Professional Documents
Culture Documents
JANUARY 1999
0410LP1001291
January 1999
2. EXTAC 1010 (Rev. A) provides discussions of the special nature of evacuation op-
erations with reference to political and diplomatic considerations as well as the tacti-
cal and operational aspects.
3. EXTAC 1010 (Rev. A) is unclassified and does not require security protection. It
may be released to non-NATO nations independently by member nations and NATO
commands and agencies as required.
RECORD OF CHANGES
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CONTENTS
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No.
CHAPTER 1 — OVERVIEW
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No.
INDEX . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Index-1
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LIST OF ILLUSTRATIONS
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FOREWORD
1. EXTAC 1010 (Rev. A), Noncombatant Evacuation Operations (NEO), is intended for use by
NATO and Partner Nations in planning and conducting noncombatant evacuation operations, either
together with other members of the Alliance or with non-NATO participants. It discusses the special
nature of evacuation operations with reference to political and diplomatic considerations, as well as
covering the tactical and operational aspects.
2. This EXTAC is derived from U.S. national doctrine. It has been “internationalized” to provide
guidance for NATO and non-NATO national and coalition operations and is offered to provide guidelines
for the development of Alliance and coalition doctrine.
3. This document is unclassified and does not require security protection. Nations and NATO
commands and agencies may independently provide it to non-NATO nations as required.
4. Comments and recommended changes to this document may be sent directly to the NATO
Custodian at the following address:
COMMANDER
NAVY WARFARE DEVELOPMENT COMMAND
686 CUSHING ROAD
NEWPORT, RI
5. Users of EXTAC 1010 may find related information in the following documents:
CHAPTER 1
Overview
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to the ROE must be made and approved in application of the ROE. Planning for
by the appropriate authorities, via the sup- NEOs conducted in an uncertain environ-
ported combatant commander. ment must always include anticipating the
possibility for escalation to a hostile
0104 Operational Environments environment.
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CHAPTER 2
0202 Role of the Ministries of State 3. Liaison groups may be established on the
recommendation of the NEO oversight organiza-
1. At all levels, military and diplomatic per- tion to ensure coordination of planning in the field,
sonnel need to cooperate to successfully execute and provide advice and guidance in operational
the NEO. This is most important at the ambassa- planning and execution. These groups brief, coor-
dor and command level and includes their staffs dinate, and plan the evacuation or protection of
and all other personnel. While the protection of noncombatants and other designated persons in
citizens being evacuated remains paramount, case of emergency. They will normally consist of
evacuation operations will probably be conducted diplomatic representatives, local government rep-
in an environment where political considerations resentatives/country team, third country nation-
and constraints will be more important than in als, and host country personnel.
most other types of military operations. In most
cases, the NEO participants will not be actively 0203 Embassy Representatives
engaged militarily against the forces posing a
threat to the noncombatants. Military action will Military forces involved in NEOs should
therefore be limited by the situation. Political con- be familiar with the duties of the diplomatic posi-
straints may also be imposed on the introduction tions typically found at embassies. The following
of military personnel into a country prior to an positions are meant to be representative. Different
evacuation operation, thus hampering planning nations will use varying titles for personnel; how-
and preparation. Every attempt should be made to ever, the duties depicted will likely be performed
cooperate, without compromising mission needs, by some member of the embassy staff.
with diplomatic personnel, for they can keep the
NEO forces fully appraised of the situation ashore a. Ambassador/Chief of Mission.
and are influential for coordinating actions that Senior official, military or civilian, at the
greatly affect the NEO. These actions include embassy. The ambassador is the senior
political constraints on the commanders, legal is- diplomatic representative of his nation and
sues, agreements, rights, privileges, and immu- reports to his national authority through
nities (if any) within the host nation, the diplomatic channels. The ambassador has
intermediate staging base, and the safe haven. responsibility for overall direction, coordi-
nation, and supervision of his government’s
2. Diplomatic Organization. Participat- activities in the host country.
ing NEO nations may choose to establish an ad
hoc NEO oversight organization chaired by a b. Deputy Chief of Mission. Senior
senior diplomat. Representatives of the defense diplomatic official in an embassy below
ministries, senior military officers, and represen- the rank of ambassador. Often has the
tatives from other appropriate departments and diplomatic title of minister, minister-
agencies of the participating NEO governments counselor, or counselor (depending upon
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the size of the mission) and is nearly always a superiors and diplomatic ministry per-
career foreign service officer. The DCM sonnel on economic matters in the host
usually chairs the country team meetings country. Economic officers also negoti-
and coordinates the embassy staff. ate with the host government on trade
and financial issues. They may also work
c. Chief of Military Mission. Senior in close contact with relief organizations.
military person at the embassy. Maintains
liaison with host nation military forces. h. Consular Officer. Main function is
Authorized by law to perform certain mili- to screen, process, and grant passports
tary functions with host country military and visas. Other duties may include at-
that are barred to others. tending to the welfare of his nation’s citi-
zens and administrative tasks such as
d. Defense Attaché Officer. Military maintaining a count of own country’s na-
person attached to the embassy in a diplo- tionals within the host country. The con-
matic status representing his national de- sular officer can assist with screening
fense ministry. Can facilitate access to documents of potential evacuees.
current embassy situation reports and other
written intelligence. All military personnel, i. Medical Officer. Qualified for gen-
even those not assigned to the embassy or eral practice and able to respond to and
under direct control of the ambassador, set up triage, trauma, and mass casu-
usually must coordinate their activities alty operations. The medical officer can
through the DAO. In some embassies, mil- also advise the NEO forces on indigenous
itary personnel assigned to the embassy se- disease vectors and proper prophylaxis
curity detachment may report to an embassy necessary for forces introduced into
security officer. country.
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(c) Chief of political section. embassy staff. Other agencies that may have im-
portant responsibilities during NEOs may include
(d) Political and military affairs host nation diplomatic, military, and police orga-
officers. nizations and private voluntary, nongovernmen-
tal, and regional and international organizations.
(e) Consular officer.
a. Private voluntary and nongovernmental
(f) Administrative officer. organizations are organizations that may
be in a country providing humanitarian
(g) Economics officer. assistance or relief when an evacuation
takes place. More than 350 agencies
(h) Various specialists. capable of conducting some form of
humanitarian relief operation are recognized
(2) If available, the country team sys- internationally. The evacuation force should
tem facilitates rapid interagency con- be cautioned that personnel working for
sultation and action on recommenda- these organizations cannot be ordered to
tions from the field and effective exe- leave a country. However, they may be able
cution of national programs and to provide valuable up-to-date information
policies. as to the location of citizens. Some of these
agencies may not support national goals.
0204 Other Agencies An early determination of their position in
relation to national policy is recommended.
During NEOs, the commander will proba-
bly be required to coordinate with agencies other b. Regional and international organiza-
than national military and diplomatic. For greatest tions may provide assistance to refugees
effectiveness, coordination must begin at the first during an evacuation.
opportunity and be properly managed via the
CHAPTER 3
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CHAPTER 4
0401 Embassy and Consulate Plans with potential evacuees may be via a warden
system, which is a communication plan to notify
Most embassies and consulates have emer- individuals having access to private tele-
gency action plans for the area under their cogni- phones (wardens) and residing in areas of concen-
zance. While EAPs are not tactical operation plans trated national population. During an evacuation
in the sense that military planners think of, an EAP each warden receives and distributes messages,
can provide reference materials that support the keeping individuals informed about the evacua-
formulation of an operation plan. These plans and tion and other relevant information.
photographs may include:
a. Short-Wave Radio and Commer-
a. Evacuation sites (i.e., landing zones, cial Telephone. Frequently, citizens and
ports, beaches). foreign nationals reside outside the large
population centers (e.g., capitals, large
b. Number of evacuees (total and by area). cities, and military bases). Embassy contact
with these individuals is often restricted to
c. Assembly areas. short-wave radio and commercial tele-
phone systems, which are seldom secure.
d. Command posts. Short-wave radio and commercial tele-
phone should be used to notify these in-
e. Key personnel (i.e., names, locations, dividuals only if better means are not avail-
means of contact). able. However, only the minimum un-
classified information necessary should be
0402 Military Planning transmitted. Significant delays can occur
in notifying these citizens that an evacu-
Most military plans emphasize the ation has been ordered. This can result in
predeployment phase of the operation because it is one group of evacuees being at the assembly
a period of intense planning and preparation. area while another has yet to be notified
Predeployment planning begins when the of the evacuation.
subordinate commander receives the Warning Or-
der from the combatant commander and lasts until b. Recall. In some cases, a recall system
the evacuation force deploys to either an interme- for embassy or consulate personnel is a
diate staging base or the evacuation site. Prior citizens band radio system tied to a tele-
coordination with the staffs of the combatant com- phone recall. It is usually fast, reliable, and
mander and embassy can significantly improve efficient.
planning for the evacuation force commander. The
combatant commander can provide the evacuation c. Runners. In the event of a severe com-
force commander with information to begin plan- munications outage, personnel acting as
ning, such as the general contingency plans devel- runners may be the only way to pass
oped by the combatant commanders. information.
To develop a realistic evacuation plan, the Understanding the phases in which poten-
evacuation force staff should know how long it tial evacuees are notified is essential in developing
will take to assemble the evacuees once the deci- a sensible evacuation plan.
sion to evacuate has been made. Communication
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perimeter without prior notice. These indi- guard force varies by country. Some local
viduals are called “walk-ins.” Embassies guards are professional and staffed with
usually have standard procedures on the personnel who have proven their loyalty to
treatment of walk-ins designed to ensure the embassy’s staff. These local guards can
quick and secure access to the appropriate be very useful in assisting forces assigned
embassy officers. The evacuation force to perimeter security duty. Planning must
must b e c o m e f a m i l i a r w i t h t h e s e consider that some or all local loyal
procedures. contract guards may desire to be evacuated.
Planning for numbers to be evacuated
c. In some cases local contract guards con- should include this additional group. In
trol the perimeter of each embassy. These addition, in the event these guards desire to
personnel are host country citizens who may be evacuated at the last minute, consideration
or may not be armed. Quality of the local must be made for replacement security.
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b. Flexible flow schedule to allow for in- coordinate with the ambassador and publish an
sertion, evacuation, and extraction from operational order which specifies the evacuation
multiple sites, as well as for multideck op- force composition, launch times, force sequence,
erations on launch and recovery platforms ingress/egress routes and procedures, and coor-
at sea. dination and control instructions.
f. Suitable weather for flight operations, c. Select and make diplomatic arrange-
including hours of daylight. ments for safe havens for the evacuees in
other countries.
g. Evacuation distances and inability of
evacuees to reach landing craft loading 2. Because of the political consequences,
points. diplomatic personnel can be expected to
participate in evacuation operations. The fact
h. Availability of appropriate helicopters. that evacuation operations are necessary shows
that political relations with a particular country
4. Combination. A combination of landing have deteriorated to the point where personnel
craft and helicopters may provide flexibility and must leave. Frequently the order to evacuate is
speed while affording suitable transport for delayed until the situation is critical.
wounded or sick evacuees. Helicopters would also
assist in the transport of evacuees to ships where 3. However, once the decision is made to in-
use of landing craft would be difficult. troduce military force to conduct the evacuation
and the execution order is received, control of the
5. Pickup Point Location. The ATF may entire operation is transferred from the ambassa-
be required to move the initial pickup point some dor to the evacuation force commander. Execu-
distance inland. This would likely require employ- tion of the military evacuation plan is initiated
ment of assault amphibious vehicles and vehicles only at the request of the senior diplomatic
organic to the landing force. Any extended move- representative on scene. Once control of the
ment inland will complicate security efforts and evacuation has been transferred to the evacuation
will require close examination of chokepoints, con- force commander, local government officials and
voy security, and alternate routes of ingress and local warring factions must be warned against
egress. attempts to restrict the force’s access to and from
evacuation points.
6. Schedule. Prior to introduction of NEO
forces into an evacuation situation, expect that 4. Naval Force. Each NEO scenario is
other courses of action, including military fixed- unique and requires close liaison with the in-
wing airlift or sealift evacuation, will have been volved embassies. The naval force shall plan to
unsuccessfully attempted or determined to be in- transport, protect, land, and support the landing
feasible. At this point, the cognizant national force. Plans will include amphibious intelli-
authorities will direct the NEO force commander gence, communications, supporting arms,
to conduct evacuation operations using available logistic/combat service support, ship-to-shore
transport, including helicopters staging from movement, and force defense planning against
amphibious ships operating in the evacuation unknown, diffuse, or sporadic threats.
objective area. The NEO force commander will
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5. Specialized Functional Units. NEO c. Primary Control Ship. The PCS will:
requires designation of specialized functional
units within the ATF. Units described in the fol- (1) Activate ship-to-shore radio nets
lowing paragraphs should be specified. as required.
a. Evacuation Unit. All ships of the (2) Designate landing craft for naval
ATF will be made available as evacuation use.
units. Evacuation units will be prepared to:
(3) Designate salvage boats as required.
(1) Carry out the evacuation as di
rected, using standard operating (4) Establish control of the boat
procedures. pool and maintain control of all
landing craft.
(2) Conduct helicopter or surface
evacuation as directed. (5) Control evacuation and/or reem-
barkation in accordance with the guide-
(3) Provide necessary health and com- lines herein.
fort items for evacuees.
d. Helicopter Coordination S e c-
(4) Provide emergency bunks, includ tion. The HCS will operate as a subdivi-
ing blankets and bedding. If the sion of the tactical air control center
number of bunks is less than the onboard the ATF flagship and will be the
number of evacuees, establish a rota- central agency to plan and coordinate
tional system for maximum use of helicopter employment. The HCS will:
available berthing.
(1) Promulgate a joint CCATF/CCLF
b. Evacuation Control Unit. Depend- helicopter tasking message, to include
ing upon the nature of the evacuation op- unmanned aerial vehicle tasking when
erations, CCATF may designate one ship available.
as ECU. The ECU will:
(2) Monitor conduct of helicopter
(1) Provide communications support operations.
to diplomatic officials as directed.
(3) Advise CCATF of the number and
(2) Carry out the evacuation as directed, type of helicopters available for pas-
using standard operating procedures. senger lift as changes occur.
(3) Obtain information regarding (4) Act on requests for additional heli-
probable evacuees from cognizant em- copter support.
bassy personnel.
(5) Coordinate reallocation require-
(4) Provide a naval beach group de- ments and direct the movement of
tachment to assist in evacuee pro- helicopters.
cessing and control and to dispatch
boats assigned for the evacuation. (6) Coordinate with the tactical logis-
tics group regarding landing force
(5) Designate ships to receive evacuees. equipment and supply in support of
the operation.
(6) Designate priority of ships to
be used for the evacuation. e. Primary Helicopter Direction Cen-
ter. The HDC is the primary control
agency for helicopters and will operate
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under the overall direction of the tactical c. ROE must provide clear guidance on a
air control center afloat. The HDC will: response to threats and specific actions
that establish hostile intent:
(1) Exercise positive control of all
helicopters operating within its as- (1) Review existing ROE.
signed control areas in the seaward side
of the amphibious objective area in (2) Request authority to implement
accordance with the NEO operational additional ROE that are deemed
order. necessary by CCATF/CCLF.
(2) Maintain current status plot of all (3) Rehearse a detect-to-engage se-
helicopters operating under HDC quence that includes identification,
control. threat assessment, threat counter-
measure assessment, system assignment,
(3) Prepare daily air plan upon receipt and engagement.
of helicopter tasking message.
(4) Establish standard voice warnings
6. Force Defense. Evacuation operations and minimum ranges at which the
will be conducted as rapidly as possible and in ac- warnings are to be issued.
cordance with the ROE established for the NEO.
NEO forces may be exposed to hostile action d. Promulgation of threat conditions on
while conducting the evacuation, and defense of the model agreed by NEO forces.
the force is a high priority. Defensive measures
will be taken as required, realizing that unneces- e. Special communications requirements
sarily provocative measures should be avoided. to include:
Protection of the AOA is vital to the defense of the
evacuation force. Considerations include: (1) Military air distress, international
air distress, and bridge-to-bridge.
a. For both host nation forces and insur-
gent, enemy, and terrorist forces: (2) Naval fire support ground spot nets.
(1) Their capabilities, limitations, and (3) Tactical air traffic control, tactical
mission priorities, based on latest air direction, fighter air defense, heli-
available intelligence. copter direction, and land/launch nets.
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(5) Combat air patrol holding points (1) Officer in charge — Provide
— Geographic points within the AOA, direct liaison with the senior
normally near the perimeter, strate- diplomatic official onshore to ensure
gically located to provide CAP support orders of the CCATF and CCLF and
of the ATF. the desires of the national ministry of
state are accomplished.
(6) Altitude structures — Designed to
provide minimum safe altitude routes (2) Liaison officers (one from
within the AOA and to protect any ground unit and one from CSS unit)
restricted areas, airways, or warning — Answer operational questions and
areas within the AOA. provide on-site logistic experience to
facilitate the evacuation.
9. Landing Force. The CCLF must plan to
conduct a hostile evacuation even though the envi- (3) Counterintelligence officer — Pro
ronment is initially permissive. The degree of land- vide a conduit for human intelligence
ing force participation should be the minimum re- directly from the embassy or evacu-
quired to accomplish the evacuation. Combat equip- ation sites.
ment should be used to the minimum extent practi-
cal to maintain maximum readiness for combat and (4) Air officer — Provide a trained
mission accomplishment at the lowest possible pro- air officer, with ground experience,
file. Control and coordination of evacuees will be able to control both fixed- and rotary
accomplished by diplomatic personnel wherever wing aircraft and to confirm selection
and whenever feasible, but the landing force should of helicopter landing zones.
be prepared to establish an evacuation control cen-
ter. Use of noncombatant evacuees to assist in these (5) Communications detachment:
operations is encouraged. The CCLF will:
(a) Set up and operate necessary
a. Plan for and organize the NEO. communications equipment.
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(c) Determine if any frequency (a) Advise the FCE OIC of medi-
problems will occur and, if so, re- cal considerations that may affect
solve them. the NEO.
(e) Bring ashore HF, UHF, (a) Advise the FCE OIC on tech-
VHF, and SATCOM assets, as nical aspects of ports and beaches
necessary. and requirements for ATF landing
craft.
(f) Understand operation of the
host country’s phone system. (b) Advise the FCE OIC on capa-
Verify serviceability of phone bilities of the ATF to support the
lines and record numbers for use evacuation.
during NEO execution.
(10) The following additional ele-
(6) Forward observer detachment: ments and personnel should be consid-
ered or placed on standby for use by the
(a) Advise the OIC on the techni- FCE:
cal aspects of helicopter landing
zones, fixed-wing landing strips, (a) Security element to augment
and evacuation routes. on-site security.
(d) Have UHF and HF radios. (d) Public affairs officer to advise
Provide alternate communication and assist on matters concerning
links for the FCE OIC. the news media.
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(4) Assemble and inspect required (5) Determine time, place, and
equipment. method of landing and evacuation.
(5) Develop and brief an escape and (6) Determine existing political and
evasion plan for the FCE. sociological considerations.
(6) Obtain visitor visas for all mem- (7) Determine attitude of the local
bers of the FCE. population.
(7) Consider the use of civilian clothes (8) Establish communications between
due to possible sensitivity of the politi- the FCE and the CCATF/CCLF:
cal situation in the host country.
(a) Make communication link to
(8) Consider weapon and ammunition CCATF/CCLF available to the
requirements based on the threat as- senior diplomatic representative
sessment. All FCE members should ashore.
carry sidearms, at a minimum, for
self-protection. (b) Maintain continuous commu-
nication for exchange of real-time
(9) Consider ordnance to assist diplo- planning data and intelligence.
matic officials in destruction of classi-
fied equipment and documents. (9) Conduct ground reconnaissance
of proposed evacuation sites, beaches,
(10) Carry all military equipment and and helicopter landing zones. Include
weapons in civilian baggage to main- photography where possible.
tain a low profile and for operational
security. (a) Recommend/confirm evacua-
tion sites.
c. FCE Tasks.
(b) Prepare initial evacuation
(1) Initiate liaison with the diplomatic site defensive plan and evacua-
mission: tion security requirements.
(3) Determine whether the operational (b) Organize layout for opera-
environment is permissive, uncertain, tions at evacuation sites.
or hostile.
(c) Provide initial terminal guid-
(4) Determine the size and com- ance at beaches or landing zones.
position of forces required (if not
specified in the initiating directive).
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(h) Assist diplomatic personnel (g) Provide radio relay teams for
with news media. remote sites (reconnaissance/sur-
veillance and target acquisition
11. Landing Force Operations. The mili- platoon).
tary objective in evacuation operations is to seize
and hold evacuation sites long enough to conduct (h) Provide area defense.
the evacuation. Emphasis is on rapid insertion,
with the minimal force necessary, followed by (i) Conduct retrograde operations
rapid withdrawal when noncombatants have to support evacuation operations.
been safely evacuated. Evacuation operations are
essentially defensive in nature once the initial (j) Provide ground unit vehicles
force insertion has been accomplished. to support the evacuation and move-
ment of evacuees.
a. The ground unit must be prepared to
conduct surface/heliborne landings to se- (2) The security forces will normally
cure evacuation assembly areas and evac- consist of company size elements from
uation points. The ground unit must also the ground unit. They are used only if
be prepared to augment medical, adminis- necessary, and provide security for as-
trative, and security support to the ECC sembly areas, evacuation points/sites,
and evacuation control points. Should the landing zones, and naval landing craft.
tactical situation preclude the employ- To determine the size of the security
ment of the CSS unit ECC or ECP, the force, consider:
ground unit should plan for rapid screen-
ing of evacuees and moving them to the (a) Crowd control requirements.
ATF. However, the ground unit’s main
focus is to conduct security and combat (b) Anticipated response of host
missions as necessary to accomplish the nation forces and other friendly
evacuation. forces in and around the evacua-
tion objective area.
(1) The ground unit will:
(c) Enemy threat to evacuation
(a) Provide security forces for as- operations.
sembly area(s) and evacua-
tion sites. (d) Number of evacuees to be
processed.
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b. The air unit must plan to transport evacu 2) Adequate UHF frequen-
ees by air. Additionally, it must be prepared cies and identification friend
to provide helicopter support to the ground or foe (IFF)/selective identi-
unit and CSS unit in the conduct of heli- fication feature (SIF) codes
borne assaults and operations ashore. should be assigned to permit
the IP ship to assign discrete
(1) The air unit is responsible for but codes and frequencies to re-
not limited to: turning helicopters. The IP
ship should then provide
(a) Aviation support plan. each helicopter with a rela-
tive bearing and distance to
(b) Approach and retirement the recovery ship and effect a
lanes to each landing zone. radar handoff, if possible.
(e) Tactical recovery of aircraft c. The CSS unit organizes and operates
and personnel. the ECC for the processing of evacuees
prior to transporting them to ATF ships.
(f) Avionics support capability. Additionally, the CSS unit provides
Non-aviation ships require aug- normal logistics support to elements of
mented rotatable pool allowances. the landing force during the evacuation
operation. CSS unit responsibilities in-
(g) Ingress/egress operations. Use clude but are not limited to the following:
multiple holding points and
stagger the use of any one point to (1) Organize and operate two or more
complicate enemy distribution of independent ECCs if required.
fire-power. Additionally:
(2) Provide processing/screening
1) Use multiple routes be- teams to ground unit forces when
tween ship(s) and landing required.
zones. Each route should
have a tacan-equipped ship (3) Assist shipboard personnel in the
assigned to serve as an initial control and processing of evacuees
point and navigation aid. on-board ATF ships.
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(4) Provide logistic support to the verify the serviceability of these lines, rec-
landing force during the NEO. ord numbers, and ascertain dialing proce-
dures for possible use during execution
(5) Provide vehicles to transport evac- of the NEO.
uees to and from assembly areas/ evac-
uation sites. 13. Intelligence. Because of the nature of the
general situation, the intelligence picture will be
(6) Provide emergency medical sup- fluid and prone to rapid changes. A generic intel-
port to evacuees at the ECCs. ligence requirements handbook can assist in identi-
fying information requirements and gaps.
(7) Provide logistic support to the
embassy. a. Consider the following when evaluat-
ing the intelligence picture and develop-
12. Communications. A potentially rapidly ing essential elements of information and
changing situation emphasizes the requirement for other intelligence requirements:
good communications between the command with
OPCON, CCATF, CCLF, and the diplomatic mis- (1) Climatological, tidal, astronomi-
sion (or agency) with evacuation responsibility cal, and lunar phase data.
ashore. The following communication require-
ments should be considered: (2) Geographic intelligence on ports,
airfields, beaches, helicoper landing
a. Provide communications between the zones, and key facilities such as
helicopter landing zone controller and the communication facilities, hospitals,
helicopters. Allocate two UHF nets to the power plants, and local government
HLZ controller instead of one HF net. installations.
1010-5-11 ORIGINAL
UNCLASSIFIED
UNCLASSIFIED
EXTAC 1010 (Rev. A)
ORIGINAL 1010-5-12
UNCLASSIFIED
UNCLASSIFIED
EXTAC 1010 (Rev. A)
will be the potential for large numbers of (5) Distribute information pertaining
both military and civilian casualties. to the command and its operations to
information media in accordance with
b. Graves Registration. Graves regis- established command and security
tration ensures proper and respectful treat- policies.
ment of human remains. The landing force
must plan for graves registration duties (6) Provide liaison with, receive, and
for both military personnel and evacuees. escort civilian and military information
Even in a permissive NEO environment, media representatives. In anticipation
deaths among elderly, critically ill, or new- of and prior to operations:
born evacuees may be encountered. For
doctrinal guidance and information per- (a) Develop an information plan
taining to the identification of the dead and to support operations on a 24-hour
the collection and processing of their ef- basis.
fects, refer to applicable national guidance.
Remains will be evacuated as routine medical (b) Determine assignment of
evacuations. If remains cannot be evacu- personnel.
ated, use emergency procedures for inter-
ment contained in applicable national (c) Determine equipment status:
guidance.
1) Typewriters and word
c. Public Affairs. Public opinion is processors.
greatly influenced by the news media. The
speed of media transmission can very eas- 2) Telephone and radio
ily focus and influence both worldwide communications.
and domestic public attention on the NEO.
If not carefully monitored, the media can 3) Copier.
also provide a source of intelligence for the
enemy. The public affiars officer, working 4) Still cameras.
with embassy personnel, will release accu-
rate and timely information concerning the 5) Video cassette cameras.
NEO. However, the ambassador must ap-
prove all public affairs announcements. The 6) Public address systems.
PAO is responsible for but not limited to the
following: 7) Generator.
1010-5-13 ORIGINAL
UNCLASSIFIED
UNCLASSIFIED
EXTAC 1010 (Rev. A)
ORIGINAL 1010-5-14
UNCLASSIFIED
UNCLASSIFIED
EXTAC 1010 (Rev. A)
CHAPTER 6
Evacuee Processing
1010-6-1 ORIGINAL
UNCLASSIFIED
UNCLASSIFIED
EXTAC 1010 (Rev. A)
(2) All personnel in the ECC will c. Use recognizable markings on NEO
carry normal arms, ammunition, and personnel, vehicles, and equipment.
field protection masks.
d. Disarm evacuees prior to evacuation
(3) Evacuees will be treated in a fair processing.
but firm manner.
e. Provide for safekeeping and security of
(4) The ECC will be prepared to con- valuables during processing.
duct a tactical or administrative with-
drawal as dictated by circumstances. f. Provide interpreters for bilingual infor-
mation at control sites.
(5) The ECC will have a dedicated
radio net to effect coordination with g. On initial screening, use tags for visual
the command element afloat and for- identification.
ward control element personnel col-
located with the diplomatic/embassy h. Establish provisions for handling
command post as well as the various women, children, and disabled or injured.
security elements and individual
evacuation sites. i. Conduct seraches using diplomatic per-
sonnel of the same sex as the evacuees.
(6) The CSS unit will be prepared to
conduct its ECC responsibilities on a j. Have medical personnel present.
reduced scale if hasty processing is
dictated by the evacuation plan and the k. Establish procedures for VIPs, govern-
environment. ment officials, and third-country nationals.
ORIGINAL 1010-6-2
UNCLASSIFIED
UNCLASSIFIED
EXTAC 1010 (Rev. A)
(c) A sketch of the ship, showing (f) Billeting procedures and con-
evacuee berthing and messing siderations involved in the assign-
spaces. ment of berths.
1010-6-3 ORIGINAL
UNCLASSIFIED
UNCLASSIFIED
EXTAC 1010 (Rev. A)
ORIGINAL 1010-6-4
UNCLASSIFIED
UNCLASSIFIED
EXTAC 1010 (Rev. A)
ladder guards, and general assis- (2) Search all personnel and baggage
tance personnel. thoroughly prior to entering the skin of
the ship. Once searched, assemble all
(m) Conduct a boat brief. Provide baggage alphabetically to facilitate
boats with adequate numbers of sorting, locating, and tagging. Break
life jackets and cargo nets for the baggage into two categories:
baggage.
(a) Hold baggage.
1) Provide minimum of six
military personnel per boat. A (b) Baggage to be used by evacu-
minimum of two of these will ees in their berthing area.
be armed; weapons will be
kept out of sight to avoid (3) Welcome evacuees aboard and
alarming the evacuees. brief them in the initial holding area.
1010-6-5 ORIGINAL
UNCLASSIFIED
UNCLASSIFIED
EXTAC 1010 (Rev. A)
(3) Stagger meal hours to avoid long 4. Evacuees. Guidelines for treatment of
waiting periods. evacuees are as follows:
(4) Establish emergency stations for a. Evacuees are not prisoners of war.
evacuees at their respective berthing
areas. b. Use minimum force required.
ORIGINAL 1010-6-6
UNCLASSIFIED
UNCLASSIFIED
EXTAC 1010 (Rev. A)
Ascertain and periodically update the total b. First Priority. NEO participating na-
number and categories of evacuees. These num- tion citizens will be evacuated in the fol-
bers and their identification, movement, assem- lowing order:
bly, and location are critical to the execution and
success of the evacuation. Early coordination and (1) Those with current identification,
compatibility between embassy and military plans such as passports, birth certificates,
are required for accurate estimates. military dependent ID cards, seaman’s
papers, aircrew cards, and anyone des-
a. Classification. The following sys- ignated as first priority by the chief of
tem governs priority of evacuation. Prior- mission regardless of national affilia-
ity designators include a combination of tion. The chief of mission is the final
Roman numeral and capital letter that indi- authority.
cates major and minor priorities assigned
to each individual. Third-country nationals (2) Those with expired NEO partici-
for whom a NEO participating nation has pating nation passports that are less
accepted responsibility will be afforded than 10 years old.
the same major and minor category consid-
eration as participating NEO nation spon- (3) Those with expired NEO partici-
sored evacuees. pating nation passports that are over 10
years old.
(1) Major categories:
c. Considerations.
(a) I — All NEO participating
nation citizens. (1) Persons of higher priority may
elect evacuation in a lower priority to
(b) II — Third-country national avoid separating families. If medical
members of participating NEO evacuation is necessary for a member
nation families. of a family, MEDEVAC the entire
family.
(c) III — Third-country national
employees of NEO participating (2) Separate certain evacuees by type.
nation government and businesses.
(3) Do not evacuate a NEO partici-
(d) IV — Other designated third- pating nation citizen against his or her
country nationals. will.
1010-6-7 ORIGINAL
UNCLASSIFIED
UNCLASSIFIED
EXTAC 1010 (Rev. A)
ORIGINAL 1010-6-8
UNCLASSIFIED
UNCLASSIFIED
EXTAC 1010 (Rev. A)
CHAPTER 7
(3) Conduct rehearsals and briefings. (6) Be located close to major medical
facilities, if possible.
(4) Redistribute and finalize loads.
(7) Be located so as to provide maxi-
(5) Recuperate after extended transit. mum possible opertions security.
1010-7-1 ORIGINAL
UNCLASSIFIED
UNCLASSIFIED
EXTAC 1010 (Rev. A)
equipment. This protection could be move all evacuees directly from the evacuation
accomplished either by the host nation sites to the home nation. Amphibious shipping
or by security forces from the deployed participating in the NEO are intermediate safe ha-
ISB support element. vens; however, the evacuees should be removed
from the ship to land-based safe havens as
c. Selection. Selection of an ISB for quickly as possible. If a temporary safe haven is
the NEO is a time-sensitive issue. Since required, the ministry of state coordinates with
ISBs are typically airfields or seaports, the the government where it will be located. Coordi-
combatant commander’s procedures should nation for the use of facilities, customs require-
include acquiring on-hand information re- ments, security, transportation, and billeting is
lated to facilities and sites being consid- required. The following factors should be consid-
ered as likely ISBs. ered when selecting a site:
A temporary safe haven, designated by the (7) Airfield search and rescue, secu-
ministry of state, is a location in an area or coun- rity, firefighting, and logistic support.
try to which evacuees may be moved quickly and
easily. Ideally, the safe haven will be in the home (8) Airfield maintenance support.
nation; however, circumstances may exist that
require an intermediate or temporary safe haven. Ad- (9) Capabilities of airfield facilities.
equate transportation may not be available to
ORIGINAL 1010-7-2
UNCLASSIFIED
UNCLASSIFIED
EXTAC 1010 (Rev. A)
(10) Channel and harbor depth. and the host government. The command
group is responsible for the following:
(11) Berthing space, pier information,
and location of anchorages. (1) Plans, organizes, and supervises
the operation of the temporary safe
(12) Types and capabilities of tugs. haven.
(13) Availability of equipment to load (2) Maintains liaison with local diplo-
and/or offload ships, if required. matic personnel and representatives of
other agencies that may be involved
(14) Climatological, meteorological, with the operation.
and oceanographic considerations.
(3) Advises the commander on the
d. Proximity to major transportation hubs. progress of the temporary safe haven
operations.
e. Adequate billeting, rations, and potable
water for evacuees and the temporary safe (4) Establishes procedures for govern-
haven force. ment officials and third-country na-
tionals if not previously established by
f. Although the temporary safe haven op- the evacuation force.
erates under the authority of the host govern-
ment, it may not have the good will of the (5) Establishes provisions for search-
local population. It may be a prime target ing women and children as well as dis-
for terrorism and riots. The commander abled and injured persons.
should plan for such situations and protect
the evacuees and the evacuation force b. Reception Team. The reception team
personnel. consists of a briefing section and a public
affiars section.
0703 Organization and Functions
(1) Briefing Section. This sec-
The temporary safe haven force, organized tion should brief evacuees on their
similarly to the processing section of the evacu- arrival concerning the following:
ation control center, may operate under the control
of the evacuation force commander. It should de- (a) Current political situation in
ploy no later than the evacuation force; however, the host nation.
logistic requirements to support a large number of
evacuees may require that it deploy earlier. A lim- (b) Description and operation of
ited security force can provide necessary internal the temporary safe haven.
and perimeter security. The force may consist of
the following elements: (c) Further traveling options and
arrangements.
a. Command Group. The command
group coordinates the overall operation (d) Customs requirements in the
and should consist of the commander, ex- temporary safe haven.
ecutive officer, staff noncommissioned
OIC, communications officer, family cen- (e) Projected departure times for
ter staff, chaplain, liaison officers, and in- flights to the home nation.
terpreters. The family center staff provides
and coordinates human and social service (2) Public Affairs Section. The
support for evacuees. The chaplain minis- public affairs officer, working with the
ters to the spiritual needs of the safe haven host nation’s embassy personnel, re-
force and evacuees and helps them deal leases accurate and timely information
with the stress and hardship created by the to the media. However, release of in-
evacuation. The liaison officers and inter- formation on the NEO or temporary
preters maintain contact with the embassy safe haven operations within each
1010-7-3 ORIGINAL
UNCLASSIFIED
UNCLASSIFIED
EXTAC 1010 (Rev. A)
country is the responsibility of the am- evacuees and ensures that all informa-
bassador. The temporary safe haven tion required by the ministry of state
PAO has the same responsibilities as or the evacuation force has been col-
the evacuation force PAO, which are lected. The administrative section
provided in Chapter 5, “Employment should have legal personnel advise
and Evacuation Operation Proce- evacuees on claims procedures and as-
dures.” Temporary safe haven PAO sist in relations between evacuees, safe
responsibilities are as follows: haven personnel, and host country na-
tionals. The following administrative
(a) Advise the temporary safe functions should be accomplished:
haven commander on all aspects
of public affairs. (a) Receive and register incoming
evacuees in conjunction with
(b) Coordinate and supervise all diplomatic representatives.
public affairs and command in-
formation functions, to include (b) Maintain a roster of each
planning and production of bulle- evacuee who passes through the
tins, newsletters, and other infor- temporary safe haven. It should
mation media. list the nationality, date of birth,
evacuation classification, profession,
(c) Keep the evacuation force destination, and name, address,
PAO advised on all aspects of and/or phone number of a POC in
public affairs. the home nation for notification.
ORIGINAL 1010-7-4
UNCLASSIFIED
UNCLASSIFIED
EXTAC 1010 (Rev. A)
(b) Perform emergency treatment (4) Due to the situation, evacuees may
as required or coordinate with a local have not had the opportunity to pack
hospital to perform the treatment. personal, comfort, or hygiene items
prior to arriving at the evacuation site.
(c) Advise the temporary safe The following is a partial list of items
haven OIC on hygiene and pre- the evacuees may need:
ventive medicine.
(a) Baby formula.
(d) Inspect food and water ob-
tained from local sources. (b) Trash bags.
(e) Evaluate the general health of (c) Baby food and juice.
evacuees, particularly in regard to
pregnancies and the possibility of (d) Diapers.
communicable diseases.
(e) Toilet paper.
d. Comfort Team. The comfort team
provides logistic support for the operation. (f) Feminine hygiene supplies.
It is responsible for supplies, billeting,
sanitation facilities, food, and local (g) Toothpaste and toothbrush.
(h) Soap.
1010-7-5 ORIGINAL
UNCLASSIFIED
UNCLASSIFIED
EXTAC 1010 (Rev. A)
ORIGINAL 1010-7-6
UNCLASSIFIED
UNCLASSIFIED
EXTAC 1010 (Rev. A)
ANNEX A
Rules of Engagement
1010-A-1 ORIGINAL
UNCLASSIFIED
UNCLASSIFIED
EXTAC 1010 (Rev. A)
in terms of threat to the accomplishment subject to the effective ROE, and then
of the landing force mission. Attack on only defensively to protect NEO person-
any of the above named facilities can only nel and installations. If not previously
be warranted if the place is being used to granted, the CCLF should request ap-
initiate hostile, aggressive acts that endan- proval for employ- ment of riot control
ger the lives of evacuees or members of agents from the chain of command during
the landing force, or could prevent accom- the planning phase of the operation.
plishment of the landing force mission.
A104 Hostile Environment
e. Looting by NEO personnel is prohibited.
If NEO personnel are attacked by an
f. Personnel will not destroy or seize any armed, hostile force, the on-scene commander
property unless such destruction or seizure may be governed by the following rules:
is demanded by necessities of military
operations. The phrase, “necessities of a. Use adequate force to control the
military operations,” assumes the parame- situation.
ters outlined in paragraph d above.
b. Responses to hostile fire that directly
g. All money, effects, and articles of per- threatens NEO personnel or equipment
sonal use except arms, military equipment, shall be directed at the sources of hostile
and military documents will remain in the fire only and will meet the test of timeliness.
possession of an individual taken into custody. Personnel must exercise restraint to pre-
vent escalation. If possible, use fire by snipers
h. All captured or detained personnel will or selected marksmen to reduce the threat.
be afforded humane treatment.
c. Air attack to disable or destroy a
A103 Permissive/Uncertain Environ- hostile force is authorized only when it is
ments/Unarmed Hostile Acts apparent that this is the only means of
protecting NEO personnel.
In an environment in which NEO personnel
are attacked or threatened by unarmed hostile d. Hostile fire may be returned across the
forces, the on-scene commander may employ the boundaries or territorial waters of a third
following methods to reduce or overcome the country if a hostile force persists in com-
threat: mitting hostile acts after it has retired into
the third country.
a. Warnings to demonstrators.
e. The use of force will be discontinued
b. Show of force, including the use of when it is no longer necessary to accom-
crowd or riot control formations. plish the immediate purposes. After force
has been discontinued, the commander will
c. Use additional force as necessary to institute necessary measures to control the
meet and overcome the threat. Additional situation and assist the injured.
force is authorized to prevent loss of life
and major damage to property and equip- f. Landing force personnel will not fire
ment. Firing on unarmed personnel should unless fired upon or unless it is obvious
be a last resort. If used, aim to wound that hostile forces are in the act of starting
rather than to kill. hostilities.
d. The use of force will be discontinued A105 Suggested ROE for Helicopter
when it is no longer necessary to accom- Operations
plish the immediate purpose.
1. Permissive/Uncertain Environment.
e. Riot control agents will be employed Report any threatening indications to higher au-
only when authorized by the CCLF, thority by fastest available means. Threatening
actions include:
ORIGINAL 1010-A-2
UNCLASSIFIED
UNCLASSIFIED
EXTAC 1010 (Rev. A)
a. Small arms aimed at or following the b. Onboard weapons should be used only
flight of aircraft. after the aircraft is fired upon. Ineffective
small arms fire should be reported to ap-
b. Medium caliber or antiaircraft weapons propriate higher authority and fire returned
aimed at or following the flight path of only as directed. Effective small arms fire
aircraft. may be returned immediately to protect
aircraft and crew.
c. Electronic indications that aircraft is
being tracked by fire control radar. c. If aircraft are taken under fire by radar-
controlled guns or missiles, fire may be re-
d. Low passes or simulated gun runs by turned immediately to protect aircraft and
fixed-wing aircraft. crew.
ANNEX B
Legal Considerations
Note: This annex provides general information c. Legal Input for Operational Plann-
and guidance for handling legal matters that ing. Commanders should ensure that legal
may arise during a NEO. The evacuation force advisers at all levels are full participants in
commander and subordinate commanders of the all aspects of NEO planning, operational
evacuation and ISB should have a legal adviser guidance and decisions, and national policy
attached to their staffs to advise on military and directives. Additionally, operation plans,
international legal matters. Warning Orders, Commander’s Estimates,
ROE, operation orders, Executive Orders,
B101 General and other operational documents should be
systematically reviewed by the legal ad-
The evacuation force commander and sub- viser to ensure compliance with interna-
ordinate commanders must ensure that evacuation tional and domestic law.
force personnel abide by the standards of interna-
tional law, as well as the provisions of the opera- B102 Specific Guidance and Terminology
tion’s ROE. The commander should establish
procedures and policies for immediately reporting a. Foreign Diplomat. A foreign diplo-
and investigating violations. The commander must mat of an embassy staff authorized to go to
report all suspected violations in accordance with the home nation for evacuation is entitled
applicable regulations, and should notify the em- to special treatment in accordance with in-
bassy of a suspected violation within 24 hours of ternational law. Ideally, the individual as
its occurrence. well as personal effects and papers are not
to be searched, detained, or seized. Family
a. Role of Legal Adviser. The legal members are also entitled to the same im-
adviser will provide guidance on legal is- munity unless they are citizens of the home
sues involving NEO, in coordination with nation. The diplomatic pouch of a diplo-
higher headquarters; diplomatic agencies; matic courier from a state recognized by
nongovernmental, private voluntary, and the home nation shall also be immune from
international organizations; foreign gov- any search, inspection, detention, or sei-
ernments; and the host nation government. zure by military personnel.
The key emphasis will be on assisting with
interpretation of and compliance with ap- b. Political Asylum or Temporary
plicable laws and regulations; relevant in- Refuge. Commanders may not grant po-
ternational agreements, including any litical asylum to any foreign national. They
pertinent status of forces agreements; and may grant temporary refuge under emer-
multilateral and bilateral transit agree- gency conditions when there is imminent
ments impacting on NEO. danger to the safety, health, or life of any
person. All requests for asylum should be
b. Legal Imperatives. When planning referred to the embassy or senior diplo-
and conducting NEO, commanders must matic representative available.
be cognizant of legal imperatives derived
from domestic law, international agree- c. Status of Forces Agreement. Any
ments, and customary international law. In SOFA with the host nation should be re-
view of this governing framework of laws viewed to determine how it applies, if at
and regulations, as well as the complexity all, to the current situation involving the
of legal issues relating to NEO, command- NEO. If time permits, it should be modi-
ers must obtain legal guidance at all phases fied as necessary prior to the evacuation
of NEO planning and execution, particu- force arrival. If no agreement exists, the
larly during the early planning stage.
1010-B-1 ORIGINAL
UNCLASSIFIED
UNCLASSIFIED
EXTAC 1010 (Rev. A)
embassy may negotiate a temporary agree- NEO planners and operators must be
ment with the host nation, if time permits, cognizant of the potential impact of op-
covering criminal jurisdiction, procure- erations on relations with other nations
ment, customs, and other legal matters. and of all relevant international agree-
Given the emergency nature of the NEO, ments, including pertinent SOFAs and
however, it is likely that no special SOFA multilateral and bilateral transit agree-
provisions will be negotiated. ments.
ORIGINAL 1010-B-2
UNCLASSIFIED
UNCLASSIFIED
EXTAC 1010 (Rev. A)
as the tactical situation permits, rather officials responsible for the particular
than awaiting complete investigation. NEO site must be accomplished in a
Additional details may be supplied by timely manner.
supplemental reports.
j. Legal Review of Rules of Engage-
i. Host Nation Support. ment.
(1) Commanders must be aware of ap- (1) In all cases in which use of force is
plicable basing rights and the status of contemplated, legal advisers shall be
forces within the country when plan- consulted in the planning or preexec-
ning and executing NEO. Particular ution phases to determine the legal
care must be paid to ensuring advance basis for intervention and use of force,
procurement of necessary landing, shall review proposed ROE, and shall
embarkation, and transit rights required assess the legal risks or potential liabil-
to support a given operation. ities entailed under international law.
ANNEX C
1010-C-1 ORIGINAL
UNCLASSIFIED
UNCLASSIFIED
EXTAC 1010 (Rev. A)
When the risk to NEO citizens is unac- b. Evacuee Processing. Since non-
ceptable to the ambassador, a representative will amphibious ships have no CSS unit, evac-
request evacuation by military means and pass uee processing will take place on board
OPCON to the on-scene military commander. ship. The establishment of the ECC on
Close coordination up to the point of turnover board ship reduces security requirements
will ease the transition to military control and will ashore at the cost of some control over the
improve the chances for success of the operation. evacuation operation. Functional units listed
The evacuation itself will be the culmination of in paragraph 0601.2 will merge into an
rapid planning, with ships company filling non- ECC on board ship, with only a beach
traditional roles. guard and an adaptation of an FCE located
ashore.
ORIGINAL 1010-C-2
UNCLASSIFIED
UNCLASSIFIED
EXTAC 1010 (Rev. A)
ANNEX D
1. Will this be a permissive, uncertain, or hos- 10. Who makes the final determination of evac-
tile NEO? If the evacuation is permissive, are un- uee accounting prior to final evacuation departure?
armed hostilities expected? If the evacuation is un-
certain or hostile, will pursuit forces be necessary? 11. Does the embassy have an emergency ac-
What is the likelihood of terrorist activities? tion plan? Is it up to date?
2. What multinational forces will be operat- 12. Who is the primary point of contact within
ing in the area? the embassy to work with the evacuation force on
details of the operation?
a. Are multinational forces integrated into
the evacuation force plan? 13. What steps are being taken by the embassy
to get the evacuees ready for evacuation?
b. How are plans being deconflicted if the
evacuations are separate? 14. Are there any members of the evacuation
force, or anyone reasonably available, who have
3. What is the current situation in the country? been in the host nation recently?
In the embassy? Near citizens?
15. Is there any intelligence needed immedi-
4. Who is the senior official in charge of the ately from the evacuees?
evacuation operation?
16. Have the primary and alternate assembly
5. Who will give the evacuation force areas, evacuation sites, and routes been verified
permission to complete the evacuation and to and surveyed?
leave the evacuation site?
17. Have the screening and processing areas
6. What is the chain of command for military been verified?
forces?
18. What is the total number of national
7. What is the relationship between the personnel to be evacuated?
evacuation force commander and the ambassador?
19. What action should be taken concerning
8. Will all mission and/or embassy officials individuals not on the list of evacuees (e.g., third-
be leaving? If not, who will remain? What action country nationals)? What is the total number of
should be taken in the event an embassy official third-country nationals to be evacuated?
refuses evacuation?
a. Number per priority category.
9. Who will screen the evacuees?
b. Identification.
1010-D-1 ORIGINAL
UNCLASSIFIED
UNCLASSIFIED
EXTAC 1010 (Rev. A)
20. What will be the composition of the 34. If required, who will provide an emer-
evacuees? Will there be a cross section of those gency resupply of ammunition for the advance
listed in the emergency action plan (as available)? party?
21. What discipline problems are expected 35. What cultural nuances and customs should
from the evacuees? Who are the potential be known by the evacuation force to avoid
troublemakers? confrontation?
22. What action should be taken if there is an 36. Who are the key host country personnel
outbreak of violence among evacuees? and what are their attitudes toward the
evacuation?
23. What action should be taken if someone
asks for political asylum? 37. Will medical support be available from
the embassy or host country? Have medical evac-
24. Will it be necessary to search the baggage uation procedures been coordinated with the host
and personal property of all evacuees for country? Where are health services located in the
weapons or explosives? host country?
b. Quantity. a. Location.
c. Location. b. Availability.
32. Is there any sensitive equipment or mate- 40. Where are fire services located in the host
rial that will need to be evacuated or destroyed? country?
Will personnel with requisite clearances be re-
quired to assist in evacuating or destroying sensi- a. Location.
tive equipment or material?
b. Availability.
33. Are there procedures to handle claims
against national civilians? c. Capability.
ORIGINAL 1010-D-2
UNCLASSIFIED
UNCLASSIFIED
EXTAC 1010 (Rev. A)
42. Will the host government be providing any 49. Are there areas from which the media are
security for the assembly areas of evacuation restricted access? Is there a media support plan?
sites?
50. What are the ROE for the evacuation force?
a. Location.
51. What coordination has been made with the
b. Unit. host nation media to support the NEO?
c. Size of security force. 52. Will the host nation media provide support
for the NEO?
43. What is the potential threat?
53. What is the role of civil affairs in NEO?
a. Strength.
54. Does the evacuation force have permission
b. Composition. to drop sensors and insert special operation forces?
44 Will interpreter support be available from 56. Have all requirements for strategic trans-
the embassy or the host country? portation system been directed to appropriate com-
mand authorities?
45. What communications support will be
available from the embassy and how will the com- 57. What is the best means of transportation to
munication architecture be set up to support the evacuate personnel?
operation (e.g., networks, frequencies, secure
equipment availability, and need for relays)? a. Can commercial airlift provide more
timely evacuation than deploying military
46. Can portable communications equipment assets?
be sent to the embassy to facilitate improved and
secure communication? b. Have air requirements for units and
equipment been identified?
47. Will transportation support be available
from the embassy or the host country? c. Are naval assets readily available to
stage off the coast?
1010-D-3 ORIGINAL
UNCLASSIFIED
UNCLASSIFIED
EXTAC 1010 (Rev. A)
58. What are the appropriate command and 1. Questions concerning use of deadly force
control arrangements if the NEO is conducted as or a given weapon system in a given situation.
a joint/combined operation? When is deadly force authorized?
67. Which evacuees have special medical 12. Deaths of evacuees and evacuation of
needs such as pregnancy, infectious disease, remains.
exceptional family member, or pediatric health
care problems? 13. Listed evacuees or unlisted potential
evacuees with unknown identifications.
68. What are the ROE?
14. Evacuees carrying contraband and dispo-
69. Is an intermeidate staging base available? sition of the contraband.
Where? How extensive are its facilities and sup-
port capabilities? 15. Overwhelming numbers of civilians com-
ing to assembly areas or at the evacuation sites to
70. Will the ambassador allow a forward request evacuation.
control element to deploy?
16. Listed evacuee refusing evacuation.
D102 Possible Dilemmas
17. Evacuee attempting to give bribes to gain
Because each NEO is unique, situations favor.
may arise that require special considerations.
Evacuation force personnel should be briefed and 18. Inaccurate evacuation lists.
prepared to deal with the following:
19. Large numbers of international journal-
ists converging on the area.
ORIGINAL 1010-D-4
UNCLASSIFIED
UNCLASSIFIED
EXTAC 1010 (Rev. A)
ANNEX E
Sample Checklists
____________________________________________________________________________.
2. National diplomatic officials remaining behind: (Attach list with names, means of contact).
3. Post officials available to assist in the processing and evacuation: (Attach list. Update to show
names, probable locations, and means of identification and contact of officer performing each relevant
function).
4. Where and at how many stations will the military be conducting screening of evacuees?
____________________________________________________________________________.
____________________________________________________________________________.
____________________________________________________________________________.
____________________________________________________________________________.
9. Where are charts, maps, and other required documents located and who has custody of them?
___________________________________________________________________________.
10. Could unauthorized persons forcibly attempt to join the evacuation? If so, what action does the post
recommend?
____________________________________________________________________________.
11. What action does the post propose if someone asks for political asylum?
____________________________________________________________________________.
1010-E-1 ORIGINAL
UNCLASSIFIED
UNCLASSIFIED
EXTAC 1010 (Rev. A)
12. Will the post’s OIC vouch for the baggage and personal property of all or some evacuee or should a
search for weapons and explosives be conducted?
_____________________________________________________________________________.
13. Does the post desire the military to physically search those evacuees that the post cannot vouch for?
_____________________________________________________________________________.
14. If it becomes necessary to physically search a woman, who can conduct the search?
_____________________________________________________________________________.
15. If the evacuation priority is different than stated in the post plan, give the modified priority:
_____________________________________________________________________________.
18. Does the post anticipate that any national citizens will refuse evacuation?____________________.
19. What is the policy on evacuees taking pets? If pets are allowed to be transported, have requirements
such as customs and quarantine restrictions been considered to ensure the pets will be allowed into the safe
haven? If pets are not allowed to travel, what will happen to the pets evacuees bring with them to the
evacuation processing centers?
_____________________________________________________________________________.
20. Does the post anticipate that military personnel will be needed to search for missing evacuees? If so,
in which areas are evacuees likely to be located? (Give radio call sign frequencies, if known.)
_____________________________________________________________________________.
22. Will the post need help to destroy sensitive materials or equipment? ________________________.
23. Portable radios available to assist in assembly, movement, and control of evacuees (consider all
likely points):
Military:______________________________________________________________________.
ORIGINAL 1010-E-2
UNCLASSIFIED
UNCLASSIFIED
EXTAC 1010 (Rev. A)
c. Pregnant___________________________________________________________________.
28. What medical assistance (to include special equipment) will be required?
____________________________________________________________________________.
31. Will any influential religious or community leaders be among the evacuees? _______________.
32. Weight and volume of any sensitive materials or equipment requiring evacuation:
33. Attach an intelligence estimate of the local situation and host nation military status.
1010-E-3 ORIGINAL
UNCLASSIFIED
UNCLASSIFIED
EXTAC 1010 (Rev. A)
1. Location: ____________________________________________________________________.
2. Grid coordinates:______________________________________________________________.
3. Reference points:______________________________________________________________.
5. Shelter:______________________________________________________________________.
9. Security: ____________________________________________________________________.
Alternates: ___________________________________________________________________.
ORIGINAL 1010-E-4
UNCLASSIFIED
UNCLASSIFIED
EXTAC 1010 (Rev. A)
LOCATION:______________________DATE:____________________________
1. Designator: ______________________________
2. Location: _______________________________
3. Grid: __________________________________
4. Reference point(s):
_____________________________________________________________________________
5. Dimensions:
_____________________________________________________________________________
6. Surface:
_____________________________________________________________________________
7. Obstacles: ____________________________________________________________________
_____________________________________________________________________________
____________________________________________________________________________.
____________________________________________________________________________
____________________________________________________________________________
_____________________________________________________________________________
_____________________________________________________________________________
_____________________________________________________________________________
_____________________________________________________________________________
1010-E-5 ORIGINAL
UNCLASSIFIED
UNCLASSIFIED
EXTAC 1010 (Rev. A)
LOCATION:__________________________DATE:______________________________
5. Elevation: ____________________________________________________________________.
6. Runway length:________________________________________________________________.
____________________________________________________________________________.
___________________________________________________________________________.
____________________________________________________________________________.
____________________________________________________________________________.
17. Status of commercial air traffic into and out of the airfield during the period in issue:
____________________________________________________________________________.
18. Does the airfield meet International Civil Aviation Organization standards for signs, markings, and
other applicable requirements?
____________________________________________________________________________.
ORIGINAL 1010-E-6
UNCLASSIFIED
UNCLASSIFIED
EXTAC 1010 (Rev. A)
____________________________________________________________________________.
____________________________________________________________________________.
_____________________________________________________________________________
_____________________________________________________________________________
____________________________________________________________________________.
27. Text or copy of description in “Airfield and Seaplane Stations of the World”:
____________________________________________________________________________.
Note: Complete a separate form for each airfield considered feasible for use during an evacuation.
1010-E-7 ORIGINAL
UNCLASSIFIED
UNCLASSIFIED
EXTAC 1010 (Rev. A)
LOCATION:________________________DATE:_____________________________
1. Name of seaport:_______________________________________________________________.
7. Navigational aids:______________________________________________________________.
____________________________________________________________________________.
____________________________________________________________________________.
____________________________________________________________________________.
____________________________________________________________________________.
____________________________________________________________________________.
____________________________________________________________________________.
____________________________________________________________________________.
____________________________________________________________________________.
____________________________________________________________________________.
ORIGINAL 1010-E-8
UNCLASSIFIED
UNCLASSIFIED
EXTAC 1010 (Rev. A)
____________________________________________________________________________.
____________________________________________________________________________.
____________________________________________________________________________.
ANNEX F
Sample Forms
Because of the current local situation, this office recommends that __________ citizens remain in
their homes. Only the most essential outside activities should be conducted and public areas should be
avoided until the situation improves. Since there is always the possibility the situation will deteriorate and
you will be required to move elsewhere, this office recommends that you promptly take the following
precautions:
1. Without hoarding, try to keep on hand a reasonable supply (7 to 10 days) of food, water, and fuel. If
you have a personal automobile, be sure it is ready for immediate use; fill the gas tank and check the oil,
water, tires, and battery.
2. If your passport, exit visa, or registration with this office is not current, contact us immediately at
telephone __________________.
3. Collect all important papers and documents, such as passports; birth, marriage, divorce, and
naturalization certificates; inoculation cards; insurance policies; bank books; as well as national and local
currency.
5. Prepare for each family member one suitcase (30 kg or less) to contain, as applicable, warm
clothing regardless of season, eyeglasses, babies’ and children’s supplies, and special medications.
6. Listen to the local or international media (such as the British Broadcasting Company or Voice of
America) closely for announcements from the local government or this office.
b. We are monitoring the situation and will provide you with further guidance.
7. Please pass the contents of this notice to other citizens and keep it handy for reference.
1010-F-1 ORIGINAL
UNCLASSIFIED
UNCLASSIFIED
EXTAC 1010 (Rev. A)
1. In view of the gravity of the current local situation, this office recommends that __________ citizens,
whose presence in the country is not essential, depart by commercial transportation as soon as possible. If
adult citizens have compelling reasons for remaining in the area, we suggest that dependents depart with
their pets while normal commercial facilities are still available.
2. Citizens with valid passports and foreign dependents with valid passports or visas should not come
to this office for travel arrangements. Rather, they should make their own arrangements directly with
transportation companies or travel agents.
3. Persons departing are requested to inform this office by telephone___________ or mail of their
departure plans, providing the following information: name(s), date(s) and place(s) of issuance of
passports, probable date(s) and mode(s) of transportation, and names and addresses of next of kin or other
point of contact in __________ or travel agents.
4. This office cannot accept any personal or real property for protection, but will accept copies of
inventories of property left in the country and attempt to arrange for protection of such property through
the local authorities.
5. Citizens without valid passports or who are unable to arrange for their own travel or that of their
dependents because of insufficient funds or other reasons should report to this office as soon as possible.
They should bring with them:
b. For non-national spouses, children, and dependents: passports or identification cards and proof
of relationship (birth or marriage certificates).
6. Please pass the contents of this notice to other citizens and keep it handy for reference.
ORIGINAL 1010-F-2
UNCLASSIFIED
UNCLASSIFIED
EXTAC 1010 (Rev. A)
Because of the situation in this country, the Ambassador has determined that the evacuation of all
__________ citizens is advisable. As the operations of this office may be terminated with little or no
advance warning, citizens wishing government assistance should contact their wardens or this office
immediately (telephone_________). The Embassy/Consulate is arranging chartered transportation to
__________ or another safe haven. The issuance of tickets is not feasible and all persons being evacuated
may be asked to sign promissory notes to cover the cost of their transportation. Evacuees may be billed
later for the costs incurred. (Government personnel and their dependents travel on official orders and
therefore their respective agencies will be billed.) To provide proper protection and to help you leave
safely, we ask you to follow these instructions:
______ d. Bring enough food for each family member to have _____ meals.
______ e. Cooking facilities are not available, so bring ready-to-eat food (canned items,
sandwiches, etc.).
______ f. Bring an unbreakable container with _____ quart(s) of water per person.
______ g. Pets will be transported during this evacuation and are allowed at the assembly point.
3. Prepare to bring with you all important personal papers (passports, inoculation cards, cash, credit
cards, and checkbooks) and one suitcase (30 kg or less) per person containing clothing suitable for the local
climate as well as for a change of climate. Remember eyeglasses, special medicines, and baby/children
supplies. Do not bring firearms or liquor. Pets are allowed only if specifically authorized above.
4. Adult family members should consider the possibility of becoming separated temporarily.
Problems can be avoided by exchanging data concerning bank accounts, addresses, and telephone
numbers of relatives in __________ and powers of attorney.
1010-F-3 ORIGINAL
UNCLASSIFIED
UNCLASSIFIED
EXTAC 1010 (Rev. A)
1. The situation in this country is such that the government is closing its offices here effective
___________________.
3. We recommend that citizens leave the country immediately. Until this office ceases operations, we
will make every effort to assist citizens still wishing to depart. Those who plan to remain should provide
their names, addresses, and next of kin so this office can pass the information to national authorities and to
the________________________Embassy.
4. Please pass the contents of this notice to other citizens and keep it handy for reference.
_________________________________________________________________________
__________________________________________________________________.
__________________________________________________________________.
__________________________________________________________________.
__________________________________________________________________.
3. Said offer of evacuation is declined by the above named individual(s), with the understanding that
the offer will not be repeated.
Evacuee Signature___________________________________________________
Evacuee Signature___________________________________________________
Evacuee Signature___________________________________________________
Evacuee Signature___________________________________________________
ORIGINAL 1010-F-4
UNCLASSIFIED
UNCLASSIFIED
EXTAC 1010 (Rev. A)
2. Name: _______________________________________________________________________
(Last First Middle)
8. Citizenship: ___________________________________________________________________
9. Gender: _____________________________
Name: _______________________________________________________________________
(Last First Middle)
Name: _______________________________________________________________________
(Last First Middle)
Address: _____________________________________________________________________
____________________________________________________________________________
_____________________________________________________________________________
ANNEX G
Reporting Requirements
INDEX
Page Page
No. No.
With senior in-country military officials . . 4-3
A Country team . . . . . . . . . . . . . . . . . 2-2
1010-Index-1 ORIGINAL
UNCLASSIFIED
UNCLASSIFIED
EXTAC 1010 (Rev. A)
Page Page
No. No.
Sequencing . . . . . . . . . . . . . . . . . . 1-3 Forces. . . . . . . . . . . . . . . . . . . . 1-2
Foreign: Mission, chief of . . . . . . . . . . . . . . 2-2
Agencies . . . . . . . . . . . . . . . . . . 2-1 Officials, coordination with senior
Diplomat . . . . . . . . . . . . . . . . . . B-1 in-country . . . . . . . . . . . . . . . 4-3
Forward control element, advance party . . . 5-6 Planning . . . . . . . . . . . . . . . . 1-2, 4-1
Functional units, specialized . . . . . . . . . 5-3 Response . . . . . . . . . . . . . . . . . . 1-2
Ministries of state, role of . . . . . . . . . . 2-1
G Mission, chief of . . . . . . . . . . . . . . . 2-1
Multinational forces . . . . . . . . . . . . . 1-3
General services officer . . . . . . . . . . . 2-2
Graves registration . . . . . . . . . . . . . 5-13 N
H National:
Organizations . . . . . . . . . . . . . . . . 2-1
Helicopter: Sovereignty . . . . . . . . . . . . . . . . B-2
Coordination section . . . . . . . . . . . . 5-3 Naval force . . . . . . . . . . . . . . . 5-2, 5-12
Direction center, primary . . . . . . . . . . 5-3 Nonamphibious ship considerations . . . . . C-1
Landing zone checklist . . . . . . . . . . . E-5 Noncombatant evacuation opera-
Operations, suggested rules of engage- tions bill. . . . . . . . . . . . . . . . . C-1
ment for . . . . . . . . . . . . . . . . A-2 Nontactical considerations . . . . . . . . . 5-12
Host nation support . . . . . . . . . . . . . B-3 Notification phases and procedures . . . . . 4-1
Hostile environment . . . . . . . . . . . . . 1-2
Rules of engagement for . . . . . . . . . . A-2 O
I Operational:
Environments . . . . . . . . . . . . . . . . 1-2
Implementation of evacuation plan . . . . . 5-1 Planning, legal input for . . . . . . . . . . B-1
Intelligence . . . . . . . . . . . . . . . . . 5-11 Ordered departure . . . . . . . . . . . . . . 4-2
Intermediate staging base . . . . . . . . . . 7-1 Organization and functions of force
International legal considerations . . . . . . B-2 (temporary safe haven) . . . . . . . . . 7-3
Introduction . . . . . . . . . . . . . . . . . 1-1 Overview . . . . . . . . . . . . . . . . . . . 1-1
P
L
Permissive environment . . . . . . . . . . . 1-2
Landing force . . . . . . . . . . . . . 5-6, 5-12 Rules of engagement in . . . . . . . . . . A-2
Operations . . . . . . . . . . . . . . . . . 5-9 Pickup point location. . . . . . . . . . . . . 5-2
Law of Armed Conflict . . . . . . . . . . . B-2 Plan, implementation of evacuation . . . . . 5-1
Leave commercial . . . . . . . . . . . . . . 4-2 Planning guidance for noncombatant
Notice, sample of . . . . . . . . . . . . . . F-2
evacuation operations . . . . . . . . . D-1
Legal:
Political:
Assistance . . . . . . . . . . . . . . . . . B-2
Asylum . . . . . . . . . . . . . . . . . . . B-1
Considerations . . . . . . . . . . . . . . . B-1
Officer . . . . . . . . . . . . . . . . . . . 2-2
Imperatives . . . . . . . . . . . . . . . . . B-1
Predeployment planning considerations . . . 4-1
Logistics and combat service support . . . . 5-5
Preparation of nonamphibious ship . . . . . C-1
M Primary:
Control ship. . . . . . . . . . . . . . . . . 5-3
Medical: Helicopter direction center . . . . . . . . . 5-3
Officer . . . . . . . . . . . . . . . . . . . 2-2 Processing:
Regulating . . . . . . . . . . . . . . . . . 5-12 On nonamphibious ship . . . . . . . . . . C-1
Medical/dental . . . . . . . . . . . . . . . 5-12 Team (temporary safe haven) . . . . . . . 7-4
Military: Prohibitions, suggested standard . . . . . . A-1
Assisted evacuation, checklist for . . . . . . E-1 Public affairs . . . . . . . . . . . . . . . . 5-13
ORIGINAL 1010-Index-2
UNCLASSIFIED
UNCLASSIFIED
EXTAC 1010 (Rev. A)
Page Page
No. No.
Specific guidance and terminology . . . . . B-1
R Spot report, evacuation . . . . . . . . . . . G-1
Stand fast . . . . . . . . . . . . . . . . . . . 4-2
Recall. . . . . . . . . . . . . . . . . . . . . 4-1 Notice, sample of . . . . . . . . . . . . . . F-1
Recap report, evacuation . . . . . . . . . . G-1 Status of:
Reception team (temporary safe haven) . . . 7-3 Detainee . . . . . . . . . . . . . . . . . . B-1
Refuge, temporary . . . . . . . . . . . 6-7, B-1 Forces agreement. . . . . . . . . . . . . . B-1
Reporting: Surface/amphibious noncombatant evacu-
Requirements . . . . . . . . . . . . . . . G-1 ation operations . . . . . . . . . . . . . 5-1
Violations of the Law of Armed
Conflict . . . . . . . . . . . . . . . . B-2 T
Role of legal adviser . . . . . . . . . . . . . B-1
Rules of engagement . . . . . . . . . . . . A-1 Tactical considerations . . . . . . . . . . . . 5-2
Legal review of . . . . . . . . . . . . . . B-3 Temporary safe haven:
Runners. . . . . . . . . . . . . . . . . . . . 4-1 Operations . . . . . . . . . . . . . . . . . 7-1
Site . . . . . . . . . . . . . . . . . . . . . 7-2
S Terminology . . . . . . . . . . . . . . . . . 1-1
Transportation of evacuees . . . . . . . . . C-2
Sample:
Checklists . . . . . . . . . . . . . . . . . E-1 U
Forms . . . . . . . . . . . . . . . . . . . . F-1
Schedule . . . . . . . . . . . . . . . . . . . 5-2 Unarmed hostile acts, rules of engage-
Scheduling team (temporary safe haven) . . 7-6 ment for. . . . . . . . . . . . . . . . . A-2
Seaport survey checklist . . . . . . . . . . . E-8 Uncertain environment . . . . . . . . . . . . 1-2
Search and rescue . . . . . . . . . . . . . . 5-12 Rules of engagement in . . . . . . . . . . A-2
Security:
Officer . . . . . . . . . . . . . . . . . . . 2-2 W
In temporary safe haven . . . . . . . . . . 7-6
Selection of intermediate staging base . . . . 7-2 Waiver of evacuation opportunity,
Ship, evacuee processing on . . . . . . . . . 6-2 sample of . . . . . . . . . . . . . . . . F-4
Shipboard tasks . . . . . . . . . . . . . . . C-1
Short-wave radio . . . . . . . . . . . . . . . 4-1
Site operations, evacuation. . . . . . . . . . 5-1
Special nature of evacuation operations . . . 1-1