1.3.5 For Alliance Access 7.6.20 - Information For FINplus 2.0

Message Standards Deployment Package
For Alliance Access
Information for FINplus 2.0
This document provides information about deploying the Message Standards Deployment Package for FINplus 2.0 on
Alliance Access, which runs on the AIX, Oracle Solaris, Red Hat Linux, and Windows platforms, and Alliance Entry,
which runs on the Windows platform. This document also provides the list of the MX messages in the Deployment
Package, the message validation rules, routing criteria, verifiable fields, the file name, and the digest value for the file.
30 July 2021
Link to this document: https://www2.swift.com/go/book/book200798

For Alliance Access Table of Contents
Table of Contents
1 Deployment Package File....................................................................................................................... 3
2 Documentation and Support.................................................................................................................. 4
3 Significant Changes................................................................................................................................ 5
4 Known Limitations.................................................................................................................................. 6
5 Message Validation Rules.......................................................................................................................7
6 Keyword Fields per Message Type...................................................................................................... 15
7 Routing Criteria..................................................................................................................................... 35
8 Verifiable Fields..................................................................................................................................... 45
Legal Notices................................................................................................................................................... 55
30 July 2021 2
For Alliance Access Deployment Package File
1 Deployment Package File

This Message Standards Deployment Package for FINplus contains messages for CBPR+ (Cross-
Border Payments and Reporting Plus), SRD II (Shareholders' Rights Directive), CSDR (Central
Securities Depository Regulation), and FINplus messages for securities and SWIFT gpi.
File names and supported products

The system messages are distributed as a Deployment Package, which is available for Alliance
Access on the AIX, Oracle Solaris, Red Hat Linux, and Windows platforms, and for Alliance Entry
on the Windows platform.
The file name is: FINplus_R2.0.0_D2021-07-22.zip
The Deployment Package is provided for the following products:
• Alliance Access:
- 7.4.54 or higher
- 7.5 or higher
- 7.6 or higher
• Alliance Entry:
- 7.4.54 or higher
- 7.5 or higher
- 7.6 or higher
Digest values
When you install the Message Standards Deployment Package, its digest value appears. An exact
match with this value ensures the integrity of the data in the downloaded file.
It is your responsibility to verify that the digest displayed for the Deployment Package is the same
as the digest value below:
6095-9E64-3911-736D-91BA-BAC5-3BF2-8C38-
1AFB-7984-4924-81F1-AB37-6B59-FC2F-C6AC
30 July 2021 3
For Alliance Access Documentation and Support
2 Documentation and Support

You can find instructions for installing this Deployment Package in the following documents, which
are available on Knowledge Centre (User Handbook).
Product Document Section
Alliance Configuration Install a Message Standard

Access Guide
Delete a Message Standard
Alliance Entry Configuration Install a Message Standard

Guide
Delete a Message Standard
Feedback about documentation

SWIFT is committed to continuously improve the documentation for our products, software, and
services. We welcome your comments about the documentation. You can provide comments by e-
mail to userdoc.feedback@swift.com.
Support for SWIFT customers
By default, SWIFT Support is the single point of contact to report all problems and queries that
relate to SWIFT services and products. SWIFT Community Support is available to all SWIFT
customers.
Individuals within a customer organisation must register on swift.com to use the Support service.
On top of the SWIFT Community Support, customers can purchase the Advanced Support and
Care Services.
For more information about the different services that SWIFT offers as part of the SWIFT Advanced
Support and Care Services and the procedure to order support, see Support and Care Services on
swift.com.
30 July 2021 4
For Alliance Access Significant Changes
3 Significant Changes
This FINplus 2.0 Deployment Package is installed as a separate message standard from the
previous releases of the FINplus Deployment Package.
• During manual message creation (MX Message: New), you must select FINplus 2.0 (and not
FINplus) from the Standard drop-down list.
• MX message templates created from previous releases of the FINplus Deployment Package will
not automatically open as FINplus 2.0. For these templates, it is recommended to do one of the
following:
- Recreate your message templates from the FINplus 2.0 Message Standard.
- Use the Re-assign Standard option on the MX Message:Templates page (see the Message
Management Guide for Alliance Access or Alliance Entry).
• UETR extraction and searches is supported on Alliance Access/Alliance Entry Release 7.6
onwards for messages in this Deployment Package with defined UETR keywords.
30 July 2021 5
For Alliance Access Known Limitations
4 Known Limitations
Be aware of the following limitations in the FINplus 2.0 Deployment Package:
During manual message creation, if you edit the Usage Identifier field in the Header tab, then the
new value will not be retained after the message has been routed or disposed.
Workarounds
• From Creation > MX Message: New, select the message under FINplus 2.0 that has the
correct Identifier and Usage Identifier. To view these fields, use the Change View option.
• Inject the message with the Identifier and Usage Identifier that you have selected using the
Message Partner application.
30 July 2021 6
For Alliance Access Message Validation Rules
5 Message Validation Rules

This Deployment Package contains message validation rules for the following messages. The
message validation rules test syntax and perform cross-field validation when the message is
injected into Alliance Access and Alliance Entry.
Message ID Validation Key Namespace
urn:iso:std:iso:20022:tech:xsd:camt.
1 camt.029.001.09 camt.029.001.09-swift.cbprplus.01
029.001.09
052.001.08
053.001.08
054.001.08
056.001.08
057.001.06
060.001.05
urn:iso:std:iso:20022:tech:xsd:colr.
8 colr.001.001.01 colr.001.001.01-head.001.001.02
001.001.01
9 colr.002.001.01 colr.002.001.01-head.001.001.02
002.001.01
10 colr.003.001.04 colr.003.001.04-head.001.001.02
003.001.04
11 colr.004.001.04 colr.004.001.04-head.001.001.02
004.001.04
12 colr.005.001.05 colr.005.001.05-head.001.001.02
005.001.05
13 colr.006.001.04 colr.006.001.04-head.001.001.02
006.001.04
14 colr.007.001.05 colr.007.001.05-head.001.001.02
007.001.05
15 colr.008.001.05 colr.008.001.05-head.001.001.02
008.001.05
16 colr.009.001.04 colr.009.001.04-head.001.001.02
009.001.04
30 July 2021 7
17 colr.010.001.04 colr.010.001.04-head.001.001.02
010.001.04
18 colr.011.001.04 colr.011.001.04-head.001.001.02
011.001.04
19 colr.012.001.04 colr.012.001.04-head.001.001.02
012.001.04
20 colr.013.001.04 colr.013.001.04-head.001.001.02
013.001.04
21 colr.014.001.04 colr.014.001.04-head.001.001.02
014.001.04
22 colr.015.001.04 colr.015.001.04-head.001.001.02
015.001.04
23 colr.016.001.04 colr.016.001.04-head.001.001.02
016.001.04
DRAFT4semt.044.001.01- urn:iso:std:iso:20022:tech:xsd:DRAFT4semt.
24 DRAFT4semt.044.001.01
swift.finplus.csdr.01 044.001.01
DRAFT5semt.044.001.01-head. urn:iso:std:iso:20022:tech:xsd:DRAFT5semt.
25 DRAFT5semt.044.001.01
001.001.02 044.001.01
urn:iso:std:iso:20022:tech:xsd:pacs.
26 pacs.002.001.10 pacs.002.001.10-swift.cbprplus.01
002.001.10
004.001.09
008.001.08
29 pacs.008.001.08 pacs.008.001.08-swift.cbprplus.stp.01
008.001.08
30 pacs.009.001.08 pacs.009.001.08-swift.cbprplus.adv.01
009.001.08
31 pacs.009.001.08 pacs.009.001.08-swift.cbprplus.cov.01
009.001.08
009.001.08
010.001.03
urn:iso:std:iso:20022:tech:xsd:pain.
34 pain.001.001.09 pain.001.001.09-swift.cbprplus.01
001.001.09
30 July 2021 8
urn:iso:std:iso:20022:tech:xsd:pain.
35 pain.002.001.10 pain.002.001.10-swift.cbprplus.01
002.001.10
urn:iso:std:iso:20022:tech:xsd:secl.
36 secl.001.001.03 secl.001.001.03-head.001.001.02
001.001.03
37 secl.002.001.03 secl.002.001.03-head.001.001.02
002.001.03
38 secl.003.001.03 secl.003.001.03-head.001.001.02
003.001.03
39 secl.004.001.03 secl.004.001.03-head.001.001.02
004.001.03
40 secl.005.001.02 secl.005.001.02-head.001.001.02
005.001.02
41 secl.006.001.02 secl.006.001.02-head.001.001.02
006.001.02
42 secl.007.001.03 secl.007.001.03-head.001.001.02
007.001.03
43 secl.008.001.03 secl.008.001.03-head.001.001.02
008.001.03
44 secl.009.001.03 secl.009.001.03-head.001.001.02
009.001.03
45 secl.010.001.03 secl.010.001.03-head.001.001.02
010.001.03
urn:iso:std:iso:20022:tech:xsd:seev.
46 seev.001.001.08 seev.001.001.08-head.001.001.02
001.001.08
47 seev.001.001.07 seev.001.001.07-swift.finplus.srdii.01
001.001.07
48 seev.002.001.07 seev.002.001.07-head.001.001.02
002.001.07
002.001.06
50 seev.003.001.07 seev.003.001.07-head.001.001.02
003.001.07
003.001.06
52 seev.004.001.07 seev.004.001.07-head.001.001.02
004.001.07
30 July 2021 9
004.001.06
54 seev.005.001.07 seev.005.001.07-head.001.001.02
005.001.07
005.001.06
56 seev.006.001.07 seev.006.001.07-head.001.001.02
006.001.07
006.001.06
58 seev.007.001.07 seev.007.001.07-head.001.001.02
007.001.07
007.001.06
60 seev.008.001.07 seev.008.001.07-head.001.001.02
008.001.07
008.001.06
62 seev.031.001.11 seev.031.001.11-head.001.001.02
031.001.11
63 seev.032.001.08 seev.032.001.08-head.001.001.02
032.001.08
64 seev.033.001.11 seev.033.001.11-head.001.001.02
033.001.11
65 seev.034.001.12 seev.034.001.12-head.001.001.02
034.001.12
66 seev.035.001.12 seev.035.001.12-head.001.001.02
035.001.12
67 seev.036.001.12 seev.036.001.12-head.001.001.02
036.001.12
68 seev.037.001.12 seev.037.001.12-head.001.001.02
037.001.12
69 seev.038.001.06 seev.038.001.06-head.001.001.02
038.001.06
70 seev.039.001.10 seev.039.001.10-head.001.001.02
039.001.10
30 July 2021 10
71 seev.040.001.10 seev.040.001.10-head.001.001.02
040.001.10
72 seev.041.001.11 seev.041.001.11-head.001.001.02
041.001.11
73 seev.042.001.10 seev.042.001.10-head.001.001.02
042.001.10
74 seev.044.001.10 seev.044.001.10-head.001.001.02
044.001.10
75 seev.045.001.03 seev.045.001.03-head.001.001.02
045.001.03
045.001.02
77 seev.046.001.01 seev.046.001.01-head.001.001.02
046.001.01
046.001.01
79 seev.047.001.02 seev.047.001.02-head.001.001.02
047.001.02
047.001.01
81 seev.048.001.01 seev.048.001.01-head.001.001.02
048.001.01
048.001.01
83 seev.049.001.01 seev.049.001.01-head.001.001.02
049.001.01
049.001.01
85 seev.050.001.01 seev.050.001.01-head.001.001.02
050.001.01
86 seev.051.001.01 seev.051.001.01-head.001.001.02
051.001.01
87 seev.052.001.01 seev.052.001.01-head.001.001.02
052.001.01
88 seev.053.001.01 seev.053.001.01-head.001.001.02
053.001.01
89 semt.001.001.03 semt.001.001.03-head.001.001.02 urn:swift:xsd:semt.001.001.03
30 July 2021 11
urn:iso:std:iso:20022:tech:xsd:semt.
90 semt.002.001.10 semt.002.001.10-head.001.001.02
002.001.10
91 semt.003.001.10 semt.003.001.10-head.001.001.02
003.001.10
94 semt.013.001.05 semt.013.001.05-head.001.001.02
013.001.05
95 semt.014.001.06 semt.014.001.06-head.001.001.02
014.001.06
96 semt.015.001.08 semt.015.001.08-head.001.001.02
015.001.08
97 semt.016.001.08 semt.016.001.08-head.001.001.02
016.001.08
98 semt.017.001.11 semt.017.001.11-head.001.001.02
017.001.11
99 semt.018.001.12 semt.018.001.12-head.001.001.02
018.001.12
100 semt.019.001.09 semt.019.001.09-head.001.001.02
019.001.09
101 semt.020.001.06 semt.020.001.06-head.001.001.02
020.001.06
102 semt.021.001.07 semt.021.001.07-head.001.001.02
021.001.07
103 semt.022.001.04 semt.022.001.04-head.001.001.02
022.001.04
104 semt.023.001.01 semt.023.001.01-head.001.001.02
023.001.01
105 semt.024.001.01 semt.024.001.01-head.001.001.02
024.001.01
106 semt.041.001.02 semt.041.001.02-head.001.001.02
041.001.02
107 semt.042.001.01 semt.042.001.01-head.001.001.02
042.001.01
urn:iso:std:iso:20022:tech:xsd:sese.
108 sese.020.001.06 sese.020.001.06-head.001.001.02
020.001.06
30 July 2021 12
109 sese.021.001.05 sese.021.001.05-head.001.001.02
021.001.05
110 sese.022.001.05 sese.022.001.05-head.001.001.02
022.001.05
111 sese.023.001.10 sese.023.001.10-head.001.001.02
023.001.10
112 sese.024.001.11 sese.024.001.11-head.001.001.02
024.001.11
113 sese.025.001.10 sese.025.001.10-head.001.001.02
025.001.10
114 sese.026.001.09 sese.026.001.09-head.001.001.02
026.001.09
115 sese.027.001.06 sese.027.001.06-head.001.001.02
027.001.06
116 sese.028.001.09 sese.028.001.09-head.001.001.02
028.001.09
117 sese.029.001.05 sese.029.001.05-head.001.001.02
029.001.05
118 sese.030.001.08 sese.030.001.08-head.001.001.02
030.001.08
119 sese.031.001.08 sese.031.001.08-head.001.001.02
031.001.08
120 sese.032.001.10 sese.032.001.10-head.001.001.02
032.001.10
121 sese.033.001.10 sese.033.001.10-head.001.001.02
033.001.10
122 sese.034.001.08 sese.034.001.08-head.001.001.02
034.001.08
123 sese.035.001.10 sese.035.001.10-head.001.001.02
035.001.10
124 sese.036.001.07 sese.036.001.07-head.001.001.02
036.001.07
125 sese.037.001.06 sese.037.001.06-head.001.001.02
037.001.06
126 sese.038.001.08 sese.038.001.08-head.001.001.02
038.001.08
30 July 2021 13
127 sese.039.001.05 sese.039.001.05-head.001.001.02
039.001.05
128 sese.040.001.03 sese.040.001.03-head.001.001.02
040.001.03
129 sese.041.001.01 sese.041.001.01-head.001.001.02
041.001.01
130 sese.042.001.01 sese.042.001.01-head.001.001.02
042.001.01
131 trck.001.001.02 trck.001.001.02-swift.uc.01 urn:swift:xsd:trck.001.001.02
132 trck.001.001.02 trck.001.001.02-swift.gpi.gcct.01 urn:swift:xsd:trck.001.001.02
133 trck.001.001.02 trck.001.001.02-swift.gpi.gfit.01 urn:swift:xsd:trck.001.001.02
134 trck.001.001.02 trck.001.001.02-swift.gpi.gcov.01 urn:swift:xsd:trck.001.001.02
135 trck.001.001.02 trck.001.001.02-swift.gpi.gcctinst.01 urn:swift:xsd:trck.001.001.02
136 trck.001.001.02 trck.001.001.02-swift.gpi.swiftgo.01 urn:swift:xsd:trck.001.001.02
137 trck.002.001.01 trck.002.001.01-swift.gpi.swiftgo.01 urn:swift:xsd:trck.002.001.01
138 trck.002.001.01 trck.002.001.01-swift.gpi.gfit.01 urn:swift:xsd:trck.002.001.01
139 trck.002.001.01 trck.002.001.01-swift.gpi.gcov.01 urn:swift:xsd:trck.002.001.01
140 trck.002.001.01 trck.002.001.01-swift.gpi.gcctinst.01 urn:swift:xsd:trck.002.001.01
141 trck.002.001.01 trck.002.001.01-swift.gpi.gcct.01 urn:swift:xsd:trck.002.001.01
142 trck.003.001.02 trck.003.001.02-swift.gpi.01 urn:swift:xsd:trck.003.001.02
143 trck.004.001.01 trck.004.001.01-swift.gpi.g4c.01 urn:swift:xsd:trck.004.001.01
30 July 2021 14
For Alliance Access Keyword Fields per Message Type
6 Keyword Fields per Message Type

This Deployment Package contains 143 messages that are distributed in one service: swift.finplus:
• 1 CSDR message
• 8 SRD II General Meetings messages
• 5 SRD II Shareholders Identification messages
• 17 CBPR+ messages (CBPRPlus_ISO 20022 Portfolio_November 2022_Release 2.0 published
on MyStandards)
• 99 FINplus messages for securities
• 1 FINplus message for Universal Confirmations
• 11 FINplus messages for SWIFT gpi
• 1 Tracker Alert Notification message
The following table lists the MX keyword fields for each message of this Deployment Package. The
values of these fields can be used as message search criteria and for routing purposes. The table
also identifies messages that have been added, updated, or are unchanged (that is, old (O)) since
the previous version of this Deployment Package.
MX MX MX
Display Name Message ID UETR Delta
Keyword 1 Keyword 2 Keyword 3
Document/ A
Document/ Document/ RsltnOfInvs
Document/
CBPRPlus-camt. RsltnOfInvs RsltnOfInvs tgtn/
camt. RsltnOfInvs
1 029.001.09_ResolutionOfInvestigati tgtn/ tgtn/ CxlDtls/
029.001.09 tgtn/
on RslvdCase/ RslvdCase/ TxInfAndSt
Assgnmt/Id
Id Id s/
OrgnlUETR
Document/ U
Document/
Document/ Document/ BkToCstmr
BkToCstmr
CBPRPlus-camt. BkToCstmr BkToCstmr AcctRpt/Rpt
camt. AcctRpt/
2 052.001.08_BankToCustomerAcco AcctRpt/ AcctRpt/ /Ntry/
052.001.08 GrpHdr/
untReport GrpHdr/ GrpHdr/ NtryDtls/
OrgnlBizQr
MsgId CreDtTm TxDtls/
y/MsgId
Refs/UETR
Document/ U
Document/
Document/ Document/ BkToCstmr
BkToCstmr
CBPRPlus-camt. BkToCstmr BkToCstmr Stmt/Stmt/
camt. Stmt/
3 053.001.08_BankToCustomerState Stmt/ Stmt/ Ntry/
053.001.08 GrpHdr/
ment GrpHdr/ GrpHdr/ NtryDtls/
OrgnlBizQr
MsgId CreDtTm TxDtls/
y/MsgId
Refs/UETR
Document/ U
Document/ BkToCstmr
Document/ Document/
BkToCstmr DbtCdtNtfct
CBPRPlus-camt. BkToCstmr BkToCstmr
camt. DbtCdtNtfct n/Ntfctn/
4 054.001.08_BankToCustomerDebit DbtCdtNtfct DbtCdtNtfct
054.001.08 n/GrpHdr/ Ntry/
CreditNotification n/GrpHdr/ n/GrpHdr/
OrgnlBizQr NtryDtls/
MsgId CreDtTm
y/MsgId TxDtls/
Refs/UETR
30 July 2021 15
MX MX MX
Document/ A
Document/
Document/ Document/ FIToFIPmtC
CBPRPlus-camt. FIToFIPmtC
camt. FIToFIPmtC FIToFIPmtC xlReq/
5 056.001.08_FIToFIPaymentCancell xlReq/
056.001.08 xlReq/ xlReq/ Undrlyg/
ationRequest Assgnmt/
Assgnmt/Id Case/Id TxInf/
CreDtTm
OrgnlUETR
Document/ Document/ U
Document/
CBPRPlus-camt. camt. NtfctnToRc NtfctnToRc
6 NtfctnToRc
057.001.06_NotificationToReceive 057.001.06 v/GrpHdr/ v/Ntfctn/Itm/
v/Ntfctn/Id
MsgId UETR
Document/ Document/ U
CBPRPlus-camt.
camt. AcctRptgRe AcctRptgRe
7 060.001.05_AccountReportingRequ
060.001.05 q/GrpHdr/ q/GrpHdr/
est
MsgId CreDtTm
FINplus for securities-colr. AppHdr/ A

8 colr.001.001.01
001.001.01_CollateralValueQuery BizMsgIdr
FINplus for securities-colr. AppHdr/ A

9 colr.002.001.01
002.001.01_CollateralValueReport BizMsgIdr
Document/ A
MrgnCallRe
FINplus for securities-colr. AppHdr/
10 colr.003.001.04 q/Oblgtn/
003.001.04_MarginCallRequest BizMsgIdr
CollAcctId/I
d
Document/ A
MrgnCallRs
11 colr.004.001.04 pn/Oblgtn/
004.001.04_MarginCallResponse BizMsgIdr
CollAcctId/I
d
Document/ A
FINplus for securities-colr. Document/
AppHdr/ CollMgmtC
12 005.001.05_CollateralManagement colr.005.001.05 CollMgmtC
BizMsgIdr xlReq/
CancellationRequest xlReq/Ref
Oblgtn/PtyA
Document/ A
FINplus for securities-colr. CollMgmtC
AppHdr/
13 006.001.04_CollateralManagement colr.006.001.04 xlSts/Ref/
BizMsgIdr
CancellationStatus CollMsgCxl
ReqId
Document/ A
CollPrpsl/
14 colr.007.001.05 Oblgtn/
007.001.05_CollateralProposal BizMsgIdr
CollAcctId/I
d
30 July 2021 16
MX MX MX
Document/ A
FINplus for securities-colr. CollPrpslRs
AppHdr/
15 008.001.05_CollateralProposalRes colr.008.001.05 pn/Oblgtn/
BizMsgIdr
ponse CollAcctId/I
d
Document/ A
MrgnCallDs
FINplus for securities-colr.
AppHdr/ ptNtfctn/
16 009.001.04_MarginCallDisputeNotif colr.009.001.04
BizMsgIdr Oblgtn/
ication
CollAcctId/I
d
Document/ A
FINplus for securities-colr. CollSbstitn
AppHdr/
17 010.001.04_CollateralSubstitutionR colr.010.001.04 Req/Oblgtn/
BizMsgIdr
equest CollAcctId/I
d
Document/ A
CollSbstitn
AppHdr/ Rspn/
18 011.001.04_CollateralSubstitutionR colr.011.001.04
BizMsgIdr Oblgtn/
esponse
CollAcctId/I
d
Document/ Document/ A
CollSbstitn CollSbstitn
FINplus for securities-colr. Conf/ Conf/
AppHdr/
19 012.001.04_CollateralSubstitutionC colr.012.001.04 SbstitnConf SbstitnConf
BizMsgIdr
onfirmation / /
CollSbstitn CollSbstitn
ReqId RspnId
Document/ A
FINplus for securities-colr. IntrstPmtRe
AppHdr/
20 013.001.04_InterestPaymentReque colr.013.001.04 q/Oblgtn/
BizMsgIdr
st CollAcctId/I
d
Document/ A
Document/
IntrstPmtRs
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FINplus for securities-sese. Document/ TxInstr/
sese. AppHdr/
111 023.001.10_SecuritiesSettlementTr SctiesSttlm QtyAndAcct
ansactionInstruction TxInstr/TxId Dtls/
SfkpgAcct/I
d
sese. AppHdr/ TxStsAdvc/ TxStsAdvc/
024.001.11 BizMsgIdr TxId/ TxDtls/
ansactionStatusAdvice
xId d
Document/ A
Document/
SctiesSttlm
SctiesSttlm
FINplus for securities-sese. TxConf/
sese. AppHdr/ TxConf/
113 025.001.10_SecuritiesSettlementTr QtyAndAcct
025.001.10 BizMsgIdr TxIdDtls/
ansactionConfirmation Dtls/
AcctOwnrT
SfkpgAcct/I
xId
d
Document/ A
Document/ SctiesSttlm
SctiesSttlm TxRvslAdvc
sese. AppHdr/ TxRvslAdvc /
026.001.09 BizMsgIdr /TxIdDtls/ QtyAndAcct
ansactionReversalAdvice
AcctOwnrT Dtls/
xId SfkpgAcct/I
d
30 July 2021 29
MX MX MX
SctiesTxCxl SctiesTxCxl
sese. AppHdr/ ReqStsAdv ReqStsAdv
115 027.001.06_SecuritiesTransactionC
027.001.06 BizMsgIdr c/ c/TxDtls/
ancellationRequestStatusAdvice
CxlReqRef/ SfkpgAcct/I
Id d
Document/ A
SctiesSttlm
Document/ TxAllgmtNtf
sese. AppHdr/ SctiesSttlm ctn/
028.001.09 BizMsgIdr TxAllgmtNtf QtyAndAcct
ansactionAllegementNotification
ctn/TxId Dtls/
SfkpgAcct/I
d
sese. AppHdr/ AllgmtRmvl AllgmtRmvl
117 029.001.05_SecuritiesSettlementAll
029.001.05 BizMsgIdr Advc/ Advc/
egementRemovalAdvice
AcctSvcrTxI SfkpgAcct/I
d/TxId d
Document/ A
SctiesSttlm
sese. AppHdr/ CondsMod
118 030.001.08_SecuritiesSettlementC
030.001.08 BizMsgIdr Req/
onditionsModificationRequest
SfkpgAcct/I
d
Document/ A
Document/
SctiesSttlm
FINplus for securities-sese. SctiesSttlm
sese. AppHdr/ CondModSt
119 031.001.08_SecuritiesSettlementC CondModSt
031.001.08 BizMsgIdr sAdvc/
onditionModificationStatusAdvice sAdvc/
SfkpgAcct/I
ReqRef/Id
d
Document/ A
Document/
SctiesSttlm
SctiesSttlm
TxGnrtnNtf
FINplus for securities-sese. TxGnrtnNtf
sese. AppHdr/ ctn/
120 032.001.10_SecuritiesSettlementTr ctn/
032.001.10 BizMsgIdr QtyAndAcct
ansactionGenerationNotification TxIdDtls/
Dtls/
AcctOwnrT
SfkpgAcct/I
xId
d
Document/ A
SctiesFincg
FINplus for securities-sese. Document/ Instr/
sese. AppHdr/
121 033.001.10_SecuritiesFinancingInst SctiesFincg QtyAndAcct
ruction Instr/TxId Dtls/
SfkpgAcct/I
d
30 July 2021 30
MX MX MX
SctiesFincg SctiesFincg
sese. AppHdr/ StsAdvc/ StsAdvc/
122 034.001.08_SecuritiesFinancingSta
034.001.08 BizMsgIdr TxId/ TxDtls/
tusAdvice
xId d
Document/ A
Document/
SctiesFincg
SctiesFincg
FINplus for securities-sese. Conf/
sese. AppHdr/ Conf/
123 035.001.10_SecuritiesFinancingCo QtyAndAcct
035.001.10 BizMsgIdr TxIdDtls/
nfirmation Dtls/
AcctOwnrT
SfkpgAcct/I
xId
d
Document/ A
Document/
SctiesFincg
SctiesFincg
ModInstr/
FINplus for securities-sese. ModInstr/
sese. AppHdr/ TxTpAndM
124 036.001.07_SecuritiesFinancingMo QtyAndAcct
036.001.07 BizMsgIdr odAddtlPar
dificationInstruction Dtls/
ams/
SfkpgAcct/I
AcctOwnrT
d
xId
FINplus for securities-sese. PrtflTrfNtfct PrtflTrfNtfct
sese. AppHdr/
125 037.001.06_PortfolioTransferNotific n/ n/
ation StmtGnlDtls SfkpgAcct/I
/StmtId d
FINplus for securities-sese. TxModReq/ TxModReq/
sese. AppHdr/
126 038.001.08_SecuritiesSettlementTr ModfdTxDtl ModfdTxDtl
ansactionModificationRequest s/ s/
xId/TxId d
FINplus for securities-sese. SctiesSttlm SctiesSttlm
039.001.05_SecuritiesSettlementTr sese. AppHdr/ TxModReq TxModReq
127
ansactionModificationRequestStatu 039.001.05 BizMsgIdr StsAdvc/ StsAdvc/
sAdvice ModReqRef SfkpgAcct/I
/Id d
sese. AppHdr/ TxCtrPtyRs TxCtrPtyRs
040.001.03 BizMsgIdr pn/TxId/ pn/TxDtls/
ansactionCounterpartyResponse
xId d
30 July 2021 31
MX MX MX
Document/ A
Document/
FINplus for securities-sese. BuyInRgltry
sese. AppHdr/ BuyInRgltry
129 041.001.01_BuyInRegulatoryAdvic Advc/
041.001.01 BizMsgIdr Advc/
e SfkpgAcct/I
AcctOwnr
d
sese. AppHdr/ BuyInRgltry BuyInRgltry
130 042.001.01_BuyInRegulatoryAdvic
042.001.01 BizMsgIdr AdvcRspn/ AdvcRspn/
eResponse
AdvcRef/Id AcctOwnr
Document/ A
Document/ Document/ PmtStsTrck
FINplus Universal Confirmations-
PmtStsTrck PmtStsTrck rUpd/
trck. AppHdr/
131 trck.001.001.02 rUpd/ rUpd/ TrckrStsAn
001.001.02_PaymentStatusTracker BizMsgIdr
GrpHdr/ GrpHdr/ dTx/Tx/
Update
UETR
Document/ A
FINPlus_SWIFTgpi_gCCT-trck. PmtStsTrck PmtStsTrck rUpd/
AppHdr/
132 001.001.02_PaymentStatusTracker trck.001.001.02 rUpd/ rUpd/ TrckrStsAn
BizMsgIdr
Update GrpHdr/ GrpHdr/ dTx/Tx/
UETR
Document/ A
FINPlus_SWIFTgpi_gFIT-trck. PmtStsTrck PmtStsTrck rUpd/
AppHdr/
BizMsgIdr
UETR
Document/ A
FINPlus_SWIFTgpi_gCOV-trck. PmtStsTrck PmtStsTrck rUpd/
AppHdr/
BizMsgIdr
UETR
Document/ A
FINPlus_SWIFTgpi_gCCTINST-
PmtStsTrck PmtStsTrck rUpd/
trck. AppHdr/
135 trck.001.001.02 rUpd/ rUpd/ TrckrStsAn
Update
UETR
30 July 2021 32
MX MX MX
Document/ A
FINPlus_SWIFTgpi_SWIFTGo-trck. PmtStsTrck PmtStsTrck rUpd/
AppHdr/
BizMsgIdr
UETR
Document/ A
FINPlus_SWIFTgpi_SWIFTGo-trck. PmtStsTrck PmtStsTrck rRpt/
AppHdr/
137 002.001.01_PaymentStatusTracker trck.002.001.01 rRpt/ rRpt/ TrckrStsAn
BizMsgIdr
Report GrpHdr/ GrpHdr/ dTx/Tx/
UETR
Document/ A
FINPlus_SWIFTgpi_gFIT-trck. PmtStsTrck PmtStsTrck rRpt/
AppHdr/
BizMsgIdr
UETR
Document/ A
FINPlus_SWIFTgpi_gCOV-trck. PmtStsTrck PmtStsTrck rRpt/
AppHdr/
BizMsgIdr
UETR
Document/ A
FINPlus_SWIFTgpi_gCCTINST-
PmtStsTrck PmtStsTrck rRpt/
trck. AppHdr/
140 trck.002.001.01 rRpt/ rRpt/ TrckrStsAn
Report
UETR
Document/ A
FINPlus_SWIFTgpi_gCCT-trck. PmtStsTrck PmtStsTrck rRpt/
AppHdr/
BizMsgIdr
UETR
Document/ A
Document/ TrckrAlrtNtf
Document/
TrckrAlrtNtf ctn/
TrackerAlertNotificationV02_trck. AppHdr/ TrckrAlrtNtf
142 trck.003.001.02 ctn/GrpHdr/ TrckrStsAn
003.001.02 BizMsgIdr ctn/GrpHdr/
OrgnlTrckr dTx/Tx/
MsgId
Upd/MsgId PmtId/
UETR
30 July 2021 33
MX MX MX
Document/ A
Document/ PmtStsCst
SWIFTgpi_g4C-trck. PmtStsCst mrTrckrRpt/
AppHdr/
143 004_PaymentStatusCustomerTrack trck.004.001.01 mrTrckrRpt/ TrckrStsAn
BizMsgIdr
erReport GrpHdr/ dTx/Tx/
MsgId PmtId/
UETR
30 July 2021 34
For Alliance Access Routing Criteria
7 Routing Criteria
The following table lists the routing criteria defined for FINplus 2.0 Deployment Package.
Request
Display Name Amount Currency Value Date
Type
CBPRPlus-camt. camt.
1
029.001.09_ResolutionOfInvestigation 029.001.09
Document/ Document/
Document/
CBPRPlus-camt. camt. BkToCstmrAcct BkToCstmrAcct
2 BkToCstmrAcct
052.001.08_BankToCustomerAccountReport 052.001.08 Rpt/Rpt/Bal/Amt Rpt/Rpt/Bal/Dt/
Rpt/Rpt/Bal/Amt
/@Ccy Dt
Document/
Document/ Document/
CBPRPlus-camt. camt. BkToCstmrStmt
3 BkToCstmrStmt BkToCstmrStmt
053.001.08_BankToCustomerStatement 053.001.08 /Stmt/Bal/Amt/
/Stmt/Bal/Amt /Stmt/Bal/Dt/Dt
@Ccy
Document/ Document/ Document/

CBPRPlus-camt.
camt. BkToCstmrDbtC BkToCstmrDbtC BkToCstmrDbtC
4 054.001.08_BankToCustomerDebitCreditNotificatio
054.001.08 dtNtfctn/Ntfctn/ dtNtfctn/Ntfctn/ dtNtfctn/Ntfctn/
n
Ntry/Amt Ntry/Amt/@Ccy Ntry/BookgDt

FIToFIPmtCxlR FIToFIPmtCxlR FIToFIPmtCxlR
CBPRPlus-camt. camt. eq/Undrlyg/ eq/Undrlyg/ eq/Undrlyg/
5
056.001.08_FIToFIPaymentCancellationRequest 056.001.08 TxInf/ TxInf/ TxInf/
OrgnlIntrBkSttl OrgnlIntrBkSttl OrgnlIntrBkSttl
mAmt mAmt/@Ccy mDt
Document/ Document/
Document/
camt. NtfctnToRcv/ NtfctnToRcv/
6 CBPRPlus-camt.057.001.06_NotificationToReceive NtfctnToRcv/
057.001.06 Ntfctn/Itm/Amt/ Ntfctn/Itm/
Ntfctn/Itm/Amt
@Ccy XpctdValDt
7
060.001.05_AccountReportingRequest 060.001.05
FINplus for securities-colr. colr.

8
001.001.01_CollateralValueQuery 001.001.01

9
002.001.01_CollateralValueReport 002.001.01

10
003.001.04_MarginCallRequest 003.001.04

11
004.001.04_MarginCallResponse 004.001.04

colr.
12 005.001.05_CollateralManagementCancellationReq
005.001.05
uest
30 July 2021 35
Request
Type

colr.
13 006.001.04_CollateralManagementCancellationStat
006.001.04
us

14
007.001.05_CollateralProposal 007.001.05

15
008.001.05_CollateralProposalResponse 008.001.05

16
009.001.04_MarginCallDisputeNotification 009.001.04

17
010.001.04_CollateralSubstitutionRequest 010.001.04

18
011.001.04_CollateralSubstitutionResponse 011.001.04

19
012.001.04_CollateralSubstitutionConfirmation 012.001.04

20
013.001.04_InterestPaymentRequest 013.001.04

21
014.001.04_InterestPaymentResponse 014.001.04

22
015.001.04_InterestPaymentStatement 015.001.04

23
016.001.04_CollateralAndExposureReport 016.001.04
DRAFT4sem
24 CSDR - SecuritiesTransactionPenaltiesReportV01
t.044.001.01
FINplus for securities-DRAFT5semt. DRAFT5sem

25
044.001.01_SecuritiesTransactionPenaltiesReport t.044.001.01
Document/
Document/ Document/
FIToFIPmtStsR
FIToFIPmtStsR FIToFIPmtStsR
CBPRPlus-pacs. pacs. pt/TxInfAndSts/
26 pt/TxInfAndSts/ pt/TxInfAndSts/
002.001.10_FIToFIPaymentStatusReport 002.001.10 OrgnlTxRef/
OrgnlTxRef/ OrgnlTxRef/
IntrBkSttlmAmt/
IntrBkSttlmAmt IntrBkSttlmDt
@Ccy
Document/ Document/
Document/
pacs. PmtRtr/TxInf/ PmtRtr/TxInf/
27 CBPRPlus-pacs.004.001.09_PaymentReturn PmtRtr/TxInf/
004.001.09 RtrdIntrBkSttlm RtrdIntrBkSttlm
IntrBkSttlmDt
Amt Amt/@Ccy
30 July 2021 36
Request
Type
Document/
Document/ Document/
FIToFICstmrCdt
CBPRPlus-pacs. pacs. FIToFICstmrCdt FIToFICstmrCdt
28 Trf/CdtTrfTxInf/
008.001.08_FIToFICustomerCreditTransfer 008.001.08 Trf/CdtTrfTxInf/ Trf/CdtTrfTxInf/
IntrBkSttlmAmt/
@Ccy
Document/
Document/ Document/
FIToFICstmrCdt
29 Trf/CdtTrfTxInf/
008.001.08_STP_FIToFICustomerCreditTransfer 008.001.08 Trf/CdtTrfTxInf/ Trf/CdtTrfTxInf/
IntrBkSttlmAmt/
@Ccy
Document/
Document/ Document/
FICdtTrf/
CBPRPlus-pacs. pacs. FICdtTrf/ FICdtTrf/
30 CdtTrfTxInf/
009.001.08_ADV_FinancialInstitutionCreditTransfer 009.001.08 CdtTrfTxInf/ CdtTrfTxInf/
IntrBkSttlmAmt/
@Ccy
Document/
Document/ Document/
FICdtTrf/
31 CdtTrfTxInf/
009.001.08_COV_FinancialInstitutionCreditTransfer 009.001.08 CdtTrfTxInf/ CdtTrfTxInf/
IntrBkSttlmAmt/
@Ccy
Document/
Document/ Document/
FICdtTrf/
32 CdtTrfTxInf/
009.001.08_FinancialInstitutionCreditTransfer 009.001.08 CdtTrfTxInf/ CdtTrfTxInf/
IntrBkSttlmAmt/
@Ccy
Document/
Document/ Document/
FIDrctDbt/
FIDrctDbt/ FIDrctDbt/
pacs. CdtInstr/
33 CBPRPlus-pacs.010.001.03_Interbank Direct Debit CdtInstr/ CdtInstr/
010.001.03 DrctDbtTxInf/
DrctDbtTxInf/ DrctDbtTxInf/
IntrBkSttlmAmt/
@Ccy
CBPRPlus-pain. pain.
34
001.001.09_CustomerCreditTransferInitiation 001.001.09
35
002.001.10_CustomerPaymentStatusReport 002.001.10
FINplus for securities-secl. secl.

36
001.001.03_TradeLegNotification 001.001.03

37
002.001.03_TradeLegNotificationCancellation 002.001.03

38
003.001.03_TradeLegStatement 003.001.03
secl.
39 FINplus for securities-secl.004.001.03_NetPosition
004.001.03
30 July 2021 37
Request
Type

40
005.001.02_MarginReport 005.001.02

41
006.001.02_DefaultFundContributionReport 006.001.02

42
007.001.03_BuyInNotification 007.001.03

43
008.001.03_BuyInResponse 008.001.03

44
009.001.03_BuyInConfirmation 009.001.03

45
010.001.03_SettlementObligationReport 010.001.03
FINplus for securities-seev. seev.

46
001.001.08_MeetingNotification 001.001.08
seev.
47 SRD II - General meetings_MeetingNotificationV07
001.001.07

48
002.001.07_MeetingCancellation 002.001.07
SRD II - General seev.

49
meetings_MeetingCancellationV06 002.001.06

50
003.001.07_MeetingEntitlementNotification 003.001.07

51
meetings_MeetingEntitlementNotificationV06 003.001.06

52
004.001.07_MeetingInstruction 004.001.07
seev.
53 SRD II - General meetings_MeetingInstructionV06
004.001.06

54
005.001.07_MeetingInstructionCancellationRequest 005.001.07
SRD II - General
seev.
55 meetings_MeetingInstructionCancellationRequestV
005.001.06
06

56
006.001.07_MeetingInstructionStatus 006.001.07

57
meetings_MeetingInstructionStatusV06 006.001.06
30 July 2021 38
Request
Type

58
007.001.07_MeetingVoteExecutionConfirmation 007.001.07

59
meetings_MeetingVoteExecutionConfirmationV06 007.001.06

60
008.001.07_MeetingResultDissemination 008.001.07

61
meetings_MeetingResultDisseminationV06 008.001.06

62
031.001.11_CorporateActionNotification 031.001.11

seev.
63 032.001.08_CorporateActionEventProcessingStatu
032.001.08
sAdvice

64
033.001.11_CorporateActionInstruction 033.001.11

seev.
65 034.001.12_CorporateActionInstructionStatusAdvic
034.001.12
e

seev.
66 035.001.12_CorporateActionMovementPreliminary
035.001.12
Advice

seev.
67 036.001.12_CorporateActionMovementConfirmatio
036.001.12
n

seev.
68 037.001.12_CorporateActionMovementReversalAd
037.001.12
vice

69
038.001.06_CorporateActionNarrative 038.001.06

70
039.001.10_CorporateActionsCancellationAdvice 039.001.10

seev.
71 040.001.10_CorporateActionInstructionCancellation
040.001.10
Request

seev.
041.001.11
RequestStatusAdvice
30 July 2021 39
Request
Type

seev.
73 042.001.10_CorporateActionInstructionStatementR
042.001.10
eport

seev.
044.001.10
AdviceCancellationAdvice

seev.
75 045.001.03_ShareholdersIdentificationDisclosureRe
045.001.03
quest
seev.
76 ID_ShareholdersIdentificationDisclosureRequestV0
045.001.02
2

seev.
046.001.01
questCancellationAdvice
seev.
78 ID_ShareholdersIdentificationDisclosureRequestCa
046.001.01
ncellationAdviceV01

seev.
047.001.02
sponse
seev.
80 ID_ShareholdersIdentificationDisclosureResponseV
047.001.01
01

seev.
81 048.001.01_ShareholderIdentificationDisclosureRes
048.001.01
ponseCancellationAdvice
seev.
82 ID_ShareholderIdentificationDisclosureResponseCa
048.001.01
ncellationAdviceV01

seev.
049.001.01
ponseStatusAdvice
seev.
84 ID_ShareholderIdentificationDisclosureResponseSt
049.001.01
atusAdviceV01

85
050.001.01_MarketClaimCreation 050.001.01

86
051.001.01_MarketClaimCancellationRequest 051.001.01
30 July 2021 40
Request
Type

87
052.001.01_MarketClaimStatusAdvice 052.001.01

seev.
88 053.001.01_MarketClaimCancellationRequestStatu
053.001.01
sAdvice
FINplus for securities-semt. semt.

89
001.001.03_SecuritiesMessageRejection 001.001.03

90
002.001.10_SecuritiesBalanceCustodyReport 002.001.10

91
003.001.10_SecuritiesBalanceAccountingReport 003.001.10

semt.
92 004.001.02_CustodyStatementOfHoldingsCancellat
004.001.02
ion

semt.
93 005.001.02_AccountingStatementOfHoldingsCance
005.001.02
llation

94
013.001.05_IntraPositionMovementInstruction 013.001.05

95
014.001.06_IntraPositionMovementStatusAdvice 014.001.06

96
015.001.08_IntraPositionMovementConfirmation 015.001.08

97
016.001.08_IntraPositionMovementPostingReport 016.001.08

98
017.001.11_SecuritiesTransactionPostingReport 017.001.11

99
018.001.12_SecuritiesTransactionPendingReport 018.001.12

semt.
100 019.001.09_SecuritiesSettlementTransactionAllege
019.001.09
mentReport
FINplus for securities-semt.020.001.06Securities

semt.
101 Management_SecuritiesMessageCancellationAdvic
020.001.06
e

102
021.001.07_SecuritiesStatementQuery 021.001.07
30 July 2021 41
Request
Type

semt.
103 022.001.04_SecuritiesSettlementTransactionAuditT
022.001.04
railReport

104
023.001.01_SecuritiesEndOfProcessReport 023.001.01

105
024.001.01_TotalPortfolioValuationReport 024.001.01

106
041.001.02_SecuritiesBalanceTransparencyReport 041.001.02

semt.
107 042.001.01_SecuritiesBalanceTransparencyReport
042.001.01
StatusAdvice

sese.
108 020.001.06_SecuritiesTransactionCancellationRequ
020.001.06
est
FINplus for securities-sese. sese.

109
021.001.05_SecuritiesTransactionStatusQuery 021.001.05

sese.
110 022.001.05_SecuritiesStatusOrStatementQueryStat
022.001.05
usAdvice

sese.
111 023.001.10_SecuritiesSettlementTransactionInstruc
023.001.10
tion

sese.
112 024.001.11_SecuritiesSettlementTransactionStatus
024.001.11
Advice

sese.
113 025.001.10_SecuritiesSettlementTransactionConfir
025.001.10
mation

sese.
114 026.001.09_SecuritiesSettlementTransactionRever
026.001.09
salAdvice

sese.
027.001.06
estStatusAdvice

sese.
028.001.09
mentNotification
30 July 2021 42
Request
Type

sese.
117 029.001.05_SecuritiesSettlementAllegementRemov
029.001.05
alAdvice

sese.
118 030.001.08_SecuritiesSettlementConditionsModific
030.001.08
ationRequest

sese.
119 031.001.08_SecuritiesSettlementConditionModificat
031.001.08
ionStatusAdvice

sese.
120 032.001.10_SecuritiesSettlementTransactionGener
032.001.10
ationNotification

121
033.001.10_SecuritiesFinancingInstruction 033.001.10

122
034.001.08_SecuritiesFinancingStatusAdvice 034.001.08

123
035.001.10_SecuritiesFinancingConfirmation 035.001.10

sese.
124 036.001.07_SecuritiesFinancingModificationInstruct
036.001.07
ion

125
037.001.06_PortfolioTransferNotification 037.001.06

sese.
126 038.001.08_SecuritiesSettlementTransactionModifi
038.001.08
cationRequest

sese.
039.001.05
cationRequestStatusAdvice

sese.
128 040.001.03_SecuritiesSettlementTransactionCount
040.001.03
erpartyResponse

129
041.001.01_BuyInRegulatoryAdvice 041.001.01

130
042.001.01_BuyInRegulatoryAdviceResponse 042.001.01
FINplus Universal Confirmations-trck. trck.

131
001.001.02_PaymentStatusTrackerUpdate 001.001.02
30 July 2021 43
Request
Type
FINPlus_SWIFTgpi_gCCT-trck. trck.
132
FINPlus_SWIFTgpi_gFIT-trck. trck.
133
FINPlus_SWIFTgpi_gCOV-trck. trck.
134
FINPlus_SWIFTgpi_gCCTINST-trck. trck.
135
FINPlus_SWIFTgpi_SWIFTGo-trck. trck.
136
137
002.001.01_PaymentStatusTrackerReport 002.001.01
138
139
140
141
trck.
142 TrackerAlertNotificationV02_trck.003.001.02
003.001.02
SWIFTgpi_g4C-trck. trck.
143
004_PaymentStatusCustomerTrackerReport 004.001.01
30 July 2021 44
For Alliance Access Verifiable Fields
8 Verifiable Fields
The following table lists the verifiable fields defined for FINplus 2.0 Deployment Package.
Request
Type
1
029.001.09_ResolutionOfInvestigation 029.001.09
Document/ Document/
Document/
CBPRPlus-camt. camt. BkToCstmrAcct BkToCstmrAcct
2 BkToCstmrAcct
052.001.08_BankToCustomerAccountReport 052.001.08 Rpt/Rpt/Bal/Amt Rpt/Rpt/Bal/Dt/
Rpt/Rpt/Bal/Amt
/@Ccy Dt
Document/
Document/ Document/
CBPRPlus-camt. camt. BkToCstmrStmt
3 BkToCstmrStmt BkToCstmrStmt
053.001.08_BankToCustomerStatement 053.001.08 /Stmt/Bal/Amt/
/Stmt/Bal/Amt /Stmt/Bal/Dt/Dt
@Ccy

CBPRPlus-camt.
camt. BkToCstmrDbtC BkToCstmrDbtC BkToCstmrDbtC
4 054.001.08_BankToCustomerDebitCreditNotificatio
054.001.08 dtNtfctn/Ntfctn/ dtNtfctn/Ntfctn/ dtNtfctn/Ntfctn/
n
Ntry/Amt Ntry/Amt/@Ccy Ntry/BookgDt

FIToFIPmtCxlR FIToFIPmtCxlR FIToFIPmtCxlR
CBPRPlus-camt. camt. eq/Undrlyg/ eq/Undrlyg/ eq/Undrlyg/
5
056.001.08_FIToFIPaymentCancellationRequest 056.001.08 TxInf/ TxInf/ TxInf/
OrgnlIntrBkSttl OrgnlIntrBkSttl OrgnlIntrBkSttl
mAmt mAmt/@Ccy mDt
Document/ Document/
Document/
camt. NtfctnToRcv/ NtfctnToRcv/
6 CBPRPlus-camt.057.001.06_NotificationToReceive NtfctnToRcv/
057.001.06 Ntfctn/Itm/Amt/ Ntfctn/Itm/
Ntfctn/Itm/Amt
@Ccy XpctdValDt
7
060.001.05_AccountReportingRequest 060.001.05

8
001.001.01_CollateralValueQuery 001.001.01

9
002.001.01_CollateralValueReport 002.001.01

10
003.001.04_MarginCallRequest 003.001.04

11
004.001.04_MarginCallResponse 004.001.04

colr.
12 005.001.05_CollateralManagementCancellationReq
005.001.05
uest
30 July 2021 45
Request
Type

colr.
13 006.001.04_CollateralManagementCancellationStat
006.001.04
us

14
007.001.05_CollateralProposal 007.001.05

15
008.001.05_CollateralProposalResponse 008.001.05

16
009.001.04_MarginCallDisputeNotification 009.001.04

17
010.001.04_CollateralSubstitutionRequest 010.001.04

18
011.001.04_CollateralSubstitutionResponse 011.001.04

19
012.001.04_CollateralSubstitutionConfirmation 012.001.04

20
013.001.04_InterestPaymentRequest 013.001.04

21
014.001.04_InterestPaymentResponse 014.001.04

22
015.001.04_InterestPaymentStatement 015.001.04

23
016.001.04_CollateralAndExposureReport 016.001.04
DRAFT4sem
24 CSDR - SecuritiesTransactionPenaltiesReportV01
t.044.001.01
FINplus for securities-DRAFT5semt. DRAFT5sem

25
044.001.01_SecuritiesTransactionPenaltiesReport t.044.001.01
Document/
Document/ Document/
FIToFIPmtStsR
FIToFIPmtStsR FIToFIPmtStsR
CBPRPlus-pacs. pacs. pt/TxInfAndSts/
26 pt/TxInfAndSts/ pt/TxInfAndSts/
002.001.10_FIToFIPaymentStatusReport 002.001.10 OrgnlTxRef/
OrgnlTxRef/ OrgnlTxRef/
IntrBkSttlmAmt/
@Ccy
Document/ Document/
Document/
pacs. PmtRtr/TxInf/ PmtRtr/TxInf/
27 CBPRPlus-pacs.004.001.09_PaymentReturn PmtRtr/TxInf/
004.001.09 RtrdIntrBkSttlm RtrdIntrBkSttlm
IntrBkSttlmDt
Amt Amt/@Ccy
30 July 2021 46
Request
Type
Document/
Document/ Document/
FIToFICstmrCdt
28 Trf/CdtTrfTxInf/
008.001.08_FIToFICustomerCreditTransfer 008.001.08 Trf/CdtTrfTxInf/ Trf/CdtTrfTxInf/
IntrBkSttlmAmt/
@Ccy
Document/
Document/ Document/
FIToFICstmrCdt
29 Trf/CdtTrfTxInf/
008.001.08_STP_FIToFICustomerCreditTransfer 008.001.08 Trf/CdtTrfTxInf/ Trf/CdtTrfTxInf/
IntrBkSttlmAmt/
@Ccy
Document/
Document/ Document/
FICdtTrf/
30 CdtTrfTxInf/
009.001.08_ADV_FinancialInstitutionCreditTransfer 009.001.08 CdtTrfTxInf/ CdtTrfTxInf/
IntrBkSttlmAmt/
@Ccy
Document/
Document/ Document/
FICdtTrf/
31 CdtTrfTxInf/
009.001.08_COV_FinancialInstitutionCreditTransfer 009.001.08 CdtTrfTxInf/ CdtTrfTxInf/
IntrBkSttlmAmt/
@Ccy
Document/
Document/ Document/
FICdtTrf/
32 CdtTrfTxInf/
009.001.08_FinancialInstitutionCreditTransfer 009.001.08 CdtTrfTxInf/ CdtTrfTxInf/
IntrBkSttlmAmt/
@Ccy
Document/
Document/ Document/
FIDrctDbt/
FIDrctDbt/ FIDrctDbt/
pacs. CdtInstr/
33 CBPRPlus-pacs.010.001.03_Interbank Direct Debit CdtInstr/ CdtInstr/
010.001.03 DrctDbtTxInf/
DrctDbtTxInf/ DrctDbtTxInf/
IntrBkSttlmAmt/
@Ccy
34
001.001.09_CustomerCreditTransferInitiation 001.001.09
35
002.001.10_CustomerPaymentStatusReport 002.001.10

36
001.001.03_TradeLegNotification 001.001.03

37
002.001.03_TradeLegNotificationCancellation 002.001.03

38
003.001.03_TradeLegStatement 003.001.03
secl.
39 FINplus for securities-secl.004.001.03_NetPosition
004.001.03
30 July 2021 47
Request
Type

40
005.001.02_MarginReport 005.001.02

41
006.001.02_DefaultFundContributionReport 006.001.02

42
007.001.03_BuyInNotification 007.001.03

43
008.001.03_BuyInResponse 008.001.03

44
009.001.03_BuyInConfirmation 009.001.03

45
010.001.03_SettlementObligationReport 010.001.03

46
001.001.08_MeetingNotification 001.001.08
seev.
47 SRD II - General meetings_MeetingNotificationV07
001.001.07

48
002.001.07_MeetingCancellation 002.001.07

49
meetings_MeetingCancellationV06 002.001.06

50
003.001.07_MeetingEntitlementNotification 003.001.07

51
meetings_MeetingEntitlementNotificationV06 003.001.06

52
004.001.07_MeetingInstruction 004.001.07
seev.
53 SRD II - General meetings_MeetingInstructionV06
004.001.06

54
005.001.07_MeetingInstructionCancellationRequest 005.001.07
SRD II - General
seev.
55 meetings_MeetingInstructionCancellationRequestV
005.001.06
06

56
006.001.07_MeetingInstructionStatus 006.001.07

57
meetings_MeetingInstructionStatusV06 006.001.06
30 July 2021 48
Request
Type

58
007.001.07_MeetingVoteExecutionConfirmation 007.001.07

59
meetings_MeetingVoteExecutionConfirmationV06 007.001.06

60
008.001.07_MeetingResultDissemination 008.001.07

61
meetings_MeetingResultDisseminationV06 008.001.06

62
031.001.11_CorporateActionNotification 031.001.11

seev.
63 032.001.08_CorporateActionEventProcessingStatu
032.001.08
sAdvice

64
033.001.11_CorporateActionInstruction 033.001.11

seev.
65 034.001.12_CorporateActionInstructionStatusAdvic
034.001.12
e

seev.
035.001.12
Advice

seev.
67 036.001.12_CorporateActionMovementConfirmatio
036.001.12
n

seev.
68 037.001.12_CorporateActionMovementReversalAd
037.001.12
vice

69
038.001.06_CorporateActionNarrative 038.001.06

70
039.001.10_CorporateActionsCancellationAdvice 039.001.10

seev.
040.001.10
Request

seev.
041.001.11
RequestStatusAdvice
30 July 2021 49
Request
Type

seev.
73 042.001.10_CorporateActionInstructionStatementR
042.001.10
eport

seev.
044.001.10
AdviceCancellationAdvice

seev.
045.001.03
quest
seev.
76 ID_ShareholdersIdentificationDisclosureRequestV0
045.001.02
2

seev.
046.001.01
questCancellationAdvice
seev.
78 ID_ShareholdersIdentificationDisclosureRequestCa
046.001.01
ncellationAdviceV01

seev.
047.001.02
sponse
seev.
80 ID_ShareholdersIdentificationDisclosureResponseV
047.001.01
01

seev.
048.001.01
ponseCancellationAdvice
seev.
82 ID_ShareholderIdentificationDisclosureResponseCa
048.001.01
ncellationAdviceV01

seev.
049.001.01
ponseStatusAdvice
seev.
84 ID_ShareholderIdentificationDisclosureResponseSt
049.001.01
atusAdviceV01

85
050.001.01_MarketClaimCreation 050.001.01

86
051.001.01_MarketClaimCancellationRequest 051.001.01
30 July 2021 50
Request
Type

87
052.001.01_MarketClaimStatusAdvice 052.001.01

seev.
88 053.001.01_MarketClaimCancellationRequestStatu
053.001.01
sAdvice

89
001.001.03_SecuritiesMessageRejection 001.001.03

90
002.001.10_SecuritiesBalanceCustodyReport 002.001.10

91
003.001.10_SecuritiesBalanceAccountingReport 003.001.10

semt.
92 004.001.02_CustodyStatementOfHoldingsCancellat
004.001.02
ion

semt.
93 005.001.02_AccountingStatementOfHoldingsCance
005.001.02
llation

94
013.001.05_IntraPositionMovementInstruction 013.001.05

95
014.001.06_IntraPositionMovementStatusAdvice 014.001.06

96
015.001.08_IntraPositionMovementConfirmation 015.001.08

97
016.001.08_IntraPositionMovementPostingReport 016.001.08

98
017.001.11_SecuritiesTransactionPostingReport 017.001.11

99
018.001.12_SecuritiesTransactionPendingReport 018.001.12

semt.
019.001.09
mentReport
FINplus for securities-semt.020.001.06Securities

semt.
101 Management_SecuritiesMessageCancellationAdvic
020.001.06
e

102
021.001.07_SecuritiesStatementQuery 021.001.07
30 July 2021 51
Request
Type

semt.
103 022.001.04_SecuritiesSettlementTransactionAuditT
022.001.04
railReport

104
023.001.01_SecuritiesEndOfProcessReport 023.001.01

105
024.001.01_TotalPortfolioValuationReport 024.001.01

106
041.001.02_SecuritiesBalanceTransparencyReport 041.001.02

semt.
107 042.001.01_SecuritiesBalanceTransparencyReport
042.001.01
StatusAdvice

sese.
020.001.06
est

109
021.001.05_SecuritiesTransactionStatusQuery 021.001.05

sese.
110 022.001.05_SecuritiesStatusOrStatementQueryStat
022.001.05
usAdvice

sese.
111 023.001.10_SecuritiesSettlementTransactionInstruc
023.001.10
tion

sese.
112 024.001.11_SecuritiesSettlementTransactionStatus
024.001.11
Advice

sese.
113 025.001.10_SecuritiesSettlementTransactionConfir
025.001.10
mation

sese.
114 026.001.09_SecuritiesSettlementTransactionRever
026.001.09
salAdvice

sese.
027.001.06
estStatusAdvice

sese.
028.001.09
mentNotification
30 July 2021 52
Request
Type

sese.
117 029.001.05_SecuritiesSettlementAllegementRemov
029.001.05
alAdvice

sese.
118 030.001.08_SecuritiesSettlementConditionsModific
030.001.08
ationRequest

sese.
119 031.001.08_SecuritiesSettlementConditionModificat
031.001.08
ionStatusAdvice

sese.
120 032.001.10_SecuritiesSettlementTransactionGener
032.001.10
ationNotification

121
033.001.10_SecuritiesFinancingInstruction 033.001.10

122
034.001.08_SecuritiesFinancingStatusAdvice 034.001.08

123
035.001.10_SecuritiesFinancingConfirmation 035.001.10

sese.
124 036.001.07_SecuritiesFinancingModificationInstruct
036.001.07
ion

125
037.001.06_PortfolioTransferNotification 037.001.06

sese.
038.001.08
cationRequest

sese.
039.001.05
cationRequestStatusAdvice

sese.
128 040.001.03_SecuritiesSettlementTransactionCount
040.001.03
erpartyResponse

129
041.001.01_BuyInRegulatoryAdvice 041.001.01

130
042.001.01_BuyInRegulatoryAdviceResponse 042.001.01
FINplus Universal Confirmations-trck. trck.

131
30 July 2021 53
Request
Type
132
133
134
135
136
137
138
139
140
141
trck.
142 TrackerAlertNotificationV02_trck.003.001.02
003.001.02
SWIFTgpi_g4C-trck. trck.
143
004_PaymentStatusCustomerTrackerReport 004.001.01
30 July 2021 54
For Alliance Access Legal Notices
Legal Notices
Copyright
SWIFT © 2021. All rights reserved.
Contractual Framework
This Deployment Package is supplied as an integral part of SWIFT’s applications offering, and its
provision and use are governed by the terms and conditions governing the provision and use of
related SWIFT software.
This Deployment Package may be updated from time to time. You must always install a
Deployment Package that SWIFT currently supports.
Trademarks
SWIFT is the trade name of S.W.I.F.T. SC. The following are registered trademarks of SWIFT:
3SKey, Innotribe, MyStandards, Sibos, SWIFT, SWIFTNet, SWIFT Institute, the Standards Forum
logo, the SWIFT logo, SWIFT gpi with logo, the SWIFT gpi logo, and UETR. Other product, service,
or company names in this publication are trade names, trademarks, or registered trademarks of
their respective owners.
30 July 2021 55

1.3.5 For Alliance Access 7.6.20 - Information For FINplus 2.0

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1.3.5 For Alliance Access 7.6.20 - Information For FINplus 2.0

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Copyright:

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Message Standards Deployment Package

For Alliance Access

Information for FINplus 2.0

Link to this document: https://www2.swift.com/go/book/book200798

1 Deployment Package File....................................................................................................................... 3

2 Documentation and Support.................................................................................................................. 4

5 Message Validation Rules.......................................................................................................................7

6 Keyword Fields per Message Type...................................................................................................... 15

1 Deployment Package File

File names and supported products

2 Documentation and Support

Product Document Section

Alliance Configuration Install a Message Standard

Alliance Entry Configuration Install a Message Standard

Feedback about documentation

5 Message Validation Rules

Message ID Validation Key Namespace

Message ID Validation Key Namespace

Message ID Validation Key Namespace

Message ID Validation Key Namespace

Message ID Validation Key Namespace

89 semt.001.001.03 semt.001.001.03-head.001.001.02 urn:swift:xsd:semt.001.001.03

Message ID Validation Key Namespace

92 semt.004.001.02 semt.004.001.02-head.001.001.02 urn:swift:xsd:semt.004.001.02

93 semt.005.001.02 semt.005.001.02-head.001.001.02 urn:swift:xsd:semt.005.001.02

Message ID Validation Key Namespace

Message ID Validation Key Namespace

131 trck.001.001.02 trck.001.001.02-swift.uc.01 urn:swift:xsd:trck.001.001.02

132 trck.001.001.02 trck.001.001.02-swift.gpi.gcct.01 urn:swift:xsd:trck.001.001.02

133 trck.001.001.02 trck.001.001.02-swift.gpi.gfit.01 urn:swift:xsd:trck.001.001.02

134 trck.001.001.02 trck.001.001.02-swift.gpi.gcov.01 urn:swift:xsd:trck.001.001.02

135 trck.001.001.02 trck.001.001.02-swift.gpi.gcctinst.01 urn:swift:xsd:trck.001.001.02

136 trck.001.001.02 trck.001.001.02-swift.gpi.swiftgo.01 urn:swift:xsd:trck.001.001.02

137 trck.002.001.01 trck.002.001.01-swift.gpi.swiftgo.01 urn:swift:xsd:trck.002.001.01

138 trck.002.001.01 trck.002.001.01-swift.gpi.gfit.01 urn:swift:xsd:trck.002.001.01

139 trck.002.001.01 trck.002.001.01-swift.gpi.gcov.01 urn:swift:xsd:trck.002.001.01

140 trck.002.001.01 trck.002.001.01-swift.gpi.gcctinst.01 urn:swift:xsd:trck.002.001.01

141 trck.002.001.01 trck.002.001.01-swift.gpi.gcct.01 urn:swift:xsd:trck.002.001.01

142 trck.003.001.02 trck.003.001.02-swift.gpi.01 urn:swift:xsd:trck.003.001.02

143 trck.004.001.01 trck.004.001.01-swift.gpi.g4c.01 urn:swift:xsd:trck.004.001.01

6 Keyword Fields per Message Type

FINplus for securities-colr. AppHdr/ A

FINplus for securities-colr. AppHdr/ A

FINplus for securities-secl. A

FINplus for securities-secl. AppHdr/ A

FINplus for securities-secl. A

FINplus for securities-secl. AppHdr/ A

Document/ Document/ Document/ A

FINplus for securities-semt. A

FINplus for securities-semt. A

Document/ Document/ Document/

Document/ Document/ Document/

FINplus for securities-colr. colr.

FINplus for securities-colr. colr.

FINplus for securities-colr. colr.

FINplus for securities-colr. colr.

FINplus for securities-colr.

FINplus for securities-colr.

FINplus for securities-colr. colr.

FINplus for securities-colr. colr.

FINplus for securities-colr. colr.

FINplus for securities-colr. colr.

FINplus for securities-colr. colr.