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Journal of Cranio-Maxillo-Facial Surgery 45 (2017) 741e747

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Journal of Cranio-Maxillo-Facial Surgery


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Neoclassical canons of facial beauty: Do we see the deviations?


Andrej Pavlic*, Magda Trinajstic Zrinski, Visnja Katic, Stjepan Spalj
Department of Orthodontics (Head: Prof. Stjepan Spalj), School of Medicine, University of Rijeka, Kresimirova 40, 51000 Rijeka, Croatia

a r t i c l e i n f o a b s t r a c t

Article history: Aim: To explore the presence of neoclassical canons of facial beauty among young people in Croatia and
Paper received 19 July 2016 to question possible psychosocial repercussions occurring in those who demonstrate deviations in
Accepted 26 January 2017 relation to canons.
Available online 6 February 2017
Subjects and methods: The study was cross-sectional and the sample included 249 subjects (60% female)
aged 12e39 (median 20). Their en face and profile photographs were taken in Natural Head Position.
Keywords:
Photogrammetry included analysis of nine neoclassical canons of facial beauty originating from the
Aesthetics
Renaissance. Psychosocial issues were assessed using the Self-Esteem Scale, Big Five Inventory and three
Psychometrics
Personality tests
domains of Orthognathic Quality of Life Questionnaire.
Results: Significant deviations from neoclassical facial beauty canons were observed in 55e65% of ad-
olescents and young adults. Gender and age showed no relation to deviations. The deviations from
canons that influenced the quality of life were mainly those related to vertical facial proportions and
demonstrated increased facial aesthetics concern and social impact, and higher self-reported treatment
need (p < 0.05). Deviations from canons were not related to self-esteem but a decrease in openness,
agreeableness and neuroticism was observed.
Conclusion: Neoclassical canons were not valid for the majority of adolescents and young adults in
Croatia. Only deviations from some canons appear to provoke mild psychosocial repercussions.
© 2017 European Association for Cranio-Maxillo-Facial Surgery. Published by Elsevier Ltd. All rights
reserved.

1. Introduction Although the scientific field is nowadays becoming more ori-


ented towards other conventions such as the averageness theory,
Canons of human beauty in general, including particularly facial neoclassical canons are still widely used in anatomy, art and
features, originate from the period of ancient Egypt and Greece. medicine (Al-Sebaei, 2015). In recent decades researchers have
They represented standardized proportions for human sculptures. commenced to ask themselves whether these canons still demon-
However, it was not until the Renaissance era that canons regained strate validity. A complex issue emerged since the human face did
their importance for artists (Kusugal et al., 2015). Great people of not exhibit major changes over the last two millenniums, meaning
science, art and innovation, such as Da Vinci, Vitruvius, Bergmüller, other factors might have led to canons becoming less applicable in
Albrecht Dürer, profoundly revisited and applied canons in their modern time. It is known that cultural aspects such as beauty
work (Jayaratne et al., 2012). Most of the canons assessed in this standards alter over time periods, so it is entirely plausible that
study were actually first described by Da Vinci. Therefore, the term what was attractive and pleasant a few decades, not to mention
“neoclassical” is used. These canons represent assumed occurrence centuries ago, is not considered as such nowadays.
of constant ratios between different parameters in a harmonious Previous studies have questioned the presence of canons,
human face (Vegter and Hage, 2000). however did not put them in possible relation with one's percep-
Parameters of facial aesthetics are of importance in the fields of tion of his/her attractiveness (Borman et al., 1999; Farkas et al.,
orthognathic and aesthetic surgery and orthodontics in planning 2000).
and setting treatment goals (Naini and Gill, 2008). Other rules and concepts, such as the divine ratio, have been
formed throughout the history of humankind as scientists and
artists sought mathematical calculations of facial aesthetics
(Jahanbin et al., 2008). They are, however, without disregarding
* Corresponding author. Fax: þ385 51345650. their importance, beyond the scope of this research.
E-mail address: pavlic.andrej@yahoo.com (A. Pavlic).

http://dx.doi.org/10.1016/j.jcms.2017.01.029
1010-5182/© 2017 European Association for Cranio-Maxillo-Facial Surgery. Published by Elsevier Ltd. All rights reserved.
742 A. Pavlic et al. / Journal of Cranio-Maxillo-Facial Surgery 45 (2017) 741e747

Quality of life (QoL) represents the complex product resulting 3. Naso-oral canon: cheilion e cheilion (ch e ch) ¼ 1.5
from health conditions, appearance, social and contextual factors alare e alare (al e al)
(Litner et al., 2008; Kosowski et al., 2009). If neoclassical canons do 4. Nose to face canon: alare e alare (al e al) ¼ 4
represent facial beauty, deviations could provoke an alteration of zygion e zygion (zy e zy)
QoL. 5. Lower face in 3 equal portions canon: subnasale e stomion
Presence of malocclusion appears to influence self-perceived (sn e stom) ¼ stomion e mentolabial sulcus (stom e
QoL (Kragt et al., 2015; Lukez et al., 2015). However, it remains mls) ¼ mentolabial sulcus e menton (mls e me)
questionable to what extent laypeople notice the parameters of 5a. sn e stom to sn e me ratio
mini and micro smile aesthetics. It seems people tend not to notice 5b. stom e mls to sn e me ratio
details in smile but altered relations between facial elements could 5c. mls-me to sn e me ratio
bother them more and provoke psychosocial repercussions (Lukez 6. Two portion facial profile canon: vertex e endocanthion
et al., 2015; Paula et al., 2011). (v e en) ¼ endocanthion e gnathion (en e gn)
Therefore, the aim of this study was to explore the prevalence of 7. Three portion facial profile canon: trichion e nasion
canons in today's faces and to investigate the self-perceived psy- (tr e n) ¼ nasion e subnasale (n e sn) ¼ subnasale e
chosocial issues caused by the deviations from canons. The hy- gnathion (sn e gn)
pothesis of this study was that significant deviations from canons 7a. tr e n to tr e gn ratio
could influence the perception of oneself and induce some QoL 7b. n e sn to tr e gn ratio
impairing psychosocial effects. Furthermore, the assessment of 7c. sn e gn to tr e gn ratio
potential correlation with one's personality traits was to be 8. Four portion facial profile canon: vertex e trichion
inspected, given that personality traits are almost 50% under (v e tr) ¼ trichion e glabella (tr e gl) ¼ glabella e subnasale
environmental influence (Bouchard and Loehlin, 2001). (gl e sn) ¼ sn e gn (subnasale e gnathion)
Personality traits demonstrate stability in children, and become 8a. v e tr to v e gn ratio
more coherent during their somatic and psychological develop- 8b. tr e gl to v e gn ratio
ment. Therefore, adolescents were included in the examination 8c. gl e sn to v e gn ratio
(Measelle et al., 2005; Soto et al., 2008). 8d. sn e gn to v e gn ratio
9. Naso-aural canon: nasion e subnasale (n e sn) ¼
2. Subjects and methods supra-aurale e subaurale (sa e sba)

The study was cross-sectional and the sample included 249 All analyses were performed in the software AudaxCeph (Audax,
subjects (60% female) aged 12e39 (median 20, interquartile range Ljubljana, Slovenia).
16e22 years). Participants were pupils and students from local Orthognathic Quality of Life Questionnaire (OQoLQ) domains;
schools and University in Rijeka, invited to participate on a volun- Social Aspect of Dentofacial Aesthetics, Facial Aesthetics Concern
tary basis, and subjects visiting the University Dental Clinic in and Awareness of Dentofacial Aesthetics were used for the
Rijeka, Croatia for an annual dental check-up, consultation or any assessment of self-perceived impairment of QoL in relation to
kind of dental treatment. The group comprised 83 adolescents altered facial aesthetics (Cunningham et al., 2002). OQLQ had not
(under 18) and 166 adults (over 18). been used in Croatia previously, therefore a forwardebackward
The sample size was calculated under the presumption that the translation was done by four experts, Croatian dentists and stu-
differences in dimensions of self-perceived aesthetics impairment dents of English language, proficient in both Croatian and English
between those with significant and nonsignificant deviations from (two of them independently performed the forward translation and
neoclassical canons would not be great and would amount to 2 other two the backward), one of which had had experience using
scalar points with high dispersal of data, i.e. standard deviation of 5 Quality of Life (QoL) instruments. A panel of four dental experts
scalar points in both groups. The power of 80% and significance checked the meaning of the original, translated and back-translated
level 0.05, and the presumption of equal group sizes led to a min- items and made consensus of the Croatian version. Internal con-
imum of 198 examinees (99 per group). Given the ratio of groups sistency of domains was verified by average inter-item correlations
sizes is 1:2, the required number of examinees would be 222 (74 and Cronbach alpha. The questionnaire was supplemented with
and 184 per group). Taking into account a drop-out rate of 20%, 270 two questions: “How satisfied are you with the appearance of your
examinees were recruited. These calculations were performed in face?” (5 point Likert scale with cut-off points 0 ¼ not at all,
the statistical software MedCalc 14.8.1 (MedCalc Software bvba, 4 ¼ very much) and “Do you think you need some intervention to
Ostend, Belgium), and based on previously published data change the appearance of your face?” (0 ¼ not at all, 4 ¼ very
(Cunningham et al., 2002). much).
Facial photographs of each subject, en face at rest and profile Validated Croatian versions of the Rosenberg Self-Esteem scale
view, were taken in Natural Head Position (NHP) with a calibration and the Big Five Inventory were employed (Schmitt et al., 2007;
gauge. Photogrammetric analysis evaluated presence of 9 neo- Rammstedt and John, 2007).
classical canons defined 5 centuries ago; relations in proportions Big Five personality traits include openness, agreeableness,
between eyes, nose, lips and face widths, ear and nose heights and conscientiousness, extraversion and neuroticism.
height of head portions and facial portions (Torsello et al., 2010) In order to classify examinees into two groups (one group with
(Figs. 1 and 2). significant deviations from theoretical concepts of neoclassical
Canons that were analysed are listed below: canons and one group with examinees close to theoretical concept)
z values of deviations were calculated for each examinee according
1. Orbitonasal canon: endocanthion e endocanthion to formula:
(en e en) ¼ alare e alare (al e al) z ¼ [personal (r  4)  mean of the sample (r  4)]/SD of the
2a. Orbital canon: endocanthion e endocanthion sample where r was the ratio of particular canon in an examinee, 4
(en e en) ¼ right exocanthion e right endocanthion (ex theoretical concept of canons of facial aesthetics, and SD standard
R e en R) deviation. Then the z-scores were dichotomised to reduce the effect
2b. en e en ¼ ex L e en L of outliers and to classify proportions into 2 groups based on the
A. Pavlic et al. / Journal of Cranio-Maxillo-Facial Surgery 45 (2017) 741e747 743

Fig. 1. Canons evaluated on en face photographs.

Fig. 2. Canons evaluated on profile photographs.


744 A. Pavlic et al. / Journal of Cranio-Maxillo-Facial Surgery 45 (2017) 741e747

range of 1 standard deviation from theoretical concept, 0 ¼ do not Most of the deviations from canons that affected examinees' QoL
demonstrate significant deviation from theoretical concept were the ones related to proportions of facial thirds or quarters. In
(0.5  z  0.5) and 1 ¼ demonstrate significant deviation from view of that observation, deviation in upper face height (glabella e
theoretical concept (0.5 < z > 0.5) (Kiekens et al., 2008). Awareness subnasale) was correlated to significantly higher social aspect (4.8
of dental aesthetics, reported problems with facial aesthetics and vs. 3.2; p < 0.05), deviation in stomion e mentolabial sulcus portion
social aspect of aesthetics, satisfaction with facial appearance, of canon of three equal portions in lower face led to a significant
perception of treatment need and personality traits were compared increase in facial aesthetics concern and higher treatment need (5.5
between these two defined groups (0 ¼ insignificant deviations vs. 4.5 and 0.8 vs. 0.5; p < 0.05). Deviation in subnasale e stomion
from canons and 1 ¼ significant deviations from canons). Pearson portion of canons of three equal portions in lower face and vertex e
correlation and independent samples t-test were used in statistical trichion portion of four section facial profile canon led to higher
analyses performed in the commercial statistical software IBM SPSS self-reported treatment need (both 0.8 vs. 0.5; p < 0.05; Fig. 3).
22 (IBM Corp, Armonk, NY, USA). Correlations were interpreted as Significant deviation in the naso-oral canon was related to less
significant when r > 0.25. awareness of DFE (mouth width ¼ 1.5  nose width (4.9 vs. 5.8;
The study was approved by the Local Ethical Committee under the p < 0.05; Fig. 3)).
number 2170-24-01-3-10-02. Informed consents were obtained from Significant deviations from canons were not related to self-
examinees and from their parents when examinees were underage. esteem but they induced a decrease in openness, agreeableness
and neuroticism (Fig. 4).
3. Results
4. Discussion
Original dimensions of OQLQ demonstrated good internal con-
sistency (a ¼ 0.71e0.84) and moderate inter-item correlation It appears that more than half of adolescents and young adults
(Table 1). demonstrate significant deviations in craniofacial features from
Dimensions of social aspect and facial aesthetics correlate to neoclassical canons. However, these deviations seem to have a mild
some extent with constructs of facial satisfaction and self-perceived effect on the self-perceived aesthetics and do not raise many psy-
need for procedures on the face and self-esteem (r ¼ 0.296e0.500), chosocial issues.
however, the awareness of dentofacial aesthetics is not associated The data of prevalence found in the present study are in
with those constructs (Table 2). No correlation was found between agreement with previous studies that have shown deviations from
OQLQ dimensions and the Big Five personality traits. canons in the majority of the population (Farkas et al., 1985;
Significant deviations from neoclassical canons of facial aes- Zacharopoulos et al., 2012; Cvicelova et al., 2007). The presence
thetics were present in 55e65% adolescents and young adults. of neoclassical canons has been verified on several races, demon-
Deviations did not correlate neither to gender nor to age. strating that the canons are more applicable in some cultures and

Table 1
Internal consistency for the OQLQ subscales.

Subscale Internal consistency

Mean ± SD Range a Average inter-item correlation with range

Social aspect (8 items) 4.2 ± 4.8 0e27 0.84 0.40 (0.25e0.67)


Awareness of dentofacial aesthetics (4 items) 5.3 ± 3.7 0e16 0.74 0.42 (0.20e0.79)
Facial aesthetics (5 items) 5.1 ± 3.8 0e19 0.71 0.32 (0.10e0.75)

Table 2
Pearson correlations.

SA FA AW SFA FTN SE E A C N O

Social aspect (SA) r 1.000 0.555** 0.218** 0.364** 0.318** 0.500** 0.221** 0.017 0.140* 0.117 0.003
p <0.001 0.001 <0.001 <0.001 <0.001 <0.001 0.796 0.027 0.066 0.969
Facial aesthetics (FA) r 0.555** 1.000 0.264** 0.446** 0.296** 0.417** 0.178** 0.077 0.188** 0.121 0.058
p <0.001 <0.001 <0.001 <0.001 <0.001 0.005 0.229 0.003 0.056 0.362
Awareness of facial aesthetics (AW) r 0.218** 0.264** 1.000 0.045 0.003 0.068 0.021 0.231** 0.006 0.157* 0.054
p 0.001 <0.001 0.480 0.958 0.288 0.746 <0.001 0.920 0.013 0.399
Satisfaction with facial appearance (SFA) r 0.364** 0.446** 0.045 1.000 0.442** 0.417** 0.186** 0.030 0.184** 0.101 0.008
p <0.001 <0.001 0.480 <0.001 <0.001 0.003 0.635 0.004 0.115 0.899
Facial treatment need (FTN) r 0.318** 0.296** 0.003 0.442** 1.000 0.198** 0.028 0.068 0.034 0.046 0.052
p <0.001 <0.001 0.958 <0.001 0.002 0.667 0.291 0.601 0.477 0.418
Self-esteem (SE) r 0.500** 0.417** 0.068 0.417** 0.198** 1.000 0.311** 0.123 0.319** 0.250** 0.151*
p <0.001 <0.001 0.288 <0.001 0.002 <0.001 0.054 <0.001 <0.001 0.018
Extraversion (E) r 0.221** 0.178** 0.021 0.186** 0.028 0.311** 1.000 0.067 0.214** 0.041 0.030
p <0.001 0.005 0.746 0.003 0.667 <0.001 0.293 0.001 0.519 0.633
Agreeableness (A) r 0.017 0.077 0.231** 0.030 0.068 0.123 0.067 1.000 0.115 0.176** 0.153*
p 0.796 0.229 <0.001 0.635 0.291 0.054 0.293 0.071 0.005 0.016
Conscientiousness (C) r 0.140* 0.188** 0.006 0.184** 0.034 0.319** 0.214** 0.115 1.000 0.018 0.122
p 0.027 0.003 0.920 0.004 0.601 <0.001 0.001 0.071 0.773 0.056
Neuroticism (N) r 0.117 0.121 0.157* 0.101 0.046 0.250** 0.041 0.176** 0.018 1.000 0.030
p 0.066 0.056 0.013 0.115 0.477 <0.001 0.519 0.005 0.773 0.643
Openness (O) r 0.003 0.058 0.054 0.008 0.052 0.151* 0.030 0.153* 0.122 0.030 1.000
p 0.969 0.362 0.399 0.899 0.418 0.018 0.633 0.016 0.056 0.643

*p < 0.05 **p < 0.005, r e correlation coefficient, p e level of statistical significance.
A. Pavlic et al. / Journal of Cranio-Maxillo-Facial Surgery 45 (2017) 741e747 745

Fig. 3. Psychosocial repercussions and presence of canons, * ¼ statistically significant ¼ p < 0.05.

less in others (Al-Sebaei, 2015). It seems that neoclassical canons the face, while those with altered upper facial third demonstrate
are more applicable to the people of Caucasian background rather higher social issues. It seems the symmetries related to eyes or
than to ones of Chinese, Arabian or Afro-American descent. Studies distance between the eyes are not noticed nor considered
done on Arabian and Chinese people demonstrate elusion of canons aesthetically unpleasant. It could be that these proportions are not
(Farkas et al., 2000; Jayaratne et al., 2012; Bozkir et al., 2004). very relevant to the aesthetics of today. On the other hand, it is
Although it is obvious that the canons are not omnipresent and sensible that one is more affected by alterations of facial thirds, as
cannot be observed on all faces, a more interesting issue emerges. these could be more visible to oneself and to others. Furthermore,
Do they describe the aesthetically pleasant face and could they be these alterations can be seen en face and in profile view as well,
used for treatment planning? An interesting study from Italy meaning one observes them more often. These findings are of
(Torsello et al., 2010) found deviations from canons among adult peculiar interest to dentists, namely prosthodontists and ortho-
female participants of a beauty contest, which could imply that not dontists, and maxillofacial surgeons whose treatment has impact
all deviations could be considered aesthetically unpleasing. The on the dimensions of the lower face.
study analysis demonstrated reduction in the lower third, Psychologists tend to differentiate several usages of the term
enlargement of eyes and mouth width in relation to canons among self-esteem. Our study focuses on global self-esteem, which per-
contestants. With regard to the abovementioned evidence, treat- tains to the way people feel about themselves (Brown et al., 2001).
ment planning based on neoclassical canons could be performed Deviations from canons did not relate to self-esteem. It may be
but with caution in view of an individual approach to patients, concluded that self-esteem is a complex entity that cannot be
especially patients of various ethnic background. No relation of age altered by these disproportions to a large extent, bearing also in
and gender with deviations from canons was observed in this mind that these proportions cannot be strictly related to beauty in
study, although the contrary has been reported previously (Farkas modern societies. Previous research has also shown little influence
et al., 1985; Zacharopoulos et al., 2012). of facial characteristics on self-esteem (Gavric et al., 2015).
This study found most frequent deviations in canons relating to A relationship between deviations from canons and some per-
the width of the face and the width of the nose and in the four sonality traits, namely agreeableness, extraversion and neuroti-
section facial profile canon with most deviations found in the cism, has been found. No correlation was observed between the Big
height of the calvaria. Similar findings have also been reported Five personality traits and the OQLQ dimensions. Previous research
(Borman et al., 1999; Torsello et al., 2010). suggests that some personality traits can act as moderators on the
Generally, it appears that deviations from neoclassical facial relation between dentofacial aesthetics and psychosocial impacts
canons are not considered unpleasant. Similar studies report only (Spalj et al., 2016). Moderators are variables that interact with the
partial presence of neoclassical canons in today's faces with some cause potentially affecting the cause and effect relationships.
even declaring them inappropriate for treatment planning and However, no moderating effect was noticed on the above-
setting goals for aesthetic surgery, maxillofacial surgery or ortho- mentioned relation. Mediators alter the cause and effect relation
dontics (Jayaratne et al., 2012; Kusugal et al., 2015). Even so, de- explaining the cause-effect path. Put in another way, a moderator
viations from some canons seem to raise more psychosocial influences the strength of a relationship between two other vari-
concerns than others. People with altered lower facial height seem ables, while mediators explain the relationship (Baron and Kenny,
to have an increased demand for aesthetic corrective procedures on 1986; Fairchild and MacKinnon, 2009).
746 A. Pavlic et al. / Journal of Cranio-Maxillo-Facial Surgery 45 (2017) 741e747

Personality traits are constructs that derive almost equally from


both genetic and environmental factors and as such could be
affected by deviations from aesthetic ideals (Jang et al., 1996).
People with deviations from canons seem to have lower agree-
ableness, neuroticism and openness. It can be postulated that long-
term issues with deviations from ideal facial aesthetics could lead
to one being more antagonistic toward others and develop a more
introverted personality. Even so, the differences observed, although
statistically significant, are minimal, and one could doubt their real-
life significance.

5. Conclusion

The majority of the population demonstrates deviations from


canons. However, these changes do not seem to provoke many
psychosocial issues.

Acknowledgement

Preliminary data were presented at the 91th Congress of the


Fig. 4. Personality traits and presence of canons, * ¼ statistically significant ¼ p < 0.05.

European Orthodontic Society in June of 2015 in Venice as a poster


presentation.

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