrated by outsiders who are not simply a armor-piercing rounds” he declares. It’s here Thus, while this section is meant to illustrate
legion of non-white characters. Major that Nolan establishes a central theme for the how one can apply all of the major critical
antagonists in each film—the Scarecrow, the trilogy: the arrival of a new, intimidating lenses, it should also trigger some warning
Joker, the mob of The Dark Knight—are presence in Gotham may frighten some, but bells—specifically that as critics of film, we
Gotham-based parasites on the city. One will only instigate others to amplify their own should think critically about whether our
could argue, however, that the criminal use of violence. And regarding how Batman’s reading of a film is too much of a stretch or
infrastructure that gave rise to these figures is “immigration” affects identity, The Joker goes warranted, but simply difficult to get a handle
the League of Shadows—an ancient band of so far as to say that he “is how crazy Batman’s on.
vigilantes situated in an undisclosed but made Gotham”; thus he paints his sociopathic
seemingly Eastern part of the world. behavior as a by-product of Batman’s arrival.

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