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Grandparents Raising Grandchildren


A Synthetic Review and Theoretical Model for Interventions
Moon Choi, PhD; Ginny Sprang, PhD; Jessica G. Eslinger, PhD

The number of custodial grandparents has increased significantly over the past decade. Building on Hayslip’s
and Kaminski’s comprehensive review of the literature on custodial grandparenting, we conducted an updated
review of the literature, in particular peer-reviewed journal articles published since 2004. We have developed a
conceptual model to contribute to understanding the causes and consequences of custodial grandparenting,
using the stress-coping framework while highlighting the emerging issues related to contemporary
grandfamilies such as cultural and ethnic heterogeneity in grandfamilies. We also emphasized loss, grief, and
trauma among grandfamilies and provided the implications for effective public and community health
programs.
Key words: grandfamilies, mental health, stress and coping, trauma, violence

HE NUMBER of grandparents raising grand- The practice of extended family members par-
T children has increased significantly over the
past decade.1 In 2010, 7 million grandparents lived
ticipating in the care and raising of children is
a long-standing cultural tradition in many parts
with grandchildren younger than 18 years; among of the world. However, the reasons for the cur-
them, 2.7 million grandparents were responsible rent trend toward grandparent-headed households
for the basic needs of 1 or more grandchildren— with children are a reflection of more contemporary
defined as grandparents raising grandchildren.1 No- problems. Caregiver substance abuse, child abuse
tably, about 25% of these grandparents had a dis- and neglect, intimate partner violence, and parental
ability, and approximately 21% were identified as incarceration exacerbate existing economic and
living in poverty.1 health problems and contribute to the need for
grandparents to become primary caregivers.2,3 The
incident of exposure to domestic violence and
Author Affiliations: Graduate School of Science and Technol-
ogy Policy, Korea Advanced Institute of Science and Technology
child abuse is greatly increased in families where
(KAIST), Daejeon, South Korea (Dr Choi); College of Social Work, substance-misusing caregivers are present.4 Some
University of Kentucky, Lexington (Dr Choi); College of Medicine states have enacted laws, making it a felony to use or
Department of Psychiatry, University of Kentucky, Lexington manufacture drugs in the presence of children, lead-
(Dr Sprang); and Center on Trauma and Children, University of ing to increased incarceration of substance-misusing
Kentucky, Lexington (Drs Sprang and Eslinger). parents.5 In this context, many custodial grandpar-
This project titled, “Partners in Relationship: Addressing the Needs ents cope simultaneously with the loss that placed
of Grandparents Raising Grandchildren” (G. Sprang, P.I.) is sup- them in that role such as the death or incarceration
ported by the Eastern Kentucky United Methodist Health, Educa- of their adult child due to substance misuse or vi-
tion & Welfare Fund. M. Choi is supported by New Faculty Develop- olence, as well as their grandchild’s grief related to
ment grants from KAIST as well as by a grant (NRF-2015018593)
parental loss and the trauma of living in these vio-
from the Ministry of Education of the Republic of Korea and the
lent or neglectful homes.6-8
National Research Foundation of Korea. The content is solely
the responsibility of the authors and does not necessarily represent
Becoming a custodial grandparent has been re-
the official views of the Eastern Kentucky United Methodist Foun- ported to result in negative health and social out-
dation, University of Kentucky, KAIST, the Ministry of Education of comes, social isolation, and role overload among
the Republic of Korea, and the National Research Foundation of older adults.6,9 Research evidence also suggests that
Korea. these kinship care arrangements with grandpar-
The authors declare no conflict of interest. ents, while popular and often preferable to fos-
Supplemental digital content is available for this article. Direct URL ter care placements, are accompanied by less psy-
citation appears in the printed text and is provided in the HTML chosocial support and financial assistance from
and PDF versions of this article on the journal’s Web site (www. child protection agencies than other out of home
familyandcommunityhealth.com). arrangements.10,11 However, the subsequent impact
Correspondence: Moon Choi, PhD, Graduate School of Sci- of this phenomenon on the health and well-being of
ence and Technology Policy, Korea Advanced Institute of Science the child, grandparents, and community is largely
and Technology (KAIST), 291 Daehak-ro, Yuseong-gu, Daejeon undocumented.
305-701, South Korea (moonchoi365@gmail.com). In the social context wherein the heterogeneity
Copyright © 2016 Wolters Kluwer Health, Inc. All rights reserved. and instability of family structures have emerged
DOI: 10.1097/FCH.0000000000000097 and increased, the needs of and programs for

120 Family and Community Health April–June 2016 ■ Volume 39 ■ Number 2

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M. Choi et al. Grandparents Raising Grandchildren 121

custodial grandparents have been actively discussed father(s).” The search was restricted to the litera-
both in academia and society. Notably, in 2005, ture published from January 1, 2004, and written in
Hayslip and Kaminski did a comprehensive review English. A total of 134 journal articles were selected
of the literature on grandparents raising grandchil- for full-text review on the basis of the inclusion cri-
dren over the previous 15 years and pointed out teria of (a) peer-reviewed journal publication and
some important challenges for practitioners and re- (b) subject matter pertaining to grandparents as pri-
searchers. They highlighted the critical need for par- mary caregivers of grandchildren (ie, grandparents
enting skills training, support groups, and programs raising grandchildren) in the United States (see Sup-
to reduce barriers to medical, legal, and financial plemental Digital Content Appendix I, available at
assistance services among custodial grandparents. http://links.lww.com/FCH/A6).
Since 2005, a large volume of literature on grand-
parents raising grandchildren has appeared. Much SEARCH RESULTS
of the extant literature emphasizes issues in the con- A broad range of topics were identified among
temporary cohort of custodial grandparents, such the selected texts. Two reviewers (J. Eslinger and
as unique mental health service needs as well as di- M. Choi) categorized 134 articles into 9 primary
versity and complexity in social, cultural, and eth- and 5 secondary groups by topics (see Table). Pri-
nical backgrounds among current grandfamilies. A mary categories pertain to the main foci of articles,
notable gap in the literature is the effect of vio- and secondary categories include specific popula-
lence and other types of trauma exposure on grand- tion (eg, ethnic minorities) or background of grand-
families, and the need for interventions targeting parenting (eg, family history resulting in grandpar-
trauma, loss, caregiver substance use, and child mal- enting such as military deployment). For example,
treatment that face many contemporary custodial the article by Ross and Aday12 on stress and coping
grandparents and their grandchild. To address the in African American grandparents was categorized
knowledge gaps and emerging issues for grandpar- into the primary group of “well-being of grandpar-
ents raising grandchildren, this forum article aims ents” and the secondary group of “African Amer-
to (a) provide a synthetic review of the literature ican grandparents.” In this way, we were able to
on grandparents raising grandchildren since 2004, identify journal articles addressing a specific demo-
(b) apply a theoretical framework of stress coping graphic population or those who may have special
to understand service needs and utilization, (c) pro- service needs, which provide implications for pro-
vide implications for interventions, specifically tar- grams and policies.
geting trauma and loss, and (d) discuss potential im- The construct of “well-being of grandparents”
plementation in real-world settings, considering the was most studied and had the largest number of
heterogeneity in grandfamilies. journal articles. The well-being of grandparents in-
cluded health status,13,14 depressive symptoms,15,16
LITERATURE SEARCH caregiver stress,12,17 and emotional strain.18 The
Hayslip and Kaminski6 conducted a comprehen- category of “services for grandparents” included
sive review of the literature on grandparents rais- 22 journal articles, which focused on evalua-
ing grandchildren. Building on their work, we tion of service programs, discussion of current
conducted an updated review of the literature, programs, or service needs. Many articles were
with a particular focus on peer-reviewed jour- categorized under the broadly defined “others”
nal articles published since 2004. A comprehen- category, indicating the varied scope of inquiry
sive literature search was performed using PubMed about grandparents raising their grandchildren. Ar-
and EBSCO host that included the databases of eas of study within this category included policy and
Academic Search Premier, MEDLINE, Psychology service implications of grandparents raising their
and Behavioral Sciences Collection, PsycInfo, So- grandchildren,6,19,20 proposed theoretical concep-
cial Work Abstracts, Ageline, and the Sociologi- tualization to help understand grandfamilies,16,20,21
cal Collection, with the assistance of a research the identification of risks and benefits for parent-
librarian. We used the following search terms: ing grandparents,16,22,23 and cultural implications
“grandparent(s) as parent(s),” “grandmother(s) as related to grandparenting.24-27
parent(s),” “grandfather(s) as parent(s),” “grand-
parent(s) raising grandchild(ren),” “grandmother(s) PRIMARY FINDINGS OF THE LITERATURE
raising grandchild(ren),” “grandfather(s) raising REVIEW
grandchild(s),” “kinship care and grandparent(s),” The primary findings of this review are 2-fold.
“kinship care and grandmother(s),” “kinship care First, there are increasing needs and diversity among
and grandfather(s),” “custodial grandparent(s),” custodial grandparents—especially related to eth-
“custodial grandmother(s),” and “custodial grand- nicity and gender of custodial grandparents. The

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122 Family and Community Health April–June 2016 ■ Volume 39 ■ Number 2

TABLE. Categories of Journal Articles by Topics


Number of Number of
Primary Category Articles Secondary Category Articles
Well-being of grandparents 40 African American grandparents 19
Services for grandparents 22 Other ethnic minorities 12
Policies and laws 17 Family history resulting in grandparenting 6
Relationships between grandparents and 11 Grandfathers parenting grandchildren 5
their grandchildren
Parenting skills of grandparents 4 Child with special conditions 1
Health and achievement of grandchildren 4
Communication between grandparents 2
and their grandchildren
Training health professionals working with 2
grandparents
Others 32

presence of parenting grandparents in society is ued to be an area of focus in the literature for the
on the increase, and this occurs through a vari- past 10 years. The review by Hayslip and Kaminski6
ety of pathways.28,29,30 However, formal policies addressed unmet needs for social support and iden-
and services for grandparents—especially in the tified loneliness as a problem experienced by cus-
areas of concrete and financial services—remain todial grandparents. Recent research has also re-
an area of need.19,23,31-35 While grandfamilies are ported that grandparents feel socially isolated from
found across all cultural and ethnic backgrounds, same-age peers, and parenting their grandchildren
we need to pay special attention to the care needs often makes it difficult to find the time to spend
among African American and other ethnic mi- with intimate partners.13 In addition, formal and in-
nority grandfamilies.12,16,18,24,25,30,36-39 In addition, formal support has been found to reduce negative
much of the existing literature has focused on the outcomes from stress on the well-being of grand-
caregiving needs and experiences of grandmothers parents raising their grandchildren.17,50 The pres-
with less attention on the needs and experiences of ence of formal social support for grandparents ap-
grandfathers.15,18,22,23,26,34-37,40-44 pears to be helpful, particularly in reducing certain
Second, grandfamilies go through the highly types of caregiver stress. For example, Gerard and
stressful “process” of care and role changes influ- colleagues50 found formal support to be protec-
enced by various stressors.29 For example, the expo- tive of parenting stress associated with parenting
sure to substance abuse, parenting instability, mal- a grandchild with health problems. Social support
treatment, neglect, and loss prior to placement into has been also found to be positively correlated with
a grandparent’s care can lead to emotional, be- physical health status.14 However, further research
havioral, and academic difficulties for children in is needed to fully understand the relationships be-
grandfamilies.45 The acceptance of the parenting tween aspects of social support and types of par-
role can lead to substantive shifts in the grandparent enting stress, such as stress related to grandchild or
and grandchild relationship.46,47 Being a grandpar- grandparent health, isolation from peers, and finan-
ent raising grandchildren often results in changes cial difficulties.
in their adult relationships, financial stability, and
physical and emotional health.14,15,18,48,49 Cultural sensitivity and awareness
Points of interest Similar to the findings of the review by Hayslip
We highlighted the issues that have received the and Kaminski,6 recent studies have reported that
most attention in the peer-reviewed journal articles ethnic minority families in the United States often
published since 2004 in the following section. We have high rates of custodial grandparents. For ex-
also discuss the implications of these issues on devel- ample, Mexican American grandparents older than
oping and providing social and health services for 45 years are 4 times more likely to be grandparents
grandfamilies. raising grandchildren than non-Hispanic whites.25
In addition, the findings from previous studies about
Formal and informal social support ethnic minority grandparents have helped identify
The role of social support in the well-being of different needs among ethnic minority groups. For
grandparents raising their grandchildren has contin- example, Asian American grandparents providing

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M. Choi et al. Grandparents Raising Grandchildren 123

primary care for a grandchild are more likely to be grandparenting. Elucidating the components of the
younger and female than nonparenting Asian Amer- process by establishing a conceptual model helps
ican grandparents.51 Native American grandfami- illustrate the adaptive processes associated with cus-
lies more often seek out support services through todial grandparenting and, therefore, enables pro-
their Tribal Nations or through Native American fessionals working with grandfamilies to develop
urban agencies as opposed to national—or state- effective interventions that ameliorate the negative
funded programs.38 Adherence to cultural tradi- outcomes associated with this role transition.
tions has been reported to be particularly impor- We developed a conceptual model of causes and
tant among Native American grandparents raising consequences of custodial grandparenting from a
grandchildren.52 These findings reinforce the impor- stress-coping framework with a reference to the
tance of considering the differing cultural perspec- model by Choi et al (see Figure).55 The stress-coping
tives in developing services and programs for grand- approach provides an explanatory framework for
parents raising grandchildren. understanding the losses and adverse life circum-
stances faced by older adults and their psychosocial
New areas of research and physical well-being.56 This approach can assist
Since the review by Hayslip and Kaminisk,6 sev- with understanding how a grandchild’s exposure to
eral new areas of study have emerged. Relationships traumatic experiences, such as violence and expo-
between grandparents and their grandchildren have sure to parental substance abuse, can affect grand-
been increasingly examined; by and large, grandpar- parent caregiver coping and well-being. The stress-
ents and their grandchildren have reported feeling a coping framework has a well-defined structure
close emotional bond to one another.46,53 Goodman containing specific components such as stressors,
and Rao53 found that 83% of children raised by a buffers, and outcomes,55 which helps disentangle
grandparent reported feeling emotionally close to various factors affecting the process of transition to
their caregiving grandparent. However, emotional be a custodial grandparent. The following sections
and behavior problems of the child, in addition to explain each component of the conceptual model.
stressors such as financial difficulties, were found
to interrupt a grandparent’s feelings of emotional Stressors leading to grandparenting
closeness with his or her grandchild.46 In addition, The major causes (ie, stressors) resulting in custo-
Poehlmann and colleagues54 found that children dial grandparenting are dysfunctional adult chil-
were more likely to exhibit acting out behaviors dren as parents. As noted earlier, numerous
when they perceived a lack of responsiveness from studies28,29,48,53,57 have documented contemporary
their caregiving grandparent. issues that create a need for grandparents to assume
Research has also begun to focus on formulating the caregiver role in a stage of life when they also of-
a better understanding of how the transition from ten deal with emerging health, mobility, and finan-
grandparent to parenting grandparent may affect cial challenges. Children exposed to abuse, neglect,
levels of stress and well-being. Previous research has intimate partner violence, and other types of ad-
reported elevated levels of stress associated with be- verse life events may experience elevations in emo-
coming a primary caregiver of a grandchild among tional and behavioral problems,58-60 which can fur-
older adults.13,14,17,43,48,50 Grandparents, who are ther complicate the caregiving relationship and in-
newcomers to the parenting role, would be at higher crease stress. Studies examining trauma exposure in
risk for negative health outcomes than experienced grandfamilies have found that up to 72% of grand-
grandparents.15 However, grandparents who cared parents are caring for a grandchild who has experi-
for their grandchild for longer periods of time re- enced at least 1 type of trauma exposure.61
port more positive levels of well-being than their
newer counterparts.15 These findings suggest that Coping with stressors
the shift in the role from grandparent to parent- Coping behavior is activated by stress appraisal
ing grandparent may be a time of elevated stress for and represents an individual’s attempt to manage
grandfamilies. the psychological demands of a situation. Cop-
ing involves 2 co-occurring processes—attempts to
CONCEPTUAL MODEL manage the social environment through problem
The process of transition to grandparents rais- solving (problem-focused coping) and the regula-
ing grandchildren is complex, wherein multiple tion of emotions (emotion-focused coping).62 A re-
factors—such as family history, relationship, and ciprocal and dynamic relationship exists between
ethnicity—influence adjustment to the custodial stress appraisal and coping, providing multiple
role.6 It is critical to understand how these issues opportunities for the individual to try new strate-
affect the causes and consequences of custodial gies or learn new skills.

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124 Family and Community Health April–June 2016 ■ Volume 39 ■ Number 2

Figure. A conceptual model of the causes and consequences of custodial grandparenting. This figure
illustrates elements of grandparenting such as stressors, coping, outcome, and buffer using the stress-
coping framework.

This model of coping may be instructive in seek out respite services to manage the stress of full-
understanding how grandparents respond to the time caregiving, secure mental health counseling for
perceived stress of raising their grandchildren. the children to help them deal with the loss of their
For example, a grandparent may discover that his primary caregiver and heal from the trauma related
or her adult child is abusive toward his or her to the abuse, or learn new parenting techniques
grandchildren and in jeopardy of losing custody of to manage problem behavior (problem-focused
the children during a child protection investigation. coping).
The grandparent may offer to provide a temporary According to Lazarus and Folkman,62 coping be-
relative placement, believing this to be the best way havior is situational and varies on the basis of con-
to ensure the safety and well-being of his or her text. In this regard, the utility of any coping strategy
grandchildren (appraisal). The grandparent may is enhanced when selected on the basis of the grand-
feel considerable anger and disappointment toward parent’s understanding of (a) his or her role and re-
his or her adult child’s behavior but suppresses sponsibility, (b) accuracy of the projected outcome
these feelings when interacting with all concerned of a particular coping behavior, (c) how the strat-
parties to facilitate a smooth transition for the egy might be interpreted by grandchildren or the
grandchildren (emotion-focused coping). Caring individual’s adult children, and (d) the acquisition
for children who may be emotionally and physi- of the requisite knowledge and skills to address the
ologically dysregulated by their life experiences is life experiences of the child.63
especially challenging within this context and may
require the grandparent to acquire new or modified Outcomes of grandparenting
adaptive strategies to create and maintain indi- Hayslip and Kaminski6 noted many negative per-
vidual and family stability. For example, once the sonal, interpersonal, and economic consequences to
placement is secure, the grandparent may actively custodial grandparenting, as well as poorer physical

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M. Choi et al. Grandparents Raising Grandchildren 125

and mental health among older adults. These neg- Implications for practice and policy
ative outcomes can occur if the level of stress ex- A number of programmatic and policy initiatives
ceeds the grandparent’s capacity for self-regulation have been implemented to address structural prob-
or problem solving. Recent studies have docu- lems associated with access to care and benefit eq-
mented these negative outcomes. For example, cus- uity and availability to custodial grandparents and
todial grandparents tend to experience the nega- grandchildren. In 2000, the National Caregiver Sup-
tive consequences in psychosocial well-being such port Program was established to enhance states’
as loss, grief, depression, loneliness, isolation, dis- ability to provide a comprehensive array of services
ruption of social activities, alternations in family re- (eg, information, support services, financial, legal,
lationships, increased level of stress, and financial and therapeutic programs) to these grandfamilies.
difficulties.13,15,48 Custodial grandparenting is also As an access and resource provision intervention,
associated with negative outcomes in health status this program was the impetus for the development
and behaviors such as the suppression of preventive of microinterventions to address specific caregiving
behavior.15 problems. In a parallel process, public benefits pro-
grams such as Supplemental Security Income, Old-
Buffer for the negative consequences Age Survivors and Disability Insurance, Temporary
of grandparenting Assistance to Needy Families, and Medicaid and
The majority of studies on interventions for the Children’s Health Insurance Program were ex-
custodial grandparents published over the past panded to provide financial assistance and medical
decade have focused on evaluating programs tar- insurance to children younger than 18 years. These
geting the practicalities of custodial caregiving advances have set the stage for a generation of tai-
and helping cope with daily parenting strug- lored interventions to address the needs of diverse
gles such as access to care, self-care, interface grandfamily constellations.
with service systems, and social-emotional support. Previous studies evaluating programs targeting
Tested and evaluated interventions include case grandfamilies such as case management approaches
management approaches,64,65 support groups and and support groups have provided evidence of pos-
services,40,66-68 empowerment programs,33 parent- itive results of those interventions.42,64,68,69 How-
ing programs,66,69,70 and physical activity and nutri- ever, there were no studies identified over the past
tion programs.71 While the methodological designs decade that examined the efficacy or effectiveness
for these studies range from focus groups to longi- of interventions aimed at addressing the issues of
tudinal pre- and posttest designs, each of these in- trauma, loss, caregiver substance use, and child
vestigations has documented positive results for the maltreatment that face many contemporary custo-
intervention group in terms of their customer sat- dial grandparents and their grandchildren. Care-
isfaction, attendance, and self-reported benefit (eg, giver substance abuse, child abuse and neglect, in-
symptom reduction).42,64,68,69 timate partner violence, and parental incarceration
all contribute to the need for kinship care.12,73,74
Other sociodemographic factors In this context, many custodial grandparents cope
Previous studies have reported that gender and eth- with loss, such as the death or incarceration of their
nicity of older adults play an important role in the adult child. The grandchildren may suffer as well
process of becoming custodial grandparents. Eth- from grief related to parental absence and their
nic minority older adults are more likely to become ongoing reactions to neglectful or abusive caregiv-
grandparents raising grandchildren than their non- ing in their biological parent’s home.6,75 Further-
minority counterparts.39,72 In addition, there is in- more, relational interventions for these families fo-
creasing attention on custodial grandfathers who cus primarily on parenting skill development for the
would have different challenges and service needs grandparent. Notably absent from the current lit-
compared with custodial grandmothers.23,36 In gen- erature are approaches to improve the quality of
eral, a grandparent’s gender, ethnicity, and cultural the relationships between these dyads, a significant
or social status may impact their appraisal of stress, dilemma, given the importance of healthy caregiver-
their expression of emotion, and the availability and child attachments in buffering the effects of child-
utilization of strategies to buffer or ameliorate the hood adversity.76
stress. The findings of previous studies imply the im- A recent article by Strong and colleagues75 de-
portance of sociodemographic characteristics and scribes an intervention model based on a trauma,
cultural perspectives in understanding the causes attachment, and family therapy framework. Expo-
and consequences of custodial grandparenting and sure to traumatic events (eg abuse, violence) may
also developing and delivering effective social ser- overwhelm the child or adult’s capacity to cope,
vices to grandparents. such that their usual adaptive strategies may be

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126 Family and Community Health April–June 2016 ■ Volume 39 ■ Number 2

insufficient to manage the overwhelming affect and the development of both formal and informal mech-
cognitive disruption introduced by the traumatic anisms of support for these families. These emerging
stimuli. This model advances the work of prior ap- social phenomena transform the need and nature of
proaches by shifting the focus of the intervention caregiving disruptions.
from parenting skill development to relationship Formal supports are needed to address the varied
building between the grandchild and grandparent facets of the child and grandparent’s experiences
and adaptive coping with the goal of moderating within the grandfamily. A public health model of in-
the effects of trauma and adversity on the family. tervention can be useful in this regard by identifying
Unfortunately, this specific model remains untested, the need for remediation at the societal (influencing
although evidence-based, relational approaches (ie, policy and legislation and changing organizational
Child Parent Psychotherapy) targeting biological practices), community (fostering coalitions and
parents and young children (0-6 years of age) have networks and educating providers and community
been established.77 Because of the paucity of in- members), and individual (strengthening individual
tervention research involving discrete grandparent knowledge and skills) levels.79 Coordination of
samples, it is important to consider and evaluate ex- such a complex architecture of services requires
isting evidence-based treatment approaches that tar- deliberate planning and an organizing force. Pro-
get the specified needs of these families that may be fessionals working with grandfamilies can act as
similar to other groups (eg, biological families). In boundary spanners80 to coordinate and enhance
this way, opportunities to adapt existing best prac- service delivery in ways that improve access to care,
tices protocols or the need to develop new interven- create equity in service provision, and strengthen
tions to address the trauma, loss, and attachment this contemporary family structure. Interventions
problems of custodial grandparents and grandchil- must include financial and caregiving supports,
dren can be identified. Trauma-Focused Cognitive as well as mental health service provision that is
Behavioral Therapy is one example of an interven- aimed at addressing the emotional needs of children
tion that has been found to be efficacious for the who may have been exposed to abuse and neglect,
treatment of child traumatic stress in various fam- parental substance abuse, and the sudden loss of
ily constellations.78 the child-parent relationship prior to placement
To maximize effectiveness, not only must inter- with their grandparent.
vention services be tailored to the needs of the
grandfamily constellation, these approaches must
be tested on the basis of representative samples and
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