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Keywords: In the construction of an extra-long tunnel through a long, inclined shaft, problems are often encountered. For
Railway tunnel example, the long ventilation distance and insufficient air volume in the working face make it difficult to
Ventilation system discharge pollution out of the tunnel at a specified time. This paper proposes a new ventilation system involving
Long inclined shaft
an air cabin relay that can be used during the construction of extra-long railway tunnels. A 3D numerical model
Air cabin
Relay ventilation
validated with field test data was employed to discuss the influence of the air cabin length, the partition length,
Parameter optimization and the arrangement of the fan on the ventilation efficiency of the axial fan. In addition, we performed careful
analysis of the specific status of in situ CO migration in the originally forced ventilation and air cabin ventilation.
The results show that, when the length of the air cabin is increased from 10 to 40 m, the relative pressure on the
end face of the fan increases. When the length of the air cabin exceeds 40 m, the growth of the relative pressure at
the end face of the fan shows a sharply decreasing trend. This partition will affect the airflow in the air cabin and
generate greater swirling flow, reducing the ventilation efficiency of the fan. The best arrangement of axial flow
fans is symmetrical along the axis, for which the largest velocity and drainage range of airflow in the air cabin are
obtained. Because the forced ventilation is limited by the section size of the inclined shaft and the site layout
method, the operating conditions in the extra-long railway tunnel cannot be met. To address this, our design
includes a sealed air cabin, which was set up at the intersection of the main hole and the inclined shaft to form
relay ventilation; this can greatly extend the ventilation distance, enhancing the ventilation efficiency and
improving the tunnel air quality, and establishes a new method for the ventilation of extra-long tunnels during
the construction stage.
1. Introduction ventilation system and ideal ventilation effect are significant guarantees
for tunnel construction safety, quality, and speed, especially with
Extra-long railway tunnels generally refer to railway tunnels with a respect to the physical and mental health of personnel [3,4]. With the
length of more than 10 km, which play an irreplaceable role in over emergence of numerous extra-long tunnels, the engineering environ
coming mountainous terrain obstacles, shortening the distance, and ment has become more complex, and the issue of ventilation during the
improving the operation quality of land transportation projects [1]. As construction stage has also become increasingly difficult. However, the
China’s transportation construction enters a new stage, there are already technical level of ventilation technology and performance indicators of
209 railway tunnels with a length of more than 10 km in operation, ventilation equipment in the construction of extra-long railway tunnels
totaling 2811 km, and 454 railway tunnels with a length of more than do not meet the actual requirements of tunnel construction. Currently, to
10 km in operation, totaling 6729 km [2]. The construction of long and shorten the construction period of extra-long tunnels, inclined wells are
large railway tunnels will become the top priority in future trans often used to shorten the distance of a single excavation. The conditions
portation construction. For large underground projects, a reasonable for the parallel construction of single inclined shafts, double-positive
* Corresponding author. Key Laboratory of Transportation Tunnel Engineering, Ministry of Education, School of Civil Engineering, Southwest Jiaotong University,
Chengdu, Sichuan, China.
E-mail address: tunnelzh@home.swjtu.edu.cn (H. Zhang).
https://doi.org/10.1016/j.jobe.2021.103480
Received 21 June 2021; Received in revised form 15 October 2021; Accepted 16 October 2021
Available online 21 October 2021
2352-7102/© 2021 Elsevier Ltd. All rights reserved.
Y. Tao et al. Journal of Building Engineering 45 (2022) 103480
tunnels, and multiple excavation surfaces mainly use press-in ventilation Lukáš Ferkl [15,16] described a control method for the longitudinal
partly supplemented with mixed ventilation [5,6]. However, these fac ventilation of road tunnels; the proposed method was evaluated by
tors expose many problems, e.g., the gap in inclined shaft section pre simulation and the obtained results compared with a method currently
cludes sufficient ventilation pipes, the excavation face cannot have an used in the ventilation system of the tunnel. Makhsuda Juraeva [17]
independent air supply pipe, the pipe and therefore the distance traveled used curtains to improve the ventilation performance of the Seoul
by the air supply is too long, maintenance of the inclined shaft venti dual-line subway tunnel. M.T. Parra [18] dealt with a study on venti
lation pipe is difficult, and energy consumption is excessively high. lation systems working in the cul-de-sac of a coal mine through exami
Currently, research on the ventilation of large underground struc nation of three different types of ventilation systems. F. Chaabat [19]
tures to date has mainly focused on the diffusion of pollutants and dust, conducted an experimental study on the confinement of smoke flow
the efficiency of mechanical operation, the research and improvement of between two exhaust vents located on either side of a buoyant source
existing ventilation methods, and the study of key ventilation parame placed at ground level within a ventilated tunnel. Nikolaus Euler-Rolle
ters. As the combination of computational fluid dynamics (CFD) and [20] proposed nonlinear dynamic feedforward control for longitudinal
computing technology has matured, research on the ventilation of large ventilation in an emergency. The previous results provided valuable
underground structures has been conducted based on CFD simulation references for subsequent research methods and layouts of underground
combined with on-site measurements and model testing [7,8]. S. Torno engineering ventilation.
and J. Toraño [9] developed an algorithm for simulating the diffusion of Little research has focused on designing a new ventilation method for
pollutants after excavation of underground engineering. Heng Zhang extra-long railway tunnels, especially those with a length of more than
[10] proposed a novel technology for ventilation in large-scale under 10 km and a long, inclined shaft. Hence, we proposed using air cabin
ground oil storage caverns using shafts as fresh air inlets. J. Toraño [11] ventilation, a new type of ventilation method. This new method dem
studied the dust behavior of a dual auxiliary ventilation system and onstrates high ventilation efficiency and low maintenance costs over
accounted for the time factor using a predictive model, with optimiza long ventilation distances, making it effectively suited to tunnels longer
tion provided for tunnel ventilation systems constructed with multiple than 10 km. The selection of key air cabin parameters that have a sig
lanes and multiple auxiliary passages. Kaiyun Liu [12] designed a nificant impact is essential to achieving improved ventilation. For
ventilation model test platform based on similarity theory to simulate example, an air cabin that is short in length requires the use of two-layer
different fan on/off states for a long expressway tunnel and compared it fans in opposing sections. Still, the length of the air cabin cannot be
with the field ventilation test to investigate the practical effectiveness extended indefinitely due to the consideration of construction costs.
and viability of the optimized tunnel ventilation system. Yun Hua [13] Setting a diaphragm inside the air cabin will reduce the suction phe
explored research on the temporal and spatial evolution pattern of dust nomenon, but different positions and lengths of the diaphragm will have
pollution under the blower and long-compression short-suction (LCSS) different effects. As the air cabin is a confined environment, different fan
ventilation conditions at fully mechanized excavation faces in rock positions will affect the direction of airflow. Therefore, an investigation
tunnels. Yang Zhou [14] focused on press-in ventilation technology and to determine an appropriate silo parameter is urgently required. The
reported a series of subscale experiments on the tunnel ventilation purpose of this paper is to optimize the key parameters and fan layout of
performance, studying its dust dispersion law. Stjepan Bogdan and air cabin ventilation based on the analysis of CFD simulation combined
2
Y. Tao et al. Journal of Building Engineering 45 (2022) 103480
Fig. 3. Comparison of the ventilation effect between air cabin and forced ventilation.
with field-measured data. The study of key parameters and layout pro 2. System of air cabin ventilation
vides a reference for feasible air cabin settings. The effectiveness of the
air cabin ventilation method is validated by the comparison of CO 2.1. Ventilation layout
diffusion efficiency between air cabin ventilation and forced ventilation.
The results serve as a useful reference for the ventilation of extra-long An air cabin is used mainly in the construction of single inclined shaft
railway tunnels. tunnels. Adding a ventilation section near the junction of the inclined
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Y. Tao et al. Journal of Building Engineering 45 (2022) 103480
shaft and main tunnel allows more fresh air to reach the air cabin diagram showing each stage in Fig. 2.
through the shaft tunnel. Polluted air is discharged through the lower Stage 1 is the early stage of shaft construction. First, an air cabin is
part. The axial flow fans at both ends of the air cabin are pressurized and built at the top of the shaft. In this stage, press-in ventilation is
accelerated to supply air to the two working faces at the entrance and commonly used and fresh air is delivered to the working area through an
exit of the tunnel. The arrangement ensures the fan’s effective operation, axial fan at the entrance.
improving the ventilation efficiency and air quality in the tunnel. The Stage 2 involves the mid–late stage of shaft construction. The in
tunnel layout is presented in Fig. 1. clined shaft already has a certain length. The fan is installed in the air
cabin on the upper part of the partition in a sealed manner. The air cabin
2.2. Ventilation implementation stage and layout is used to deliver fresh air to be transmitted by the fan to the working
surface.
The whole construction is divided into four stages, with a schematic Stage 3 involves the early stage of tunnel construction, where
4
Y. Tao et al. Journal of Building Engineering 45 (2022) 103480
construction of the inclined shaft is finished while construction of the air 3. Methodology
cabin inside the tunnel has not been completed. A fan is added on the
basis of the original ventilation system, along with a pipe for supplying 3.1. Mathematical model
fresh air to the workplace.
In Stage 4, the air cabin has been built, and construction of multiple Generally speaking, the airflow in the tunnel is complex three-
working faces of the double-track tunnel begins. Operation of the air dimensional turbulent flow. Still, the length of most tunnels is much
cabin ventilation system begins. Jet fans can be set in the air cabin to larger than the hydraulic diameter DT of the tunnel. Airflow parameters
relay fresh air if necessary [21]. are assumed to be distributed evenly in the tunnel section—that is, pa
rameters such as airflow pressure, velocity, and density are regarded as
2.3. Advantage of air cabin ventilation constants in the same section. The following continuity equations and
governing equations were used to calculate the airflow.
The air cabin can effectively use the cross-section clearance of the
∂ρ ∂
inclined shaft. Here, the safe and smooth passage of various pipelines is + (ρuj ) = 0 (1)
∂t ∂xj
ensured, and the ventilation layout allows feasible parallel operation of
a single inclined shaft, double main tunnel, and multiple excavations
∂ρ ∂ ∂ρ ∂ ∂ui ∂ui
faces. The cross-section area of the air inlet duct on the upper part of the + (ρuj ui ) = + [μe ( + )] + Si (2)
∂t ∂xj ∂xj ∂xj ∂xj ∂xi
clapboard accounts for about two-fifths of the cross-section area of the
whole inclined shaft. Hence, the small wet perimeter and large equiv where ρ is the air density (kg/m3), t is the time (s), uJ is the air velocity in
alent diameter significantly reduce the ventilation resistance. Sufficient XJ direction (m/s), μ is the dynamic viscosity coefficient (N⋅s/m2), μe is
air to the inlet cross-section is ensured. In terms of the ventilation effect, the equivalent dynamic viscosity coefficient (N⋅s/m2), Si is the gener
it can shorten the air supply distance of the single end of the air duct. The alized source term of momentum conservation equation, κ is the tur
turning times of the pipeline and total ventilation resistance can also be bulent motion energy (N⋅m), and ε is the energy dissipation rate of
reduced. The length of the partition duct and ventilation pipeline can be turbulent flow (N/s).
adjusted to enable matching equipment in the ventilation design achieve The subsequent calculation involves the diffusion process of pollut
the optimal operation state for maximum ventilation. Therefore, the ants in the tunnel over time; thus, it is necessary to use the component
total power of ventilation equipment and the cost of ventilation equip transport equation to calculate the change in air composition in the
ment are reduced. By reducing ventilation resistance and total power of tunnel.
ventilation equipment, the low energy consumption operation of the
partition duct ventilation system is realized, as shown in Fig. 3. After the ∂ ∂ ∂ μ ∂Ym
+ (ρYm ) + (ρuj Ym ) = ( e + ) (3)
partition is installed, less daily maintenance workload is needed, which ∂t ∂xj ∂xj σY ∂xj
saves labor and maintenance costs compared with traditional duct
ventilation and greatly reduces the daily maintenance workload in the where Ym is the mass fraction of components and Gκ is the turbulent
inclined shaft, which is also very beneficial to construction safety. energy generation rate.
The diffusion of harmful gas, smoke, and other pollutants produced
by tunnel drilling and blasting construction is unsteady over time;
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Y. Tao et al. Journal of Building Engineering 45 (2022) 103480
3) The heat exchange between airflow and tunnel wall is not consid
Table 1 ered, and the heat dissipation caused by viscous fluid work is
Initial mass concentration of CO after tunnel blasting.
ignored.
Area/ Explosive dosage/ Throw distance/ Initial CO concentration/ 4) The airflow is assumed to be stable turbulence.
m2 kg m (mg/m3)
63.18 227.45 60.05 2238 The following equation implements the turbulence model:
κ2
μe = μ + cμ ρ (4)
therefore, the three-dimensional unsteady component transport model ε
was used for numerical calculation, and the standard κ–ε double tur
bulence model was used. The model adopts the following basic where κ is the turbulent motion energy (N⋅m) and ε is the energy
assumptions: dissipation rate of turbulent flow (N/s).
In the formula, turbulent kinetic energy κ Equation and turbulent
1) The influence of air compressibility on flow can be ignored, and the energy dissipation rate ε. The equation is controlled by the following
airflow is assumed to be viscous incompressible Newtonian fluid. formula:
2) The air leakage rate of the air duct and the pressure loss of the airflow ∂ρκ ∂ ∂ μ ∂κ
in the air duct is not considered. + (ρuj κ) = ( e + ) + (G − ε) (5)
∂t ∂xj ∂xj σκ ∂xj
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Y. Tao et al. Journal of Building Engineering 45 (2022) 103480
7
Y. Tao et al. Journal of Building Engineering 45 (2022) 103480
Fig. 9. Comparison of the effect on ventilation when the air cabin length is varied.
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Y. Tao et al. Journal of Building Engineering 45 (2022) 103480
Fig. 10. Comparison of the ventilation effect of the air cabin with different middle partition lengths.
close to the air inlet and far from the air inlet. The specific layout After blasting in the tunnel working face, the spread length of
is shown in Fig. 7(b) to (e). blasting smoke in the tunnel is called throwing length, which depends on
blasting method and explosive dosage. When the detonating mode is by
To discuss the above variables, the control variable method was used electric detonator and the dosage of primary detonator is more than 20
to determine the variables. The order of simulation research was as kg, the throwing length can be calculated according to the following
follows: first, the optimal length of the air cabin was determined, then formula [23]:
compared and optimized based on whether the air cabin was equipped
G
with a partition, and the fan was positioned on the basis of the optimal L = 15 + (8)
5
length of the air cabin. For investigation of the advantages of air cabin
ventilation efficiency, two tunnel models using air cabin ventilation and where L is the length of the smoke that filled the area after blasting (m)
forced ventilation were also built. For the discussion of CO diffusion and G is the amount of blasting explosive (kg).
efficiency, the main distinction is the change in CO concentration at the The formula for calculating the initial mass concentration of CO is
same point of two ventilation modes at different ventilation times after
blasting. Gb
ρco = × 1.25 × 106 (9)
LA
9
Y. Tao et al. Journal of Building Engineering 45 (2022) 103480
Fig. 11. Comparison of the ventilation effect of the air cabin with different side partition lengths.
elements, and a section of each is shown in Fig. 8(a). The relative great practical value to study the influence of the air cabin parameter
pressure from the end face of the fan will be used as the evaluation settings on the ventilation efficiency of the axial flow fans for improving
standard. As shown in Fig. 8(b), the relative pressure of Grid 1 and Grid the ventilation efficiency of the construction environment. As there are
2 show good consistency while Grid 1 does not fit the other two models several combinations for the structure and fan arrangement of the air
well. Considering the complexity and time expenditure of modeling, the cabin, many numerical simulations and calculation conditions are
model division method in Grid 2 was finally adopted. involved. In this paper, the single variable control method is used to
compare the influencing factors one by one, so the optimal ventilation
4. Results and discussion mode of the relay of the air cabin is finally determined.
The following formula is generally used to determine the efficiency 4.1. Effect of air cabin length on ventilation performance
of axial fan [24]:
Qa Ptot 273 + t0 p1 When discussing the dimensions of the three walls of the air cabin, as
η= ( ) (10) the width and height of the air cabin are related to the tunnel section,
1000SKW 273 + t1 p0
their dimensions cannot be freely changed and, thus, only the length
where Qa is the fan flow (m3/s); Ptot is the total pressure of fan (N/m2); parameters of the air cabin are studied. Fig. 9 shows the relative pressure
Skw is the motor shaft power (kW); t0 is the ambient temperature (◦ C), and velocity contour of different air cabin lengths.
which was taken as 20 ◦ C; t1 is the ambient temperature of the fan (◦ C); It can be seen from Fig. 9 that with the increase in the air cabin
p1 is the ambient air pressure of the fan (Pa); and p0 is the standard length, the average relative pressure increases significantly. The analysis
atmospheric pressure (Pa), which was taken as 101325 Pa. is from when the air enters from the air inlet, is divided into two streams,
From the formula, it can be inferred that the pressure around the fan and then each stream is divided by two fans on each side. With the in
will directly affect the efficiency of the axial flow fans. Therefore, it is of crease in the air cabin length, the airflow path becomes longer and more
stable airflow is formed. Vortex can be found on both sides of the inlet of
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Y. Tao et al. Journal of Building Engineering 45 (2022) 103480
Fig. 12. Comparison of the ventilation effect of the air cabin with different fan layouts.
the air cabin. The pressure difference between the upper and lower fans on the end face of the fan further increases, and the curve shows rela
produces a suction phenomenon between the fans. tively high growth, with an average increase of about 12%. When the
Combined with the relative pressure values of the measuring points length of the air cabin is increased from 25 to 40 m, the growth in
within 3 m of the fan end face under eight working conditions, when the relative pressure at the end face of the fan gradually becomes steeper,
air cabin length is increased from 10 to 15 m, the relative pressure near with an average increase of about 9%. When the length of the air cabin is
the fan greatly increases, with an average 19.17% increase. When the 45 m, the increase in relative pressure is 2.6%. Considering the con
length of the air cabin is increased from 15 to 25 m, the relative pressure struction cost and other factors, the optimal air cabin length is 40 m.
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Y. Tao et al. Journal of Building Engineering 45 (2022) 103480
4.2. Effect of middle partition on ventilation performance phenomenon between the fans on both sides of the air cabin, the
partition lengths of 0, 2, 4, 6, and 8 m were taken for analysis and
When discussing the influence of the middle partition on the fan comparison.
efficiency, the optimal air cabin length is 40 m. In view of the suction It can be seen in Fig. 11 that after the side partition is set, there is no
phenomenon between the fans on both sides of the air cabin, the significant change in the average pressure of the fan end face, and the
partition lengths of 0, 2, 4, and 6 m were taken for analysis and numerical change is within 1%. The phenomenon of suction between
comparison. opposing single-side fans has not been solved effectively; further, setting
It can be seen in Fig. 10 that after the middle partition is set, there is a very long partition is not conducive to the formation of stable airflow
no significant change in the average pressure of fan end face, and the and will also add extra construction cost and time. Therefore, a side
numerical change is within 1%. From the comparison of relative pres partition is not recommended under this condition.
sure, we observe that the relative pressure near the end face of the fan in
the case of no partition in the air cabin is higher than that in the case of
4.4. Effect of fan location on ventilation performance
partitions in the air cabin. When the length of the air cabin is sufficiently
long, the phenomenon of suction of fans on opposing sides of the air
When discussing the influence of fan arrangement on fan efficiency,
cabin is not obvious. Setting a partition in the middle of the air cabin will
the optimal air cabin length is 40 m, and there is no partition between
affect the air distribution in the air cabin, thus reducing the actual
fans at opposing ends. In the following discussion, the four fan layouts in
ventilation efficiency of each fan. Considering the construction and
Fig. 5(b) to (e) are labeled Case1, Case2, Case3, and Case4, respectively.
maintenance cost of the diaphragm, a middle partition is not recom
Fig. 12 shows the airflow trace diagram and relative pressure compari
mended under this condition.
son under various fan arrangements.
According to the figure, when the fans are arranged to one side
4.3. Effect of side partition on ventilation performance (Case3 and Case4), the airflow cannot be adequately distributed in the
whole air cabin, resulting in low air pressure in some areas of the air
When discussing the influence of the side partition on the fan effi cabin. When the fans are arranged symmetrically along the axis (Case1
ciency, the optimal air cabin length is 40 m. In view of the suction and Case2), the airflow has a more uniform distribution and the velocity
12
Y. Tao et al. Journal of Building Engineering 45 (2022) 103480
trace distribution in the velocity vector diagram is also more uniform. was carefully analyzed. The main results are as follows:
Comparison of relative pressure also shows that compared with other
cases, the average air pressure in Case2 is nearly 5% higher, and the (1) The length of the air cabin, the length of the middle partition, and
average air pressure of the upper fan and the lower fan is closer. Under the arrangement of the fans have different degrees of influence on
such an arrangement, the eddy current phenomenon and suction phe the ventilation efficiency of the axial flow fans, and the air cabin
nomenon in the original setting are effectively solved. Therefore, fans length has the most significant influence. When the length of the
should be arranged symmetrically along the axis with a spacing of 6 m air cabin is increased from 10 to 40 m, the relative pressure on the
between fans. end face of the fan also increases. When the length of the air cabin
exceeds 40 m, the growth in relative pressure at the end face of
4.5. CO concentration field the fan shows a sharply decreasing trend. Therefore, considering
the construction cost of the air cabin, the optimal length is 40 m.
In the discussion of ventilation efficiency, the CO diffusion velocity (2) Under the optimal air cabin length condition of 40 m, setting the
under the same working condition is taken as the evaluation standard; middle partition will affect the air distribution in the air cabin
the CO mass concentration distribution of air cabin ventilation (Case1) and produce greater swirling flow, thus reducing the actual
and forced ventilation (Case2) are shown in Figs. 13 and 14. The figures ventilation efficiency of each fan. When the length of the parti
show that the CO gas distributed near the middle bench moves contin tion increases, the gap in the relative pressure difference between
uously toward the connecting roadway, increasing ventilation time. the two fans widens.
With the increase in ventilation distance, the improvement in ventila (3) The best arrangement for the axial flow fans is symmetrical along
tion efficiency is more significant in Case1. Within the range of 400 m, the axis. In this case, the drainage speed and range of airflow
Case1 eliminated CO in 25 min, while Case2 took longer. inside the air cabin are the largest, the airflow movement path is
Fig. 15 shows the variation trend of CO concentration in the center of optimal, and the ventilation efficiency is the highest. The larger
the tunnel under the three sections in the simulation calculation. At 100 the distance between the two fans on the same side, the better the
m from the working face, consistent ventilation efficiency is observed airflow movement path and the higher the ventilation efficiency.
between the two cases. The increase in ventilation distance shows sig (4) For the extra-long railway tunnel with no roadway ventilation
nificant advantages in terms of air cabin ventilation. After 25 min of and a long single-heading length, a sealed air cabin can effec
ventilation, CO has diffused within 300 m of Case1 from the tunnel face, tively supply air to the working face by pressurizing and speeding
which is lower than the threshold considered dangerous in the specifi up the axial flow fans at both ends of the air cabin. This new
cation, while a longer ventilation time is still needed for Case2. The use method can greatly extend the ventilation distance and improve
of air cabin ventilation has a significant advantage in terms of ventila the ventilation efficiency and air quality in the tunnel, providing
tion efficiency. a viable ventilation option for this type of tunnel.
This paper proposes a new ventilation system for an extra-long The authors declared that they have no conflicts of interest to this
railway tunnel using an air cabin relay. A 3D numerical model vali work. We declare that we do not have any commercial or associative
dated with field test data is employed to discuss the influence of the air interest that represents a conflict of interest in connection with the work
cabin length, partition length, and fan arrangement on the ventilation submitted.
efficiency of the axial fan. In addition, the specific status of in situ CO
migration in the originally forced ventilation and air cabin ventilation
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Y. Tao et al. Journal of Building Engineering 45 (2022) 103480
Declaration of competing interest [10] H. Zhang, C.S. Sun, F. Lin, S.G. Chen, J.S. Yang, Optimization scheme for
construction ventilation in large-scale underground oil storage, Caverns. Sci. Lett.
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interests or personal relationships that could have appeared to influence roadways driven with roadheaders: validated CFD modelling of dust behaviour, in:
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